IDEA Series English Learners and Students from Low-Income Families National Council on Disability
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IDEA Series English Learners and Students from Low-Income Families National Council on Disability February 7, 2018
National Council on Disability (NCD) 1331 F Street NW, Suite 850 Washington, DC 20004 (IDEA Series) English Learners and Students from Low-Income Families National Council on Disability, February 7, 2018 Celebrating 30 years as an independent federal agency This report is also available in alternative formats. Please visit the National Council on Disability (NCD) website (www.ncd.gov) or contact NCD to request an alternative format using the following information: ncd@ncd.gov Email 202-272-2004 Voice 202-272-2022 Fax The views contained in this report do not necessarily represent those of the Administration, as this and all NCD documents are not subject to the A-19 Executive Branch review process.
National Council on Disability An independent federal agency making recommendations to the President and Congress to enhance the quality of life for all Americans with disabilities and their families. Letter of Transmittal February 7, 2018 President Donald J. Trump The White House 1600 Pennsylvania Avenue NW Washington, DC 20500 Dear Mr. President: On behalf of the National Council on Disability (NCD), I am pleased to submit this report titled English Learners and Students from Low-Income Families. This report is part of a five-report series on the Individuals with Disabilities Education Act (IDEA) that identifies the challenges facing English learners with disabilities and their families as well as the unique needs facing students with disabilities from low-income families and examines how they fare in the public education system. As you know, the right of students with disabilities to receive a free and appropriate public education in the least restrictive environment is solidly rooted in the guarantee of equal protection under the law granted to all citizens under the Constitution. In 2014, 9.3 percent of all public school students were English learners and approximately 20 percent of children were from families living in poverty. English learners with disabilities and students with disabilities from low-income families may confront extraordinary challenges in their efforts to receive a high-quality, inclusive education. Families may not be familiar with navigating the school system. Parents may be unaware of their rights or feel unequipped to effectively advocate on their child’s behalf, and may not be proficient in English themselves. To be eligible for services under IDEA, a student must be identified as having a disability and needing special education services. Identification as a child with a disability can provide students with access to needed accommodations and services and rights under the law—poverty and language barriers may impact that identification. This report includes an examination of the identification, placement, and performance (where available) of students with disabilities who are also English language learners and students with disabilities who come from low-income families. It also looks at how supports, including Parent Training and Information Centers, are serving these students and their families in getting needed services and accessing their rights under the law, and provides recommendations for improvement. 1331 F Street, NW ■ Suite 850 ■ Washington, DC 20004 202-272-2004 Voice ■ 202-272-2074 TTY ■ 202-272-2022 Fax ■ www.ncd.gov English Learners and Students from Low-Income Families 1
NCD stands ready to assist the Administration in ensuring the right to a free and appropriate public education for students with disabilities as set forth in IDEA. Respectfully, Clyde E. Terry Chairperson (The same letter of transmittal was sent to the President Pro Tempore of the U.S. Senate and the Speaker of the U.S. House of Representatives.) 2 National Council on Disability
National Council on Disability Members and Staff Members Clyde E. Terry, Chairperson Benro T. Ogunyipe, Vice Chairperson Billy W. Altom Rabia Belt James T. Brett Bob Brown Daniel M. Gade Wendy S. Harbour Neil Romano Staff Vacant, Executive Director Joan M. Durocher, General Counsel & Director of Policy Amy Nicholas, Attorney Advisor Amged Soliman, Attorney Advisor Ana Torres-Davis, Attorney Advisor Anne Sommers, Director of Legislative Affairs & Outreach Phoebe Ball, Legislative Affairs Specialist Lisa Grubb, Director of Operations and Administration Stacey S. Brown, Staff Assistant Keith Woods, Financial Management Analyst English Learners and Students from Low-Income Families 3
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Acknowledgments NCD thanks Selene Almazan, Denise Marshall, and Melina Latona of the Council of Parent Attorneys and Advocates; and Laura A. Schifter of the Harvard Graduate School of Education for the research conducted in developing this report. English Learners and Students from Low-Income Families 5
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Contents Acknowledgments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Contents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Acronym Glossary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Research Methods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 Qualitative Analysis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 Policy Analysis and Literature Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Quantitative Data. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Chapter 1: Rates of Identification and Placement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 English Learners . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 Students from Low-Income Families. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Chapter 2: Current Supports from the Department of Education . . . . . . . . . . . . . . . . . 21 Parent Training. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Guidance and Support for English Learners. . . . . . . . . . . . . . . . . . . . . . . . . 22 Model Demonstration Projects for Literacy. . . . . . . . . . . . . . . . . . . . . . 23 Title III Supports and Inclusion in Assessment. . . . . . . . . . . . . . . . . . . 23 Office for Civil Rights and Department of Justice . . . . . . . . . . . . . . . . . . . . 24 Chapter 3: Supports from Other Agencies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Protection and Advocacy Agencies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Independent Living. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Chapter 4: Challenges in Addressing Needs of English Learners and Students from Low-Income Families . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Expectations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Disproportionality in Identification and Placement . . . . . . . . . . . . . . . . . . . 27 English Learners and Students from Low-Income Families 7
