In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

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In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
In-air spectral signatures of the
                Baltic Sea macrophytes and their
                statistical separability

                Jonne Kotta
                Kalle Remm
                Ele Vahtmäe
                Tiit Kutser
                Helen Orav-Kotta

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In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
In-air spectral signatures of the Baltic Sea
                                             macrophytes and their statistical separability

                                           Jonne Kotta,a,* Kalle Remm,b Ele Vahtmäe,a Tiit Kutser,a and
                                                                 Helen Orav-Kottaa
                                      a
                                          University of Tartu, Estonian Marine Institute, Mäealuse 14, 12618 Tallinn, Estonia
                                            b
                                             University of Tartu, Institute of Ecology and Earth Sciences, Vanemuise 46,
                                                                          51014 Tartu, Estonia

                                 Abstract. Many macroalgal species potentially have distinctive spectral signatures detectable
                                 using remote sensing. In order to map the spatial distribution of these species, their spectral
                                 properties have to be quantified and statistical differences between species need to be assessed.
                                 In the present study, we collected a spectral library of the key benthic macrophyte species in the
                                 Baltic Sea area and presented the methodology that allows quantifying statistical differences
                                 between their reflectance spectra. The results indicate that three broad groups of algae—
                                 green, brown, and red algae—can be separated based on their optical signatures. In general,
                                 the between-species differences are too small to allow easy recognition of benthic algae
                                 based on their untransformed reflectance spectra. However, the distinctness of the studied spe-
                                 cies and taxa improves if standardized reflectance values are used. The best indicative spectral
                                 range was at 530 to 570 nm for the separation of species and of larger taxonomic units. © The
                                 Authors. Published by SPIE under a Creative Commons Attribution 3.0 Unported License. Distribution or
                                 reproduction of this work in whole or in part requires full attribution of the original publication, including
                                 its DOI. [DOI: 10.1117/1.JRS.8.083634]
                                 Keywords: Baltic Sea; benthic habitat mapping; benthic macrophytes; spectral library.
                                 Paper 13503 received Dec. 3, 2013; revised manuscript received Apr. 8, 2014; accepted for pub-
                                 lication Apr. 14, 2014; published online May 9, 2014.

                                 1 Introduction
                                 Marine macrophyte communities have high ecological and economic importance. They form
                                 extensive habitats in near-coastal zones and are among the most productive habitats worldwide.
                                 Consequently, they provide a range of ecological functions, such as protecting coastlines, sta-
                                 bilizing sediments, attenuating waves, filtering land-derived nutrients, and binding carbon,
                                 just to name a few. Nowadays, the patterns of species composition of marine macrophytes
                                 are used to assess the state of coastal marine environments in sensu according to the EU
                                 Water Framework Directive and the EU Marine Strategy Framework Directive. Although the
                                 Marine Strategy Framework Directive require a seamless quantification of the cover of macro-
                                 phyte beds over a range of seascapes, to date, the vast majority of studies have been performed on
                                 limited spatial scales, i.e., the size of sampling units remained small and vast areas between
                                 grains were left unstudied.1,2 Therefore, there is a strong need for methods that allow collecting
                                 qualitative and quantitative information about these shallow-water benthic habitats over large
                                 sea areas.
                                     The use of remote sensing for improving ecological understanding, monitoring, and man-
                                 aging of marine coastal areas has certain advantages: the method permits synoptic mapping of
                                 large areas, allows mapping of inaccessible zones, and is often more cost-effective than conven-
                                 tional methods, e.g., diving and grab sampling.3,4 Many macrophyte species potentially have
                                 distinctive spectral signatures detectable using remote sensing. In order to map the spatial dis-
                                 tribution of these species, their spectral properties have to be quantified.

