Deconstructing networks, unearthing consensus: Diffusion of "cleaner" cookstoves in rural Himalayas of India - Energy ...
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Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 https://doi.org/10.1186/s13705-019-0188-1 Energy, Sustainability and Society ORIGINAL ARTICLE Open Access Deconstructing networks, unearthing consensus: Diffusion of “cleaner” cookstoves in rural Himalayas of India Arundhati Jagadish1,2* and Puneet Dwivedi1 Abstract Background: Both social structures and people’s beliefs affect the diffusion of innovations, but few studies have been able to understand how these dual influences operate simultaneously. Understanding this simultaneity is important because sustainable practices are influenced by the processes of social learning which build on individual interactions to become embedded in communities of practice. We combined social network and cultural consensus analyses to understand the diffusion of information on “cleaner” cookstoves in eight villages located within a micro-watershed of Kullu District in Himachal Pradesh, India. Methods: First, using social network analysis, we identified networks of information flow for three “cleaner” cookstoves: liquefied petroleum gas (LPG) cookstoves, induction cookstoves, and Himanshu tandoors. Second, we identified key players in the cookstove information networks. Third, using cultural consensus method, we determined and compared the beliefs of the key and non-key players, as identified from the information networks. Results: We found that information networks for selected cookstoves varied in structural measures of density and centrality. We also found that a local non-profit played a lead role in spreading information about selected “cleaner” cookstoves. There was a consensus among both key and non-key player groups regarding beliefs about selected cookstoves; however, non-key players had a higher agreement among themselves and fewer overlapping beliefs than key players. We also found that key players were not always users of the technology itself. This implies that key players, unlike opinion leaders, were not necessarily proponents of selected cookstoves but were able to spread information about them because of their position within the networks. Conclusion: We identified the mismatches in beliefs regarding “cleaner” cookstoves within a community. These mismatches reveal the differences in what people know and what they share through interactions within social networks, suggesting that communities of practice have yet to form. Because the formation of communities of practice has implications for how the adoption of sustainable technologies becomes routinized, we stress the need for more socio-cultural perspectives in diffusion studies. Keywords: “Cleaner” cookstoves, Social networks, Cultural consensus, Himalayas, India * Correspondence: jagadish.arundhati@gmail.com 1 Warnell School of Forestry and Natural Resources, University of Georgia, Athens, GA 30602, USA 2 Conservation International, 2011 Crystal Drive, Suite 500, Arlington, VA 22202, USA © The Author(s). 2019 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 2 of 13 Introduction the structure and composition of networks to under- Roughly 40% of the world’s human population relies on stand peer effects, the role of opinion leaders, and the biofuels such as wood, charcoal, crop residues, and animal spread of information on “cleaner” cookstoves. How- dung for cooking. Burning these fuels contributes to indi- ever, network measures rely on an actor’s position in vidual health and environmental concerns. Every year, the network, often leaving aside any discussion of their nearly 3.8 million people succumb due to the use of ineffi- beliefs and views or extent of shared beliefs with mem- cient and unsafe cooking technologies [1], and the use of bers of their community. these cooking technologies also contributes to climate We address this critical gap in cookstove diffusion change through greenhouse gas and black carbon studies by combining social networks and cultural emissions [2]. “Cleaner” cookstoves have the potential consensus to provide a more nuanced understanding of to address these concerns. The United Nations has social-cultural processes that influence cookstove in- proposed seven sustainable development goals per- formation diffusion. We focus on the networks of infor- taining to energy alone, and the goal is to achieve uni- mation flow and the consensus about beliefs that frame versal access to “modern” energy by 2030 under their people’s subjective evaluations of cookstoves. We believe Sustainable Energy For All Initiative [3]. Researchers that studies encapsulating both structural and cultural and policy-makers believe that diffusion of “cleaner” factors provide a fuller description of social processes cookstoves can help in achieving sustainable develop- that aid in the diffusion of new technologies [18–20]. In ment goals of good health and well-being, gender this study, we situate the subjective meaning ascribed to equality, affordable clean energy, climate action, and cookstoves within the objective social structures by inte- life on land [4]. grating social network and cultural consensus analyses. Despite the attention from governments, researchers, We hope that this integrated approach will inform non-governmental, and non-profit organizations aimed at programs that facilitate and promote the adoption of promoting “cleaner” cookstoves, adoption and sustained “cleaner” cookstoves, and therefore, address concerns of use of “cleaner” cookstoves have met with limited success individual and environmental health, well-being, and [5–8]. In India, three decades of various cookstove diffu- climate change. sion programs have failed to achieve widespread adoption of “cleaner” cookstoves. The limited impact of these pro- Background grams was attributed to their lack of consideration of the