Defending peaceful assembly and association in the digital age
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Defending peaceful assembly and association in the digital age takedowns, shutdowns, and surveillance Access Now defends and extends the digital rights of users at risk around the world. By combining direct technical support, comprehensive policy engagement, global advocacy, grassroots grantmaking, legal interventions, and convenings such as RightsCon, we fight for human rights in the digital age.
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance JULY 2020
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance This is an Access Now publication. It is written by Laura O’Brien and Peter Micek. The authors would like to thank the Access Now team members who contributed to the report, including Javier Pallero, Alexia Skok, Berhan Taye, Carolyn Tackett, Daniel Leufer, Donna Wentworth, Eliška Pírková, Elizabeth Metts, Eric Null, Estelle Massé, Fanny Hidvégi, Isedua Oribhabor, Juliana Castro, Marwa Fatafta, Natalia Krapvia, Raman Jit Singh Chima, Sage Cheng, and Verónica Arroyo, and to our summer legal and policy interns, Alanna Fichtel, Carolina Gonçalves Berenger, and Emilia Porubcin. It is important to note that, while this submission draws upon examples from various regions worldwide, these examples are non-exhaustive, and do not represent the lived experiences of all those attempting to exercise their right to freedom of peaceful assembly and of association across the globe. We recognize that further research and data is required to take into account intersecting structures of oppression, including but not limited to, race, gender,1 ethnicity, sexual orientation, disability, class, language, religion, age, citizenship, and family status.2 1 Noting specifically the situations of transgender people, those with non-binary gender identities, and gender non-conforming people. 2 See, e.g., efforts like the Initiative for a Representative First Amendment, at https://www.ifrfa.org, Equality Labs, at https://www.equalitylabs.org, and Algorithmic Justice League, at https://www.ajl.org. 1
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance TABLE OF CONTENTS TABLE OF CONTENTS 2 I. EXECUTIVE SUMMARY 3 II. INTRODUCTION 6 THE RIGHT TO FREEDOM OF PEACEFUL ASSEMBLY 8 THE RIGHT TO FREEDOM OF ASSOCIATION 11 THE RIGHTS TO FREEDOM OF PEACEFUL ASSEMBLY AND OF ASSOCIATION ONLINE 11 PERMISSIBLE RESTRICTIONS UNDER INTERNATIONAL HUMAN RIGHTS LAW 13 III. ACCESS, CONNECTIVITY, AND INTERNET SHUTDOWNS 14 CASE STUDIES 18 Ecuador 19 Ethiopia 19 India 20 Iraq 21 Sudan 22 Togo 22 IV. SURVEILLANCE AND THE RIGHT TO PRIVACY 23 CASE STUDIES 28 Azerbaijan 29 Brazil 29 France 30 Hong Kong 30 India 31 Russia 32 United States 33 V. THE INFLUENCE OF THE PRIVATE SECTOR IN ONLINE CIVIC SPACE 34 THE CAMPAIGN TO #SAVEDOTORG 35 TRANSPARENCY REPORTING 36 REGULATING SPEECH 37 CASE STUDIES 39 Activision Blizzard (Hong Kong) 39 Whole Foods (Amazon) (United States) 39 Twitter (Egypt) 40 VI. POLICY RECOMMENDATIONS 41 RECOMMENDATIONS FOR STATES 41 RECOMMENDATIONS FOR THE PRIVATE SECTOR 43 RECOMMENDATIONS FOR INTERNATIONAL INSTITUTIONS 44 VII. CONCLUSION 46 2
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance I. EXECUTIVE SUMMARY This year, 2020, has revitalized national and international discussions on the rights to freedom of peaceful assembly and of association. Notable examples of such discussions include the aftermath of George Floyd’s death, when global masses stood up and forced the world to look in the mirror and address systemic forms of racial injustice, and youth-led movements from Hong Kong to Sudan that sustained defiance in the face of repression. With social distancing measures in place as a result of COVID-19, various assemblies and associations have creatively sought to restrategize, equip, and empower themselves for a physical and online existence during the pandemic.3 From car and bike protests,4 to clapping, dancing, and cheering outside of windows and balconies for essential workers,5 physical assemblies and associations have taken unique forms for meaningful civic engagement. In a similar vein, COVID-19 has demonstrated the importance of digital technologies, namely the internet and information and communication technologies (ICTs), in exercising freedom of peaceful assembly and of association online.6 Amid COVID-19, climate activist Greta Thunberg, for instance, encouraged young activists — w ho have grown up online — to use the digital tools they are so familiar with to participate in a “digital strike” instead of physical public gatherings in order to keep up public pressure on governments to fight against climate change.7 Overall, the COVID-19 pandemic has reemphasized that the world is no longer connected only through physical assemblies and associations. Rather, we gather and connect online — across physical borders — to voice opinions, call to action, express solidarity, and access important, life-saving information during unprecedented times. The internet and ICTs serve as enablers of human rights.8 In 2011, the U.N. Special Rapporteur on freedom of expression noted that “the internet is one of the most powerful instruments of the 21st century for increasing transparency in the conduct of the powerful, access to information, 3 Anthony Faiola, “Coronavirus chills protests from Chile to Hong Kong to Iraq, forcing activists to innovate,” The Washington Post, April 4, 2020, https://www.washingtonpost.com/world/the_americas/coronavirus-protest-chile-hong-kong-iraq-lebanon-india-venezuela /2020/04/03/c7f5e012-6d50-11ea-a156-0048b62cdb51_story.html 4 Samantha Melamed, “Protesting in the time of social distancing: Philly demands action by car, bike, text, and tweet,” The Philadelphia Inquirer, March 30, 2020, https://www.inquirer.com/health/coronavirus/protest-philadelphia-jails-social-distancing-coronavirus-covid-19-20200330.html 5 Amanda Hess, “In Praise of Quarantine Clapping,” The New York Times, April 9, 2020. https://www.nytimes.com/2020/04/09/arts/virus-quarantine-clapping.html 6 Laurie Goering, “As coronavirus drives climate protests off streets, activists go online,” Reuters, March 20, 2020. https://www.reuters.com/article/us-health-coronavirus-climate-change/as-coronavirus-drives-climate-protests-off-streets-a ctivists-go-online-idUSKBN2170MM 7 Zack Colman, “Climate activists shift gears in an age of ‘social distancing,” POLITICO, March 19, 2020. https://www.politico.com/news/2020/03/19/climate-activists-social-distancing-coronavirus-137216; Zoey Shipley, “Using Social Media as the Platform for Protesting in an Age of Social Distancing,” Our Daily Planet, March 22, 2020. https://www.ourdailyplanet.com/story/using-social-media-as-the-platform-for-protesting-in-an-age-of-social-distancing/ 8 United Nations Human Rights Council, Report of the Special Rapporteur on the promotion and protection of the right to freedom of opinion and expression, Frank La Rue, U.N. Doc. A/HRC/17/27 (16 May 2011). https://undocs.org/en/A/HRC/17/27, para 22-23. 3
