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Nuclear asia - paradigm_shift - ANU College of Asia & the Pacific
Summer 2017-18
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Nuclear asia - paradigm_shift - ANU College of Asia & the Pacific
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Nuclear asia - paradigm_shift - ANU College of Asia & the Pacific
01   Professor Michael Wesley                                       10       Dr Stephan Frühling

     A new arms race in Asia                                                 Missiles and missile defence

02   Professor Ramesh Thakur                                        11        Associate Professor Matthew Sussex

     Asia in the second nuclear age                                          Russia and nuclear instability
                                                                             in Asia

03   Adjunct Associate Professor Ron Huisken
                                                                    12       Distinguished Professor Amin Saikal
     China and nuclear proliferation:
     the case of North Korea                                                 Iran and Saudi Arabia:
                                                                             proliferation pressures

04   Dr Brendan Taylor and Dr H. D. P. Envall
                                                                    13       Dr Tanya Ogilvie-White
     A nuclear arms race in
     Northeast Asia?                                                         Responding to the nuclear crisis
                                                                             in Northeast Asia: the dangers of
                                                                             nuclear fatalism
05   Dr Michael Clarke

     Multipolar Asia, strategic
                                                                    14       John Tilemann
     stability and nuclear
     deterrence: toward life in the                                          Institutional tools for curbing
     ‘grey zone’?                                                            nuclear threats in Asia Pacific

06   Associate Professor O. Fiona Yap                               15       Professor Ramesh Thakur

     Domestic drivers of proliferation                                       The UN Nuclear
                                                                             Weapons Ban Treaty

07   Dr Benjamin Zala
                                                                    16       Dr Richard Brabin-Smith
     Nuclear balances and the
     challenge of advanced 		                                                Nuclear risk in Asia:
     conventional weapons in Asia                                            how Australia should respond

08   Dr Leonid Petrov                                               17       Professor Gareth Evans

     North Korean nuclear program                                            Nuclear disarmament:
     and the continuing Korean War                                           the global challenge

09   Professor Rory Medcalf

     Submerged risk - the
     undersea dimension of Asia’s
     nuclear contest

     The Australian National University does not take institutional positions on public policy issues; the views represented
          here are the authors’ own and do not necessarily reflect the views of the University, its staff, or its trustees.
Nuclear asia - paradigm_shift - ANU College of Asia & the Pacific
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                                                                                                                                            Summer 2017/18

     Professor Michael Wesley                         Professor Michael Wesley is Professor of             Thirty years ago, the American and Soviet
                                                      International Affairs and Dean of ANU College of     presidents signed the Intermediate-Range
                                                      Asia & the Pacific. He has published on foreign      Nuclear Forces (INF) Treaty; the first bilateral
                                                      policy, international relations and state-building   nuclear disarmament agreement between the

     A new arms race in Asia                                                                               two superpowers since the start of the Cold War.
                                                      interventions. Previously, Professor Wesley
                                                      was Director of the Coral Bell School of Asia        The treaty would commit them to scrap an entire
                                                      Pacific Affairs within the College. Prior to this,   class of nuclear weapons from their arsenals. It
                                                      he led the Lowy Institute for International          was a moment when much of the world breathed
                                                      Policy as Executive Director from 2009–2012.         a sigh of relief at the prospect of a possible
                                                                                                           end to the “delicate balance of terror” that
                                                                                                           had existed since the 1950s. Each superpower
                                                                                                           possessed more than enough nuclear warheads
                                                                                                           to destroy all life on the planet, and had for
                                                                                                           decades lived under a regime of mutually-
                                                                                                           assured destruction (MAD), acknowledging that
                                                                                                           its only defence against its opponent’s nuclear
                                                                                                           weapons was the ability to threaten complete
                                                                                                           destruction in retaliation if attacked. It had
                                                                                                           been a world seemingly a heartbeat away from
                                                                                                           ending due to either sudden escalation or error.

                                                                                                           Continues on next page  

                                                                                                                                                              Professor Michael Wesley
     For the past decade, the world has looked to
     the Asia Pacific as the new centre of dynamism
     in the global economy. This collection shows
     this optimistic view of the region needs to be
     tempered with sustained attention to more
     sobering trends associated with increasingly
     destructive rivalries in Asia and the Pacific.

                                                      A new arms race in Asia		 			                                                                      02
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     paradigm_shift — Edition 02                                                                                                              Summer 2017-18

     The decades that followed the INF Treaty           provocations have concentrated attention on
     seemingly continued the positive trend. The        several developments that have been unfolding
     1990s began with the end of the Cold War and       over the past decades which, taken together,
     the collapse of the Soviet Union, and continued    place the world closer to a possible nuclear
     with the denuclearisation of South Africa, the     exchange than at any time since the end of the
     negotiation of new treaties banning nuclear        Cold War. In their essays, Leonid Petrov and
     testing, chemical weapons, trade in fissile        Ron Huisken provide vital insights into North
     material, and the extension of the nuclear         Korea’s motivations, demonstrating clearly why
     Non-Proliferation Treaty (NPT). More sobering      we should not have been surprised by its flurry
     counter-trends were the breakthrough to nuclear    of nuclear and missile tests in recent months.
     status of India and Pakistan and tensions over
                                                        While the Cold War was a global stand-off
     nuclear programs in Iraq and North Korea. The
                                                        between two superpowers located on separate
     following decade saw attention shift towards
                                                        continents, the new nuclear dynamics are
     terrorism, despite confrontations over Iran and
                                                        driven by six established and new nuclear
     North Korea’s nuclear enrichment and missile
                                                        powers and are predominantly concentrated
     development programs. Nothing seemed
                                                        in the Asian region. As essays by Michael
     more unlikely than a nuclear exchange during
                                                        Clarke and Brendan Taylor and H. D. P. Envall
     America’s “unipolar moment”. In 2009, a new
                                                        in this collection note, this makes the current
     American President, Barack Obama, committed
                                                        situation arguably much more unpredictable
     to seeking a world free of nuclear weapons.
                                                        and dangerous. Geographic proximity, hyper-
     Nuclear war steadily receded as a threat in the    sonic speeds and new detection capabilities
     consciousness of most people as the twenty-first   all have the effect of collapsing reaction times,

                                                                                                                                                               Professor Michael Wesley
     century moved into its second decade. Terrorism    substantially raising the risks of miscalculation
     remained a preoccupation, while climate change     and over-reaction. And while our attention is
     caused mounting anxiety. Tensions again rose       rightfully on two sub-regions–Northeast Asia
     over Iran and North Korea’s nuclear programs,      and South Asia–we should not be blind to
     but arguably both countries were seen more         proliferation pressures in Central and West Asia.
     as rogue states than genuine disturbances
                                                        Taken together, there are several trends that
     to the nuclear order. By mid-2017, the United
                                                        have been apparent over many years that should
     Nations General Assembly had voted for a
                                                        place the dangers of new nuclear rivalry in Asia
     Nuclear Weapons Prohibition Treaty (NWPT).
                                                        at the very forefront of policy deliberation and
     Against this background, North Korea’s             public discussion. Most obviously, the numbers
     seemingly sudden and certainly determined          and quality of nuclear weapons are increasing
     sprint towards gaining nuclear-tipped,             as established and new nuclear weapons states
     intercontinental ballistic missiles in 2016 and    modernise and upgrade existing nuclear
     2017 has come as a sudden shock. Like a flash      stockpiles, build more nuclear warheads, and
     of lightening on a dark night, Pyongyang’s         develop more sophisticated missiles and missile

     The Cold War was a global stand-off between
     two superpowers located on separate
     continents, the new nuclear dynamics are
     driven by six established and new nuclear
     powers and are predominantly concentrated in
     the Asian region.

