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Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
Implementing

                                                                    CLINICAL effectiveness module
the ABC Alcohol
Approach in
Primary Care
To record alcohol intake and provide brief advice and counselling
for patients whose alcohol behaviours may be harmful.
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
Contents
contents

                                                      Introduction.............................................................................................................3

                                                      Clinical Effectiveness Modules...............................................................................3

                                                           1.	Setting the scene.........................................................................................4

                                                           2. 	Discuss: what am I doing now?..................................................................6

                                                           3. 	Understanding the issues - ABC Alcohol Approach...................................7

                                                           4.	Identifying local and national referral services, resources,
                                                               and support...............................................................................................15

                                                           5.	Selecting and implementing an IT tool for introducing
                                                               the ABC Alcohol programme....................................................................17

                                                           6. Professional competencies and training...................................................22

                                                           7. Patient recall and re-screening.................................................................24

                                                           8.	Evaluation..................................................................................................25

                                                           9. Implementing improvements and ongoing support.................................26

                                                           10. Integration with College programmes.......................................................27

                                                           11.	Further information - useful links and resources.......................................28

                                                      Appendices...........................................................................................................29

                                                           A template for practice – based quality improvement activity........................29

                                                           Aiming for Excellence in a quality system.......................................................32

                                                           PDSA Cycles: a method to measure and improve clinical effectiveness.......33

                                                           Clinical effectiveness worksheet.....................................................................34

                                                           ALAC Alcohol - Facts and Effects...................................................................37

                                                      Disclaimer

                                                      While this document has been developed                          The Royal New Zealand College of General
                                                      after consultation with many people and the                     Practitioners owns the copyright in this work
                                                      relevant laws, consideration should be given                    and has exclusive rights in accordance with the
                                                      to the changing nature of the environment and                   Copyright Act 1994. In particular, prior written
                                                      law, and neither the College nor any person                     permission must be obtained from the College
                                                      associated with preparing this document                         for others, including business entities, to:
                                                      accepts responsibility for the results of any                   •     copy the work
                                                      action taken, or not taken by any person as a
                                                      result of anything contained in or omitted from                 •     issue copies of the work, whether by sale
                                                      this publication.                                                     or otherwise

                                                      Published by The Royal New Zealand College of                   •     show the work in public
                                                      General Practitioners, Wellington, New Zealand                  •     make an adaptation of the work
                                                      First published in July 2012                                    as defined in the Copyright Act 1994.
                                                      ©
                                                        The Royal New Zealand College of General
                                                      Practitioners, New Zealand, 2012
                                                      ISBN: 978-0-9864536-8-7

           2   The Royal New Zealand College of General Practitioners
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
Introduction

                                                                                                                                  Introduction
Clinical Effectiveness Modules
Clinical Effectiveness Modules are designed to help
New Zealand General Practice teams improve patient care
and meet their CORNERSTONE® annual requirements for
clinical improvement activity.i

Working through each Module               • help practices undertake the
requires time and reflection by             planning, implementation,
the practice team. The systematic           evaluation and ongoing
approach of the process helps               improvement aspects of the
uncover areas not usually considered        PDSA cycle – a clinical worksheet
in quality improvement activities.          template based on the PDSA
                                            cycle is in Appendix 4.
Modules:
                                          Acknowledgements
• provide a useful approach for
  practice teams undertaking a            The College would like to
  quality improvement activity            acknowledge the contributions
  by describing the process               of the Project Development Group:
  for critically reviewing an area
  of practice and can be applied          Dr Jane Burrell
  by practice teams to any
                                          Dr John McMenamin
  topic of interest, practice or
  organisational activity                 Dr Keri Ratima

• contain evidence, information,          Jane Ayling
  guidance tools and processes
  to encourage learning and               Stella McFarlane
  best-practice improvements
                                          Sue Paton
• encourage teamwork, quality
                                          Kristen Maynard
  improvement, critical thinking and
  considering data, information or        Jeanette McKeogh
  other services that could improve
  effectiveness of care or support a      Mary Nichols
  patient’s journey

• encourage practices to make
  sense of the relationships or
  interactions to support integrated
  working environments and identify
  where linking might improve
  outcomes of care for patients

                                       Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   3
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
1. Setting the scene
1. Setting the scene

                                                                  The burden of alcohol
                                                                  A significant proportion of the disease burden
                                                                  attributable to harmful drinking arises from unintentional
                                                                  and intentional injuries, including those due to road traffic
                                                                  crashes, violence and suicides. Harmful drinking is a major
                                                                  avoidable risk factor for neuropsychiatric disorders and
                                                                  other non-communicable diseases such as cardiovascular
                                                                  diseases, cirrhosis of the liver and various cancers.ii

                                                                  • In New Zealand, it is estimated          • Alcohol is a significant cause
                                                                    that between 600 and 1000                  of avoidable death for Ma-ori;
                                                                    people die each year from                  alcohol-attributable deaths are
                                                                    alcohol-related causes.iii                 responsible for approximately
                                                                                                               8 percent of all deaths among
                                                                  • More than half of alcohol-related          Ma-ori, including 3.9 percent of
                                                                    deaths are due to injuries, one-           deaths among Ma-ori females and
                                                                    quarter to cancer and one-quarter          11.3 percent of deaths among
                                                                    to other chronic diseases.iv               Ma-ori males.vi
                                                                  • Nearly one-fifth of all deaths for
                                                                    males aged between 20 and 24
                                                                    and one-tenth of all deaths for
                                                                    females of the same age are
                                                                    attributable to alcohol use.v

                                                                  Promoting awareness of
                                                                  alcohol behaviours
                                                                  The ‘Ease up on the drink’ campaign provides a platform to
                                                                  start discussion with GPs, nurses and other people working
                                                                  within the alcohol and other drugs (AOD) sector.

                                                                  The advertising campaign effectively       and provides an opening for
                                                                  positions the idea of brief intervention   discussion with patients who may
                                                                  and support into the public domain         have seen the advertisements.

