#METOO: IMPACT OF THE GLOBAL - Association of Corporate Counsel
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#METOO: THE GLOBAL IMPACT OF THE SEXUAL H A R A SSM EN T MOVEMENT 68 ASSOCIATION OF CORPORATE COUNSEL
CHEAT SHEET ■■ Stricter policies. Jurisdictions all over the world are expected By ACC Docket Staff The #MeToo movement, to continue to intensify, clarify, and tighten which gained international notoriety policies surrounding following the sexual misconduct code of conduct and allegations of a well-known Hollywood whistleblower legislation producer, has become a digital outcry to set a clear expectation for how companies for women and men who refuse to be should handle a sexual silent about inappropriate behavior in harassment claim. the workplace and beyond. While some ■■ Official channels. of us have sat through trainings on what It’s important to constitutes workplace harassment, establish multiple channels for reporting policies and procedures for reporting and sexual harassment. responding to such claims vary widely Give employees the from company to company — and from opportunity to report country to country. up their own chain of command, to someone In fact, research by the WORLD Policy in HR, or to anyone in upper management. Analysis Center at UCLA found that 68 ■■ Training in India. In countries do not have any workplace- India, training starts specific protections against sexual at a cultural level. In harassment. What’s more, a staggering some instances, for 57 percent of HR professionals believe example, organizations put on a series of plays that unreported sexual harassment to educate people incidents occur to a small extent within about the impact of their organization, according to a report sexual harassment by the Society for Human Resource in the workplace. ■■ Retaliation consideration. Management (SHRM). Both the accuser and the accused should be reminded at every conversation about the company’s anti-retaliation policies and warned that any attempt to retaliate in the investigation will lead to discipline, if not discharge. ACC DOCKET APRIL 2018 69
#METOO: THE GLOBAL IMPACT OF THE SEXUAL HARASSMENT MOVEMENT With global news breaking almost receive a complaint? How promptly is daily with allegations of abuse, or the it being investigated? Who is doing the firing of another accused executive, investigation? Is that investigation hap- companies are taking a hard look at pening in an objective way by someone their employment policies. But what who has no stake in the outcome? needs to change? How can the legal de- I think the third thing organiza- partment help? And how should com- tions are looking at is, “Are our panies respond to claims of sexual ha- individual employees safe to come rassment and all behavior that causes forward and report?” You can have fear or anxiety in the workplace? the best reporting mechanisms in Here, four in-house counsel from the world, but if there is subtext four different areas of the world at- that you should not use them, then tempt to answer these questions and they do an organization absolutely more, discussing the current sexual no good. How do we encourage harassment laws that exist in their ju- employees to report good faith con- risdictions; how they anticipate laws cerns, and convey the message that could change as a result of the move- we truly want to know? ment; and what in-house counsel can Axel Viaene (EMEA): I think that do to prepare for the possibility of the jurisdictions in EMEA, as well as increased reports of sexual harass- in the rest of the world, will continue ment, including creating a culture to intensify, clarify, and tighten poli- that encourages — and does not cies surrounding code of conduct deter — people to step forward. and whistleblower legislation to set a clear expectation for companies THE LAW OF THE LAND about how they should properly ACC: How have sexual harassment laws handle a sexual harassment claim. changed as a result of the #MeToo When the European Parliament met movement and how do you anticipate about #MeToo earlier this year, it they’ll change in the future? was just sort of an opening shot. I Elizabeth Bille (United States): I think think this will very probably lead the #MeToo movement has really to an intensification of compliance- provided a catalyst for organizations related legislation — which, by the to do a lot of self-reflection.They’re way, I think is a very good thing. The looking at their harassment policies, clearer these things are Europe-wide, not just regarding sexual harassment, and worldwide, the better. but harassment in general, and asking However, I think you shouldn’t solely themselves: Are we going far enough see it in a sexual harassment perspective. in prohibiting not just what constitutes We should be thinking of compliance legal harassment, but other behaviors and code of conduct in general. I serve as that could be precursors to harass- global general counsel for GrandVision, ment? In other words, are they [the but we’re located in EMEA and, of policies] covering the scope of behav- course, this is our backyard. What I have iors that are detrimental to our culture seen is an intensifying of legislation in and could pave the way for future legal that respect, which is a very good de- harassment claims? velopment. The EMEA jurisdictions are Further, organizations are really taking this more and more seriously. For taking a hard look at their investiga- instance, France recently implemented tion procedures. Specifically, how detailed new legislation on code of con- many channels do we have for people duct and compliance. to report? To whom are we asking that Mahalakshmi Ravisankar they report? Do we have an anony- (India): After 1997, following the mous option? What happens once we implementation of mandatory 70 ASSOCIATION OF CORPORATE COUNSEL