                                 *Address all correspondence to: Jonne Kotta, E-mail: jonne@sea.ee

                                 Journal of Applied Remote Sensing                         083634-1                               Vol. 8, 2014

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In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                     A basic assumption of mapping by remote sensing is that the features of interest in an image
                                 reflect or emit light energy in different and often unique ways.5 Thus, only the spectrally different
                                 features can be mapped. The spectral signatures of submerged benthic vegetation are principally
                                 determined by their pigment composition. Earlier studies have demonstrated spectral dissimi-
                                 larities between the three major groups of macroalgae—the green, brown, and red algae.6–9 All
                                 these macroalgae contain chlorophyll a, but differ in the presence of other chlorophylls and
                                 accessory pigments, such as carotenoids (carotenes, xanthophylls) and phycobilins (phycocya-
                                 nin, phycoerythrin).10 Nevertheless, it is also plausible that within these broad taxonomic groups,
                                 many macroalgal species have unique pigment combinations.
                                     Spectral signatures are one of the most promising features of coastal aquatic systems that can
                                 be exploited for both science and management applications of remote sensing.11–13 In such a
                                 spectral library approach, remote sensing reflectance spectra (Rrs) of individual pixels in the
                                 images are compared to measured/simulated Rrs spectra.12,14 Creating a modeled spectral library
                                 requires measured values of bottom reflectance and data about inherent optical water proper-
                                 ties.14 The advantages of spectral library approach are that there is no need of extensive
                                 field surveys12 when the optical properties of benthic habitats are determined and possible vari-
                                 ability in optical water properties can be estimated. There is no need to collect in situ data simul-
                                 taneously at the time of image acquisition; it is easy to apply the methodology on data from
                                 different sensors as the spectral library can be recalculated for spectral bands of each sensor.
                                 There is also no need of depth data as the method resolves both depth and benthic habitat
                                 type information simultaneously. However, high-quality atmospheric correction is required to
                                 classify a remote sensing image using a modeled spectral library.
                                     The spectral library approach requires a quantification of the range of signatures expected for
                                 any species under natural conditions.14–17 In nature, however, there exists a considerable varia-
                                 tion in pigment composition and quantity among broad taxonomic groups and even within spe-
                                 cies. For example, the brown algae may range in color from beige to almost black.18 Such
                                 differences may be related to species-specific character of pigment composition but also induced
                                 by environmental factors, such as light, nutrients, and water flow.10 Moreover, the overall spec-
                                 tral appearance of an alga cannot necessarily be inferred based only on the knowledge of the
                                 pigments present. The morphology, thickness of thalli, and cellular architecture affect the rela-
                                 tionship between pigment densities and absorption spectra19–21 and, consequently, affect the for-
                                 mation of reflectance spectrum. At the other extreme, however, some authors have questioned
                                 whether spectral signatures of individual plants are unique at all.15 This plethora of diversity
                                 makes it very challenging to establish the typical ranges of reflectance spectra of macrophyte
                                 species and assess significant differences among groups. To date, spectral signatures of the eco-
                                 logical end-members have been published for some corals, macroalgae, and seagrasses.9,18,22,23–25
                                 Nevertheless, these studies mainly concentrated on species growing in ocean waters. Moreover,
                                 very few did account for the variability of spectral signal within and between species (e.g.,
                                 Ref. 22). To assess a potential of remote sensing methods for monitoring macrophyte beds, how-
                                 ever, ranges of spectral signal of macrophyte need to be quantified, and spectral regions that
                                 consistently allow discrimination of species or taxa need to be defined.
                                     The development of tools that allow distinguishing the reflectance spectra of different species
                                 is often complicated by nonstandardness. Such variability largely degrades the performance of
                                 any image processing tool. Standardizing may refer to many types of ratios, but usually this is
                                 done by subtracting the mean of the particular spectrum from the raw reflectance values and
                                 dividing by the standard deviation of the same raw reflectance values. Usually standardization
                                 refers to a preprocessing step that aims to improve reflectance constancy by realigning intensity
                                 distributions of images. However, a standardization algorithm can as well be applied for reflec-
                                 tance spectra, i.e., instead of preprocessing pixels of images, reflectance values at different wave-
                                 lengths are corrected by the properties of spectral signature over the whole spectral range.
                                     Based on the above, the objectives of this study were (1) to quantify the spectral properties
                                 and variability of the key benthic macrophyte species in the Baltic Sea area; (2) to demonstrate a
                                 methodology that allows quantification of statistical differences between the reflectance spectra
                                 of macrophyte species and broad taxa by utilizing both nonstandardized and standardized spec-
                                 tra; and (3) to define which spectral regions contribute most to the observed statistical
                                 differences.

