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U.S. Department of Justice Office of Justice Programs National Institute of Justice AUG. 05 Special REPORT Mapping Crime: Understanding Hot Spots www.ojp.usdoj.gov/nij
U.S. Department of Justice Office of Justice Programs 810 Seventh Street N.W. Washington, DC 20531 Alberto R. Gonzales Attorney General Regina B. Schofield Assistant Attorney General Sarah V. Hart Director, National Institute of Justice This and other publications and products of the National Institute of Justice can be found at: National Institute of Justice www.ojp.usdoj.gov/nij Office of Justice Programs Partnerships for Safer Communities www.ojp.usdoj.gov
AUG. 05 Mapping Crime: Understanding Hot Spots John E. Eck, Spencer Chainey, James G. Cameron, Michael Leitner, and Ronald E. Wilson NCJ 209393
Sarah V. Hart Director This document is not intended to create, does not create, and may not be relied upon to create any rights, substantive or procedural, enforceable by law by any party in any matter civil or criminal. Findings and conclusions of the research reported here are those of the authors and do not necessarily reflect the official position or policies of the U.S. Department of Justice. The products, manufacturers, and organizations discussed in this document are presented for informational purposes only and do not constitute product approval or endorsement by the U.S. Department of Justice. The National Institute of Justice is a component of the Office of Justice Programs, which also includes the Bureau of Justice Assistance, the Bureau of Justice Statistics, the Office of Juvenile Justice and Delinquency Prevention, and the Office for Victims of Crime. Cover Credits (From left to right) Map by Jeff Stith and the Wilson, North Carolina, Police Department Map by Wilpen Gore, Heinz School of Public Policy and Management, Carnegie Mellon University, Pittsburgh, Pennsylvania Background map by Jeff Stith and the Wilson, North Carolina, Police Department
About This Report Much of crime mapping is devoted to detecting high-crime-density areas known What did the researchers as hot spots. Hot spot analysis helps find? police identify high-crime areas, types of ■ Identifying hot spots requires multiple crime being committed, and the best way techniques; no single method is suffi to respond. cient to analyze all types of crime. This report discusses hot spot analysis ■ Current mapping technologies have sig techniques and software and identifies nificantly improved the ability of crime when to use each one. The visual display analysts and researchers to understand of a crime pattern on a map should be crime patterns and victimization. consistent with the type of hot spot and possible police action. For example, when ■ Crime hot spot maps can most effective hot spots are at specific addresses, a dot ly guide police action when production map is more appropriate than an area of the maps is guided by crime theories map, which would be too imprecise. (place, victim, street, or neighborhood). In this report, chapters progress in sophis tication. Chapter 1 is for novices to crime mapping. Chapter 2 is more advanced, Who should read this study? and chapter 3 is for highly experienced Crime analysts and researchers in police analysts. The report can be used as a com departments. panion to another crime mapping report published by the National Institute of Justice in 1999, Crime Mapping: Principle and Practice, by Keith Harries. iii
Contents About This Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii Chapter 1. Crime Hot Spots: What They Are, Why We Have Them, and How to Map Them . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Chapter 2. Methods and Techniques for Understanding Crime Hot Spots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Chapter 3. Spatial Analysis Tools for Identifying Hot Spots . . . . . . . . . . . . . . . 35 Chapter 4. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 v
Chapter 1. Crime Hot Spots: What They Are, Why We Have Them, and How to Map Them John E. Eck, University of Cincinnati Crime is not spread evenly across maps. scarce. Community policing is particularly It clumps in some areas and is absent in attentive to high-crime neighborhoods, others. People use this knowledge in their where residents have great difficulty exert daily activities. They avoid some places ing social controls. Problem-oriented polic and seek out others. Their choices of ing pushes police officials to identify neighborhoods, schools, stores, streets, concentrations of crime or criminal activity, and recreation are governed partially by determine what causes these concentra the understanding that their chances of tions, and then implement responses to being a victim are greater in some of reduce these concentrations. Much of these places than in others. In some what is called crime analysis is dedicated places people lock their cars and secure to locating concentrations of crime—hot belongings. In other places they do not. spots—and much of crime mapping is Along some streets people walk swiftly devoted to their detection. and view approaching strangers with sus picion. Along other streets they casually This chapter discusses how different inter stroll and welcome the next interesting pretations of hot spots require different person they might meet, and notice others types of crime maps. The principal theme making the same choices in the same is that crime hot spot maps can most areas. effectively guide police action when pro duction of these maps is guided by theory. Some might argue that this behavior With the appropriate crime theory, crime merely shows that people are unreason maps can communicate vital information ably fearful of some areas but not of oth to police officials and community mem ers. This may often be true, but the fact bers efficiently and effectively. that people are not equally fearful of all places suggests that they understand that Many useful crime theories provide guid crime is not evenly distributed. People ance for selecting mapping symbols. might be mistaken about the risks of Which theory is most useful depends on some places, but they are not mistaken the type of problem being mapped. Maps that their risk of being a victim of crime is that are not based on theory will provide not geographically constant. officers with inadequate and even mislead ing information. Police use this understanding every day. Decisions about how to allocate scarce The term hot spot has a number of mean resources are based partially on where the ings. This chapter begins with a discussion demands for police are highest and where of what the term means and how the they are lowest. Officers are told to be meanings relate to the concept of levels of particularly attentive to some behavior in spatial analysis of crime. Different theories some areas, but are given no guidance of crime explain crime at different levels, about other areas where this behavior is so this chapter briefly describes various 1