Family Engagement and Education. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Service Coordination. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Specific Challenges for English Learners . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Chapter 5: Findings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 Chapter 6: Recommendations to Congress, the Department of Education, and State Policymakers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Endnotes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 8 National Council on Disability
Executive Summary S tudents with disabilities who are also local administrators, state administrators, and English learners (ELs) and students with researchers. disabilities who are from low-income In this report, we identify key findings about families face unique challenges in accessing a students with disabilities who are also English high-quality education. Given the challenges, learners and students with disabilities from low- these students experience worse outcomes and income families. We found the following: perform significantly below their peers on reading ■■ Expectations: Too often, educators have and mathematics assessments. To better meet lower expectations for students with the needs of these students and their families, disabilities who are also English learners and teachers, school administrators, and policymakers students with disabilities from low-income acknowledge needing additional support and families. research. To better understand the experiences of these ■■ Disproportionality: English learners students, NCD undertook research to study with disabilities are both over- and English learners with disabilities and students underrepresented in special education, with disabilities from low-income families, in part, and students with disabilities from low- asking the following: income families are disproportionately identified for special education. Additionally, ■■ What are the challenges faced by English both populations of students are learners with disabilities, students with disproportionately placed in substantially disabilities from low-income families, and separate classrooms. their families in receiving services under ■■ Family engagement and family IDEA? How can schools, districts, and education: Stakeholders identified states better meet their needs? challenges effectively engaging families. In To address these questions, the NCD particular, they acknowledged challenges research team conducted a mixed-methods effectively educating and supporting parents study gathering relevant policy and qualitative in understanding the language of special and quantitative information. In particular, the education and their rights under the law. NCD research team convened forums to gather ■■ Service coordination: Schools, districts, parent and student perspectives and interviewed and states face challenges in effectively English Learners and Students from Low-Income Families 9
coordinating services and supports for families. States and districts should use English learners and students from low- the data to support professional learning income families who are also eligible for to improve opportunities for these special education services. students. ■■ Identification and exit for language-based ■■ Support parent training and access to services: Educators, districts, and states ensure parents understand their child’s face challenges in developing effective needs, the special education process, and policies for determining entry and exit for their rights under the law. language-based services for English learners ■■ Incentivize collaboration across programs with disabilities. to ensure that the services more effectively To address these findings, we recommend support the student rather than remain Congress, the Department of Education, and segmented by program. state policymakers: ■■ Support research and disseminate ■■ Collect, report, and analyze data on the information on entrance and exit from identification, placement, and performance language-based services to ensure district of English learners with disabilities and and state policy effectively consider the students with disabilities from low-income needs of English learners with disabilities. 10 National Council on Disability
Acronym Glossary COPAA Council of Parent Attorneys and Advocates CRDC Civil Rights Data Collection CPRCs Community Parent Resource Centers DOJ Department of Justice ED Department of Education EL English learner ESEA Elementary and Secondary Education Act ESSA Every Student Succeeds Act IDEA Individuals with Disabilities Education Act IEP Individualized Education Program LRE least restrictive environment MTSS multitiered system of supports NAEP National Assessment of Educational Progress NCD National Council on Disability NCEO National Center on Education Outcomes NLTS-2012 National Longitudinal Transition Study 2012 OCR Office for Civil Rights OSEP Office of Special Education Programs OSERS Office of Special Education and Rehabilitation Services P&As Protection and Advocacy agencies PTI Parent Training and Information Centers TAC technical assistances centers English Learners and Students from Low-Income Families 11
English learners (ELs) and students with disabilities from low-income families enter school with additional challenges to learning that are not directly associated with their disability. As a result, ELs and students from low-income families may confront extraordinary challenges in their efforts to receive a high-quality, inclusive education. 12 National Council on Disability Disability
Introduction F or the past 50 years, the federal role in than students with disabilities who are not ELs, education has focused on increasing and students with disabilities from low-income equity by providing additional funds families perform worse than students with targeted toward specific populations of students. disabilities from non-low-income families.4 Specifically, it has provided states and districts Students with disabilities who are also support for students with disabilities through the ELs and students with disabilities from low- Individuals with Disabilities Education Act (IDEA),1 income families enter school with additional support for students from low-income families challenges to learning that are not directly through Title I of the Elementary and Secondary associated with their disability.5 As a result, ELs Education Act (ESEA),2 and support for English and students from low-income families may learners (ELs) through Title III of ESEA.3 In confront extraordinary challenges in their efforts developing these programs, the Federal to receive a high-quality, inclusive education. Government has recognized the additional For instance, families may not be familiar with challenges districts may face in meeting the navigating the school system, and parents needs of these students and therefore provides may be unaware of their rights or may feel the funding to cover some of the excess unequipped to effectively advocate on their cost associated with educating students with child’s behalf.6 