                                 Journal of Applied Remote Sensing                    083634-2                                      Vol. 8, 2014

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In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 2 Material and Methods

                                 2.1 Study Area
                                 The Baltic Sea is an intracontinental shallow marine environment under a strong influence of
                                 human activities and terrestrial material. Large discharge from rivers, limited exchange with
                                 marine waters of the North Sea, and extensive shallow areas significantly influence the optical
                                 properties of the Baltic Sea.26
                                     The Baltic Sea hosts all three main groups of macroalgae (green, brown, and red macroalgae)
                                 as well as higher plants. In this study, an array of macroalgae and higher plant species were
                                 collected from the Estonian and Swedish waters (Fig. 1). The Vilsandi National Park is located
                                 in the western coast of Saaremaa Island and it encompasses ∼160 islands and islets of different
                                 sizes. Most of the area is
In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                                      Fig. 2 Still photographs of the studied macrophyte species.

                                 possible during in situ measurements as the water depth, where the measurements have to be
                                 carried out, varies between a few centimeters to ∼10 m in the Baltic Sea. Therefore, obtaining
                                 the true reflectance of different algae and plants without any impact of water column by means of
                                 in situ measurements is practically impossible. Nevertheless, unlike terrestrial vegetation,30,31
                                 leaf orientation and canopy geometry are not coupled with the reflectance spectra of aquatic
                                 vegetation. Such specific characteristic of macrophytes is an unavoidable consequence of the
                                 evergoing mobility of aquatic organisms under the wave exposure. Our long experience in carry-
                                 ing out reflectance measurements in shallow waters suggests that differences in the geometry of
                                 canopy do not practically change reflectance spectra, and variation in the canopy properties only
                                 marginally contributes to the absolute reflectance values. These changes are likely smaller than
                                 the potential uncertainties due to unrecorded distance between the sample and the sensor. Our
                                 pilot study also indicated that only slight changes in true reflectance are expected if the macro-
                                 phytes are removed from water (Fig. 3).
                                     Due to the above-mentioned considerations, macrophytes were taken out from the water,
                                 placed on a black plastic bag as piles, and then their reflectance spectra were immediately mea-
                                 sured with Ramses hyperspectral radiometers, built by TriOS GmbH (Germany). The macro-
                                 phytes were kept wet during the measurements. The plastic was mainly used to minimize
                                 signal from the adjacent environment. However, the measurements were done in a way that
                                 no plastic was seen by the sensor. Five to ten individual spectra were measured for each speci-
                                 men. The measurements were performed over the entire plants and not only over the blades of the
                                 plants in order to cover possible spectral variability within each specimen. Measurements were
                                 conducted in the visible and near-infrared range of the spectrum (350 to 900 nm) with ∼3-nm
                                 spectral interval. Downwelling light was measured by irradiance sensor and upwelling light by
                                 radiance sensor above the sample. In most cases, we used a standard Trios cage while some
                                 measurements were carried out holding upwelling radiance sensor by hand. This was needed
                                 in order to be able to measure reflectance of different parts of specimens that had more complex
                                 canopy structure and visible differences between different parts of the canopy (for example, in
                                 the case of Fucus vesiculosus). In order to determine the reflectance spectra of each sample, the
                                 upwelling radiance (Lu) was divided by the downwelling irradiance (Ed).

                                 Journal of Applied Remote Sensing                    083634-4                                      Vol. 8, 2014

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In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 Fig. 3 A comparison of raw (a, b) and standardized spectra (c, d) of Fucus vesiculosus (a, c) and
                                 Pilayella littoralis (b, d) in water and in air. The standardization was done by subtracting the mean
                                 of the particular spectrum from the raw reflectance values and dividing by the standard deviation of
                                 the same spectrum.

                                 2.3 Statistical Methods
                                 Five to 10 reflectance spectra were measured of each individual specimen. Up to six different
                                 specimens were sampled from each species (Table 1). The individual spectra were averaged to
                                 get a reflectance spectrum representing each individual. Then all individual spectra were sep-
                                 arately standardized by subtracting the mean of values at all measured wavelengths in the same
                                 spectral signature from the averaged individual spectral values and dividing the difference by the

                                 Table 1 The number of specimen and the total number of spectra measured for each plant
                                 species.