SPECIAL REPORT / AUG. 05 levels of crime theories and explains how crime or disorder. It also suggests that they can be depicted on maps. This chap some hot spots may be hotter than others; ter examines four types of crime theories that is, they vary in how far above average in greater detail: place (point) theories; they are. street (line) theories; area (polygon) theo ries; and repeat victim theories, which can operate on point, line, or polygon level. Levels of hot spot analysis These theories describe the levels of hot spots and how these levels can be depict If hot spots are merely areas with an ed on maps. This chapter examines why above average amount of crime or disor crime theory, crime mapping, and police der, why do practitioners and researchers actions need to be consistent. The end of use the term in such a variety of ways? In the chapter examines how the map sym fact, with recent developments in crime bols implied by each theory communicate mapping, one can find hot spots of any to users of crime maps. size—from hot spot places to hot regions. Although all of these perspectives on hot spots have something in common—con- centrations of crime or disorder separated What is a hot spot? by areas with far less crime or disorder— Areas of concentrated crime are often they differ in the area covered by the hot referred to as hot spots. Researchers and spots. More importantly, the factors that police use the term in many different ways. give rise to hot spot places are different Some refer to hot spot addresses (Eck and from the factors that give rise to hot spot Weisburd, 1995; Sherman, Gartin, and streets, hot spot neighborhoods, or hot Buerger, 1989), others refer to hot spot spot cities. Further, the actions one takes blocks (Taylor, Gottfredson, and Brower, to deal with a hot spot place will be differ 1984; Weisburd and Green, 1994), and oth ent from the actions needed to address a ers examine clusters of blocks (Block and hot spot street, hot spot neighborhood, or Block, 1995). Like researchers, crime ana hot spot city. lysts look for concentrations of individual events that might indicate a series of relat These approaches differ on the level of ed crimes. They also look at small areas analysis, or the size of the geographic area that have a great deal of crime or disorder, of crime about which one is concerned.2 even though there may be no common The level at which one examines crime or offender. Analysts also observe neighbor disorder is dictated by the question one hoods and neighborhood clusters with high asks, which will determine the usefulness crime and disorder levels and try to link of the results. Consider two related, but these to underlying social conditions. very distinct, questions: Where are drugs being sold? What is the market for drugs? Though no common definition of the term hot spot of crime1 exists, the common The precise answer to the first question understanding is that a hot spot is an area requires identifying specific drug-dealing that has a greater than average number of locations or street segments (very small criminal or disorder events, or an area areas) where drug dealers and customers where people have a higher than average routinely meet. To answer the second risk of victimization. This suggests the question, the analyst needs to find out existence of cool spots—places or areas where the customers are coming from, with less than the average amount of just as he would if he asked the question, 2
MAPPING CRIME: UNDERSTANDING HOT SPOTS “What is the market for new cars?” The Crime hot spot theories answer to the first question—specific locations or street segments—is not par ticularly useful for answering the second Place theories question. Rather, the analyst would be Place theories explain why crime events interested in larger areas with high con occur at specific locations. They deal with centrations of drug users. These areas crimes that occur at the lowest level of might surround the locations and street analysis—specific places. They involve segments identified when answering the looking at specific incidents and asking first question, or they may be physically such questions as, “At what places are separated from the dealing sites (as would burglaries occurring and at what places are occur when suburban high school and col they not occurring?” Crime phenomena at lege students drive into cities to find this level occur as points, so the appropri drugs). The types of police actions that ate units of analysis are addresses, street might remove drug-dealing locations are corners, and other very small places, likely to be different from the actions which are typically represented on maps needed to dry up the market. So identify as dots. Police action, such as warrants, ing the appropriate level of analysis is criti which specify exact addresses (not blocks cal to understanding the problem and or neighborhoods), is very precise at this determining what action to take. level. Similarly, nuisance abatement focus es on specific locations. Crime theories are critical for useful crime mapping because they aid in the interpre tation of data (Eck, 1998) and provide Street theories guidance as to what actions are most Street theories deal with crimes that occur appropriate. Therefore, understanding at a slightly higher level than specific how crime theories account for hot spots places; that is, over small, stretched areas is critical. Several theories of crime and such as streets or blocks. A prostitution disorder concentration (hot spots) exist. stroll is an example. At this level of analy Some theories disagree, but often the sis analysts ask such questions as, “On theories do not contradict each other. which streets are prostitutes found and on Rather, they explain different types of which streets are they not found?” The crime phenomena that occur at different appropriate units of analysis can be street geographic levels. segments, paths, and sections of high ways, which would be represented on Each level has basic units of analysis—the maps as straight, bent, or curved lines. things being examined. One can think of Police action is still relatively precise, units as corresponding to the geographic although not as precise as at the place areas being depicted on maps: points, level. Concentrated patrolling occurs at lines, or polygons (Harries, 1999). Some this level, for example, as well as efforts to theories help explain point concentrations change traffic and street patterns. of crime. Other theories help explain linear concentrations of crime or hot spot crime polygons. However, theories of crime are Neighborhood theories useful for helping to guide crime and disor Some theories of crime attempt to explain der mapping only if one selects a theory neighborhood differences.3 At a higher appropriate for the level of analysis and level than place or street, neighborhood action. 3
