Optimal Nutritional Status for a Well-Functioning Immune System Is an Important Factor to Protect against Viral Infections - MDPI

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nutrients
Review
Optimal Nutritional Status for a Well-Functioning
Immune System Is an Important Factor to Protect
against Viral Infections
Philip C. Calder 1 , Anitra C. Carr 2 , Adrian F. Gombart 3          and Manfred Eggersdorfer 4, *
 1   Faculty of Medicine, University of Southampton and NIHR Southampton Biomedical Research Centre,
     University Hospital Southampton NHS Foundation Trust, Tremona Road, Southampton SO16-6YD, UK;
     P.C.Calder@soton.ac.uk
 2   Nutrition in Medicine Research Group, Department of Pathology & Biomedical Science, University of Otago,
     Christchurch, P.O. Box 4345, Christchurch 8140, New Zealand; anitra.carr@otago.ac.nz
 3   Linus Pauling Institute, Department of Biochemistry and Biophysics, Oregon State University,
     307 Linus Pauling Science Center, Corvallis, OR 97331, USA; adrian.gombart@oregonstate.edu
 4   Department of Internal Medicine, University Medical Center Groningen, 9713 GZ Groningen, The
     Netherlands
 *   Correspondence: m.eggersdorfer@bluewin.ch
                                                                                                     
 Received: 10 March 2020; Accepted: 18 April 2020; Published: 23 April 2020                          

 Abstract: Public health practices including handwashing and vaccinations help reduce the spread
 and impact of infections. Nevertheless, the global burden of infection is high, and additional measures
 are necessary. Acute respiratory tract infections, for example, were responsible for approximately
 2.38 million deaths worldwide in 2016. The role nutrition plays in supporting the immune system is
 well-established. A wealth of mechanistic and clinical data show that vitamins, including vitamins A,
 B6 , B12 , C, D, E, and folate; trace elements, including zinc, iron, selenium, magnesium, and copper;
 and the omega-3 fatty acids eicosapentaenoic acid and docosahexaenoic acid play important and
 complementary roles in supporting the immune system. Inadequate intake and status of these nutrients
 are widespread, leading to a decrease in resistance to infections and as a consequence an increase in
 disease burden. Against this background the following conclusions are made: (1) supplementation
 with the above micronutrients and omega-3 fatty acids is a safe, effective, and low-cost strategy to help
 support optimal immune function; (2) supplementation above the Recommended Dietary Allowance
 (RDA), but within recommended upper safety limits, for specific nutrients such as vitamins C and D
 is warranted; and (3) public health officials are encouraged to include nutritional strategies in their
 recommendations to improve public health.

 Keywords: immune system; viral infection; influenza; COVID-19; micronutrients; vitamins; omega-3
 fatty acids; minerals; vitamin C; vitamin D

1. Introduction
      Acute respiratory tract infections are a major cause of morbidity and mortality across the globe,
as illustrated by both seasonal influenza epidemics, and the recent outbreak of the coronavirus
disease, COVID-19, caused by SARS-CoV-2 infection. The World Health Organization (WHO) estimates
that worldwide, seasonal influenza alone results in 3–5 million cases of severe illness that require
hospitalization, and 290,000–650,000 deaths annually [1]. In aggregate, acute respiratory tract illnesses
were estimated to be responsible for approximately 2.38 million deaths worldwide in 2016 [2,3]. Indeed,
severe lower respiratory tract infections were the most common cause of sepsis-related death globally
from 1990–2017 [4].

Nutrients 2020, 12, 1181; doi:10.3390/nu12041181                               www.mdpi.com/journal/nutrients
Nutrients 2020, 12, 1181                                                                            2 of 10