Sustainable energy transition and social learning local context [9, 10]. Cookstoves are integrated into the Recently, many studies have called for more attention to local social system through years of social and environ- social practices in the context of sustainable transitions mental learning. Many programs aiming to diffuse [21, 22], and particularly sustainable energy transitions “cleaner” cookstoves ignore these processes and their [23], as a way to attend to their multi-scalar processes associated norms by focusing only on dissemination and and place-specific contexts. Energy researchers have design [6, 10, 11]. We use the term “cleaner” within identified “communities of practice” as arenas in which quotes to highlight the subjectivity associated with of how the relationship between actors and energy undergoes cleanliness is perceived depending on who one talks to, constant transformation [24]. The practices that define the normative viewpoint on what is clean, and the descrip- these communities are socially learned by actors embed- tive viewpoint of how people perceive cleanliness. ded in larger social networks. Reed et al. [25] defined Research looking into reasons for the failure of social learning as “a change in understanding that goes widespread and sustained adoption typically considers beyond the individual to become situated within wider cookstove designs, financial and market mechanisms, social units or communities of practice through social socio-economic and demographic characteristics of interactions between actors within social networks.” households, and suitability to social and environmental Understanding how actors learn, change, and diffuse needs [12, 13]. Though the technical aspects of innovation practices through social networks is an important step are important, Rogers [14] argues that people often over- in understanding the multi-scalar, yet place-specific, look these technical and objective aspects as they rely factors influencing sustainable energy transitions. more on subjective evaluations that they hear from other This attention to social practice shifts the focus of ana- people. Just understanding the material availability and lysis from assumptions of individual cost-benefit decision- technological efficiency does not do justice to the house- making, which remain dominant in many formal economic hold energy systems and elides broader discussions of models of sustainable transitions [26–28], to the ways in energy as both instrumental and constitutive of culture, which routinized embodied actions and understandings society, and sociality. A few studies have sought to under- relate to larger social contexts and processes [29]. Under- stand how social networks influence the diffusion of cook- standing the relationships between and within communities stove technologies [15–17]. These studies have looked at of practice, defined by the production, transformation, and
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 3 of 13 exchange of certain routines, is of utmost importance to pool constituting culture. Borgatti [36] provides empirical the studies of sustainable energy transitions, as these are proof of consensus analysis, which models shared know- the sites in which sustainable energy practices develop ledge within a community and then tests individuals’ con- [23]. In order to better understand the relationships sonance against that model to understand similarities and between communities of practice, we focus on the struc- differences. The agreement among people is taken as a ture of social networks and the cultural beliefs of people function of knowledge and the degree to which each infor- embedded within those networks. To do so, we rely on mant’s responses match that model is their level of con- two broad theories and methods—social networks and sonance. A high degree of correspondence between each cultural consensus. In the following two sections, we informant’s set of responses and the hypothesized cultural provide a brief description of them and situate them model provides a measure of consensus, thereby enabling within the context of diffusion of cookstove information an understanding of the rationale behind practices that through social learning processes. could be prototypical of a given cultural domain. We believe that comparing the degrees of consonance of Social learning and social networks people in key and non-key player network positions will Good technological design alone has not ensured wide- help to illuminate processes that drive household spread adoption of a technology, and therefore, a number decision making toward energy transitions, which in of theorists have used social networks to explain such turn will inform programs that aim to achieve the adoption in different ways. We draw from the Diffusion of United Nations’ Sustainable Development Goals of Innovations theory [14] for this study. The innovation here providing universal access to modern energy for cooking refers to “cleaner” cookstoves that have been a fairly new and electricity by 2030 [3]. addition to the people in the study area. Diffusion is “the Learning from individuals within the community process in which an innovation is communicated through through processes of social learning is important because certain channels over time among members of a social an individual may not have complete information about system” [14]. Deroïan [30] argues that “a social network, the technology. Some individuals are better “information conceived as influence relationships, has to convey a suffi- givers,” and their position in the information network cient level of influence for the innovation to spread.” facilitates their role as key players and opinion leaders. But Therefore, understanding the key attributes of the commu- a social network is composed of both structural and nication network through the lens of existing social ties cultural components. To amalgamate