SPECIAL REPORT / AUG. 05 theories deal with large areas. Here ana Exhibit 1 organizes and summarizes the lysts are interested in such questions as, discussion of hot spot analysis so far and “What areas are claimed by gangs and introduces what is to come. The first col what areas are not?” The appropriate units umn describes the geographic concentra of analysis are quite varied and can include tion at various levels of interest. The square blocks, communities, and census second column describes the basic pat tracts, to name a few. Two-dimensional tern formed by hot spots at each level. The shapes such as ellipses, rectangles, and third column lists the geometric dimen other polygons are used on maps to repre sion to be used on a crime map to depict sent crime phenomena at this level. At this each type of hot spot. Place theories sug level police action is far less precise gest maps with dots, street theories sug because the areas are typically too large gest maps that emphasize lines, and area for effective concentrated patrolling theories suggest the use of polygons on (Sherman, 1997). Nevertheless, depending maps. Repeat victimization theories do not on neighborhood characteristics, relevant directly correspond to a single dimension action might include efforts to engage resi or level. They can be depicted on maps by dents in collective action against crime dots, lines, or polygons. The last three and disorder. If offenders are mobile columns highlight points discussed next. throughout an area, rather than concen Examined are four types of hot spots— trated at a few places, then efforts to places, victims, streets, and areas. deter them should occur at this level. Other large area theories Types of hot spots Still other theories attempt to explain dif Repeat places hot spots ferences in crime patterns at much higher levels of aggregation. For example, theo The most basic form of a hot spot is a ries of crime differ among cities and place that has many crimes. A place can among regions. On the city level, suggest be an address, street corner, store, house, ed actions may include citywide changes or any other small location, most of which in economic, transportation, education, can be seen by a person standing at its welfare, and recreation policies, to name a center (Sherman et al., 1989). Places typi few. On the multijurisdictional or multi- cally have a single owner and a specific state regional levels, suggested actions function—residence, retail sales, recre against concentrations of crime could ation, school (Eck and Weisburd, 1995). include even broader scale policies or Crime often is concentrated at a few social change. Although these are interest places, even in high-crime areas. Although ing theories, they are far less useful for hot places often are concentrated within local police agencies. Thus, they are not areas, they often are separated by other examined here. places with few or no crimes. Because such hot spots are best depicted by dots, they have a dimension of zero. Repeat victimization theories Finally, repeat victimization theories pertain Underlying causes. Routine activity theo to questions of why the same victims are ry helps to explain why crime often is con targeted repeatedly. They can operate at centrated at specific places. In particular, any of the three levels discussed: points, routine activity points to how behavior is lines, or polygons. However, not all repeat regulated at the location by place man- victimization can be shown on maps. agers—owners of places or people acting on an owner’s behalf. Behavior regulation 4
MAPPING CRIME: UNDERSTANDING HOT SPOTS falls under place management theory, a place (Brantingham and Brantingham, part of routine activity theory. For exam 1995). Repeat places tend to be stable ple, the difference between a bar that has over time (Spelman, 1995a), and this is few or no incidents or assaults and a bar consistent with the routine activity theory with frequent assaults is likely to be that in that an absence of effective place man the first instance the bar employees regu agement is at the heart of the problem. late the behavior of patrons to minimize the chances of an assault, and in the sec Maps for repeat places. Maps for repeat ond instance, they do not. Such regulation places include— has three effects. It directly prevents crimi ■ Graduated symbols. When looking for nal activity through early intervention (e.g., controlling the number of drinks a patron hot places, dot maps are superior to can consume), it attracts place users who other forms of mapping. The goal is to desire a well-regulated location over a identify isolated high-crime locations, weakly regulated place (such people are which can be done in a number of ways. less likely to create problems), and it One can use graduated dots, so that dot repels place users who desire a weakly size is proportional to the number of regulated location over a well-regulated crimes at the location. This method Exhibit 1. Hot spot concentrations, evidence, theory, and causes Map Geometric Concentration pattern dimension Theories Likely causes Examples Place—at Point concentration; Zero; concentration Routine activity Management of Bar fights, specific a few places with at points theory; place behavior at places convenience addresses, many crimes and many management store corners, or other places with few robberies, places or no crimes. Repeat ATM patron crime places are often robberies, concentrated. drug dealing locations Among Often confused with Zero, one, or two; Routine activity Victim routines Domestic victims repeat crime places concentration at theory; and lifestyle violence (above). Only visible points, lines, and lifestyles choices on maps if victims are areas concentrated at places, on streets, or in areas. Street—along Linear concentration One; concentration Offender search Offender movement Outside a street or block along major thorough- along lines theory patterns and target street face fares; a few blocks concentrations prostitution, with much crime and street drug many blocks with little dealing, crime robberies of pedestrians Area—neighbor- Concentration covering Two; concentration Disorganization Low collective Residential hood areas multiblock areas in areas theory and re- efficacy, social burglary, lated ecologic fragmentation, gang theories of concentrations violence crime; of youth, opportunity economic disinvest- theories ments; concentra- tions of crime targets 5
SPECIAL REPORT / AUG. 05 allows the depiction of repeat and non- Repeat victimization hot spots repeat places on the same map and per mits comparison among repeat places Repeat victimization refers to the multiple about the number of crimes. Graduated attacks on the same individual, regardless dots also allow one to find concentra of location. It often is confused with tions of hot places (e.g., an area that repeat crime places. A repeat place might contains several repeat assault bars). have a number of different victims. Because graduated dots can obscure Clearly one can have both repeat victim nearby features (e.g., a large dot may ization and repeat crime places (Eck, overlap nearby smaller dots), this tech 2000). For example, a person could fre nique is best used on large-scale maps. quent a bar where he is assaulted on a number of different occasions. But if ■ Color gradient dots. Two other repeat victimization is distributed over approaches are useful on small-scale many locations (as would occur if repeat maps. One is to use a color gradient— victims are assaulted at different bars, yellow through