Ideals of the Good Life: A Longitudinal/Cross-Sectional Study of Evaluative Reasoning in Children and Adults
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Ideals of the Good Life: A Longitudinal/Cross-Sectional Study of Evaluative Reasoning in Children and Adults by Cheryl Armon A Thesis Presented to the Faculty of the Harvard Graduate School of Education of Harvard University in Partial Fulfillment of the Requirements for the Degree of Doctor of Education April, 1984 Acknowledgements My first thoughts of appreciation go to Albert Erdynast who, methodology, as well as in countless personal ways, include my through his perceptiveness (and not a little strength of will) close friend Anat Abrahami, without whose intelligence, persuaded me to take a new intellectual path. Second, I wish to persistence, and confidence, the scoring manual for this work and, thank my teacher, advisor, and mentor, Lawrence Kohlberg. For perhaps, the opus itself, could never have become what it is; six years, my aim has been to internalize his clarity of thought and Edward DeV os whose strengths in both statistics and patience rigorous methodology as the standards for my own work. allowed me to ask the right questions and bear up under the Simultaneously questioning and encouraging my interests, he has answers; Richard Mattingly, my life's mate, who has not only supported me through a difficult yet satisfying intellectual stage of suffered through those months of "thesis-writing syndrome" with my life (and there is no regression!). incredible compassion, but also assisted with the statistical analyses and graphics; my friend of twenty-five years, Ilena Dunlap, whose Two other individuals have significantly influenced my knowledge of grammar and style has been helpful, but whose thinking. Tom Robischon, who first dangled the philosophical expressions of confidence and encouragement have been of more carrot, and Israel Scheffler, who helped me to grasp it. lasting value. Finally, I thank my daughter Aura who, after surviving the insanity of the last year, may never go to college. Others who have helped me with problems of theory and © 1984 Cheryl Armon. ALL RIGHTS RESERVED
Table of Contents List of Tables......................................................i List of Figures....................................................ii Abstract..........................................................iii Introduction........................................................1 Section I: Philosophy of the Good Life..................................8 Chapter 1: Philosophical Framework for a Study of the Good Life....9 Chapter 2: Philosophical Concepts and Terms.......................17 Chapter 3: Aristotle's Conception of the Good Life................22 Chapter 4: Epicurus' Conception of the Good Life..................34 Chapter 5: Spinoza's Conception of the Good Life..................39 Chapter 6: J. S. Mill's Conception of the Good Life...............45 Chapter 7: Dewey's Conception of the Good Life....................51 Chapter 8: Discussion and Conclusions of Section I................58 Section II: Psychology of the Good Life.................................72 Chapter 9: Structural-Development Model and Literature Review.....75 Chapter 10: Neo-Structural and Non-Structural Literature Review....91 Chapter 11: Discussion and Conclusions of Section II..............128 Section III: Empirical Study of Ideals of the Good Life...............141 Chapter 12: Methods and Reliability...............................142 Chapter 13: Clinical Analysis: Good Life Stages..................151 Chapter 14: Clinical Analysis: Philosophical Orientations........168 Chapter 15: Relation of Good Life Stages to Moral Judgment and Social Perspective-Taking Stages......................174 Chapter 16: Results................................................187 Chapter 17: Discussion and Conclusions of Section III..............211 Chapter 18: Discussion, Limitations, and Future Research...........224 Reference List..........................................................238 Appendix A: The Good Life Scoring Manual Appendix B: The Good Life Interview Appendix C: The Standard Form M oral Judgment Interview Appendix D: Longitudinal Case Examples i List of Tables 1. Categories of Value...............................................19 2. Aristotlelian Virtues.............................................26 3. Primary Goods.....................................................68 4. The Six Stages of Moral Judgment Development......................81 5. Social Perspective-Taking Stages..................................89 6. Being Values.....................................................114 7. Rokeach's Terminal and Instrumental Values.......................123 8. Comparison of Developmental Sequences............................128 9. Correlations of Issues and EM S Scores Between 1977 and 1981......148 10. Distribution of Philosophical Orientations in the W hole Sample and the Adult Group.......................................149 11. Value Elements...................................................171 12. Correlation Matrices of EM S and Issue Scores in 1977 and 1981....189 13. Frequency of Good Life and Moral Judgment Stages.................190 14. Raw Good Life and Moral Judgment Stage Scores....................191 15. Comparative Relation of EM S to MMS Scores........................192 16. Distribution of Philosophical Orientation with Conventional and Post-Conventional Good Life and Moral Judgment Levels............201 17. Distribution of Moral Types with Good Life and Moral Judgment Levels...........................................................202 18. Association Between Philosophical Orientations and Moral Types...203 19. Philosophical Classification of Developmental Constructs.........230 ii List of Figures 1. Natural and Non-Natural Goods.....................................14 2. Summary of Differences in Philosophical Views of the Good.........69 3. The Developmental Relationship Between Cognitive, Social Perspective-Taking, and Good Life, Moral, and Faith Stages......86 4. Joint Distribution of EM S and MMS in 1977........................193 5. Joint Distribution of EM S and MMS in 1981........................193 6. Good Life and Moral Judgment Stage Attainment with Age in 1977...195 7. Good Life and Moral Judgment Stage Attainment with Age in 1981...195 8. Relation of Age to Good Life and Moral Judgment Stage Change.....198
3 9. Relation Between Education and Stage Attainment in Good Life and Moral Judgment Stage Scores in 1981..........................205 10. Relation Between Difference in Education and Stage Change in Good Life and Moral Judgment.....................................206 11. Good Life Stage Attainment, Age, and Gender in 1981..............207 12. Moral Judgment Stage Attainment, Age, and Gender in 1981.........208
Abstract This four-year, longitudinal/cross-sectional study investigates the plausibility of a structural model of evaluative reasoning about ideals of the good life and justice reasoning with subjects ranging in age from 5 to 72. The construct of evaluative reasoning, which includes both moral and non-moral components, is specified both psychologically and philosophically and distinguished from other developmental constructs such as justice reasoning. It is claimed that the model is normative. Support is found for this claim in an analysis of five schools of thought from traditional ethical theory that results in a minimal conception of the good life upon which the differing ethical theories might agree. A scoring manual for evaluative reasoning in the domains of good life, good work, good friendship, and the good person is presented with high reliability and internal validity. It is shown that, with the findings to date, the stage sequence constructed meets the general Piagetian criteria for a structural stage model. It is also shown that much of the meaningful content of evaluative reasoning can be classified according to categories derived from traditional ethics and metaethics. Particular analyses are focused on adult structural development. It is shown that a significant percentage of individuals over 20 years old continue their development in both evaluative and justice reasoning and that the post-conventional stages that are postulated in both models are restricted to members of this age group. It is also shown that advanced education beyond the baccalaureate level is a significant factor in the development of post-conventional reasoning. It has been a central tenet