the two, we combine could reveal pertinent aspects of the diffusion process. social network analysis with cultural consensus to address Another important attribute of communication networks the following objectives: (a) to identify and compare that social network analysts examine is how key individuals networks of information flow for three “cleaner” cook- influence communication via their position in the network. stoves (liquefied petroleum gas (LPG) cookstoves, induc- Key players and opinion leaders, as identified by the struc- tion cookstoves, and Himanshu tandoors); (b) to identify tural properties of a network, can play an important role in key players who occupy strategic positions to facilitate technology diffusion. Whereas opinion leaders are propo- diffusion of information in the cookstove information nents of a technology, who can communicate widely and networks; and (c) to compare how key players’ cultural encourage adoption of a certain technology via their beliefs regarding cookstoves differ from those they com- position in the network [31–33], we refer to key players as municate with. We hope that our study will help overcome those individuals who are identified as potential diffusers of some of the pro-innovation biases that most diffusion a technology based on the network structures only. studies tend to harbor [14], by coupling cultural perspec- tive with network characteristics. Social learning and cultural consensus Humans acquire most of their behavioral traits through Study area social learning or cultural transmission [34]. Individuals In India, 80% of the rural population, or 134 million that belong to the same social group generally behave in households, rely on wood as the primary source of fuel similar ways, hold similar values, and share a common [37]. Additionally, recent estimates suggest that annual belief system, which is imparted to individuals within that mortality because of household air pollution due to the group through social learning processes [35]. This shared burning of biomass for cooking and heating across India belief system that comprises culture can be analyzed in is around 924,550 [38]. The reliance on wood and use of several ways. We use cultural consensus method to iden- “traditional” cookstoves is more prevalent in the Hima- tify shared beliefs regarding cookstoves [27]. The central layan region, where people not only use fuelwood for idea of the cultural consensus method is to use patterns of cooking, but for water and space heating as well. We agreement among individuals to make inferences about conducted our study in a watershed within Lug Valley in their differential knowledge of the shared information Kullu district, Himachal Pradesh (Fig. 1). Lug Valley is
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 4 of 13 Fig. 1 Map of the micro-watershed in Lug Valley, Himachal Pradesh, India characterized by a mild summer and severe winter. People Lug Valley an appropriate site to conduct research on generally depend on wood, agricultural and forest cookstove adoption. Moreover, the authors have worked in by-products, kerosene, and LPG for cooking, heating, and the study area since 2012, which enhanced the data lighting needs. The harsh winters increase people’s depend- collection process, especially for social networks. The ency on wood for heating, especially given the intermittent cookstoves that are most commonly used in this region are power supply and limited accessibility to the villages, except mud cookstoves (chulha), tandoors, Himanshu tandoors, by foot. A local non-profit has introduced “cleaner” cook- LPG cookstoves, and, more recently, induction cookstoves stoves to people in Lug Valley. Because of its targeted ap- [27] (Additional file 1). For this study, we focused only on proach, nearly all households know about the new the cookstoves that are considered “cleaner”—Himanshu cookstoves, and many have adopted them. tandoors, LPG cookstoves, and induction cookstoves. There are eight villages within the study area. The Himanshu tandoors are wood cookstoves with a chimney. villages lie on gentle slopes of the same side of a river and They are a modification of the tandoors that have existed are accessible to a certain extent by road, or up to an for over 50 years in the study area. These “cleaner” tan- hour’s climb by foot at the most. All the villages are also doors have grates for soot removal and retain heat for lon- connected by foot through forest areas toward the top of ger due to fire-bricks that line the inside. These cookstoves the mountains. The villages are very similar to one also allow for cooking of multiple items simultaneously. another in layout, and people mostly practice agriculture, LPG cookstoves are gas cookstoves with a cylinder of fuel along with livestock rearing and weaving. Most of the that is connected by a pipe. Induction cookstoves are houses are constructed out of wood and stones, and electric cookstoves that in the study area are small portable people have access to electricity and water for most of the units with a single heating surface. year, except in winter months when snowfall and precipi- tation can damage infrastructure. We covered all eight vil- lages for our study that comprise the watershed and found Methods that the total human population was 1509, distributed in To address the objectives of our study, we combined 295 households. While approximately 60% of the house- social network analysis with cultural consensus analysis. holds in the study area have adopted an LPG cookstove, Using social network analysis, we identified key players in 95% of the households continue to use a wood stove as our network. Using cultural consensus analysis, we elicited well. This continued reliance on wood stove and advent of their beliefs regarding “cleaner” cookstoves and compared LPG cookstoves through NGO-driven programs make them to non-key players’ beliefs regarding the cookstoves.