red, for example—to but never the same bar twice), it will not depict the number of crimes at each show up on a map as a hot spot place location. A yellow dot may be used to (zero dimension). Repeat victimization represent places with a single crime, a could show up as lines (one dimension) if light orange dot may represent locations the victims are repeatedly attacked along with two crimes, and a deeper orange the same thoroughfares, or as a polygon dot might represent places with three (two dimensions) if victims are repeatedly crimes. This approach has the advantage attacked in the same neighborhoods. of the use of graduated symbols but overcomes the overlap problem. Mapping repeat victimization is more likely to reveal patterns with vulnerable popula- ■ Repeat addresses. Another method is tions—potential victims who engage in to select the most serious hot spot similar activities. Consider taxicab rob addresses. For example, one might want beries and homicides. These crimes are to find the worst 10 percent of the unlikely to be concentrated in places. One addresses. This is called repeat address might find attacks on this victim group mapping (RAM). The addresses would occurring along specific streets where the be the 10 percent of repeat addresses drivers are particularly vulnerable or where that have the most crimes. They would offenders have a better chance of escape. be plotted on a map using dots to repre More likely, however, taxicab robberies sent hot spots. This method has two dis and homicides will be spread over a neigh tinct advantages. First, the map is borhood or in a multineighborhood area clearer because it has less clutter. within a city. Second, such maps are useful for clearly specifying police targets. The deficiency Underlying causes. Repeat crime places of RAM is that it leaves out information with different victims and repeat victimiza about the other locations. This deficiency tion with different places have different can be overcome by producing supple causes. Repeat crime places (with differ mentary maps that show all locations or ent victims) can be attributable to the by combining RAM with the use of a behavior of place managers, but if the vic color gradient so that the targeted hot timizations occur at different places, place spots have a distinct color (Eck, Gersh, managers have less of a role. In those and Taylor, 2000). cases, one should look at the occupations, 6
MAPPING CRIME: UNDERSTANDING HOT SPOTS commuting patterns, or lifestyles of the (including offenders), targets situated potential victims (Farrell and Pease, 1993; along thoroughfares face higher crime Spelman, 1995b; Stedman and Weisel, risks than targets on side streets far from 1999). The most obvious example comes thoroughfares. Further, some types of tar from the increasing evidence that the peo gets concentrate along major streets. ple most likely to become victims of Convenience stores, fast food stores, gas assault are those people most likely to be stations, and other retail places are sited involved in deviant and criminal activity along major thoroughfares because that is (e.g., drug dealing, drug use, heavy alcohol where their customers concentrate. So for consumption, prostitution) (Menard, both reasons of offender movement pat 2000). Some occupations increase the terns and target placement patterns, many chances of victimization, which can crime hot spots are actually hot lines. increase repeat victimization. Police offi cers, for example, have a greater rate of Some offenses may be concentrated at victimization than many other occupations points or along lines. Street drug dealing is (Block, Felson, and Block, 1985). However, one example. Many street drug dealers the things that make a person a target for simultaneously work along streets but crime are sometimes difficult for that per anchor their activities to a specific son to change. address. In such circumstances, one might find a concentration of drug dealing along a few street segments and concen Repeat streets hot spots trations of drug locations at anchor sites. Repeat streets are those thoroughfares or Weisburd and Green (1995) used street streets with a high degree of victimization. segments to identify drug hot spots in Repeat places and some repeat victimiza Jersey City because of offender move tion hot spots show up as dots on crime ment patterns. Eck (1994), however, identi maps. If one increases the dimension of fied drug-dealing places because they the hot spot from zero to one, hot spots seemed to be the anchor points of the that form lines appear. Linear hot spots drug trade in the San Diego neighborhood are likely to be the results of the interac he was studying. tion of targets and offenders along thor oughfares. Brantingham and Brantingham Distinguishing hot places from hot streets (1981) describe the search behavior of can be difficult. In fact, one can some offenders. Their offender search theory times find both. Imagine robbers attacking points to the importance of street patterns pedestrians on a street leading from for how offenders look for targets. restaurants and bars to a parking area. The attack sites may form a line along this Underlying causes. Offenders find tar street. But even along this hot street, hot gets while going about their normal legiti places where multiple attacks have mate business—going to and from work, occurred may exist. However, one should recreation, shopping, school, and other always be suspicious of such findings. It nodes of activity. Potential targets that are might be that the hot places are not actual not along the routes or near nodes used robbery occurrence sites. Instead, they by offenders will unlikely be victimized, but may be locations to which victims run for those close to offenders’ routes and nodes help, or they may be addresses that offi have elevated risks of victimization. Since cers put in their reports when they cannot major thoroughfares concentrate people easily find the correct robbery address. 7
SPECIAL REPORT / AUG. 05 Knowledge of offender, victim, and police outmigration. These changes either dis behavior is critical to separating the under rupt social networks or prevent such lying crime pattern from reporting and networks from forming. Since these net recording patterns. works, according to disorganization the ory, are responsible for most social Maps for repeat streets. Commonly control in neighborhoods, their absence available mapping programs make it easy leads to higher levels of deviancy. Other to identify hot spot places or hot spot factors, such as poverty and racism, also areas, but do not make linear hot spots have been identified as undermining easy to identify. Simple dot maps can be social networks. used to identify hot street segments, and this may be the most straightforward ■ Social efficacy. Recent evidence from method. Most clustering algorithms, Chicago points to the role of social effi unfortunately, will show areas of concen cacy, which is “the willingness of local tration even when a line is the most residents to intervene for the common appropriate dimension. If high levels of good.” It depends on “mutual trust and precision