of structural-developmental ideals that are structurally represented in the sequential stage psychology to focus on the consistent and universal, rather than the model. anomalous and unique aspects of human development (Piaget, 1968; Kohlberg, 1969, 1981). W ith this guiding principle, research The psychological approach to ethics has been to describe the has consisted of investigations of those human activities that share phenomena and/or the development of human valuing. This a universal function, for example, logical thinking (Piaget, 1954) approach interprets observable behavior and reasoning involved in and certain forms of moral, social, and epistemological reasoning the processes and consequences of ethical reasoning. The aim is to (Kohlberg, 1981; Selman, 1980; Broughton, 1978). Following this explain, rather than to prescribe, the development and expression paradigm, it is the purpose of this study to show that aspects of both of values or moral principles. In the present work, psychology is moral and non-moral evaluative reasoning, conceived of here under coupled with philosophy to form a philosophically supported the general construct "ideals of the good life," also conform to a psychological theory. universal human function and, as such, are appropriate for structural-developmental investigation and analysis. There are two main reasons for the necessity of philosophy in a study of evaluative reasoning about the good life. The first and Drawing from both developmental psychology and ethical most obvious reason is that ideas concerning value or the good are philosophy, this work defines a structural, hierarchical model of ethical in nature. To say something is good is to make an ethical evaluative reasoning about the good life. Its general conclusions claim and ethics is a philosophical domain. In this study, ethical are that, although such reasoning varies across persons, it does not theory provides not only a systematic analysis of morality and vary randomly. On the contrary, evidence will be presented here value, but also a philosophical conception of the person and of "the to show that value reasoning has underlying structural components good life." that fall into a sequential pattern of developmental stages, the highest of which, it will be claimed, meets philosophical criteria of For example, the present conception of stages of evaluative adequacy. Thus, parallel to Kohlberg's (1981; 1973a) model of reasoning is dependent on a philosophical conception of the person justice reasoning, the normative aspect of this constructed model of as a rational human being capable of making and acting upon evaluative reasoning about the good life relies on a philosophically autonomous life choices (Rawls, 1971). In accordance with Rawls, justified articulation of the highest stage. it is assumed that, to one degree or another, persons formulate rational life plans that are organized by their conceptions of the In addition to categorizing structures into developmental good. These conceptions are comprised of ideals and virtues, the stages, it will be shown that the content of ethical reasoning can be fulfillment of which leads to happiness. In order for one to have a categorized in a meaningful way, that is supported both empirically rational life plan based on the good, the organization of the plan and theoretically. These categories represent "philosophical must form a structure that is generally consistent across domains of orientations," defined not in terms of the underlying structure of experience; that is, each individual must construct a consistent value reasoning, but in terms of the actual ultimate values that philosophy of what is good. Generally, the structure of the good is cohere an individual's philosophy of the good life. Thus, in viewed as an organization of values and ideals that provide conjunction with a theory of structural development, a content individuals with both motivation and meaningfulness in life. analysis model will also be presented. Specifically, the structure of the good provides a consistent set of criteria that the individual uses in making evaluative decisions and The term "ideals of the good life" may bring to mind many judgments. It is this very philosophical conception that guides the different concepts. It represents the general construct of the present present study of ideals of the good life and that has a significant study and is constructed from both traditional ethics and structural- impact on both its psychological theory and its methodology. developmental psychology. The second reason for the necessity of philosophy is that the The operational definition of the good life that will be used in present developmental model is a normative one; that is, it is this study is, first, the combined set of human ideals that persons claimed that the highest stage is most adequate. Such a claim affirm in normative evaluative judgments about the good life, in requires a philosophical as well as a psychological conception of general, and about good work, good friendship or relationship, and adequacy. the good person, in particular. Second, it is the sets of reasons individuals give in support of these judgments. Although the fundamental scheme of this study is psychological and, thus, primarily descriptive, part of any Thus, operationally, ideals of the good life consist of two developmental analysis includes an explanation of where major components. The first is a description of what traits of development leads. Typically, such psychological analyses blur the character, objects, actions, or experiences are truly good. The boundaries between descriptive and prescriptive work. second concerns the justification of this description. It is these
2 Particularly noteworthy for a study that includes a normative of ideals of the good life. This chapter also includes a discussion model is the issue of whether the developmental model is the result of Kohlberg's model of justice reasoning development and Selman's of a collection of observations that fall into arbitrarily ordered (1980) model of social perspective-taking development--two categories. If so, criticisms concerning the leap from the empirical models of central import to the present work. In Chapter 10 a "is" (non-ethical premises) to the philosophical "ought" (ethical description of ten other psychological studies that relate to the conclusions) are warranted. G.E. Moore (1903) first referred to present investigation of the good life will be presented. These this leap as the "naturalistic fallacy," an idea of increasing import studies present theoretical models and empirical findings that in structural-developmental psychology. A way to respond to this inform a developmental model of evaluative reasoning about the problem is to incorporate in an empirical study of human valuing good life. They also provide empirical information for the the support of philosophical justification. (For a discussion of the construction of philosophical orientations. "naturalistic fallacy" in psychological research, see Kohlberg, 1969; in philosophy, Frankena, 1973.) The discussion in Chapter 11 will closely examine these studies correspondences not only with one another, but also with To address these concerns, an attempt first will be made here the structural-developmental paradigm in general. Under close to highlight rather than obscure both prescriptive and descriptive scrutiny, discrepancies will be examined and implications from elements, and to keep them distinct. Second, to the extent that this these studies about a developmental model of evaluative reasoning work will commend any particular form of thought, it will rely on will be discussed. normative ethics rather than empirical psychology for justification. In Section III, a cross-sectional/longitudinal study of The psychological theory and methodology employed in this evaluative reasoning about ideals of the good life conducted by the study relies on the structural-developmental research paradigm. A author will be presented. Chapter 12 contains the methods of the Piagetian/Kohlbergian structural analysis (Colby, Kohlberg, Gibbs, study, in general, and of the structural analysis, in particular. In & Lieberman, 1983; Colby & Kohlberg, in press; Kohlberg, addition, it will be shown that the validity and reliability of the Levine, & Hewer, 1983) will be performed on both cross-sectional good life assessment methodology is supported. Chapter 13 and longitudinal data, consisting of responses to open-ended contains the first set of