NATIONAL STRATEGIC ACTION PLAN FOR REFORMING AND IMPROVING CIVIL REGISTRATION AND VITAL STATISTICS - REPUBLIC OF ZAMBIA
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REPUBLIC OF ZAMBIA NATIONAL STRATEGIC ACTION PLAN FOR REFORMING AND IMPROVING CIVIL REGISTRATION AND VITAL STATISTICS MINISTRY OF HOME AFFAIRS - DEPARTMENT OF NATIONAL REGISTRATION, PASSPORTS AND CITIZENSHIP KUNDALILA HOUSE, DEDAN KIMATHI ROAD, LUSAKA 1
NATIONAL STRATEGIC ACTION PLAN FOR REFORMING AND IMPROVING CIVIL REGISTRATION AND VITAL STATISTICS IMPLEMENTATION PERIOD 2014 – 2019 LEAD AGENCY: NATIONAL REGISTRATION, PASSPORT AND CITIZENSHIP STAKE HOLDERS: CSO, MCDMCH, MoH, MCTA Development Partners include UNICEF, UNFPA, UNHCR, UNDP, UNECA, CDC, USAID, WHO, PLAN International, World Vision and Global Fund 2
FOREWORD Civil Registration is a major foundation for a legal system for establishing the rights and privileges of individuals in a country. On the other hand, where it is comprehensively maintained, it is the main source of vital statistics and essentially complements the censuses and periodic national level household surveys. Vital Statistics are an essential input for the planning of human development therefore, making knowledge of the size and characteristics of a country’s population on a timely basis a prerequisite to socioeconomic planning. It is important to underscore the fact that a population increases mainly by the addition of live births and decreases by the subtraction of deaths occurring in a population. This becomes crucial for estimating population changes and the structure of that population. Information about live births occurring over a time period classified by various characteristics of women giving birth can help determine the dynamics of reproduction. Information on deaths classified by various characteristics of the deceased especially age and sex can equally be used in calculating life tables and estimating the probability of dying at various ages. The fertility and mortality can easily be derived from civil registration information. However, the civil registration and vital statistics system remain underdeveloped in Zambia. An Internal assessment conducted by DNRPC (DNRPC) in 2012 revealed that birth and death registration is at less than 5% coverage. Recognizing the invaluable contribution civil registration information can play in protecting rights of citizens and its linkages to socio-economic planning, the National Strategic Plan of Action (NSAP) to improve Civil Registration and Vital Statistics System (CRVS) was developed. Hon. Dr. Ngosa Simbyakula, MP Minister of Home Affairs i
ACKNOWLEDGEMENTS The Ministry of Home Affairs recognizes invaluable contributions from various stakeholders towards the preparation of this plan. The formulation of this plan involved participation of various stakeholders at different levels The contributions of sectoral ministries such as the Ministry of Health, Ministry of Finance and National Planning through the Central Statistical Office, Ministry of Education, Ministry of Community Development Mother and Child Health, Ministry of Local Government and Housing, Ministry of Transport and Communications and Ministry of Chiefs and Traditional Affairs. Appreciation is further extended to Cooperating Partners namely: UNICEF, USAID, Zambia Institutional Reform Programme, UNFPA, UNDP and UNHCR for technical and financial support throughout the process of developing this National Action Plan aimed at Improving Civil Registration and Vital Statistics. I would also like to specially recognize the efforts of the Civil Registration and Vital Statistics Task Team members for their contribution to the assessment process; and Mr. Martin Nyahoda-Principal Registrar of Births, Marriages and Deaths (DNRPC), Ms Brivine Sikapande - Principal Planner Health Systems Development (MCDMCH), Mr. Palver Sikanyiti-Senior Demographer (CSO), Mr. Peter Moyo- Principal Registrar (DNRPC) and Mr. Lisuba Kabanda Regional Passport and Citizenship Officer (DNRPC) for the tireless efforts that went into drafting this action plan. Dr. Peter Mwaba Permanent Secretary Ministry of Home Affairs ii
LIST OF ACRONYMS BDR Birth and Death Registration BPR Business Process Re-engineering CDC Curriculum Development Centre CRC Convention on the Rights of a Child CRVS Civil Registration and Vital Statistics CSO Central Statistical Office DDCC District Development Coordinating Committees DHS Demographic Health Survey DNRPC Department of National Registration, Passport and Citizenship ICD International Classification of Diseases ICT Information and Communication Technology INRIS Integrated National Registration System LCMS Living Conditions Monitoring Survey MCDMCH Ministry of Community Development, Mother and Child Health MDD Management Development Division MDG Millennium Development Goals MoH Ministry of Health MoHA Ministry of Home Affairs MoLGH Ministry of Local Government and Housing MoYS Ministry of Youth and Sport NSAP National Strategic Action Plan NGO Non-Governmental Organization NRC National Registration Card PDCC Provincial Development Coordinating Committee RSA Republic of South Africa RTSA Road Transport and Safety Agency SAVVY Sample Vital Registration with Verbal Autopsy iii
SBS Sexual Behavioral Survey UNCRC United Nations Convention on the Rights of the Child UNICEF United Nations International Children Education Fund UNDP United Nations Development Fund UNFPA United Nations Population Fund UNHCR United Nations High Commission for Refugees USAID United States Agency for International Development VA Verbal Autopsy ZDHS Zambia Demographic Health Survey ZLDC Zambia Law Development Commission ZIRP Zambia Integrated Reform Program iv
TABLE OF CONTENTS Contents Page FOREWORD ............................................................................................................................................. i ACKNOWLEDGEMENTS ........................................................................................................................... ii LIST OF ACRONYMS ............................................................................................................................... iii 1.0 CHAPTER ONE ............................................................................................................................. 1 1.1 Introduction .......................................................................................................................... 1 1.2 Background ........................................................................................................................... 1 2.1 Situational Analysis ................................................................. Error! Bookmark not defined. 2.2 Birth and Death Occurrence in Zambia ............................................................................. 3 2.3 Birth Registration ................................................................................................................. 4 2.3.1 Challenges in Achieving Complete Birth Registration .......................................................... 