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance and for facilitating active citizen participation in building democratic societies.”9 Take for instance, the Arab Spring revolutions in the Middle East and North Africa between 2010 and 2012, when activists inspired the world in forging new links between on- and offline action and redefining the online civic space to one where individuals and groups can voice concerns, share information, and organize for collective action.10 Thus, states must facilitate universal, affordable, open, secure, and stable access to the internet and ICTs to enable rights holders to fully exercise their human rights, such as the rights to freedom of peaceful assembly and of association. Yet, the closing of online civic space has impacted the rights to freedom of peaceful assembly and of association online and off. Previously decentralized and open platforms and tools have now become restricted, with individuals and communities subject to privatization (i.e. the profit motive, monopolistic tendencies, and discriminatory policies without redress or oversight), censorship, harassment, surveillance, and persecution that deter the use of ICTs as tools of protest and associating online. For example, in the past year, we witnessed the prevalence of surveillance of Black Lives Matter activists in the United States, the internet shutdown accompanying a brutal crackdown on peaceful Sudanese protesters, and the proposed sale of the .ORG domain, to name a few. International and national laws recognize that extraordinary circumstances require extraordinary measures. This means that certain fundamental rights, including the rights to freedom of peaceful assembly and of association may be restricted — to address for instance, public order, public safety, national security interests, or the protection of morals or public health, as amplified in the current COVID-19 pandemic — a s long as basic democratic principles and a series of safeguards are applied, and the interference is lawful, proportionate, limited in time and scope, and not arbitrary.11 Nonetheless, according to data collected from Access Now and the #KeepItOn campaign — a coalition of over 220 organizations from 99 countries worldwide dedicated to combating internet shutdowns — found that “in 2019, the most commonly observed cause of internet shutdowns were protests.”12 This data indicates that when a state “says it is cutting access to restore ‘public safety,’ in reality it could mean the [state] anticipates protests and may be attempting to disrupt people’s ability to organize and speak out, online or off.”13 Moreover, police authorities and other state departments have been given wide powers and emergency 9 Ibid., para 2; United Nations Human Rights Council, Report of the Special Rapporteur on the rights to freedom of peaceful assembly and of association, Maina Kiai, U.N. Doc. A /HRC/20/27 (21 May 2012). https://undocs.org/A/HRC/20/27, para 84 (k). See also United Nations Human Rights Council, Report of the Special Rapporteur on the promotion and protection of the right to freedom of opinion and expression, David Kaye, U.N. Doc. A/HRC/32/38 (11 May 2016) https://undocs.org/A/HRC/32/38, at para 8. 10 Access Now. Five years later: the internet shutdown that rocked Egypt, 2016. https://www.accessnow.org/five-years-later-the-internet-shutdown-that-rocked-egypt/ 11 International Covenant on Civil and Political Rights (ICCPR) Dec. 19 1966, 999 U.N.T.S. 171 and 1057 U.N.T.S. 407 (entered into force 23 March 1976). https://treaties.un.org/doc/publication/unts/volume%20999/volume-999-i-14668-english.pdf, Articles 21-22. 12 Access Now. Targeted, Cut Off, and Left in the Dark: The #KeepItOn report on internet shutdowns in 2019, 2020. https://www.accessnow.org/keepiton-2019-report, at page 13. 13 Ibid. 4
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance measures during COVID-19, which are unfortunately being used by some to restrict lawful and legitimate exercises of association and assembly. Some states are prosecuting individuals and journalists under “fake news” laws or epidemic-related laws during the pandemic. Protesters are hit with even more severe restrictions. Web messaging and social media services are subject to censorship and monitoring demands by some state authorities under the cover of combating COVID-19-related disinformation or “fake news.” The COVID-19 pandemic will inevitably unearth an aftermath. The measures states put in place now will determine this aftermath. State responses must therefore promote public health, prevent discrimination, ensure access to reliable and timely information, defend unrestricted access to a universal, open, affordable, stable and secure internet, ensure the enjoyment of the rights to freedom of expression and of opinion, of peaceful assembly and of association, and protect privacy and personal data. Access Now is committed to protecting human rights and contributing to states’ responses to the COVID-19 pandemic and beyond. It is in this global context — the rise of internet shutdowns worldwide, the prevalence of unlawful surveillance, increases in privatization, and the impact of the COVID-19 pandemic — that we chose to examine the state of the rights to freedom of peaceful assembly and of association from a digital rights perspective. Where have we come from, particularly since Arab Spring? Where are we currently, noting the momentum of Black Lives Matter protests both within and beyond U.S. borders? And finally, where are we heading with the impact of COVID-19? This paper examines three current issues: (1) access, connectivity, and internet shutdowns, (2) unlawful surveillance and the right to privacy, and (3) the influence of the private sector in online civic space. It is beyond the scope of this paper to address the nuance of this topic, particularly in a rapidly changing global context. Therefore, the authors would like to make two important caveats. First, in response to the current global context, this paper mainly emphasizes and focuses on the right to freedom of peaceful assembly — with particular attention to collective protests that are protected under international human rights law — noting that more space is needed to fully assess the right to freedom of association. Second, this paper speaks to timely topics, and some information will require further updates and research. We provide an overview of each of the three topics mentioned followed by case studies and specific guidance for states, the private sector, and international institutions, for each topic discussed. Overall, this paper, supported by case studies from regions across the world, aims to provide an overview of the state of the rights to freedom of peaceful assembly and of association in the digital age and a series of tailored recommendations for various stakeholders. 5