the study's results. There the stages interview questions, such as "W hat is the good life?" and "W hat is themselves will be described in detail. Chapter 14 will describe the a good person?", from individuals comprising a wide age-range. empirical construction of the philosophical orientations. In Chapter 15, the theoretical relationships between good life stages and both The first model integrating developmental psychology and moral judgment and social perspective-taking stages will be formal philosophy was advanced by Piaget (1954). This model discussed. The statistical results of the study will be presented in concerns the study of logical reasoning. Kohlberg (1958) Chapter 16, including the empirical relationships between good life constructed such a model for the study of reasoning about justice, stages and a number of other variables, such as age, education, or right action (1981; Colby & Kohlberg, in press). Reasoning gender, and moral judgment development. In Chapter 17, a about the good, however, has not yet received this form of research discussion of the empirical results will be presented. attention. The present work relies heavily on Kohlberg's model of the development of justice reasoning, but attempts to expand the Finally, in Chapter 18, both the psychological and domain of morality that is investigated developmentally beyond philosophical considerations raised throughout this work will be "justice," to include the moral good as manifested in ethical ideals discussed in terms of their relationship to one another. Implications of the good life. and limitations the study will be discussed as well as plans for future research. In Chapter 1, the philosophical framework for this study will be presented. Philosophical issues concerning a study of evaluative Section I reasoning will also be discussed. Philosophies of the Good Life Chapter 2 introduces the reader to the philosophical terms and You pretend that you are not calculated for philosophy? concepts to be used throughout this work. Then, Chapters 3 W hy then do you live, if you have no desire to live through 7 present five normative ethical views of the good life. properly? (Diogenes Laertius [1925]) Although each view is put forth through the writings of a particular philosopher, each is meant to be representative of a different school Chapter One of thought on the nature of human ends. Each view purports to Philosophical Framework for a Study of Ideals of the Good Life describe somewhat different objective values for human beings. This review is not meant to be exhaustive of either a particular Traditionally the philosophic approach to ethics, including scholar's ethical system nor of all the possible schools of thought in both "the good" and "the right," has been a systematic attempt to traditional ethics. It merely describes exemplary models of ethical answer value- related questions of seemingly universal interest. In systems concerning the good life. ethics, some typical questions are: what is the good life? what is worth wanting and working for? what is the right thing to do? Chapter 8 compares and contrasts these five views. There it what is a good person? The moral philosopher concerned with will be described how these views, taken as a whole, provide what is good or right is often working out a systematic explanation support for a normative model of ethical reasoning. In addition, it and justification of the primacy of certain values or principles over will be show how the differences between the views inform the others. construction of philosophical orientations. Moral philosophy, or ethics, is commonly divided into two Section II initiates the psychological section of this thesis. In major classes. The first contains theories of the right, or of Chapter 9, the integrative model of psychology and philosophy is obligation; the second contains theories of the good. For the described and the structural-developmental paradigm to be used in purposes of the present work, both the philosophical and the this study will be presented. This description will draw primarily psychological focus is on reasoning about the good. Philosophical from the work of Piaget (1970, 1960) and Kohlberg (1981, Colby, theories of the good are rarely constructed independent of a theory et. al, 1983, Colby & Kohlberg, in press) in defining the general of right action; however, the reverse is not the case. There are a characteristics and specific criteria for a developmental stage model number of moral theories of right action that are constructed
3 independently of any particular conception of the good. (See, for kind of life that persons ought to seek. The theoretical construct of example, Kant, 1785; Rawls, 1971.) the present study follows this concept. A common approach to defining the good life in these ancient works was to work out an This author accepts the views of Kant and Rawls that theories analysis and description of human nature and then to construct a of the right are not dependent on any particular conception of the model of human life that would fulfill this nature, one to which good. It is merely proposed here that a consistent, generalizable some or all persons were capable of conforming. Concurrent with theory of the good is also plausible. this task was the attempt to construct a justification as to why these persons should conform to a particular ideal as opposed to some There has been some controversy as to whether ideals of the other or none at all. In other words, Greek philosophers attempted good life fall within a category of phenomena designated as to show that value statements in their model, such as "X makes a generalizable or universal, and thus be appropriate for good person" or "X is good," are in some sense true. developmental research. The major theme of this controversy has been philosophical in nature and concerns the distinction between The plausibility of, or the procedures for, the justification of the good and the right. For example, Rawls (1971) views good value statements has remained central to ethics. The problem can lives as pluralistic, focusing on the primacy of universal justice be stated thus: if normative value statements are to be meaningful, principles for the distribution of the conditions for the attainment they must be shown to be objective. Only if there can be truth in of a good life. Similarly, Kohlberg (1981) has focused his judgments that assert that certain traits, actions, or objects are good discussion of the good or ideal life on its metaethical or religious for all persons can value judgments have objectivity (Adler, 1981). components, such as the meanings of life and morality that are supportive of right action, rather than on any normative or A review of the various philosophical approaches to the prescriptive concepts of good. Boyd (1980) summarizes both of problems of justifying ethical or value statements is not required these views: here (see Brandt, 1959, for a review). It is sufficient to state that, philosophically, the present work assumes that there are methods Conceptions of the good and ideals of human perfection that can be used to show some ethical statements to be valid or true. are by no means unimportant for Rawls and Kohlberg. Relying on the constructivist approach (Rawls, 1971; Piaget, 1970) But they do not constitute the essence of morality nor it will be held here that methods of ethical justification must be adequately circumscribe the proper entry point into moral constructed solely for that purpose because conceptions of ethics questions. For both pursuit of the good and human or of value constitute a special case in human experience. Once perfection is subordinated as a concern to adjudicating constructed procedures are applied, some ethical statements will differences among individuals on how the good and hold up while others can be shown to be indefensible. human perfection are to be defined, furthered, and distributed. One cannot understand this entry point unless One point about the justification of value statements consonant one under- stands that they assume that individuals do and with any philosophical view is that we cannot justify normative will differ in this fundamental way. This presumption of statements about the good solely by the fact that we desire human conflict rests on a more fundamental belief that the something. Socrates refers to this problem when he repeatedly good, even for one individual, is not one but pluralistic. reminds us that our regarding something as good because we desire Choice of