additional needs. Policymakers need additional information Despite these efforts, gaps in educational about the experiences of ELs and students performance exist between students with from low-income families to ensure that IDEA disabilities and students without disabilities, is effectively meeting the needs of these between ELs and students who are not English underserved student populations. The National learners, and students from low-income families Council on Disability (NCD) sought to gather and students from non-low-income families. that information. In this report, we address the Additionally, gaps are largest for students following questions: who may be eligible to receive services from ■■ What data is available on the identification, multiple programs. For instance, in examining placement, and performance of ELs with performance on the National Assessment of disabilities and students with disabilities Educational Progress (NAEP), students with from low-income families? disabilities who are also ELs perform worse English Learners and Students from Low-Income Families 13
and Protection and Advocacy Organizations Research Questions Addressed engage with families of ELs or low-income in Report students? ■■ What data is available on the identification, Research Methods placement, and performance of ELs with To address these questions, the NCD research disabilities and students with disabilities team conducted a mixed-methods study from low-income families? gathering stakeholder perspectives, as well as ■■ What are the challenges faced by ELs with policy and quantitative information. With this disabilities, students with disabilities from information, we describe experiences for these low-income families, and their families in populations of students; identify any potential receiving services under IDEA? How can gaps in services, policy, and research; and make schools, districts, and states better meet recommendations to improve opportunities for their needs? ELs with disabilities and students with disabilities from low-income families. ■■ How does the Department of Education support states in addressing the needs Qualitative Analysis of ELs with disabilities and students from To gather stakeholder perspectives, the NCD low-income families with disabilities? research team conducted interviews and held ■■ How do Parent Training and Information four regional forums and one national forum. Centers, Centers for Independent Living, Specifically, we conducted 20 semistructured and Protection and Advocacy Organizations interviews with Department of Education engage with families of ELs or low-income officials, state and local administrators, students? researchers, representatives from disability rights organizations, and parent organizations to determine current challenges and supports for ELs with disabilities and students from low- ■■ What are the challenges faced by ELs with income families with disabilities. disabilities, students with disabilities from In the second phase of research, we gathered low-income families, and their families in perspectives from parents and students through receiving services under IDEA? How can four regional focus groups in California, Illinois, schools, districts, and states better meet Texas, and Virginia. NCD recruited participants their needs? through the Council of Parent Attorneys and ■■ How does the Department of Education Advocates (COPAA)’s member network, support states in addressing the needs of local parent networks, and state and national ELs with disabilities and students from low- partners in the forum locations. In total, income families with disabilities? 72 people participated in the regional forums. ■■ How do Parent Training and Information Only 30 percent of regional forum participants Centers, Centers for Independent Living, were COPAA members and 70 percent were 14 National Council on Disability
non-COPAA members. Of the 72 participants in Department of Education on indicators related the regional forum, 38 percent were parents of to IDEA implementation. The Department of students of color. Education compiles this data and releases the The third phase of data collection occurred data in an annual Report to Congress.8 We also during an online forum at COPAA’s national use data from the National Center of Education conference. In total, 58 people participated in Statistics, which annually compiles data, the forum. Twenty-three percent were people including demographic and enrollment data, on all of color. An additional 23 people responded public schools in the country.9 through an email address.7 In addition to the Additionally, we reviewed available data 72 participants at the forum, there was a total from the Civil Rights Data Collection (CRDC). of 81 people who responded in the focus The CRDC,10 a survey conducted every few groups, the national forum, and the email years by the Office for Civil Rights (OCR) at the responses. Department of Education, contains additional In all settings, NCD used a semistructured information about state, district, and school-level question protocol to gain perspectives about enrollment; college and career-readiness; and parent and child experiences with IDEA. Data discipline, including bullying and harassment was recorded and transcribed to identify themes and restraint and seclusion. Frequently, this data among the experiences (see appendix for is disaggregated and can be cross-tabulated protocols). by disability and EL status, but they do not disaggregate by economic disadvantage. Policy Analysis and Literature Finally, we reviewed performance data from Review NAEP for students with disabilities, ELs, and low- To understand the policy context, we reviewed income students in English and math.11 Department of Education regulations and guidance to determine the extent it currently Limitations provides supports to states to meet the needs of In this study, NCD recruited participants ELs with disabilities and students with disabilities through COPAA’s member network, local parent from low-income families. We have also reviewed networks, and state and national partners in the research on current challenges and best practices forum locations. Additionally, we purposefully that have been identified to better meet the need selected interview participants based on location of these students and their families. and position. Therefore, the qualitative data identified in the report should not be viewed Quantitative Data as generalizable, but rather as perspectives of We gathered available data from the IDEA annual individuals within those positions. The qualitative performance reports related to the identification, data offers individual first-person perspectives placement, and performance for these students. to complement the quantitative aspects of As required by IDEA, states annually report to the this report. English Learners and Students from Low-Income Families 15