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance II. INTRODUCTION The rights to freedom of peaceful assembly and of association are enshrined in Article 20 of the Universal Declaration of Human Rights, and affirmed in the U.N. International Covenant on Civil and Political Rights (ICCPR), under Articles 21 and 22, respectively.14 The U.N. Human Rights Committee, a body of independent experts that monitors implementation of the ICCPR and interprets the treaty’s meaning is currently underway shaping — for the first time — a General Comment No. 37 on Article 21, the right of peaceful assembly.15 This timely legal instrument will serve to interpret Article 21. More importantly, this General Comment, as it stands, will update the interpretation of Article 21 from when it was originally drafted in 1966. This is a welcomed and necessary update since the nature of assemblies has undergone substantial change since the inception of the ICCPR, particularly regarding the use of digital technologies worldwide. The General Comment will therefore play a significant role in advising state parties and other stakeholders on the right to peaceful assembly in online spaces. Additionally, the General Comment should highlight the potential risks such as the increase in internet shutdowns, barriers to internet access, prevalence of unlawful surveillance, and unaccountable privatization of spaces of assembly, all of which unduly curtail the right to peaceful assembly. This paper assesses these rights through the international human rights legal framework, drawing upon regional and domestic examples in support of its position and to provide recommendations to guide international organizations such as the U.N. Like all human rights, the rights to freedom of peaceful assembly and of association, are universal, indivisible, interdependent, and interrelated.16 While the right to freedom of peaceful assembly and the right to freedom of association are often discussed in tandem, it is important to recognize they are two separate rights, often governed by different domestic legislation.17 For instance, the General Comment narrows in specifically on Article 21 — freedom of peaceful assembly. Nonetheless, association is important, particularly in labor contexts and the formation of online communities of identity and political action. Freedom of peaceful assembly and of association are fundamental human rights, not only in democratic states, but also authoritarian ones. As captured by the U.N. Special Rapporteur on 14 General Assembly Res. 217 (III) A, Universal Declaration of Human Rights, (10 December 1948). https://undocs.org/A/RES/217(III); ICCPR, s upra n ote 9. 15 U.N. Human Rights Committee, Second Reading of Draft General Comment No. 37 on Article 21 (Right of Peaceful Assembly) of the International Covenant on Civil and Political Rights. https://www.ohchr.org/EN/HRBodies/CCPR/Pages/GCArticle21.aspx 16 World Conference on Human Rights in Vienna, Vienna Declaration on Programme of Action, (25 June 1993). https://www.ohchr.org/en/professionalinterest/pages/vienna.aspx; 17 Maina Kiai, supra note 7, at para 4. 6
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance freedom of assembly and association, such assemblies and associations can serve as “a barometer for measuring the situation pertaining to, and the enjoyment of, human rights in any given country and a useful proxy for how open or closed countries and their national institutions are.”18 Interference with assemblies and associations serves as an early warning sign that the state is not meeting the needs and interests of the public.19 Assemblies and associations, and the response they garner, draw attention to the need for state accountability, as well as the accountability of other powerful actors, such as corporations, who heavily influence society and impact fundamental rights and who, under the international human rights framework, are called on to respect human rights.20 Such a barometer can lead to action at both the local and international levels. For example, after a request from the African Group — which represents 54 member states from the African continent — the U.N. Human Rights Council hosted an urgent debate on the current racially inspired human rights violations, systemic racism, police brutality against people of African descent, and violence against peaceful protest.21 States and over 600 civil society organizations worldwide pressured the U.N. to adopt a resolution responding to the police murder of George Floyd and countless other Black Americans. On June 19, 2020 — also known as Juneteenth, the day celebrating emancipation from enslavement in the U.S. — the resolution was adopted by consensus.22 While a historic move in many respects, the final resolution remained diluted of the original hope of the hundreds of civil society organizations that called for its urgency.23 Yet, as Gay MacDougall, former U.N. Independent Expert on minority issues, notes, “this is a significant step forward in a continuing struggle.”24 18 General Assembly Res. 72/135, Rights to freedom of peaceful assembly and of association, U.N. Doc. A/72/135 (14 July 2017). https://undocs.org/A/72/135, at para 17. 19 U.N. Human Rights Committee. Half-Day General Discussion in preparation for a General Comment on Article 21 (Right of Peaceful Assembly) of the International Covenant on Civil and Political Rights, Palais Wilson, 20 March 2019 - Article 19 written contribution. h ttps://www.ohchr.org/EN/HRBodies/CCPR/Pages/GC37.aspx, at para 10. 20 OHCHR, Guiding Principles on Business and Human Rights, HR/PUB/11/04 (16 June 2011). https://www.ohchr.org/Documents/Publications/GuidingPrinciplesBusinessHR_EN.pdf 21 ACLU, Coalition Letter - Request for U.N. independent inquiry into escalating situation of police violence and repression of protests in the United States, 2020. https://www.aclu.org/letter/coalition-letter-request-un-independent-inquiry-escalating-situation-police-violence-and This comes alongside similar advocacy efforts from other civil society organizations and international experts . U.N. Special Procedures. Statement on the Protests against Systemic Racism in the United States, 2020. https://www.ohchr.org/en/NewsEvents/Pages/DisplayNews.aspx?NewsID=25927&LangID=E; and Deutsche Welle, UN agrees to urgent debate on racism and police violence, 2020. https://www.dw.com/en/un-agrees-to-urgent-debate-on-racism-and-police-violence/a-53807879 22 The final resolution calls on the High Commissioner to prepare a comprehensive report on systemic racism, policing practices such as those that led to the killing of George Floyd, violence against protesters, and related incidents globally. UN News. Human Rights Council calls on top UN rights official to take action on racist violence, 2020. https://news.un.org/en/story/2020/06/1066722 23 Human Rights At Home Blog, The UN Makes Unprecedented Response to George Floyd’s Murder, 2020. https://lawprofessors.typepad.com/human_rights/2020/06/the-un-makes-unprecedented-response-to-george-floyds-murd er.html 24 Ibid. 7