the good is seen as fundamentally subjective it does not make it good. The fact that we happen to desire and pluralistic, and the moral point of view is seen as something may make it appear good at the time, he tells us, but it objectivity seeking, interpersonal, and adjudicatory. does not make it truly good. But it is argued here that this need not mean that we can never make normative statements about the From such a perspective, ideals of the good life, however rich good. and distinctive, can be reduced to the subjective preferences of particular persons. This then can lead to the notion that these ideals Addressing a similar concern to Socrates', Aristotle (Ethics) are, or can be, co-equally valid or, at least, that there is no distinguishes two broad categories of the good. The first contains justifiable way of advocating one preference over another. The non-natural values. These are values that are identical with the thrust of Rawls' and Kohlberg's argument, however, does not particular desires that individuals acquire and act upon over the concern the relativity and subjectivity of the good, per se, but rather course of an individual life. These values are relativistic goods that the insistence on the philosophical distinction between the good vary from person to person. and the right, and the subordination of the former to the latter. In the main, their views are constructed as arguments against the The second category, in contrast, contains values that are utilitarian idea that principles of right action are to be derived from inherent in the human condition. They are rooted in human a theory of the good. Their concern is for the autonomy of potentialities or capacities. These values are "natural values" and, morality, considered as the domain of right action or justice. in contemporary literature, are sometimes referred to as human "needs" (see Adler, 1981; Maslow, 1964). The present study affirms these theorists' views concerning the relation of the good to right action. It does not, however, conform In the present study, this distinction between natural and non- to the psychological implication that all reasoning about the good natural goods is used. The natural goods are defined here as those differs in some fundamental way from reasoning about the right. values that are considered common to all persons, not necessarily Here certain aspects of evaluative reasoning are seen as consistent defined as "needs" but, rather, as objective values. The non-natural systems that have both moral and non-moral dimensions, but that goods are considered here to be those subjective values that differ exclude morally right action. not only across persons but also within persons across time and context. As mentioned earlier, a developmental investigation relies The issues of pluralism and the subjectivity of the good bring on the identification of generalizable phenomena. Thus, to study to this study a concern about the justification of value judgments. the development of reasoning about the good, some conception of This is because if value statements cannot, in some sense, be shown natural or objective values is required. to be objective, then the notion of a generalizable conception of the good life must have to be abandoned. The natural values can be divided into internal and external values.1 Internal values are values of human rationality and choice. In ancient Greek ethics, the good life was thought to be the Their attainment is through activities in which persons voluntarily
4 engage. Such values can include those things we desire to do (for man. Under the doctrine of hedonism, the means to pleasure (even example, acting virtuously) or those we desire to be (for example, if those means are perfecting) are of secondary consideration; it is autonomous or wise). Internal values are internal in the sense that the pleasure consequences of an object, motive, or activity that is they have their existence in the person rather than being dependent to be the basis for the identification of any good. on an external source. W ithin hedonism, as within perfectionism, there are divisions. In contrast, external values are partly or completely external to Classical hedonism focuses on the good as it relates to the pleasure- the person. They never depend solely on what one chooses to do. consequences to the individual self. In contrast, social hedonism They are circumstantial values in the sense that the fulfillment of emphasizes the aggregate of pleasure of all persons concerned. them depends either partly or wholly on circumstances beyond one's control. Figure 1 is a graphic representation of these The presentation of the ethical philosophies in Chapters 3 categories. through 7 has the general purpose of providing the philosophical support for the developmental model of reasoning about the good Figure 1 life. Indeed, these theories provide two forms of support. The first Natural and Non-Natural Values form of support lies in the inherent similarities among otherwise varying theoretical views. The existence of these similarities, it VALUES will be argued, supports a minimal conception of the good life as being comprised of agreed-upon objective values. This minimal NATURAL VALUES NON-NATURAL VALUES conception will be shown to provide philosophical support for the normative nature of the good life stages. The second form of Objective; Universal Subjective; Relativistic support is found in the way in which the variance of these theories External Internal Internal External can be categorized in terms of end-values. These categories are Prosperity Chance Prosperity Chance then used to categorize subjects' non-structural responses, forming the construct, philosophical orientations. Rational; Voluntary; To do, To be In summary, ethics provides the philosophical framework for the present study. Ethical theory is not only capable of informing W ith these distinctions made, the fuller, philosophical a psychological model of evaluative reasoning, it is both an construct of the good life can be defined. Here, the use of the term essential and interdependent aspect of it. good life will be understood philosophically to be limited to those objects, actions, traits, or experiences considered to be really Chapter Two valuable, that is, objectively valuable. It is the fulfillment of the Philosophical Concepts and Terms objective values, those values that are good for all human beings (Adler, 1981). Philosophical terms such as ethics and metaethics are rarely used with strictly identical meanings in the works of various However, being a good person (an internal, natural value), for authors. The terms being somewhat arbitrary, this chapter briefly example, does not by itself suffice for the achievement of a good delineates some general historic trends in their usage and clarifies human life. Some of the natural values that a person needs are how the terms will be used in this study. external values of chance. Even the attainment of certain interior perfections is partly dependent upon favorable external In short, "normative and prescriptive ethics or statements" will circumstances. Hence, the modified Aristotelian model that here refer to theoretical systems or concepts that attempt to answer distinguishes between objective and relativistic, and internal and questions about how we ought to live and what we ought to be. In external goods is accepted as part of a working model. In accepting contrast, "metaethics" will refer to the analysis of moral concepts this model, however, Aristotle's methods of justification need not or terms such as the good or "the right" and to the justification and be used. As mentioned earlier, for justification this work only meaning of normative moral arguments. The goal of metaethics is assumes the view of the constructivists, namely that there are not to commend or to prescribe what we ought to do, but to analyze correct ways or procedures for answering ethical questions even if and describe underlying meanings within normative and it is not yet known exactly what they are. The approach used in this prescriptive ethical theory, argument, and language. study combines ethical philosophy, structural-developmental psychological theory, and empirical findings to support its claims. In the history of philosophy, theories such as those of Plato or Aristotle were ethical systems. These philosophers sought to W ith the philosophical construct of the good life, comprised as provide general guidance concerning what we ought to do, what we it is of the totality of