                                 Broad taxa                           Species                       Number of specimens             Total spectra

                                 Brown algae                       Chorda filum                                 1                        10

                                 Brown algae               Dictyosiphon foeniculaceus                           1                        10

                                 Brown algae                    Fucus vesiculosus                               5                        45

                                 Brown algae                     Pilayella littoralis                           3                        30

                                 Green algae                      Chara aspera                                  6                        40

                                 Green algae                  Cladophora glomerata                              4                        30

                                 Green algae                  Monostroma balticum                               1                        10

                                 Green algae                     Ulva intestinalis                              2                        15

                                 Higher plants               Myriophyllum spicatum                              2                        15

                                 Higher plants              Potamogeton pectinatus                              2                        15

                                 Higher plants                 Zannihellia palustris                            1                        10

                                 Red algae                    Ceramium tenuicorne                               4                        40

                                 Red algae                    Furcellaria lumbricalis                           1                        10

                                 Red algae                    Polysiphonia fucoides                             1                        10

                                 Journal of Applied Remote Sensing                      083634-5                                    Vol. 8, 2014

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In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability
Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 standard deviation of values in the same spectral signature. Standardization is a common pro-
                                 cedure in data processing aimed to make distributions of values comparable. The distribution, in
                                 this case, is formed by reflectance values at different wavelengths. The reflectance values were
                                 standardized separately for each plant individual. The mean value of standardized spectra is
                                 equal to zero, and the standardized reflectance intensity is presented in terms of standard devia-
                                 tions of the raw values. Thus, standardization of reflectance values emphasizes the relative
                                 differences in spectral variability. It is important to stress that we did not transform an image
                                 of plants but the averaged spectral signature of a macrophyte individual.
                                     A perfect discrimination between categories can easily be obtained from small samples even
                                 by chance. Therefore, the overall distinction significance between multiple groups was tested by
                                 the Kruskal-Wallis test and pairwise difference of the broader taxa by the two-tailed Mann-
                                 Whitney U test;32,33 both using an online calculator.34 The Kruskal-Wallis test is a nonparametric
                                 equivalent of the one-way analysis of variance for testing independence of more than two sam-
                                 ples. It was applied on the broad taxonomic units (red, brown, and green algae and higher plants)
                                 as well as on the species level, separately for every spectral interval using raw and standardized
                                 spectral values. The U test is designed for comparison of the median values from two samples.
                                     Both the Kruskal-Wallis test and U test assess a statistical significance of the difference
                                 between the groups—how likely is it that the groups of values are merely random samples
                                 from the same distribution. These statistical tests do not measure how clear or fuzzy the boun-
                                 daries between distributions of values are, and where is the best-separating distinction line
                                 between the groups. Therefore, for spectral regions where the samples of taxonomic groups
                                 were different at p < 0.05, the optimal separating boundary between the taxa was calculated
                                 using a simple iterative search relying on the Hanssen-Kuipers Skill Score—also called True
                                 Skill Statistic (TSS)—as the objective function.35 The TSS value is calculated as the proportion
                                 of true results in one category (T1) plus proportion of true results in the other category (T2)
                                 minus one.

                                                                               TSS ¼ T1 þ T2 − 1:

                                     The range of possible TSS values is þ1: : : − 1, zero being the expected value in case of
                                 random decisions. The TSS is favorable as it does not depend on the proportion of categories.36,37
                                     In order to find reflectance values, which enable separating plant taxa with a minimum pro-
                                 portion of false results, an iterative search algorithm was designed. As the first step, median
                                 values of the samples are calculated according to this algorithm. The algorithm is applicable
                                 for any two sets of values. In this application, a sample is formed by reflectance values of a
                                 certain wavelength measured from objects of one macrophyte taxon, and the other sample
                                 includes reflectance values of the same wavelength measured from objects of another macro-
                                 phyte taxon.
                                     Then, the optimal boundary location is searched between the medians by placing a tentative
                                 boundary at the midpoint between a value from one sample and a value from the other sample.
                                 Then true and false recognition results are counted separately for both samples given this boun-
                                 dary location imposed upon the data. The optimal boundary location is where the mean pro-
                                 portion of false classification results in both categories is minimal. Such an exhaustive
                                 robust search does not depend on the distribution of values in samples and yields optimal results
                                 also in case of strongly asymmetrical distribution of values in one of the samples.
                                     Pseudocode of the boundary search algorithm is as follows. The full code is freely available
                                 from the above-mentioned online calculator.
                                      1. Sort both samples in ascending order of values.
                                      2. If the first value of one sample is larger than the last of the other, then the optimal boun-
                                         dary is in the middle between these extreme values.
                                      3. Else place tentative boundary between values that are less than the larger median (in one
                                         sample) and larger than the smaller median (in the other sample).
                                      4. Calculate TSS in every pair.
                                      5. Final boundary is where the TSS is the largest.
                                      6. Output values for the optimal boundary and TSS if this boundary value is applied.