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance Indeed, assemblies and associations have historically played a pivotal role in deconstructing systemic forms of racism, decolonization, self-determination, addressing women’s inequality, and LGBTQ struggles, among others. For instance, the LGBTQ community has advanced LGBTQ rights by taking to the streets — including at the 1969 Stonewall Riots, when Black trans individuals in Greenwich Village famously stood up to police harassment and the tradition of Pride was born.25 As stated previously, while the rights to freedom of peaceful assembly and of association are often used interchangeably, it is important to note that they are also two separate rights.26 This section therefore briefly examines the rights separately. THE RIGHT TO FREEDOM OF PEACEFUL ASSEMBLY Assemblies, most commonly understood as protests, take many forms. Assembly has been defined as “an intentional and temporary gathering in a private or public space for a specific purpose.”27 According to international bodies, freedom of assembly covers a wide range of gatherings, whether static or in motion and whether held on private or public property, including streets and highways.28 In fact, the Supreme Court of California held that the particular shopping center at issue was treated as a public forum. This case therefore establishes that constitutional speech and petition rights might be protected in a privately owned shopping center.29 Additionally, in a case brought before the Supreme Court of New Jersey, the court acknowledged that the shopping center had displaced the downtown 25 Access Now. Standing together in Pride, 2020. https://www.accessnow.org/standing-together-in-pride/ 26 Maina Kiai, supra note 7, at para 4. 27 Ibid., at para 24. 28 Organization for Security and Cooperation in Europe. Benchmarks for Laws related to Freedom of Assembly and List of International Standards. https://www.osce.org/files/f/documents/5/d/37907.pdf, at para. 6; see Rassemblement Jurassien & Unité Jurassienne v Switzerland, Application No 8191/78 (1979) ECtHR. http://hudoc.echr.coe.int/app/conversion/pdf/?library=ECHR&id=001-74721&filename=001-74721.pdf; see Christians against Racism and Fascism v United Kingdom, Application No 8840/78 (1980) ECtHR. https://hudoc.echr.coe.int/eng#{%22itemid%22:[%22001-74287%22]}; see Anderson and Nine Others v United Kingdom, Application No 33689/96, 25 EHRR CD 172 (1997). https://hudoc.echr.coe.int/eng#{%22itemid%22:[%22001-3988%22]}; see Djavit An v. Turkey, Application No 20652/92 (2003) ECtHR. http://hudoc.echr.coe.int/eng?i=001-60953; see Kudrevičius and others v. Lithuania, Application No 37553/05 (2015) ECtHR. https://hudoc.echr.coe.int/eng#{%22docname%22:[%22Kudrevi%C4%8Dius%20and%20others%20v.%20Lithuania%22],%2 2itemid%22:[%22001-158200%22]}. Importantly, the ECtHR note that “the practice whereby the authorities allow an assembly to take place, but only at a location which is not within sight and sound of its target audience and where its impact will be muted, is incompatible with the requirements of Article 11 of the Convention”; see Lashmankin v Russia, Application No 57818/09 (2017) ECtHR. https://hudoc.echr.coe.int/rus?i=001-170857, at § 426. 29 Pruneyard Shopping Ctr v Robins, 447 U.S. 74 (1980). https://supreme.justia.com/cases/federal/us/447/74/#tab-opinion-1953647 It is important to note that this case, and cases that followed, made it clear that this decision did not apply to all shopping centers. While this decision was appealed, the United States Supreme Court held that “a State … may adopt reasonable restrictions on private property so long as the restrictions do not amount to taking without just compensation or contravene any other federal constitutional provision.” In this specific case, the Court further held that petitioning did not amount to a “taking” because the activity did not “unreasonably impair the value or the use of [the] property as a shopping center.” Importantly, the U.S. Supreme Court affirmed that, in this situation, compelling the owner to accommodate other speakers did not infringe the owner’s constitutional rights. 8
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance business area as the center of commercial activity and held the center could not deny the right to use the space as an invited public forum.30 International human rights law upholds the right to “peaceful” assembly — an unusual qualifier.31 As a result, states are prone to narrowly interpret the term “peaceful” to limit the scope of the right.32 While the term “peaceful” has been applied mainly to offline assemblies, the spectrum between offline and online worlds is increasingly fluid. All stakeholders involved in demonstrations — from press to police and protesters — may use digital technologies. Often, they try to respond to or control the other’s use. Regional courts and existing international standards provide important interpretations of “peaceful” assembly. The European Court of Human Rights (ECtHR) has sought to “avert the risk of a restrictive interpretation” of the right to freedom of peaceful assembly, refraining “from formulating the notion of an assembly … or exhaustively listing the criteria which would define it.”33 Similarly, The Right to Protest: Principles on the protection of human rights in protests (The Right to Protest Principles) , a set of principles established by civil society organization ARTICLE 19, equates “peaceful” with “nonviolent” to counter states’ narrow interpretation that could restrict the right.34 In its written submission to the U.N. Human Rights Committee half-day general discussion in preparing for a General Comment on Article 21 (Right of Peaceful Assembly), ARTICLE 19 maintains that, in determining whether an assembly is “peaceful,” this assessment should be conducted on a case-by-case basis, bearing in mind the context, particularly (1) the intent of the organizers and participants and (2) the likelihood of significant violence and/or property damage. This should be considered on a high-threshold scale affording the maximum protection to the right to freedom of 30 New Jersey Coalition Against War in the Middle East v. J.M.B. Realty Corp, A-124/125-93 (NJ 1994). The Court relied on the balancing factors as set out in State v Schmid. For information on the international level see e.g. U.N. Human Rights Council, Joint report of the Special Rapporteur on the rights to freedom of peaceful assembly and of association and the Special Rapporteur on extrajudicial, summary or arbitrary executions on the proper management of assemblies, U.N. Doc. A/HRC/31/66 (4 February 2016) https://documents-dds-ny.un.org/doc/UNDOC/GEN/G16/018/13/PDF/G1601813.pdf?OpenElement, at para 84. And regional level see Appleby v. the United Kingdom, Application No. 44306/982003) ECtHR. https://hudoc.echr.coe.int/eng#{%22appno%22:[%2244306/98%22],%22documentcollectionid2%22:[%22GRANDCHAMBER %22,%22CHAMBER%22],%22itemid%22:[%22001-61080%22]} 31 Note that in the African regional context, the “peaceful” qualifier is not there. 32 Similar qualifier is noted in regional and domestic legal frameworks, with the exception of the African Charter on Human and People’s Rights which under Article 11 guarantees “the right to assemble freely” without reference to “peaceful.” 33 Navalnyy v Russia, Application Nos. 29580/12 and four others, [GC] (2018) ECtHR. https://hudoc.echr.coe.int/eng#{%22docname%22:[%22Navalnyy%20v%20Russia%22],%22documentcollectionid2%22:[%2 2GRANDCHAMBER%22,%22CHAMBER%22],%22itemid%22:[%22001-187605%22]}, at para 98. 34 Article 19. The Right to Protest: Principles on the protection of human rights in protests, 2016. https://www.article19.org/data/files/medialibrary/38581/Right_to_protest_principles_final.pdf For more information, see principle 1.2 of the Right to Protest Principles, which elaborates a set of four considerations that should be taken into account when interpreting “peaceful” or “non-violent” to afford the widest possible human rights protection for peaceful assemblies. 9