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Chapter 1: Rates of Identification and Placement T o be eligible for services under IDEA, across states, with a low of 0.7 percent in West a student must be identified as having Virginia to a high of 22.7 percent in California. A one of 13 disabilities and need special majority of these students (76.5%) speak Spanish education services.12 Once identified, an as their home language.17 Individualized Education Program (IEP) team In 2015–2016, approximately 10 percent convenes to determine the specific special of the 6 million students eligible for special education and related services the child needs education services across the country were to make progress in the general education also identified as ELs.18 This identification rate curriculum.13 IDEA requires that IEP teams is generally proportionate to the identification ensure students with disabilities are educated rate for ELs in the overall student population. in the “least restrictive California, however, environment” (LRE) showed disproportionate In 2015–2016, approximately where they are identification, with ELs educated with students 10 percent of the 6 million students representing 31 percent without disabilities eligible for special education of all students with to the “maximum services across the country were disabilities but only about extent appropriate.”14 also identified as ELs. 23 percent in the overall Additionally, IDEA population. Other states requires states report special education with the highest numbers of EL populations identification and placement information by race, (Texas,19 New York, and Florida) show more ethnicity, language proficiency status, gender, proportionate identification. According to the and disability category.15 National Longitudinal Transition Study 2012 (NLTS- 2012), students with specific learning disability English Learners (12%) and hearing impairment (13%) have Nationally, in 2013–2014, 9.3 percent of public higher proportions of students also identified as school students (4.5 million students) were EL, whereas students with autism (4%), deaf- identified as ELs receiving English language blindness (4%), emotional disability (5%), and services.16 The percent of students receiving multiple disabilities (3%) have lower proportions English language services varies considerably of students also identified as ELs.20 English Learners and Students from Low-Income Families 17
Nationally, ELs with disabilities have a higher in Mississippi. Student eligibility for free and rate of placement in substantially separate reduced-priced lunch is frequently used as a classrooms (17.0%) than do all students with proxy for income status, with about 50 percent disabilities (13.5%).21 The rates of placement in of public school students eligible for free or substantially separate classrooms for ELs varied reduced-price lunch.26 IDEA does not require in the states with high numbers of ELs from states to report identification and placement 9 percent in Texas to 23.8 percent in California.22 data by family income status or eligibility for In fact, in both Texas and Florida placement in free or reduced-price lunch. Therefore, national substantially separate classrooms for ELs with IDEA data on identification and placement disabilities was lower than the substantially in special education for students from low- separate placement rate for all students with income families is not available. Under Title I, disabilities. states do report the number of eligible Title I ELs with disabilities perform worse students who are also children with disabilities. academically and are more likely to be Nationally, approximately 13.6 percent of disciplined in school students served in than are ELs without schoolwide programs Nationally, approximately disabilities. For instance, and targeted assistance on the NAEP, ELs with 13.6 percent of students served in programs under Title I disabilities perform schoolwide programs and targeted are also children with 26 points below ELs assistance programs under Title I disabilities (3.4 million without disabilities are also children with disabilities children).27 on the eighth-grade Past studies have (3.4 million children). reading assessment examined associations and 28 points below on between poverty and the eighth-grade mathematics assessment.23 disability using community factors, rather than Additionally, according to the CRDC, even student-level information, to represent poverty.28 though ELs with disabilities make up These studies are limited though because they approximately 11.9 percent of the population were unable to examine the relationship between of ELs, ELs with disabilities represent 21.5 poverty and income at the student level. A few percent of the ELs receiving one or more out- recent studies have examined the relationship of-school suspension.24 between income level and poverty at the student level and found that students from low-income Students from Low-Income Families families were considerably more likely to be Nationally, in 2013–2014, 20 percent of 5 identified for special education.29 According through 17-year-olds (10.7 million students) to the NLTS-2012, 58 percent of students were identified as living in poverty.25 The eligible for special education were from low- percentage of students living in poverty also income households compared to 46 percent for varies considerably across states, with a low of students without IEPs.30 Students identified with 12 percent in Maryland to a high of 29 percent intellectual disability (71%), emotional disability 18 National Council on Disability
(62%), and specific learning disability (61%) were and placement of low-income students in most likely to live in low-income households, special education as evidenced by differences by whereas students identified with autism (37%) community factors and differences in performance were least likely.31 Data on the placement of levels.35 Additional information is needed to students from low-income families eligible for better understand the rates of identification and special education is also limited. In a study in placement for low-income students. Massachusetts,32 the researchers found that Students with disabilities from low-income the rate of placement in households perform substantially separate [S]tudents with disabilities from worse academically than classrooms for low- low-income students low-income households perform income students was without disabilities. 39 points below on the eighth- more than double For instance, on the the placement in grade reading assessment and 37 NAEP, students with substantially separate points below on the eighth-grade disabilities from low- classrooms for non-low- mathematics assessment than income households income students. perform 39 points below do low-income students without Many of the past on the eighth-grade disabilities. studies that have reading assessment and examined the relationship 37 points below on the between poverty and disability have attributed the eighth-grade mathematics assessment than do correlation to increased prevalence of disability low-income students without disabilities.36 In among people living in poverty.33 Children living in looking at discipline rates, the CDRC and IDEA poverty more often experience factors relating to data collections do not disaggregate discipline disability such as low birthweight and increased data by income status, and therefore no national exposure to lead.34 However, despite the increased estimates are available for low-income students risk, there may also be elements of systemic bias with disabilities. factoring into determinations about identification English Learners and Students from Low-Income Families 19
