Ferguson v. City of Charleston Redux: Motivated Reasoning and Coercive Interventions in Pregnancy
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Ferguson v. City of Charleston Redux: Motivated Reasoning and Coercive Interventions in Pregnancy Mary Faith Marshall, PhD,a Julia Taylor, MD, MA,a Debra DeBruin, PhDb abstract Criminalization of perinatal substance use disorder and other coercive interventions in pregnancy (such as forced cesarean delivery or involuntary hospitalization for bed rest) directly affect the well-being of children and their families and, potentially, of all women of reproductive capacity. Untenable legal and policy approaches that occasion such incursions not only persist but affect a growing number of women. They are antithetical to healthy pregnancies, healthy children, and healthy families; they have the potential to reduce prenatal care seeking, divert attention and resources away from critical mental health and maternal and child support services, and epigenetically affect maternal and infant bonding. Punitive and coercive interventions contravene long-established guidance by professional associations that advocate for public health approaches and ethical frameworks to guide practice. Harmful policies persist because of motivated reasoning by clinicians, members of the judiciary, and ill- informed legislators who rely on personal experience and anecdote rather than evidence to fashion policy. Compounding the problem are inadequate substance use treatment resources and professional associations that choose not to hold their members accountable for violating their ethical obligations to their patients. Pediatricians must advocate for the cessation of coercive interventions within their institutions and their larger communities. All health care professionals should collaborate at the local, state, and national level to provide policymakers and legislators with data emphasizing the negative effects of punitive and coercive policies aimed at pregnant women and their children. a Center for Health Humanities and Ethics, University of Virginia, Charlottesville, Virginia; and bCenter for Bioethics, University of Minnesota, Minneapolis, Minnesota Dr Marshall conceptualized and drafted the initial manuscript and revised the manuscript; Dr Taylor drafted portions of the manuscript and reviewed and revised the manuscript; Dr DeBruin drafted portions of the manuscript and reviewed and revised the manuscript; and all authors approved the final manuscript as submitted and agree to be accountable for all aspects of the work. DOI: https://doi.org/10.1542/peds.2020-0818Q Address correspondence to Mary Faith Marshall, PhD, Center for Health, Humanities and Ethics, Collins Building, PO Box 800758, Charlottesville, VA 22908. E-mail: mfm@virginia.edu PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275). Copyright © 2020 by the American Academy of Pediatrics FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose. FUNDING: No external funding. POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to disclose. Downloaded from www.aappublications.org/news by guest on October 24, 2021 SUPPLEMENT ARTICLE PEDIATRICS Volume 146, number s1, August 2020:e20200818Q
After the Seattle conference, Defining of these interventions, including forced interventions in pregnancy in Moments in Pediatric Bioethics: Future exacerbating race- and class-based 44 states, the District of Columbia, Insights from Past Controversies, disparities, discouraging access to and federal jurisdictions between some participants asked what prenatal care, and negative effects on 1973 and 2005. This is likely an a presentation on coercive child and family health. Finally, we underestimate because barriers to interventions in pregnancy had to do will highlight treatment needs and identifying cases undermine an with pediatric ethics. Why review recommendations to address this accurate count.5 Coercive a 26-year-old case, Ferguson v The problem. interventions include forced cesarean City of Charleston et al,1 about deliveries, bed rest, and arrests and criminalization of perinatal substance incarceration for behaviors allegedly THE LANDSCAPE OF COERCIVE use disorder (SUD) or other cases of INTERVENTIONS ON PREGNANT WOMEN exposing fetuses to risk, including coercive interventions in pregnancy? IN THE NAME OF CHILD HEALTH suicide attempts, use of misoprostol The answer: because they affect the to terminate pregnancy, falling down Between 1989 and 1994, 30 pregnant well-being of children and their the stairs, and substance use during or postpartum women were arrested families and potentially all women of pregnancy.5–8 when they or their newborns tested reproductive capacity. positive for cocaine after warrantless Of the 413 cases identified in the Untenable legal and policy searches at the Medical University of review by Paltrow and Flavin,5 84% approaches occasioning coercive South Carolina, a public hospital. involved substance use. Rates of interventions in pregnancy not only These patients “failed” treatment arrests and detentions for substance persist but affect a growing number when they tested positive a second use in pregnancy are increasing. US of women. They are antithetical to time or missed a prenatal visit. data from Amnesty International healthy pregnancies, healthy children, Twenty-nine were African American. reveal that from 2005 to 2016, and healthy families; they often “Boyfriend is a Negro” was written in chemical endangerment, fetal neglect, reduce prenatal care seeking and the medical record of the patient who or fetal assault charges were brought divert attention and resources