National Oesophago-Gastric Cancer Audit 2020 - An audit of the care received by people with Oesophago-Gastric Cancer in England and Wales
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National Oesophago-Gastric Cancer Audit 2020 An audit of the care received by people with Oesophago-Gastric Cancer in England and Wales Version 2: published 8 February 2021
This report was prepared by Clinical Effectiveness Unit, The Royal College of Surgeons of England Min Hae Park, Assistant Professor Hussein Wahedally, Statistician / Data Manager David Cromwell, Professor of Health Services Research The Association of Upper GI Surgeons (AUGIS) Nick Maynard, Consultant Surgeon Royal College of Radiologists (RCR) Tom Crosby, Consultant Clinical Oncologist British Society of Gastroenterology (BSG) Nigel Trudgill, Consultant Gastroenterologist NHS Digital Jane Gaskell, Audit Manager Rose Napper, Audit Coordinator Commissioned by Healthcare Quality Improvement Partnership The Royal College of Surgeons of England is an independent professional body committed to enabling surgeons to achieve and maintain the highest standards of surgical practice and patient care. As part of this it supports Audit and the evaluation of clinical effectiveness for surgery. Registered Charity no: 212808 The Association of Upper GI Surgeons is the speciality society that represents upper gastrointestinal surgeons. It is one of the key partners leading the Audit. Registered Charity no: 1093090 The British Society of Gastroenterology is the speciality society of gastroenterologists. It is one of the key partners leading the Audit. Registered Charity no: 1149074 The Royal College of Radiologists is the professional body for clinical radiologists and clinical oncologists. It is one of the key partners leading the Audit. Registered Charity no: 211540 NHS Digital is the trading name for the Health and Social Care Information Centre (HSCIC). They provide 'Information and Technology for better health and care'. The Clinical Audit and Registries Management Service of NHS Digital manages a number of national clinical audits in the areas of cancer, diabetes and heart disease. It manages the Audit on behalf of the RCS.
Contents Acknowledgements ........................................................................................................... 2 Executive Summary........................................................................................................... 3 Recommendations............................................................................................................. 7 1. Introduction .............................................................................................................. 10 2. Management of HGD patients .................................................................................. 12 3. Participation in the OG cancer prospective audit ...................................................... 18 4. Patients with oesophago-gastric cancer ................................................................... 21 5. Routes to diagnosis .................................................................................................. 23 6. Staging investigations............................................................................................... 25 7. Treatment planning .................................................................................................. 27 8. Curative surgery ....................................................................................................... 34 9. Non-curative OG cancer treatment patterns and outcomes ...................................... 44 10. Presentation of results as a “composite indicator” ................................................. 50 Annex 1: Organisation of the Audit .................................................................................. 52 Annex 2: Audit methods .................................................................................................. 54 Annex 3: List of regional areas and NHS organisations ................................................... 57 References ...................................................................................................................... 60 Glossary .......................................................................................................................... 62 1
Acknowledgements The National Oesophago-Gastric Cancer Audit is thank them for the considerable time that their commissioned by the Healthcare Quality staff devoted to collecting and submitting data. Improvement Partnership (HQIP) as part of the National Clinical Audit and Patient Outcomes We would also like to acknowledge the Welsh local Programme (NCAPOP). health boards and the Welsh Cancer Network. HQIP is led by a consortium of the Academy of We would like to thank: Medical Royal Colleges, the Royal College of Mr John Taylor and the Oesophageal Nursing and National Voices. Its aim is to promote Patients Association quality improvement in patient outcomes, and in The members of the Clinical Reference particular, to increase the impact that clinical Group and Project Board (see Annex 1 for audit, outcome review programmes and registries full list of members) have on healthcare quality in England and Wales. The data linkage team at NHS Digital HQIP holds the contract to commission, manage The Office of Data Release, Public Health and develop the National Clinical Audit and Patient Outcomes Programme (NCAPOP), comprising England around 40 projects covering care provided to The Audit is supported by the Clinical Audit and people with a wide range of medical, surgical and Registries Management Service (CARMS), and the mental health conditions. The programme is Clinical Audit Platform (CAP) development team funded by NHS England, the Welsh Government who provide IT support and technical and, with some individual projects, other devolved infrastructure. administrations and crown dependencies. www.hqip.org.uk/national-programmes Finally, we thank and remember Mr David Eaves, who sadly passed away this year. We would like to acknowledge the support of the many hospitals that participated in this Audit and © 2020 Healthcare Quality Improvement Partnership (HQIP) All rights reserved. Applications for the copyright owner’s written permission to reproduce significant parts of this publication (including photocopying or storing it in any medium by electronic means and whether or not transiently or incidentally to some other use of this publication) should be addressed to the publisher. Brief extracts from this publication may be reproduced without the written permission of the copyright owner, provided that the source is fully acknowledged. 2