Panel AXEL VIAENE Axel Viaene is group general counsel and company secretary of GrandVision based in Schiphol, the Netherlands. Previously, Viaene served as EMEA legal director for Starbucks from 2003 until 2013, based in Amsterdam. He has been a member of the New York Bar since 1998, and served as president of the board of directors of the European Chapter of ACC during the 2009-2010 term. He received an LL.M. from the University of Chicago Law School and is a graduate of the Katholieke Universiteit Leuven Law School in Belgium. LORI MIDDLEHURST Lori Middlehurst is the director and assistant general counsel of VMware, a multinational software company. She leads its Global Employment Law Group, with lawyers in the United States, EMEA, and Asia Pacific. She is the vice president of ACC New South Wales and is active on the CLE and Diversity and Inclusion subcommittees. She has just joined the board of ACC Australia, and also contributes to ACC globally as the co-chair of the International subcommittee of ACC’s Employment and Labor Law Committee. MAHALAKSHMI RAVISANKAR Mahalakshmi Ravisankar is a seasoned compliance professional, with over 30 years of corporate experience in leading multinationals, such as Unilever, Diageo India, and ABB India, and has earned her LLB and CS degrees. She has diverse experience in setting up compliance and governance framework in companies, such as Marico India, Times of India, and Beiersdorf India. She is currently working on a project COMVERVE, a prototype for implementing compliance programs through effective communication and community initiatives. ELIZABETH BILLE Elizabeth Bille is general counsel of the Society for Human Resource Management (SHRM). SHRM is the world’s largest HR professional society, representing 290,000 members in more than 165 countries. Before joining SHRM’s legal department, Bille served as counsel to the vice chair of the US Equal Employment Opportunity Commission (EEOC), where she worked on complex employment discrimination litigation and the development of EEOC regulations and enforcement guidance. guidelines by the apex court in India, to local management to not just known as the Vishaka Guidelines, deter sexual harassment, but provide sexual harassment policies became authority to organizations to police a buzzword for precaution, not all kinds of insensitive behavior, protection. However, in 2013, the manifesting as sexual harassment in Sexual Harassment of Women at the the workplace. Workplace (Prevention, Prohibition, The law expanded the boundary and Redressal) Act 2013 was passed of sexual harassment legislation in a landmark ruling in the history of beyond the corporate set up, mak- the Indian judiciary, wherein for the ing the employer responsible for its first time, regulations gave authority adjudication, irrespective of the size ACC DOCKET APRIL 2018 71
#METOO: THE GLOBAL IMPACT OF THE SEXUAL HARASSMENT MOVEMENT just developed this extremely elabo- Exclusive ACCDocket.com resources rate regulatory framework for sexual on sexual harassment harassment in just the last three or four years. There is a lot of room for ■■ “Sexual Harassment Law in India: Redefining Workplace Dynamics” improvement in terms of legislative www.accdocket.com/articles/sexual-harassment- initiative in this region, and I think we law-india-redefining-workplace.cfm. will see frameworks being developed. ■■ “Sexual Harassment in the US: Don’t Be a Trending Topic” Multinationals can’t just rely on a www.accdocket.com/articles/sexual-harassment- us-don-t-be-a-trending-topic.cfm. global US-centric policy. You have ■■ “Examining Sexual Harassment in the Workplace” to be specific about the law in each www.accdocket.com/articles/examining-sexual- country. When setting policy, I think harassment-in-the-workplace.cfm. it’s important to choose language that ■■ “Ask Aliya: Building a Work Culture that Prevents Sexual Harassment” resonates broadly. Multinationals www.accdocket.com/articles/ask-aliya-work- have to look for different ways to culture-prevents-sexual-harassment.cfm. explain what your expectations are, as well as “advertise” the support provided to employees who experi- and nature of an entity, covering end, with Australia and New Zealand, ence or witness harassment. even the domestic workers. The law common law countries that have had We have a high standard, and we is landmark in bringing the court- sexual harassment laws for more than apply that high standard across the room to the boardroom — vesting 25 years. Then on the other end, you board in terms of our behavioral the employer with all the powers of have a lot of countries in Asia that expectations. But if that standard a civil court and making manage- may not have laws or just generically is at odds with societal norms in a ment the custodian of the law vis-à- prohibit discrimination. Singapore still particular country, then we have to vis the stakeholders. has voluntary guidance — meaning work harder to inculcate it and make Lori Middlehurst (Australia/ that it does not currently have any en- sure that employees know that we APAC): I look after employment forceable sexual harassment standards, want all of them to experience a safe matters for the Asia Pacific region, although it’s illegal to discriminate. and respectful