                       4   The Royal New Zealand College of General Practitioners
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
ABC Alcohol Approach

                                                                                                                               1. Setting the scene
– Clinical Effectiveness Module
The Clinical Effectiveness Module toolkit will guide
general practices through the necessary steps to establish
the ABC Alcohol approach within their general practice.
The steps include:

• understanding the issues             Completing the Clinical Effectiveness
                                       Module ABC Alcohol toolkit will
• identifying local resources,         qualify participating general practices
  organisations, supports and          for CORNERSTONE® practice
  practitioners for case referral      accreditation pointsvi and participating
                                       general practitioners can also obtain
• selecting and implementing
                                       individual recertification (CPD) points.
  an IT tool

• professional competencies
  and training

• evaluation.

                                    Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   5
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
2. Discuss: what am
2. Discuss: what am I doing now?

                                                                                 I doing now?

                                                                              Practices wishing to implement this Clinical Effectiveness
                                                                              Module should undertake a clinical audit to understand
                                                                              their current management of patient alcohol status and
                                                                              drinking behaviours.

                                                                              The College recommends that all        • hazardous alcohol behaviours
                                                                              enrolled patients 15 years and over      that have been identified
                                                                              are included in the audit.
                                                                                                                     • information on treatment or
                                                                              The audit should collect information     referrals to address the alcohol
                                                                              such as:                                 behaviours identified.

                                                                              • the percentage of enrolled patient   This will provide practices
                                                                                population 15 years and over with    with a snapshot of their current
                                                                                alcohol status recorded              practice activity.

                                   6   The Royal New Zealand College of General Practitioners
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
3. Understanding the issues

                                                                                                                                     3. Understanding the issues – ABC Alcohol approach
   – ABC Alcohol approach

What is the ABC Approach?
The ABC Approach was originally developed to promote
smoking cessation in New Zealand. This approach has been
adopted to identify and provide brief advice to patients who
engage in harmful drinking.

‘ABC’ is a memory aid for health             The ABC Alcohol Approach steps are:
care workers to understand the key
steps to helping people recognise            • A: Ask
and change their drinking behaviours.
                                             • B: Brief advice
In the context of alcohol, ABC-style
approaches have been shown as an             • C: Counselling
effective way of motivating patients to
reduce harmful drinking.viii                 An overview of the ABC process is
                                             shown in Figure 3.
The purpose of the ABC Approach is
to make the health sector’s approach
to recording alcohol status and
providing advice more systematic by
integrating the ABC Approach into the
everyday practice of all primary health
care workers.

                                          Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   7
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
A: Ask
3. Understanding the issues – ABC Alcohol approach

                                                                                                All patients 15 years and over attending clinical
                                                                                                appointments are asked by a GP or nurse about alcohol
                                                                                                use using the AUDIT C tool. An example of the AUDIT C
                                                                                                tool is shown in Figure 1.

                                                                                                AUDIT consumption                         The AUDIT C questions are:
                                                                                                questions (AUDIT C)
                                                                                                                                          1.	How often do you have a drink
                                                                                                The AUDIT C tool is a modified,               containing alcohol?
                                                                                                three-question version of the Alcohol
                                                                                                Use Disorders Identification Test.        2.	How many standard drinks
                                                                                                                                              containing alcohol do you have
                                                                                                The AUDIT C tool consists of                  on a typical day?
                                                                                                three questions which help health
                                                                                                professionals identify patients who are   3.	How often do you have six or
                                                                                                hazardous drinkers or have an alcohol         more drinks on one occasion?
                                                                                                dependency or abuse problem during
                                                                                                the initial consultation.

                                                                                                The AUDIT C is scored on a scale of
                                                                                                0 to 12 based on the patient’s answer.

                                                     8   The Royal New Zealand College of General Practitioners
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
FIGURE 1: AUDIT C questionnaire example

                                                                                                                                                                             3. Understanding the issues – ABC Alcohol approach
    What is a standard drink?
    Standard drinks measure the                                                                                                                   RTD (ready to drink)
                                                                                                                                              1

    amount of pure alcohol you are
    drinking. One standard drink
    equals 10 grams of pure alcohol.

          approx
                                  30g
           1.0       =             20g
                                    10g

       Standard               10g of alcohol
                                                 330ML can       100ML glass    335ML bottle      750ML bottle       1000ML bottle        3 litre cask
        Drinks                                   of beer @      of table wine   of RTD1 spirits    of wine @          of spirits @         of wine @
                                                   4% alc        @ 12.5% alc      @ 8% alc           13% alc            47% alc             12.5% alc

                                                                                                                                                          standard
                                                      1              1              2.1              7.7                 37                 30             drinks

(ALAC standard drink guide)

Do you ever drink alcohol?                            o No – you do not need to answer the questions below
(please tick answer on right)                         o Yes – please complete the additional questions below

                                                      Please circle your answers below and then calculate
Additional questions                                            and enter your score on the right                                                      Your score
                                                  0                  1                    2                      3                    4

How often do you have a drink                     -              Monthly          2 to 4 times         2 to 3 times             4+ times
that contains alcohol?                                           or less           per month            per week                per week

How many UNITS of alcohol do                   1 to 2             3 to 4               5 to 6              7 to 8                    10+
you drink on a typical day when
you are drinking?

How often do you have                          Never            Less than            Monthly               Weekly               Daily or
6 or more UNITS of alcohol                                       monthly                                                      almost daily
on one occasion?