4 2.3.2 Factors Affecting the Supply Side ......................................................................................... 4 2.2.3 Bottlenecks Affecting the Demand for Birth Registration.............................................. 5 2.3 Death Registration ................................................................................................................ 6 2.3.1 Problems associated with Death Registration ................................................................ 6 2.4 Death Registration and Generating Causes of Death Statistics in Zambia ..................... 7 2.5 National Registration and Issuance of National Travel Documents ................................ 7 2.6 Citizenship .................................................................................................................................. 8 2.7 Adoptions .................................................................................................................................... 8 2.8 Marriage and Divorce Registration .................................................................................... 9 CHAPTER THREE .............................................................................................................................. 10 3.1 Rationale .............................................................................................................................. 10 3.1 Strategic Shift ..................................................................................................................... 10 3.2 Vision ................................................................................................................................... 11 3.3 Strategic goals ..................................................................................................................... 11 3.4 Strategic outcomes .............................................................................................................. 11 3.5 Critical Success factors ...................................................................................................... 11 4.3 Thematic Areas of Focus ....................................................................................................... 13 4.3.1 Organizational and Management Issues .................................................................. 13 4.3.2 Death Registration and Causes of Death Information .................................................. 16 4.3.3 Use of Information and Communication Technology in civil registration ................... 18 v
4.3.4 Vital Events Registration for Refugees and Minority Groups ...................................... 20 4.3.5 Vital Statistics from Civil Registration......................................................................... 22 4.3.6 Communication, Advocacy and Awareness creation ................................................... 23 4.3.7 Policy and legal framework .......................................................................................... 24 CHAPTER FIVE .................................................................................................................................. 25 5.1 COORDINATION ............................................................................................................... 25 5.2 RESOURCE REQUIREMENTS, MOBILIZATIONSUSTAINABILITY .......................... 26 The involvement of traditional rulers in CRVS shall not only ensure a far reaching CRVS system but further guarantee sustainability of CRVS system at the level of the community. ...................... 26 ANNEX TWO ..................................................................................................................................... 27 7.1 COST FRAMEWORK FOR THE NATIONAL ACTION PLAN ....................................................... 27 CHAPTER EIGHT .................................................................................................................................... 35 8.0 MONITORING AND EVALUATION OF THE NATIONAL ACTION PLAN .............................................. 35 8.1 MONITORING AND EVALUATION FRAMEWORK ................................................................. 36 vi
1.0 CHAPTER ONE 1.1 Introduction The United Nations defines Civil Registration as the continuous, permanent, compulsory and universal recording of the occurrence and characteristics of vital events pertaining to the population in accordance with legal requirements of each country. These vital events are live births, adoptions, legitimations, recognitions, deaths and foetal deaths, marriages, divorces and separations. A vital statistics system is defined as a “process of compiling, processing, evaluating, presenting and disseminating civil registration information in statistical form”. The mandate to produce and disseminate these statistics in Zambia lies with the Central Statistical Office in the Ministry of Finance and National Planning The Department of National Registration Passport and Citizenship under the Ministry of Home Affairs is mandated to carry out Civil Registration in Zambia. Zambia is among the African countries with the lowest developed civil registration and vital statistics system. According to the 2012 internal assessment carried out by the DNRPC which is mandated to register births and deaths under the births and deaths Registration ACT Chapter 51 of the Laws of Zambia, the registration coverage is at less than 5%. Lack of completeness in registration coverage has led to subsequent non- use of civil registration information to produce vital statistics to inform and guide policy formulation. Consequently, the CSO which has the mandate to produce and disseminate vital statistics is overly dependent on the following sources of vital statistics: • Population Censuses • Household based surveys such as the Demographic and Health Survey(DHS) • Sexual Behavioural Survey (SBS) • Living Conditions Monitoring Survey (LCMS) 1.2 Background In September 2012 a second conference of African Ministers responsible for Civil Registration was held in Durban, RSA which recommended strengthening planning, budgeting, monitoring and evaluation of CRVS. The conference stressed the importance of formulating country owned concrete and time bound National Action Plans for the improvement of CRVS systems. The inclusion of action plans in national development plans so as to feed into national budgets was further recommended. The importance of civil registration and vital statistics in advancing Africa’s development agenda including accelerating regional integration and meeting Millennium Development Goals (MDGs) was recognized. In the light of the above, African Ministers reaffirmed commitment to scale up efforts aimed at improving CRVS systems in respective countries. Against this background, an expert group was formed to oversee the overall development of the National Action Plan to reform and improve civil registration and vital statistics in Zambia. 1