environment. At- which in our world contains about 15 Taiwan and South Korea, however, will employment is not the norm in different countries with hugely varied both have detailed laws that require APAC, so we also need to make sure cultural, religious, historical, and lin- localized training in local language. that our investigative and disciplin- guistic backgrounds. You start at one And then you have India, which has ary processes meet standards of due 32% of organizations changed their sexual harassment training in the past 12 months. Excerpted from Harassment-Free Workplace Series: A Focus on Sexual Harassment. ©Society for Human Resource Management 2018. Preemptive actions currently being used: Assessing company culture and identifying potential risks for sexual harassment 62% Developing accountability measures for preventing and responding to sexual harassment 44% Conducting climate surveys to assess the extent 36% of sexual harassment within the organization Excerpted from Harassment-Free Workplace Series: A Focus on Sexual Harassment. ©Society for Human Resource Management 2018. 72 ASSOCIATION OF CORPORATE COUNSEL
process, or regulatory requirements Tone at the top. I mean it across the geography. really starts there. Then, make sure that your PREPARING FOR THE AFTERMATH OF #MeToo policies surrounding sexual ACC: What strategies should in-house harassment are clear and counsel implement to prepare for the make sure training is rise of reporting as a result of #MeToo? implemented both face-to- Middlehurst: I think that it’s face and through e-learning. [#MeToo] really shaken companies out of their complacency. You’ve got Make sure this training to really look at what you’re do- is not too legalistic and is ing, and then take a new look at the repeated and make sure components that you used to try to that there’s accountability. prevent harassment and maintain a harassment-free environment. Establishing official channels is so important in doing that, but how can trust their management, and you do we make people more aware? It’s have to work at that all the time. easy to create a channel, but the hard Bille: #MeToo has really reinforced part is actually getting the people the importance of giving employees to come forward. Then you have multiple channels for reporting. At to look at the engagement between SHRM, we discuss this often: Give your company and employees. You’ve employees the opportunity to report got to create a level of transparency up their own chain of command, where employees understand how give them an opportunity to report decisions get made, and that they to someone in HR, and give them can see, in each of the places where an opportunity to report to anyone those decisions are getting made, that in senior management. In addition, decisions are getting made fairly and establish an external anonymous based on the facts. You have to create hotline. I think having the anonymous this environment where employees hotline in particular is critical Sexual Harassment Prevention Policies 94% 22% of HR professionals report of nonmanager employees say that their organization has they are not sure if their a sexual harassment policy. organization has a policy. Excerpted from Harassment-Free Workplace Series: A Focus on Sexual Harassment. ©Society for Human Resource Management 2018. ACC DOCKET APRIL 2018 73
#METOO: THE GLOBAL IMPACT OF THE SEXUAL HARASSMENT MOVEMENT because, not withstanding assurances TRAINING & COMPANY CULTURE that individuals won’t be retaliated ACC: What purpose does training hold against, some people simply do not in preventing sexual harassment? How feel comfortable having a face-to- frequently should sexual harassment face conversation about something training occur? that is as sensitive and potentially Viaene: Tone at the top. I mean it embarrassing as a potential sexual really starts there. Then, make sure harassment complaint. that your policies surrounding sexual harassment are clear and make sure ACC: If an investigation does occur, training is implemented both face-to- how do you ensure due process? face and through e-learning. Make sure Middlehurst: Companies must have this training is not too legalistic and is structures in place so that all employ- repeated to ensure accountability. ees understand that the company is I think it’s important that training not acting on presumption of guilt. It occurs at least once a year and for is important to set those expectations every newcomer as well. So as part of right away with individuals who your induction, you take the training. come forward. It’s important that the But it is must be part of the culture of employees involved understand the the company. I think that is probably country requirements for an investi- one of the most effective training tools. gation as well — that the process may It shows the new people, the junior be different from what they see on people, how you should conduct your- American TV. self within a company and how to treat Viaene: Of course, when something people in a business context. That’s still like this happens, where an accusa- the best training there is. tion is launched against a person, the Ravisankar: In India, training easiest solution for the company is to starts at a cultural level. For instance, just fire the person without putting in Bangalore, we have a wonderful too much energy in the investigation. series of performances in a forum That is wrong. It is the company’s format where we enact situations, duty to investigate properly, to put which are promulgated for sexual in