                                                                                                                       Your total score
AUDIT C toolix

AUDIT C scoringx                                          (2 and 3 are zero), it can be
                                                          assumed that the patient is
• In men, a score of four or more is                      drinking below recommended
  considered positive. This score is                      limits and it is suggested that
  considered optimal for identifying                      the provider review the patient’s
  hazardous drinking or active                            alcohol intake over the past few
  alcohol use disorders.                                  months to confirm accuracy.
• In women, a score of three                      • Generally, the higher the
  or more is considered positive                    score, the more likely it is
  (same as above).                                  that the patient’s drinking
                                                    is affecting safety.
• However, when the points
  are all from question 1 alone

                                               Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care                                      9
Implementing the ABC Alcohol Approach in Primary Care - To record alcohol intake and provide brief advice and counselling for patients whose ...
B: Brief advice
3. Understanding the issues – ABC Alcohol approach

                                                                                                 Patients identified as consuming alcohol that is above the
                                                                                                 recommended drinking guidelines are offered brief advice
                                                                                                 about more appropriate levels of alcohol consumption in the
                                                                                                 context of their age and relevant health conditions.

                                                                                                 Where patients have been identified       • can provide patients with brief
                                                                                                 as consuming alcohol at a level that is     advice about more appropriate
                                                                                                 potentially harmful, practitioners:         levels of alcohol consumption for
                                                                                                                                             them in the context of their age
                                                                                                 • should use the full 10-question           and relevant health conditions
                                                                                                   AUDIT tool which is an extended
                                                                                                   version of the AUDIT C tool and is      • where appropriate, can
                                                                                                   intended as a complete package            encourage patients to access
                                                                                                   for health practitioners to use           alcohol counselling.
                                                                                                   for detecting and treating risky
                                                                                                   drinking (the 10-question AUDIT
                                                                                                   tool is shown in Figure 2)

                                                     10   The Royal New Zealand College of General Practitioners
FIGURE 2: Full 10-question AUDIT tool

                                                                                                                                      3. Understanding the issues – ABC Alcohol approach
Do you ever drink alcohol?                    o No – you do not need to answer the questions below
(please tick answer on right)                 o Yes – please complete the additional questions below

                                              Please circle your answers below and then calculate
Additional questions                                    and enter your score on the right                           Your score
                                          0               1              2               3               4

How often do you have a drink             -            Monthly      2 to 4 times   2 to 3 times      4+ times
that contains alcohol?                                 or less       per month      per week         per week

How many UNITS of alcohol do           1 to 2           3 to 4         5 to 6          7 to 8           10+
you drink on a typical day when
you are drinking?

How often do you have                  Never          Less than       Monthly         Weekly          Daily or
6 or more UNITS of alcohol                             monthly                                      almost daily
on one occasion?

How often in the past year             Never          Less than       Monthly         Weekly          Daily or
have you found you were not                            monthly                                      almost daily
able to stop drinking once you
had started?

How often in the past year             Never          Less than       Monthly         Weekly          Daily or
have you failed to do what                             monthly                                      almost daily
was expected of you because
of alcohol?

How often in the past year have        Never          Less than       Monthly         Weekly          Daily or
you needed an alcoholic drink in                       monthly                                      almost daily
the morning to get you going?

How often in the past year have        Never          Less than       Monthly         Weekly          Daily or
you had a feeling of guilt or regret                   monthly                                      almost daily
after drinking?

How often in the past year have        Never          Less than       Monthly         Weekly          Daily or
you not been able to remember                          monthly                                      almost daily
what happened when drinking the
night before?

Have you or someone else been            No               -           Yes, but           -           Yes, during
injured as a result of drinking?                                     not in the                     the last year
                                                                     last year

Has a relative/friend/doctor/health      No               -           Yes, but           -           Yes, during
worker been concerned about                                          not in the                     the last year
your drinking or advised you to                                      last year
cut down?

                                                                                                Your total score

                                       Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care      11
Scoring and patient advice
3. Understanding the issues – ABC Alcohol approach

                                                            WOMEN                            13 points or more                   High-risk
                                                                                                                        Your drinking will cause you or may
                                                            MEN                              15 points or more          have already caused you problems.

                                                            WOMEN                                     6 - 12 points          Medium-risk
                                                                                                                       Your drinking is putting you at risk of
                                                            MEN                                       7 - 14 points            developing problems

                                                            WOMEN                                      0 - 5 points               Low-risk
                                                                                                                       Your drinking is not likely to cause you
                                                            MEN                                        0 - 6 points      problems if it remains at this level

                                                     12       The Royal New Zealand College of General Practitioners
C: Counselling

                                                                                                                                      3. Understanding the issues – ABC Alcohol approach
Referral pathways are offered to patients whose alcohol
consumption is identified as potentially hazardous to
their health.

Health practitioners who assess              • refer the patient to identified
patients as having risky or potentially        local referral services and/or
harmful alcohol behaviours are                 national referral services
able to:
                                             • refer patients to printed and
• use motivational interview                   online resources.
  techniques to discuss behaviours
  with the patient or refer on to
  another health practitioner within
  the practice, if necessary

                                          Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   13
FIGURE 3: ABC process diagramxiii
3. Understanding the issues – ABC Alcohol approach

                                                                                                                       Patient attends consulation with GP/nurse

                                                                                                               ASK
                                                                                                                        Patient screened for alcohol use using
                                                                                                                                      AUDIT C

                                                                                                   Patient exceeds guidelines                              Patient within guidelines

                                                                                                         Engage patient:
                                                                                                      Give feedback about
                                                                                                     screening, and relevant
                                                                                                     brief advice about their
                                                                                                      alcohol consumption.
                                                                                                                                     brief advice
                                                                                                        Identify whether the
                                                                                                     patient is willing and/or
                                                                                                      it is appropriate to ask
                                                                                                     further questions about
                                                                                                          their alcohol use.