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Chapter 2: Current Supports from the Department of Education T he Department of Education (ED) provides parents of children with disabilities, including some supports through guidance and low income parents, parents of limited grants for students with disabilities who English proficient children, and parents with are also ELs and students with disabilities from disabilities, have the training and information low-income families. Specifically, IDEA authorizes the parents need to enable the parents to funding for Community Parent Resource Centers participate effectively in helping their children and National Activities to, in part, address the with disabilities.”39 In 2016, ED, through OSEP, needs of these students and their families. Under awarded $2.3 million in grants to 23 CPRCs Title III of ESEA, ED has offered guidance and has across 17 states. developed a tool-kit for meeting the needs of ELs Though not specifically targeted to serve with disabilities. As for these populations, PTIs support and coordination are located in every with Title I of ESEA, ED Under Title III of ESEA, ED has state and also provide officials from the Office offered guidance and has developed training and supports of Special Education a tool-kit for meeting the needs of to parents and families Programs (OSEP) and serve ELs and ELs with disabilities. acknowledge being low-income families. involved with the regulations, guidance, and In total, parent centers received $27.4 million state planning for the reauthorized ESEA, known in FY16 to fund 65 PTIs, 30 CPRCs, and 9 as the Every Student Succeeds Act (ESSA), but technical assistances centers (TAC).40 Taken did not identify any additional initiatives targeted together, the centers provide information and for students with disabilities from low-income training to over 1 million parents, guardians, families. educators, and other professionals annually. Six of the TACs are regional, and three are national Parent Training centers, two of which provide support toward Authorized under Part D of the IDEA, Community specific populations (military families and Native Parent Resource Centers (CPRCs)37 and Parent American children). Training and Information Centers (PTI)38 provide CRPC and PTI grants are awarded to training and support to families. CPRCs are nonprofit organizations with missions to serve intended to “help ensure that underserved children from birth through age 26 and across English Learners and Students from Low-Income Families 21
all disability categories. They provide training to of English Language Acquisition to address areas parents in supporting the educational needs of of support for ELs with disabilities on several children with disabilities as well as training on issues, including identification and assessment. parents’ rights under the law. One PTI/CPRC In January 2015, ED, along with the director acknowledged that they have needed Department of Justice (DOJ), issued a Dear to expand beyond traditional outreach with Colleague letter outlining the requirements of parents because they are seeing more diversity civil rights laws to ensure that ELs, including across support structures, with grandparents ELs with disabilities, do not face discrimination as legal guardians, more youth in foster care, in school.44 Specifically, the guidance clarifies youth in the juvenile justice system, and that to guarantee ELs are provided with a free children who are homeless or at risk of being appropriate public education: homeless. They have expanded their work to foster liaisons and train social workers and 1. Evaluations must be conducted in the other professionals within the system regarding appropriate language based on the student’s disability, stigmatization, and rights under needs and language skills, the law. The director said that these are the 2. Any determination “families who are the of special education most marginalized and A PTI director also commented on eligibility is based on ignored” and that PTIs the underfunding, noting, “our grant factors related to the need to ensure they are funds 2.5 full-time employees, but student’s abilities rather reaching those families.41 we serve 70,000 children with IEPs.” than language skills, Dr. Thomas Hehir, a researcher and former director of OSEP, added 3. Language services and special education that centers for parent training “do great work, services are provided simultaneously for the but are underfunded,” and to be most effective student, and in serving the intended populations, the centers 4. Any IEP also considers the student’s have had to raise considerable amounts of money language-related needs. outside the federal support.42 In fact, funding for PTIs was cut in 2013 by about $1.5 million To support ELs, ED has developed a and has not been restored. A PTI director also corresponding tool-kit for practitioners that commented on the underfunding, noting, “our includes a chapter outlining supports for ELs grant funds 2.5 full-time employees, but we with disabilities.45 The tool-kit offers policy serve 70,000 children with IEPs.”43 recommendations for states and districts, including the suggestion that local districts submit Guidance and Support for English in their special education plans to the states, Learners their policies related to the referral, identification, ED officials identified cross-office initiatives assessment, and service delivery for ELs with between the Office of Special Education and disabilities. The tool-kit also includes a matrix for Rehabilitation Services (OSERS) and the Office helping differentiate language differences and 22 National Council on Disability