                                 Journal of Applied Remote Sensing                    083634-6                                      Vol. 8, 2014

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Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                     Classification tree model for separating the four broader taxa according to our data was con-
                                 structed using Statsoft Statistica Standard classification and regression trees (CART) module.32

                                 3 Results
                                 Among green macroalgae, Ulva intestinalis was the brightest species with the highest reflectance
                                 values. Ulva was followed by Monostroma balticum, Cladophora glomerata, and Chara spp.
                                 All green algal species showed a broad reflectance peak centered at 550 nm and reflectance
                                 trough around 675 nm, which corresponds to the chlorophyll absorption peak [Fig. 4(a)].
                                 Brown algal species had consistent shape in their reflectance spectra, i.e., reflectance peaks
                                 at 600 and 650 nm and a shoulder at 580 m; however, the absolute reflectance values varied
                                 among species. Dictyosiphon foeniculaceus showed the highest reflectance, reaching 4.5%
                                 in the visible part of the spectrum. The reflectance values of dark brown Fucus vesiculosus
                                 reached only 1% in the visible part of the spectrum. Red algae had two clear reflectance
                                 peaks at 600 and 650 nm. Furcellaria lumbricalis was darker than Ceramium tenuicorne

                                 Fig. 4 The reflectance values of the studied plant individuals: (a) raw data and (b) standardized
                                 data.

                                 Journal of Applied Remote Sensing                    083634-7                                      Vol. 8, 2014

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Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 Fig. 5 Statistical significance (p) according to the Kruskal-Wallis test of the difference in reflec-
                                 tance values between the studied groups of plant individuals. Solid lines refer to raw signatures
                                 and broken lines to standardized signatures.

                                 and Polysiphonia fucoides, showing the lowest reflectance value throughout the entire spectrum
                                 of the red algae. Higher plant species had no specific spectral features of raw reflectances but a
                                 high reflectivity over a broad wavelength range (550 to 640 nm). However, a standardization of
                                 the reflectance spectra resulted in relative high reflectances at 675 nm.
                                     The raw reflectance spectra of plant individuals were largely overlapping and did not enable a
                                 reliable distinction of species and larger taxonomic groups [Fig. 4(a)]. The standardization led to
                                 considerable improvement, first of all in the distinctness of green algae compared to the group of
                                 brown and red algae [Fig. 4(b)]. The green algae had higher standardized reflectance values in
                                 the spectral range of 510 to 582 nm, which corresponds approximately to the visible green light.
                                 In most other spectral regions, the reflectance of red and brown algae exceeded the values of
                                 green algae (recall that the mean of a standardized sample is always equal to zero).
                                     The results of Kruskal-Wallis tests also indicated that difference in the distribution of stand-
                                 ardized reflectance values of a particular spectral interval between broad taxonomic groups is
                                 statistically significant (p < 0.05) in most spectral intervals, while the raw values differ signifi-
                                 cantly only within a narrow spectral range between 530 and 580 nm. The best indicative spectral
                                 range was observed between 530 and 570 nm if both species and larger taxonomic units were
                                 considered. In general, difference between broad taxa was more significant than that of the stud-
                                 ied species (Fig. 5).
                                     Statistically significant, i.e., reliably not random, distinction between the major taxonomic
                                 groups in our data is possible at certain spectral ranges only (Fig. 6). Distinction values in stand-
                                 ardized reflectance spectra were found even for the generally similar red and brown algae.
                                 According to our sample, a classification result, which is significantly better than expected
                                 from random decisions, is possible at 558 to 582 nm. On average, the wavelength intervals
                                 at 470 to 492, 520 to 582, 646 to 658, and 670 to 680 seem to be most indicative to distinguish
                                 broader taxonomic groups of macrophytes, although the distinction is perfect only in case of
                                 some intervals and between some groups, e.g., green and brown algae at 530 to 560 nm.
                                     Although the differences between distribution spectral values are mostly statistical and not
                                 perfect, there still exist a set of rules enabling perfect separation of broad taxonomic groups in
                                 our sample (Fig. 7). Variability outside the study sample is expected to be much larger.