      A number of standard public health practices have been developed to help limit the spread and
impact of respiratory viruses, such as regular hand washing, avoiding those showing symptoms of
infection, and covering coughs [5]. For certain viruses, such as influenza, annual vaccination campaigns
designed to prime the immune response in case of exposure exist in many countries. Influenza is
caused by a single-stranded RNA virus, and as such exhibits high mutation rates and rapid evolution,
which may allow these viruses to escape from pre-existing neutralizing antibodies in the host [6].
Vaccination programs therefore must make predictions each year as to which strains to vaccinate
against, with varying degrees of success. In the US, the Centers for Disease Control and Prevention
estimate the current year influenza vaccine to be 45% effective for preventing medically attended,
laboratory-confirmed influenza virus. This is consistent with estimates from the previous years when
the influenza vaccines were antigenically matched to the circulating viruses [7]. Since the 2011–2012
season, vaccine efficacy has ranged from 19%–54% [8].
      The immune system is comprised of both the innate (fast, non-antigen specific) and adaptive
(slower, antigen-specific) responses. The innate immune system is comprised of physical barriers
that help prevent pathogen entry (e.g., skin, gut epithelium), antimicrobial peptides, the complement
system, and a variety of phagocytic and other cells (e.g., neutrophils, macrophages, natural killer
cells), that recognize the presence of pathogens via the expression of nonspecific pattern-recognition
receptors [9]. The innate system moves quickly to recognize and destroy “non-self” threats, typically
via inflammatory processes, and then resolve the inflammation and repair the damage caused by
these events [9]. However, innate immunity does not increase efficacy or speed of response with
repeated exposure to a pathogen. Subsequent to the innate response, the adaptive response is engaged.
The adaptive response includes antigen-specific cells, e.g., T lymphocytes, subsets of which coordinate
the overall adaptive response or kill virally-infected cells, and B lymphocytes, which can be activated
to secrete antibodies specific to the infecting pathogen [9]. While slower to respond than the innate
system, the adaptive system is responsible for generating immunological “memory”, whereby a
repeated infection with the same pathogen will generate a vigorous, fast antigen-specific response [9].
The induction of immunological memory is the mechanism by which vaccines can provide protection
against subsequent pathogen exposure.
      Undoubtedly, public hygiene practices and, when available, vaccinations can be effective
mechanisms to provide protection against infectious disease. However, vaccines can take years
to create, are not available against all viruses (including the current coronavirus SARS-CoV-2), and
provide varying levels of protection. The morbidity and mortality numbers cited above highlight
the need for additional strategies to support the immune system, in order to reduce the impact of
respiratory and other infections.

2. Nutritional Impact on Immunity
      Often missing in public health discussions around immunity and infection are nutritional strategies
to support optimal function of the immune system. This is surprising, given that the importance that
nutrition plays in immune function is well established. Several vitamins, including vitamins A, B6 ,
B12 , C, D, E, and folate; and trace elements, including zinc, iron, selenium, magnesium, and copper,
play important and complementary roles in supporting both the innate and adaptive immune systems.
Deficiencies or suboptimal status in micronutrients negatively affect immune function and can decrease
resistance to infections [10–12]. Indeed, with the exceptions of vitamin E and magnesium, each of
these micronutrients has been granted health claims in the European Union for contributing to the
normal function of the immune system [13]. Other nutrients such as omega-3 fatty acids also support
an effective immune system, specifically by helping to resolve the inflammatory response [14].
      The mechanistic roles that micronutrients play to optimize immune function have been
well-described recently [10,12]. Most micronutrients exhibit pleiotropic roles in supporting immune
function. With respect to innate immunity, the vitamins and minerals listed above collectively function to
support the development and maintenance of physical barriers; production and activity of antimicrobial
Nutrients 2020, 12, 1181                                                                              3 of 10