the objective goods as espoused above, the ought to seek, and how to treat others. Their task primarily question remains concerning what those goods may be. Five consisted of systematically setting forth first principles (criterion philosophical views on what the good life consists of are presented principles to which all other rules and principles should conform) in Chapters 3 through 7. and in showing how it is possible to justify such principles with metaethics. Such expositions would include both a conception of The views that are to be presented can be classified as either the good life for man and the philosopher's theoretical conceptions hedonistic or perfectionistic. Theories that fall roughly under the of the limits of justification (Nowell-Smith, 1954). heading of "perfectionism" generally hold that the valuable activity of life is the development (perfecting) of the capacities inherent in In the late nineteenth and twentieth centuries, however, some a living being. Perfection-our own or others'--is the ultimate value philosophers strongly questioned the normative or prescriptive of life. But even among perfectionists, there is disagreement as to element of ethical works. They argued that a philosopher had no which capacities to perfect. Three different forms of perfectionism special insight about either the good life or the right way to act. will be presented here: functionalism, unitarianism, and These authors saw the philosopher's work as the analysis of the progressivism. meaning of ethical concepts, statements, and arguments. The common objective of their approach was not practice but In contrast to perfectionism, the hedonistic view defines the knowledge. Of course, traditional philosophers also analyzed good as that which is, or brings, pleasure--an intrinsic value to ethical concepts, but what distinguished the analytical philosopher
5 was the regard for analysis as the sole philosophical task. Thus, usage employed here. Thus defined, right is an irreducible notion through the work of analytic philosophers, metaethics became a (Ross, 1930; Hare, 1952). distinct school of thought (see, for example, C.I. Lewis, 1946; G. E. Moore, 1903; Nowell-Smith, 1954; R. B. Perry, 1926) In contrast to the meaning given to "right", "moral good" refers primarily to actions only when such actions proceed from an Previous and parallel to the development of such metaethical ethical, or morally good, motive. Right and morally good cannot theories, however, the traditional, normative form of ethical mean the same thing. This follows from the Kantian principle that theories continued to be advanced and has increased in the "I ought" implies "I can". One can act from a certain motive only philosophical literature in the last two decades (see, for example, if he or she has that motive; no one can choose, at least at a Rawls, 1971, 1980; Nagel, 1970; Nozick, 1974; MacIntyre, 1981). moment's notice, to be possessed of a particular motive. Thus it Current ethical theories, much like traditional ones, include cannot be a duty or an obligation, which "ought" implies, to act metaethical considerations for the purpose of clarifying or from (or to have) a morally good motive (Ross, 1930). underpinning various aspects of a particular ethical view. Aside from actions that proceed from morally good motives, The form of ethical theory that includes both metaethical and moral good typically refers directly to the motives themselves, or normative ethical considerations will be followed in the present to persons, intentions, or traits of character. In these cases, as in work. Although the focus of this study will be on normative ethical the case of morally good action as proceeding from a morally good reasoning, a full understanding of a particular theory of the good motive, moral good is synonymous with moral worth--it is life depends, in part, on the knowledge of how concepts such as something that can only reside in the person. Judgments "good", "right", and "value" are to be understood. concerning the moral worth of persons are referred to as aretaic judgments. In addition, "normative" is to be distinguished from "prescriptive." A normative judgment or theory will refer to values "Moral good" can also refer to the consequences of an action, that are commended or advocated, but are not considered as even when the intention of or motive for that action was morally morally obligatory (Ross, 1930). Prescriptive judgments will refer bad. Consider Kant's example of the storekeeper who decides that to moral judgments of right action that carry with them a formal, a policy of honesty brings in the highest profit. To distinguish moral obligation or "duty", that is, a commitment to an action that these two usages of the term "moral good", references to traits, is in accordance with them (Hare, 1952). intentions, motives, and the like that reside within the person will be referred to in terms of moral worth or aretaic judgments. In Right, Moral Good, Moral W orth, and Non-Moral Good contrast, those references to the moral good, such as welfare consequences, that result from some particular state of affairs, with Like the terms "ethics" and "metaethics", the precise meanings its cause external to persons, will be referred to as "total moral of "right", "moral good", "moral worth", and "non-moral good" are good", or "morally good consequences." obscure. Therefore, what is of central importance here is not how these terms are used by various scholars, but rather how they will There are also judgments of non-moral good, often called be used here. The definitions that follow rely primarily on the judgments of non-moral value. Here such judgments refer not to works of Frankena (1973), W . D. Ross (1930), and C.A. Campbell motives, traits of character, or persons, but to the total non-moral (1935), and are generally consistent with the works of Rawls (1971; goodness of particular events or actions or to all sorts of other 1980), R. B. Perry (1926), and C.I. Lewis (1946). These things such as paintings, tools, lifestyles, or furniture. Such things definitions are summarized in Table 1. may be thought of as good either because they themselves possess good or value, or because they contain some form of good-making Table 1 characteristics (Frankena, 1973). Categories of Value Moral Moral Moral Non-Moral Non-Moral Chapter Three Right Good W orth Good Good Function Perfectionism (aretaic) (intrinsic) (extrinsic) Aristotle (384-322 B.C.) actions; welfare motives ends means W hat is by nature proper to each thing will be at once the obliga- (e.g., con- (e.g., con (e.g., (e.g., painting, best and most pleasant for it. A life guided by intelligence tions, sequences scientious) autonomy cars) is the best and most pleasant for man, inasmuch as duties to others) knowledge) intelligence, above all else, is man. Consequently, this kind of life is the happiest (1178 a5). First, the word "good" itself has no special moral or ethical connotation. It is used here with its most general meaning as an In the Ethics, 2 Aristotle offers a detailed description of the adjective of commendation, implying the existence a high, or at good life--a system of activity lived by the good person in a just least satisfactory, degree of characteristic qualities which are either society. Rejecting a transcendent or divine source, Aristotle claims admirable in themselves or useful for some purpose. the good is to be found within the peculiar activity of human beings. Constructing a single-principle teleological theory, he The word "right", however, will be used here only in its moral identifies "the good" as a functional perfectionism; his goal is to sense. Consistent with the definition of "prescriptive" above, right define human beings' unique and supreme functions and then to will refer only to (a) human actions, and (b) only to those human identify the reasons and methods for the perfection of those actions that are considered morally obligatory, that is, considered functions. a duty. "Obligation," or "duty," in this sense is not synonymous with compulsion; rather, it expresses the same meaning as "ought For Aristotle, the ultimate end of human happiness is to be done." eudaimonia. Although a common translation of eudaimonia is "happiness," it seems better served by the term "well-being" (Ross, By defining "right" in terms of human actions and obligation, 1923; Ring, 1980). Eudaimonia is realized in activity; happiness other uses of right, such as "the right book" are excluded from the tends to connote a passive state.