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 5 of 13 Collecting cookstove network data our networks of villages [41]. Following Borgatti’s outline We collected data for this study through participatory of appropriate centrality measures for different kinds of mapping, group discussions, and surveys of all households network flows [42], we understand our network flow as located in the study area. We chose to do a whole network a parallel replication walk, and for this, we used degree, study, i.e., interview all households in the study area, to closeness [43], and eigenvector centrality [44] to identify avoid misrepresenting the network characteristics [39]. our key actors. Degree is referred to the number of Our prior work in the same study area and long periods of direct ties an actor has with other actors in the same engagement with the people (starting from 2012) allowed network. A higher degree implies that an actor is active us to examine complete networks of each cookstove. The in the network. Closeness is defined as the minimum entire data collection process lasted from June 2016 to number of ties an actor uses to reach every other actor December 2016. We started the process with group in the same network. A low closeness score implies a discussions and participatory mapping exercise in each of better position for an actor to receive information early the eight villages. Group discussions allowed us to struc- on [40]. Eigenvector centrality is defined as the number ture our questionnaires and identify an easy way to get of those actors an actor is connected to, who are con- responses to social network questions, which can be nected to others. A high eigenvector centrality implies time-consuming for both the informants and the re- that the node is connected to other nodes that are more searcher. Each discussion group comprised of six to ten central in the network. We also calculated the network people for each of the eight villages. We also drew village centrality measures of betweenness (number of nodes maps that represented all households, agricultural fields, that lie on ties between other nodes) and identified the forest areas, the location of landmarks such as water number of connected components and average geodesic tanks, village temple, schools, and shops. The map proved distance (the average of all shortest paths between nodes to be extremely useful as a visual aid during interviews to in the network). get an exhaustive list of ties in cookstove information Borgatti [41] also suggests the use of key player prob- sharing networks. The maps allowed us to identify house- lem positive and key player problem negative measures holds correctly, which can be challenging with multiple to identify key players. These two measures rely on the people with similar names, and to minimize recall error. property of network cohesion and how the presence or They also helped to keep the informant engaged and save absence of certain nodes can strengthen or fragment the time because the informant could just tick the households network. For diffusion networks such as ours, we con- with whom s/he had exchanged information with. sidered key player program positive that gave us a set of After the eight participatory mapping exercises and actors that were maximally connected to the network. group discussions, we collected data for information We used the diffuse function in key player program networks of all households in the study area. We con- positive that helped identify households that send infor- ducted a census of 295 households and collected infor- mation maximally to other nodes. The diffuse function mation on household socio-economic characteristics, the considers degree centrality measures, reciprocal close- flow of information on cookstoves (Additional file 2), ness centrality, and the number of nodes within the and cultural beliefs of people regarding the cookstoves. shortest path (From Keyplayer 2.0 documentation 2006). The questionnaire covered networks for three selected We used Ucinet [45] and Keyplayer software [41] for cookstoves. We asked informants to list all the people our data analysis. To visualize the networks for each with whom they had shared cookstove information and cookstove, we used Harel-Koren fast multiscale layout those who had shared information with them. We asked [46] in NodeXL [47]. For each cookstove information them about the year of cookstove adoption, and whether networks, we identified the nature of ties, described as people they had shared information with had bought the intra-village, inter-village, ties with the local non-profit, cookstoves they spoke about. We also asked informants and ties outside the study area. to list characteristics of cookstoves they like and dislike and to rank each of the characteristics they mentioned. Cultural consensus analysis We generated a ranked item list for each cookstove Cultural consensus analysis focuses on the understand- mentioned by the informant. ing of the extent to which a group of people shares similar beliefs about a specific topic. It assumes that Data analysis using social networks people think about things through cultural models or Social network analysis cannot proceed without assu- cognitive schema that are intersubjectively shared by a ming the importance of relationships [40], and the inter- social group [48]. Analysis of cultural consensus begins dependency of actors and actions. The centrality of by estimating this cultural model through ranked lists actors was one of the early focus areas of social networks that pertain to one topic, which represents the degree of analysts, and we used this to identify central actors in a group’s consensus regarding that topic. The analysis