are not required, such area solidarity among neighbors” (Sampson, maps may be adequate. Raudenbush, and Earls, 1997, page 919). Neighborhoods that have a great deal of social efficacy have less crime and disor Neighborhoods and other area der than neighborhoods that have low hot spots levels. Social efficacy—like disorganiza More has been written about neighbor tion and social networks—is not a prop hood concentrations of crime (hot spots) erty of individual people or places, but a than about any other form of concentra characteristic of groups of people. tion of crime. In their pathbreaking book Social Factors in Juvenile Delinquency ■ Broken windows theory. The broken (1931), Shaw and McKay noted persistent windows theory also is an area theory of concentrations of deviancy in the 1920s. crime concentration. Wilson and Kelling They noted that some neighborhoods had (1982) claim that in most well-function- high levels of juvenile delinquency, year in ing neighborhoods, small transgressions and year out, decade after decade, regard of social norms (e.g., failure to keep less of who lived in the areas (Shaw and one’s yard tidy) result in social pressures McKay, 1969). Since that time, many to bring the offending party into compli explanations for differences in neighbor ance. Once a place becomes untended, hood crime levels have surfaced. Most of however, it undermines the willingness these theories focus on the ability of local and ability of residents to enforce social residents to control deviancy (Bursik and order. Consequently, residents withdraw Grasmick, 1993). from enforcing neighborhood norms, which allows further deviancy to occur. Underlying causes. Explanations for dif This in turn results in additional with fering neighborhood crime levels include drawal and fear and the neighborhood the following: begins to spiral downward. Skogan (1990) found evidence in support of this ■ Social disorganization theory. This the basic thesis, although others suggest ory suggests that the natural ability of the evidence is weak (Harcourt, 1998) or people to control deviancy in their neigh show that the theory is seriously flawed borhoods is impaired in some areas by (Taylor, 2000). constant residential turnover and net 8
MAPPING CRIME: UNDERSTANDING HOT SPOTS ■ Crime opportunity theories. Another levels of hot spots. By now, it should be explanation for neighborhood-level hot obvious that each form of concentration— spots comes from routine activity theory place, victim, street, or neighborhood— and related theories that point to crime requires its own form of mapping. It opportunities as the principle cause of should also be apparent that the types of crime. Rather than concentrations of actions police should take correspond to offenders or the absence of social con the type of the concentration. These fac trols, opportunity theories suggest that tors have important implications for how analysts should look for concentrations maps of hot spots are constructed and of crime targets. For example, a dense how the hot spots are depicted. urban neighborhood with no off-street parking will have many cars parked on Dot maps. When hot spots are at specific the street. Such an area may become an addresses, corners, and other places, the area hot spot for thefts from vehicles. A relevant depiction of the hot spot is a dot suburban subdivision inhabited by dual- because mappers want to distinguish income families will have few people at between the places with problems and home during weekdays. Since their very nearby places without problems. property is unprotected, their neighbor Such distinctions are critical for delivering hood can become an area burglary hot effective and efficient action. A gas station spot. Note that in this type of situation, with many robberies needs to be distin several layers of hot spots can exist guished from the gas station across the simultaneously. Within area hot spots, street with no robberies. In this circum defined by the subdivision in this exam stance, a map highlighting a street or area ple, might be streets with even greater is far less useful to police than a map high numbers of burglaries, and some of the lighting the gas stations that are robbery homes on these streets may be broken hot spots. Dot maps of crime places can into multiple times. identify widely spread locations that are hot spots. Such places might be over Maps for area hot spots. Problems looked if lines or polygons are used to arising from processes described by define hot spots. neighborhood-level theories are best depicted on maps by shaded areas, rather Line maps. When the hot spots are along than dots or lines. Area hot spots on maps streets, point maps and area maps are of can be shown in a variety of ways: ellipses, far less utility than line maps. Point maps shaded areas (choropleth maps), or crime- draw attention to the hot spot places along frequency gradients (e.g., isoline maps that the street and imply that the intervening depict crime frequency or risk as graduat locations have low risk, when they may be ed contours, just as feet above sea level is future targets. Area maps include streets depicted on topographical maps). that have few or no crimes. Street rob beries of people leaving bars and night clubs are good examples of this. The bars Selecting the Appropriate and nightclubs are specific points, but the robberies do not occur there. These enter Hot Spot Map tainment spots may be concentrated in one neighborhood, but even within this Action level, hot spot level, neighborhood, many streets do not have and mapping street robberies. The robberies may occur The discussion so far has highlighted the along streets leading from the entertain ories relevant to understanding different ment spots to car parking locations. 9
SPECIAL REPORT / AUG. 05 Knowing which streets have the robberies Limitations of hot spot maps and which do not is critical for addressing such a concentration. So showing this Concentrations of victimization sometimes form of hot spot requires lines—straight, can be shown with maps, but often they jointed, curved, or intersecting. cannot. If victimization risk is in part geo graphical, then maps are useful. A city Ellipse, choropleth, and isoline maps. wide dot map of gas stations with two or When hot spots cover broader areas and more robberies within the last 6 months coincide with neighborhoods, they need to shows concentration at two levels. The be depicted in another way. Ellipse and dots depict concentrations of robbery at choropleth maps imply that the areas with specific places. Groupings of dots depict in the designated hot spots share the streets or neighborhoods with concentra same risk level, so a specific street or loca tions of repeat robbery gas stations. Dot tion within the area is irrelevant. Isoline maps for this type of victimization makes maps imply a continuous gradient of risk some sense, but they do not work for all within a hot spot, so a particular place has forms of victimization concentration. If vic risks similar to but not the same as an tims are mobile, street or area maps might adjacent place or street. A gang-related be more