     03                                                                   ANU College of Asia & the Pacific   A new arms race in Asia		 			              04
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     paradigm_shift — Edition 02                                                                                                                                                                     Summer 2017-18

     defence systems. A separate but related trend       Surveying the landscape of Asia’s “second
     is that the number of nuclear weapons states        nuclear age”, Ramesh Thakur focuses on
                                                                                                               This collection of essays draws on the
     is steadily growing, all the while increasing       dangerously eroding boundaries between                collective expertise and experience of scholars
     the incentives for other states in Asia to          nuclear and conventional weapons, tactical
     develop their own nuclear capabilities. As          and strategic nuclear weapons, and the                in the Australian National University’s College
     essays by Benjamin Zala, Rory Medcalf and           nuclear, cyber and space domains. As the US,
     Stephan Frühling in this collection show, rapid     Russia, China and now newer nuclear states            of Asia & the Pacific. This institution and its
     technological developments in non-nuclear           discard their political commitment to mutual
     weapons systems have also introduced new            deterrence, acquiring new means to target
                                                                                                               predecessors have produced, over decades,
     sources of rivalry and destabilisation into the
     mix, raising further incentives to increase
                                                         each other’s nuclear systems, the temptations
                                                         to consider pre-emptive strikes are rising.
                                                                                                               some of the most respected analyses of
     the number, quality and variety of nuclear
                                                         Tanya Ogilvie-White argues in her essay that
                                                                                                               nuclear strategy and arms control, and today
     weapons at hand. As many of the essays point
     out, technological change has slipped the bonds
                                                         an equally worrying trend is the spread of            the College boasts a breadth and depth of
                                                         what she calls “nuclear fatalism”–the belief
     of either arms control regimes or deterrent
     doctrines and is rapidly outpacing both.
                                                         that arms control is increasingly quixotic and        knowledge and insight that few institutions in
                                                         that only deterrent responses are adequate in
     Consequently, nuclear, conventional and             the current climate of rising rivalry. Richard        the world can rival.
     unconventional weapons technologies are             Brabin-Smith shows that Australia is both
     both the results and the drivers of increasingly    deeply implicated in and profoundly affected
     complex rivalries in Asia. As Clarke and            by the new nuclear and missile dynamics
     Taylor and Envall demonstrate, it is no longer      unfolding to its north. Clearly these dynamics
     possible to think in terms of bilateral stand-      must become central to Australian defence and
                                                                                                               forefront of public or policy consciousness.        We should not forget that nuclear weapons

                                                                                                                                                                                                                      Professor Michael Wesley
     offs between nuclear-armed opponents. The           foreign policy planning. The essays by Gareth
                                                                                                               During the Cold War, the recentness of the          are the starkest existential threat the planet
     complex rivalries and stark imbalances in           Evans, Ramesh Thakur and John Tilemann
                                                                                                               Hiroshima and Nagasaki nuclear explosions,          faces. There are no prospects of survival,
     capabilities across Asia give rise to interlocked   assemble a sobering range of challenges that
                                                                                                               and the intuitive but horrifying simplicity of      recovery, mitigation or adaptation against an
     nuclear “trilemmas”, where attempts of one or       confront arms control efforts in the current
                                                                                                               mutually assured destruction (MAD) between          extended nuclear exchange. Even a limited
     two nuclear rivals to stabilise a nuclear balance   climate. Equally concerning are the observations
                                                                                                               the superpowers, made the nuclear balance           exchange could have catastrophic effects on the
     and protect themselves give rise to cascades        of Amin Saikal and Matthew Sussex that
                                                                                                               the foremost concern for governments and            environment and the institutions that underpin
     of insecurity and destabilising countermoves        American efforts in counter-proliferation
                                                                                                               publics. The result was sustained attention on      global production and commerce. We stand
     by others. This is a context in which extended      and nuclear primacy have decisively eroded
                                                                                                               developing and coordinating deterrent doctrine,     at a point at which nuclear weapons could
     nuclear protection guarantees between the           its credibility as a trusted participant in
                                                                                                               putting in place crisis management frameworks,      transition from being a dampener of conflict
     United States and its Asian allies could rapidly    establishing systems of reassurance and
                                                                                                               and negotiating arms control agreements.            among great powers to a driver of deepening
     lose their credibility, leading to sequences        stabilisation on the unfolding situation.
                                                                                                                                                                   distrust and arms racing among them.
     of nuclear proliferation in Northeast Asia.                                                               Today’s dangers are neither intuitively simple
                                                         This collection of essays draws on the collective
     O. Fiona Yap examines the public opinion data                                                             nor particularly imaginable to any but a            For the past decade, the world has looked to
                                                         expertise and experience of scholars in the
     of Northeast Asian states for signs of growing                                                            handful of academic and policy specialists.         the Asia Pacific as the new centre of dynamism
                                                         Australian National University’s College of
     demand for independent nuclear deterrents.                                                                Whereas the superpowers’ overt ideological          in the global economy. This collection shows
                                                         Asia & the Pacific. This institution and its
                                                                                                               rivalry during the Cold War drew attention          this optimistic view of the region needs to be
     Surveying the landscape of Asia’s “second           predecessors have produced, over decades,
                                                                                                               to their nuclear competition, in the current        tempered with sustained attention to more
     nuclear age”, Ramesh Thakur focuses on              some of the most respected analyses of nuclear
                                                                                                               era the nuclear rivals trade intensively, join      sobering trends associated with increasingly
     dangerously eroding boundaries between              strategy and arms control, and today the College
                                                                                                               common institutions and use public displays         destructive rivalries in Asia and the Pacific.
     nuclear and conventional weapons, tactical          boasts a breadth and depth of knowledge and
                                                                                                               of comity to mask their mutual competition.         Even if the North Korean crisis subsides, the
     and strategic nuclear weapons, and the              insight that few institutions in the world can
                                                                                                               Consequently, there is little sustained attention   dangerous intersecting trends it has illuminated
     nuclear, cyber and space domains. As the US,        rival. The current volume collects this talent
                                                                                                               given to the dangers of nuclear rivalry in Asia     will not recede. This region, and the world,
     Russia, China and now newer nuclear states          and concentrates it towards illuminating the
                                                                                                               or growing pressures to address them. Asia’s        cannot afford to turn its attention elsewhere,
     discard their political commitment to mutual        complex dynamics of nuclear rivalry unfolding
                                                                                                               crowded terrains are attended by none of the        hoping that nuclear stability will somehow
     deterrence, acquiring new means to target           in the world’s most dynamic region. Its main
                                                                                                               understandings or agreements that kept the Cold     autonomously reassert itself. There needs
     each other’s nuclear systems, the temptations       purpose is to try to bring the dangers of these
                                                                                                               War cold, while little diplomatic effort seems to   to be sustained attention to addressing the
     to consider pre-emptive strikes are rising.         trends much more public and policy attention.
                                                                                                               be devoted to finding new ways of containing        perilous dynamics unfolding in the Asia Pacific.
                                                         There is a danger that both secrecy and               rivalries and arresting technology races.           Crucial to addressing these dynamics must
                                                         complexity will continue to keep the risks of                                                             be understanding and building awareness–a
                                                         Asia’s deepening nuclear rivalries far from the                                                           process this collection is intended to promote.