Through this action plan, Government is committed to continue developing appropriate policies and strategies to reform and improve CRVS in Zambia through: I. Improving the availability and accessibility of civil registration services by devolving services to local levels. This thematic area has two streams: a. Integration of the health system into civil registration b. Integration of the community system into civil registration II. Adopting appropriate technologies to speed and scale up civil registration, manage civil registration records and application of ICTs in improving CRVs. III. Strengthening and facilitating coordination between CSOand DNRPC to ensure development of vital statistics from civil registration information. IV. Awareness creation and public education on the importance of civil registration. The development of this action plan took into account background information from birth registration studies and assessments conducted by DNRPC in 2008 and 2012 with the support from UNICEF. Conclusions and recommendations from the 7th ASSD and 8th ASSD held in January 2012 in Cape Town, RSA and, Yamoussoukro Cote D’Ivoire in November 2012 respectively; and the second conference of African Ministers responsible for civil registration held in Durban, RSA in September 2012 were further taken into account. Supplementary information on integration of civil registration into the community system was obtained from an assessment conducted in Chief Mumena in October 2012. The bottleneck analysis conducted by the UNICEF in March 2012 provided much insight on bottlenecks both in the supply and demand context. Internal DNRPC assessments conducted in Luapula, Eastern and Southern Provinces gave insights into administrative bottlenecks. It is envisaged that the thematic areas which form the under pinning of this action plan will dissolve the bottlenecks and guarantee the improvement of civil registration and vital statistics in Zambia. 2
2.0 CHAPTER TWO: SITUATION ANALYSIS 2.1 Introduction The situational analysis of Civil Registration and Vital Statistics in Zambia is based on the supplementary assessment of the National Civil Registration and Vital Statistics undertaken by DNRPC conducted between November 2013 and January, 2014. This assessment was based on the regional assessment tools and guidelines developed by the Regional CRVS secretariat based at the United Nations Economic Commission for Africa. Supplementary information was obtained from the studies conducted by DNRPC in corroboration with cooperating Partners. Statistical information produced by CSOwas also taken into consideration. Accordingly, the information in the situational analysis presented in this action plan is premised on the following reports; a) Report on the Supplementary Assessment of the National ,Civil Registration and Vital Statistics System, 2014 b) Status Report- Birth Registration of Refugee Children in Africa, UNHCR, 2012 c) Zambia Demographic and Health Survey, 2007 d) An internal assessment of Birth and Death registration coverage by DNRPC, 2012 e) Birth Registration Survey, GRZ/UNICEF, 2008 f) United Nations Principles and Recommendations for a Vital Statistics System, 2010 g) Birth Registration Bottleneck Analysis, UNICEF, 2012 h) Pilot 2010 SAVVY Results i) Traditional Leaders involvement in Civil Registration, A case study of Chief Mumena’s Chiefdom, DNRPC, 2012 j) Internal Assessments conducted by Tetra Tech ARD under the US AID Zambia Institutional Reform Program focusing on Information Technology, Human Resource, Corruption, Organizational and Management Issues. These assessments and reports provided a broad insight into the challenges that have continued to militate against the development of Civil Registration and Vital Statistics in Zambia. They further provide a sound basis for developing solutions to counter the bottlenecks in a holistic and integrated framework. 2.2 Birth and Death Occurrence in Zambia According to the 2007 ZDHS report, Maternal Mortality Ratio (MMR) increased from 649 deaths per 100,000 live births in 1996 to 729 in 2002 and then declined to 591 in 2007. The increase was attributed to an increase in the number of women delivering at home without skilled attendants and partly due to the HIV and AIDs Pandemic. Access to health services at community level remains to be poor especially access to emergence obstetric care. The ZDHS report (2007) revealed that about 52% of births occur at home while 43% of deliveries occur in the public health facilities while 5% in private health facilities. The percentage of births attended by skilled personnel declined from 51% in 1992 to 47% in 2007. It was estimated that younger women and women having their first 3
delivery are more likely to deliver in health institutions. The same report indicates that urban women are more likely to deliver in health facilities compared with the rural counterparts. Access to skilled medical attendants for women especially in rural areas can be attributed to several factors including long distances to the health facilities, lack of adequate infrastructure, poor transport systems and poverty. Similarly, the SAVVY, 2010 indicates that about 48% of the deaths occur at home and are not recorded in the health facilities. Reasons could be attributed to accessibility issues in terms of long distances and lack of transport to health facilities among other factors. 2.3 Birth Registration According to the 2007 Zambia Demographic and Health Survey report, it was estimated that birth registration is at 14% national coverage. Five percent of the poorest population have at least 20% of children registered while Thirty One percent (31%) of the richest have twenty percent (20%) of their children registered. In terms of rural/urban divide, about Nine percent (9%) of rural children have their births registered while Twenty Eight percent (28%) urban children have their births registered. Whilst the available national data provides a worrying picture of birth registration in Zambia, it also masks disparities at district level which are even of greater concern than those indicated in the national figures. 2.3.1 Challenges in Achieving Complete Birth Registration Arising from the Supplementary Assessment of the National CRVS (2014) and the UNICEF Birth Registration Bottleneck Analysis (2012), various factors on the Supply and Demand sides affecting complete coverage of birth registration were identified. Factors affecting the supply and demand sides have been discussed separately. 2.3.2 Factors Affecting the Supply Side a) Geographic Factors: Zambia is a vast country with a sparse population. While DNRPC has representation in every district, the districts are vast with only one registration Centre located at the district headquarters. This leads to issues of remoteness and related costs associated with reaching small remote populations. b) Certification of registered births is centralized at the DNRPC Headquarters. This results in creation of a backlog of applications as a few headquarters (HQ) staff have to deal with applications from all provinces. Centralization further creates the costs associated with application transmission from districts to provinces then to headquarters and back again. This further increases lead times resulting to discouragement of the public. c) Low staffing and skills levels in officers: There is inadequate, unsystematic and unplanned orientation of service providers. The low staffing levels makes DNRPC incapable of conducting mass registration. There has been lack of significant 4