adequate resources, and to report harassment. We create that kind of a transparently and professionally. scenario, and then the people who are Bille: Companies still have to be watching the play come join the per- very careful in their zeal to aggres- formance, and change the outcome. sively eradicate harassment and deal So when people see that there are swiftly with allegations. They cannot scenes that are being enacted which swing too far in the other direction they can relate to — either because and not afford the accused due pro- they themselves have gone through it cess. You have to investigate. There or somebody else has gone through are very often two sides to every it — then they’re actually getting an story and, therefore, it is critical to opportunity to come and correct the engage in the investigation before situation. That’s very, very effective any disciplinary action is taken. It for them. There are many women may be a very short investigation if who go through sexual harassment, there is overwhelming evidence, but but there are no forums to gather an investigation needs to be done. them for any kind of counseling that Everyone deserves due process, both may be available. the accused and the accuser. In an Middlehurst: I’ll echo the com- organization that does not afford ments above — in India we have had due process to the accused, they a grass-roots effort to educate people may do so at their peril. through the use of plays, written and 74 ASSOCIATION OF CORPORATE COUNSEL
performed by our own employees. The way I see #MeToo This has been extremely popular movement right now is more and a well-received vehicle for like wearing a digital badge. imparting knowledge. In Australia, that would never work. Australians #MeToo is a collective. are much too cynical and prefer It is showing that sexual more direct communication. The harassment is an issue important message about training is that cannot be addressed that one size and type does not fit all by one organization alone. — it needs to be relatable, culturally appropriate and not simply a tick- It needs a joint action plan the-box exercise. from the government, from civil society, from ACC: Similarly, anti-retaliation policy is NGOs, and also from especially top-of-mind when thinking about sexual harassment policy. How organizations worldwide. do you ensure that you create a culture where employees do not feel they will be punished for speaking up? Bille: I think there are few things that companies can do to prevent supervisory chain as the accused, retaliation. Obviously, they should be removed. One of them should be have as a baseline matter, a very removed from that supervisory chain strong anti-retaliation policy that is or otherwise insulated from the other communicated regularly. Both the to prevent the possibility of future accuser and the accused will be re- retaliation, particularly while the minded at every conversation about investigation is pending. anti-retaliation, and that any at- You need to do this in a way tempts to retaliate unlawfully against that doesn’t constitute retaliation someone who is participating in the against the accuser. For example, investigation would lead to swift and if there is an allegation that a serious discipline, if not discharge. manager is sexually harassing their That’s obviously the baseline step. subordinate, you would either Another important aspect is taking reassign the manager or you would action when retaliation does occur. move the individual accuser to This requires absolute resolve from the another reporting chain or another very top of the organization on down part of the building. Again, not that retaliation will not be tolerated. in a way that’s detrimental to that Employees should see that someone person, but in order to protect them who has taken retaliatory steps against from interactions that could either an accuser is disciplined or discharged be retaliatory or would facilitate — and of course sometimes there’s possible continued harassment. confidentiality, you can’t always un- You’ve got to stop harassment. You’ve derstand the reasons for why an action got to prevent retaliation when you happened. But if they see it happen, receive a complaint. word will spread very fast that the Viaene: Europeans refer to the company means what they say. United States as having the principle Third, as a practical matter, it’s of “at will” employment but do not always an effective practice when- always realize that the US system ever an allegation of discrimination also has a lot of employee protection or harassment has been filed that built in. There are a lot of ways that the accuser, if they are in the same employees can sue their employer ACC DOCKET APRIL 2018 75
#METOO: THE GLOBAL IMPACT OF THE SEXUAL HARASSMENT MOVEMENT for wrongdoing. But Europe has a wearing a digital badge. #MeToo is very protectionist employment law a collective. It is showing that sexual culture, so in many cases there are no harassment is an issue that cannot specific anti-retaliation laws because be addressed by one organization the employee is already extremely alone. It needs a joint-action plan well-protected by the system. from the government, from the civil I fear there is really no one-size- society, from NGOs, and also from fits-all solution for building such organizations worldwide. a culture. It is a long-term effort Viaene: I hope that this will consisting of tone at the top, train- motivate people to abandon their ing, effective communication, lead- fears, pick up that phone, and use the ing by