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     Professor Ramesh Thakur                              Professor Ramesh Thakur is Director of the Centre      In a world in growing disarray, we seem to
                                                          for Nuclear Non-Proliferation and Disarmament          be at a nuclear inflection point. One of many
                                                          (CNND) at ANU Crawford School, Co-Convenor of          strong headwinds buffeting world affairs
                                                          the Asia-Pacific Leadership Network for Nuclear        is an intensifying and multiplying number

     Asia in the second                                                                                          of nuclear threats. The first nuclear age was
                                                          Non-Proliferation and Disarmament (APLN) and
                                                          Editor-in-Chief of Global Governance. He was a         shaped by the overarching ideological rivalry
                                                          Commissioner and one of the principal authors of       of the bipolar Cold War protagonists, the

     nuclear age
                                                          The Responsibility to Protect, and Senior Adviser on   competitive nuclear arms build-up and doctrines
                                                          Reforms and Principal Writer of the United Nations     of the two superpowers, and the development
                                                          Secretary-General Kofi Annan’s second reform           of progressively robust mechanisms for
                                                          report. His books include Nuclear Weapons: The         maintaining strategic stability. The normative
                                                          State of Play 2015 (CNND); Nuclear Weapons and         anchor of the global nuclear order was the
                                                          International Security: Selected Essays (Routledge);
                                                                                                                 1968 Nuclear Non-Proliferation Treaty (NPT).
                                                          and The United Nations, Peace and Security:
                                                                                                                 Reflecting the geopolitical balance of power of
                                                          From Collective Security to the Responsibility to
                                                                                                                 the time, led by the United States and Soviet
                                                          Protect, 2nd Ed. (Cambridge University Press).
                                                                                                                 Union, the NPT embedded the non-proliferation
                                                                                                                 priorities of the five nuclear weapon states (NWS)
                                                                                                                 that also included China, France and the United
                                                                                                                 Kingdom. Immediate, binding, verifiable and
                                                                                                                 enforceable non-proliferation obligations were
                                                                                                                 imbalanced with relatively weaker, vaguer and
                                                                                                                 non-enforceable disarmament commitments.

                                                                                                                                                                       Professor Ramesh Thakur
                                                                                                                 In an interesting manifestation of the shift
                                                                                                                 in the normative balance of power to non-
                                                                                                                 major powers and countries from the global
                                                                                                                 south, on 7 July 2017, 122 states adopted a new
                                                                                                                 United Nations nuclear weapons prohibition
                                                                                                                 treaty that I discuss separately in a later essay.
                                                                                                                 Conscious of the elevated nuclear threats
                                                                                                                 and increasingly resentful of the hypocrisy
                                                                                                                 of the five NWS in indefinitely deferring
                                                                                                                 disarmament while enforcing non-proliferation
                                                                                                                 on others, countries of the Asia Pacific voted
                                                                                                                 strongly with the majority, but the four
                                                                                                                 possessor and three umbrella states were
                                                                                                                 among the dissenting one-third minority.

                                                                                                                 Continues on next page
                                                                                                                                   page  

     Asia is the world’s only site, and Japan the
     only victim, of the use of nuclear weapons in
     war. The Indian subcontinent and the Korean
     peninsula are also two of the least unlikely
     theatres of a nuclear war, while a direct China-US
     confrontation from an escalation spiral starting
     in the South China seas is also possible.

                                                          Asia in the second nuclear age		            			                                                         08
paradigm_shift — Edition 02                                                                                                                                                                          Summer 2017-18
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     Second nuclear age                                  Yet the overall risks of nuclear war–by
                                                                                                                Asia is the only continent where nuclear
                                                         design, accident, rogue launch or system
     In ‘the second nuclear age’, a phrase coined by
     Paul Bracken in his book, the site of the main
                                                         error–have grown with more countries                   stockpiles are growing. Even though their
                                                         with weaker command and control systems
     great power rivalry has shifted from Europe to      in more unstable regions possessing                    combined stockpiles total only three per cent
     Asia. The second nuclear age is characterised       these deadly weapons, terrorists wanting
     by a multiplicity of nuclear powers with criss-     them, and vulnerability to human error,                of global nuclear arsenals, warhead numbers
     crossing ties of cooperation and conflict, the      system malfunction and cyber attack.
     fragility of command and control systems, the                                                              are growing in all four of the Asian nuclear-
     critical importance of cyber-security, threat       The geostrategic environment of the
     perceptions between three or more nuclear-          subcontinent, for example, had no parallel             armed states of China, India, North Korea
                                                         in the Cold War, with shared borders, major
     armed states simultaneously, and asymmetric
                                                         territorial disputes, history of many wars since
                                                                                                                and Pakistan.
     perceptions of the military and political utility
     of nuclear weapons. The Cold War nuclear            1945, compressed timeframes for using or losing
     dyads have morphed into interlinked nuclear         nuclear weapons, and political volatility and
     chains with a resulting greater complexity          instability. In the Russia-US strategic rivalry,
     of deterrence relations between the nine            submarine-based nuclear weapons deepen
                                                                                                                US and its allies, and secondly between the           North Korea is unique in the family of
     nuclear-armed states–the five NWS plus India,       strategic stability by enhancing survivability
                                                                                                                US allies and the Soviet Union. No equivalent         nations: a communist dynastic dictatorship
     Israel, North Korea and Pakistan. The nuclear       and reducing successful first-strike possibilities.
                                                                                                                dialogues exist in the Asia Pacific either among      that has committed acts of aggression and
     relationship between India and Pakistan,            The race to attain continuous at-sea deterrence
                                                                                                                allies or between adversaries. The boundaries         serial provocations against its more populous,
     for example, is historically, conceptually,         capability through nuclear-armed submarines
                                                                                                                between nuclear and conventional weapons,             prosperous and democratic southern kin
     politically, strategically and operationally        is potentially quite destabilising in Asia because
                                                                                                                tactical and strategic warheads, and nuclear,         state; acts of state criminality in kidnapping
     deeply intertwined with China as a nuclear          the regional powers lack well-developed
                                                                                                                cyber and space domains are eroding.                  Japanese citizens in Japan and smuggling

                                                                                                                                                                                                                              Professor Ramesh Thakur
     power. With North Korea now possessing a            operational concepts, robust and redundant
                                                                                                                                                                      them into North Korea; and acts of state
     weaponised intercontinental nuclear capability,     command-and-control systems, and secure
     for the first time in history the US must posture   communications over submarines at sea.                 Asia Pacific                                          terrorism. It is similarly unique in relation to
                                                                                                                                                                      the non‑proliferation regime as the world’s sole
     for and contend with three potential nuclear        The strategic boundary between nuclear                 Asia–and only Asia–contains states with the full      NPT defector state. North Korea’s unchecked
     adversaries–China, Russia and North Korea.          warheads and conventional precision                    spectrum of nuclear weapons status in relation        nuclear ambitions could, in turn, trigger a
                                                         munitions is being steadily eroded. Moreover,          to the NPT, with the clear majority being non-        cascade of proliferation throughout the sub-
     There are substantially fewer nuclear weapons
                                                         state-sponsored cross-border militancy and             NWS parties of the NPT. Three US allies depend        region, with the sole exception of Mongolia
     today than at the height of the Cold War and
                                                         extremism involving nuclear-armed states is            for their national security on the extended           which like New Zealand has enshrined its
     they play a lesser role in shaping relations
                                                         another contemporary reality, as is the fear           nuclear deterrence provided by US nuclear             nuclear-free status in national legislation.
     between Moscow and Washington, so that the
                                                         of nuclear terrorism. The first nuclear age            weapons. Russia and the US also have a massive
     risk of a nuclear war between them is low.                                                                                                                       The other three Asian nuclear-armed states
                                                         was also marked by the practice of strategic           geographical footprint each in the Pacific.
                                                                                                                                                                      also have their own sets of troubling issues and
                                                         nuclear policy dialogues firstly among the             China is Asia’s only NPT-recognised NWS and           problems. These include inventing the legal
                                                                                                                the sole Asian permanent member of the UN             fiction of a ‘peaceful nuclear explosion’ while
                                                                                                                Security Council, which functions as the global       violating the terms of international civilian
                                                                                                                enforcement authority in the maintenance of           nuclear assistance; acting as the enabler for
                                                                                                                nuclear peace and security. Pakistan is the           another nuclear-armed state; and pursuing a
     North Korea is unique in the family of nations:                                                            only one of the nine nuclear-armed states             policy of managed nuclear instability vis-à-vis
                                                                                                                where nuclear weapons were developed by the           a major irredentist claim on a neighbour.
     a communist dynastic dictatorship that has                                                                 military, are essentially under military control
                                                                                                                and the decision to use them will be made by          Asia is the only continent where nuclear
     committed acts of aggression and serial                                                                    the military rather than civilian leadership.         stockpiles are growing. Even though their
                                                                                                                India is the only one to have territorial conflicts   combined stockpiles total only three per cent of
     provocations against its more populous,                                                                    with two nuclear-armed states, China and              global nuclear arsenals, warhead numbers are
                                                                                                                                                                      growing in all four of the Asian nuclear-armed
     prosperous and democratic southern kin state;                                                              Pakistan, over long and contested borders.
                                                                                                                                                                      states of China, India, North Korea and Pakistan.
     acts of state criminality in kidnapping Japanese                                                                                                                 The Comprehensive Test Ban Treaty (CTBT),
     citizens in Japan and smuggling them into                                                                                                                        signed by 183 countries and ratified by 166, is
                                                                                                                                                                      a key barrier to both vertical and horizontal
     North Korea; and acts of state terrorism.                                                                                                                        proliferation. This still leaves eight out of 44