investment both technical and financial in reforming and improving the structure of DNRPC 2.2.3 Bottlenecks Affecting the Demand for Birth Registration a) Lack of Information: There is limited information at local level on birth registration and the legal requirements to both communities and service providers. The majority public do not understand the importance and benefits of birth registration. b) Long Distances to Registration Centres: This makes it difficult for families most of whom are poor and live in remote areas to access the service due to long distances to registration centres which are only available at district headquarters. c) Wide Acceptance of User alternative Documents: Birth records and under-five clinic cards are widely and easily accepted in lieu of birth certificates in accessing services that may require birth certificates such as enrollment into school and accessing health services. The use of affidavits in lieu of birth certificates for obtaining National Registration Cards and travel documents has contributed to low demand for birth registration. d) Social Factors: The common social factor contributing to low birth registration is child naming. The naming of children especially for the rural populace is done several days after the child is born. This is attributed to local customs and beliefs and affects the registration of children immediately after birth as the child’s full names are not available for registration. As part of the bottleneck analysis, sampling was undertaken of district level registration data in three pilot provinces of Eastern, Luapula and Southern. District level data as notification of birth was then compared to the projected live birth rates taken from the population 2000 to 2015 Demographics Report, Ministry of Health/Central Statistical Office. The findings reveal that birth registration rates are actually significantly lower than what the national data reveals. An example of Eastern Province registration is provided below: 5
EASTERN PROVINCE 2011 Aggregate Birth Registration Data Districts Notice of Birth Certificates Live Births % Live Births with Birth Certificates Chadiza 18 0 6,550 0 Chipata 336 40 25,611 1.3 Mambwe 22 22 3,291 0.7 Nyimba 47 08 4,197 0.2 Petauke 387 106 17,313 0.6 Source: GRZ/UNICEF 2012 Bottleneck Analysis 2.3 Death Registration Deaths are registered under the Births and Deaths Registration Act chapter 51 of the Laws of Zambia. The Office of the Registrar General is charged with the responsibility of registering deaths occurring within the boundaries of the Republic of Zambia. According to the 2010 pilot SAVVY results; 48% of deaths occur at homes, 6% occur in other places and 46% occur in health facilities while. The registration coverage of deaths is lower than birth registration statistics. An internal assessment conducted in July 2012 by DNRPC revealed that most districts especially in rural provinces do not register deaths. According to the report, only 22% out of a sample of 26 districts in Copperbelt, Central and North-Western Provinces register deaths. The internal assessment further showed that less than 1% of deaths occurring in Zambia are registered with the Civil Registration Authority. Most districts where registration of deaths is conducted reported that registration is conducted by local authorities. DNRPC receive the notification forms for issuance of death certificates. This does not translate in the registration and issuance of death certificates as per provision of the legal framework of the country. 2.3.1 Problems associated with Death Registration Death Registration in Zambia is faced with many challenges. A weak coordination mechanism between DNRPC and Local Authorities contributes to lack of certification of deaths registered by Local Authorities. Granted Local Authorities capture a significant number of deaths especially those occurring in health facilities. These are further transmitted to the Registrar General’s office. However, the office of the Registrar General does not Register and certify applications immediately except on request. This has created a huge backlog of unregistered and uncertified deaths by the Registrar Generals office. As part of activities in this National Action Plan, there is need to put up deliberate interventions to register and digitize the backlog of notices of death submitted to Registrar Generals office by Local Authorities. This would further improve on generating causes of death statistics. 6
Lack of coordination among the RTSA, the Zambia Police Service and DNRPC has contributed to failure to register deaths occurring as a result of road traffic accidents. The collapse of village registration which served as local population registers has compounded to the problem of capturing community deaths. 2.4 Death Registration and Generating Causes of Death Statistics in Zambia Registration of deaths is critical in generating causes of death statistics because individual deaths are registered with causes of death as per legal provisions of the Births and Deaths Registration Act chapter 51 of the Laws of Zambia. For some years, the CSO produced Vital Statistics including causes of death information based on civil registration data. However, the information collected from the Department of National Registration is affected by incomplete reporting and recording of vital events. This has affected the generation of causes of death statistics from civil registration information thus leading to the CSO to be dependent on Population Censuses and Household Surveys in producing causes of death statistics. Registration of causes of death for deaths occurring in health facilities is easy because qualified physicians attending to deceased persons establish the causes of death which are subsequently registered as indicated on the medical certificate of cause of death certificate. On the other hand, it is difficult to register causes death for 49% of deaths estimated to occur at homes because deceased persons may not have been attended to by qualified physicians capable of determining the cause of death. It is hoped that Verbal Autopsy (VA) will bridge this gap in the short term while access to health facilities by all with qualified health personnel is the permanent solution. This should be governments’ focus in the long term. Coding of causes of deaths based to the International Classification of Diseases (ICD) is not done by any Institution in Zambia. Further, most physicians are not trained in good certification practicesto make it easier to derive correct underlying causes of death in the country.This situation has negatively affected production of goodcauses of death statistics. 2.5 National Registration and Issuance of National Travel Documents National Registration which is concerned with the issuance of National Identity cards called National Registration cards (NRCs) is conducted under the National Registration Act CAP 126 of the Laws of Zambia. The issuance of National Travel Documents which include Passports and Travel Documents of Identity is conducted under the Passport Act. The issuance of National Registration cards and passports to citizens is dependent on proof of citizenship. The proof of Citizenship is dependent on ascertaining the place of birth of a person and the nationality of parents at the time of birth of the applicant. Thus, the registration of births plays a critical role in determination of citizenship and 7