6 Eudaimonia is a quality in activity that persons are to seek over Like theoretical and practical wisdom, the moral virtues are the course of a complete life. It is through activities of human characteristics that must not only follow the dictates of reason, but goodness that we can achieve it. also must be solely within our own power and voluntary: For something to be an instance of human goodness, Aristotle In the case of the virtues, an act is not performed justly or claims, it must be self-sufficient. Only something that can be with self-control if the act itself is of a certain kind, but attained within the person, independent of external circumstances, only if, in addition, the agent has certain characteristics as is worthy of being chosen. This is the Aristotelian conception of he performs it: first of all, he must know what he is doing; natural goods that was discussed in Chapter 1. As ends in secondly, he must choose to act the way he does and must themselves, such goods are the activities of well-being. choose it for its own sake; and in the third place, the act must spring from a firm and unchangeable character In his discussion of what these activities must be, Aristotle (1105a30). identifies the functions peculiar to persons. The outcome of his analysis is the identification of the exercise of reason as not only Virtuous action is not good unless it proceeds from a good motive, the peculiar function of humans, but also the humans' highest which for Aristotle is the deliberate desire to perform our function faculty (1097a13-1098a20). Eudaimonia must be the force of this well as human beings. This conception of virtuous action as faculty and it must be an activity and not a mere potentiality proceeding from a good motive is consistent with the discussion of (1098a6). "moral worth" in Chapter 2. Table 2 lists the moral virtues identified by Aristotle. He also provides specific, corresponding Other forms of life that do not hold reason as their primary actions for the expression of these virtues. These actions, however, value are rejected as a result of Aristotle's search for the ideal. He are not central to this discussion. It is difficult to describe and rejects the life of pleasure because pleasure is not unique to human understand the specific actions that Aristotle defines as those beings--a life of pleasure, he argues, can be experienced by other proceeding from a virtuous character without reference to the animals. He also rejects the life of honor as the ideal because such particular culture and society, in addition to the specific social a life depends more on the intentions, motives, and activities of roles, within which they are to take place (cf. MacIntyre, 1981). others and is thus not under the one's sole rule. Finally, he rejects Therefore, for the purposes of the present analysis, it will suffice to the pursuit of wealth as an ideal aim because it is not only have an understanding of the human characteristics, traits, or dependent on others, it is also a means to something, rather than an motives that precede virtuous acts, and a general sense of how such end in itself. Throughout the Ethics, and particularly in the Book aspects are to be put into practice. X, Aristotle tries to show that the life of theoretical contemplation, supported by the activities of practical reason, is the highest end. Table 2 3 Aristotlelian Virtues Reason is most active in two broad arenas: theoretical and practical science. Although theoretical science is, for Aristotle, the Excess MEAN Defect highest form of knowledge, it is practical science that deals with the Cowardice COURAGE [unnamed] use of reason for the organization of life itself. The practical Rashness COURAGE Cowardice sciences of ethics and politics have as their end neither study nor Profligacy TEMPERANCE Insensibility reason per se, but rather the very activity of living a good life Prodigality LIBERALITY Illiberality (Ostwald, 1979). Illiberality LIBERALITY Prodigality Vulgarity MAGNIFICENCE Meanness Practical and theoretical wisdom, as intellectual virtues, are Vanity SELF RESPECT Humility thus central to the good life. Practical wisdom, in this context, is Ambitiousness [unnamed] Unambitiousness the power of good deliberation--not about how particular things are Irascibility GENTLENESS Unirascibility made but about things "good for oneself." In other words, it Boastfulness TRUTHFULNESS Self-depreciation describes how a whole state of being that would satisfy human Buffoonery W ITTINESS Boorishness beings is to be brought into existence. In ethics and politics, it is Obsequiousness FRIENDLINESS Sulkiness the true aim of practical reason to identify "...not in a partial sense, for example, what contributes to health or strength, but what sort of States of Feeling thing contributes to the good life in general" (1139b28). The aim of practical reason in ethics is to act in a certain way. It is not Bashfulness MODESTY Shamelessness abstract knowledge, but action, and it is action in accordance with Envy RIGHTEOUS moral virtue. INDIGNATION Malevolence On the other hand, theoretical wisdom is directed to the loftiest Although Aristotle's conception of moral virtue as actions or objects. Theoretical wisdom is the contemplation of non- traits that proceed from good motives is consistent with the contingent truths from intuitive reason, such as the truths of framework of the present study, Table 2 shows that he makes less mathematics and geometry, and of the truths of natural science. distinction between moral and non-moral virtues (cf. Chapter 2). The aim of theoretical wisdom is study or contemplation. W here in the present work moral virtues consist only in those activities or traits that effect the welfare of others, Aristotle In praising a man's character, Aristotle does not refer to his includes such traits as modesty and wittiness that would be theoretical or practical wisdom alone; he also refers to his moral considered as character traits but not moral ones. The difference virtues. It is important to note that in Greek literature, the word between these two conceptions of moral virtues can be best virtue (arete) denotes a functional excellence rather than the more understood by recalling the Greek conception of virtue, which is to modern, puritanical notion (Ostwald, 1979). Moreover, Aristotle's be understood as excellence in human function. This idea is far use of moral concepts when discussing the virtues has a rather more broad or general than the limited conception of moral virtues broad semantic range. Moral virtues are a set of qualities that will described in Chapter Two. make persons fulfill their unique function as persons --properly and well. Aristotlelian theory is in particular accord with modern ethical theorists (for example, Rawls, 1971, 1980; Ross, 1930), however,