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     Annex 2 countries whose ratifications are            unlikely pathways to a nuclear exchange. But
     needed to bring it into force. Four holdouts         the toxic cocktail of growing nuclear stockpiles,
     are Asian - China, India, North Korea and            expanding nuclear platforms, irredentist
     Pakistan. Since the treaty’s adoption in 1996,       territorial claims, and out of control jihadist
     the handful of nuclear tests have all been in        groups makes the Indian subcontinent a high-
     Asia: five by India in 1998, six by Pakistan         risk region of concern. Even a limited regional
     in 1998, and six by North Korea between              nuclear war, in which India and Pakistan used
     2006–17. North Korea is the only country             50 Hiroshima-size (15 kiloton) bombs each,
     where nuclear weapon tests are still being           could cause a famine through nuclear winter
     conducted. Meanwhile, Pakistan has consistently      effects that destroy crop production, disrupt
     blocked the commencement of negotiations             global food distribution networks, and over
     on a fissile materials cut-off treaty (FMCT).        a decade, kill up to two billion people.

                                                          The subcontinent is not free of the risk of a
     Elevated nuclear risks                               nuclear exchange triggered by acts of terror
     and threats                                          committed on Indian territory by individuals
                                                          and groups linked to networks in Pakistan.
     Not surprisingly, nuclear risks and threats that
                                                          No one can be confident that another Mumbai
     exist globally are also present in Asia, in some
                                                          style terrorist attack like the one in November
     cases more acutely. Security complexes and the
                                                          2008 on a major Indian city will not take place,
     main drivers of nuclear weapons policy tend
                                                          with links back to jihadists based in Pakistan;
     to be primarily regional–and indeed, in the
                                                          that India will not retaliate militarily; and that
     Asia Pacific, sub-regional–rather than global,
                                                          this will not escalate to another war which
     although obviously there are cross-linkages

                                                                                                                                                                                                                           Professor Ramesh Thakur
                                                          then crosses the nuclear threshold. That is,
     between the two. Moreover, the sub-regional
                                                          the brittleness of deterrence stability is a
     nuclear insecurity complex across Asia does not
                                                          function of fragile crisis stability mechanisms.
     always coincide with the geographical sub-
                                                          Moreover, each party will feel more insecure
     region. For example, in the subcontinent, there
                                                          with every increase in the other’s nuclear             side wants include a fatal miscalculation in the   and concerns about Trump’s tweeted perceptions
     is a triangular nuclear relationship between
                                                          weapons stockpiles and capabilities.                   instrumental recourse to brinksmanship by          of free riding allies and relaxed attitude to
     China, India and Pakistan. The other South
     Asian states are largely irrelevant to the core                                                             both sides. US threats could spook Kim Jong-       nuclear weaponisation by them, have been
                                                          In an interview with The Mainichi in July 2017,
     dynamics of the nuclear equation, although                                                                  un into launching a pre-emptive attack, or         catalysts for pro-nuclear arguments in Japan and
                                                          General Pervez Musharraf, who was President
     they would be severely impacted with any use                                                                Kim’s serial provocations could incite a South     South Korea. Growing Chinese belligerence and
                                                          of Pakistan in 2002, confessed to having
     of nuclear weapons and by nuclear accident. By                                                              Korean or US military response that creates        diminished faith in the US security guarantee
                                                          contemplated the use of nuclear weapons in
     contrast, in Northeast Asia, every country is part                                                          an unstoppable escalation spiral. The logic of     could also attract interest in Taiwan in the pursuit
                                                          the year-long military standoff with India
     of the nuclear equations complex. In Southeast                                                              US President Donald Trump’s ‘America First’        of an independent deterrent. However, there
                                                          following a terrorist attack on India’s Parliament
     Asia and Oceania, no country has or is likely to                                                            policy contains the rationale for preventing       are also substantial political, economic, and
                                                          in December 2001. He refrained from doing so
     seek nuclear weapons in the foreseeable future.                                                             North Korea from acquiring the capacity to         reputational constraints in all three, reinforced
                                                          for fear of Indian retaliation in kind. The claim
     Some Southeast Asian countries are interested                                                               strike the US mainland, regardless of the scale    by additional legal, bureaucratic, scientific,
                                                          may be true or false: on matters of national
     in nuclear power, but Oceania is entirely free of                                                           and gravity of the harm inflicted on South         and public opinion potential vetoes in Japan.
                                                          security, Musharraf is more than capable of
     nuclear power reactors; and both sub-regions                                                                Koreans, Japanese and others in the region
                                                          asserting something that fits Pakistan’s narrative                                                        Internationally, the NPT constrains the weapon
     are covered by nuclear-weapon-free zones.                                                                   ‘out there’ instead of Americans ‘over here’.
                                                          of a nuclearised bilateral conflict that the world                                                        option, the US nuclear extended deterrence
                                                          should mediate. Regardless of the veracity of the      A verifiable and irreversible denuclearisation     bolsters Japan’s security confidence, and
     Asia is the world’s only site, and Japan the
                                                          claim, the very fact that Musharraf asserted it        of North Korea would also be the most effective    weaponisation could rupture relations with
     only victim, of the use of nuclear weapons in
                                                          in an on-record interview has the consequence          bulwark against the growth of pro-nuclear          Washington. Tokyo is also acutely conscious
     war. The Indian subcontinent and the Korean
                                                          of further weakening the taboo on nuclear              weapon sentiments in non-nuclear East Asia.        of the extreme regional sensitivities to any
     peninsula are also two of the least unlikely
                                                          weapon use and softening the non-use norm.             Japan, South Korea and Taiwan are examples         nuclearisation. Domestically, the three non-
     theatres of a nuclear war, while a direct China–
     US confrontation from an escalation spiral                                                                  of states with advanced latency: mastery of the    nuclear principles, the very strong nuclear
                                                          Northeast Asia is the world’s most dangerous
     starting in the South China Seas is also possible.                                                          sensitive nuclear fuel cycle technologies and      allergy in public opinion, and the atomic
                                                          cockpit for a possible nuclear war that could
     In mid-2017 China and India faced each other in                                                             availability of and access to sensitive nuclear    energy basic law that limits nuclear activity
                                                          directly involve four nuclear-armed states–
     a tense military confrontation at the tri-junction                                                          materials. Rising nationalism in the region,       to peaceful purposes are additional powerful
                                                          China, North Korea, Russia and the US–plus
     with Bhutan in the Doklam plateau for well over                                                             territorial disputes in the East and South China   constraints on the weapons option.
                                                          South Korea, Japan, and Taiwan as major US
     a month. Premeditated nuclear strikes seem                                                                  Seas, continued North Korean nuclear defiance
                                                          allies. The pathways to a war that neither

     11                                                                      ANU College of Asia & the Pacific   Asia in the second nuclear age		           			                                                       12
Summer 2017/18

