IDENTIFYING GENDER PERSECUTION IN CONFLICT AND ATROCITIES - A TOOLKIT FOR DOCUMENTERS, INVESTIGATORS, PROSECUTORS AND ADJUDICATORS OF CRIMES ...
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ACADEMIC PAPER IDENTIFYING GENDER PERSECUTION IN CONFLICT AND ATROCITIES A TOOLKIT FOR DOCUMENTERS, INVESTIGATORS, PROSECUTORS AND ADJUDICATORS OF CRIMES AGAINST HUMANITY IDENTIFYING GENDER PERSECUTION DECEMBER 2021 UN WOMEN
© 2021 UN Women. All rights reserved. . The views expressed in this publication are those of the HRGJ Clinic at CUNY Law School and MADRE. They do not necessarily represent the views of UN Women, UNDP, the United Nations or any of its affiliated organizations, or the International Criminal Court.
IDENTIFYING GENDER PERSECUTION IN CONFLICT AND ATROCITIES A TOOLKIT FOR DOCUMENTERS, INVESTIGATORS, PROSECUTORS AND ADJUDICATORS OF CRIMES AGAINST HUMANITY EVALUATION SECTION UN WOMEN New York, December 2021
Photo: UN Women/Allison Joyce, Kutupalong camp, March 8, 2018 This Toolkit on Identifying Gender Persecution was produced in collaboration with the Human Rights and Gender Justice (HRGJ) Clinic at the City University of New York (CUNY) School of Law and MADRE, in partnership with UN Women. Generous financial support was provided by the Swedish International Development Agency (SIDA), Global Affairs Canada, and the Ministry of Foreign Affairs of the Netherlands through a partnership with the United Nations Development Programme (UNDP) and its Global Programme on Rule of Law, Security and Human Rights. Professor Lisa Davis conceptualized the Toolkit and Daniela Kravetz, Maxine Marcus, Magali Maystre, oversaw the drafting and editing process. Jaime Valerie Oosterveld, Gabriel Oosthuizen, Kathleen Todd-Gher and Lisa Davis served as the drafters. Roberts, Cynthia Tai, Federica Tronchin, Patricia Patricia Viseur-Sellers and Valerie Oosterveld served Viseur-Sellers, and René Urueña. The drafters would as editors. We extend a special thanks to the experts also like to thank Justice Rapid Response (JRR) for their who participated in the Toolkit Workshop on March support of prior research on this topic. 26, 2021, and/or reviewed and provided feedback or Content in this Toolkit first appeared in an article comments about the Toolkit as well as observations authored by Lisa Davis, Dusting off the Law Books: about its value, scope and purpose: (in alphabetical Recognizing Gender Persecution in Conflicts and order) Shyamala Alagendra, Ulic Egan, Erin Gallagher, Atrocities, published by Northwestern Human Rights Jocelyn Getgen Kestenbaum, Emily Kenney, JM Kirby, Law Review Journal (June 2021). 3
INTRODUCTION In conflicts and atrocities across the globe, from Iraq to Colombia, armed actors have per- petrated gender-based crimes amounting to persecution as a crime against humanity in an effort to reinforce oppressive, discriminatory gender narratives. Rarely documented, perpetra- tors are hardly ever held accountable for these crimes. As a result, their crimes of persecution are often excluded from consideration by international and domestic tribunals, and in effect, are left out of history. Evidence of gender-based crimes appears in modern in- lawyers, advocates, documenters, first responders and ternational criminal law judgments, dating as far back others who engage in identifying gender-based crimes as the International Military Tribunals of World War II. or their victims in conflict and atrocity settings a frame- However, the crime against humanity of persecution work for recognizing and understanding illicit conduct on the grounds of gender—referred to here as gender that amounts to gender persecution. There are myriad persecution— was not an enumerated crime until the fora where accountability might be rendered, ranging adoption of the 1998 Rome Statute, which governs the from international tribunals to domestic court proceed- International Criminal Court (ICC). Despite over twenty ings to restorative justice models, but a first step to years of official recognition, rarely is gender persecu- any justice process is agreement on what constitutes tion specifically documented. Thus, perpetrators either gender persecution. The toolkit discusses the need for evade accountability or are only prosecuted and tried the recognition of gender persecution as a crime against for the underlying crimes, which do not fully represent humanity. How accountability for gender persecution their criminal conduct or the crimes suffered by the should be rendered is outside its scope. victims, nor the reasons for committing such a crime. As with all forms of persecution, accountability for Until recently, gender persecution had not been gender persecution requires establishment of the prosecuted, leaving a gap in the development of interna- underlying discrimination. Targeting women, men, tional criminal jurisprudence. This jurisprudential silence girls, boys, LGBTIQ+, non-binary and gender non-con- is compounded by the lack of enumeration of gender forming persons on gender grounds is a crime against persecution as a crime against humanity in the statutes humanity. Redressing gender persecution would pro- of international criminal tribunals, other than that of mote a survivor-centered or victim-centered approach the ICC, and in national penal codes. As a result, gender and recognize their rights to participate in peace and persecution is rarely investigated or charged, whether in transitional justice mechanisms. Finally, it would help international or domestic courts. It is omitted from the build sustainable peace and disrupt the normalization historical record, despite its consistent occurrence. of gender discrimination and violence institutional- ized in existing law and practice. The Identifying Gender Persecution in Conflicts and Atrocities Toolkit is designed to provide investigators, 1 International Military Tribunals of World War II are commonly known as The Nuremberg Tribunal and the Tokyo Tribunal (1945–1948). 2 This Toolkit uses both terms “victims” and “survivors,” recognizing that some persons who have endured harms identify with the term “survivor” while others prefer the term “victim.” Identifying Gender Persecution in Conflict and Atrocities 4
GENDER PERSECUTION TOOLKIT: OVERVIEW AND PURPOSE This Toolkit is a resource for first responders, documenters, investigators, prosecutors and adjudicators of crimes against humanity. The Toolkit should better enable all stakeholders to un- derstand and pursue claims of gender persecution. The aim of this Toolkit is to identify and clarify the concept of gender persecution and to show how it manifests in situations of armed conflict and atrocity. While persecution as a crime against humanity has been codified in various statutes, this Toolkit primarily relies on the persecution provision of the Rome Statute of the International Criminal Court (ICC) for the purpose of its analysis and guidance. Section 1 of the Toolkit provides an overview of the of gender persecution across a range of geographic, international crime of persecution on gender grounds cultural and political contexts, and guidance on how as a crime against humanity. It examines how inter- to identify different forms of gender-driven discrimi- national criminal law recognizes and contextualizes natory crimes such as murder, torture, enslavement, the concept of gender discrimination in the intent to rape and other forms of sexual violence. Section 3 commit crimes. Section 2 outlines how persecution on provides exercises and tools to assist the reader with gender grounds manifests, including through reliance identifying and documenting gender persecution. The on and reinforcement of entrenched gender narratives. Toolkit concludes, in Section 4, with recommendations This section also provides past and current examples for ensuring accountability for gender persecution. Photo: UN Women/Ryan Brown Photo: UN Women/Ryan Brown 5