Executive Summary The National Oesophago-Gastric Cancer Audit by adult patients diagnosed between April (NOGCA) was established to evaluate the 2017 and March 2019 and their outcomes. quality of care received by patients with For some outcomes, information is presented oesophago-gastric (OG) cancer in England and for patients diagnosed over a longer period to Wales. enable comparisons over time. For example, in the case of HGD, outcomes of endoscopic The Annual Report is written for four key treatment are presented for a four-year audiences: those who deliver, receive, period which enables comparison of the commission and regulate care. In addition to current cohort (2017 to 2019) with patients providing information about OG cancer diagnosed in the previous two years (2015 to services for patients and commissioners, it 2017). For outcomes of curative surgery enables NHS organisations to benchmark their among OG cancer patients, data are reported performance and identify areas where care for a three year period (April 2016 to March could be improved. 2019) to ensure that enough procedures are included in the analysis to produce robust The Audit collected data on individuals statistics for individual NHS organisations. diagnosed in England and Wales with invasive epithelial cancer of the oesophagus, gastro- Supplementary material, including tables oesophageal junction (GOJ) or stomach, and containing individual trust results, and further patients diagnosed with high grade dysplasia information about the Audit can be found on (HGD) of the oesophagus. The primary focus its website: www.NOGCA.org.uk. of the 2020 Annual Report is the care received High grade dysplasia of the oesophagus: key findings During the 2017-19 period, the Audit received 1. All cases of suspected HGD should be information on 700 patients diagnosed with confirmed by two gastrointestinal HGD of the oesophagus in England. This pathologists number has decreased over the last five years, In the audit period 2017-19, 86.7% of patients from around 800 patients, and the number of with HGD had their original diagnosis HGD records submitted per million population confirmed by a second pathologist. As in shows variation across regions suggesting that previous years, the proportion was higher case ascertainment is low in some areas. among younger patients. The proportion for patients aged 80 and over was 84.0%, which Guidance on the management of patients was an improvement on the figures for the with HGD was published by the BSG in 2014 preceding four years. [BSG/Fitzgerald et al 2014]. The guidance defined clinical standards on the initial 2. All patients with HGD should be discussed diagnosis of HGD and treatment planning, and by a specialist multi-disciplinary team (MDT). recommended that patients should be In the 2017-19 audit period, 91.3% of patients considered for endoscopic therapy in with newly diagnosed HGD were discussed at preference to either oesophagectomy or an upper gastrointestinal MDT meeting. This endoscopic surveillance. Performance in four proportion has increased from 84.7% in 2015- key areas was covered by the Audit: 17. There were regional differences in the proportion discussed at MDT, with the figure 3
exceeding 90% for 12 Cancer Alliances and variation in the use of surveillance or no being below 70% for two Alliances. treatment across Cancer Alliances. 3. Endoscopic therapy for HGD is preferred 4. Endoscopic treatment should be performed over oesophagectomy or surveillance in specialist centres treating at least 15 cases Among patients diagnosed between 2015 and each year. 2019, 73.8% had a plan of endoscopic Based on the data submitted for the 2017-19 therapy. The remaining planned treatments period, 10 of the 37 specialist OG cancer were: oesophagectomy for 2.0% of patients, centres performed at least 15 endoscopic surveillance for 11.0% and other treatments procedures per year, an improvement from 7 for 5.3%, while 8.0% of patients had a plan for centres in last year’s Audit period. no treatment or surveillance. There was some Oesophago-gastric cancer: key findings All 131 NHS acute trusts in England and the 6 stage information was incomplete for 17% of local health boards providing OG cancer care patients. This needs to improve because this in Wales participated in the 2017-19 Audit information is essential to understand period. Records were submitted for 20,528 patterns of care. Clinical stage information patients, including 19,171 diagnosed in was more likely to be missing for older England and 1,357 in Wales. Case patients and those with non-curative ascertainment was estimated to be 90% in treatment plans. England and over 85% in Wales. It is recommended that all patients diagnosed 1. Patterns of care at diagnosis with OG cancer have a CT scan to assess the Among patients diagnosed in 2017-19, 64% spread of disease. Overall, 94.9% of patients were diagnosed following referral from a GP, diagnosed in 2017-19 had an initial CT scan, 13% after emergency admission, and 23% and there was generally good compliance from a non-emergency hospital setting. The with this recommendation across NHS rate of diagnosis following an emergency organisations. admission has remained largely unchanged over the last five Audit years, as has the For patients with oesophageal cancer, the use proportion of patients diagnosed with early of PET-CT scans is recommended for patients stage cancer. Regional variation continues to being considered for curative treatment. In persist in the proportion of patients the 2017-19 cohort, 71.3% of patients with diagnosed after an emergency admission. oesophageal cancer who had a plan for Notably, the adjusted rates of emergency curative treatment were recorded to have had diagnosis in Wales are higher than in England. PET-CT, although there was variation across This may be due to differences in patient England and Wales. behaviours as well as practitioner factors. There may also be variation in the way that Among patients in the 2017-19 cohort with emergency referral routes are recorded. clinical stage 0-2 disease, 83% of those aged under 70 years had a curative treatment plan, 2. Staging and treatment planning although this figure was lower among older As in previous years, a minority of patients. A similar pattern was seem among organisations submitted limited data about patients with stage 3 disease, with 72% of staging investigations. In addition, clinical 4
those aged under 70 years having a curative insight into the adequacy of staging and treatment plan. appropriateness of curative surgery. Most of the NHS surgical centres had an adjusted 1- 3. Time taken along the care pathway year survival rate that fell within the expected The target waiting time from urgent referral range (defined by the 99.8% control limit). to the start of treatment is 62 days in both There were two NHS trusts whose survival England and Wales. In the 2017-2019 cohort, rates were above the upper 99.8% control the distributions of waiting times from limit, suggesting that they performed better referral to first treatment were similar across than average during the Audit period. the Cancer Alliances / Welsh regions. Overall: 60% of patients waited more than 62 Enhanced recovery after surgery (ERAS) days from referral to first curative protocols can reduce surgical complications treatment. and shorten length of hospital stay. Data on 19% waited more than 104 days. the use of ERAS protocols in OG cancer In 7 of 24 regions, over a quarter of surgery were available for English centres for the last two Audit years (2017-2019). Use of patients waited longer than 104 days the ERAS approach was reported for over to begin treatment. two-thirds of patients, but was clustered Among patients receiving non- within NHS trusts, with only 20 of 35 surgical curative oncological treatment, 42% centres reporting an ERAS pathway for more waited longer than 62 days and 12% than 80% of surgical patients. Patients on an waited more than 104 days. ERAS pathway had a shorter average length of stay following surgery. Patients on a These waits are unacceptably long and NHS protocolised ERAS pathway with daily organisations which perform poorly against documentation in medical notes had an the national 62 day target should review their average length of hospital stay that was OG cancer pathway and take steps to ensure around 1.5 days shorter than those on a non- compliance with this target. ERAS pathway. 