7 when it identifies self-respect as the central virtue of the good life. doing, recognizes the essential social nature of man: "No one would The person with true self-respect is he whose "deserts and claims choose to live without friends even if he had all other goods" are alike great" (Ross, 1923, p. 208). For Aristotle, this virtue (1155a5). presupposes all the others and enhances them. Self-respect is a result of acting knowingly in accordance with excellence in all the Aristotle identifies both the need of all persons for friendship, activities of life. as well as a range of types of friendship, but the ideal friendship holds a special place in his ethics, and, like the good person, is an As can be seen in Table 2, Aristotle determines the proper end in itself. experience of the virtues through the mean (1107a-1109b). Unlike the intellectual virtues, which can never be excessive, the degree of Aristotle's focus on morally good motives is particularly clear activity within moral virtues involves a calculation of a median in his discussion of friendship. There are three motives from which between excess and deficiency for each individual (1114b26). He we feel affection, he tells us: the good, the pleasant, and the useful goes to great lengths, however, to show that the mean cannot be (1155b180). To be friends, each partner must wish for the good of defined in fixed terms, but must be a result of the deliberation of the other on the basis of one of these motives, and must be aware each individual considering his own particular capacities and of the other's will. Each of these three motives are the foundation desires (1106b15-1107a). The theory of the mean, a most original of three distinct types of friendship. contribution to ethics, allows for individual differences of human will and choice, particularly the variability in moral or virtuous The first type of friendship is grounded in utility--"the partners behavior. In Aristotle's view, this variability is a natural limitation do not feel affection for one another per se, but in terms of the good in ethics: accruing to each from the other" (1156a10). Because this form of friendship is not directly dependent on what sort of person one is, Precision cannot be expected in the treatment of all but rather on what each person brings to the other, Aristotle subjects alike...Problems of what is noble and just, which believes that such friendships are easily dissolved since politics examines, present so much variety and irregularity "...usefulness is not something permanent, but differs at different that some people believe that they exist only by times" (1156a22). Moreover, since we regard a thing as useful convention and not by nature. The problem of the good, when it serves as a means to something else, we cannot say it is too, presents a similar kind of irregularity, because in worthy in itself of affection. many cases, good things bring harmful results. There are instances of men ruined by wealth, and others by courage. The second type of friendship is one based on pleasure: a Therefore, in a discussion of such subjects...we must be union in which individuals care for one another because of the satisfied to indicate the truth with a rough and general pleasure each affords the other. This form of friendship is superior sketch...(1094b15). to one based on utility; it bears a closer resemblance to ideal friendship. Both partners have the same thing to offer one another But, even with these limitations, we must continue to cultivate and and find joy in the same objects. There is also a greater element of rely upon our ability to construct as well as follow the rules of kindness and generosity. Moreover, for Aristotle, pleasure can be "right reason." The obedience to such rules, within the context of a good in itself. Although pleasure is good, this friendship cannot risks or unknowns, is at the foundation of moral virtue. be intrinsically good because it is not based on each partner's intrinsic good or character. It has been established that well-being is activity in accordance with virtue. Aristotle goes further to claim that the activity "should The third and highest form of friendship is based on mutual conform with the highest virtue and that is the virtue of the best part respect and attraction to the goodness of one another's character; in of us" (1177a12). Since reason is the highest aspect of human essence, each person is cared for as an end in himself. Moreover, beings, it is clear that man's highest activity in accordance with the characteristics of an ideal friendship are viewed as ultimate virtue is the exercise of intelligence in theoretical wisdom. ends in themselves. In this friendship, usefulness, pleasure, and goodness are combined. Although theoretical reason is both a human being's highest capacity and the aspect of his existence that most closely resembles Although affection is part of the ideal friendship, it is not the divine, Aristotle acknowledges that the capacity is yet a small sufficient in itself. Aristotle rejects affection as the foundation of part of the total human self. He advocates that we continually ideal friendship because it is possible to feel affection for inanimate strive toward perfect realization of this divine capacity, while objects and animals. Thus, it is not an emotion specific to the simultaneously acknowledging that to achieve this end fully would functions of persons. The ideal friendship involves a higher form be no longer the living of a human life (1177b30). In his view, it of reciprocal affection that springs from a characteristic rather than is only through daily practice of both the intellectual and the moral an emotion (1157b30-35). All activities that take place between virtues over the course of a complete lifetime that one can achieve friends of this sort are activities in accordance with virtue, and, eudaimonia. therefore, the characteristics of the ideal friendship are the same as those of the good man. Aristotle also acknowledges still further basic requirements for achieving eudaimonia. For example, material wealth, which A thoroughgoing sense of reciprocity and mutuality appear to provides physical comfort and security, is necessary to free the be central to Aristotle's idea of true friendship. Similarity, individual to pursue the good life. however, is to be distinguished from mutuality. Mutuality, says Aristotle, requires much time and many shared experiences for its Aristotle on Friendship development. Indeed, becoming familiar enough with the other person is among the most difficult activities of true friendship As critics have noted (for example, Ross, 1923), much of (1158a15). Aristotle's Ethics appears egoistic or individualistic in that the importance of others in the good life is rarely mentioned. Through There are two major aspects through which mutuality is careful attention to Aristotle's discussion of friendship, however, manifested: trust and mutual moral support. Importantly, trust this criticism can be attenuated. In fact, Aristotle considers allows for the opportunity to share more intimate words and friendship to be a most important form of human activity and, in so thoughts. This is not only the proper form of closeness between