useful. However, the use of maps robbery problem can be an example. If is limited for some forms of victimization gang members commit robberies through analysis. If the population of potential vic out specific neighborhoods (i.e., do not tims is spread throughout an area (not focus on specific streets or around specif concentrating at places, along streets, or ic sites), but refuse to commit robberies within neighborhoods), the analyst would outside their territories, and their territorial be better off using an analytical technique boundaries are streets, then a choropleth other than maps to convey the concentra map might be useful. One could create a tion. For example, taxicab robberies may map of the gang areas and shade the be spread quite thinly across a city. The areas according to the robbery frequency relevant features of the robbery victims within each. If the likelihood of a gang- might be related to the cab companies, related robbery diminishes the farther one the drivers’ ages, hours of operation, goes from the center of gang activity, then installed security within cabs, or a host of an isoline map depicting gradients of rob factors that cannot be shown on a map. bery frequency does a better job of show Police officers trying to investigate or pre ing the problem. vent such robberies would find maps less useful than bar charts showing the charac Ellipses may be far less useful. They sug teristics of victims and nonvictims. gest a firm boundary between crime on the inside and no crime on the outside, Exhibit 2 links the major points discussed but they frequently do not follow natural thus far. The first two columns are from movement patterns of people. Using an exhibit 1. The third column shows where ellipse to define an area hot spot is like the police action needs to be focused. If saying, “Look in this general area,” the concentration level, action level, and because neither its shape nor its boundary form of hot spot depiction are not aligned, are likely to conform to the nature of the then the map will be useless at best and underlying problem. Consequently, suggest inappropriate action at worst. A ellipses provide police officers with far map depicting hot streets or areas does less information than other ways of depict not help identify places where nuisance ing area hot spots. abatement would be useful. Alternatively, a point map is too specific for implement 10
MAPPING CRIME: UNDERSTANDING HOT SPOTS ing street reconfigurations or neighbor attention is needed. At the other extreme, hood redevelopment efforts. focusing attention on point locations when the problem is at the area level focuses The consequences of using the wrong attention at too precise an area and sug type of map are not equal. Point maps are gests action that is too focused. more forgiving than street or areas maps. Dot maps allow the user to see the under Maps convey powerful messages to their lying pattern of crime and determine readers, most of whom are not knowledge whether to go up a level. However, maps able about the technicalities of crime map of hot streets or hot areas often do not ping. These messages are conveyed in show the hot places, thus place concen symbols, as shown in exhibit 3. Dots (A) tration can remain hidden. This suggests draw attention to specific places and sug that crime mapping should start at the gest that places without dots can be lowest level and work upward to avoid ignored. A point conveys the message that overlooking low-level concentrations the hot spot is located at this exact location where effective action can be taken. and should be the focus of police efforts. A shaded street segment (B) suggests that the chances of crime are roughly equal Conclusion along the entire segment and police efforts should focus along this line, but not along Different kinds of hot spots, which devel other lines. A shaded area (C), such as one op from different causes, require different used in a choropleth map, also suggests kinds of police action. For crime mappers, equivalent risks of crime throughout the this means that the visual display of the area with a dramatic reduction in risk at the crime pattern on the map should be consis border. It suggests that police activity tent with the type of hot spot and possible throughout the area is appropriate. An area police action. Plotting area maps when the covered by a gradient (D), such as that hot spots are addresses is not useful to the depicted in isoline maps, implies that a cen police officers using the map because the ter of high-crime activity exists and that map is imprecise. It directs their attention criminal activity tapers off gradually from to large areas where little effort needs to be that center. It directs police attention to the expended and away from the places where center and its surroundings. Each way of Exhibit 2. Concentration, mapping, and action Concentration Hot spot depiction Action level Action examples Place—at specific Points Place, corner Nuisance abatement, hot addresses, corners or spot patrols other places Among victims Points, lines, and areas High-risk targets and Developing networks depending on the nature potential victims among potential victims, of concentration repeat victimization programs Street—along streets Lines Streets, highways Concentrated patrolling of or block faces specific streets, traffic reengineering Area—neighborhood Ellipses, shaded areas, Large areas Community partnerships, areas and gradients neighborhood redevelopment 11
SPECIAL REPORT / AUG. 05 depicting hot spots is connected with use 3. Some disagreement exists over the geographic ful theories, each of which suggests differ scope of neighborhood theories of crime. Most researchers refer to areas covering several square ent types of police action. Recognition of blocks, although Taylor (1997, 1984) makes a strong these links in mapping practice will lead to case for the relevant area being about the size of a better use of crime maps. single block. Clearly, the difference between a large place and a small neighborhood is blurry. Notes 1. Although one could have hot spots of anything that References can be geographically distributed—a hot spot of auto Block, R., and C. Block. 1995. “Space, Place and mobile dealerships, for example—usage of this term Crime: Hot Spot Areas and Hot Place of Liquor- is restricted to crime or disorder. So unless other Related Crime.” In J.E. Eck and D. Weisburd (eds.), wise specified, hot spots means hot spots of crime Crime and Place (vol. 4, pp. 145–184). Monsey, NY: or disorder. Criminal Justice Press. 2. Level does not indicate superiority or rank in this Block, R., M. Felson, and C.R. Block. 1985. “Crime instance. A high-level hot spot is not better or worse Victimization Rates for Incumbents of 246 than a low-level hot spot. Rather, higher level hot spots Occupations.” Sociology and Social Research, 69, can be composed of groups of lower level hot spots. 442–451. In this sense, level refers to level of aggregation. Exhibit 3. Messages in crime maps Chance of a crime site Chance of crime being being part of the pattern is part of pattern is high equal anywhere along at site, but zero at street segments, and zero other places. elsewhere. Everywhere outside A B the chance of being a crime site that is part of the pattern is zero. Everywhere inside is equally likely to be a C crime site that is part D of the pattern. Gradient indicates that the probability of being a crime Chance of a site being part site that is part of the pattern of the pattern changes varies from low near the edge radically at the edge. to high near the center. 12