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 6 of 13 then measures people’s individual beliefs against this used in the study area. We found that of the 295 house- cultural model to understand the extent to which that holds, 176 are currently using LPG cookstoves in the cultural model is shared across individuals. Those whose study area, out of which 52% adopted them only after beliefs align with the cultural model are consonant with 2010. Induction cookstoves made their way into the study it. Using cultural consensus analysis, we identify shared area through door-to-door salesmen, and the first one was beliefs and norms around people’s choice of cookstoves, adopted in 1996. These numbers are encouraging for drawing attention to how people rationalize their choice programs aiming to diffuse “cleaner” cookstoves. Despite of cookstoves. being the earliest “cleaner” cookstove, LPG cookstoves are Cultural consensus analysis uses factor analysis to esta- only now gaining popularity because of recent schemes blish whether people share a cultural model. If results introduced by the Government of India [54]. from the factor analysis show that there is only one signifi- The number of ties for each of the cookstoves varied cant factor, this suggests that variability in people’s greatly, despite most households using two or more cook- responses is not idiosyncratic and that their beliefs about stoves concurrently (Table 1). LPG cookstoves were most a certain topic are shared [49, 50]. The significance of a popularly discussed, followed by induction cookstoves and factor is determined by its eigenvalue. A high ratio (> 3) of Himanshu tandoors. Information on Himanshu tandoors the largest factor to the second largest factor indicates that was only disseminated from the members of a local non- assumptions of common truth and conditional indepen- profit. The network of LPG cookstoves was largest, as dence hold [49, 51, 52]. Additionally, the factor loadings most surveyed individuals exchanged information about for the one significant factor should be non-negative. them (Fig. 2). This network also had the highest (148) This is because consensus assumes that people agree number of external actors disseminating information on with the cultural model [51] and that this agreement is these cookstoves. These cookstoves are slowly becoming a function of similar knowledge about that topic [50]. popular, and the role of external actors is more important In sum, one significant factor, as determined by eigen- for these cookstoves because they have been in use for values, with non-negative factor loadings indicates that over 20 years in the neighboring towns and cities. Infor- there is a consensus among members of a group about mation on these cookstoves was also more widely ex- a particular topic. changed between villages, with a total of 57 ties between We collected data for cultural consensus analysis using the 8 villages in the micro-watershed (Table 1). From the free-listing and ranking method [51]. We asked infor- graph metrics (Table 2), we found that the LPG cookstove mants to list cookstoves that they think people in Lug network had the highest number of ties and the node with Valley use. After listing the cookstoves, we asked infor- the highest degree centrality. That node can be identified mants to list characteristics of each cookstove they iden- in Fig. 2 as the one with the most number of ties asso- tified and rank the characteristics in order of decreasing ciated with it. The node was listed by most members of importance. Once we obtained the ranked lists, we the community as a source for information on all three factor analyzed the lists to check for the presence of “cleaner” cookstoves. This node represented a member of consensus using Ucinet 6 [45]. From this analysis, we the local non-profit. The LPG network had the highest also obtained a list of factors that were deemed impor- average degree centrality, i.e., the average number of ties tant, providing us with an “answer key” and individual each node has, making it the most widely discussed scores for informant’s degree of agreement with the built cookstove in the study area. The high betweenness of model [53]. We then identified 30 key players from the the LPG cookstove network suggested the potential for whole information network for all three cookstoves gate-keeping of information, i.e., there were more nodes combined. We used their ranked cookstove characteris- between other connected nodes along their shortest tics list to create a cookstove belief model using cultural distance. The higher number of connected nodes and consensus analysis [27, 49, 50]. We created a similar presence of reiterating, multiple ties between nodes belief model of 30 randomly chosen non-key players. Finally, we compared the two models to identify over- lapping beliefs and similarities in cookstove characteris- Table 1 Ties for different cookstoves with various actor groups tics as listed by key and non-key players. Ties LPG Himanshu Induction cookstove tandoor cookstove Results Total number of ties 744 159 277 Cookstoves in the villages Intra-village ties 447 82 195 We found that LPG cookstoves were first used in the Inter-village ties 57 16 13 study area in 1996, though two families had used it earlier Ties outside the study area 148 14 67 than that when they lived outside the study area. LPG Ties with local non-profit 92 47 2 cookstoves are now the second most popular cookstove