TABLE OF CONTENTS LIST OF KEY TERMS AND ACRONYMS 7 SECTION 3: DOCUMENTING GENDER PERSECUTION 21 SECTION 1: DEFINING GENDER PERSECUTION 8 ENDER PERSECUTION AS A CRIME AGAINST G CRIMES AGAINST HUMANITY 8 HUMANITY 21 PERSECUTION 8 HYPOTHETICALS ON GENDER PERSECUTION CRIMES 22 Severe deprivation of fundamental rights contrary to international law 9 SECTION 4: RECOMMENDATIONS TO THE INTERNATIONAL COMMUNITY FOR Against one or more individuals forming part of ADDRESSING GENDER PERSECUTION 24 an indefinable (or targeted) group or collectivity 10 APPENDIX A 25 Committed with the intent to discriminate on one of the listed grounds 10 NALYSIS OF THE HYPOTHETICALS ON A GENDER PERSECUTION CRIMES 25 GENDER PERSECUTION 11 SECTION 2: UNDERSTANDING GENDER PERSECUTION 12 WHAT ARE GENDER-BASED CRIMES AND HOW DO THEY MANIFEST? 13 SEXUAL VIOLENCE CRIMES AS GENDER PERSECUTION 13 EXAMPLES OF GENDER PERSECUTION CRIMES 15 A Look Back in History - Nazi Germany & Gender Persecution 16 Examples from Recent Conflicts 17 Gender Persecution by the Islamic State of Iraq and the Levant (ISIL) 17 Gender, Ethnic and Racial Persecution by Armed Actors in Colombia 19 Rape, Torture and Murder in Mali 20 Identifying Gender Persecution in Conflict and Atrocities 6
LIST OF KEY TERMS AND ACRONYMS Key Terms and Acronyms Understandings AQIM Al-Qaeda in the Islamic Maghreb Gender For the purposes of this Toolkit, ‘gender’, refers to the definition under article 7(3) of the Rome Statute of the ICC: the two sexes, male and female, within the context of society. This definition acknowledges the social construction of gender, and the accompanying roles, behaviors, activities, and attributes assigned to women and men, and to girls and boys.t Gender narrative A set of ideas, beliefs, prejudices or stereotypes that define a social construc- tion of an individual’s or group’s identity based on their perceived sex and/or gender including their roles, behaviors, activities or attributes. Gender regulation A gender narrative enforced—often through violence or other forms of funda- mental human rights deprivations— on a person or group that regulates their roles, behaviors, activities or attributes. Gender non-conforming person A person who does not conform to prevailing social narratives that define ac- cepted gender expressions. ICC International Criminal Court ICTR International Criminal Tribunal for Rwanda ICTY International Criminal Tribunal for the former Yugoslavia ILC International Law Commission ISIL Islamic State of Iraq and the Levant LGBTIQ+4 Lesbian, gay, bisexual, transgender, intersex, and queer identified persons. Non-binary person A person who does not identify exclusively as a man or a woman, or as a boy a girl. OTP Office of the Prosecutor for the International Criminal Court Sex Categories into which humans and most other living things are divided on the basis of their reproductive functions. Sex characteristics Sex characteristics refers to each person’s physical features relating to sex, in- cluding genitalia and other sexual and reproductive anatomy, chromosomes, hormones, and secondary physical features emerging from puberty.t SOGIESC Sexual orientation, gender identity, gender expression and sex characteristics 3 Excerpt from the ICC Office of the Prosecutor, Policy Paper on Sexual and Gender-Based Crimes (2014). 4 While the acronym LGBTIQ+ is inclusive of a broad range of people, it is not exhaustive, nor is it the universally standard acronym. 5 The Yogyakarta Principles plus 10, 6 (2017). 7
Section 1 DEFINING GENDER PERSECUTION This Toolkit follows the definition and understanding of gender persecution as a crime against humanity under the Rome Statute of the International Criminal Court. This section lays out the key elements to establish persecution based on gender. It first provides a brief overview of the overarching elements for crimes against humanity. Next it discusses the elements for persecution, including the crime of gender persecution. Finally, it examines how international criminal law recognizes and contextualizes the concept of ‘gender’ and its interlinkages with ‘sex’. Crimes Against Humanity Note: Recognition of crimes against humanity Under Article 7 of the Rome Statute, a crime against is reflected by the statutes adopted to establish humanity occurs when the accused: international tribunals and has evolved under customary international law. This Toolkit focuses • Commits an act prohibited under the Statute; on the Rome Statute of the ICC. However, it is • That is part of: important to remember that the contextual elements for crimes against humanity contained 1. an “attack” in other statutes may differ. 2. which is “widespread or systematic,” and 3. “directed against any civilian population”; Persecution and ‘Persecution’ means the intentional and severe • There is a link or “nexus” between the act of the ac- deprivation of fundamental rights contrary to cused and the attack. international law by reason of the identity of the A crime against humanity can be broken down into group or collectivity. —Rome Statute Art. 7.2(g) specific and contextual elements. Specific elements Persecution is a prohibited act that may amount to a are the underlying elements of the prohibited act such crime against humanity under Article 7 of the Rome as murder, torture, enslavement, sexual violence, etc. Statute. The prohibited act of persecution has three (The specific elements of persecution are discussed elements: below.) The contextual elements are those elements describing the required overarching context, i.e. the • Severe deprivation of a fundamental right or rights “widespread” or “systematic” “attack” against any contrary to international law (actus reus); civilian population. The contextual elements estab- • Against one or more individuals forming part of an lish that the specific acts were committed as crimes indefinable (or targeted) group or collectivity (actus against humanity. Accordingly, an isolated act not reus); and linked to a “widespread or systemic attack” cannot • Committed with the intent to discriminate on one of amount to a crime against humanity. the listed grounds (mens rea). Identifying Gender Persecution in Conflict and Atrocities 8