4. Curative Surgery Other key surgical indicators for patients In the 3-year period (2016-2019) over which having curative surgery include the proportion curative surgery is evaluated, surgical centres of patients with a positive resection margin. In submitted data for 4,112 oesophagectomies the 2016-19 Audit period, all surgical centres and 2,163 gastrectomies. Rates of 90-day achieved positive longitudinal margin rates mortality after curative surgery were within within the expected ranges from the national the expected range from the national average average for both oesophagectomy and for all NHS surgical centres (overall 90-day gastrectomy. However, the overall positive mortality rate was 3.3% for longitudinal margin rate of 8.1% for oesophagectomies and 1.7% for gastrectomy exceeded the 5% target set out gastrectomies). in the AUGIS recommendations. At 4.2%, the overall rate for oesophagectomy was within Information about 1-year survival after the target range. Indicators summarising curative surgery is presented for the first time positive circumferential margins and number in this report. Figures were produced for the of lymph nodes examined showed more 2016-2019 Audit period, and show 82.7% of variation than the longitudinal margin oesophageal cancer patients and 85.7% of indicators, but have shown improvements in stomach cancer patients survived at least one recent years. year after surgery. This measure provides 5
5. Non-curative treatments died within 30 days of starting palliative Among patients on a non-curative care chemotherapy. pathway, palliative oncology was the most common treatment option. Among patients While the use of triplet regimens has with a record of palliative oncology, previously been recommended as a first line chemotherapy was the most frequently used option for palliative chemotherapy, the treatment for both oesophageal and gastric benefit of these regimens has been cancers (67% overall). The rates of questioned in recent years and several completion of chemotherapy were relatively international studies recommend a doublet low (56%), and did not vary greatly by tumour regimen as standard of care. Reflecting this type, patient age or clinical stage. The most change, the Audit data show that there is frequently reported reasons for non- considerable regional variation in the use of completion of chemotherapy were disease triplet regimens. The use of doublet regimens progression during treatment, acute has increased over the last five years, from chemotherapy toxicity and patient death. In 16.5% among patients diagnosed in 2014/15 the 2017-19 Audit cohort, 3.6% of patients to 25.8% among those diagnosed in 2018/19. 6
Recommendations Where in Primary audience report Audit participation 1. Regularly assess records submitted to the National Pages 13, Clinical leads, Oesophago-Gastric Cancer Audit to ensure (a) high case 18, 26 Multi-disciplinary ascertainment, and (b) low levels of missing data on cancer teams (MDTs), stage, staging investigations and surgical pathology results. local audit teams Diagnosis and treatment of high grade dysplasia 2. Review patients who do not have their diagnosis of high Page 14 Clinical leads, grade dysplasia diagnosed by a second pathologist, and MDTs examine the reasons for this to ensure that all patients have their diagnosis confirmed by two pathologists. 3. Examine high rates of non-treatment among patients with Page 15 Clinical leads, high grade dysplasia in a local audit to ensure offers of MDTs endoscopic treatment are consistent with British Society of Gastroenterology recommendations. 4. Ensure protocols on the referral of patients to local specialist Page 17 NHS trusts / local centres for endoscopic treatment will produce annual health boards, volumes at these centres that meet recommended caseloads. commissioners Diagnosis and treatment of oesophago-gastric cancer 5. Review patients who were diagnosed after emergency Page 23 GP practices, MDTs, admission to identify opportunities for improving earlier Commissioners detection. 6. Ensure all patients with oesophageal cancer being considered Page 26 MDTs, NHS trusts / for curative treatment have a PET-CT scan. Hospitals with low local health boards reported use of PET-CT scans should investigate to determine the causes. Use of PET-CT scans for gastric cancer patients should be reviewed in line with recent evidence. 7. Review waiting times through the oesophago-gastric cancer Page 32- MDTs, NHS trusts / care pathway and identify ways to reduce the proportion of 33 local health boards, patients waiting longer than 62 days from referral to GPs, commissioners treatment. 8. Review options for implementing enhanced recovery after Page 35 Upper GI surgeons, surgery (ERAS) protocols as standard care. AUGIS 9. Continue work towards standardising the methods of Page 38 Upper GI surgeons, preparing surgical specimens following resection, particularly pathologists, AUGIS in relation to circumferential margins. 10. Work towards consensus-based practice in the use of triplet Page 47 Oncologists, MDTs, and doublet palliative chemotherapy regimens. RCR, RCP 7
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1. Introduction The National Oesophago-Gastric Cancer Audit Cancer patients were eligible for inclusion in (NOGCA) was established to evaluate the the Audit if they were diagnosed with invasive quality of care received by patients diagnosed epithelial cancer of the oesophagus, gastro- with oesophago-gastric cancer and identify oesophageal junction (GOJ) or stomach (ICD10 areas where NHS cancer services in England codes C15 and C16), and were aged 18 years and Wales can improve. Oesophago-gastric or over. Patients with neuro-endocrine (OG) cancer is the fifth most common type of tumours or gastro-intestinal stromal tumours cancer in the UK, with around 13,000 people (GISTs) were not included in the Audit due to diagnosed each year in England and Wales. the different management of these tumours. In addition, the Audit examines the care received by patients diagnosed with The 2020 Annual Report focuses primarily on oesophageal high grade dysplasia (HGD), due the experience and outcomes of patients to the risk of progression to cancer if HGD is diagnosed with OG cancer or oesophageal left untreated. HGD between April 2017 and March 2019. 