                                                                                                   NO                      YES

                                                                                                                                                    Complete 10Q AUDIT
                                                                                                                                 brief advice

                                                                                                                                                   Offer feedback/advice
                                                                                                                                                  around AUDIT outcome

                                                                                                                                                   Record outcome/offer
                                                                                                                                                 appropriate referral option
                                                                                                                                                   dependent on AUDIT
                                                                                                                                                           score
                                                                                                           COUNSELLING/REFERRAL

                                                                                                                          Local referral
                                                                                                                             services           (If established)
                                                                                                      • Patient
                                                                                                                            including                practice
                                                                                                   declines referral                                                National referral
                                                                                                                           community-             specialist or
                                                                                                    • No referral                                                       service
                                                                                                                              based,               own GP for
                                                                                                      required
                                                                                                                          DHB-based or              follow-up
                                                                                                                              private

                                                                                                                                 Feedback loop between GP
                                                                                                                                    and service provider

                                                                                                                       Save patient information to PMS system

                                                     14   The Royal New Zealand College of General Practitioners
4. Identifying local and

                                                                                                                                  4. Identifying local and national referral
   national referral services,

                                                                                                                                      services, resources and support
   resources and support

It is important that the ABC Alcohol Approach is adapted
to the different needs of each practice. Implementation
approaches should reflect this.

Practices need to identify local         Local referral services will differ
and national pathways for patients       throughout New Zealand and it is
who may require referral to              important that practices use their
another service.                         community networks to identify the
                                         appropriate pathways.

Referral services by DHB
NORTHLAND                                TAIRAWHITI
Mental Health & Addiction Service        Awhina House – Gisborne
(09) 430 4101                            (06) 867 1764

WAITEMATA                                TARANAKI
Community Alcohol and Drug               Alcohol and Drug Service
Services (CADS)                          – New Plymouth
(09) 845 1818                            (06) 753 7838

AUCKLAND                                 HAWKE’S BAY
TRANX Drug & Alcohol Services Inc        Addiction Services Hawke’s Bay
(09) 356 7305                            – Napier
www.tranx.org.nz/                        (06) 834 1815

COUNTIES MANAKAU                         WHANGANUI
Community Alcohol and Drugs Service      Alcohol and Other Drugs Service
(09) 845 1818                            – Whanganui DHB
www.cads.org.nz/                         (06) 348 1287

WAIKATO                                  MIDCENTRAL
Community Alcohol and Drug Service       Alcohol and Other Drug Service
– Hamilton                               – Palmerston North
(07) 839 4352                            (06) 350 9130
                                         0800 764 677
LAKES
Addiction Resource Centre                HUTT VALLEY
(07) 377 1132                            Alcohol & Drug Assessment
                                         & Counselling
BAY OF PLENTY                            (04) 475 9420
Bay of Plenty Addiction Services         www.adac.co.nz
– Tauranga
(07) 579 839

                                      Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   15
CAPITAL AND COAST                    National referral networks include:
4. Identifying local and national referral

                                                                                          Community Alcohol and Drug Service
                                                                                          – Wellington                         Alcohol Drug Helpline
                                                                                          (04) 494 9170
                                                                                          http://www.cads.org.nz/
    services, resources and support

                                                                                          WAIRARAPA
                                                                                          Wairarapa Addiction Service (Inc)
                                                                                          (06) 377 3156

                                                                                          NELSON-MALBOROUGH
                                                                                          Alcohol and Drug Centre – Wairau
                                                                                          (03) 520 9908

                                                                                          WEST COAST                           Alcoholics Anonymous
                                                                                          Community Mental Health & Rata       0800 229 6759
                                                                                          Alcohol & Drug Services – Hokitika   www.aa.org.nz
                                                                                          (03) 756 9700
                                                                                                                               For further referral services,
                                                                                          CANTERBURY                           the Alcohol Drug Association
                                                                                          Community Alcohol and Drug Service   New Zealand (ADANZ) has developed
                                                                                          – Christchurch                       a treatment directory which contains
                                                                                          (03) 335 4350                        a regionalised database of all the
                                                                                                                               publicly funded addiction treatment
                                                                                          SOUTHERN CANTERBURY                  and advice services in New Zealand.
                                                                                          Alcohol and Drug Service – Timaru
                                                                                          (03) 687 2150                        The directory can be viewed at:
                                                                                                                               www.addictionshelp.org.nz/
                                                                                          SOUTHERN                             Directory
                                                                                          Community Alcohol and Drug Service
                                                                                          – Oamaru
                                                                                          (03) 433 0002

                                              16   The Royal New Zealand College of General Practitioners
5. Selecting and

                                                                                                                                    5. Selecting and implementing an IT tool for
   implementing an IT tool

                                                                                                                                       introducing the ABC Alcohol programme
   for introducing the ABC
   Alcohol programme

Reminder system
An effective reminder system is central to implementing
the ABC Alcohol programme.

Practices will need to ensure that a       to the age, gender and medical
reminder system is in place to remind      history of the patient.
primary health care practitioners
to discuss and record individual           A reminder to ask about alcohol can
patients’ alcohol status.                  be included for all patients 15 years
                                           and over.
Practices may wish to develop a
reminder system within their practice      Dashboard uses traffic light colour
management system.                         coding to flag the status of alcohol
                                           recording (see Figure 4) .
Examples of useful reminder systems
are as follows.                            Red:      Alcohol status not recorded

                                           Yellow: 	Alcohol use above
Patient Dashboard
                                                     guidelines or under
Patient Dashboard is a software                      surveillance
tool which populates each time new
                                           Green: Alcohol use within guidelines
patient notes are opened. The items
shown on the Dashboard are specific

                                        Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   17
FIGURE 4
5. Selecting and implementing an IT tool for
   introducing the ABC Alcohol programme

                                                     CLINICAL AUDITS                                                This will require practices to identify and tag any enrolled
                                                                                                                    patient 15 years and over who does not have their alcohol
                                                     Clinical audits with reminder tags may also be used as a       status recorded.
                                                     reminder system.

                                                18         The Royal New Zealand College of General Practitioners
Recording patient alcohol status

                                                                                                                                5. Selecting and implementing an IT tool for
                                                                                                                                   introducing the ABC Alcohol programme
The practice will need to have in place a recording system
integrated within their PMS that includes the following.