away was not African American. Punitive against some 700 women in just 3 from mental health and maternal and measures included incarceration states (AL, TN, and SC); all involved child support services. before and/or after childbirth, substance use.7 The phenomenon is shackles and handcuffs during more widespread: Twenty-three Coercive interventions contravene transport and hospitalization, and states and the District of Columbia long-established professional removal of child custody for existing consider substance use during guidance by the American Academy children. In Ferguson v The City of pregnancy to be child abuse under of Pediatrics (AAP),2 American Charleston (1993), arrestees sued the civil child-welfare statutes; 3 consider College of Obstetricians and Medical University, the Charleston it grounds for civil commitment. Gynecologists (ACOG),3 American police department, and the local Twenty-five states and the District of Academy of Family Practitioners,4 solicitor. The US Supreme Court Columbia require health care and other professional associations (2000) found that the defendants’ professionals to report suspected that advocate for public health actions violated the Fourth prenatal drug use, and 8 states approaches and ethical frameworks Amendment’s proscription of illegal require testing for prenatal drug to guide practice. Coercions persist, search and seizure. Amicus briefs in exposure if they suspect drug use.9 even when their harms are well support of the plaintiffs were filed, documented, because of motivated among others, by the AAP, American Within this narrower category of reasoning by clinicians, judges, and Medical Association, ACOG, American coercive interventions involving ill-informed legislators. Inadequate Public Health Association, American substance use, cases vary SUD treatment resources and Medical Women’s Association, significantly. professional associations that fail to American Society for Addiction hold their members accountable for ∙ Regina McKnight was convicted of Medicine, National Council on violating their ethical obligations homicide by child abuse when her Alcoholism and Drug Dependence, compound the problem. pregnancy ended in stillbirth. National Association of Social Authorities alleged that her cocaine Workers, and the March of Dimes. We begin with a brief background on use caused the stillbirth, although coercive interventions in pregnancy, Since Ferguson, arrests and other they presented no credible data to followed by a closer look at the incursions continue to accelerate. support that allegation; it was later evidence underlying interventions Paltrow and Flavin,5 in their shown that infection caused the aimed at women with known or comprehensive review, document stillbirth. After serving 8 years of suspected SUD and the implications 413 cases of arrests, detentions, and her sentence, an appeals court Downloaded from www.aappublications.org/news by guest on October 24, 2021 PEDIATRICS Volume 146, number s1, August 2020 S87
overturned her conviction on pregnant women to avoid prenatal future childbearing.” Beck,20 in grounds that her counsel failed to care or hospital delivery.10,12–14 a metaethnography of qualitative present relevant evidence for her However, “as with pregnant women in studies of traumatic birth, notes that defense. However, fearing that she general, women who use drugs and women may experience as traumatic would be retried and returned to receive adequate prenatal care births that clinicians view as routine prison, she pleaded guilty to generally have better pregnancy and normal. She describes similar manslaughter and was released outcomes than women who use drugs experiences to those highlighted by given time served.5,10 and do not receive adequate care.”12 Forssén19: “Women felt abandoned, ∙ Casey Shehi tested positive for Increasing access to prenatal care in stripped of their dignity, and not benzodiazepines during labor; she this population reduces risks (eg, of cared for as an individual who had taken half a Valium on 2 prematurity, low birth weight, and deserved to be treated with occasions late in pregnancy to small-for-gestational-age status), respect.”20 Beck20 notes that manage acute distress. She although the rates of reduction vary traumatic birth experiences can believed this would be safe, for specific risks across studies.15–17 negatively affect the women’s because doctors had prescribed Because the threat of coercive relationships with their children as painkillers earlier in her pregnancy. interventions deters access to well as maternal-fetal bonding in No drugs were found in her prenatal care among women with subsequent pregnancies. newborn and he was healthy. SUD, they also increase risks for Recent evidence indicates that “early However, she was arrested and infants. In fact, the AAP recommends experience in maternal care predicts “charged with ‘knowingly, not just obstetric prenatal care but epigenetic change within the infant recklessly, or intentionally’ causing prenatal pediatric visits: “As the oxytocin system, levels of which are her baby to be exposed to medical specialty that is entirely in turn reflective of infant controlled substances in the womb focused on the health and well-being temperament.”21 This study —a felony punishable by up to of the child embedded in the family, demonstrates the association 10 years in prison.” After posting pediatric care ideally begins before between the degree of the woman’s bond she was released from jail but pregnancy, with reproductive life engagement with her child and subjected to frequent drug tests planning of adolescents and young