1.1 The 2020 Annual Report The aim of this report is to describe the care the Audit, the interpretation of its findings provided by NHS OG cancer services in and their dissemination is provided by a England and Wales from the time of diagnosis Clinical Reference Group (see Annex 1). to the end of a patient’s primary treatment, and to identify regional variation in care for COVID-19 local investigation. It is written for those who The COVID-19 pandemic has led to the provide, receive, commission and regulate OG complete reorganisation of many NHS cancer care. This includes clinicians and other services and changes in the health-seeking healthcare professionals working within behaviour of the general public, with hospital cancer units, clinical commissioners, implications for OG cancer care. and regulators, as well as patients and the The NOGCA 2020 Annual Report covers a public who are interested in knowing how OG pre-COVID-19 period (April 2017 to March cancer services are delivered within the NHS. 2019), therefore the results reported are A separate Report for the Public and Patients not affected by the pandemic. However, will be published on the NOGCA website. next year’s report will include patients whose care has been impacted during the The Audit is run by the Association of Upper peak COVID-19 period. Gastrointestinal Surgeons of Great Britain & Ireland (AUGIS), the Royal College of In order to understand how OG cancer Radiologists (RCR), the British Society of treatment pathways have been affected and how services have adapted, the NOGCA Gastroenterology (BSG), NHS Digital and the team has conducted an organisational Clinical Effectiveness Unit of the Royal College survey of all specialist OG cancer centres in of Surgeons of England (RCS). The delivery of England and Wales. The findings of this the Audit is overseen by a Project Board survey will be published on the NOGCA whose role is to ensure NOGCA is well- website and will inform the interpretation managed. Advice on the clinical direction of of results in the 2021 Annual Report. 10
1.2 Regional organisation of OG cancer services OG cancer services within England and Wales are organised on a regional basis to provide For Wales, three NHS services providing an integrated model of care. specialist surgical and oncology services are used to define geographical regions: Swansea This report presents regional results for Bay, Betsi Cadwaladr (North Wales) and South English NHS services using the 21 Cancer Wales Cardiff region. Alliances, which are responsible for coordinating cancer care and improving A list of the geographical regions and the NHS patient outcomes for local populations organisations within them is provided in (https://www.england.nhs.uk/cancer/cancer- Annex 3. alliances-improving-care-locally/). 1.3 Other information produced by the Audit Supplementary material from the report, This information can be found in the following including tables containing individual trust places: results, and further information about the AUGIS website: Audit can be found on its website: http://www.augis.org/surgical- www.NOGCA.org.uk. outcomes-2019/ MyNHS website: The NOGCA website also contains: https://www.nhs.uk/Service- Annual Reports from previous years Search/performance/search Reports for the public and patients Information on the performance of The results from the Audit are used by various each NHS organisation other national health care organisations. In Resources to support local quality particular, the Audit has worked with HQIP improvement initiatives and the Care Quality Commission (CQC) Links to other sources of information intelligence team to create a dashboard to about OG cancer such as Cancer support their inspections. Research UK In addition to organisational-level outcomes, the Audit publishes outcome information about individual consultant surgeons currently working at each organisation. 11
2. Management of HGD patients Among patients with Barrett’s oesophagus (a To evaluate the care received by patients with condition that affects the junction of the HGD, the Audit uses performance indicators oesophagus and the stomach), the cells can identified in the British Society of become increasingly abnormal, a condition Gastroenterology (BSG) guidance on the called dysplasia. High grade dysplasia (HGD) is management of Barrett’s oesophagus the most severe form of dysplasia and, if [BSG/Fitzgerald et al 2014] and NICE clinical untreated, around 1 in 20 patients develop guidance on ablative therapy in the treatment oesophageal cancer in the year after diagnosis of Barrett’s oesophagus [NICE 2010] (see Box [Rastogi et al 2008]. 2.1). Box 2.1. Recommendations from BSG guidelines on the management of HGD Recommendation Indicator All cases of suspected HGD should be confirmed by two % of patients whose diagnosis gastrointestinal (GI) pathologists was confirmed by a second Grading dysplasia involves a degree of subjectivity. Studies pathologist have found that the rate of progression to cancer among patients with dysplasia is higher when diagnosis is confirmed by two pathologists. All patients with HGD for whom therapy is considered should % of patients considered for be discussed by a specialist multi-disciplinary team (MDT) for treatment who are discussed by OG cancer specialist MDT for OG cancer Discussion by the MDT ensures that the most appropriate treatment options are considered for patients. Endoscopic treatment of HGD (endoscopic mucosal % of patients who received resection, radiofrequency ablation) is preferred over endoscopic treatment oesophagectomy or surveillance Compared to surgery, endoscopic treatment is associated with lower morbidity and mortality. There is no evidence to support the use of surveillance. Endoscopic treatment should be performed in high-volume Number of patients with HGD tertiary referral centres (minimum 15 endoscopic procedures receiving endoscopic treatment per year for HGD or early cancer) at each NHS trust per year Complication rates after endoscopic treatments have been found to be higher among endoscopists with less experience. 12
2.1 Submission of data on HGD patients The submission of data on HGD patients has years per million population for each Cancer so far been limited to English NHS trusts. In Alliance (Table 2.1) given that the population Wales, data collection has not been possible structure within each region is similar (Note: via the CaNISC IT system. In this report, we North Central London and North East London present data submitted to the Audit for Cancer Alliances are reported together as patients diagnosed with HGD between April there were fewer than 10 HGD records 2013 and March 2019. Some indicators are submitted for North East London). The reported for more recent years only to reflect number of HGD cases across the Alliances current practice and availability of data items. typically falls between 10 and 40 per million, although several Alliances have much lower The number of HGD records submitted to the rates. The most likely explanation for these Audit has decreased over time: 771 cases in low values is a comparatively worse case- the two-year period 2013-15, 748 in 2015-17, ascertainment rate. and 700 in 2017-19. There is unfortunately no reliable way to identify patients with HGD in We encourage