disabilities in identification, a checklist support role of the IEP team in assessment decisions, for developing an IEP for an EL with a disability, accommodations and alternate assessments, and instructions on using the CRDC to find data decisions about exiting from EL status. on ELs with disabilities, and considerations for Passed in 2015, Title III under ESSA included accommodations for ELs with disabilities. critical new provisions addressing the needs of ELs with disabilities. Specifically, Title III now Model Demonstration Projects requires reporting on the number and percentage for Literacy of ELs making progress toward English proficiency OSEP is also currently funding model by disability status.48 In September 2016, ED demonstration projects to address the needs of issued guidance on Title III under ESSA, which ELs with disabilities. The model demonstration included a section devoted to ELs with disabilities. projects have focused on addressing literacy The guidance describes the professional needs for ELs with disabilities. Specifically, knowledge teachers of ELs should have: the 2016 grant competition funded a project to Instruction for English learners with “(a) improve literacy outcomes for [ELs with disabilities should take into account their disabilities] in grades three through five, within specific special a multitiered system education and related of supports (MTSS) OSEP is also currently funding model services needs, as framework; (b) use demonstration projects to address well as their language culturally responsive the needs of ELs with disabilities. needs. Teachers principles; and (c) be should have an implemented by educators and sustained in understanding of the second language general and special education settings.”46 Three acquisition process, and how this might projects at Portland State University, American be influenced by the child’s individual Institutes of Research, and the University of development, knowledge of EL effective Texas Austin received funding. instructional practices and, if relevant, the child’s disability.49 Title III Supports and Inclusion in Assessment Additionally, to heighten the attention on Recognizing the challenges associated with language proficiency, ESSA included language appropriate inclusion of ELs with disabilities in proficiency as a required indicator in the state assessments, ED has provided supports to states accountability system under Title I.50 and districts. In 2014, OSERS issued a questions The Title I assessment regulations go and answers document on the inclusion of ELs further to support the assessment of ELs with disabilities on English language proficiency who are also students with disabilities. assessments. This guidance remains in 47 The regulations clarify that when assessing effect through the 2016–2017 school year as language proficiency, if a student’s disability states transition to new plans under ESSA. precludes them from accessing an assessment This guidance includes information about the in one domain (listening, speaking, reading English Learners and Students from Low-Income Families 23
and writing) educators must assess students’ also provides protections to parents. Schools language proficiency using the other domains.51 have a legal duty to ensure both parents and Additionally, when making determinations for students are able to access programs, services, participation on the Alternate Assessment aligned and information in their primary language. Title VI with Alternate Achievement Standards, decisions of the Civil Rights Act of 196456 prohibits federally cannot be made based on the student’s disability assisted programs to deny the benefits for or or EL status.52 Finally, any educators who work subject individuals to discrimination on the basis with students with disabilities, including teachers of national origin, color, or race. Discrimination of ELs, must receive training on administering based on language is considered discrimination assessments and the use of accommodations.53 based on national origin.57 Therefore, parents To better understand assessment policies cannot be discriminated against because their and practices for students with disabilities, native language is not English. ELs, and ELs with disabilities, the Office of In 2010, DOJ and OCR entered into a Special Education Programs funds the National settlement with Boston Public Schools after an Center on Education Outcomes (NCEO) at the investigation found the district was not providing University of Minnesota.54 NCEO collects and appropriate services for ELs. The original analyzes data on assessments, accommodations, settlement included a stipulation ensuring and accountabilities, and they disseminate that EL students who are also students with information on evidence-based practices to assist disabilities are appropriately referred, evaluated, states and districts in implementing inclusive and served for both language services and assessment systems. special education services.58 In another case, in January 2015, OCR completed an investigation Office for Civil Rights and of Jersey City Public schools, finding Department of Justice noncompliance with Title VI. In the resolution In addition to OSEP monitoring compliance with letter, OCR noted, in particular, “school districts IDEA, OCR at ED and the Civil Rights Division may not maintain ‘no dual services’ policies of the DOJ have the authority to investigate or practices for EL students with disabilities. complaints under Title VI of the Civil Rights Act If an EL student with disabilities needs both of 1964 and the Equal Educational Opportunity alternative language services and special Act to ensure ELs have equal opportunity to education services, the student should be given education.55 Title VI of the Civil Rights Act of 1964 both types of services.”59 24 National Council on Disability
Chapter 3: Supports from Other Agencies Protection and Advocacy Agencies information in a language they can understand and ensuring students are protected from Protection and Advocacy agencies (P&As),60 inappropriate disciplinary measures, including authorized through various federal statutes, seclusion and restraint. not including IDEA,61 are intended to provide legal representation and advocacy services for people with disabilities. The agencies represent Independent Living and advocate for people with disabilities Authorized under Title VII of the Rehabilitation across a variety of areas, including health care, Act, Centers for Independent Living are housing, employment, and education. They are intended to provide services to promote intended to provide legal support and advocacy independent living among people with for unserved and underserved populations, disabilities. Importantly, they are consumer- including individuals from low-income families controlled organizations and, among other and monolingual non-English-speaking families. supports, provide self-advocacy training and In education, some of the support many involve peer mentoring. In 2014, Congress reauthorized requesting information from the school, filing the program through the Workforce Innovation state complaints, filing federal complaints, and and Opportunity Act .62 In the reauthorization, litigation. In speaking with representatives from Congress added a focus on youth transition to P&As, many of their concerns for ELs and low- the core services of the program for individuals income families involved ensuring parents have with significant disabilities.63 English Learners and Students from Low-Income Families 25
26 National Council on Disability