subsequent qualification of individuals for obtaining National Registration Cards and National Travel documents. However, because of the weaknesses in birth registration, the issuance of national registration cards and passports rely on affidavits which are sworn statements. The weak link between registration of births and acquisition of this important document has resulted in difficulties in detecting applicants who are not eligible to acquire documents which must only be acquired by Zambian citizens. Applicants who satisfy the requirements of affidavits usually get away with the service regardless of their nationality. This encourages fraudulent activities in acquisition of national identity documents and travel documents. Strengthening registration of births and deaths should ultimately lead to strengthening processes for acquisition of national identity cards and travel documents. Much as the present National Registration Card is susceptible to forgery because of being produced using outdated technology, the process of acquisition is more important in securing the document. Thus, there should be sufficient investment in technology and human resource strengthening in all vital registration which is linked to citizenship. This is the durable solution to further securing other documents which are only supposed to be acquired by Zambian citizens. 2.6 Citizenship Registration for citizenship for eligible applicants is conducted under the Citizenship Act Cap 124 of the Laws of Zambia. Persons qualifying and successfully registered under this Act become eligible to enjoy the rights and privileges of a Zambian citizen. This includes obtaining National Identity and Travel documents and participating in the electoral process. It is therefore important to keep track persons registered as citizens and link it to the register both manually and electronically to other aspects of civil registration and acquisition of National Identity documents. This would make it easier for identification and determination of eligibility for persons applying for national identity cards and travel documents. The creation of the National electronic civil register should not overlook the inclusion of persons registered as Zambian citizens under the provisions of the Citizenship Act chapter 124 of the Laws of Zambia. 2.7 Adoptions Adoptions in Zambia are regulated by the Adoption Act Chapter 54 of the Laws of Zambia. The Department of Social Welfare in MCDMCH facilitates the adoption process. Subordinate courts are charged to hear and grant adoption petitions in accordance with the provisions of the adoption act. Once granted; the Registrar General is compelled to register the adoption in accordance with part III of the adoption act. Adoptions have citizenship implications. Section 11 of the Citizenship Act chapter 124 of the laws of Zambia states that a child adopted under the provisions of the Adoption Act shall if he was not a citizen at the date of such adoption become a citizen by 8
adoption on the date of such adoption if the adopter, or, in the case of a joint adoption, one of the adopters was at the date of adoption a citizen. Such a child then becomes a citizen eligible for all citizen entitlements which include acquisition of national identity and travel documents for citizens. Reforming and improving civil registration should not exclude registration and tracking of adoptions because of the direct implications it has on citizenship. Technological investments and improvements in civil registration should help to link adoptions to acquisition of national identity and travel documents. The electronic national civil register should be inclusive of adoptions. 2.8 Marriage and Divorce Registration Registration of Marriages is the mandate of the Department of National Registration Passport and Citizenship under the Ministry of Home Affairs. Registration of Marriages is regulated under the Marriages Act chapter 50 of the Laws of Zambia. It is worth to note that only statutory marriages are regulated under the Marriages Act and accordingly registered with the office of the Registrar General. Customary Marriages are not regulated under the Marriages Act. Customary marriages are therefore not registered with the Office of the Registrar General. Local Courts are charged with the responsibility of administering customary marriages. Registration of marriages is important for the identification of children resulting from the union and subsequent determination of citizenship of children. Further, registration of marriages plays a key role in interstate succession and property administration in an event of death of one of the spouses. Local Authorities and Ministers of Religion solemnize statutory marriages. Most statutory marriages are however solemnized by Local Authorities which subsequently issue Certificates of Marriage. Certificates of Marriage are then forwarded to the Office of the Registrar General for Certification. Lack of capacity in staff at district offices on the legal provisions for solemnization and registration of marriages has contributed to low marriage registration and certification. Though statistics were not collected to determine the percentage of marriages registered against solemnized marriages, it has been observed that few solemnized marriages are registered. There has been no deliberate mechanism put in place for coordination between the Office of the Registrar General and Local Authorities to ensure that all solemnized marriages are registered. 9