NHS trusts to address this other national health care datasets to assess issue. The number of HGD patients within case ascertainment [Chadwick et al 2017]. each area corresponds to 1-4 per month, and Consequently, we present the estimated therefore the submission of these data does incidence of HGD among people aged 40+ not represent a substantial burden. Table 2.1: HGD cases submitted to the Audit per million population by English Cancer Alliance HGD cases per million, Adults aged Cancer Alliance by year of diagnosis 40+ years 2013-2015 2015-17 2017-2019 Cheshire and Merseyside 1,389,031 37.4 37.4 19.4 East Midlands 1,570,650 50.9 38.8 33.7 East of England - North 3,475,008 16.1 18.7 26.5 East of England - South 1,488,820 29.6 20.2 21.5 Greater Manchester 1,441,967 16.6 9.0 16.6 Humber, Coast and Vale 958,930 14.6 12.5 15.6 Kent and Medway 990,126 11.1 14.1 3.0 Lancashire and South Cumbria 936,934 17.1 29.9 33.1 North Central / North East London 1,562,838 34.6 3.2 9.6 North West and South West London 1,097,679 24.6 23.7 23.7 Northern 1,634,735 52.6 48.9 50.2 Peninsula 1,037,742 30.8 28.9 10.6 Somerset, Wiltshire, Avon and Gloucester 1,333,184 21.8 37.5 46.5 South East London 870,132 26.4 69.0 57.5 South Yorkshire and Bassetlaw 1,178,359 24.6 22.1 25.5 Surrey and Sussex 1,192,789 10.9 14.3 4.2 Thames Valley 938,388 14.9 32.0 41.6 Wessex 1,460,613 51.3 45.2 24.6 West Midlands 2,615,051 15.7 18.7 17.6 West Yorkshire and Harrogate 1,217,768 23.0 18.9 14.0 13
High grade dysplasia is more common among standard of care is being delivered to patients, older individuals. For the period 2017-19, the and there has been some improvement median age at diagnosis was 71 years (IQR 63 particularly for patients aged 80 years or to 77) and 75% of the 700 patients were male. more. In the 2017-19 audit period: Given the age profile, it is not surprising that 84% of patients were reported to 51% of patients had at least one significant have a Barrett’s segment. comorbidity, of whom 49% of patients had a flat mucosa, 25% had cardiovascular disease 46% had a nodular lesion, and 5% had 11% had chronic obstructive a depressed lesion. pulmonary disease, and The above characteristics are similar to those 10% had diabetes. reported in other studies. The majority of diagnosed patients (59%) had 2.3 Treatment planning been on a Barrett’s surveillance programme. The remaining 41% were diagnosed after Between 2017 and 2019, 91% of newly referral from a general practitioner. diagnosed HGD patients had a treatment plan agreed at an upper gastrointestinal MDT 2.2 Diagnosis meeting, an increase from previous periods (Table 2.2). This proportion was lower among Table 2.2 shows the proportion of patients the surveillance group (78.8%), compared to who had their original diagnosis confirmed by the active treatment group (94.1%). a second pathologist. In general, this Table 2.2: Proportion of patients whose original diagnosis was confirmed by a second pathologist by age at diagnosis and year of diagnosis, and proportion of patients with treatment plan agreed at MDT Year of diagnosis 2013-15 2015-17 2017-19 Age of patient at diagnosis (years) Under 60 years 90.6% 94.6% 89.8% 60-69 84.9% 88.5% 84.8% 70-79 85.3% 84.2% 87.8% 80 or over 76.4% 83.2% 84.0% All patients 84.2% 86.7% 86.7% Treatment plan agreed at MDT Yes 86.8% 84.7% 91.3% 14
Figure 2.1. Proportion of patients whose treatment plan was agreed at an MDT meeting for patients diagnosed between April 2015 and March 2019, by Cancer Alliance of diagnosis There was some variation across the Cancer and the results were unknown for 8 Alliances, with twelve regions reporting that patients plans were agreed by the MDT for over 90% 5.3% of patients had another of patients, while two Alliances reported that treatment (argon plasma coagulation, only two thirds of their patients had plans photodynamic therapy, laser therapy, agreed by the MDT (Figure 2.1). cryotherapy) 11.0% of patients had a plan of 2.4 Primary treatment modality surveillance alone 8.0% of patients had no treatment or Endoscopic treatment is recommended as the surveillance planned. first line treatment for HGD in preference to either surgery or surveillance alone [BSG / Among patients who had a recorded reason Fitzgerald 2014]. NHS services were generally for being placed on surveillance (58/152), 47% performing in line with this recommendation, reported the reason as patient choice while reporting primary treatments among patients 53% were unfit for active treatment. 84% of diagnosed between 2015 and 2019 as follows: patients who had a plan for surveillance 73.8% of patients had a plan of alone, had their next planned surveillance endoscopic therapy (almost all being endoscopy within 6 months of the first either endoscopic resection (82.6%) endoscopic surveillance. or radiofrequency ablation (17.4%)) 2.0% of patients (n=28) had a plan of The choice of active treatment over surgery (oesophagectomy). Pathology surveillance or no treatment was strongly results from the resected tissue associated with age at diagnosis (Figure 2.2). revealed 43% had HGD, 28% had There was also some variation in the choice of oesophageal cancer (8/28 patients) treatment modality across Cancer Alliances (Figure 2.3). 15
Figure 2.2. Initial primary treatment by age at diagnosis for patients diagnosed between April 2015 and March 2019 Figure 2.3. Initial primary treatments for patients diagnosed between April 2015 and March 2019 (unadjusted proportions), by Cancer Alliance of diagnosis West Yorkshire and Harrogate (n=28) West Midlands (n=96) Wessex (n=103) Thames Valley (n=70) Surrey and Sussex (n=23) South Yorkshire and Bassetlaw (n=60) South East London (n=123) Somerset, Wiltshire, Avon and Gloucester (n=127) Peninsula (n=41) Northern (n=166) North West and South West London (n=53) North Central / North East London (n=23) Lancashire and South Cumbria (n=59) Kent and Medway (n=17) Humber, Coast and Vale (n=27) Greater Manchester (n=20) East of England - South (n=63) East of England - North (n=158) East Midlands (n=114) Cheshire and Merseyside (n=82) 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Active Treatment Surveillance No Treatment 16