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance peaceful assembly while bearing in mind the conduct within the scope may still be subject to limitations under Article 21.35 This twofold assessment is particularly relevant in the digital context. For instance, consider online tactics that can be disruptive, misleading, or potentially vandalizing. A growing range of activities, such as “Zoom-bombing,” coined after the Zoom online video platform, may violate either the private platform’s terms of use or criminal law.36 Yet, in some circumstances, could these disruptions be considered a legitimate form of expressive dissent? Depending on the context and nature of the disruption, Zoom-bombing could look more like a flash mob or outburst at a campaign rally or private event, to express dissent and disrupt the power dynamics inherent in certain conversations. Overall, it seems clear that civil disobedience will continue in the digital age, and tactics will evolve constantly as digital technologies also develop. The intention of the organizer — whether to dissent, which may fall within the scope of the right, or rather, simply to disrupt, troll, and impede others — is therefore a key consideration. Similarly, the meaning or likelihood of “significant” damage must also be taken into consideration. Does Zoom-bombing or similar digital disruption amount to "significant" damage? If so, to whom, to what extent, and for how much time? The nuance surrounding such questions requires further research. Importantly, as ARTICLE 19 further notes, even if those participating “in an assembly engage in acts of violence or property damage, this should not be enough to [automatically] categorize the assembly as ‘not peaceful’ and therefore deprive all participants their right of peaceful assembly.”37 In fact, in 1980, the European Commission on Human Rights opined that: The possibility of violent counter-demonstrations or the possibility of extremists with violent intentions, not members of the organising association, joining the demonstration cannot as such take away the right [to peaceful assembly]. Even if there is a real risk of a public procession resulting in disorder by development outside the control of those organizing it, such procession does not for this reason alone fall outside the scope of Article 11 (1).38 Rather, it is the intention to hold a peaceful assembly that is significant in determining whether the assembly falls within the scope of the right, not the likelihood of violence, because of the reactions of other groups or other factors.39 The Right to Protest Principles make a further claim that “states should acknowledge that whenever a protest ended in 35 U.N. Human Rights Committee, supra note 19, at para 16. 36 For more information, see Lawfare. Prosecuting Zoom-Bombing, 2020. https://www.lawfareblog.com/prosecuting-zoom-bombing 37 U.N. Human Rights Committee, supra note 19, at para 18. 38 Christians against Racism and Fascism v United Kingdom, supra n ote 28, at page 148; Anderson and Nine Others v United Kingdom, supra n ote 28. 39 See Maina Kiai, supra n ote 7, at para 25. 10
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance violence, it was due to the state’s failure to effectively facilitate peaceful protest, prevent violence, and engage in conflict resolution with those who were likely or intended to engage in violence.”40 This state responsibility follows online, where cyber attacks on civil society shrink civic space and harm democratic mobilization. Disruption may be used for legitimate protest, but also — and likely more often — to suppress human rights and democratic functioning. THE RIGHT TO FREEDOM OF ASSOCIATION According to the U.N. Special Rapporteur on freedom of assembly and association, “association refers, inter alia, to civil society organizations, clubs, cooperatives, NGOs, religious associations, political parties, trade unions, foundations, or even online associations as the [i]nternet has been instrumental, for instance, in ‘facilitating active citizen participation in building democratic societies.”41 In particular, associations can be ad hoc, for a specific cause or issue, and over different periods of time. The right to freedom of association equally protects associations that are registered and unregistered.42 THE RIGHTS TO FREEDOM OF PEACEFUL ASSEMBLY AND OF ASSOCIATION ONLINE The U.N. Human Rights Council has declared that the same rights that people have offline must also be protected online.43 The U.N. General Assembly has further called on states to “ensure that the same rights that individuals have offline … are fully protected online, in accordance with human rights law.”44 The internet, particularly social media, and other ICTs have facilitated the enjoyment of the rights to freedom of peaceful assembly and of association both on and offline. According to the Association for Progressive Communications (APC), association online “refers to the act of forming groups, including informal ones, online, with or without moderators or group leaders.”45 Similarly, peaceful assembly online refers to “an intentional and temporary gathering in a private or public space for a specific purpose that includes the acts of coordinating, organising, gathering, planning, 40 Article 19. The Right to Protest: Principles on the protection of human rights in protests, 2016. https://www.article19.org/data/files/medialibrary/38581/Right_to_protest_principles_final.pdf, at 1.2 (d). 41 Maina Kiai, supra note 7, at para 52. 42 Ibid., at para 56. 43 U.N. Human Rights Council, Res. 38/l.10, The promotion, protection and enjoyment of human rights on the Internet, U.N. Doc. A/HRC/38/L.10/Rev.1 (4 July 2018). https://undocs.org/en/A/HRC/38/L.10/REV.1; U.N. Human Rights Council, Res. 24/5, The rights to freedom of peaceful assembly and association, U.N. Doc. A/HRC/RES/24/5 (8 October 2013). http://freeassembly.net/wp-content/uploads/2013/08/A-HRC-RES-24-5-ENG.pdf, at para 2. 44 U.N. General Assembly, Res. 73/173, Promotion and protection of human rights and fundamental freedoms, including the rights to peaceful assembly and freedom of association, U.N. Doc. A/HRC/Res/73/173 (8 January 2019) https://undocs.org/en/A/RES/73/173 at para 4. For a notable regional example affirming these rights in the online context, see the African Declaration on Internet Rights and Freedoms at African Declaration Group. African Declaration on Internet Rights and Freedoms, 2015. https://africaninternetrights.org/articles/ 45 Venkiteswaran, G., Association for Progressive Communications (APC). Freedom of assembly and association online in India, Malaysia and Pakistan: Trends, challenges and recommendations, 2016. https://www.apc.org/sites/default/files/FOAA_online_IndiaMalaysiaPakistan.pdf, at page 13. 11
