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DEPARTMENT OF HEALTH AND HUMAN SERVICES                                                    Guidance
                                                                                           Office of the Secretary

                                                                         Office of the Assistant Secretary for Health
                                                                                             Washington, D.C. 20201

U.S. Department of Health & Human Services
Office of the Assistant Secretary for Health
October 20, 2020

Guidance for PREP Act Coverage for Qualified Pharmacy Technicians and State-Authorized
 Pharmacy Interns for Childhood Vaccines, COVID-19 Vaccines, and COVID-19 Testing

On January 31, 2020, the Secretary of Health and Human Services declared that the 2019 novel
coronavirus disease (COVID-19) is a public health emergency for the United States.1 The United
States Department of Health and Human Services (HHS) is the lead agency for the federal
government’s response to the COVID-19 pandemic.

Key components of that response are rapidly expanding COVID-19 testing across America,
expanding access to childhood vaccinations to help address a decrease in childhood vaccination
rates due to the COVID-19 pandemic, and expanding access to COVID-19 vaccines when they
become available. Within HHS, the Office of the Assistant Secretary for Health (OASH) leads
federal efforts to support such expansions.

      Childhood and COVID-19 Vaccine Guidance for Qualified Pharmacy Technicians
                       And State-Authorized Pharmacy Interns

Pharmacies, in partnership with other healthcare providers, are well positioned to increase access
to vaccinations—particularly in certain areas that have too few pediatricians and other primary care
providers, or that are otherwise medically underserved.2 For example, pharmacists already play a
significant role in annual influenza vaccination. In the early 2018-19 season, pharmacists
administered the influenza vaccine to nearly a third of all adults who received the vaccine.3 Some
states permit pharmacy technicians to administer vaccines to both adults and children under certain
circumstances.4

1
   The Secretary’s declaration of a public health emergency was retroactively effective on January 27, 2020.
2
  See, e.g., Guidance for Pharmacists and Pharmacy Technicians in Community Pharmacies during the
COVID-19 Response, CDC, https://www.cdc.gov/coronavirus/2019-ncov/hcp/pharmacies.html (last updated
June 28, 2020) (“As a vital part of the healthcare system, pharmacies play an important role in providing
medicines, therapeutics, vaccines, and critical health services to the public.”); Kimberly McKeirnan &
Gregory Sarchet, Implementing Immunizing Pharmacy Technicians in a Federal Healthcare Facility, 7
PHARMACY 1, 7 (2019), https://www.mdpi.com/2226-4787/7/4/152/htm (last visited Aug. 5, 2020)
(Indian Health Service study demonstrating “the effective implementation of immunization-trained
pharmacy technicians and the positive impact utilization of pharmacy support personnel can create” on
childhood vaccination rates in medically underserved populations).
3
  Early-Season Flu Vaccination Coverage — United States, November 2018, CDC,
https://www.cdc.gov/flu/fluvaxview/nifs-estimates-nov2018.htm (last visited July 14, 2020).
4
  Deeb Eid, et al., Moving the Needle: A 50-State and District of Columbia Landscape Review of Laws
Regarding Pharmacy Technician Vaccine Administration, Pharmacy 7, 168 (2019) available at
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6958442/.
On March 10, 2020, the Secretary of Health and Human Services (Secretary) issued a Declaration
under the Public Readiness and Emergency Preparedness (PREP) Act.5 On August 19, 2020, the
Secretary amended the March 10, 2020 declaration to identify an additional category of persons
who are qualified persons for liability protection under 42 U.S.C. § 247d-6d(i)(8)(B) of the PREP
Act.6 The definition of qualified persons in this Third Amendment included pharmacy interns
authorized to administer to persons ages three through 18 childhood vaccines that the Advisory
Committee on Immunization Practices (ACIP) recommends according to ACIP’s standard
immunization schedule, provided that certain conditions are met.7 For PREP Act liability
protection to attach, the Third Amendment also required the pharmacy intern to act under the
supervision of a pharmacist and to be licensed or registered by his or her State board of pharmacy.8
On September 3, 2020, OASH issued guidance authorizing State-licensed pharmacists to order and
administer, and State-licensed or registered pharmacy interns acting under the supervision of the
qualified pharmacist to administer, to persons ages three or older, COVID-19 vaccinations that
have been authorized or licensed by the Food and Drug Administration (FDA), provided that
certain conditions are met—thereby making them “covered persons” under the PREP Act with
respect to this activity.9

Some states do not require pharmacy interns to be licensed or registered by the State board of
pharmacy.10 This guidance clarifies that the pharmacy intern must be authorized by the state or
board of pharmacy in the state in which the practical pharmacy internship occurs, but this
authorization need not take the form of a license from, or registration with, the State board of
pharmacy.