Severe deprivation of fundamental rights Notably, the deprivation of a fundamental right does contrary to international law not need to be physical in nature (i.e., physical vio- lence) to be “severe.” For example, in the context of the The first element of persecution is a “severe deprivation Rwanda genocide, the ICTR Appeals Chamber found of fundamental rights contrary to international law” (Art. that hate speeches and calls for violence against the 7(2)(g)). International human rights law recognizes sev- Tutsi made after 6 April 1994 constituted underlying eral fundamental rights. For example, the International acts of persecution as a crime against humanity.9 It Covenant on Civil and Political Rights (ICCPR)6 recog- could include a range of psychological actions10 or nizes inter alia the right to life and human dignity; omissions. Additionally, the deprivation of a right equality before the law; freedom of speech; assembly; should be assessed with a view to both the impacts of association; religious freedom; privacy; freedom from restrictions that perpetrators impose, as well as to the torture; ill-treatment; arbitrary detention; gender way they treat those who violate those restrictions. equality; the right to a fair trial; right to family life and family unity; and minority rights. The International Covenant on Economic Social and Cultural Rights and Note: International criminal tribunals have the Universal Declaration of Human Rights (as well as demonstrated a tendency to focus on proof of other human rights treaties) also recognize the inher- the specific sub-crimes as underlying acts of ent dignity and of the equal and inalienable rights of persecution instead of the requirement of a all people, and that these rights are the foundation for fundamental right violation, even when it is not freedom, justice and peace globally.7 Taken together, required.11 For example, in the ICTY Krnojelac these three documents are known as the International case12, when analyzing deportation as an act Bill of Human Rights.8 of persecution, the Trial Chamber applied the elements of the crime of deportation, rather than The actus reus or severe deprivation of a fundamental “conceptualizing them as violations of the victim’s right amounting to persecution as a crime against right to live in their homes and communities humanity under the Rome Statute must be in con- without interference.” 13 While the ICTY Appeals nection with an act that is enumerated in Article 7(1) Chamber found this to be an error,14 the practice of the Rome Statute or any crime within the jurisdic- has often been repeated in other proceedings. tion of the ICC. For example, a severe deprivation of a This could be an obstacle to charging gender- fundamental right could occur in tandem with torture, based crimes as persecution in proceedings. which is a prohibited act listed under Article 7(1)(f). 6 The ICCPR, together with the Universal Declaration of Human Rights and the International Covenant on Economic Social and Cultural Rights, are known as the International Bill of Human Rights. 7 OHCHR, Fact Sheet No.2 (Rev.1): The International Bill of Human Rights (1996). 8 Id. 9 Prosecutor v. Nahimana et al., case no. ICTR-99-52-A, Judgment, ¶ 988 (ICTR, Nov. 28, 2007). 10 For example, the ICTY Appeals Chamber found that acts of harassment, humiliation and psychological abuse against Bosnian Muslims constituted underlying acts of persecution as a crime against humanity. See Prosecutor v. Kvočka et al., case no. IT-98- 30/1-A, Judgment, ¶ 325 (ICTY, Feb. 28, 2005). 11 Baig, Jarvis, Martin Salgado, & Pinzauti, Contextualizing Sexual Violence: Selection of Crimes in, PROSECUTING CONFLICT-RELATED SEXUAL VIOLENCE AT THE ICTY 199-200 (Oxford Univ. Press, 2016). 12 Prosecutor v. Krnojelac, case no. IT-97-25-T, Judgement (ICTY, Mar. 15, 2002). 13 Baig, Jarvis, Martin Salgado, & Pinzauti, Contextualizing Sexual Violence: Selection of Crimes in, PROSECUTING CONFLICT-RELATED SEXUAL VIOLENCE AT THE ICTY 189 (Oxford Univ. Press, 2016) (citing Prosecutor v. Krnojelac (Judgment), n. 112, ¶¶ 474, 476, 478, 480, 484-485). 14 Prosecutor v. Krnojelac, case no. IT-97-25-A, App. Judgement, ¶¶ 213-14, 216-25 (ICTY, Sept. 17, 2003). 9
Against one or more individuals forming part of an indefinable (or targeted) group Note: Always check the requirements of the or collectivity governing statute. Under the ICTY Statute, the acts of persecution—the deprivation of a The second element of persecution focuses on indi- fundamental right on intentional discriminatory viduals forming part of a targeted sub-set of the civilian grounds—did not require a connection to population who were severely deprived of a fundamental another crime against humanity or any other right “by reason of the identity of the group or collectiv- crime.16 Under the Rome Statute, as noted ity.” In other words, a group or collectivity may consist of above, the persecutory act must be committed one or more individuals who are targeted based on their in connection with another enumerated crime. real or perceived membership to a group. Article 7(2)(g)) Rome Statute. The individual or individuals targeted can be from any group. The discriminatory grounds on which In Prosecutor v. Milorad Krnojelac, the ICTY found that persecution can be committed against members of the discrimination may be established through the identi- targeted group are political, racial, national, ethnic, cul- fication of the group by the perpetrator. This includes tural, religious and gender, but the list is not exhaustive. the mere perception of a group by the perpetrator, ir- respective of how the victim identifies.17 While crimes Note: What constitutes discriminatory grounds for against humanity require that the widespread or persecution has long been discussed by experts, systematic attack must be committed pursuant to a including a diverse range of categories such as state or organizational policy, this does not mean it age, race, ethnicity or social origin, Indigenous has to be a discriminatory policy per se. status, language, religion or belief, political While discriminatory grounds vary among the statutes or other opinion, nationality, culture, wealth, of the international criminal tribunals,18 the category birth, caste, health status, sex, gender, sexual of ‘sex’ has been a recognized basis of impermissible orientation, gender identity, sex characteristics, discrimination since the 1948 Universal Declaration disability status, statelessness, and status as a of Human Rights.19 By the time of the adoption of the refugee or migrant, among other grounds.15 Rome Statute in 1998, the international community understood that ‘gender’ is the more applicable term. The ICC Office of the Prosecutor (OTP) Policy Paper of Committed with the intent to discriminate 2014 further clarifies the inextricable link between “sex” on one of the listed grounds and “gender”, referring to “gender” as a social construct The third element of persecution is “discriminatory and “sex” as a biological determination.20 For example, intent.” The perpetrator must consciously intend to the Policy Paper explains that “sex” is “the biological discriminate on one of the above-listed grounds. and physiological characteristics that define men and 15 See U.N. Special Rapporteur to the Int’l Law Comm’n, Re: Comments Regarding the Persecutory Grounds in the Draft Crimes Against Humanity Convention (Nov. 30, 2018). 