epigenetic changes in the oxytocin while her case was pending trial. adults, and continues during the receptor gene. Child well-being is After nearly a year, her case was pregnancy, with an expectant mother effected because: dismissed.6 and father of any age.”18 Oxytocin is a crucial regulator of human social behavior. Individual differences Consequences for pregnant or within the oxytocin system—assessed peripartum women who test positive COERCION AND TRAUMA: IMPACT ON through hormonal levels, epigenetic for drugs or alcohol can include arrest CHILDREN modification, or genetic variation— and incarceration, involuntary civil Whether a woman receives prenatal have been linked to differential commitment for treatment or sensitivity to social cues, prosocial care, the trauma associated with behaviors, and stress responsiveness in protective state custody, reporting to coercive interventions, or fears that adults.21 child protective services, and removal they may be imposed, may of child custody. Policies on alcohol undermine the well-being of both the These findings raise significant use during pregnancy are woman and her child. Even when concern about the secondary impact increasingly retributive and coercive intervention is not involved, of maternal coercion on the child. punitive.11 negative experiences during If the woman is incarcerated, while childbirth, such as blaming and she is pregnant or after giving birth, shaming women for behaviors effects on maternal-child bonding DISCOURAGING ACCESS TO PRENATAL perceived to increase risk during may be more extreme. Owing in part CARE pregnancy, can be experienced as to stiffer drug sentencing, the number Roberts and Pies12 note, “Pregnant traumatic and strain connection of incarcerated women has increased women who use drugs are over- with the child. In a series of eightfold since 1980.22 Incarcerated represented among women who in-depth interviews with Swedish women have described being denied receive late, limited, and no prenatal women, Forssén19 found that such labor support even when plans were care.” Substance use is associated experiences were forcefully alienating in place to allow labor coaching from with barriers to prenatal care.12 for many of them. Over decades, they a friend or relative. Labor support Significantly, fears of prosecution for experienced “feelings of failure as from a person chosen by the woman drug or alcohol use during pregnancy, mothers, of guilt, and of shame, that reduces anxiety and the perception of or loss of child custody, may drive influenced their self-esteem and their pain. Incarcerated women may also Downloaded from www.aappublications.org/news by guest on October 24, 2021 S88 MARSHALL et al
be shackled during labor23 despite (14.1%) women, the latter were whenever it’s one of those drugs. I ACOG guidance against the practice.24 10 times more likely to be reported to mean, an opioid—that’s just such a powerful drug. One woman described her experience authorities. Subsequent studies have with restraints: “The handcuffs made demonstrated the sequelae of These policies occasion incursions me feel inhumane. I don’t want to cry, persistent racism, discrimination, against women’s liberty and bodily but it made me feel like an animal. I power differentials, and stereotyping integrity, and the potential for think at that point, I understood that I on pregnant women.28–36 harmful consequences for them and was not seen as a human being.”23 In their children. Morality requires their the absence of a dedicated program THE ROLE OF EVIDENCE IN COERCION grounding in evidence. to promote a humane birthing experience to support maternal-child In their review, Paltrow and Flavin5 Why do some clinicians persist in bonding, newborns are standardly document that coercive interventions violating their fiduciary relationships separated from their mothers soon often lack grounding in evidence: by acceding to chemical after birth. One mother declared: Although deprivations of women’s endangerment laws, pursuing judicial “That was the most dramatic thing liberty are often justified as authorizations for forced treatment, ever and traumatizing. And oh my mechanisms for protecting children and threatening to or notifying child God, I was devastated, like there was from harm, we found that in a majority protective services (with the nothing. No amount of preparation or of cases the arrest or other action taken was not dependent on evidence of attendant specter or reality of before knowledge can prepare actual harm to the fetus or newborn… removal of child custody)? Why do somebody for that.”23 In many cases criminal charges rested they, with impunity, flaunt practice on the claim that there was a risk of and ethics norms from their Although the intended purpose of harm or a positive drug test but no professional associations? Why do coercion is to protect infants, in actual evidence of harm. Similarly, in numerous cases where court orders trial courts ignore established legal reality it harms both women and their were sought to force medical precedent? And why do legislators children. interventions, a risk of harm was pass laws that flout the collective identified that did not materialize. In guidance of professional cases where a harm was alleged (e.g., organizations? RACE AND CLASS-BASED DISPARITIES a stillbirth), we found numerous instances in which cases proceeded Risks associated with coercive without any evidence, much less The legislator’s responses above interventions fall disproportionately scientific evidence, establishing a causal provide two answers: ignorance of on particular groups of women. link between