MAPPING CRIME: UNDERSTANDING HOT SPOTS Brantingham, P.L., and P.J. Brantingham. 1981. “Notes Menard, S. 2000. “The ‘Normality’ of Repeat on the Geometry of Crime.” In P.J. Brantingham and Victimization From Adolescence Through Early P. L. Brantingham (eds.), Environmental Criminology Adulthood.” Justice Quarterly, 17(3), 543–574. (pp. 27–54). Beverly Hills, CA: Sage Publications. Sampson, R.J., S.W. Raudenbush, and F. Earls. 1997. Brantingham, P.L., and P.J. Brantingham. 1995. “Neighborhoods and Violent Crime: A Multilevel “Criminality of Place: Crime Generators and Crime Study of Collective Efficacy.” Science, 227, 918–924. Attractors.” European Journal of Criminal Justice Policy and Research, 3, 5–26. Shaw, C.R., and H.D. McKay. 1931. Social Factors in Juvenile Delinquency (vol. 2, no. 13). Washington, Bursik, R.J., and H.G. Grasmick. 1993. Neighborhoods DC: U.S. Government Printing Office. and Crime: The Dimensions of Effective Community Control. New York, NY: Lexington Books. Shaw, C.R., and H.D. McKay. 1969. Juvenile Delinquency and Urban Areas (revision of 1942 ed.). Eck, J. 2000. “Policing and Crime Event Concentration.” Chicago, IL: University of Chicago. In L.W. Kennedy, R.F. Meier, and V.F. Sacco (eds.), The Process and Structure of Crime: Criminal Events Sherman, L.W. 1997. “Policing for Crime Prevention.” and Crime Analysis. New Brunswick, NJ: Transaction In L.W. Sherman, D. Gottfredson, D. MacKenzie, J. Press. Eck, P. Reuter, and S. Bushway (eds.), Preventing Crime: What Works, What Doesn’t, What’s Promising Eck, J.E. 1994. Drug Markets and Drug Places: A (pp. 8-1–8-58). Washington, DC: U.S. Department of Case-Control Study of the Spatial Structure of Illicit Justice, National Institute of Justice. Drug Dealing. Unpublished Ph.D. dissertation, University of Maryland. Sherman, L.W., P.R. Gartin, and M.E. Buerger. 1989. “Hot Spots of Predatory Crime: Routine Activities Eck, J.E. 1998. “What Do Those Dots Mean? and the Criminology of Place.” Criminology, 27(1), Mapping Theories With Data.” In D. Weisburd and 27–55. T. McEwen (eds.), Crime Mapping and Crime Prevention (vol. 8, pp. 379–406). Monsey, NY: Skogan, W.G. 1990. Disorder and Decline: Crime Criminal Justice Press. and the Spiral of Decay in American Neighborhoods. New York, NY: Free Press. Eck, J.E., J.S. Gersh, and C. Taylor. 2000. “Finding Crime Hot Spots Through Repeat Address Mapping.” Spelman, W. 1995a. “Criminal Careers of Public In V. Goldsmith, P.G. McGuire, J.H. Mollenkopf, and Places.” In J.E. Eck and D. Weisburd (eds.), Crime T.A. Ross (eds.), Analyzing Crime Patterns: Frontiers and Place (vol. 4, pp. 115–144). Monsey, NY: Criminal of Practice (pp. 49–64). Thousand Oaks, CA: Sage Justice Press. Publications. Spelman, W. 1995b. “Once Bitten, Then What? Eck, J.E., and D. Weisburd. 1995. “Crime Places in Cross-Sectional and Time-Course Explanations of Crime Theory.” In J. E. Eck and D. Weisburd (eds.), Repeat Victimization.” British Journal of Criminology, Crime and Place (vol. 4, pp. 1–33). Monsey, NY: 35, 366–383. Criminal Justice Press. Stedman, J., and D.L. Weisel. 1999. “Finding and Farrell, G., and K. Pease. 1993. Once Bitten, Twice Addressing Repeat Burglaries.” In C.S. Brito and Bitten: Repeat Victimization and Its Implications for T. Allen (eds.), Problem-Oriented Policing: Crime- Crime Prevention (vol. 46). London: Her Majesty’s Specific Problems, Critical Issues and Making POP Stationery Office. Work (vol. 2, pp. 3–28). Washington, DC: Police Executive Research Forum. Harcourt, B.E. 1998. “Reflecting on the Subject: A Critique of the Social Influence Conception of Taylor, R.B. 1997. “Social Order and Disorder of Street Deterrence, the Broken Windows Theory and Order Blocks and Neighborhoods: Ecology, Microecology Maintenance Policing New York Style.” University and the Systematic Model of Social Disorganization.” Michigan Law Review, 97, 291–389. Journal of Research in Crime and Delinquency, 34(1), 113–155. Harries, K. 1999. Mapping Crime: Principle and Practice. Washington, DC: U.S. Department of Justice, National Institute of Justice. 13
SPECIAL REPORT / AUG. 05 Taylor, R.B. 2000. Breaking Away from Broken Uchida (eds.), Drugs and Crime: Evaluating Public Windows: Baltimore Neighborhoods and the Policy Initiatives. Thousand Oaks, CA: Sage Nationwide Fight Against Crime, Grime, Fear, and Publications. Decline. Boulder, CO: Westview Press. Weisburd, D., and L. Green. 1995. “Policing Drug Hot Taylor, R.B., S.D. Gottfredson, and S. Brower. 1984. Spots: The Jersey City Drug Market Analysis “Block Crime and Fear: Defensible Space, Local Experiment.” Justice Quarterly, 12(4), 711–736. Social Ties, and Territorial Functioning.” Journal of Research in Crime and Delinquency, 21, 303–31. Wilson, J.Q., and G.L. Kelling. 1982. “Broken Windows: The Police and Neighborhood Safety.” Weisburd, D., and L. Green. 1994. “Defining the Atlantic Monthly, March, 29–38. Street Level Drug Market.” In D.L. MacKenzie and C. 14
Chapter 2. Methods and Techniques for Understanding Crime Hot Spots Spencer Chainey, Jill Dando Institute of Crime Science, University College London This chapter presents a number of meth these points will be aggregated to small ods and techniques to understand and area geographies such as beats or census describe patterns of hot spots in crime blocks to demonstrate the applicability of data. It explains the advantages and disad certain techniques. The methods dis vantages of certain techniques, focusing cussed and tested on these data are per on methods that are easy to understand fectly applicable to analysts’ own data. and practical to apply. Four data sets are used to test the methods. The results help evaluate how the methods improve under Preliminary global standing of crime patterns. This chapter does not attempt to find the optimal statistical tests method. Rather, it presents a procedure A number of simple-to-use global statisti for applying a number of complementary cal tests can be used to help analysts methods that can help analysts under understand general patterns in the crime stand hot spots in the data. data presented here. These tests include— The four data sets are from the London Metropolitan Police Force’s Crime Report ■ Mean center. Information System for Hackney Borough Police for the period June 1999 through ■ Standard deviation distance. August 1999. This chapter contains tests ■ Standard deviation ellipse. developed and conducted to help analysts understand hot spots in representative ■ Tests for clustering. samples of crime data sets of— ■ All crime (9,972 records) and three Mean center subsets. The mean center point can be used as a ■ Street robbery (588 records). relative measure to compare spatial distri butions between different crime types or ■ Residential burglary (1,068 records). against the same crime type for different periods of time (i.e., for measuring spatial ■ Vehicle crime (1,747 records). shifts in the same crime type). For exam ple, exhibit 1 shows the mean center The geographic area for these data is points for all crime, street robbery, resi insignificant to explain the different meth dential burglary, and vehicle crime. The all- ods for trying to understand crime hot crime mean center can be used as a spots. The data should be treated merely control to compare against crime type as point events of crime within a geo subsets. Residential burglary has a mean graphical boundary area. In some cases, center that is more north than all crime 15