16 Baig, Jarvis, Martin Salgado, & Pinzauti, Contextualizing Sexual Violence: Selection of Crimes, in PROSECUTING CONFLICT-RELATED SEXUAL VIOLENCE AT THE ICTY 200 (Oxford Univ. Press, 2016) (noting that the acts of persecution were required to be of similar gravity to other crimes against humanity). 17 Prosecutor v. Krnojelac, case no. IT-97-25-A, App. Judgment, ¶185 (ICTY, Sept. 17, 2003). 18 The ICTR Appeals Chamber clarified that the three discriminatory grounds listed in the ICTR Statute (namely political, racial, and religious grounds) were only a limitation on the jurisdiction of the ICTR and that persecution as a crime against humanity under customary international law might not be restricted to these three discriminatory grounds. See Prosecutor v. Nyiramasuhuko et al., case no. ICTR-98-42-A, Judgment, ¶ 2136 (ICTR, Dec. 14, 2015). 19 Universal Declaration of Human Rights, G.A. Res. 217 (III) A, Art. 2, U.N. Doc. A/RES/217(III) (Dec. 10, 1948). 20 ICC Office of the Prosecutor, Policy Paper on Sexual and Gender-Based Crimes 3 (2014). Identifying Gender Persecution in Conflict and Atrocities 10
women.”21 It then goes on to clarify “gender-based perpetrator’s understanding of gender and intent to crimes as those committed against persons, whether enforce prescribed gender narratives of ‘maleness’ and male or female, because of their sex and/or socially ‘femaleness’. constructed gender roles.”22 In other words, gender While the OTP 2014 Policy Paper does not provide narratives derive not only from a biological under- detail, its focus on the social construction of gender standing of the concept of “sex,” but also from its demonstrates that the OTP does not view gender as social construction. Without “sex” there would be no limited to a male/female biological binary and that regulation of “gender” including SOGIESC. the discrimination element of gender persecution can include discrimination against an individual or group Final Note: While three elements are necessary because they do not fit socially-prescribed categories to establish persecution, it is important to of “maleness” or “femaleness.” This is reinforced by Art. remember that a single fact can demonstrate 21(3) of the Rome Statute which requires the Court to more than one element. Additionally, a single interpret its provisions in light of international human fact or set of facts can be the basis of multiple rights law. Notably, international human rights law has or cumulative charges. The next section shows recognized the social construction and plurality of gen- how the cumulative charging of other crimes der for over twenty-five years.23 This understanding of against humanity provisions and persecution on gender under international criminal law has also been gender grounds could function. affirmed by the International Law Commission (ILC), the primary purpose of which clarifying the evolution of international law. When discussing grounds for perse- cution, the ILC reiterated that gender is understood as Gender Persecution a social construct and has encouraged states to follow international law precedents confirming this.24 The Rome Statute expressly lists gender as a ground for persecution. Article 7(3) of the Statute defines gender as “the two sexes, male and female, within the context of Note: When assessing gender persecution, society.” regulations or policies directed against to The OTP issued a Policy Paper on Sexual and Gender-Based “men” and “women” as groups, such as dress Crimes in 2014, to provide guidance for its staff. The or behavior codes, should be assessed from the Policy Paper acknowledges “the social construction of perpetrator’s intent to enforce roles, behaviors, gender and the accompanying roles, behaviours, activi- activities or attributes. ties, and attributes assigned to women and men, and girls and boys.” This understanding of gender should be viewed from the perpetrator’s point of view, i.e., the 21 Id. 22 Id. at ¶ 16. 23 As far back as 1995, the United Nations defined gender as “the ways in which roles, attitudes, values and relationships regard- ing women and men are constructed by all societies all over the world. Therefore, while the sex of a person is determined by nature, the gender of that person is socially constructed.” Valerie Oosterveld, The Definition of “Gender” in the Rome Statute of the International Criminal Court: A Step Forward or Back for International Criminal Justice?, 64 HARV. HUM. RTS. J. 55, 67 (2005) (citing Comm’n on Hum. Rts. Report of the Expert Group Meeting on the Development of Guidelines for the Integration of Gender Perspectives into U.N. Human Rights Activities and Programmes ¶ 13, U.N. Doc. E/CN.4/1996/105 (Nov. 20, 1995)). 24 Report of the International Law Commission, ‘Seventy-first session (29 April – 7 June and 8 July – 9 August 2019)’ (UN 2019) UN Doc A/74/10, 45 [42]. 11
Section 2 UNDERSTANDING GENDER PERSECUTION This section of the Toolkit introduces gender-based crimes and how they can rise to the level of gender persecution, including through reliance on and reinforcement of entrenched gender narratives. This section also provides past and current examples of gender persecution across a range of geographic, cultural and political contexts, and guidance on how to identify different forms of gender-driven discriminatory conduct such as murder, torture, enslavement, rape and other forms of sexual violence. and the steps some individuals and groups will take to Note: As with all forms of persecution, punish those who do not fit into these narratives bet- accountability for gender persecution requires ter enables the identification of persecution on gender recognition and understanding of the grounds and gender-based crimes more broadly. discrimination that underlies the crime. It is not By definition, gender-based crimes target women, men, enough to hold perpetrators accountable for girls, boys, LGBTIQ+, non-binary and gender non-con- crimes that take place during atrocities; justice forming persons, on the basis of gender discrimination. also requires understanding how perpetrators Gender-based crimes are used as punishments against justify such acts, if we are to eliminate those who are perceived to transgress assigned gender discrimination and break cycles of violence. narratives that regulate “accepted” forms of gender expression manifest in, for example, roles, behaviors, activities, or attributes. These narratives often regulate What Are Gender-Based Crimes and every aspect of life, determining the extent of individu- How Do They Manifest? als’ freedom of movement, their reproductive options, whom they can marry, if and where they can study The concepts of ‘sex’ and ‘gender’ are often treat- and/or work, how they can dress and whether they ed as synonymous—a conflation that impedes are simply allowed to exist. Gender-based crimes may identification, investigation and prosecution of gender meet the threshold for gender persecution when, for persecution. This section endeavors to distinguish the example, underlying crimes such as rape, enslavement, term sex from gender. It outlines how gender perse- torture or murder are used as punishments for deviat- cution manifests and describes its reliance on and ing from gender narratives, or when the crime itself is reinforcement of entrenched gender narratives. It also the gender narrative. provides case studies of crimes against humanity that might have amounted to gender persecution. Everyone is subjected to dominant gender narratives within their particular cultural and social context. In general, people are socially disciplined to remain in their culturally-assigned gender roles or risk societal disap- proval or punishment. Recognizing gender narratives Identifying Gender Persecution in Conflict and Atrocities 12