8 human beings (1170b10-12), but it is also a source of comfort since be the good, primary and congenital, and it is from this a true friend " ...knows our character and the things which give us that we make our departure for choice and avoidance, and pleasure and pain" (1171b0-5). it is to this that we go back again insofar as we judge every good by the standard of feeling (pathos) Mutual moral support means that each friend comes to the aid (D.L. X129). of the other's character: "They neither go wrong themselves nor let their friends do so" (1159b3). Together, good friends wish for Epicurus maintained a practical hedonism throughout his what is good and just, which is in their common interest. In philosophy of the good life. His thinking turned away from the essence, they have identical aims. Each makes it easier, more previously held ideal of persons as organic members of a social pleasant, and more possible for the other to live a life in accordance order and focused on the private individual. Several hundred years with virtue. A good friend will always support the good action of after the fall of Greek civilization, much of philosophy assumed a the other as he would his own; and he would wish him, as he would practical orientation. For Epicurus, if there were any good himself, the greatest good as a human being. attainable, it must be found by each person within himself. He rejected both Greek skepticism and idealism. Relying on the It is here that Aristotle likens ideal friendship to self-love. A incontestability of immediate experience, he claimed that sense data good man loves those things in his friend that he also loves in represent the only truth. himself (1166a). In this way, Aristotle breaks the antithesis between egoism and altruism in that whatever good one does for For Epicurus, the ideal life is "ataraksia". A condition free others also increases own's own good. from all pains and anxieties, ataraksia (like Aristotle's eudaimonia) is self-sufficient. It is not dependent on the outside world for its Aristotle counsels that we must be content to find only a few creation or maintenance; it is a condition in which..."the soul has friends of this kind. Such friendships are infrequent not only escaped the tempest" (D. L. X128). To attain this state is to fulfill because they are difficult to develop, but also because the persons one's telos; it is the best condition attainable within the limits of with whom one could have such a friendship are rare. If it is human corporal nature (D.L. X146-148). Epicurus likens the achieved, however, it is lasting, for it combines all requisite condition of ataraksia to one of pleasure, and, for him, the feelings qualities for the highest human relation. of pleasure and pain that accompany sense experience determine the ultimate good and evil. Indeed, all statements about good and In summary, Aristotle offers us a vision of the good life that evil are only meaningful in relation to these feelings: "Feeling is as involves the theoretical and practical sciences. The aim of the immediate a test of goodness or badness as sensation is a test of former is theoretical wisdom--not the search for truth, but the truth" (D. L. X130). contemplation of truths already attained. It is the exercise of the best of us on the best of all objects, those that are eternal and Contrary to modern popular opinion, Epicurus does not unchanging, sufficient unto themselves. advocate the pursuance of sensuous and luxuriant pleasures. To him, the greatest pleasure is found in a certain peaceful state of In the practical sciences, however, person is seen as agent. complete equilibrium of which the gods were exemplars. It is the Here, the end is neither the contemplation nor the creation of absence of disturbance, rather the presence of sensory stimulation something that will exist independent of the creator. Instead, the that results in ataraksia: "...when we feel no pain, then we no aim is the living of a certain kind of life. longer stand in need of pleasure" (D. L. X130). W e gather from Aristotle a multiplicity of virtuous activities, There are two major obstacles that Epicurus identifies as both individual and social, that will make up this life. All variance, impeding the individual's progress to the good life. The first however, can be contained under the principle of human concerns unfounded fears of the supernatural and of death. The excellence, built up from his conception of human nature as both second concerns false opinions as to what pleasures we ought to rational and social. Conceptions of pleasure or satisfaction do not pursue. These obstacles are not insurmountable, he argues, and can conflict with Aristotle's good life. In his view, one enjoys or is be eliminated through the study of natural philosophy (science) and satisfied most by those activities in which one achieves excellence the exercise of practical reason. (cf. Rawls, 1971). To live the good life is to be good at being human, and in that activity, rationality reigns supreme. Theoretical Epicurus asserts that men's unfounded fears of the gods and of wisdom or contemplation and practical wisdom or action in death destroy their peace of mind. Although he does not deny the accordance with virtue all require the cultivation and active existence of the gods, he claims they are to be neither feared nor expression of rationality, preceding from deliberate, autonomous loved. Their purpose is to serve as ideal models of peacefulness choice. Living in accordance with rational principles--things that and carefree pleasure. The unnecessary fantasies that men entertain are distinctly human--is our aim. concerning the powers of the gods upset the plans of life, trouble If some of the more obvious idiosyncracies are set aside, one's future, and put repose and happiness beyond one's reach. Aristotle's general conception of the good life remains attractive Only ignorance causes us to imagine that events are brought on by and popular today (see Adler, 1981). Ideals that rest on the idea of supernatural interference--true reason and science tell us a different fulfilling one's function as a human being, particularly the story. development of rational capacities and of the awareness of voluntary choice, are central to many modern philosophical He posits that the fears associated with death can be attributed conceptions of the good life, as well as psychological conceptions to fantasy. Through the study of natural philosophy, death is of mental health. recognized to be merely the limit or cessation of experience, and, therefore, irrelevant to the quality of experience. Epicurus stresses Chapter Four that clear, practical ideas should affect the control of life, much like Classical Hedonism the affect of medicine upon the health of the body. Epicurus (341-270 B.C. In the choices between pleasures, practical wisdom pays consequences their due regard, often accepting pains that lead to ...we say that pleasure is the beginning and the end of greater pleasures while rejecting pleasures that lead to pain. living happily, for it is this which we have recognized to Epicurus counts Aristotle's traditional virtues, such as temperance,
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