the harm and the the facts and willful ignorance. Their Paltrow and Flavin5 document pregnant woman’s alleged action or comments exemplify the socioeconomic and racial disparities, inaction.5 psychological phenomenon of with 71% of women qualifying for In a recent study of legislators in motivated reasoning, which occurs indigent defense and 59% of cases Maryland, Virginia, and North when someone selectively interprets involving women of color, mostly Carolina, researchers found that evidence depending on whether it African American women. Studies personal experience, anecdotes, and comports with their preconceived have also found racial bias in known contacts rather than evidence beliefs.38 The standard for evidence maternal and newborn drug influenced policy development that that supports these beliefs is “Can I screening.25,26 These disparities have prioritized interventions that believe this?” The person then persisted over time. A 1990 New York targeted opioids over those targeting selectively embraces data that Times article lamented: “Charges of alcohol use in pregnancy.37 endorses the belief. “Must I believe ‘prenatal crime’ used to occur about Legislators made the following this?” is the standard for twice a decade: since 1987 there have observations: contradictory evidence, followed by been more than 50 such prosecutions. a concomitant search for evidence I think opiate use [during pregnancy] The overwhelming majority of the has probably got a bigger impact [than allowing the offending data to be defendants (∼70%) are poor and alcohol use], to be honest with you. I disregarded.39 Thus, the social black…the discriminatory mean, opioid use is pretty rampant, way intuitionist field of moral psychology enforcement is a result of more than alcohol. (known as moral foundations theory) a combination of racism and the Alcohol vs drugs…it’s comparing holds that moral intuitions (moral mother’s poverty.”27 Also in 1990, apples and oranges to see the effects on emotions) occur before moral Chasnoff et al26 reported that the child when it’s born. Whether it be reasoning (ie, moral justifications are what they call crack babies, meth although rates of substance use in babies, opioid-addicted babies—I don’t post hoc and are based on intuitive pregnancy are similar in White think that the effect of alcohol on that judgments).40–42 The process is (15.4%) and African American child when it’s born is as great as it is described as “the tail wagged by the Downloaded from www.aappublications.org/news by guest on October 24, 2021 PEDIATRICS Volume 146, number s1, August 2020 S89
intuitive dog,”43 “sleight of mind,”44 create barriers to adequate prenatal and “an illusion of objectivity.”45 care and fail to direct resources ABBREVIATIONS toward interventions promoting AAP: American Academy of maternal and child health. The Pediatrics TREATMENT NEEDS argument that the health of the child ACOG: American College of Obste- The harmful effects of coercive warrants coercive approaches fails to tricians and Gynecologists interventions are compounded by recognize adverse consequences on SUD: substance use disorder a lack of treatment resources for the pregnant woman and her child. In SUD.46–49 In an article on the unmet addition to the harms affecting needs for SUD treatment among individuals, we must acknowledge the REFERENCES reproductive age women, authors injustices in the disparate application showed that50: 1. Ferguson v City of Charleston et al, 532 of coercive interventions across race U.S. 67 (2001). ∙ nine percent of reproductive-age and class. 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Ferguson v. City of Charleston Redux: Motivated Reasoning and Coercive Interventions in Pregnancy Mary Faith Marshall, Julia Taylor and Debra DeBruin Pediatrics 2020;146;S86 DOI: 10.1542/peds.2020-0818Q Updated Information & including high resolution figures, can be found at: Services http://pediatrics.aappublications.org/content/146/Supplement_1/S86 References This article cites 35 articles, 3 of which you can access for free at: http://pediatrics.aappublications.org/content/146/Supplement_1/S86# BIBL Subspecialty Collections This article, along with others on similar topics, appears in the following collection(s): Children With Special Health Care Needs http://www.aappublications.org/cgi/collection/disabilities_sub Ethics/Bioethics http://www.aappublications.org/cgi/collection/ethics:bioethics_sub Permissions & Licensing Information about reproducing this article in parts (figures, tables) or in its entirety can be found online at: http://www.aappublications.org/site/misc/Permissions.xhtml Reprints Information about ordering reprints can be found online: http://www.aappublications.org/site/misc/reprints.xhtml Downloaded from www.aappublications.org/news by guest on October 24, 2021
Ferguson v. City of Charleston Redux: Motivated Reasoning and Coercive Interventions in Pregnancy Mary Faith Marshall, Julia Taylor and Debra DeBruin Pediatrics 2020;146;S86 DOI: 10.1542/peds.2020-0818Q The online version of this article, along with updated information and services, is located on the World Wide Web at: http://pediatrics.aappublications.org/content/146/Supplement_1/S86 Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it has been published continuously since 1948. Pediatrics is owned, published, and trademarked by the American Academy of Pediatrics, 345 Park Avenue, Itasca, Illinois, 60143. Copyright © 2020 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397. Downloaded from www.aappublications.org/news by guest on October 24, 2021
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