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance or meeting on platforms available online such as instant messaging, voice over internet protocol, chat applications, email groups, and mailing lists, among others.”46 Various online techniques and tools are used to further enable the rights to freedom of peaceful assembly and of association online.47 In 2019, the U.N. Special Rapporteur on freedom of assembly and association, Clément Voule, released a timely report on the exercise of the rights to freedom of peaceful assembly and of association in the digital age to the U.N. Human Rights Council.48 In his report, Voule addressed the intersection of digital technologies and peaceful assembly and association, noting worldwide examples that “demonstrate the power of digital technology in the hands of people looking to come together to advance democracy, peace, and development.”49 For instance, hashtags are commonly used to share information, mobilize individuals, and gather worldwide support.50 End-to-end encryption technologies, pseudonyms, and other digital security features empower individuals to operate in a safe digital space to connect and mobilize without undue interference.51 Finally, petitions and crowdfunding platforms are circulated through social media to reach new audiences, enable greater participation, and spread information worldwide.52 Take, for instance, young people’s efforts worldwide to use social media platforms, such as TikTok, to mobilize against injustice. Most recently, fans of South Korea’s pop music scene, known as K-pop, engaged in online activism to support the Black Lives Matter movement. In addition to using social media to collect donations — raising $1 million for Black Lives Matter-associated organizations — K-pop fans took action to “foil police operations” aimed at identifying Black Lives Matter protesters “by urging fans to submit their fancam footage to a U.S. police department” and to hijack racist hashtags.53 These groups’ activism gained increasing attention following recent news regarding U.S. President Donald Trump’s sparse rally attendance in Tulsa in mid-June. TikTok users and K-pop fans revealed that they “mobilized to request tickets, inflating expectations for turnout.”54 As Marshall McLuhan, a famous Canadian philosopher, claims, “the medium is the message.” Access to the internet and digital technologies is therefore key to repurposing digital tools for unique and creative modes of protest and organizing. Overall, these online mobilization efforts highlight the 46 Ibid., at page 13. 47 U.N. Human Rights Council, Res. 21/16, The rights to freedom of peaceful assembly and of association, U.N. Doc. A/HRC/RES/21/16 (11 October 2012). https://documents-dds-ny.un.org/doc/RESOLUTION/GEN/G12/174/63/PDF/G1217463.pdf?OpenElement 48 U.N. Human Rights Council, Report of the Special Rapporteur on the rights to freedom of peaceful assembly and of association, Clément Voule, U.N. Doc. A/HRC/41/41 (17 May 2019). https://undocs.org/A/HRC/41/41 49 Ibid., at para 2. 50 Ibid., at paras 22-23, 43. 51 Ibid., at para 24. 52 Ibid., at para 25. 53 The Guardian. Digitally-savvy and passionate, K-pop fans’ Trump activism should come as no surprise, 2 020. https://www.theguardian.com/commentisfree/2020/jun/22/digitally-savvy-and-passionate-k-pop-fans-trump-activism-shou ld-come-as-no-surprise 54 Ibid. 12
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance momentum such activism and associations have built by harnessing digital tools to advance the exercise of peaceful assembly and association in the digital age. PERMISSIBLE RESTRICTIONS UNDER INTERNATIONAL HUMAN RIGHTS LAW The rights to freedom of peaceful assembly and of association are not absolute rights, and international standards allow for certain restrictions under limited and narrowly defined circumstances.55 Both Article 21 and Article 22(2) of the ICCPR respectively state “no restriction may be placed on the exercise of this right other than those imposed in conformity with the law and which are necessary in a democratic society in the interests of national security or public safety, public order (ordre public), the protection of public health or morals or the protection of the rights and freedoms of others.”56 Restrictions must not contradict the purpose of the right and must be proportionate and “necessary in a democratic society.”57 Article 22 (2), the right to association, adds an additional caveat that this "shall not prevent the imposition of lawful restrictions on members of the armed forces and of the police in their exercise of” the right to association.58 The U.N. Special Rapporteur on freedom of assembly and association, Clément Voule, emphasizes that, in the digital context, “the freedom to access and use digital technologies for the exercise of peaceful assembly and association rights should be viewed as the rule, and the limitations as the exception.”59 At the time of writing, 173 countries have ratified the ICCPR, thereby affirming the rights to freedom of peaceful assembly and of association. Yet state parties to the ICCPR include countries that have unduly restricted the exercise of such rights both on- and offline, including, for instance, the United States, Egypt, Tunisia, Sudan, Iran, Syria, China, Cuba, Ethiopia, and Vietnam.60 The next section examines specific case studies from these and other domestic contexts to support recommendations to states, companies, and international organizations. 55 American Association for the International Commission of Jurists. Siracusa Principles on the Limitation and Derogation Provisions in the International Covenant on Civil and Political Rights, 1984. https://www.icj.org/wp-content/uploads/1984/07/Siracusa-principles-ICCPR-legal-submission-1985-eng.pdf 56 ICCPR, supra note 9., Articles 21 and 22; U.N. Human Rights Council, Res. 15/21, The rights to freedom of peaceful assembly and of association, U.N. Doc. A/HRC/RES/15/21 (6 October 2010). https://undocs.org/en/A/HRC/RES/15/21 57 Maina Kiai, supra note 7, at para 16. 58 ICCPR, supra note 9, Article 22. 59 Clément Voule, supra note 48, at para. 12. 60 OHCHR. Status of Ratification Interactive Dashboard. https://indicators.ohchr.org/ It is important to note that some of these countries listed, such as the United States, Egypt, Sudan, Syria, China, Ethiopia, and Vietnam have taken no action to sign or ratify the Optional Protocol to the ICCPR. 13