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 7 of 13 Fig. 2 Network diagram of LPG cookstoves in the study area. The different colors represent different villages, and the black nodes represent external actors that disseminated information on the cookstoves suggested a better chance of information diffusion on from different villages, but most of them are associated LPG cookstoves. with the local non-profit. The betweenness score was The induction cookstove network is a slightly smaller low for Himanshu tandoors as most of the information network (Fig. 3). Only a handful of external actors were is held by a few individuals and not propagated further disseminating information on these cookstoves with a by community members. Himanshu tandoor network total of only 67 ties. Fewer people also communicated had the highest eigenvector centrality score, as evident between villages (13 ties). These cookstoves are sold from the network diagram (Fig. 4). The most central and distributed by door-to-door salesmen, and this node was connected to another member of the non- gives these cookstoves higher social visibility within the profit, who are then connected to others. The network villages. People from the study area found fewer rea- for Himanshu tandoor suggests a strong influence of sons to discuss these cookstoves because of the same the local non-profit in information diffusion, but the social visibility that renders an impression that all have role is restricted to members of the group only. Of the information on these cookstoves. Induction cookstove total 159 ties, 47 ties were to the members of the network had the highest number of connected compo- non-profit alone. nents and the highest average geodesic distance im- plying that it takes, on average, longer for nodes in this Social network and cultural consensus analyses network to receive information than the other two Using the KeyPlayer program, we identified key players for cookstove networks. Induction cookstove networks each of the cookstove networks. We then identified how were between LPG and Himanshu tandoor network many of the key players owned cookstoves for which they measures for closeness, betweenness, and eigenvector were identified as key players. This step is important centrality scores. because people tend to rely on proponents of cookstoves For the Himanshu tandoor network, the most central who are also users of the cookstoves, i.e., information from node was a person associated with the local non-profit. users of the technology holds more ground for the people There is some information exchange between people than through individuals who are only familiar with it [14]. Table 2 Graph metrics for LPG, induction, and Himanshu tandoor cookstoves Graph metrics LPG cookstove Himanshu tandoor Induction cookstove Total edges 744.00 159.00 277.00 Connected components 16.00 14.00 32.00 Maximum geodesic distance 11.00 7.00 23.00 Average geodesic distance 4.69 3.14 8.39 Maximum degree 68.00 42.00 15.00 Average degree 3.45 2.47 2.08 Average betweenness centrality 677.06 88.91 370.87 Average closeness centrality 0.06 0.20 0.15 Average eigenvector centrality 0.00 0.01 0.00
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 8 of 13 Fig. 3 Network diagram of induction cookstoves in the study area. The different colors represent different villages, and the black nodes represent external actors that disseminated information on the cookstoves We found that of the 30 key players for each cookstove, listed them as “information givers” and who these people only 6 LPG key players owned an LPG cookstove. Himan- are connected to. Table 3 provides information on the key shu tandoors and induction cookstove had no key players players. We had an equal number of men and women who were also cookstove owners. This could be because who were identified as key players. Out of 30 key players, key players were identified based on network structures. 22 were associated with a village-level organization, and This measure reflects the strategic positions and does not the same number had household members who pursued consider individual attributes such as ownership. occupations other than agriculture. We identified 30 key players using the combined infor- mation network for all three cookstoves and excluded any Cultural consensus and key and non-key players individuals that live outside the study area but were listed We created cookstove belief models for the 30 key as information givers and receivers by those we inter- players and 30 randomly selected non-key players [52]. viewed. These key players occupied strategic positions that We found a consensus in both groups regarding allow them to diffuse information on cookstoves the most. cookstove factors, but the ratio of eigenvalues for both This structural position was based on how many people groups was very different. Non-key players were in Fig. 4 Network diagram of Himanshu tandoors in the study area. The different colors represent different villages, and the black nodes represent external actors that disseminated information on the cookstoves
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 9 of 13 Table 3 Characteristics of key players ties. However, despite this wide presence, significant Key players # structural and cultural differences exist in information Women 15 networks for the cookstoves. We also found that key Men 15 players, as identified through structural network mea- sures, were seldom owners of cookstoves, which contrasts Members of organizations 22 with Rogers [14] argument that users of technology are Occupation other than agriculture 22 important to its diffusion. This implies that key players, unlike opinion leaders, are not necessarily proponents of much higher agreement with one another (ratio of 31.73) cookstoves, but by virtue of their position are able to than key players (ratio of 4.1). The key player and non-key connect with more individuals. We further postulate that players were provided with an exhaustive list of different such a network may not promote subjective evaluations characteristics of various cookstoves that were identified but rather word of mouth information. Because subjective by members of the community. From this list, we asked evaluations influence diffusion processes, we argue that informants to identify factors that they agree with