• AUDIT C and Alcohol Use              Practices are able to develop their
  Disorders Identification Test        own forms but these should be
  (10-question audit)                  effectively integrated within the
                                       practice’s PMS system.
• Instances where the patient has
  declined to answer                   Advanced forms
• Patient answers to each of the       An advanced form has been
  AUDIT tools                          developed to implement the ABC
                                       Alcohol Approach. Examples of this
• Standard drink calculator
                                       form are shown in Figures 5-8.
• Pregnancy status

• National and local
  referral information

• Links to appropriate resources

• Detailed clinical assessment

• Clinician notes

                                    Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   19
5. Selecting and implementing an IT tool for
                                                                       introducing the ABC Alcohol programme

20
                                                         FIGURE 6
                                                                                                                    FIGURE 5

The Royal New Zealand College of General Practitioners
FIGURE 7

                                                                                                       5. Selecting and implementing an IT tool for
                                                                                                          introducing the ABC Alcohol programme
FIGURE 8

           Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   21
6.	Professional competencies
6. Professional competencies and training

                                                                                            and training

                                                                                        Practice training
                                                                                        The ABC Alcohol programme is opportunistic, and
                                                                                        successfully implementing it relies on support and full
                                                                                        involvement from all practice staff.

                                                                                        Practices will need to undertake          necessary. This decision will need
                                                                                        practice-wide CME training on:            to take into account the practice
                                                                                                                                  infrastructure, individual nurses
                                                                                        • the role of and skills required by      and general practitioners’ interests
                                                                                          primary care teams in prevention,       and competencies and the
                                                                                          early detection and management          expected need or demand.
                                                                                          of alcohol and other substance
                                                                                          misuse problems                      If appropriate, the practice may
                                                                                                                               decide to provide brief interventions,
                                                                                        • introduction to screening, brief     counselling or extended consultation
                                                                                          interventions and “must-know”        through a nurse-led clinic. However, it
                                                                                          basic information including:         is important that all practice staff are
                                                                                                                               trained to provide brief interventions,
                                                                                            • continuum of use
                                                                                                                               counselling and, where necessary,
                                                                                            • standard drinks                  referrals. Sometimes this may need to
                                                                                                                               take place within the current patient
                                                                                        • useful websites.                     appointment, as bringing the patient
                                                                                                                               back in for an extended consultation
                                                                                        	Practices should decide who
                                                                                                                               may not be possible or the patient
                                                                                          and how the practice will provide
                                                                                                                               may not turn up.
                                                                                          the brief interventions and
                                                                                          extended consultations where

                                                                                        Identification and training
                                                                                        of a project leader
                                                                                        Practices should identify an ‘alcohol champion’ within the
                                                                                        practice or group of practices to lead the project.

                                                                                        The alcohol champion should            Essential components of the
                                                                                        attend a certified one-day training    training include:
                                                                                        programme to provide them
                                                                                        with the necessary information         • case management and
                                                                                        and skills to implement the              recovery model – role-play
                                                                                        ABC Alcohol programme.                   positive engagement

                                                                                                                               • ALAC’s low-risk drinking
                                                                                                                                 alcohol advice

                                            22   The Royal New Zealand College of General Practitioners
• 	DSM IVR1 criteria for abuse                             • alcohol

                                                                                                                                              6. Professional competencies and training
  and dependence
                                                           • benzodiazepines
• brief intervention and advice
  techniques using FRAMES                                  • cannabis
  (feedback, responsibility, advice,
                                                           • amphetamines
  menu of options, empathy,
  self-efficacy)                                           • psychotropic medication

• motivational interviewing                           • resources and support

• foetal alcohol syndrome                             • IT systems training.

• when to refer on – specialist                       The training is provided through a
  alcohol and drug services,                          train-the-trainers framework. After
  scenarios not to refer                              receiving training, the ‘alcohol
                                                      champion’ is expected to lead
• defining a pathway for
                                                      practice-based training for all practice
  management of alcohol
                                                      staff. This may be delivered in
  problems that are detected
                                                      modular sessions through practice
• management of long-term,                            meetings or training sessions.
  chronic conditions
                                                      It is essential that appropriate
• pharmacology – including                            practice management systems
  interactions of commonly                            already exist or are put in place to
  prescribed medications and:                         train all practice staff on the ABC
                                                      Alcohol programme.

College-recognised
training programmes
Blueprint for Learning2

• ABC Alcohol Champion
  Train-the-Trainers Workshop

1
    	Diagnostic and Statistical Manual of Mental Disorders
2
    	This training programme is pending consideration by the College.

                                                  Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   23
7. Patient recall
7. Patient recall and re-screening

                                                                                    and re-screening

                                                                                 Patient recall
                                                                                 Practitioners need to ensure that patients with hazardous
                                                                                 drinking problems are recalled for a follow-up visit if
                                                                                 appropriate, or referred on to an alcohol counselling service.
                                                                                 It is important that the appropriate PMS and practice-based
                                                                                 reminders are put in place to ensure this happens.

                                                                                 Re-screening patients
                                                                                 Re-screening patients requires practitioners to make a
                                                                                 judgement call based on their knowledge of the patient.

                                                                                 As a general guide we                • Patients over the age of 35 who
                                                                                 recommend the following intervals      are within the recommended
                                                                                 for re-screening patients.             guidelines for the consumption of
                                                                                                                        alcohol have their alcohol status
                                                                                 • Patients between the ages of         recorded every five years
                                                                                   15 and 25 have their alcohol
                                                                                   status recorded annually           • Any patient who is identified as
                                                                                                                        having a hazardous drinking
                                                                                 • Patients between the ages of 25      problem should be screened
                                                                                   and 35 have their alcohol status     annually until their status changes
                                                                                   recorded every three years

                                     24   The Royal New Zealand College of General Practitioners
8. Evaluation

                                                                                                                                       8. Evaluation
The steps described in this module allow a practice team to
systematically implement the ABC Alcohol Approach. This
step of reflection and feedback is intended to guide ongoing
improvement. Figure 9 is a guide to practice evaluation of
the programme. This is intended to help practices identify
the components of the programme that have worked well
and areas which may need improvement.