     Adjunct Associate Professor Ron Huisken            Adjunct Associate Professor Ron Huisken joined      North Korea is China’s only formal ally, the
                                                        the Strategic & Defence Studies Centre at ANU       result of a relationship forged in the 1950-
03

                                                        in 2001, where he focused, in particular, on        53 Korean War. North Korea’s first postwar
                                                        US and Chinese security policies, multilateral      leader, Kim Il-sung, repeatedly pressed the

     China and nuclear                                                                                      Soviet leader, Joseph Stalin for permission and
                                                        security processes in East Asia and arms control.
                                                        Dr Huisken spent nearly 20 years in government      support to take over South Korea by force and
                                                        with the departments of Foreign Affairs & Trade,    make the entire Korean peninsula part of the

     proliferation: the case of
                                                        Defence, and Prime Minister & Cabinet. Prior        Socialist bloc. Stalin eventually agreed but on
                                                        to government, he worked with the Stockholm         the condition that China’s new leader, Mao Tse-
                                                        International Peace Research Institute, the         dung, also support this initiative. Mao joined in,

     North Korea
                                                        University of Malaya, and the United Nations        watched how close the North came to complete
                                                        secretariat in New York. He holds degrees in        success before its forces were routed by the
                                                        economics from the University of Western
                                                                                                            United States-led United Nations coalition and
                                                        Australia and the Royal Stockholm University,
                                                                                                            then found himself having to decide whether to
                                                        and a PhD in international relations from ANU.
                                                                                                            resist the UN coalition or accept having US forces
                                                                                                            stationed just over the Yalu River. North Korea’s
                                                                                                            buffer state value to China is still recited as a
                                                                                                            core reason for China’s tolerance of its excesses.

                                                                                                            Some 400,000 Chinese troops remained deployed
                                                                                                            in North Korea until 1958. Long before that,

                                                                                                                                                                 Adjunct Associate Professor Ron Huisken
                                                                                                            however, Kim il-sung had begun to take North
                                                                                                            Korea on its singular national journey. Kim
                                                                                                            set out to purge opponents, including the
                                                                                                            leaders of factions close to the Soviet Union
                                                                                                            and China, and to build a personality cult
                                                                                                            that exceeded any known precedent, together
                                                                                                            with the societal controls needed to compel
                                                                                                            compliance. This process included the narrative
                                                                                                            that the US and its puppet regime in Seoul had
                                                                                                            been the aggressors in 1950 and were seeking
                                                                                                            a second opportunity, establishing a fierce and
                                                                                                            relentless belligerence toward these states as
                                                                                                            the default setting for North Korea’s foreign and
                                                                                                            security policy. A perpetual state of extreme
                                                                                                            and urgent threat to the existence of North
                                                                                                            Korea clearly underpins widespread privation,
                                                                                                            draconian instruments of domestic control and
                                                                                                            compulsory fanatical devotion to the leadership.
                                                                                                            In addition, the curious fact that North Korea,
                                                                                                            located quite literally in China’s armpit, seems
                                                                                                            both invulnerable and utterly paranoid about
                                                                                                            its security might also suggest that, for deep-
                                                                                                            seated historical reasons, it has a very limited
                                                                                                            appetite for security support from China.

     China has done as much as it deemed necessary
                                                                                                            Continues on next page  
     to look as though it disapproved and wanted it
     to stop. But it is hard to argue that China ever
     regarded stopping the North Korea program as
     critical or even important to Chinese interests.

                                                        China and nuclear proliferation: the case of North Korea
                                                                                                                 			                                        14
paradigm_shift — Edition 02                                                                                                                                                                       Summer 2017-18

     China and the Soviet Union essentially washed        weapons. In a similar vein, as its confrontation       North Korean military personnel growth                                            = 1000 military personnel

     their hands of North Korea after the 1950-53         with the Soviet Union eased from the mid-1980s
03

     war. Nikita Krushchev made one determined            and lessened the value of its defacto alliance
     effort, in 1956, to unseat Kim Il-sung. China also   with the US, Beijing entered a prolonged phase
                                                                                                                                                                                                            Mid-1950s
     participated but more cautiously because Mao         of trying to exploit the priority Washington
     did not wish to depose Kim, only to see him          attached to non-proliferation. Beijing and
     change his ways. Thereafter, Chinese-Soviet          Washington jousted over whether Washington
     Union relations deteriorated steadily until          would make fundamental concessions on
     the decisive split in 1959-60 and the ensuing        Taiwan to rein in Beijing’s nuclear and ballistic
     three decades of declared enmity, including a        missile dealings with Iran and Pakistan.
     struggle for leadership of the socialist movement.
                                                          In the 1960s, China began to forge with Pakistan
     Moscow and Beijing vied for North Korea’s                                                                                                                                                             Early-1990s
                                                          what became amongst its closet political
     support, but only so long as it appeared to be
                                                          relationships. The strategic prize was the ability
     reliably contained, essentially by the US. This
                                                          to effectively checkmate India, a prize more
     was especially so from the 1980s onwards, as
                                                          than attractive enough to outweigh nuclear
     the US could be depended on to suppress any
                                                          non-proliferation objectives. There has long
     interest in Japan and South Korea in acquiring
                                                          been speculation that, in 1982–pursuant to
     an independent nuclear weapon capability, and
                                                          an agreement with Mao in 1976–China gave
     from then they showed little further interest
                                                          Pakistan 50 kilograms of highly enriched
     in changing the persona of the entity that they
                                                          uranium and the blueprints for a fission device
     had played such a decisive role in creating.

                                                                                                                                                                                                                               Adjunct Associate Professor Ron Huisken
                                                          sufficiently compact and lightweight to fit on
     China has long had a cautious and calculated         a ballistic missile. In return, Pakistan shared
     attitude toward the proliferation of nuclear         information on the latest centrifuge technology
     weapons, coming across as a guarded actor            that Pakistani nuclear physicist Abdul Qadeer
     on this issue rather than a champion of either       Khan had stolen from a Dutch plant. The
     promiscuity or denial. China was the last of         possibility of such a transaction was confirmed
     the UN Security Council’s five permanent             when the warhead design surfaced in Libya in
     members (the P5) to demonstrate its mastery          2003. This is of interest in the present context for
     of this technology, conducting its first test        what it suggests about China’s posture toward
     explosion in October 1964. China, along with         the non-proliferation regime and because in
     France, declined to join the1968 Nuclear Non-        the mid-1990s, US intelligence picked up traces
     Proliferation treaty (NPT)–the centerpiece of        of a Pakistan-North Korea nuclear deal. It was
     the international non-proliferation regime–          considered likely that it would be a barter
     preferring to present itself as the champion of      arrangement, as both countries were broke, and
     the non-aligned community and protecting             in due course North Korea’s ballistic missiles and     a clandestine uranium enrichment facility,          a chemical weapon capability and modestly
     their rights to unrestricted access to nuclear       the associated manufacturing technology turned         kicking off the second North Korea nuclear          improved Soviet short-range ballistic missiles
     technology for peaceful purposes. China              up in Pakistan. Suspicions that centrifuge-            crisis. Western intelligence agencies had long      that could reach most of Japan (probably with
     balanced this distancing from the NPT through        uranium enrichment technology might flow               had their suspicions about Abdul Qadeer             chemical warheads). North Korea’s belligerence
     committing to a posture of minimal deterrence        in the other direction seemed to be confirmed          Khan, but they did not succeed in penetrating       was not simply rhetorical. Major incidents
     and proclaiming that it would not, under             in 2002 when the US accused North Korea of             and exposing his proliferation network until        included attacks on US surveillance platforms,
     any circumstances, be the first to use nuclear       breaching their Agreed Framework by building           2002-03. What China knew about Khan,                tunneling under the Demilitarised Zone, using
                                                                                                                 and when it knew it is still unknown.               submarines to insert commando teams into
                                                                                                                                                                     South Korea, the attempted assassination of
                                                                                                                 Kim Il-sung initially focused on developing
                                                                                                                                                                     South Korean leaders, bombing the South Korean
                                                                                                                 North Korea’s conventional capabilities.
     China has long had a cautious and calculated                                                                Military personnel numbers grew steadily from
                                                                                                                                                                     cabinet on a visit to Myanmar and bombing
                                                                                                                                                                     international airliners and naval engagements,
     attitude toward the proliferation of nuclear                                                                around 350,000 in the mid-1950s to a staggering
                                                                                                                 1.1 million by the early 1990s, operating large
                                                                                                                                                                     including torpedoing a South Korean frigate.

     weapons, coming across as a guarded actor                                                                   numbers of obsolescent combat aircraft, tanks       The opportunity cost of this massive force
                                                                                                                 and submarines supplied primarily by the            was crushing, leaving North Korea among
     on this issue rather than a champion of either                                                              Soviet Union and China. This arsenal was spiced     the poorest and most economically vulnerable
                                                                                                                 by a 200,000 strong ‘special forces’ contingent,    countries in the world, often soliciting
     promiscuity or denial.