Chapter 4: Challenges in Addressing Needs of English Learners and Students from Low-Income Families S takeholders identified several challenges however stakeholders identified low expectations in effectively meeting the needs of as a problem plaguing ELs with disabilities ELs with disabilities and students with and students with disabilities from low-income disabilities from low-income families. Importantly, families. One local administrator discussed the stakeholders noted that these populations are challenges around the mind-set, stating, “We overlapping. One local administrator stated it is have a problem of lowered expectations if you “hard to separate” the two because many of the belong to one or more of these subgroups. How students are the same. For instance, according we can move the mindset piece so that teachers to an administrator in in front of students California, 70 percent believe that they can of their students with [A]ccording to an administrator in achieve?”64 Another state disabilities are also California, 70 percent of their students administrator recognized identified in one or with disabilities are also identified the need to support more of the following cultural competency to in one or more of the following subgroups: students in address the “implicit bias poverty, ELs, or students subgroups: students in poverty, ELs, of educators towards in foster care. With this or students in foster care. students who are poor overlap, students and and students of color.” families across the different subgroups face The administrator continued to acknowledge that many common challenges. “changing attitudes and practices is a daunting In this section, we describe the common task.”65 challenges related to expectations, disproportionality, service coordination, and Disproportionality in Identification family engagement and then highlight some and Placement specific challenges for ELs. Previous researchers have acknowledged a “paradox” related to special education Expectations identification.66 Identification for special Educators and policymakers alike have education can provide students with access to acknowledged the importance of having high interventions, accommodations, and rights under expectations for students with disabilities, the law. Simultaneously, though, identification English Learners and Students from Low-Income Families 27
The IDEA statute and regulations include Special Education Paradox important provisions on evaluation to help ensure students are appropriately identified for special Identification for special education education services. The local school district can provide students with access to must use a “variety of assessment tools and interventions, accommodations, and rights strategies,” evaluation materials should not be under the law. Simultaneously, though, “discriminatory on a racial or cultural basis,” identification can result in segregation from and assessments are “administered in the general education, lower expectations, and language and form most likely to yield accurate stigmatization information.”73 Of importance, the statute includes an exclusionary clause prohibiting determination of eligibility if the determining factor is “lack of appropriate instruction in can result in segregation from general education, reading,” “lack of appropriate instruction in lower expectations, and stigmatization.67 Given math,” or “limited English proficiency.”74 The this paradox, policymakers have tried to ensure statutory definition of specific learning disability students are identified for special education also excludes learning issues primarily related appropriately. After years to “environment, of research documenting cultural, or economic One special education director disproportionality for disadvantage.”75 students of color in mentioned that, in her district, ELs Despite these special education,68 IDEA “who need interventions get sent to statutory provisions, 2004 included provisions special education.” stakeholders requiring that states identified challenges address significant disproportionality by race and in differentiating language needs, impacts ethnicity for identification and placement.69 of poverty, and disability needs. One local Policies to address disproportionality in administrator noted, “There is a challenge identification and placement for students understanding language need versus disability with disabilities are limited to focus on need. With the overall pervasiveness of testing, disproportionality by race and ethnicity. schools don’t have the time to wait for language However, previous research has acknowledged to occur.”76 In examining the exclusionary clause concerns with both underidentification and as it relates to economic disadvantage, Dr. James overidentification of ELs,70 and research from Ryan has argued that given the impacts of Massachusetts identified concerns with poverty on the brain, trying to force differentiating overidentification of students from low-income between disability and economic disadvantage is families in special education.71 One special problematic when students need the additional education director mentioned that, in her district, services and supports.77 ELs “who need interventions get sent to special Researchers have also noted that referral education.”72 procedures for ELs vary from district to district.78 28 National Council on Disability
Some districts apply the same referral policies conversations and supports that are now regardless of EL status, while others include happening or are in the works.”83 Yet, a state additional policies to guide the evaluation administrator still has concerns, noting that process. Even with the statute suggesting that disproportionality for these populations is an children should be evaluated in an appropriate issue “we need to address,” and “teachers need language, one parent noted her school only professional development on what to do.”84 evaluates students in Disproportionality is the English language not exclusively related to [G]iven the impacts of poverty regardless of the child’s issues of identification, language proficiency. In on the brain, trying to force but also placement in her school, if the child is differentiating between disability substantially separate not proficient in English, and economic disadvantage is settings and discipline. he or she could not be problematic when students need the One stakeholder noted evaluated effectively that some of the youth additional services and supports. for special education.79 they work with who had A representative from a P&A also raised this been in substantially separate placements say challenge, describing a deaf student who had they “survived special education” or they were grown up reading his mother’s lips. Despite a “victim of special education.” She added that this, the district refused to evaluate him in his part of the problem is that the law “perpetuates family’s native language claiming that he had segregation” and “the next reauthorization of “no dominant language.” She added that some IDEA [should address the] embedded separation districts in her state are between general requiring students to “Some of the things we know about education and special have lived in the state education.”85 