proteins; growth, differentiation and motility/chemotaxis of innate cells; phagocytic and killing (e.g.,
oxidative burst) activities of neutrophils and macrophages; and promotion of and recovery from
inflammation (e.g., cytokine production and antioxidant activity). They also support adaptive immunity,
via lymphocyte differentiation, proliferation and homing; cytokine production; antibody production;
and the generation of memory cells. The roles that vitamins C and D play in immunity are particularly
well elucidated. Vitamin C affects several aspects of immunity, including supporting epithelial barrier
function, growth and function of both innate and adaptive immune cells, white blood cell migration to
sites of infection, phagocytosis and microbial killing, and antibody production [10]. Many immune
cells have vitamin D receptors that affect their function after ligand binding, and as such vitamin D
profoundly influences immunity. For example, it promotes differentiation of monocytes to macrophages
and increases their killing capacity; modulates the production of inflammatory cytokines; and supports
antigen presentation. Furthermore, vitamin D metabolites appear to regulate production of specific
antimicrobial proteins that directly kill pathogens, and thus are likely to help reduce infection including
in the lungs [15,16].
      As mentioned above, inflammation is a key component of the immune response. This response
is caused by a variety of pro-inflammatory mediators, produced by several different types of cells,
resulting in the influx of fluid, immune cells, and other mediators that function to eliminate the
infection. Inflammation typically resolves quickly at the end of the immune response, due to activation
of specific negative-feedback mechanisms. Among these, the omega-3 fatty acids, eicosapentaenoic
acid (EPA) and docosahexaenoic acid (DHA) present at the site of inflammation are enzymatically
converted to specialized pro-resolving mediators (SPMs) known as resolvins, protectins, and maresins.
These molecules, along with others, function together to orchestrate the resolution of inflammation and
to support healing, including in the respiratory tract [14,17]. Notably, nutritional deficiencies in these
essential fatty acids can result in delayed or suboptimal resolution of inflammation [17]. This could be
very important in the context of severe COVID-19 which manifests as uncontrolled inflammation, the
so-called cytokine storm [18,19], linked with acute respiratory distress syndrome (ARDS). A number of
the SPMs formed from EPA and DHA have been shown in animal models to both protect against and
resolve acute lung injury and ARDS [20–24]. Nutritional formulas containing antioxidants and rich in
EPA and DHA have been used in several human trials of patients with ARDS. A recent Cochrane review
of these trials identified a significant improvement in blood oxygenation and significant reductions in
ventilation requirement, new organ failures, length of stay in the intensive care unit and mortality at
28 days [25]. Taken together, these findings suggest an important role for EPA and DHA in ameliorating
inflammation and lung injury, perhaps acting via conversion to SPMs.
      It is not surprising, then, that deficiencies and even suboptimal status of these nutrients can
impair immune functions. Depending on the deficient nutrient or nutrients, there can be decreases in
the numbers of lymphocytes, impairment of phagocytosis and microbial killing by innate immune
cells, altered production of cytokines, reduced antibody responses, and even impairments in wound
healing [12]. These functional impairments are, presumably, what lead to the clinical immune-related
manifestations of deficiency. Indeed, people deficient in vitamin C are susceptible to severe respiratory
infections such as pneumonia [10,26]. A recent meta-analysis reported a significant reduction in the risk
of pneumonia with vitamin C supplementation, particularly in individuals with low dietary intakes [27].
In older patients, disease severity and risk of death were reduced with supplementation, particularly
in the case where initial plasma levels of vitamin C were low [27]. Vitamin C supplementation has also
been shown to decrease the duration and severity of upper respiratory tract infections, such as the
common cold, and significantly decrease the risk of infection when given prophylactically in people
under enhanced physical stress [26,28].
      Likewise, vitamin D deficiency increases the risk for respiratory infection. Observational studies
report an association between low blood concentrations of 25-hydroxyvitamin D (the major vitamin D
metabolite) and susceptibility to acute respiratory tract infections [29,30]. Consistent with these findings,
several recent meta-analyses have concluded that vitamin D supplementation can reduce the risk of
Nutrients 2020, 12, 1181                                                                           4 of 10

respiratory tract infections in both children and adults [11,31–35]. In 2017, Martineau and colleagues
performed a systematic review and meta-analysis of individual participant data (n = 10,933) from
25 randomized, double blind, placebo controlled trials of vitamin D supplementation with a specified
outcome of acute respiratory tract infection (ARI). They found a 12% reduction for experiencing at least
one ARI irrespective of dosing schedule [11]. They found a 19% reduction in individuals taking a daily
or weekly dose without bolus doses and no benefit with bolus dosing. Among those receiving a daily
or weekly dose, they observed a 25% reduction for those with baseline 25(OH)D levels ≥25 nmol/L
(12 ng/mL) and a 70% reduction for those with baseline levels
Nutrients 2020, 12, 1181                                                                                                           5 of 10