3.0 CHAPTER THREE 3.1 Rationale The Government of the Republic of Zambia recognizes the invaluable contributions CRVS plays in socio economic planning and monitoring MDGs besides protecting human rights. Civil Registration is the conventional data source for the generation of continuous and complete vital statistics that provides key health demographic statistics, including many of the MDG Indicators. Furthermore, civil registration produces various legal and administrative information documents that are the basis for safeguarding basic human rights including children and women’s rights. Civil Registration can also provide critical information required for the implementation of decentralization and democratization of processes currently progressing in most African countries. Strengthening birth and death registration for example, has significant impact on securing the national identity system. A secure national identity system contributes to having a robust and credible electoral process. A secure national identity system also has significant positive implications on various social security systems which includes pensions and insurance. Further, Government shall adequately engage Civil Society, Faith Based organizations, Media Houses and the Private Sector in an effort to strengthen CRVS systems. 3.1 Strategic Shift The registration of vital events in Zambia has not been proactively undertaken. This is despite the country having compulsory registration laws on births and deaths. This has resulted in extremely low registration completeness and coverage. The country is therefore unable to produce and disseminate vital statistics on births, deaths and causes of death to contribute to planning and evaluating national programmes including MDGs based on Civil Registration. The Government of the Republic of Zambia has recognized the need for a paradigm shift from the current practices and trend in vital event registration to a more vibrant system. This shift means that the government through DNRPC which is the Civil Registration Authority in Zambia shall proactively endeavor to register all births and deaths occurring in the republic and devise mechanisms to capture marriages and divorces. This should translate in the annual publication of vital statistics through the CSOon births, deaths and causes of death. This will help the country to have the data for monitoring maternal and child mortality, the disease burden at the lowest administrative levels and calculating life expectancy. 10
3.2 Vision A Zambia where all vital events are registered and vital statistics derived therefrom by the year 2030. 3.3 Strategic goals 3.3.1 A legal framework that meets regional and international standards and compels compulsory registration and compliance. 3.3.2 A Civil Registration Authority with an organizational structure and infrastructure that are responsive to the CRVS needs. 3.3.3 Produce vital statistics based on the civil registration system 3.3.4 To have a communication and advocacy strategy that is responsive to information needs on CRVS 3.3.5 Complete registration of all vital events occurring among Refugees and other minority population groups. 3.3.6 Register all deaths and produce internationally acceptable cause of death information for deaths occurring in health facilities and communities. 3.3.7 Information and communication technology infrastructure that is adequate and appropriate for capturing, processing, analyzing, reporting, and storage of civil registration records and also linking other systems related to CRVS. 3.4 Strategic outcomes 3.4.1 Appropriate Civil Registration Authority organization structure and infrastructure capable of meeting CRVS needs 3.4.2 Percentage of registration of births increased from the estimated 14% to 80% and percentage of deaths increased from the estimated less than 1% to 60 over a ten year period 3.4.3 A Zambian population well informed on the need and requirements to report and register vital events 3.4.4 Vital statistics products including cause of death information from civil registration made available to inform policy and planning at the lowest administrative level. 3.4.5 Capturing all vital event occurring among refugees and other minority groups 3.4.6 A fully computerized CRVS system able to conduct electronic capture, processing, storage and analysis of vital events 3.5 Critical Success factors The realization of the outcomes espoused in this strategic plan is dependent on the following critical success factors: 3.5.1 Availability of a Statutory Instrument that will facilitate decentralization 3.5.2 Enactment of the laws that allow for sharing of data and identify the lead agency 3.5.3 Availability of ICT infrastructure 3.5.4 Availability of financial resources 11
3.5.5 Implementation of the revised DNRPC establishment 3.5.6 Presence of an advocacy and communications strategy 3.5.7 Availability of ICD manuals in all institutions dealing with death reporting and registration 3.5.8 Availability of trained health personnel in ICD classification and coding of causes of deaths 3.5.9 Sensitized community on the importance of registering vital events 3.5.10 Harmonized indicator definitions, data collection tools and reporting structure 12
4.0 CHAPTER FOUR 4.1 Purpose of the action plan Civil Registration as mentioned in the preceding sections is very low in Zambia. As such, the country has embarked on strategies aimed at reforming and improving Civil Registration and Generation of Vital Statistics from Civil Registration Records. In view of the above, this action plan is aimed at improving Civil Registration and Vital Statistics in Zambia. It outlines strategies and activities to achieve robust system which is able to contribute to vital statistics needs. It is further aimed at linking civil registration to the national ID and travel document issuance to contribute to national security. 4.2 Strategic objectives and specific objectives Strategic objectives and specific objectives are articulated according to thematic areas as discussed below. 4.3 Thematic Areas of Focus The interventions in this National Action Plan to reform and improve civil registration and vital statistics are divided into specific thematic areas. The interventions address bottlenecks both on the supply and demand sides. Interventions cover organizational and Management issues, integration of civil registration into the health and community systems, policy and legislative issues, the use of ICTs in civil registration, bridging the gap between civil registration and the National Statistical system and communication, awareness creation and public education. 4.3.1 Organizational and Management Issues The Department of National Registration, Passports and Citizenship with support from the USAID under the Zambia Institutional Reform Program (ZIRP) executed by Tetra Tech ARD conducted an in-depth organizational and Human Resource Assessment. The assessment revealed that there has been lack of significant investment in skills development in staff to support the organizational mission and vision. Furthermore, the organizational structure of the department is not responsive to the changing realities that the DNRPC has to deal with. Significant investment both technical and financial to re-design and overhaul the DNRPC to reflect its broad mandate was therefore recommended. Additional assessments that were conducted on the CRVS situation revealed more challenges in the following areas: a) Weak Linkages among CRVS agencies The functions in the CRVS system are performed by a number of organisations. However, the organisations operate independent of each other. This has created disparities in the methodologies employed and quality of data that is collected rendering the data user-producer mechanism weak. 13