FIGURE 9

1. Analysis of results           • Were the objectives met?
                                 • W
                                    hat changes can be made to improve
                                   patient care as a result of the
                                   information obtained?

2. Identification of            • Knowledge gaps
    discussion points            • Areas for quality improvement
                                 • L
                                    earning, education or upskilling highlighted
                                   e.g. identification of severity
                                 • Assessment of risk and resilience
                                 • A
                                    vailability of tools in general practice
                                   for risk assessment
                                 • L
                                    evel of skill or comfort in using tools or in
                                   addressing health problems

3. Discussion of results         • What are the reasons for the results generated?
                                 • W
                                    hat is the gap between the information
                                   obtained and the expectations?
                                 • Feasibility, limitations etc

4. Required changes at          • Systemic issues
    individual, organisational   • Practice resources
    or systems level
                                 • Practice team issues and responsibilities
                                 • Training requirements
                                 • L
                                    ink to educational material – are there any
                                   existing modules or educational materials?

5. Prioritisation checklist      • What area will you address first?

6. Activity planning            • D
                                    evelop a quality action and management
    for ongoing review             plan to address outstanding issues
    and improvement              • Identify who takes responsibility for the actions
                                 • M
                                    eet regularly to ensure actions being
                                   implemented are successful
                                 • Discuss problems or benefits
                                 • Report on activity
                                 • U
                                    ndertake a regular review of progress
                                   against changes agreed

                                           Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   25
9. Implementing
9. Implementing improvements and ongoing support

                                                                                                  improvements and
                                                                                                  ongoing support

                                                                                               Practices need to take a longer-term view and look to
                                                                                               identify ongoing needs for the ABC Alcohol programme.

                                                                                               Examples of this will include            It is recommended that practices
                                                                                               consideration of the following.          develop a quality action and
                                                                                                                                        management plan to address
                                                                                               • 	Ensuring the alcohol champion is      outstanding issues in the ABC
                                                                                                 supported in their role                Alcohol plan.
                                                                                               • Assessing whether training             This will include:
                                                                                                 for the alcohol champion has
                                                                                                 been effective                         • identifying who will take
                                                                                                                                          responsibility for the actions
                                                                                               • Assessing the effectiveness
                                                                                                 of practice-wide training              • barriers to implementating
                                                                                                                                          improvements and changes
                                                                                               • Incorporating discussions
                                                                                                 about implementing the ABC             • reporting on activities
                                                                                                 Alcohol programme into practice
                                                                                                 meetings and providing a forum         • undertaking a regular review
                                                                                                 where issues and solutions can           of changes.
                                                                                                 be discussed

                                                                                               • Identifying the need for support
                                                                                                 or further training at an individual
                                                                                                 or practice level

                                                                                               • Identifying PHO support that may
                                                                                                 be available

                                                   26   The Royal New Zealand College of General Practitioners
10. Integration with

                                                                                                                                    10. Integration with College programmes
    College programmes

Continuing professional
development
CME and clinical activities

GPs attending College-accredited ABC Alcohol training will
be eligible for MOPS CME credits. Those attending the CME
training session will receive a certificate for attendance and
should enter the course details onto their MOPS page to
claim credits.

GPs participating in the programme         provide evidence of implementation
may also be eligible for MOPS              of the ABC Alcohol Approach and
Clinical Audit credits as part of the      their role within this. GPs may use
clinical audit component of the MOPS       the PDSA-based clinical worksheet
programme. GPs wishing to obtain           template which is in Appendix 4.
clinical audit credits will need to

CORNERSTONE® annual programme
Completion of the College-approved Clinical Effectiveness
Module can be used for CORNERSTONE® in the
annualised programme.

Further information is available on the CORNERSTONE® website at
www.rnzcgp.org.nz/cornerstone-general-practice-accreditation

                                        Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   27
11. Further information: useful
11. Further information: useful links and resourcES

                                                                                                      links and resources

                                                                                                  ALAC online resources

                                                                                                  www.alac.org.nz/research-resources/pdfs-alac-resources

                                                                                                  Alcohol Healthwatch

                                                                                                  www.ahw.org.nz/

                                                                                                  i
                                                                                                       Royal New Zealand College of General Practitioners (2011) Aiming for Excellence,
                                                                                                       Criterion 10.4, p.24
                                                                                                  ii
                                                                                                       World Health Organization, The Global Strategy to Reduce the Harmful Use of Alcohol (2010), pg. 5
                                                                                                  iii
                                                                                                       Connor J, Broad J, Rehm J, Vander Hoorn S, Jackson R. (2005) The burden of death, disease and
                                                                                                       disability due to alcohol in New Zealand. New Zealand Medical Journal;118(1213)
                                                                                                  iv
                                                                                                       Ibid.
                                                                                                  v
                                                                                                       Law Commission, NZLC R114 Alcohol In Our Lives: Curbing the Harm (2010)
                                                                                                  vi
                                                                                                       ALAC, The Burden of Death, Disease and Disability due to Alcohol in New Zealand (2005), p.38
                                                                                                  vii
                                                                                                       Within the new annualised CORNERSTONE® Practice Accreditation Programme
                                                                                                  viii
                                                                                                       Anderson, P et al (2009) ‘Effectiveness and cost effectiveness of policies and programmes to
                                                                                                       reduce the harm caused by alcohol’ Lancet vol.373 pp.2234-2246 and Alcohol and Public Policy
                                                                                                       Group (2003) ‘Alcohol: no ordinary commodity: A summary of the book’, Addiction, vol. 98,
                                                                                                       pp.1343-1350
                                                                                                  ix
                                                                                                       Adapted from ‘Alcohol Questionnaire to be complete as part of your Medical Registration’,
                                                                                                       University of Leeds, ‘Alcohol 10 Questionnaire’ www.leeds.ac.uk/lsmp/healthadvice/alcohol/
                                                                                                       ALCOHOL%2010%20QUESTIONNAIRE.pdf (Accessed April 2011)
                                                                                                  x
                                                                                                    	The National Council, ‘AUDIT C – Overview’ http://www.thenationalcouncil.org/galleries/
                                                                                                       business-practice%20files/tool_auditc.pdf (Accessed April 2011)
                                                                                                  xi
                                                                                                      	University of Leeds, ‘Alcohol 10 Questionnaire’ www.leeds.ac.uk/lsmp/healthadvice/alcohol/
                                                                                                       ALCOHOL%2010%20QUESTIONNAIRE.pdf (Accessed April 2011)
                                                                                                  xii
                                                                                                       ALAC, “Drinkcheck” pamphlet, www.alac.org.nz/sites/default/files/useruploads/Resourcepdfs/
                                                                                                       Drinkcheck2007.pdf (Accessed April 2011)
                                                                                                  xiii
                                                                                                      	McMenamin, J and Newton, C (2011) Whanganui Regional Primary Health Organisation ABC
                                                                                                       Alcohol Pilot Final Report, p.10