SPECIAL REPORT / AUG. 05 and the two other crime subsets. The tance, the more dispersed are the crime mean center for vehicle crime is the far data. These results show that vehicle thest south of all the crime types, and crime is the most dispersed; robbery is street robbery is nearly as far north as that the least. for residential burglary but slightly farther west. These mean centers can be used to Standard deviation ellipses generally indicate that residential burglary and robbery offenses show a greater ten Levels of dispersion also can be presented dency to occur in the northern part of the using standard deviation ellipses. The size borough and that vehicle crime affects the and shape of the ellipse help explain the southern areas of the borough more. degree of dispersion, and its alignment helps to explain the crime type’s orienta tion. Exhibit 3 shows standard deviation Standard deviation distance ellipses for the four crime types. The sub Measures of standard deviation distance tle differences between the ellipses help help explain the level and alignment of dis describe the relative differences in disper persion in the crime data. These statistics sion and alignment of the four crime are best used as relative measures, com types’ patterns. The ellipse with the small paring crime types against each other or est area (robbery) is the least dispersed of the same crime types for different periods the crime types. The position of the rob of time. Exhibit 2 shows the standard devi bery ellipse farther north of all crime and ation distances for the four crime types. vehicle crime, but slightly farther south of The greater the standard deviation dis the residential burglary ellipse, reflects its Exhibit 1. Mean center points for the four crime categories All crime Street robbery Residential burglary Vehicle crime Borough boundary 16
MAPPING CRIME: UNDERSTANDING HOT SPOTS assume that crime distributions are clus Exhibit 2. Standard deviation distance results for tered, and whether clusters exist or not, the four crime categories some can be identified from random crime Standard deviation distance distributions. Testing for clustering is the Crime type (meters) first step in revealing whether data has hot spots of crime. All crime 1,807.94 Robbery 1,749.94 Several approaches can be applied to test for clustering in crime distributions. Most Residential burglary 1,806.28 methods incorporate the basic principles Vehicle crime 1,820.85 of hypothesis testing and classical statis tics, in which the initial assumption is that the crime distribution is one of complete mean center. Its north-west, south-east spatial randomness (CSR). By setting the orientation also helps to describe the gen CSR assumption as the null hypothesis, eral direction toward which robbery crimes the crime distribution can be compared have a tendency to be patterned. against a set significance level to accept or reject the null hypothesis. Some tests for clustering are the nearest neighbor index Tests for clustering and the spatial auto correlation tests. The fourth and probably most useful of the preliminary global statistics are those that Nearest neighbor index (NNI). The NNI test for clustering. Crime analysts often is a simple and quick method to test for Exhibit 3. Standard deviation ellipses for the four crime categories All crime Robbery Residential burglary Vehicle crime 17
SPECIAL REPORT / AUG. 05 evidence of clustering. The NNI test com The results also show the differences pares the actual distribution of crime data between the NNI results for a minimum against a data set of the same sample bounding rectangle area and the actual size, with random distribution. It can be catchment area of the crime points. When applied when the user has access to data the actual catchment area is known or can in which each point relates to individual easily be calculated, it should be used in crime events (irrespective of whether the calculation of the NNI. If the area is some of these events are mapped on top not known, a minimum bounding rectan of each other at exactly the same loca gle around the crime distribution often is tion). The NNI method is explained in the used to calculate the area representing following steps: the crime data’s catchment zone. ■ For each point, calculate the distance to However, minimum bounding rectangle the nearest neighbor point. areas used for NNI tests often can create misleading results for describing point dis ■ Sum the nearest neighbor distance for tributions. To test and show evidence of all points and divide by the number of this, analysts purposely designed a regular points in the data. This value is the distribution of points and applied three dif observed average nearest neighbor ferent types of bounding areas: minimum distance. bounding rectangle, bounding convex hull, and true boundary area. After applying NNI ■ Create a random distribution of the tests, the bounding convex hull method same number of crime points covering and true boundary area revealed similar the same geographic area, and for each results, correctly describing the point point calculate the distance to each nearest neighbor point. ■ Exhibit 4. Nearest neighbor analysis results for the Calculate the sum of the nearest neigh four crime data sets bor distances for all these randomly distributed points and divide by the Crime type and number of points in the data. This value bounding area* NNI Z-score is the average random nearest neighbor All crime distance. Bounding rectangle area 0.32 –129.11 ■ The NNI is then the ratio of the True boundary area 0.46 –103.14 observed average nearest neighbor dis Robbery tance against the average random near est neighbor distance. Bounding rectangle area 0.59 –19.14 True boundary area 0.80 –9.20 If the result generated from the NNI test is Residential burglary 1, then the crime data are randomly dis tributed. If the NNI result is less than 1, Bounding rectangle area 0.57 –27.14 then the crime data show evidence of True boundary area 0.74 –16.46 clustering. An NNI result that is greater Vehicle crime than 1 reveals evidence of a uniform pat Bounding rectangle area 0.52 –38.73 tern in crime data. True boundary area 0.72 –22.16 Exhibit 4 shows the NNI results for the four crime data sets. All four sets show *Crime distribution is clustered for all areas. evidence of clustering in their distribution. 18
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