     15                                                                      ANU College of Asia & the Pacific   China and nuclear proliferation: the case of North Korea
                                                                                                                                                                          			                                            16
paradigm_shift — Edition 02                                                                                                                                                                        Summer 2017-18

     In recent weeks, a number of prominent
03

     observers have argued that the battle has been
     lost, that North Korea has irreversibly broken
     into the club of nuclear weapon states...

     emergency economic assistance from the very          George W. Bush administration declined to
     countries that bore the brunt of its belligerence–   accept this stance, insisting that other parties,
     the US, Japan and South Korea. Importantly,          notably China and South Korea had to be part
     however, somewhere along this path the North         of the solution. Perhaps because it sensed that
     Korean leadership also realised that sustaining      the situation was dangerously unstable, Beijing
     this force and modernising its weaponry would        changed its approach and became a willing
     be beyond its capacities. Nuclear weapons            participant in what became the Six Party Talks.        export control restrictions, as with the sharp      and wanted it to stop. But it is hard to argue
     loomed as the natural solution. A small research     Importantly, however, it engaged in the process        acceleration in achieving missile and warhead       that China ever regarded stopping the North
     reactor provided by the Soviet Union was             as a host and facilitator when in fact China’s         technological milestones in recent years.           Korea program as critical or even important
     upgraded over the period 1979-86. In 1985,           stake in the issue was large and direct. The                                                               to Chinese interests. Given the durability of
                                                                                                                 In recent weeks, a number of prominent

                                                                                                                                                                                                                             Adjunct Associate Professor Ron Huisken
     the US and the new Soviet leader Mikhael             Six Party Talks process suffered from China’s                                                              this posture, it seems rather likely that China
                                                                                                                 observers have argued that the battle has been
     Gorbachev jointly pressured the DPRK to join         absence as a player with significant and direct                                                            continued to see the potential for significant
                                                                                                                 lost, that North Korea has irreversibly broken
     the NPT before the upgraded reactor went             interests in the outcome. Beijing had ample                                                                gain at an acceptable risk in the reverberations
                                                                                                                 into the club of nuclear weapon states, and
     critical. The DPRK became a party to the NPT         opportunity to pursue its interests but was                                                                emanating from the North Korea program. Has
                                                                                                                 that old mindsets need to be discarded so full
     in December 1985. North Korea’s nuclear story        free to do so quietly, behind the scenes.                                                                  Beijing now concluded that it misjudged this
                                                                                                                 attention can be directed toward the entirely
     began in earnest in 1989 when, with Pyongyang                                                                                                                   issue–perhaps underestimated how dangerously
                                                          During the Six Party Talks, a key topic of             different proposition of ensuring a nuclear
     continuing to stall on the conclusion of an                                                                                                                     disruptive these reverberations could become,
                                                          speculation was how resilient the China-North          armed North Korea is quickly settled in as a
     inspection regime with the International Atomic                                                                                                                 taken by surprise by the characteristics of
                                                          Korea relationship was proving to be. The              stable and resilient component of the political
     Energy Agency (IAEA)–a requirement for NPT                                                                                                                      North Korea’s new leader or did not fully
                                                          evidence was ambiguous. When Pyongyang                 and security environment of Northeast Asia.
     parties–the reactor was shut down for long                                                                                                                      appreciate how much it would continue to
                                                          conducted its first and subsequent nuclear
     enough to replace the fuel rods and speculation                                                             This pessimism is in no way misplaced. The          depend on the US to preclude reactive nuclear
                                                          tests, in most cases despite high-profile Chinese
     began on how much plutonium North Korea had                                                                 only force that now has even a faint chance         weapon programs in Japan and South Korea?
                                                          exhortations for restraint, Beijing signaled
     harvested. These actions escalated into the first                                                           of denuclearising the Korean peninsula
                                                          undisguised displeasure and pointedly                                                                      A perpetual government is not given to
     nuclear crisis with North Korea from 1991-94                                                                peacefully is the US and China acting in
                                                          allowed the analytical community to explore                                                                acknowledging major errors of judgement
     that was ultimately defused by a remarkable                                                                 determined and sustained collaboration
                                                          North Korea’s true value to China’s interests                                                              but the possibility exists that Beijing, as well
     meeting between Kim Il-sung and former                                                                      and cooperation. This possibility would be
                                                          dispassionately. Many analysts concluded that                                                              as Washington, are now asking the question:
     US president Jimmy Carter. Subsequently,                                                                    predicated on two crucial conversations. The
                                                          the damage to the relationship was irreparable                                                             How confident can we be that North Korea
     the US and North Korea negotiated the 1994                                                                  first, between the US and China, would focus
                                                          and that a decisive change in Beijing’s behaviour                                                          will abandon its belligerence and be content
     Agreed Framework that sought to put in place                                                                on separation and deconfliction as well as
                                                          toward Pyongyang could be expected.                                                                        to exist quietly behind its nuclear deterrent
     a prolonged pause to provide time to work                                                                   cooperation. The second, between Beijing and
                                                          But that change never quite happened.                                                                      or that we can find the will and the authority
     out the basis for a permanent solution.                                                                     Pyongyang, would essentially be a message
                                                                                                                                                                     to quash the possible revival of interest in
                                                          In contrast to some of Beijing’s unfavourable          of tough love. There is no evidence that either
     As the first North Korea nuclear crisis from                                                                                                                    Japan and South Korea in getting their own
                                                          diplomatic signals, China’s compliance                 of these conversations has taken place.
     1992-94 unfolded, Beijing signaled to Washington                                                                                                                nuclear weapons if the North Korean arsenal
                                                          with UN Security Council sanctions was
     that it regarded the issue as essentially a                                                                 This makes it somewhat ironic that the US           is accepted as a permanent capability? If
                                                          frequently assessed to be lax. Since the
     matter for the US and North Korea to resolve.                                                               and Chinese positions on North Korea are            North Korea is deemed by both China and
                                                          breakup of the Soviet Union and the collapse
     Eight years later, when the US declared the                                                                 probably closer at the present time than they       the US to be a dangerous loose cannon,
                                                          of its economy, China has become utterly
     Agreed Framework nullified by North Korea’s                                                                 have been at any point over the past 25 years.      addressing the issue could become a shared
                                                          dominant in underpinning the North Korean
     construction of a clandestine enrichment                                                                    Stepping back a little makes it hard to avoid the   enterprise that will have wider transformative
                                                          economy, including hosting some 90 per cent
     facility and the latter retaliated by announcing                                                            conclusion that over the three decades or so of     consequences for the management of the
                                                          of its international trade. This has left China
     its intention to withdraw from the NPT and                                                                  clear North Korean interest in acquiring nuclear    power transition currently underway.
                                                          rather exposed when evidence has emerged
     seek a nuclear weapon capability, Beijing again                                                             weapons, China has done as much as it deemed
                                                          of North Korea eluding sanctions and other
     sent this signal. On this occasion, however, the                                                            necessary to look as though it disapproved