the Middle East and Africa [57]. The situation with vitamin C is similar. Currently, the most commonly
used vitamin C cutoff levels are approximately ≤23–28 µmol/L for hypovitaminosis C and ≤11 µmol/L
for deficiency [58]. The evidence indicates that vitamin C insufficiency or deficiency is common in low
and middle-income countries (e.g., Mexico, Brazil, India), and not uncommon in high income countries
(e.g., US, Singapore, New Zealand), particularly in at-risk subpopulations [53,59–67]. Furthermore,
the WHO and the Food and Agriculture Organization (FAO) of the United Nations have described
that, based on blood markers, vitamin A and iron deficiencies are widespread and of significant
global concern [46,49,50]. Status data in the general population or specific subpopulations also reveal
inadequacies or deficiencies in various countries, including in developed nations, for vitamins B6,
B12, and folate, as well as zinc and selenium [53,59,60,68–73]. Finally, a global survey of EPA + DHA
status in the blood, from 298 studies, found “low” or “very low” status (i.e., levels associated with
increased risk of cardiovascular related mortality) of EPA + DHA in most of the countries assessed [74].
Collectively, the totality of these data strongly suggest that micronutrient and omega-3 inadequacies or
deficiencies are prevalent around the globe.
      It should also be noted that optimal nutritional support for the immune system can require intakes
above the RDA for some micronutrients, while at the same time infections and other stressors can
reduce micronutrient status in the body. Vitamin C levels, in particular, decrease during times of
infection and higher intakes are required to restore normal blood levels [10,75]. These higher intakes
and blood levels are associated with improved clinical outcomes. For example, supplementation of
pneumonia patients with ≥200 mg/d vitamin C restored depleted plasma and cellular vitamin C levels,
and resulted in decreased respiratory symptom scores and a dose-dependent decrease in hospital
length of stay [76,77].

3. Recommendations and Conclusions
     Thus, a set of clear nutritional recommendations is needed (Table 1). First, supplementation
with micronutrients and omega-3 fatty acids is a safe, effective, and low-cost way to help eliminate
nutritional gaps and support optimal immune function, and therefore reduce the risk and consequences
of infections [10,12]. Intakes should follow recommended upper safety limits set by expert authorities,
such as the European Food Safety Authority and, in the United States, the IOM. Thus, a multivitamin
and mineral supplement that supplies the basic micronutrient requirements (e.g., RDA) for vitamins
and minerals is recommended in addition to the consumption of a well-balanced diet.

              Table 1. Recommended intakes of selected nutrients to support optimal immune function.

               Nutrient                                Rationale                                     Recommendation
                                                                                       A multivitamin and trace element supplement
                                    These micronutrients play important roles in       that supplies the nutrient requirements (e.g.,
                                    supporting the cells and tissues of the immune     100% US RDA for age and gender) [78] for
                                    system. Deficiencies or suboptimal status in       vitamins and trace elements including vitamins
  Vitamins and trace elements
                                    these micronutrients negatively affect immune      A, B6 , B12 , C, D, E, and folate, and trace
                                    function and can decrease resistance to            elements including zinc, iron, selenium,
                                    infections.                                        magnesium and copper. This is in addition to
                                                                                       the consumption of a well-balanced diet.
                                    Doses of ≥200 mg/day provide saturating levels
                                    in the blood, and support reduction in the risk,   Daily intake of at least 200 mg/day for healthy
  Vitamin C                         severity and duration of upper and lower           individuals. In individuals who are sick, 1–2
                                    respiratory tract infections. Requirements for     g/day is recommended.
                                    vitamin C increase during infection.
                                    Daily supplementation of vitamin D reduces
  Vitamin D                                                                            Daily intake of 2000 IU/day (50 µg/day).
                                    the risk of acute respiratory tract infections.
                                    Marginal zinc deficiency can impact immunity.
                                    Those deficient in zinc, particularly children,
  Zinc                                                                                 Daily intake in the range of 8–11 mg/day.
                                    are prone to increased diarrheal and
                                    respiratory morbidity.
                                    Omega-3 fatty acids support an effective
  Omega-3 fatty acids (EPA + DHA)   immune system, including by helping to             Daily intake of 250 mg/day of EPA + DHA.
                                    resolve inflammation.
Nutrients 2020, 12, 1181                                                                                     6 of 10