Among patients who underwent active It is possible that more NHS trusts are treatment, 90.5% had their treatment plan meeting this recommended volume of agreed at an MDT meeting. activity. The figures only include those endoscopic procedures performed for The BSG guidelines recommend that oesophageal HGD/early cancer and not those endoscopic treatments are undertaken within procedures undertaken for gastric or NHS trusts treating 15 or more patients each duodenal HGD/early cancer. year. There were ten specialist OG cancer centres that met this standard based on the There were 47 non-specialist hospitals that data submitted for the 2017-19 period. reported performing endoscopic treatments Among the 37 centres, there were 17 that for HGD patients between 2013 and 2019. treated at least 15 patients in one or more However, only 12 of them had an annual years from 2013. volume that met the “15 patients” standard. 2.5 Outcomes after Endoscopic Resection/Dissection The Audit received information about 844 The proportion of patients referred patients having endoscopic resections for the for additional EMR/ESD procedures 4-year period 2015-19. The outcome of these after incomplete excision has doubled procedures was reported for 572 patients in comparison to the 2015-17 period. (67%) and is summarised in Table 2.3. There was some evidence that the complete In the 2017-19 audit period, excision rate varied by the type of HGD lesion: 76% of resections resulted in a The complete excision rate was 66% complete excision. for lesions of a nodular appearance and 76% for flat / depressed lesions. Table 2.3. Outcomes after endoscopic mucosal resection / endoscopic submucosal dissection for patients diagnosed with HGD between April 2015 and March 2019 2015-17 2017-19 Procedures / outcome reported 423/354 421/224 Complete excision 65% 76% Histology finding HGD (or other finding) 74% 69% Intramucosal carcinoma 23% 29% Submucosal carcinoma 3% 2% Plan after incomplete excision Further EMR/ESD 24% 50% Further ablative therapy 31% 13% Refer for oesophagectomy 12% 15% Surveillance 17% 15% No further treatment 16% 6% 17
3. Participation in the OG cancer prospective audit Patients were eligible for inclusion in the variation across the geographical regions, as Audit if they were diagnosed with invasive shown in Figure 3.1. The estimated case epithelial cancer of the oesophagus, gastro- ascertainment rates for each NHS trust / local oesophageal junction (GOJ) or stomach (ICD10 health board are available in the online Data codes C15 and C16), and were aged 18 years Tables, available at: or over. Patients with neuro-endocrine www.nogca.org.uk/reports/2020-annual- tumours or gastro-intestinal stromal tumours report/. (GISTs) were not included in the Audit due to the different behaviour and management of Estimates of case ascertainment in England these tumours. were derived by comparing the number of tumour records submitted to the Audit with The 2020 Audit Report focuses on patients records of histologically confirmed epithelial diagnosed with oesophago-gastric (OG) OG cancer in the National Cancer Registration cancer in England and Wales over two years, and Analysis Service (NCRAS) dataset. For between 1 April 2017 and 31 March 2019. patients diagnosed in Wales, the expected Records were submitted for 20,528 patients, number of patients was estimated using the including 19,171 diagnosed at 131 NHS trusts Patient Episode Database for Wales (PEDW) in England and 1,357 diagnosed at 6 local database, identifying those patients with a health boards in Wales. diagnosis code for OG cancer (ICD 10 codes C15 or C16) recorded in the first episode. Case 3.1 Case ascertainment ascertainment estimates for Wales will be slightly too low because it is not possible to Case ascertainment for the period April 2017 identify and remove patients with non- to March 2019 was estimated to be 90.1% in epithelial cancers in PEDW. England and 85.2% in Wales, but there was 18
Figure 3.1: Estimated case ascertainment by English and Welsh geographical regions, 2017-19 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Lancs & S Cumbria Cheshire & Merseyside SE London Thames Valley East Midlands Wessex Peninsula Greater Manchester East of England - North Wales: North Wales: South NW & SW London Humber, Coast & Vale Northern W Midlands East of England - South Kent & Medway Somers, Wilts, Avon & Glou W Yorkshire & Harrogate S Yorkshire & Bassetlaw Wales: Swansea Bay North Central London NE London Surrey & Sussex Case ascertainment National average 3.2 Completeness of submitted records Table 3.1 shows data completeness for a organisation-level indicators. Outcome selection of data items collected for patients indicators for curative surgery also rely on diagnosed between April 2017 and March information in the pathology records. While 2019. While data completeness was generally pathology records were submitted for most good, the table highlights a minority of patients who underwent surgery, organisations that are not achieving the same completeness of pathological staging standards as others. information was variable across centres. It is important that surgical centres ensure they The completeness of data items related to return all pathology and surgical records surgical treatment is important because this associated with patients undergoing curative information is used to produce consultant and surgery. 19
Table 3.1: Summary of data completeness for selected data items for the 2017-19 audit period Tumour data items Completeness overall No. of diagnosing NHS organisations across 138 organisations with at least 80% completeness Referral source 98% 133 Staging investigations 90% 110 Pre-treatment TNM stage 83% 100 Surgical data items Completeness overall No. of NHS surgical centres with at across 39 surgical centres least 90% completeness Nodal dissection 87% 26 Status at discharge 88% 28 Discharge date 94% 33 Pathological record 94% 30 Pathological TNM stage 85% 17 20
4. Patients with oesophago-gastric cancer OG cancer predominantly affects older people proportion in the last five years, declining and occurs more frequently in men than in from 26.9% in 2014/15 to 24.0% in 2018/19. women, though there is some variation by tumour type (Table 4.1). Figure 4.1: Illustration of the main locations of OG tumours The incidence of oesophageal cancer, particularly cancers located at the gastro- oesophageal junction, has increased since the early 1990s, though rates have levelled off Oesophagus over the last decade. During the same period, the incidence of stomach cancers has decreased by more than 50% [Cancer Gastro- Research UK, 2020a]. This shift reflects oesophageal changes in the prevalence of risk factors, junction notably reductions in H. pylori infections leading to fewer cases of stomach cancer [Cancer Research UK, 2020b]. This long term change in the relative Stomach distribution of oesophageal and stomach cancer can be seen within the Audit, with gastric tumours accounting for a smaller Table 4.1: Summary of patient characteristics by type of OG tumour in England and Wales for the audit period 2017-19 Oes SCC Oes ACA Oes ACA Lower Stomach Total Upper/Mid (w SI,SII) (w SIII) Male (%) 49% 70% 81% 66% 70% Median age (yrs) 71 74 71 74 72 Age group
The distribution of clinical (pre-treatment) disease stage is shown below in Table 4.2. It There have been a number of initiatives in highlights the challenge for clinicians in recent years to promote early diagnosis, most managing OG cancer, with over one third of notably the national “Be Clear on Cancer” patients being diagnosed with stage 4 campaign in 2015, which aimed to raise (metastatic) disease. This may be an awareness of the risk factors and early underestimate because 17% of patients did symptoms of OG cancer [Cancer Research UK not have complete clinical stage information 2019c]. However, among Audit patients there and there is likely to be a higher proportion of has not been a noticeable change in the patients with metastatic disease in this group proportion of patients diagnosed with early because patients who will receive only stage cancer in the five years from April 2014. palliative or best supportive care are less likely to undergo staging investigations. Table 4.2: Pattern of clinical stage by type of OG tumour in England and Wales for the audit period 2017-19 Clinical Stage Oes SCC Oes ACA Oes ACA Lower Stomach (pre-treatment) Upper/Mid (w SI,SII) (w SIII) Total Stage 0/1 8% 9% 9% 12% 9% Stage 2 21% 12% 13% 21% 17% Stage 3 41% 35% 39% 23% 35% Stage 4 30% 44% 39% 44% 39% Total 3,796 1,527 9,233 5,972 20,528 Missing 614 317 1,362 1,272 3,565 KEY: Oes – oesophageal, SCC – squamous cell carcinoma, ACA – adenocarcinoma, SI, SII, SIII - Siewert classification of the gastro-oesophageal junction (GOJ) [Siewert et al 1996]. See glossary for details. 22