and just having a dense network of information may not be then rank them. We have highlighted cookstove factors sufficient to promote diffusion, but the nature of the in- that key player and non-key player groups agree upon in formation that circulates in these networks is important Tables 4 and 5, respectively. We found that the key players as well. listed and ranked more factors than the non-key players. Additionally, while key players were able to describe The non-key players were aware of a handful of cookstove their beliefs about most cookstove factors, non-key players characteristics that they may have learned through social only emphasized a few important attributes. All charac- learning processes. However, not all the information on teristics listed by the non-key player group were also listed cookstoves percolates from the key players to non-key and ranked similarly by the key player group. This implies players. that the nature of the knowledge shared is not different, but the amount of information that each group holds Discussion varies greatly. We also found that the local non-profit was Cookstove networks show that LPG cookstove had the instrumental in disseminating information about “cleaner” largest network with highest density, with more ties and cookstoves in the study area. This agrees with Bailis and connected components among the three cookstoves, Hyman [56] who state that local NGOs and women orga- which suggests a higher level of social learning regarding nizations have a potential to facilitate diffusion of techno- this cookstove than others. These results agree with exis- logy such as cookstoves. The difference in belief models ting literature which suggests that the members of a dense points us to opportunities and barriers to the information network are exposed to similar kinds of information [55] flow about “cleaner” cookstoves in the study area. and that they display high levels of communication and Apart from cookstoves, this research contributes more conformity, both of which aid innovation diffusion [32]. broadly to studies on the diffusion of innovations because Overall, all three cookstoves displayed low tie density, of how it combines measures of network structures and which implies that people do not communicate about cultural beliefs. Network structures alone provide a good cookstoves much. From participant observation, we picture of how information flows throughout a social learned that information sharing on all cookstoves was a setting but does not say anything about the information result of people enquiring about new cookstoves. The itself. By measuring cultural beliefs, we were able to ones who acquired new cookstoves seldom shared infor- understand differences in what individuals throughout the mation on their own volition. Most of our informants network thought about cookstoves and relate that to their thought they would be showing off or that everyone structural position. Aside from addressing concerns of knows about new cookstoves and therefore refrained from endogeneity in social networks [19, 20], this is important telling people about new cookstoves. People also rarely for understanding the diffusion of innovations because discussed cookstoves in a social gathering except for diffusion relies on both the mutual influences between meetings organized for women who were part of a people in a social network but also on people’s subjective local non-profit. evaluations of the innovation being diffused [14]. While LPG cookstoves are slowly becoming ubiquitous in our previous research advocated for a cultural approach to Lug Valley, Himachal Pradesh. Of the 295 households, diffusion that focuses on these subjective evaluations [27], 176 households have adopted an LPG cookstove. The we show here one way that culture can be integrated with nature of the network ties indicates a presence of many the social structure to give a more complete picture of the external actors. This corresponds with Granovetter [55] diffusion process. who found that new information usually enters a However, the picture is not fully complete and there network from outside of the network through “weak” are limitations to our approach. The foremost limitation
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 10 of 13 Table 4 Cookstove factors agreed upon by key players Code Rank Code Rank LPG—fast 1 Tandoor—wood has to be cut small 1 LPG—less work 2 Tandoor—vessels turn black 2 LPG—vessels remain clean 3 Tandoor—too hot for use in summer 1 LPG—good for use in summer 2 Tandoor—initial smoke 1 LPG—allows one to do other things 5 Tandoor—takes time to start 3 LPG—no smoke 2 MC—food tastes good 1 LPG—affordable 6 MC—any size wood can be burnt 2 LPG—does not require wood 1 MC—fast 2 LPG—dangerous 1 MC—less wood 3 LPG—expensive 1 MC—less work 3 LPG—cannot cook food for gods 0 MC—cheap 3 LPG—rotis do not taste good 1 MC—smoke not a problem 0 LPG—irregular supply 2 MC—very smoky 1 LPG—no use in winter 0 MC—walls of the house turn black 2 LPG—not used to it 3 MC—not efficient 0 LPG—no benefits 0 MC—vessels turn black 1 Induction—good for making tea 1 MC—uses more wood 3 Induction—switches off by itself 1 MC—lots of work 4 Induction—clean 3 MC—fear of fire 0 Induction—good for forests 1 KS—great for emergencies 1 Induction—cheap 0 KS—expensive 1 Induction—fast 1 HT—allows cooking of multiple items 0 Induction—novelty 0 HT—heat is more uniform 0 Induction—not durable 1 HT—no smoke 0 Induction—high initial investment 1 HT—clean 0 Induction—good for only tea 1 HT—food tastes good 0 Induction—rotis do not taste good 1 HT—more durable than tandoor 0 Induction—not sure 1 HT—larger vessels can be used 0 Induction—tea does not taste good 1 HT—uses less wood 0 Induction—electricity unsure 1 HT—no disadvantages 0 Tandoor—needed for winter 1 HT—remains hot for longer 0 Tandoor—no smoke 2 HT—takes time to heat up 0 Tandoor—vessels remain clean 3 HT—not sure of the advantages 0 Tandoor—easy to use 0 TS—good for winter 0 Tandoor—walls do not turn black 0 TS—fast 0 Tandoor—roti tastes better 2 TS—rotis taste good 0 Tandoor—cooking and heating 3 TS—portable 0 Tandoor—no other alternative 4 TS—any size of wood can be used 2 Tandoor—no disadvantage 0 TS—any vessel size can be used 1 Tandoor—uses less wood 1 TS—vessels turn black 0 Tandoor—uses wood, more work 4 TS—fire hazard 0 Tandoor—requires more wood 2 TS—more wood 0 Tandoor—not durable 0 TS—smoky 0 Tandoor—not good for roti 0 TS—not good for health 0