      Second, we recommend supplementation above the RDA for vitamins C and D. As noted above,
recent meta-analyses concluded significant reductions in the risk and impact of both upper and lower
respiratory tract infections such as the common cold and pneumonia, including disease severity and
risk of death in older patients, with vitamin C supplementation [27,28,79]. Based on this evidence, a
daily intake of at least 200 mg/day for healthy individuals is recommended. This level is above the US
RDA of 75 and 90 mg/day for female and male adults, respectively [80]. It should be noted that vitamin
C requirements depend on health status, and 1–2 g/day are recommended to restore normal blood
levels in individuals who are sick, beginning at the onset of symptoms. These levels are within the US
tolerable upper limit (TUL) for adults of 2 g/day (note that the upper limit for children aged 1–3 years
is 400 mg/day) [80].
      Several recent meta-analyses have concluded that vitamin D supplementation reduces the risk of
respiratory tract infections in both children and adults [11,31–35]. Protective effects were seen with
those receiving daily or weekly vitamin D, but not with less frequent bolus doses [11,32]. A daily intake
of 2000 IU (50 µg) is recommended. This is above the US RDA of 400–800 IU (depending on age), but
below the TUL for those over 1 year of age (2500–4000 IU) [52].
      A third recommendation involves the omega-3 fatty acids EPA and DHA. An adequate intake
supports the resolution of inflammation via the production of anti-inflammatory metabolites of these
fatty acids, including in the respiratory tract [14,17]. An intake of 250 mg EPA + DHA per day is
recommended, consistent with global, regional and national expert recommendations [81–83].
      Public health practices, such as vaccinations and hygiene measures, are important measures that
help limit the spread and impact of infections, including against acute respiratory viruses. However,
the present situation with SARS-CoV-2 infection and severe outcomes of COVID-19 and the annual
morbidity and mortality figures for respiratory infections overall make it clear that these practices
alone are not sufficient. New strains of influenza continuously emerge, necessitating development
of new vaccines with varying efficacy, and outbreaks of novel viruses can be enormously difficult
to contain. As such, additional safe and cost-effective strategies are needed to support the immune
system, and further protect individuals and populations from harm. One compelling strategy is to
provide sufficient nutritional support for the immune system. As described above, optimal nutrient
intake, including supplementing above the RDA for certain immune-supporting vitamins, promotes
optimal immune function, helps to control the impact of infections, and could help limit the emergence
of novel, more virulent strains of pathogenic viruses. We, therefore, strongly encourage public health
officials to also include nutritional strategies in their arsenal to improve public health and to limit the
impact of seasonal and emerging viral infections.

Author Contributions: The outline of the publication was developed with input from all authors based on an
expert webinar meeting they held and the conclusions they reached concerning the role of the immune system to
reduce risk for infections including viral infections; All authors have read and agreed to the published version of
the manuscript.
Funding: This research received no external funding.
Conflicts of Interest: P.C.C. has research funding from BASF AS and Bayer Consumer Care; acts as an
advisor/consultant to BASF AS, DSM, Cargill, Smartfish, Nutrileads, Bayer Consumer Care, and Pfizer (now
GSK) Consumer Healthcare; has received reimbursement for travel and/or speaking from Danone, Fresenius
Kabi, Baxter, Pfizer (now GSK) Consumer Healthcare, Abbott, Smartfish, Biogredia and the California Walnut
Commission; and is President and member of the Board of Directors of the European Branch of the International
Life Sciences Institute. A.C.C. has received research funding from Bayer Consumer Care and travel reimbursement
from DSM. M.E. acts as an advisor for DSM and received travel reimbursement from DSM. He is member of
the Scientific Board of PM International and President of the Gesellschaft für angewandte Vitaminforschung.
A.F.G. has received research funding from Bayer Consumer Care and has acted as an advisor/consultant for and
has received reimbursement for travel and/or speaking from Bayer Consumer Care.

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