5. Routes to diagnosis There are several routes that can lead to a admission was almost double the figure for diagnosis of OG cancer. Typically, an patients with oesophageal cancer. The risk individual presents to their general was also strongly associated with age, with practitioner (GP) with symptoms that may the highest proportions of emergency indicate cancer. Guidelines recommend that diagnoses among those aged over 80 years. GPs refer patients with suspected OG cancer Patients from socially deprived areas and as early as possible [NICE 2018; Allum et al those with comorbid conditions were also 2011]. In other cases, diagnosis may occur more likely to be diagnosed after an following a referral by a hospital consultant, emergency admission. from a non-emergency setting or as a result of a surveillance endoscopy. Diagnosis can also As in previous years, there was regional follow an emergency admission to hospital, variation in the proportion of emergency with acute symptoms that are often the result diagnoses (Figure 5.1), even after adjusting for of late stage disease. Late stage disease is patient characteristics such as the site of associated with poorer outcomes, therefore cancer, presence of comorbidities and services should aim to reduce the proportion sociodemographic characteristics. Notably, of diagnoses made after an emergency the rates of emergency diagnosis in Wales admission. continue to be higher than in England. This regional variation may be due to unmeasured Table 5.1 summarises the routes to diagnosis patient factors, but it is also possible that it for the 2017-2019 Audit cohort. The majority reflects regional differences in how people of patients were diagnosed following referral respond to their symptoms and seek help by their GP, typically on either the “two-week from health services, as well as differences in wait” suspected cancer pathway or (in Wales) how patients are managed and referred an urgent referral. within general practice. There may also be differences in the way emergency referral The proportion of patients with stomach routes are recorded, which are being cancer diagnosed after an emergency reviewed by information specialists in Wales. Table 5.1: Routes to diagnosis among OG cancer patients diagnosed between April 2017 and March 2019 in England and Wales Route to diagnosis Oes SCC Oes ACA Oes ACA Lower Stomach Total Upper/Mid (w SI,SII) (w SIII) GP referral 69% 67% 67% 55% 64% Urgent / 2 week wait 64% 62% 62% 49% 59% Routine 5% 5% 5% 6% 5% Emergency admission 10% 12% 11% 19% 13% Other 21% 22% 22% 26% 23% Total cases 3,796 1,527 9,233 5,972 20,528 Missing values 47 34 154 137 372 KEY: Oes – oesophageal, SCC – squamous cell carcinoma, ACA – adenocarcinoma, SI, SII, SIII - Siewert classification of the gastro-oesophageal junction (GOJ). 23
% patients diagnosed after emergency admission 0% 5% 10% 15% 20% 25% 30% 35% Cheshire & Merseyside national average. W Midlands SE London Kent & Medway Surrey & Sussex Thames Valley Peninsula Somers, Wilts, Avon & Glou Wessex Lancs & S Cumbria Greater Manchester 24 NW & SW London East of England - North East of England - South East Midlands S Yorkshire & Bassetlaw Humber, Coast & Vale North Central London NE London Northern W Yorkshire & Harrogate Wales: Swansea Bay Wales: North Wales: South Welsh region. Graph shows adjusted rates with 95% confidence interval (CI). Blue line shows Figure 5.1: Proportion of patients diagnosed after an emergency admission by Cancer Alliance /
6. Staging investigations Following a diagnosis of OG cancer, patients 86.9%. However, this overall figure is likely to should undergo appropriate staging underestimate the true proportion as the investigations to identify the extent of the quality of the data on staging investigations disease and determine if it is potentially submitted to the Audit varied across NHS amenable to curative therapy. Clinical organisations (Chapter 3.2), with some guidelines recommend that: reporting a high proportion of patients All patients diagnosed with OG cancer undergoing no investigations. Using data should have an initial CT scan to from NHS organisations that reported staging assess the spread of disease and look investigations for at least 80% of patients, the for evidence of metastatic disease estimated proportion was 94.9%. If the cancer is localised and the patient is suitable for curative The proportion of patients who underwent a treatment, further investigations are CT scan by NHS trust / local health board is performed to determine the stage of available in the online Data Tables: the cancer (see Box 6.1) www.nogca.org.uk/reports/2020-annual- report/. The overall proportion of patients who had CT scans in the 2017-2019 audit cohort was Box 6.1: Recommended staging investigations for oesophageal and gastric cancer [NICE 2018] - CT scan of chest, abdomen and pelvis to provide an initial local assessment, and look for evidence of nodal and metastatic spread - Offer a PET-CT scan to people with oesophageal and gastro-oesophageal junctional tumours that are suitable for curative treatment (except for T1a tumours). - Do not offer endoscopic ultrasound only to distinguish between T2 and T3 tumours in people with oesophageal and gastro-oesophageal junctional tumours. - Only offer endoscopic ultrasound (EUS) to people with oesophageal and gastro- oesophageal junctional cancer when it will help guide ongoing management. - Offer staging laparoscopy to all people with potentially curable gastric cancer. - Only consider a PET-CT scan in people with gastric cancer if metastatic disease is suspected and it will help guide ongoing management. 25