                                                      28   The Royal New Zealand College of General Practitioners
APPENDIX 1

                                                                                                                                     Appendices
A template for practice-based quality
improvement activity
This template is derived from the Quality Framework (see Appendix 2) and provides a simple
method for general practice teams or practitioners to develop a practice-based, self-directed
CQI activity. By working through each of the stages of the tool it will be possible to learn how
systems or processes in the practice function, to identify any gaps and develop practical
solutions. The tool incorporates the PDSA (see Appendix 3) and facilitates the ability of
practice teams to plan, implement and audit a quality improvement activity.

 Choosing a topic

 Some activities or measures developed will only be of interest to an individual practice, and may not be useful to other
 practices. Others will be of use to regions, or practices with special interests, or have national applicability. Similarly,
 measures used to assess change may only be of relevance to a particular practice, while others may use indicators of
 performance that have been thoroughly investigated and exhaustively tested. Additionally, it may be inappropriate to use
 some measures developed in a local setting in another context.

 Involving the team

 This tool is most effective when the entire practice team is involved in the analysis, defining the scope of the area of
 interest, describing what actually occurs, discussing possible solutions and choosing the solution. The team should
 also decide how it will evaluate the activity and what information it will gather as part of its day-to-day work to assess
 effectiveness of the activity.

 Planning the activity
 Define the topic area of interest and aspect of care or service delivery to be addressed: (What is the problem?)

 Define the activity: (What do you want to do?)

 Determine the drivers for undertaking the activity: (Why do this?)

 Determine the goal: (What do you want to achieve?)

 Determine the scope of the activity: (What are realistic parameters?)

 Determine the resources required: (What do you need? Consider:

 • time – identify how the work to be done will fit into existing schedules or whether additional time is required
 • people – identify roles, relationships and responsibilities; who needs to be involved?
 • buy in – arrange to meet frequently; communicate activity with the whole practice and others involved
   outside the practice
 • funding – can existing resources be utilised or will external funding be needed?)

                                        Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care    29
Understanding the issues
                             Description of current situation       Perceived problems or questions       Potential
                                                                    about the current situation           solutions

     Setting                 • Identify the setting in which        • Is the setting appropriate?         Identify what
                               the aspect of care or service        • Is the setting safe?                is needed and
                               delivery takes place                                                       the processes
                                                                    • What features about the setting
                             • Consider location, infrastructure,                                         required to
                                                                      can be improved?
                               hours of operation, personnel                                              achieve the
                                                                    • In what other settings does this    required results
                                                                      activity occur?

     Capability              • Identify the competencies            • Are the knowledge and skills        As above
     of relevant               required by relevant                   of all relevant practitioners
     professionals             practitioners                          appropriate and sufficient?
                                                                    • Are additional educational
                                                                      activities provided by e.g.
                                                                      RNZCGP available?

     Capacity of             • Identify relevant supporting         • What other activities, support      As above
     the organisation          systems and processes                  and resources are required
     and practice            • Consider the IT system in the          at a practice or external
                               practice but also systems in           organisational level to undertake
                               other organisations such as the        the activity?
                               PHO, and manual systems
                             • Consider both formal and
                               informal systems

     Systems                 • Identify processes that              • What structural and process         As above
     processes                 impact on practitioners when           gaps can be identified?
     that affect the           providing that aspect of care        • What are the issues?
     interface between         or service
     the supporting
     systems and
     practitioner

     What are the            • Consider formal and informal                                               As above
     important                 relationships necessary for
     relationships within      providing the aspect of care
     the practice?             or service

     What are the            • Consider formal and informal                                               As above
     important                 relationships necessary for
     relationships with        providing the aspect of care
     other providers?          or service

     What are the            • Consider formal and informal                                               As above
     important                 relationships necessary for
     relationships             providing the aspect of care
     with patients?            or service

     What are the            • Consider formal and informal         • Are there other important           As above
     important                 relationships necessary for            community relationships?
     relationships with        providing the aspect of care
     the community?            or service

     Suitable use            • Consider how all the above                                                 As above
     of knowledge              affects the application of
     and skills by             knowledge by practitioners
     practitioners             during the consultation with
                               the patient

30       The Royal New Zealand College of General Practitioners
Measuring change
     Once a problem or issue has been identified, potential solutions need to be determined, and interventions implemented.

     Measuring change resulting from the introduced intervention is important to determine the effectiveness
     of the intervention.

     Measures must be focused on information useful to the practice and be easy to collect as part of day-to-day activity.

                                                                     Baseline measures                              Post intervention review
                                                                     (pre-intervention)                             (6 months)

     Define data to be collected and methods
     for data collection, collation and analysis.

     (May include both qualitative and
     quantitative information.)

     Additional information
     Critical events monitoring                                      • What information is currently
     Is there a significant events monitoring system                   available?
     in place for this particular problem?

     User evaluation                                                 • What information can be
     How can we find out what patients think?                          gathered and how?