Sexual Violence Crimes as Gender as the underlying basis for crimes. These judgments provide additional building blocks for understanding Persecution sexual violence crimes as acts of gender persecution. While both of those tribunals’ statutes included po- litical, racial and religious persecution, neither of them Note: Gender narratives historically rationalized included gender persecution (and thus prosecutors did sexual violence as a normal “consequence of not charge gender persecution). However, their analy- war”—essentially entertainment or reward for ses of gender discrimination motivations in sexual soldiers. Such framing greatly downplayed the violence crimes break ground for similar analyses in gravity of sexual violence and portrayed rape as cases of gender persecution. an inevitable byproduct of war, instead of as an act that may amount to gender persecution. For example, in the ICTR’s Nahimana case, the Court addresses how Tutsi women were branded as “femmes fatales” and “seductive agents of the enemy,”28 finding In 2018, the ICC Pre-Trial Chamber in the Al Hassan case this discriminatory view a motivational factor behind recognized rape and other forms of sexual violence, the sexual violence and killings committed against torture and murder committed on “sexist grounds,” 25 them.29 By doing so, the court recognized how sexual bringing charges of gender as well as religious perse- violence crimes were not only motivated by ethnic dis- cution as crimes against humanity.26 Notably, the ICC crimination, but also by gender discrimination. lists charges of gender persecution and sexual violence separately, indicating that acts of sexual violence The ICTY’s Čelebići,30 Kvočka,31 and Kunarac32 judgments should not be subsumed by persecution or torture also point to gender and ethnicity as discriminatory charges and should instead be tried cumulatively. grounds, when finding acts of rape also amounted to torture.33 These cases underscore how conflict-related The Court also points out the intersectionality between sexual violence is often motivated by gender discrimina- forms of gender and racial discrimination that fuel tion. The Trial Chamber in Čelebići concluded that the crimes, noting that “violence against women could rape of two women detainees was committed in part also have been motivated by considerations linked to because the victims were women.34 The Trial Chamber skin color, since women with dark skin were more af- in Kvočka found that sexual violence committed against fected by this violence than others; the same goes for women in detention was a “natural or foreseeable dark-skinned men who, according to some witnesses, consequence” of their incarceration, since rape and were [more] persecuted than those with light skin.” 27 humiliation were accepted forms of violence commit- Similarly, the ICTY and ICTR decisions describe how ted against women targeted as an ethnic enemy.35 gender narratives imposed by perpetrators can serve The Kvočka judgment also noted, that because the 25 Prosecutor v. Al Hassan, Case No. ICC-01/12-01/18 ¶ 707. 26 Id. 27 Id. ¶ 702. 28 Prosecutor v. Nahimana, Case No. ICTR-99-52-T, Judgment, ¶ 1079 (Dec. 3, 2003). 29 Id. at n.75. 30 Prosecutor v. Delalic, Case No. IT-96-21-T, Judgment (Int’l Crim. Trib. for the Former Yugoslavia Nov. 16, 1998). 31 Prosecutor v. Kvočka, Case No. IT-98-30/1-T, Judgment (Int’l Crim. Trib. for the Former Yugoslavia Nov. 2, 1998). 32 Prosecutor v. Kunera, Case No. IT-96-23/1-T, Judgment, ¶ 491 (Int’l Crim. Trib. for the Former Yugoslavia Feb. 22, 2001). 33 Baig, Jarvis, Martin Salgado, & Pinzauti, Contextualizing Sexual Violence: Selection of Crimes in, PROSECUTING CONFLICT-RELATED SEXUAL VIOLENCE AT THE ICTY 188 (Oxford Univ. Press, 2016). 34 Id. (citing Prosecutor v. Delalic, Case No. IT-96-21-T, ¶¶ 941, 963). 35 Id. 13
sexual violence was only committed against non-Serb Examples of Gender Persecution detainees and only against women, the crimes were dis- criminatory on both ethnic and gender grounds.36 The Crimes legal analyses in these cases can be analogized to that A gender persecution lens requires a careful examina- required for a finding of gender persecution. tion of fundamental rights deprivations committed during conflicts and other atrocities, against women, Importantly, tribunals have found that a perpetrator men, girls, boys, LGBTIQ+, non-binary and gender non- may still have the required criminal purpose/intent conforming persons. Gender persecution may be carried regardless of the existence of a certain motive.37 For out through forms of punishment against victims who example, perpetrators with sexual motives may still do not conform to prescribed gender narratives. For have the required discriminatory purpose/intent for example, documented cases of potential gender perse- persecution. In other words, the existence of a per- cution crime have included the murder, rape or torture of sonal motive does not preclude the perpetrator from men perceived as behaving “effeminately”, or of women also having a specific (and different) intent (or even perceived as behaving “manly” or of persons for deviat- multiple discriminatory intent) to commit a crime. ing from mandatory dress codes or occupations based on Therefore, the fact that perpetrators acted to gratify gender narratives. Consider these examples: their own sexual motives or desires, does not cancel or replace any discriminatory intent the perpetrators 1. A woman is raped and then murdered for working might also hold.38 a job not considered appropriate for women. Importantly, tribunals have found that a perpetrator 2. A woman is raped or tortured because her skirt is may still have the required criminal purpose/intent deemed too short or her headscarf too transparent. regardless of the existence of a certain motive. For 3. Pregnant women are forced to have abortions be- example, perpetrators with sexual motives may still cause pregnancies are considered to interfere with have the required discriminatory purpose/intent for women’s duties to provide sexual services to men. persecution. In other words, the existence of a per- sonal motive does not preclude the perpetrator from 4. Men are abused for being unwilling or unable to also having a specific (and different) intent (or even grow beards. multiple discriminatory intent) to commit a crime. 