Jagadish and Dwivedi Energy, Sustainability and Society (2019) 9:5 Page 11 of 13 Table 5 Cookstove factors agreed upon by non-key players mismatch between structural and cultural realms. Further- Code Rank more, this mismatch suggests that practices surrounding LPG—fast 1 cookstove and energy use are not becoming routinized, LPG—less work 2 and therefore, communities of practice surrounding cook- stoves are not being formed. So, the social learning that en- LPG—vessels remain clean 3 ergy scholars have deemed crucial for changing the social Tandoor—needed for winter 1 practices of energy use is not occurring. Additionally, this Tandoor—roti tastes better 4 study identifies a lack of overlapping beliefs on merits and Tandoor—cooking and heating 3 demerits of cookstoves as a challenge that needs to be MC—food tastes good 1 overcome for a more holistic “cleaner” cookstove program. MC—very smoky 1 Social network analysis is often critiqued for overemphasiz- ing social structure at the expense of culture and human agency [19]. By identifying key players based on structural is that social networks and cultural consensus are not properties of the cookstove information networks and cor- the only way to understand social structures and cultural relating their beliefs regarding cookstoves, we take a step beliefs, respectively. Future research on the diffusion of toward viewing the social and cultural realms together. innovations would benefit from ethnographic analysis of how cookstoves are situated in particular settings, and Additional files how they relate to different social structures such as class, caste, and gender. Second, we only measured the Additional file 1: Cookstoves used in Lug Valley. (DOCX 1004 kb) flow of information about cookstoves, not the flow of Additional file 2: Social Networks. (DOCX 28 kb) cookstoves themselves, or how people interact with them daily. Future descriptive research could seek to Acknowledgments understand the face-to-face interactions between those The authors are thankful to Mamta Chandar, Director of Jagriti for her constant support. AJ is thankful to Vipin Thakur for helping with translations and promoting cookstoves and those adopting them. This accompanying her to all the households. The authors are thankful to the would give a better idea of how diffusion plays out in people of Lug Valley for their time, patience, and support. specific instances, what aspects of cookstoves are em- Funding phasized in those conversations, and how that compares This article was developed under Assistance Agreement No. 83542101 awarded to people’s actual use of cookstoves. by the U.S. Environmental Protection Agency. It has not been formally reviewed Despite these limitations, our research has several impli- by EPA. The views expressed in this document are solely those of authors and do not necessarily reflect those of the Agency. EPA does not endorse any cations for those hoping to diffuse “cleaner” cookstoves. products or commercial services mentioned in this publication. First, diffusion would likely benefit if the individuals promoting cookstoves had experience using the cook- Availability of data and materials Data is unavailable at present because anonymity cannot be guaranteed with stoves themselves. This has the potential to close the gap network data. in cultural beliefs about cookstoves and better align cook- stove diffusion with how people actually perceive and use Authors’ contributions AJ conceptualized the research, undertook fieldwork, analyzed the data, and cookstoves. Second, we recommend further collaboration wrote the manuscript. PD conceptualized the research, wrote the with local non-profits, which may have more established manuscript, and supervised the research. Both authors have read and relationships with the community than people coming in approved the final manuscript. from “the outside” to promote cookstoves [56]. Third, and Ethics approval and consent to participate relatedly, we suggest that diffusion is better seen as an The authors obtained oral consent from all informants and in accordance outcome of a relationship than a transaction based on with the University of Georgia Institutional Review Board (#STUDY00001061). costs and benefits. Taking the time to form relationships Competing interests between “cleaner” cookstove promoters and potential The authors declare that they have no competing interests in the successful adopters is likely to help form communities of practice completion of the research and publication of this manuscript. within a social setting and routinize the use of these cook- stoves. Doing so will help “cleaner” cookstoves becomes Publisher’s Note better integrated with people’s daily lives. Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Conclusion Received: 24 May 2018 Accepted: 25 January 2019 We found that people are not communicating about the cookstoves much, or their merits and demerits. This lack References of communication, coupled with the fact that the key 1. World Health Organization (2018) World Health Statistics (2018) Monitoring players are usually not cookstove owners, suggests a health for the SDGs. Sustainable Development Goals, Geneva
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