     17                                                                      ANU College of Asia & the Pacific   China and nuclear proliferation: the case of North Korea
                                                                                                                                                                          			                                           18
Summer 2017-18

     Dr Brendan Taylor and Dr H. D. P. Envall      Dr Brendan Taylor is an Associate Professor           Speculation is rife that North Korea’s burgeoning
                                                   and Acting Director of the Coral Bell School of       nuclear and ballistic missile programs will
                                                   Asia Pacific Affairs at ANU. Specialising in great    spark a dangerous new Northeast Asian
                                                   power strategic relations in the Asia-Pacific,        arms race. In May of this year, senior officials

     A nuclear arms race in                                                                              in United States President Donald Trump’s
                                                   the US-Australia alliance and regional security
                                                   architecture, he served as Head of the Strategic      administration reportedly confided in Australian
04

                                                   & Defence Studies Centre from 2011-2016.              Foreign Minister Julie Bishop their fears that

     Northeast Asia?
                                                   He has published over 100 scholarly papers,           such an arms race was “inevitable” should
                                                   including in a number of the world’s leading          the international community fail to rein in
                                                   journals such as the Washington Quarterly,            Pyongyang’s nuclear and missile advances.
                                                   Survival and International Affairs. He has also       During an interview on CNN in October 2017,
                                                   authored or edited eight books. His current           former US Secretary of State Hillary Clinton
                                                   research focuses on flashpoints in Asia, to be
                                                                                                         agreed, asserting that “we will now have an
                                                   published as a book by Black Inc in 2018.
                                                                                                         arms race–a nuclear arms race in East Asia”.
                                                   H. D. P. (David) Envall is a Research Fellow in       Senior political figures like Minister Bishop and
                                                   the Department of International Relations at          Secretary Clinton have encountered no shortage
                                                   ANU. In addition to having worked as a copy           of strategic analysts willing to substantiate
                                                   editor and corporate editor/writer, David             their claims. The prominent American
                                                   has formerly held appointments at Tokyo               commentator Michael Auslin, for instance,
                                                   International University and La Trobe University.     argued recently that “North Korea is ensuring a
                                                   David has a BA (Hons) from the University of          nuclear arms race”. Similarly, the late Desmond

                                                                                                                                                             Dr Brendan Taylor and Dr H. D. P. Envall
                                                   Melbourne, an MA from Hitotsubashi University,        Ball pointed presciently to a predominantly
                                                   and a PhD from the University of Melbourne.           naval Northeast Asian arms race–through
                                                   His research interests include Japanese               one with clear nuclear dimensions–in a paper
                                                   political leadership, Japan’s post-war security       published just over half a decade ago.
                                                   politics, and security in the Asia-Pacific.
                                                                                                         The arms race concept is widely employed.
                                                                                                         While its precise meaning remains
                                                                                                         contested, most experts agree that, used
                                                                                                         correctly, it applies to a relatively rare
                                                                                                         phenomenon in international relations.

     Pyongyang is clearly in a hurry to
     develop its inter-continental ballistic
     missile capability, to enable it to deliver
     a nuclear strike on the continental US.
     North Korea’s leader, Kim Jong-un, has
     authorised more missile tests in 2017
     alone than his father, Kim Jong‑Il, did
     during his entire reign from 1994-2011.

                                                   A nuclear arms race in Northeast Asia?		             			                                            20
paradigm_shift — Edition 02                                                                                                                                   Summer 2017-18

     First and foremost, a defining characteristic          are indeed reactive. Rather, they appear to
     of any arms race is the notion of “reciprocal          reflect nothing other than the culmination
     interaction”. In other words, two or more states       of a decades-long determination to establish
     need to disagree over the “proper” balance             North Korea as a fully-fledged nuclear power.
     of military power between them and they
                                                            There is certainly some evidence to suggest,
     need to be self-consciously increasing their
                                                            however, that South Korea has been responding
04

     arsenals–quantitatively or qualitatively, or both–
                                                            to Pyongyang’s nuclear and missile advances
     specifically in response to that disagreement.
                                                            in ways consistent with the arms race concept.
     Second, for arms-racing in any genuine sense of
                                                            Much to China’s chagrin, for instance, Seoul in
     the term to occur, this action-reaction dynamic
                                                            July 2017 confirmed that it would proceed with
     ought to be occurring rapidly. The classic
                                                            the installation of the US Terminal High Altitude
     historical example of the arms race phenomenon
                                                            Area Defense (THAAD) missile defence system
     is that involving Britain and Germany in the
                                                            immediately following a North Korean ICBM
     period prior to the First World War. Then, the
                                                            test. Similarly, in September 2017 in the wake
     British responded to Germany’s naval build-up
                                                            of North Korea’s sixth nuclear test, the Trump
     by developing a powerful new class of warship
                                                            administration acceded to a request from Seoul
     called the dreadnought, which the Germans
                                                            to remove the 500-kilogram weight limit in place
     subsequently copied. In the decade preceding the
                                                            on conventional warheads provided by the US
     First World War, the number of dreadnoughts
                                                            to South Korea. Removing these restrictions
     built by Britain was influenced significantly by
                                                            affords Seoul much greater capacity to strike
     the numbers built by Germany, and vice versa.

                                                                                                                                                                                    Dr Brendan Taylor and Dr H. D. P. Envall
                                                            against the North in the event of conflict.
     Pyongyang is clearly in a hurry to develop
                                                            Yet South Korean responses to Pyongyang’s
     its inter-continental ballistic missile (ICBM)
                                                            advancing nuclear and missile programs have
     capability, to enable it to deliver a nuclear strike
                                                            not been as rapid as the arms race concept would
     on the continental US. North Korea’s leader,
                                                            anticipate. THAAD deployment, for instance,
     Kim Jong-un, has authorised more missile
                                                            was politically fraught and proceeded fitfully.
     tests in 2017 alone than his father, Kim Jong‑Il,
                                                            The decision to deploy was initially announced
     did during his entire reign from 1994-2011.
                                                            by the US and South Korea in July 2016. Yet this
     Likewise, three of North Korea’s six nuclear
                                                            decision was called into question by the May
     tests have taken place under Kim Jong-un’s
                                                            2017 election of President Moon Jae-in. Whilst
     watch. Consistent with the arms race concept,
                                                            on the campaign trail, Moon had pledged
     North Korea’s foreign minister Ri Yong Ho has
                                                            to review THAAD deployment. Likewise,
     indicated that Pyongyang’s pursuit of nuclear
                                                            while South Korean conservatives have called
     weapons is intended to realise a “balance
                                                            for the redeployment of US tactical nuclear
     of power with the US”. Moreover, there has
                                                            weapons removed in 1991 to the Peninsula,
     been an evident action-reaction dynamic to
                                                            South Korea’s Defense Minister Song Young-
     the increasingly vitriolic statements traded
                                                            moo dismissed this as a potential reaction to
     between Kim and Trump. Beyond the rhetoric,
                                                            Pyongyang’s nuclear and missile advances
     however, there is very little evidence to suggest
                                                            following a meeting with his US counterpart,
     that Pyongyang’s nuclear and missile advances
                                                            Defense Secretary Jim Mattis, in October 2017.

     North Korea’s foreign minister Ri Yong Ho has
     indicated that Pyongyang’s pursuit of nuclear
     weapons is intended to realise a “balance of
     power with the US”.