     Cost/benefit                                                    • What information can be
     What is the cost/benefit to the service                           gathered and how?
     or patients?

     Equity                                                          • What information can be
     Are there issues of equity and how can they                       gathered and how?
     be addressed?

     Feedback

1
    	Fawcett C, Perera R, Gillon M. Template for a Quality Plan for a Practice – based QI Activity. The Royal New Zealand College of General Practitioners.
      Wellington, New Zealand. 2011.

                                                     Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care                     31
APPENDIX 2

     Aiming for Excellence in a quality system
     The V2Q Quality Framework Overview (see below) shows how the qualtiy system links to
     other inter-relationships and activities that influence day-to-day clinical work, wider practice
     activity, health system activity and RNZCGP activity, including CORNERSTONE® general
     practice accreditation.

     At the centre of the framework, quality improvement            environment to enable self-reflection and learning, or for
     activities help practices identify where practice teams        quality assessment, professional development, continuing
     engage in clinical effectiveness activities to improve         medical education (CME) or CORNERSTONE® general
     outcomes. These can be utilised within a peer review           practice accreditation.

32         The Royal New Zealand College of General Practitioners
APPENDIX 3

PDSA Cycles: a method to measure and improve
clinical effectiveness
The quality process can be activated using PDSA cycles (see below) which are fundamental
to clinical improvement activity. All RNZCGP quality activity is based on continuous cycles
of change and improvement. PDSA cycles are a simple method for teams to identify and
manage change.xiv

The PDSA process is used to:                                                            • P
                                                                                           DSA cycles guide incremental and continuous
                                                                                          change, gap identification and action.xv
• analyse the effectiveness of practice systems
  and processes                                                                         • PDSA cycles facilitate reflection and learning.

• identify sources of variation causing safety                                          PDSA cycles are useful to:
  or risk issues
                                                                                        • target and plan improvement activities
• identify where to target changes or improvements
  in patient care.                                                                      • review any aspect of the practice service

                                                                                        • understand procedures used for care of patients
PDSA cycles - PLAN, DO, STUDY/CHECK, ACT
                                                                                        • understand the effect of care on outcomes
                                        The principle of all clinical
                                        quality activity is that it leads               • develop improvements in the quality of life for patients.xvi
                                        to improvement through
                                        change. PDSA cycles are
                                        useful because they outline a
                                        simple approach to systematic
                                        review and can be used by all
                                        members of the practice team.

                                        The approach

                                        •   Teamwork is essential and
                                            the approach should always
                                            involve or inform
                                            the whole team.

                                        •   PDSA cycles can be applied
                                             to any aspect of care or
                                             service.

                                        •   PDSA cycles work
                                            best if there is
                                            “consideration of patients
                                            and wha-nau/families, or
                                            practice populations.

xiv
     	Deeming E.The PDCA cycle, in The Man Who Discovered Quality. A. Gabor, Penguin Books, 1990
xv
      Berwick D, Institute of Healthcare Improvement (IHI), Boston, USA
xvi
     	Ministry of Health. Toward Clinical Excellence. An introduction to clinical audit, peer review and other clinical practice improvement activities. NZ,
      Wellington,2002

                                                       Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care                    33
34
                                                         APPENDIX 4

                                                         Clinical effectiveness worksheet
                                                         The College recommends the use of the PDSA cycle when implementing the ABC Alcohol Approach.

                                                         Aim of the ABC Alcohol Approach
                                                         The programme is intended to identify risky drinking behaviours in patients over the age of 15 and provide brief advice
                                                         and counselling when necessary.
                                                         PLAN

The Royal New Zealand College of General Practitioners
                                                          List the tasks needed to implement the ABC Alcohol Approach in the practice                        Person responsible   Where to be done   Date to be completed

                                                          Examples may include the following.

                                                          1.	Identifying local and national referral services, resources and support

                                                          2.	Recording and reminder systems

                                                          • 	Establish a system for patient reminders and recording alcohol status
                                                          • 	Set up reminder system for patient recall and re-screening
                                                          • Identify the data set which needs to be collected

                                                          3. Professional competencies

                                                          • Consider which staff will provide brief advice and extended consultations, taking into account
                                                            practice infrastructure, staff interests and competencies, and expected need or demand

                                                          4.	Training

                                                          • Identify the alcohol champion to attend a certified one-day training programme
                                                          • Identify the systems in place to implement training
                                                          • Coordinate practice-wide training for practice staff
DO

                                                                                       Follow the ABC Alcohol Approach to identify and treat patients with risky alcohol behaviours.

                                                                                       STUDY

                                                                                                                                                                                                  Changes/improvements
                                                                                                                                                                                       Comments
                                                                                                                                                                                                        identified

                                                                                        Analyse results

                                                                                        • Were the aims met?

                                                                                        What changes can be made to improve the ABC Alcohol Approach as a result of the
                                                                                        information obtained?

                                                                                        Discussion points:

                                                                                        • Knowledge gaps
                                                                                        • Areas for quality improvement
                                                                                        • Learning, education or upskilling highlighted
                                                                                        • Level of skill or comfort in implementing ABC Alcohol Approach

                                                                                        Identify required changes at individual, organisational or systems level:

                                                                                        • 	Systemic issues
                                                                                        • Practice resources
                                                                                        • Practice team issues and responsibilities
                                                                                        • Training requirements
                                                                                        • Link to educational material

Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care
35
36
                                                         ACT

                                                         Describe what modifications to the plan will be made for the next cycle from what you learned.

                                                                       Modifications/improvements                                     Person responsible   Review date

The Royal New Zealand College of General Practitioners
APPENDIX 5

             Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   37
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52   The Royal New Zealand College of General Practitioners
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54   The Royal New Zealand College of General Practitioners
Clinical Effectiveness Module: Implementing the ABC Alcohol Approach in Primary Care   55
Level 3, 88 The Terrace, Wellington 6011
    PO Box 10440, Wellington 6143

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          www.rnzcgp.org.nz
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