                                 4 Discussion
                                 The current paper is the first comprehensive investigation on the measured reflectance spectra of
                                 the key macrophyte species in the Baltic Sea. These spectra can now serve as key inputs to the
                                 spectral library approach in order to map the spatial and temporal patterns of coastal macrove-
                                 getation in the Baltic Sea range. Although the measurements showed some clear-cut differences
                                 between some macrophyte species, many species had still very similar reflectance values.
                                     We also demonstrate a methodology that allows a statistically significant separation of spec-
                                 tral signatures of different macrophyte species and broader taxonomic groups. In remote sensing,

                                 Journal of Applied Remote Sensing                    083634-8                                      Vol. 8, 2014

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Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 Fig. 6 Statistically significant distinction lines (thick black line) between the standardized signa-
                                 tures of broad taxonomic units of benthic macrophytes (above) and the true skill statistic (TSS)
                                 (below) when imposing the distinction values upon the studied sample. TSS ¼ 1 means perfect
                                 distinction in the study sample. Distinction line is depicted in spectral regions where the classes
                                 differ significantly according to the U-test.

                                 Fig. 7 Classification tree for separating broad taxonomic units of benthic macrophytes using
                                 standardized spectral values. Bold numbers mark wavelength in nanometers, and critical values
                                 for decisions are in italics.

                                 Journal of Applied Remote Sensing                    083634-9                                      Vol. 8, 2014