low-income students is that they for a specified amount of Dr. Thomas Hehir time before permitting are more apt to be segregated than raised concerns about referrals to special non-low-income students, and those the overrepresentation education.80 placements are associated with of low-income students To address these poorer outcomes.” in substantially separate challenges, researchers placements: “Some —Dr. Thomas Hehir and practitioners have of the things we focused on developing culturally responsive know about low-income students is that they evaluation practices81 and ensuring that MTSS are more apt to be segregated than non-low- appropriately include all students.82 One income students, and those placements are representative for the state chiefs highlighted associated with poorer outcomes.” He also this work, noting he is “encouraged by more noted that parents with fewer financial resources conversation occurring around [supports for ELs are considerably less likely to exercise their with disabilities]. I hear about it everywhere— due process rights under the law should they organizations, funded centers, more good disagree with a placement decision, and when English Learners and Students from Low-Income Families 29
the cost of the assessment and preparing for the hearing, and therefore they do not have due process rights.”88 In fact, representation is not limited to families with incomes above the poverty line. There are a number of special education attorney practitioners who represent families using the fee-shifting provisions of the IDEA.89 Any civil rights fee-shifting provision is designed to encourage litigants to protect their civil rights. The courts have long recognized “. . . its more specific purpose was to enable potential plaintiffs to obtain assistance of competent counsel in vindicating their rights.”90 There is training for attorneys who desire to represent families using the fee-shifting provisions.91 A few states and districts have tried to address issues related to disproportionality among ELs or students from low-income families. For instance in 2016, California passed legislation requiring the state’s Department of Education develop a manual “on identifying, assessing, supporting, and reclassifying ELs who may qualify for special education services and pupils they do, exercising their rights are not as effective with disabilities who may be classified as ELs.”92 without representation. He added, “Even if a few The manual was due to the California legislature students can get access it has impact on school on June 30, 2017. districts. We need representation for low-income To address disproportionality among students students on issues of placement. P&As could be from low-income families, the Massachusetts funded to represent low-income parents seeking Department of Elementary and Secondary more inclusive placements.”86 One parent also Education started the Low-Income Education acknowledged barriers to families with fewer Access Project.93 Through the program, the means in accessing their rights under IDEA, state is working collaboratively with local school noting, “The game is set up to benefit people districts to assess and address disproportionality who have more.”87 Another parent stated, “I’m among low-income students. The state supports real big on seeing there being two special eds— more tailored professional development for one special ed system for students who have districts that, based on their data, demonstrate money, and one for those who do not. A family higher rates of disproportionality for low-income who earns below the poverty income cannot students in identification and placement and may possibly challenge a district program, considering require districts to use some of their allowable 30 National Council on Disability
15 percent of IDEA funds for coordinated early understand what is intellectual disability.”97 intervening services for this purpose.94 They also Another parent described understanding and offer universal professional development through engaging with IDEA is “twice as difficult” for online support and a train-the-trainers model to non-English-speaking parents because of the consider the impacts of poverty on learning. A barrier to getting information in a language key goal of the program, according to one state parents understand.98 administrator, is to “make the general education A PTI director noted challenges that non- settings more accommodating and supportive English-speaking families face: “Monolingual of the student . . . to make sure we don’t families have the challenge of not knowing the misidentify students as law, and school districts having disabilities” and to don’t take the time. Language, and in particular the “think about the student Nobody is explaining language of special education, can as a whole, including what IDEA means— their families” to address represent a significant barrier to mostly not getting any barriers to learning.95 family engagement. relevant documents The state is currently in translated.” She added its first years of implementation and is collecting that many parents “are learning English and data to examine the program’s results in getting by in their jobs but the special education improving opportunities for low-income students. language is different with the terms, acronyms. Their English is not at that level yet.”99 Several Family Engagement and Education advocates representing non-English-speaking Several stakeholders noted concerns about families also noted that even if an interpreter is schools being able to effectively engage present, the “parent receives the interpretation families of ELs and low-income families. from the school secretary.” The interpreter may A local administrator not understand the IDEA commented, “We need jargon and therefore The interpreter may not understand additional supports for cannot effectively relay the IDEA jargon and therefore schools and more training the information to at the school level on cannot effectively relay the parents.100 how to appropriately information to parents. Representatives engage families. This is a from P&As added that huge thing.”96 even though there are some requirements Language, and in particular the language of that information be translated for parents, the special education, can represent a significant implementation of these provisions is ineffective barrier to family engagement. One parent and variable. For instance, they noted instances described her experience with her son and his where entire IEPs were not translated but merely school, “We just believe everything that they the headers, translations of documentations [the educators] say,” adding “for somebody that were only in audio format, and documents comes from a different country . . . 15 years related to evaluations were not translated at all. ago, 16 years ago, it was quite difficult to even One attorney noted, even in a school district English Learners and Students from Low-Income Families 31
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