     21                                                                       ANU College of Asia & the Pacific   A nuclear arms race in Northeast Asia?		   			              22
paradigm_shift — Edition 02                                                                                                                                                                        Summer 2017-18

                                                                                                               What such prognoses fail to account for,              that both superpowers maintained provided
     There is some evidence to suggest the                                                                     however, is the tradition of self-restraint           them with a reaction time of approximately
     existence of action-reaction dynamics in the                                                              which has long been a feature of Asian                30 minutes”. In Northeast Asia today,
                                                                                                               strategic culture. Writing in the late 1980s          however, “the region is simply too compact,
     responses of Seoul and Tokyo to those North                                                               and challenging the conventional wisdom               such that warning times of a pre-emptive
                                                                                                               that arms control measures were next to               first strike will be virtually non-existent”.
     Korean advances. Again, however, those
04

                                                                                                               non-existent in this region, for instance, the
                                                                                                                                                                     Growing speculation notwithstanding, the
                                                                                                               respected strategic commentator Gerald Segal
     reactions have not occurred with the degree of                                                            concluded that informal and inherently more
                                                                                                                                                                     spectre of a Northeast Asian nuclear arms race
                                                                                                                                                                     thus still appears some way off. To be sure,
     rapidity anticipated and required by the arms                                                             flexible arms control measures “based as much
                                                                                                                                                                     Pyongyang’s nuclear and missile capabilities
                                                                                                               on unstated self-restraint” constituted one
                                                                                                                                                                     are advancing faster than most analysts
     race concept.                                                                                             of “the hallmarks of Asian arms control”.
                                                                                                                                                                     anticipated. Yet there is little evidence of
                                                                                                               Three decades on, it would be worth exploring         reciprocal interaction–the very essence of arms-
                                                                                                               further whether Tokyo and Seoul’s thus                racing–as a driver of North Korean behaviour.
                                                                                                               far quite measured responses in the face of
                                                                                                                                                                     There is some evidence to suggest the
                                                                                                               Pyongyang’s nuclear and missile advances are,
                                                                                                                                                                     existence of action-reaction dynamics in
                                                                                                               in fact, a product of this deep-seated culture of
                                                                                                                                                                     the responses of Seoul and Tokyo to those
                                                                                                               self-restraint. Is China’s still relatively modest
                                                                                                                                                                     North Korean advances. Again, however,
     Tokyo’s reactions to North Korea’s nuclear          nuclear and missile advances have been                nuclear arsenal a reflection of this culture
                                                                                                                                                                     those reactions have not occurred with
     and missile advances have followed a similar        highly incremental and protracted. Contrary           too? Will North Korea continue to expand
                                                                                                                                                                     the degree of rapidity anticipated and

                                                                                                                                                                                                                          Dr Brendan Taylor and Dr H. D. P. Envall
     pattern. Over the course of the past quarter        to the expectations of the arms race concept,         its nuclear and missile forces indefinitely,
                                                                                                                                                                     required by the arms race concept.
     century, these advances have steadily pushed        it is thus hard to sustain the contention that        or will a measure of self-restraint appear
     Japan into reforming key elements of its national   Japan’s reactions to Pyongyang’s provocations         from Pyongyang at some point also?                    Further, Japanese and South Korean responses
     defence policy. The August 1998 Taepodong           constitute a major qualitative or quantitative                                                              can also be seen as the product of the continued
                                                                                                               Should such a culture of self-restraint today
     missile test fired by North Korea over Japanese     shift, as opposed to reflecting a more considered                                                           erosion of American extended nuclear
                                                                                                               exist, the Singaporean practitioner Bilahari
     territory, for instance, pushed Tokyo into          military modernisation process. Mounting                                                                    deterrence. In other words, Tokyo and Seoul
                                                                                                               Kausikan calls for its abandonment. In a
     further reviewing its defence capabilities and,     speculation that Japan “going nuclear” will be                                                              are not simply engaging in an arms race with
                                                                                                               provocative, yet sophisticated contribution to
     ultimately, cooperating with the US on ballistic    a central element in Northeast Asia’s emerging                                                              North Korea but are also hedging against
                                                                                                               the Northeast Asian nuclear arms race debate,
     missile defence. Likewise, North Korea’s            nuclear arms race runs into similar difficulties.                                                           the risk of abandonment by the US. Indeed,
                                                                                                               he asserts that regional stability would be best
     October 2006 nuclear test prompted open             Beyond the political and public arguments                                                                   it is not altogether inconceivable that either
                                                                                                               served by Japan and South Korea pursuing
     discussion in Japan about the utility of            that would have to be made within Japan,                                                                    or both might ultimately embark down the
                                                                                                               nuclear weapons. Following a Waltzian logic,
     possessing an indigenous nuclear deterrent.         substantial and complex operational planning                                                                nuclear path themselves if they no longer
                                                                                                               Kausikan argues that such a development would
                                                         would be needed for such a development to                                                                   view the US nuclear umbrella as a sufficient
     Pyongyang’s most recent nuclear and missile                                                               allow for “a six-way balance of mutually assured
                                                         occur. As the technologically-savvy strategic                                                               deterrent to Pyongyang. Suggestions that
     tests appear to be triggering even more                                                                   destruction (MAD) among the US, China, Russia,
                                                         commentator Richard Bitzinger has recently                                                                  such a development is inevitable, however,
     substantial reactions. They have, for example,                                                            Japan, South Korea and North Korea” to form.
                                                         observed, numerous operational steps and                                                                    underestimates the self-restraint which has long
     prompted former Japanese Minister of Defense                                                              Just as the fear of MAD served to effectively
                                                         capability issues would need to be resolved,                                                                been a feature of this region’s strategic culture.
     Shigeru Ishiba to raise the prospect Tokyo might                                                          deter the Americans and the Soviets from
                                                         and there is little evidence today that Japan has
     loosen its three non-nuclear principles and                                                               entering the nuclear abyss during the Cold War,       While a Northeast Asian nuclear arms race seems
                                                         even begun to put such a process in place.
     seek to have the US introduce nuclear weapons                                                             Kausikan contends, so will it ultimately              unlikely at this juncture, arguments that such a
     into Japan. Tokyo is considering developing         Commentators predicting the emergence of              prove stabilising in Northeast Asia today.            shift might ultimately prove stabilising should
     further counterstrike capabilities to provide       a Northeast Asian nuclear arms race might                                                                   be treated with considerable caution. Northeast
                                                                                                               However, Kausikan’s proposal underestimates
     a more multi-layered response strategy for          argue that South Korean and Japanese policies                                                               Asia’s strategic dynamics are considerably
                                                                                                               the difficulty of applying the Cold War construct
     retaliating against a North Korean attack.          to date have only been possible because of the                                                              more complex and fluid than those obtained
                                                                                                               of MAD to contemporary Northeast Asia.
     Japan’s Ministry of Defense has also requested      confidence that Seoul and Tokyo have had in                                                                 between the superpowers during the Cold War.
                                                                                                               The greater number of players involved here
     an increase in the country’s defence budget for     the nuclear umbrella provided by their senior
                                                                                                               renders this region infinitely more complex and       Ensuring that a proper Northeast Asian
     2018, with specific items including an onshore      ally, the US. Yet as the confidence of Seoul and
                                                                                                               unpredictable than the much simpler bipolar           nuclear arms race does not take off, however
     version of the Aegis missile defence system.        Tokyo in US extended nuclear deterrence erodes
                                                                                                               world which existed during the superpower             improbable one might seem, should
                                                         in the face of North Korea’s nuclear and missile
     Yet there are also important weaknesses in                                                                stalemate. Moreover, Northeast Asia’s strategic       thus remain a matter of high priority for
                                                         advances, these commentators would argue, so
     the argument that Japan is engaged in arms                                                                geography is different. As another Singaporean        both regional and US policymakers.
                                                         too are the pace of Japanese and South Korean
     -racing behaviour. As in the South Korean                                                                 scholar Bernard Loo has recently observed,
                                                         reactions to those advances likely to increase.
     case, Tokyo’s reactions to North Korea’s                                                                  during the Cold War “the early warning systems

     23                                                                    ANU College of Asia & the Pacific   A nuclear arms race in Northeast Asia?		             			                                              24
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