5. Afro-descendent women are raped because the Therefore, the fact that perpetrators acted to gratify perpetrators believe them to be innately lustful. their own sexual motives or desires, does not cancel or replace any discriminatory intent the perpetrators 6. Men and women are condemned to death because might also hold. of suspected homosexual behavior. 7. A group of young men are killed because they are per- Remember: Intent is what a perpetrator seeks ceived to be “aggressive” and likely to seek revenge. to achieve and motives are the reasons why 8. Rape is imposed as a gender-specific sanction they seek to achieve it. While perpetrators may against women held in detention centers and have many different motives to commit sexual forced into marriages. violence or other crimes, personal motivations do not void the intent to discriminate. 9. Youth are forced to fight each other in a boxing ring to prove their masculinity. 36 Id. at 188 (citing Prosecutor v. Kvočka, Case No. IT-96-23/1-T, ¶ 560). 37 Id. 38 See Prosecutor v. Kunarac et al., case no. IT-96-23&IT-96-23/1-A, App. Judgment, ¶ 153 (ICTY, June 12, 2002). Identifying Gender Persecution in Conflict and Atrocities 14
10. Women and men are separated into two different new narratives that compound oppression for people groups. The women are enslaved and the men are who face multiple and intersecting grounds of dis- killed. crimination. For example, Afro-descendant women and girls have experienced oppressive gender and racial Answer: All of the above examples trigger a gender narratives that emerged in countries shaped by slavery persecution analysis. and colonialism continues to reverberate today. Remember: Note: Family members who tried to intervene • A targeted group may include a single were often threatened, attacked or disappeared. individual who is targeted on the basis of Sometimes family members were forced to real or perceived membership to a group or watch egregious acts committed against their collectivity. loved one, causing them to endure psychologi- cal torture from witnessing such crimes. Family • It is enough that the perpetrator perceives the members may also be victims of persecution. victim to be a member of the group, even if the victim does not identify as a member. • In the case of persecution committed on A Look Back in History - Nazi Germany & gender grounds, the “group” may, for Gender Persecution example, be men or women, girls or boys, In the 1930s, the Nazi party began promoting a racist, LGBTIQ+, gender non-conforming or non- misogynist and homophobic ideology. Nazism spe- binary persons or any combination. cifically called for the persecution of those perceived • One victim may be enough to reach the as homosexuals. Nazi members also interwove racial, threshold of gender persecution and the ethnic, and gender narratives into their ideology. Some other elements of crimes against humanity viewed homosexuals as racial degenerates, stemming including widespread or systematic. from the “evil propensities of the Jewish soul.”c Police created “pink lists” of suspected homosexual men. Somewhere between 5,000 and 15,000 men accused of Remember to look for multiple grounds of discrimina- homosexuality were sent to concentration camps and tory intent that may constitute a single act. Most people marked by pink triangle badges.40 Police also collected have multiple and diverse identities and lived experi- information about lesbians and some were interned in ences. Those with marginalized identities (i.e., racial, work camps. Police applied the “asocial” designation ethnic or religious minorities, people with disabilities, (represented by the black triangle badge in concentra- women, girls, LGBTIQ+ people, migrants or refugees, tion camps) to women perceived as lesbians and others etc.) are most vulnerable to multiple and intersecting caught breaking gender regulations. Transgender per- forms of discrimination that may amount to other sons were seen as intentionally misrepresenting their forms of intersecting grounds for persecution. When sex assigned at birth, as opposed to living as their harmful gender narratives intertwine with other dis- true selves and were also subjected to interrogations, criminatory narratives used to reinforce systems of imprisonment and concentration camps. By the end of oppression, such as racism or xenophobia, they create 39 Harry Oosterhuis, Male Bonding and the Persecution of Homosexual Men in Nazi Germany, 17 AMSTERDAMS SOCIOLOGISCH TIJDSCHRIFT 27, 29 (1991). It should be noted that Oosterhuis also contends that Nazi racism does not explain its homophobic regulations as most Nazis likely considered homosexuality a social disease. Id. at 29-30. 40 Erik Jensen, The Pink Triangle and Political Consciousness: Gays, Lesbians, and the Memory of Nazi Persecution, 11 J. HIST. OF SEXUALITY 319, 344, fn. 122 (2002). 15
World War II, over 100,000 persons had been killed for • Was there a targeted group? Yes. Persons who vio- “homosexual activity” under the Nazi regime. 41 lated Nazi gender narratives by engaging in or being perceived to engage in non-heteronormative sexual conduct, or persons who did not act, dress or behave Note: Nazi gender regulations dictated that or otherwise express themselves in accordance with women should not take on jobs, such as that of their prescribed gender roles were targeted. judges or politicians, which were reserved for men’s gender roles, and instead should fulfill • Did the targeted group suffer a severe deprivation of their “destinies” as mothers and caretakers. a fundamental right? Yes, individuals perceived as Nazi militants called for women’s dress and gay men, lesbians, transgender persons and others performance to be feminine and submissive, including women, were subjected to physical and and for women to avoid wearing pants or other psychological torture, arbitrary arrest and deten- clothes deemed masculine. 42 tion, imprisonment or internment in concentration camps, and, in some cases, death. • Did the alleged perpetrator(s) act with discriminatory Reflecting Back: Following World War II, the intent? Yes, the Nazi regime issued explicit instruc- Nuremberg trials confirmed that the conduct tions to punish, harm, detain and torture individuals of the Nazi regime met the elements of perse- who did not conform to the regime’s strict gender cution on racial, religious and political grounds regulations. as crimes against humanity. The Nuremberg Tribunal found that acts such as denying Jewish A gender discrimination analysis unearths how Nazi persons the right to education or employment anti-gender rights ideology targeted women and opportunities, or choice of spouse, are forms of LGBTIQ+ persons for discrimination, exacerbating religious persecution.43 A gender discrimination pre-existing misogynist, homophobic and transphobic analysis above makes clear that many of the Nazi narratives, while also intertwining those with racial regime’s crimes may have amounted to gender and ethnic narratives to create multiple forms of persecution, noting that the London Charter that oppression that reinforced tyranny and policed and governed the Nuremberg Tribunal did not list targeted certain groups for violence and destruction. gender as a ground for persecution under crimes against humanity. Notwithstanding, women and LGBTIQ+ persons who transgressed the Note: Conduct that may have amounted to myriad restrictive gender regulations enforced gender persecution also took place in East Asia by the Nazis were subjected to a systematic de- and the Pacific region during World War II. privation of fundamental rights. Most notable was the abuse of the “Comfort Women”— Korean, Chinese, Indonesian, While the London Charter did not list gender as a Filipino, Malaysian and Taiwanese women and persecutory ground, it is worthwhile considering how girls who were sexually enslaved. these acts would fit into the elements of gender perse- cution if they took place today: 41 John Connelly, Gypsies, Homosexuals, and Slavs, in THE OXFORD HANDBOOK ON HOLOCAUST STUDIES, 282 (2010). 