If a CT scan indicates there is no metastatic treatment plan, 64.6% were recorded to have disease and the patient is considered PET-CT. This figure increased to 71.3% for sufficiently fit to be a candidate for curative organisations that reported staging treatment, they will undergo further staging investigations for at least 80% of patients, investigations. The current NICE guidance although there was variation between regions recommends that PET-CT scans should be (Figure 6.1). Use of endoscopic ultrasound offered to people with oesophageal tumours was reported for 39.0% of these patients. that are suitable for curative treatment, while endoscopic ultrasound should only be offered Among patients with stomach cancer, staging if it helps guide ongoing management (see laparoscopy was reported for 44.6% of Box 6.1). Staging laparoscopy should be patients who had a curative treatment plan, offered to all people with potentially curable while 30.5% had a PET-CT. The evidence on stomach cancer. the benefit of PET-CT for patients with stomach cancer is still evolving and recent The figures from the 2017-19 audit period studies suggest it might identify metastases show that practice is broadly consistent with missed by other forms of staging investigation NICE recommendations. Among patients with in patients being consider for curative oesophageal cancer who had a curative treatment [Bosch et al 2020]. Figure 6.1: Use of PET-CT scans among patients with oesophageal cancer who had curative treatment diagnosed between April 2017 and March 2019, by Cancer Alliance / Welsh region 100% 90% % patients having PET-CT scan 80% 70% 60% 50% 40% 30% 20% 10% 0% Thames Valley Lancs & S Cumbria East Midlands Cheshire & Merseyside SE London Peninsula Wessex Northern Wales: North Wales: South Greater Manchester East of England - North NW & SW London Humber, Coast & Vale Wales: Swansea Bay W Midlands East of England - South NE London Kent & Medway Somers, Wilts, Avon & Glou W Yorkshire & Harrogate Surrey & Sussex S Yorkshire & Bassetlaw North Central London 26
7. Treatment planning Treatment options for people diagnosed with 7.1 Clinical stage OG cancer depend on several factors, including the extent of the disease, Data on clinical stage provide essential performance status (patient’s level of function information to allow interpretation of in terms of self-care and daily activities), treatment decisions, although staging can be comorbidities, nutritional status and patient complex due to the need for clinical preferences. For patients with localised interpretation of multiple staging disease who are relatively fit, the investigations. Curative treatment options recommended treatment is generally surgery, require a patient’s cancer to be localised with or without oncological therapy (see Box (stage 1-3), while options for patients with 7.1). For patients with squamous cell metastatic disease (stage 4) are limited to carcinoma of the oesophagus, definitive therapies that might extend life or control chemoradiotherapy is also an option. symptoms but are unlikely to result in Endoscopic treatment may be suitable for remission. patients whose tumours are limited to the mucosa, with little risk of spread to the lymph The completeness of the data on clinical stage nodes. supplied by NHS organisations during the 2017-19 audit period is shown in Figure 7.1. For patients with metastatic disease or those Overall, 82.6% of records had clinical stage who are not sufficiently fit for surgery, there information, but the proportion varied across are a number of treatment options. Palliative the regions, ranging from just 65% to over chemotherapy can improve survival and is 97%. Clinical stage information was more suitable for patients with a reasonable level of likely to be missing among older patients fitness. Therapies for managing symptoms (Figure 7.2), and among patients with a record such as dysphagia include endoscopic or of non-curative treatment intent: 80.3% of radiological interventions (e.g. stents) and patients with non-curative treatment plans radiotherapy. had clinical stage information, compared to 86.4% of patients with curative plans. Box 7.1: Recommended curative treatment options for OG cancer [NICE 2018] Oesophageal squamous cell carcinomas: - Definitive chemoradiation for proximal oesophageal tumours. - For tumours of the middle or lower oesophagus, either chemoradiotherapy alone or combined with surgery. Oesophageal adenocarcinoma and GOJ tumours: - Preoperative chemotherapy or chemoradiation is recommended to improve long term survival after surgery, compared to surgery alone. - Peri-operative chemotherapy (pre and post-operative) can also be recommended as it increases survival for junctional tumours. Gastric cancer: - Peri-operative chemotherapy is recommended to improve survival compared to surgery alone. - In patients at high risk of recurrence who have not had neoadjuvant chemotherapy, adjuvant chemoradiotherapy may be considered as it has been shown to improve survival in non-Western populations. 27
Figure 7.1: Clinical stage information for the audit period 2017-19, by geographical region Stage 0-3 Stage 4 Missing 100% 90% % Patients with clinical stage 80% 70% 60% 50% 40% 30% 20% 10% 0% SE London Thames Valley Lancs & S Cumbria East Midlands Cheshire & Merseyside Peninsula East of England - North Wales: North Wessex NW & SW London Northern Humber, Coast & Vale Wales: South W Midlands Greater Manchester East of England - South Wales: sWansea Bay Kent & Medway Somers, Wilts, Avon & Glou W Yorkshire & Harrogate Surrey & Sussex S Yorkshire & Bassetlaw North Central London NE London Figure 7.2: Clinical stage by type of OG tumour and age group, for the audit period 2017-19 in England and Wales Stage 0-3 Stage 4 Missing 100% 90% % Patients with each clinical stage 80% 70% 60% 50% 40% 30% 20% 10% 0%
7.2 Treatment plans Overall, 38.5% of patients diagnosed in the patients. Multimodal therapy that combines 2017-19 audit period had a plan for treatment either chemotherapy or chemoradiotherapy with curative intent, with some variation by with surgery was the dominant treatment tumour type (Table 7.1). This proportion has among patients with a tumour in the lower shown a small increase over the last five audit oesophagus or stomach, except among the years, from 37.7% among patients diagnosed oldest patients for whom surgery only was the in 2014/15 to 40.0% among those diagnosed most common treatment. in 2018/19. For patients with a non-curative treatment Among patients with early stage disease plan, oncological therapy (chemotherapy or (stage 0-3), 60% had a curative treatment plan. However, there was substantial radiotherapy) was the planned therapy for variation by age, with curative treatment 56% of patients during the 2017-19 audit being much less common among the oldest period. Another 18% of patients had either patients (Table 7.2). surgery or endoscopic / radiological palliative therapies, while the remaining 26% had a plan Planned modes of curative treatment varied for best supportive care. These overall figures by tumour type (Figure 7.3). Consistent with mask large variation between patient groups, recommendations for patients with squamous with active treatment plans being far less cell carcinomas (SCC), definitive common for patients aged 80 years or over chemoradiotherapy was the most common (Figure 7.4). planned treatment, particularly among older Table 7.1: Proportion of patients with curative treatment plans during the audit period 2017-19 Treatment plan Oes SCC Oes ACA Oes ACA Lower Stomach Total Upper/Mid (w SI,SII) (w SIII) Total patients 3,796 1,527 9,233 5,972 20,528 Curative intent 40.4% 32.0% 41.8% 33.9% 38.5% By clinical stage 0/1 72.9% 69.0% 78.9% 64.6% 72.3% 2 62.8% 56.4% 64.2% 61.4% 62.5% 3 48.6% 44.9% 61.6% 50.6% 55.4% 4 10.9% 10.4% 12.5% 4.1% 9.5% (missing data) 614 317 1,362 1,272 3,565 KEY: Oes – oesophageal, SCC – squamous cell carcinoma, ACA – adenocarcinoma, SI, SII, SIII - Siewert classification of the gastro-oesophageal junction (GOJ) [Siewert et al 1996]. See glossary for details. 29
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