Similarly, states vary on licensure and registration requirements for pharmacy technicians. Some
states require certain education, training, and/or certification for licensure or registration; others
either have no prerequisites for licensure or registration or do not require licensure or registration
at all. For purposes of this guidance, to be a “qualified pharmacy technician,” pharmacy
technicians working in states with licensure and/or registration requirements must be licensed
and/or registered in accordance with state requirements; pharmacy technicians working in states
without licensure and/or registration requirements must have a Certified Pharmacy Technician
(CPhT) certification from either the Pharmacy Technician Certification Board or National
Healthcareer Association.

Therefore, as an Authority Having Jurisdiction under the Secretary’s March 10, 2020 declaration
under the PREP Act, OASH issues this guidance. Subject to satisfaction of the requirements listed
below, this guidance authorizes both qualified pharmacy technicians and State-authorized

5
  See Declaration Under the Public Readiness and Emergency Preparedness Act for Medical
Countermeasures Against COVID-19, 85 Fed. Reg. 15,198 (Mar. 17, 2020); 85 Fed. Reg. 21,012 (Apr. 15,
2020); 85 Fed. Reg. 35,100 (June 8, 2020); 85 Fed. Reg. 52,136 (Aug. 24, 2020); see also Pub. L. No. 109-
148, Public Health Service Act § 319F-3, 42 U.S.C. § 247d-6d and 42 U.S.C. § 247d-6e.
6
  See Third Amendment to Declaration Under the Public Readiness and Emergency Preparedness Act for
Medical Countermeasures Against COVID-19, 85 Fed. Reg. 52,136, 52,140 (Aug. 24, 2020) (Third
Amendment).
7
  Id.
8
  Id. Pharmacists, pharmacy interns, and pharmacy technicians might have already been subject to PREP
Act immunity for certain activities prior to this amendment.
9
  See https://www.hhs.gov/sites/default/files/licensed-pharmacists-and-pharmacy-interns-regarding-covid-
19-vaccines-immunity.pdf (last visited Sept. 28, 2020).
10
   See e.g., 21 N.C.A.C. 46.1317 (West 2020) (requiring an intern to be registered with the State board of
pharmacy or be enrolled in approved academic internship program); Tenn. Code Ann. § 63-10-204 (West
2020) (requiring enrollment in or graduation from recognized school or college of pharmacy under rules
established by board); Wis. Stat. § 450.03 (West 2020) (requiring completion of second year of and current
enrollment at accredited school of pharmacy).
pharmacy interns acting under the supervision of a qualified pharmacist11 to administer FDA-
authorized or FDA-licensed COVID-19 vaccines to persons ages three or older and to administer
FDA-authorized or FDA-licensed ACIP-recommended vaccines to persons ages three through 18
according to ACIP’s standard immunization schedule.

Such qualified pharmacy technicians and State-authorized pharmacy interns will qualify as
“covered persons” under the PREP Act, subject to other applicable requirements of the Act and the
requirements discussed below. They may also receive immunity under the PREP Act with respect
to all claims for loss caused by, arising out of, relating to, or resulting from, the administration or
use of such vaccines. 42 U.S.C. § 247d-6d(a)(1).12

To qualify as “qualified persons” under 42 U.S.C. § 247d-6d(i)(8)(B) when administering FDA-
authorized or FDA-licensed COVID-19 vaccines to persons ages three or older or ACIP-
recommended childhood vaccinations to persons ages three through 18, qualified pharmacy
technicians and State-authorized pharmacy interns must satisfy the following requirements:

•    The vaccination must be ordered by the supervising qualified pharmacist.

•    The supervising qualified pharmacist must be readily and immediately available to the
     immunizing qualified pharmacy technicians.

•    The vaccine must be FDA-authorized or FDA-licensed.

•    In the case of a COVID-19 vaccine, the vaccination must be ordered and administered
     according to ACIP’s COVID-19 vaccine recommendation(s).

•    In the case of a childhood vaccine, the vaccination must be ordered and administered according
     to ACIP’s standard immunization schedule.

•    The qualified pharmacy technician or State-authorized pharmacy intern must complete a
     practical training program that is approved by the Accreditation Council for Pharmacy
     Education (ACPE). This training program must include hands-on injection technique and
     the recognition and treatment of emergency reactions to vaccines.

•    The qualified pharmacy technician or State-authorized pharmacy intern must have a current
     certificate in basic cardiopulmonary resuscitation.

•    The qualified pharmacy technician must complete a minimum of two hours of ACPE-
     approved, immunization-related continuing pharmacy education during the relevant State
     licensing period(s).

•    The supervising qualified pharmacist must comply with recordkeeping and reporting
     requirements of the jurisdiction in which he or she administers vaccines, including informing
     the patient’s primary care provider when available and submitting the required immunization
     information to the state or local immunization information system (vaccine registry).