b) Inadequate Organisational Structure The existing current organisational structure is inadequate to meet the needs of a well- functioning CRVS system, for example, the structure does not include statistics, legal, ICT, and public relations units. Human resource staffing at all levels are low contributing to the challenge of increased workloads. c) Registration Procedure The registration procedures for all vital events is tedious and lengthy requiring the provision of a number of supporting documents such as Affidavit forms, copies of NRC, records of birth, certificate of cause of death and many others. d) Centralized Processing of Applications The issuance of certificates to all vital events is centralized to DNRPC headquarters. This delays the process of issuing certificates within the stipulated timeframe. e) Management of Records: Records management is manual based resulting in duplication of records, errors and missing documents. The movement of vital events application forms back and forth has no trail mechanism leading to loss of application forms and delays in service delivery. This complicates the re-application process and discourages the public. f) Performance standards Lack of adherence to performance standards in monitoring progress has resulted in unspecified lead times which discourages the public from registering vital events. 14
MANAGEMENT AND ORGANIZATION Strategic Objective: To create a CRVS system with an organizational structure and infrastructure that are responsive to the CRVS needs Specific Objective INTERVENTION ACTIVITIES To improve the CRVS system 1. Engage a consultant to review and propose a structure through a functional 2. Engage MDD to validate proposed organizational structure decentralized organisational 3. Submission of proposed structure to Cabinet Office structure at all levels 4. Conduct a skills gap analysis 5. Open up registration centres at Sub district level 6. Create functional multi-sectoral CRVS committees at all levels. To standardize registration and 1. Review the BPR recommendation from studies under reporting process across the USAID/ZIRP country to have a uniform civil 2. Validate BPR recommendations visa-a-viz overall registration process in all districts development and improvement of CRVS/national in the country identification system ( INRIS )project 3. Production and distribution of desk manuals for recommended processes 4. Training of staff in new positions 5. Review the service charters to respond to the results of BPR and ICT applications Improve document management 1. Review and implement recommendations and proposals including application tracking, from the USAID/ZIRP Business Process Re-engineering storage and retrieval systems (BPR) report. 15
4.3.2 Death Registration and Causes of Death Information Death registration in Zambia is conducted under the births and deaths registration ACT, Chapter 51 of the Laws of Zambia. The Law provides for compulsory reporting and registration of deaths and causes of death, which therefore, is a strong basis for generating statistics on deaths and causes of death from the civil registration system. According to the DNRPC internal service delivery assessment of 2012, the percentage of completeness for death registration is estimated at less than one percent (1%). For some years, CSO produced Vital Statistics including causes of death information based on civil registration data. However, the information collected from the Department of National Registration has been affected by incomplete reporting and registration of vital events. This has affected the generation of causes of death statistics from civil registration information. Consequently, CSO depend on Population Censuses and Household Surveys in producing statistics on deaths causes of death. Establishing and Registering of causes of death for deaths occurring in health facilities is easy because qualified physicians attending to decedents establish the causes of death as it is a practice for physicians in Zambia complete the internationally recognized medical certificate of the cause of death. However, deaths occurring outside health facilities are not often reported and consequently not registered. According to Sample Vital Registration with Verbal Autopsy 2012 results, 54% of deaths occur outside health facilities. This means that only 46% of deaths in Zambia occur in health facilities. The results described above are depicted in the diagrams below. 6% Figure 2: Distribution of Deaths by Place of Death 46% Health Facility 48% Home Other Places The production of good cause of death information is further affected by non - assignment of ICD codes. Currently, Zambia has inadequately used and applied the 16
ICD in the coding of diseases because of the non -availability of up to date ICD materials and appropriate coding skills. DEATH REGISTRATION AND CAUSE OF DEATH INFORMATION STRATEGIC OBJECTIVE: To increase the number of deaths reported and registered with appropriately assigned causes of death using International Classification of Diseases Specific Objective INTERVENTION ACTIVITIES To Strengthen the use of ICD in the 1. Develop a training module on the cause of death classification of causes of death certification and assignment of ICD codes 2. Establish a central National coding centre. 3. Lobby for the inclusion of ICD training module in the medical staff curriculum 4. Institute a training plan for certification of causes of death by medical personnel 5. Provide up to date ICD materials to health facilities and other institutions dealing with reporting and registration of deaths 6. Develop a quality assurance plan for causes of death processes 7. Institutionalize coding technology To increase the numbers of deaths 1. Identify and train cadres to be involved in the reporting and reported and registered occurring registration of community deaths outside the health facilities 2. Adopt and institutionalize verbal autopsy methodology and tools 3. Train medical and other personnel on verbal autopsy reporting methodologies 4. Sensitize the communities on the importance of registering deaths 5. Conduct community mobile death registration campaigns 17