example, accountability, and whistleblower hotline that I’m sure reporting. If you do this right, the is available in their company, and re- right culture will emerge. You will port this behavior rather than being also need to maintain this effort or afraid of retaliation and not report- the culture will quickly evaporate. A ing it. I think that that will happen, good test to gauge the health of your and I also hope that will happen. In company culture is to keep your that respect, the #MeToo movement ear to the ground and listen to the will hopefully help persuade victims stories that circulate. A lot of em- of this sort of illicit behavior to really ployees, in most cases wrongly, base speak up so it can be addressed. their perception and their conse- Bille: One way I see technology quent actions not as much on poli- increasingly playing a part in the in- cies, training, and facts but on what vestigation of sexual harassment cases they hear in the informal circuit. involves the evidentiary trail provided through technology. Whether it’s text TECHNOLOGY & #METOO messages, social media posts, email, What role will technology play in the photo sharing, or things of that na- #MeToo movement and how can legal ture, they are increasingly the types of departments ensure a fair, safe process? evidence that general counsel and in- Ravisankar: The way I see #MeToo house counsel will be looking for — movement right now is more like or may be presented to them as part ACC EXTRAS ON… Sexual harassment ACC Docket Attorney-Client Privilege and Check Card Lessons on Culture and Sexual Harassment: Lessons Harassment and Leadership from Uber’s Ethics from a Hollywood Scandal Discrimination Compliance and Compliance Struggles (Nov. 2017) www.accdocket. Check Card (Sept. 2017) (Jan. 2018) www.acc.com/ com/articles/harvey-weinstein- www.acc.com/legalresources/ legalresources/resource. attorney-client-privilege- resource.cfm?show=1468183 cfm?show=1476581 harass.cfm Sample Form & Policy Sexual Harassment Law in Ask Aliya: Building a Work Policy Against Unlawful India: Redefining Workplace Culture that Prevents Sexual Harassment And Dynamics (Jan. 2018) www. Harassment (March 2017) Discrimination (Apr. 2017) accdocket.com/articles/ www.accdocket.com/ www.acc.com/legalresources/ sexual-harassment-law-india- articles/ask-aliya-work- resource.cfm?show=1456591 redefining-workplace.cfm culture-prevents-sexual- ACC HAS MORE MATERIAL harassment.cfm ON THIS SUBJECT ON OUR WEBSITE. VISIT WWW.ACC.COM, WHERE YOU CAN BROWSE OUR RESOURCES BY PRACTICE AREA OR SEARCH BY KEYWORD. 76 ASSOCIATION OF CORPORATE COUNSEL
WANT MORE ARTICLES LIKE THIS? VISIT US ONLINE AT WWW.ACCDOCKET.COM. of the investigation. It’s not always just provided that it’s not being abused. the he said/she said anymore. But it is important that these things can no longer be hidden. In the fu- WHAT’S NEXT ture, social media can help tremen- ACC: Where do we go from here? dously by rooting out this sort of Bille: This is one area where we will behavior. see private industry really taking the Ravisankar: I feel the #MeToo lead in examining what’s happening, movement has actually expanded the and maybe where things have fallen bandwidth of the actions that needs to short in terms of internal responses, be taken in the workplace. In addi- and then taking more aggressive tion, many organizations have gone steps to define the culture that they one step ahead and said it’s important want to have. Further, they’ll ensure for us to hire women, retain them, that everyone from the very top to and ensure that the workplace envi- the very bottom of the organization ronment is safe and condusive. It lev- are held accountable to that culture els the playing field. If you’re playing and embrace that culture. football, you need to have a football If they don’t, they will not be em- ground. You cannot ask a woman to ployed, even if they are the rainmak- play football on a cricket ground. er of the organization. I think we’re Today, organizations are expected going to see — whether it’s pres- to play the role of a conscience keeper sure from social media, the media, and a torchbearer for promoting or consumers — that shareholders mutual respect, trust, and dignity. are going to really be focusing on For this to translate into meaningful this in a heightened fashion going action, legislation has to be married to forward. Based on that expectation the commitment of the corporations, and demand, organizations will likely the responsibility of the regulators, refocus and reinvest in this issue. and the vision of the policy mak- Middlehurst: Technology compa- ers. This process will see many more nies like mine are in such a tough race #MeToo campaigns to come. ACC for talent that there is no question that we need to be attractive to a diverse base in every geography where we have offices. If we don’t have a good environment for people to work in, we will never be able to achieve any kind of parity, or increase the number of women in our workforce. It’s an economic imperative. Many people who experience harassment, even if it is dealt with appropriately, will leave the company — that is a loss of a valuable resource. The #MeToo movement is a great reminder that we need to stop harassment from hap- pening in the first place. Viaene: I think social media is a godsend in that respect because it helps with transparency. It helps with democracy. Whenever some- thing goes wrong, it can be put on social media with proof. Of course, ACC DOCKET APRIL 2018 77
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