11
   For purposes of this guidance, “qualified pharmacist” means those pharmacists who satisfy the
requirements listed in Section V(d) of the Third Amendment. See 85 Fed. Reg. at 52140 (Aug. 24, 2020).
12
   Regarding vaccines subject to the National Vaccine Injury Compensation Program, the Third Amendment
to the COVID-19 PREP Act Declaration states: “Nothing in this Declaration shall be construed to affect the
National Vaccine Injury Compensation Program, including an injured party’s ability to obtain compensation
under that program. Covered countermeasures that are subject to the National Vaccine Injury
Compensation Program authorized under 42 U.S.C. 300aa-10 et seq. are covered under this Declaration for
the purposes of liability immunity and injury compensation only to the extent that injury compensation is
not provided under that Program.” 85 Fed. Reg. at 52140 (Aug. 24, 2020).
•    The supervising qualified pharmacist is responsible for complying with requirements related to
     reporting adverse events.

•    The supervising qualified pharmacist must review the vaccine registry or other vaccination
     records prior to ordering the vaccination to be administered by the qualified pharmacy
     technician or State-authorized pharmacy intern.

•    The qualified pharmacy technician and State-authorized pharmacy intern must, if the patient is
     18 years of age or younger, inform the patient and the adult caregiver accompanying the patient
     of the importance of a well-child visit with a pediatrician or other licensed primary-care
     provider and refer patients as appropriate.

•    The supervising qualified pharmacist must comply with any applicable requirements (or
     conditions of use) as set forth in the CDC’s COVID-19 vaccination provider agreement and
     any other federal requirements that apply to the administration of COVID-19 vaccine(s).

This authorization preempts any state and local law that prohibits or effectively prohibits those
who satisfy these requirements from administering COVID-19 or routine childhood vaccines as set
forth above. It does not preempt state and local laws that permit additional individuals to
administer COVID-19 or routine childhood vaccines to additional persons.13

     COVID-19 Testing Guidance for Qualified Pharmacy Technicians and State-Authorized
                                    Pharmacy Interns

For the reasons stated herein, pharmacies, in partnership with other healthcare providers, are also
well positioned to aid COVID-19 testing expansion. Pharmacists are trusted healthcare providers
with established relationships with their patients. As of 2018, nearly 90 percent of Americans
lived within five miles of a community pharmacy.14 That proximity reduces travel to testing
locations, which is an important mitigation measure. Pharmacies often offer extended hours and
added convenience. Pharmacists supervising qualified pharmacy technicians and State-authorized
pharmacy interns also have strong relationships with medical providers and hospitals to
appropriately refer patients when necessary.

Therefore, as an Authority Having Jurisdiction under the Secretary’s PREP Act Declaration,
OASH issues this guidance authorizing qualified pharmacy technicians and State-authorized
pharmacy interns to administer COVID-19 tests, including serology tests, that the FDA has
approved, cleared, or authorized.15 By doing so, such qualified pharmacy technicians and State-
authorized pharmacy interns will qualify as “covered persons” under the PREP Act. And they
may receive immunity under the PREP Act with respect to all claims for loss caused by, arising
out of, relating to, or resulting from, the administration or use of FDA-authorized COVID-19 tests.
42 U.S.C. § 247d-6d(a)(1).

13
   Nothing herein shall affect federal-law requirements in 42 C.F.R. Part 455, subpart E regarding screening
and enrollment of Medicaid and Children's Health Insurance Program (CHIP) providers. This guidance
does not speak to or change reimbursement policy with respect to whether a qualified pharmacy technician
or State-authorized pharmacy intern may obtain reimbursement from a government or private payer for
ordering or administering an FDA-authorized test, administering a COVID-19 vaccine, or administering
routine childhood immunizations.
14
   Get to Know Your Pharmacist, CDC, https://www.cdc.gov/features/pharmacist-month/index.html (last
visited July 14, 2020).
15
   FDA’s Emergency Use Authorizations for diagnostic and therapeutic medical devices to diagnose and
respond to particular public health emergencies are available at https://www.fda.gov/emergency-
preparedness-and-response/mcm-legal-regulatory-and-policy-framework/emergency-use-authorization.
This authorization preempts any state and local law that prohibits or effectively prohibits those
who satisfy these requirements from administering COVID-19 tests as set forth above. It does not
preempt state and local laws that permit additional individuals to administer COVID-19 tests to
additional persons.16

16
  Nothing herein shall affect federal-law requirements in 42 C.F.R. Part 455, subpart E regarding screening and
enrollment of Medicaid and CHIP providers. This guidance does not speak to or change reimbursement policy with
respect to whether a qualified pharmacy technician or State-authorized pharmacy intern may obtain reimbursement
from a government or private payer for ordering or administering an FDA-authorized test, administering a COVID-
19 vaccine, or administering routine childhood immunizations.
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