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance III. ACCESS, CONNECTIVITY, AND INTERNET SHUTDOWNS States are increasingly shutting down access to the internet and communications services during public demonstrations. An internet shutdown happens when someone — usually a state — intentionally disrupts the internet or mobile apps to control what people say or do. Internet shutdowns are also sometimes called “blackouts” or “kill switches.”61 Internet shutdowns are a blatant tool employed by states to quell protests and dissent. According to data collected by Access Now and the #KeepItOn coalition, “in 2019, the most commonly observed cause of internet shutdowns were protests.”62 This data indicates that when a state “says it is cutting access to restore ‘public safety,’ in reality it could mean the [state] anticipates protests and may be attempting to disrupt people’s ability to organize and speak out, online or off.”63 Internet shutdowns restrict access to vital information and harm the fundamental right to freedom of expression. Internet shutdowns also prevent communication between protesters and block them from sharing footage of the demonstrations. For instance, in 2017, Access Now and WITNESS issued a letter to major wireless carriers, outlining concerns that the networks would be overwhelmed and congested as a result of protests during President Trump’s inauguration weekend, thereby preventing protesters and journalists from documenting demonstrations.64 Furthermore, protesters may be prevented from reaching emergency and medical services, accessing life-saving information, and reaching family and friends in the country and abroad. The free flow of information is essential during times of civil unrest, but internet shutdowns prevent journalists from reporting on the situation on the ground. Media may be blocked from speaking with their sources and sharing the reality of the violence and human rights violations committed by security forces during the protests. Take, for instance, the #IAmTheSudanRevolution demonstrations. In June 2019 — within a week of Sudan’s shutting down the internet — 100 people were killed, over 700 injured, and at least 70 raped.65 The 61 A more technical definition of internet shutdowns, as developed by experts, explains that “an internet shutdown is an intentional disruption of internet or electronic communications, rendering them inaccessible or effectively unusable, for a specific population or within a location, often to exert control over the flow of information.” Access Now, supra n ote 10, at FN 1. 62 Ibid., at page 13. 63 Ibid. 64 The Hill. Cellphone providers brace for heavy inauguration use, 2017. https://thehill.com/policy/technology/315187-cellphone-providers-brace-for-heavy-inauguration-use; Access Now. Re: Ensure internet connectivity for events and demonstrations during weekend of presidential inauguration, 2016. https://www.accessnow.org/cms/assets/uploads/2017/01/Mobile_Internet_AccessNow_Witness12-21.pdf 65 Access Now. #IAmTheSudanRevolution: There’s a direct link between internet shutdowns and human rights violations in Sudan!, 2019. 14
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance shutdown made it extremely difficult for journalists to shed light on the high number of human rights violations committed throughout the week as they occurred. Many local and international media houses were unable to speak with their sources and informants, file their stories, and verify the many videos that were posted online. Notably, the alternative forms of communications, SMS and mobile phone calls, were insecure, [putting] journalists, activists, human rights defenders, and even emergency service providers in danger.66 Overall, internet shutdowns damage education, as well as economic and health outcomes during times of protest. Internet shutdowns specifically exacerbate these impacts during an unprecedented global health crisis where access to health information is vital to save lives.67 State restrictions on the rights to freedom of peaceful assembly and of association, especially internet shutdowns, do not comply with international human rights standards.68 In fact, in 2015, major U.N. and international human rights experts declared that internet shutdowns are absolutely impermissible under international human rights law, even in times of conflict. 69 Other courts of law, including the ECtHR, have ruled that overbroad restrictions or blocking orders that inhibit access to entire web services or domains cannot be held to be proportionate restrictions to internationally protected fundamental rights under human rights law.70 These critical court decisions reiterate that states can no longer justify ordering telecommunications companies to shut off mobile or internet services in the face of social unrest or protest, and they have the power to impact the rights of people protesting worldwide. Related, but distinct from internet shutdowns, is the issue of internet connectivity. Internet connectivity ensures that individuals can communicate and access the information they need to fully exercise their human rights, including their rights to freedom of peaceful assembly and of association. However, the reality is that, as states intentionally disconnect citizens from the internet to stifle dissent and peaceful assembly, they also inadvertently, and at times deliberately, neglect to invest in infrastructure that would enable people to connect to the internet. Similar to other critical infrastructures like healthcare, roads, and more, the infrastructures that enable internet connections are missing in areas that are on the margins. https://www.accessnow.org/iamthesudanrevolution-theres-a-direct-link-between-internet-shutdowns-and-human-rights-vi olations-in-sudan/ 66 Ibid. 67 Access Now. #KeepItOn: Internet shutdowns put lives at risk during COVID-19, 2 020. https://www.accessnow.org/keepiton-internet-shutdowns-put-lives-at-risk-during-covid-19/ 68 Frank La Rue, supra note 6, at para 79. 69 Access Now. Internet kill switches are a violation of human rights law, declare major UN and rights experts, 2015. https://www.accessnow.org/internet-kill-switches-are-a-violation-of-human-rights-law-declare-major-un/ 70 Access Now. #KeepItOn: Keeping the internet open and secure in Hong Kong, 2019. https://www.accessnow.org/keeping-internet-open-in-hong-kong/ 15