42 Laurie Marhoefer, Lesbianism, Transvestitism, and the Nazi State: A Microhistory of a Gestapo Investigation, 1939–1943, 121 Am. Hist. Rev. 1167, 1176 (2016) 43 Prosecutor v. Kvočka, (Judgment) [2001] IT-98-30/1-T ¶ 186 (citing U.S. v. Ernst von Weizsaker, vol. XIV, Trials of War Criminals before the Nuremberg Military Tribunals under Control Council Law No.10, p 471). Identifying Gender Persecution in Conflict and Atrocities 16
Examples from Recent Conflicts Gender Regulation of Men and Women suspected of Homosexual Behavior: ISIL systemically targeted indi- Gender Persecution by the Islamic State of viduals perceived as homosexual for execution. For Iraq and the Levant (ISIL) example, after reviewing suspension records at Mosul University, ISIL issued death warrant for two women ISIL created and enforced a severe and systematically who were reported for kissing on campus. In another organized gender-discriminatory set of policies known instance, ISIL accused a group of youths of homosexu- to be enacted by an armed group. ality and sentenced them to death for wearing skinny Gender Regulation of Women and Girls’ Behavior: ISIL jeans and hair gel. imposed gender regulations that permitted girls to be married off at the age of nine; called for the death pen- Note: ISIL’ rigid gender roles conflate socially- alty for women who have held professional jobs; and constructed gender narratives with actual assigned strict dress codes for men and women with sexual orientation. The mere absence of males harsh penalties for non-compliance. When caught out “acting masculine” or females “acting femi- of dress regulation, women were beaten with sticks nine” was sufficient to risk accusations of being and tortured with a flesh cutting instrument coined homosexual, regardless of actual sexual orien- “the biter.” In one documented instance, women doc- tation or gender identity. tors and nurses who removed their gloves to perform medical duties were severely beaten, as were women and girls who failed to wear gloves or veils in public Enslavement: ISIL sexually enslaved females to impose spaces. Sometimes ISIL members beat women and gender regulations and to control the ethno-religious girls to death. Rape and enslavement/sexual slavery make-up of future generations. In 2014, Dabiq, ISIL’ were also systematically enacted as part of a larger online magazine, circulated the article, “The Revival plan to control gender norms and the ethno-religious of Slavery” urging members to “embrace the practice make-up of future generations in Iraq, as well as for of slavery and slave trading to eradicate ‘pagan’ Yazidi economic gain and to demonstrate territorial control. women and girls from the Muslim world.”44 ISIL also Gender Regulation of Men and Boys’ Behavior: ISIL published a “frequently asked questions” pamphlet also applied rigid gender narratives that regulate that detailed the policies on ownership of people men and boys’ gender expression. One key display of enslaved, including rules on punishments, sales, and masculinity under ISIL’ ideology is the ability to grow inheritance.45 In addition to suffering routine rape by a full-bodied beard. Men were also forbidden from their owners, women and girls enslaved by ISIL were wearing stylish clothing or having trendy haircuts and forced to strip naked at auctions, endure the trauma of could be accused of homosexuality for doing either, being repeatedly slave traded, forced to imbibe drugs leading to their torture and death. Furthermore, pant to hasten sexual maturation, and endure torturous lengths were required to fully cover men’s legs. Men and degrading acts for their perpetrators. Additionally, caught without a beard or out of dress code could be some young boys were kidnapped, enslaved and raised subject to beatings. a “cubs of the caliphate.”46 44 Human Rights & Gender Justice Clinic (HRGJ) of CUNY School of Law, MADRE, and The Organization Of Women’s Freedom In Iraq (OWFI), Communication To ICC Prosecutor Pursuant To Article 15 of The Rome Statute Requesting A Preliminary Examination Into The Situation of: Gender-Based Persecution And Torture As Crimes Against Humanity And War Crimes Committed By The Islamic State Of Iraq And The Levant (ISIL) In Iraq, para. 76 (November 8, 2017) (hereafter HRGJ and others, Communication); Robert Mackey, Islamic State Propagandists Boast of Sexual Enslavement of Women and Girls, N.Y. TIMES (October 14, 2014). 45 HRGJ and others, Communication, para. 76; MEMRI, Islamic State (ISIS) releases pamphlet on female slaves (2014) http://www. memrijttm.org/islamic-state-isis-releases-pamphlet-on-female-slaves.html 46 Mia Bloom, Cubs of the Caliphate: The Children of ISIS, FOREIGN AFFAIRS (July 21, 2015). 17
Do the above-referenced crimes inflicted by ISIL amount to gender persecution? Consider how these acts would fit Note: Perpetrators engaged in slave trade prac- into the elements of persecution: tices include architects of enslavement systems, market organizers, registration administrators, Was there a targeted group? Yes. Women, men, • and those who “gift” enslaved persons to others girls and boys were targeted for their gender roles, for enslavement. All of these individuals could be behaviors, activities or attributes. There were pro- held liable for contributing to gender persecution hibitions on women holding professional jobs, on as a crime against humanity. This charge should women leaving their homes without a male rela- be cumulative since a charge of enslavement or tive, on women who failed to wear their gloves or sexual slavery may not capture the full range of headscarves in public, even in instances where such gender-based violence endured by women and attire interfered with their medical duties, and on girls. Thus, both persecution and enslavement all on people who did not comply with strict gen- could be charged. Note that the Rome Statute dered dress codes and behaviors assigned to men does prohibit enslavement, but does not contain and women. Men accused of homosexuality were a provision explicitly prohibiting the slave trade. also targeted. Yazidi and other non-Muslim women and girls were targeted for sexual enslavement and subjected to rape, sexual slavery and forced/early Gender, Ethnic and Racial