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Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 a spectrum of macrophyte species is often defined as a static object, i.e., the values are averaged
                                 over space and time.23–25 However, in nature, there exists a considerable variation in the com-
                                 position and quantity of pigments within species induced by seasonality in light conditions,
                                 nutrient availability, exposure to waves, just to name a few (e.g., Ref. 4). Thus, it becomes
                                 rewarding and ecologically meaningful to quantify spatiotemporal variability in reflectance
                                 within species/taxa and then seek statistical options for species separation taking into account
                                 all this natural variability.
                                     Our analyses showed that the shapes of reflectance spectra of red, green, and brown macro-
                                 algae were consistent within each group due to the presence of characteristic pigments,8,25 and
                                 the separation of these broad groups of algae by a shape of their reflectance spectra was possible.
                                 Specifically, green algae had high reflectance in the green part of the spectrum from 500 to
                                 650 nm with the highest reflectance centered at 550 nm. Characteristic green algal pigments—
                                 chlorophyll a, chlorophyll b, and β-carotene—absorb strongly in the blue and red part of the
                                 spectrum. The presence of those absorbing pigments provokes low values in the bands from 400
                                 to 500 nm as well as from 650 to 680 nm. Chlorophyll a has absorption peaks at ∼435 and
                                 675 nm,38 chlorophyll b absorbs at ∼480 and 650 nm (Ref. 27), and β-carotene at ∼425,
                                 451, and 483 nm.39,40
                                     The brown and red macroalgae had distinctly different signatures from one another and from
                                 the green algae. Once again, a distinct absorption maximum near 675 nm is conditioned by
                                 chlorophyll a absorption. Compared to green algae, the maximum reflectance values for
                                 brown macroalgae were located at the 570- to 650-nm wavelengths. Brown algae showed
                                 enhanced absorption at the 500- to 550-nm spectral region due to fucoxanthin absorption.41
                                 Another characteristic pigment for brown algae is chlorophyll c, which absorbs around 460
                                 and 633 nm.28 The shape of the brown algae reflectance spectra is analogous to other
                                 brown algae and many corals (containing symbiotic brown algae) measured in different
                                 parts of the world.17,25 The brown algae in the Baltic Sea showed broad reflectance peaks at
                                 570, 600, and 650 nm corresponding to previous measurements in the world seas.6,7,9,12,42
                                     Red algae were discernible from other algal groups by the presence of a dip in reflectance at
                                 570 nm.10 In addition to chlorophyll a and carotenoids, the characteristic pigment in red algae is
                                 phycoerythrin.38 Characteristic chlorophyll a absorption maxima were seen at 435 and 675 nm
                                 just as in case of green and brown macroalgae. Low reflectance values appearing in shorter
                                 wavelengths from 400 to 500 nm were conditioned by pigments β-carotene and α-carotene.43
                                 Phycoerythrin absorbs strongly in the middle of the visible spectrum with absorption peaks near
                                 495, 540, and 565 nm, depressing reflectance values in the green part of the spectrum and is,
                                 thus, almost complementary to chlorophyll in its absorption.38 The presence of chlorophyll c was
                                 also detectable by a small shoulder near 630 nm.43 The red algae had a common double-peak
                                 pattern around 600 and 650 nm in their reflectance spectra, all this resembling the studies per-
                                 formed in other parts of the world.6,7,12,42
                                     When raw reflectance values were considered, the variability within each broad taxonomic
                                 group was large and a statistical separation even among the broad macrophyte taxa was dif-
                                 ficult. This is because the shapes of reflectance spectra of macrophyte species and taxa highly
                                 resemble each other due to the similar pigment content and overlapping absorption features of
                                 biochemical constituents. Standardized spectra partly resolved the issue; however, the sepa-
                                 ration of species still posed a great challenge. Nevertheless, a standardization of reflectance
                                 spectra was useful as it reduced noise due to natural variability of the pigment composition of
                                 macrophytes.
                                     Statistical discrimination models used in image preprocessing (both parametric and nonpara-
                                 metric) need many samples in order to be trained and evaluated. However, the collection of large
                                 numbers of samples is not normally feasible, and thereby, the traditional image-based analyses
                                 do not yield to accurate discrimination models. On the other hand, the spectral library approach
                                 requires much smaller data sets and, in case of availability of high-quality atmospheric correc-
                                 tion, the method allows an efficient mapping of benthic macrophyte communities over a large
                                 spatiotemporal range. Nevertheless, the existing spectral libraries often consist of averaged
                                 reflectance values, ignoring spectral variability among individual and taxa. In order to quantify
                                 ranges of variability, however, more empirical data are needed. Instead of providing just average
                                 species-specific reflectances, the raw values (i.e., separate measurements of each individual) are

                                 Journal of Applied Remote Sensing                    083634-10                                     Vol. 8, 2014