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance Internet connectivity is essential for economic, social, cultural, political, and civic participation in the digital age. Since more than 3.6 billion people worldwide lack access to the internet, the largest stakeholder group in these efforts remains disconnected, likely marginalized, rarely consulted, and dangerously at risk of being left behind.71 This is particularly problematic given the disproportionate number of marginalized individuals and groups who remain disconnected. Such individuals and groups therefore cannot use digital technologies to access information and communicate with others about protests and other ways of assembling on- and offline to hold states and other powerful actors accountable for systemic inequalities and injustice. Scientific researchers have found “a strong and persistent political bias in the allocation of Internet coverage across ethnic groups worldwide.”72 In addition to ethnicity, other indicators impacting an individual’s access to the internet, including race, must also be considered. For instance, according to the Pew Research Center, in the United States “92% of Whites nationally used the internet in 2019, compared to 85% of Blacks and 86% of Hispanics.”73 Examining individual experience with intersecting digital divides, such as race and ethnicity, therefore challenges “the frequent assumption that the uneven global distribution of digital technology can be mitigated by economic forces and incentives,” like competition and smart regulation — or deregulation — of telecommunication companies.74 Such analyses are particularly imperative when discussing access to the internet, and the social, economic, and health consequences arising from the COVID-19 pandemic and its aftermath. Even with brief or partial shutdowns, the human rights and economic impact can be devastating. The longer a shutdown goes on, the worse the situation becomes for everyone, with corrosive knock-on effects for the economy and development. For instance, according to estimates, the internet blackout during protests in Zimbabwe in 2019 cost the country an estimated $5.7 million USD per day.75 Such costs in many states will likely be compounded during and following the COVID-19 pandemic. 71 Access Now. The Human Rights Principles for Connectivity and Development, 2016. https://www.accessnow.org/cms/assets/uploads/2016/10/The-Human-Rights-Principles-for-Connectivity-and-Development.pdf; International Telecommunication Union. New ITU data reveal growing Internet uptake but a widening digital gender divide, 2019. https://www.itu.int/en/mediacentre/Pages/2019-PR19.aspx 72 Nils B. Weidmann, Suso Benitez-Baleato, Philipp Hunziker, Eduard Glatz, Xenofontas Dimitropoulos. Digital discrimination: Political bias in Internet service provision across ethnic groups, Science 353, no. 6304 (9 September 2016): 1151-1155. https://science.sciencemag.org/content/353/6304/1151 73 Pew Research Center. Internet/Broadband Fact Sheet, 2019. https://www.pewresearch.org/internet/fact-sheet/internet-broadband/; National Telecommunications and Information Administration. The State of the Urban/Rural Digital Divide, 2016. https://www.ntia.gov/blog/2016/state-urbanrural-digital-divide 74 Nils B. Weidmann, Suso Benitez-Baleato, Philipp Hunziker, Eduard Glatz, Xenofontas Dimitropoulos, supra n ote 72.; Access Now. We can't reach the U.N. goals for sustainable development without the internet, 2017. https://www.accessnow.org/cant-reach-u-n-goals-sustainable-development-without-internet/ 75 Exx Africa Business Risk Intelligence. Special Report: The cost of internet shutdowns in Africa, 2019. https://exxafrica.com/wp-content/uploads/2019/01/SPECIAL-REPORT_-THE-COST-OF-INTERNET-SHUTDOWNS-IN-AFRICA.pdf 16
Defending peaceful assembly and association in the digital age: takedowns, shutdowns, and surveillance The internet is an essential enabler of human rights in the digital age. Some even suggest that access to the internet is a human right.76 Nonetheless, the COVID-19 pandemic has amplified the discrepancy between those with and without access to a universal, affordable, open, secure, stable internet connection. The U.N. Sustainable Development Goals (SDGs) are a series of ambitious targets to end extreme poverty and tackle climate change for everyone by 2030. According to the Danish Institute for Human Rights, “over 90 percent of the SDG targets are connected to international human rights and labour standards.”77 The 2030 Agenda is grounded in human rights, and protecting human rights is therefore necessary to reach the SDGs. We believe that extending secure and open access to the internet is essential to the exercise of human rights in the digital age, and, in turn, to reaching the SDGs. The SDGs, particularly SDG 9.C, call on Least Developed Countries (LDCs) to bring everyone online by 2020. In our view, this means extending digital literacy and access to the global, open internet, not simply censored, surveilled, limited, or app-based connectivity. The goal is very ambitious, and, with 2020 more than halfway through and amid a global pandemic, now, more than ever, there is a need to mobilize political will to accelerate SDG targets because the world is well behind — and will miss — the well-intended target of SDG 9.C. Exercising human rights online is particularly important for the realization of women’s human rights. As the Office of the High Commissioner for Human Rights (OHCHR) notes in its report on the gender digital divide, “women activists, including women human rights defenders, increasingly rely on [ICTs] to advocate, communicate, mobilize, protect, access information and gain visibility.”78 OHCHR specifically highlights that “as many women human rights defenders still struggle to gain access to online spaces, the need to share devices, use cybercafes and rely on legacy or ‘dumb’79 mobile telephones may impair their rights to freedom of opinion and expression and further contribute to their digital insecurity.”80 76 OpenGlobalRights. COVID-19 exposes why access to the internet is a human right, 2020. https://www.openglobalrights.org/covid-19-exposes-why-access-to-internet-is-human-right/ 77 The Danish Institute for Human Rights. The sustainable development goals (SDGs). https://www.humanrights.dk/learning-hub/sustainable-development-goals-sdgs 78 U.N. Human Rights Council, Promotion, protection and enjoyment of human rights on the Internet: ways to bridge the gender digital divide from a human rights perspective - Report of the United Nations High Commissioner for Human Rights, U.N. Doc. A/HRC/35/9 (5 May 2017). https://undocs.org/A/HRC/35/9, at para 23. 79 Usually referred to as “feature phones.” 80 U.N. Human Rights Council, supra n ote 78, at para 23; APC. What are the digital security concerns and threats facing women human rights defenders?, 2012. https://www.apc.org/en/news/what-are-digital-security-concerns-and-threats-facing-women-human-rights-defenders; Association for Women’s Rights in Development, Our right to safety: women human rights defenders’ holistic approach to protection, 2014, https://www.awid.org/sites/default/files/atoms/files/Our%20Right%20To%20Safety_FINAL.pdf, at page 19. Point of View. Free To Be Mobile. https://sgt-57ed.kxcdn.com/wp-content/uploads/2019/03/FTBM_Web_final.pdf, a not-for-profit organization based in India that aims to equip women, girls, and queer and trans persons to freely inhabit digital domains released a report “Free to Be Mobile,” which provides 10 stories to capture online violence through the use of mobile phones. 17
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