Persecution by marriage in crimes committed on the basis of both Armed Actors in Colombia gender and ethnic discrimination. Some young boys were targeted to be fighters for the group. In Colombia’s decades-long civil war, all parties to the conflict inflicted gender and race-based crimes that • Did the targeted group suffer a severe deprivation of a may amount to persecution: fundamental right? Yes. Women and girls were sub- jected to harsh penalties, beaten, tortured, and killed. Gender Regulation of LGBTIQ+, Non-Binary and Gender Young boys were kidnapped, enslaved and raised to Non-Conforming Individuals’ Behavior: Labeled as “bad take on a fighting role for the group. Men who failed queers,” LGBTIQ+ persons were subjected to sexual to comply with acceptable masculine gender roles violence, torture, forced displacement, and executions and behaviors (i.e., men who could or would not under organized campaigns. To show their ability to grow and maintain full beards, who wore trendy keep public order, paramilitary groups would engage in clothing or haircuts) could be subjected to beat- what they called “corrective rape” and “social cleansing”: ings. Individuals suspected of homosexual behavior the raping or killing of people considered “undesirable” were sentenced to death and executed. Women and including those they labeled criminals, and those they girls were routinely slave traded, enslaved, tortured, presumed to be sex workers and LGBTIQ+ persons. In sexually abused and suffered degrading treatment. one incident, a paramilitary commander forced sixteen gay youths to fight each other in a boxing ring. In anoth- • Did the perpetrators act with discriminatory intent? Yes. er instance, when two men were caught having sex, the These crimes were conducted pursuant to ISIL’ anti- man who had been penetrated was raped, tortured and gender rights ideology, documented in a manifesto killed by armed actors. At play here is the invocation of that reinforces strict, binary gender regulations for the “indignity” of “behaving” as both a woman (because men and women. ISIL ideology also calls for the ex- he was in the presumed “passive” or female sexual role), termination of LGBTIQ+ people. ISIL undertook acts in and as a homosexual. This targeted discriminatory vio- line with publications that regularized enslavement lence demonstrates a correlation between the gender and slave trade practices in order to eradicate ‘pagan’ oppression of women and LGBTIQ+ persons. Yazidi women and girls from the Muslim world. Gender Regulation of Women’s and Girls’ Behavior and • Are there intersectional grounds of discrimination? Dress: Women and girls who did not conform to regu- – Yes. There is evidence of gender discrimination oc- lated, socially-constructed ‘female’ ideals were labeled curring alongside ethnic and religious discrimination. Identifying Gender Persecution in Conflict and Atrocities 18
“bad girls,” and subjected to torture, degradation, forced in “undesirable” conduct were targeted. LGBTIQ+ labor, enslavement, sexual violence and executions. persons and homosexual behavior was considered Armed actors regulated and monitored dress and behav- particularly “undesirable” and punishable by tor- iors of those under their control, including their jewelry, ture, humiliation or death. hairstyles and clothing length. Women were forbidden • Did the targeted group suffer a severe deprivation from wearing clothes that exposed their bodies and of a fundamental right? Yes, the above-referenced sometimes were ordered to wear specific garments. individuals suffered sexual violence (including “cor- “Good girls” were considered those who adhered to rective rape”), other gender-based violence, torture, dress and behavior regulations set by fighters. forced displacement, executions, forced abortions, Gender Regulation of Women and Girls Through forced pregnancies and sexual slavery. Reproductive Violence: Paramilitary and guerrilla • Did the alleged perpetrators act with discriminatory in- groups also controlled women’s and girls’ reproduc- tent? Yes, the language used by armed groups when tive actions and decisions, including through forced committing the above-referenced crimes (i.e., “bad abortions, forced pregnancies and sexual slavery. girls” or “bad queers”), is evidence of their biased Pregnancies were prohibited from being carried views and thus discriminatory intent. Additionally, to term because it was thought to interfere with entrenched racial narratives that depict Black women’s duties of providing sexual services to male women as innately lustful and sexually deviant also militia members. Women who refused to have abor- rationalized sexual and other violence committed tions could face torture and death. against them. Homosexual behavior was considered Gender Regulation Intersecting with Racist Violence: an “undesirable” trait and punished through torture Racist attitudes toward Afro-Colombian and Indigenous or death. women and girls were used to justify sexual and other • Are there intersectional grounds of discrimination? forms of gender-based violence during the conflict. – Yes. Here there is evidence of gender discrimi- Presumptions that Black women, in particular, are in- nation occurring along with ethnic and racial nately lustful and sexually deviant helped to rationalize discrimination. sexual and other violence committed against them. This violence was discriminatory and was used to po- Rape, Torture and Murder in Mali lice and punish women and girls who were perceived not to adhere to prescribed gender narratives. Notably, Between 2012 and 2013, women and men in Mali en- Afro-Colombian and Indigenous persons are more vul- dured horrific abuses under the brutal regimes of Ansar nerable to abuse by armed groups than non-racialized al-Dine and al-Qaeda in the Islamic Maghreb (AQIM). individuals because they have long been the subjects AQIM’s ideology targeted all people under its control in of discrimination in Colombian society— historical en- Timbuktu, regulating every aspect of their lives through slavement and a legacy of colonialism that continues to gendered and religious policies. Militia fighters estab- reverberate today. lished an “Islamic Police” to enforce a strict body of rules that regulated clothing, governed interactions between Consider whether the above-referenced crimes inflicted men and women, and provided harsh penalties for by armed groups in Colombia amount to gender and ra- those who did not follow imposed gender narratives. cial persecution: Rape was used as a gender-specific sanction committed • Was there a targeted group? Yes, women and girls, against women held in detention centers. While gender including those from Afro-Colombian or Indigenous regulations were imposed on both women and men, communities, who did not comply with prescribed the ICC noted the disproportionate effect of regulations gender narratives or who were perceived to engage and punishments imposed on women and girls, espe- cially those of “darker skin” color.47 47 Prosecutor v. Al Hassan, Case No. ICC-01/12-01/18 at ¶ 702. 19
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