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Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 of utmost importance. When such information is available, it becomes rewarding to seek the
                                 optimal separating boundary between the taxa based on their statistical separation. Then,
                                 this information is used to define a set of rules enabling perfect separation of the studied
                                 taxa. Those rules represent the distinct parts of reflectance spectra where the overlap between
                                 the taxa is statistically the smallest.
                                     In the proposed method, the original observed spectra are standardized by subtracting the
                                 mean of the spectral signature from spectral values and dividing the result by the standard
                                 deviation of values within the spectrum of a plant individual. Then, the TSS is applied as a
                                 decision basis to find the optimal separating boundary between the taxa, assuming that the
                                 best separating boundary between the taxa should be between medians of the values of one
                                 and another sample. The boundary can separate two samples either perfectly or statistically.
                                 The statistical separation can be significant or nonsignificant according to a chance of Type
                                 1 statistical error bound with the analysis.
                                     Unfortunately, the optimal boundaries between all possible pairs of taxa are not easy to be
                                 used for determination of a taxon from a remote sensing data. For recognition of categories, we
                                 need rules on how to use similarity, separating values, or any other decision criteria. The option
                                 to use similarity-based or case-based reasoning is effective, first of all, if the cases are compli-
                                 cated, the number of variables is large, different types of variables are included, and the number
                                 of cases is enormous and continuously increasing.44,45 For the present simpler case, we preferred
                                 building a hierarchical set of rules as a CART model for recognizing the taxa from remote sens-
                                 ing spectra. Such a classification tree enabled a perfect separation of the broad taxa in our data.
                                 The CART algorithm has been widely used to obtain an adequate set of rules allowing the sep-
                                 aration of various end-members.46,47 Similarly, in our study, we extracted the most rewarding
                                 features for the discrimination of the studied macrophyte taxa. The key idea behind the method is
                                 that it is difficult to separate taxa by relying only on one classifier computed at a single wave-
                                 length. In addition, the CART analysis reduces the number of statistically significant bands
                                 selected by the Kruskal-Wallis test and by the Mann-Whitney U test to fewer bands that
                                 could optimally discriminate the macrophyte taxa under concern. It is still useful to preselect
                                 and include only these spectral ranges where the separation between the taxa is significant
                                 according to the statistical tests, since the CART-based methods may be quite sensitive to
                                 data noise.48
                                     We are fully aware that the current database consists of too few estimates at the species
                                 level. Nevertheless, the presented methodology allows establishment of the robust criteria
                                 in order to separate (at least some) macrophyte species in the Baltic Sea range if one
                                 increases the number of macroalgal individuals used in the training data set and if the distinct
                                 spectral features used to draw the borderline among species are maximized. Specifically, with an
                                 increasing number of rules, the probability of discriminating macrophyte species notably
                                 increases. This result encourages further evaluation of the methodology over a larger number
                                 of species.
                                     In simple environments, including the Baltic Sea basin, macrophyte communities consist of
                                 limited numbers of species, and each broad taxon (e.g., green, brown, and red algae) is often
                                 represented by single species.13,49 In such habitats, it is already satisfying to separate only broad
                                 taxonomic groups in order to recapture the spatial distribution of coastal macrophyte commun-
                                 ities. However, in more complex environments where biodiversity is higher and each species is
                                 characterized by a large natural within-species variability in reflectance spectra either due to
                                 genetic variation, seasonal cycles, or environmental conditions,43,50 mapping the macrophyte
                                 communities at the species level may be impossible. To conclude, the potential of the spectral
                                 library approach depends, on one hand, on the representativeness of training data set and, on
                                 another hand, on the habitat complexity and associated biodiversity. The question remains, still,
                                 how to discern species from multispecies assemblages using the spectral library classification
                                 approach. In such complex habitats, macrophytes do not grow as monospecific stand but occur in
                                 mixtures. The mixed assemblages are likely characterized by reflectances that are not necessarily
                                 the sums of the reflectance spectra of individual species. Therefore, we need to evaluate the
                                 validity of spectral standardization in future work by focusing on the reflectance spectra of
                                 mixed assemblages.

                                 Journal of Applied Remote Sensing                    083634-11                                     Vol. 8, 2014

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Kotta et al.: In-air spectral signatures of the Baltic Sea macrophytes and their statistical separability

                                 Acknowledgments
                                 This work was funded by Institutional Research Funding IUT2-16 and IUT02-20 of the Estonian
                                 Research Council, the Estonian Target Financing project SF0180009s11, and the project “The
                                 status of marine biodiversity and its potential futures in the Estonian coastal sea”
                                 No. 3.2.0801.11-0029 of Environmental Protection and Technology Programme of European
                                 Regional Fund. Collection of the data has been carried out in the frame of the EU Interreg
                                 IVA Central Baltic Program project HISPARES and Estonian Science Foundation grant
                                 8576. We are also grateful to Merli Pärnoja, Kaire Kaljurand, Tiia Möller, and Greta Reisalu
                                 for help in field works.

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                                 Jonne Kotta is a lead research scientist at the Estonian Marine Institute. He received his PhD in
                                 biology from the University of Tartu in 2000. He is the author of more than 100 journal papers
                                 and has written over 20 book chapters. He studies structure and functioning of coastal ecosys-
                                 tems. He is the editor of chief in the Estonian Journal of Ecology and an editor of Hydrobiologia
                                 and the Scientific World Journal.

                                 Biographies of the other authors are not available.

                                 Journal of Applied Remote Sensing                    083634-14                                     Vol. 8, 2014

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