4.3.3 Use of Information and Communication Technology in civil registration The National Registration Office being responsible for issuance of National Registration Cards and registration of births, deaths, marriages and adoptions has the mandate to capture data and serve as the repository of metadata and statistics on all persons living in Zambia including citizens and foreign nationals resident in the country. The department ultimately generates among many things National Registration Cards, birth, adoption, marriages and death certificates. As a way of improving the services at the National Registration Office, the government of the Republic of Zambia embarked on a number of initiatives related to service delivery improvement such as improving the conduct of work in the public service by embracing Information and Communication Technology (ICT) through the development and adoption of the ICT policy. Riding on this shift to the use of ICT, the government further embarked on an initiative to digitize some national identification documents through the implementation of the Integrated National Registration Information System (INRIS), a system that comprehensively integrates all the IT tools and functions needed by a Government to conduct registration of citizens, verify personal information, positively identify a citizen, and provide accurate and credible reports, statistics and citizen information to authorized government agencies. The INRIS is made up of various components of which National Registration is one of them. Other modules include; birth and death Registration, Marriage Registration, Adoptions Registration, Village Registration, Citizenship Registration and Passport issuance. In this regard, efficiency and effectiveness in civil registration and vital statistics will be enhanced by embracing the use of ICT. Service delivery in the past has been overtaken by the demand due to reduced capacity as a result of manual systems in DNRPC. This also made it practically difficult to share vital statistics with other key stakeholders CSO. It is envisaged automated CRVS processes will not only reduce processing time but will also improved reporting and data quality. The use of ICT will also improve communication within organizations in ease of sharing vital information, as a tool to support development processes. 18
USE OF COMMUNICATION DNA INFORMATION TECHNOLOGY IN ICT STRATEGIC OBJECTIVE: To make Civil Registration and Vital Statistics more efficient and effective through the use of ICTs Specific Objective INTERVENTION ACTIVITIES Build an automated system 1. Business Process Re – engineering (BPR) of the CRVS process. for electronic capture, 2. Modeling and design of system processing, storage and 3. Development of the INRIS system retrieval of CRVS 4. Linking of all system target users information 5. Implementation and rolling out of an integrated system 6. Review and enhancement of the INRIS system 7. Digitization and migration of legacy data To optimize the use of the 1. Engage mobile internet service providers on the provision of mobile technology to mobile services in vital event notification enhance vital events 2. Develop mobile web applications for remote access via mobile notification technology Physical infrastructure 1. Design appropriate physical infrastructure for provincial and development district offices to house ICT infrastructure. 2. Construct, rehabilitate and renovate physical infrastructure for provincial and district offices to house ICT infrastructure. To build capacity in DNRPC 1. Create an ICT Unit in the department of National Registration to manage an automated 2. Train system administrators, database administrators, network and CRVS system security specialists and application developers 19
4.3.4 Vital Events Registration for Refugees and Minority Groups The principle legislation which governs the refugee management in Zambia is the refugees control ACT, Chapter 120 of the Laws of Zambia. This ACT however, does not make provision for the registration of vital events. The office of the Commissioner for Refugees which has the responsibility of managing the refugees in Zambia currently does not capture vital events occurring among the refugee population. During the second conference of African Ministers responsible for Civil Registration held in Durban RSA in September 2012, it was resolved that member states should promote the registration of most vulnerable children and implement laws and or policies on registration of vital events so as to ensure the timely and compulsory registration of vital events for all refugee children, including returnees and internally displaced persons within national territories. This is in accordance with Article 23 of the African Charter on the rights and welfare of the child and Article 22 of the convention of the rights of the child which stipulate special protection to be granted to refugee children for preservation of identity and nationality. It is worth noting that the laws governing civil registration in Zambia do not discriminate against nationality or civil status of individuals. Nonetheless, challenges affecting refugees in accessing civil registration documents especially birth and death certificates have been acknowledged and dealt with through a policy direction as reflected in the broad intentions of the African Charter and the Convention on the Rights of a Child (CRC). It is worthy to mention that United Nations High Commissioner for Refugees (UNCHR) has from time to time put up deliberate interventions to help refugees to access birth certificates through organized mobile registration in refugee camps. On the other hand, the Government has had no deliberate plans to assist refugees in accessing civil registration documents. The CRVS strategic plan shall therefore form a policy framework for working out deliberate interventions to ensure that refugees are given priority and specific budgetary allocations for civil registration purposes. Refugees are clearly and easily identified as the Commissioner for Refugees under the Ministry of Home Affairs in conjunction with UNHCR keeps an electronic data base for all refugees and their children besides issuing them with identification cards. The refugee population as at June 2014 is fifty one thousand seven hundred and two (51,702) with an estimated number of births being 130 per month. Lack of a deliberate policy on assisting refugees has resulted into undefined procedural mechanisms for dealing with refugee applicants seeking civil documents. This has led to delays and difficulties by refugees in accessing civil registration documents such as birth certificates. It is expected that DNRPC shall work closely with the Commissioner for Refugees and the United Nations High Commissioner for Refugees by organizing mobile facilities and establishing registration centres in health facilities situated in Refugee Camps for easy access to civil registration services. Further, special procedures 20
for screening refugee applicants shall be developed to address administrative challenges faced by refugee applicants. VITAL EVENT REGISTRATION FOR REFUGEES AND MINORITY GROUPS STRATEGIC OBJECTIVE: To achieve complete vital events registration for refugees and minority groups SPECIFIC OBJECTIVE INTERVENTION ACTIVITIES To increase the birth registration and 1. Establishment of registration centres in refugee camps certification coverage from less than 5% 2. Development of standard registration guidelines for to 60% by 2020. refugee application 3. Training of registration officers 4. Conduct mobile registration To increase the death registration and 1. Establishment of registration centres in refugee camps certification coverage from less than 1% 2. Development of standard registration guidelines for to 50% by 2020. refugee application 3. Training of registration officers 4. Apply verbal autopsy in mobile death registration To increase awareness on the need to 1. Formulate an advocacy and communications strategy for register vital events among refugee refugees populations 21
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