Country Operations Business Plan India 2021-2023 - Asian Development Bank
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Country Operations Business Plan August 2020 India 2021–2023 This document is being disclosed to the public in accordance with ADB's Access to Information Policy.
CURRENCY EQUIVALENTS (as of 23 July 2020) Currency unit – Indian rupee (₹) ₹1.00 = $0.013389 $1.00 = ₹74.69 ABBREVIATIONS ADB – Asian Development Bank ANR – agriculture, natural resources, and rural development COBP – country operations business plan COVID-19 – coronavirus disease CPS – country partnership strategy TA – technical assistance NOTE In this report, “$” refers to United States dollars Vice-President Shixin Chen, Operations 1 Director General Kenichi Yokoyama, South Asia Department (SARD) concurrently Country Director, India Resident Mission (INRM) Team leader Hoe Yun Jeong, Principal Country Specialist, INRM, SARD Team members Neeraja Kulkarni, Senior Programs Officer, INRM, SARD Bhisma Rout, Programs Analyst, INRM, SARD In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.
CONTENTS Page I. CONSISTENCY OF BUSINESS PLAN WITH COUNTRY PARTNERSHIP STRATEGY 1 II. INDICATIVE RESOURCE PARAMETERS 1 III. SUMMARY OF CHANGES TO LENDING AND NONLENDING PROGRAMS 2 APPENDIXES 1. Country Assistance Results Areas 3 2. List of Linked Documents 6 3. Indicative Assistance Pipeline 7 4. Assistance Program for Current Year 20 5. Indicative Knowledge Products and Events 27
I. CONSISTENCY OF BUSINESS PLAN WITH COUNTRY PARTNERSHIP STRATEGY 1. The country operations business plan (COBP) for India, 2021–2023 of the Asian Development Bank extends 1 year beyond the ongoing country partnership strategy (CPS) for India, 2018–2022 and remains aligned with CPS’s aim to support India in accelerating its inclusive economic transformation. The COBP also supports the seven operational priorities of ADB’s Strategy 2030.1 It responds to India’s evolving priorities, including support for the government’s response to the coronavirus disease (COVID-19) pandemic, which forms 15% of the pipeline. 2. The COBP pipeline supports the three strategic pillars of the CPS: 64.6% of the pipeline contributes to economic competitiveness and job creation (pillar 1), 80.0% to providing inclusive access to infrastructure networks and services (pillar 2), and 78.5% to addressing climate change (pillar 3). With respect to the CPS focus areas of enhancing economic corridors and greater engagement with low-income states, East Coast Economic Corridor projects account for 16.9% of the 3-year firm pipeline and projects targeting low-income states account for 49.2%. II. INDICATIVE RESOURCE PARAMETERS 3. India, a group B developing member country, is eligible for regular ordinary capital resources lending. The indicative resources available for commitment in 2021–2023 for sovereign operations total $9.6 billion. These indicative resources, higher than 2020-2022, forms the basis and capacity to meet the government’s request for scaled up India operations. The firm lending pipeline for 2021–2023, totaling $12.9 billion (Appendix 3, Table A3.1), is characterized by high project readiness and implementation capacity. It represents overprogramming of 35% to ensure annual lending of more than $3.0 billion. Policy-based lending operations for 2021–2023 will be subject to resource availability and available headroom under ADB’s policy-based-lending ceiling. Cofinancing and funding from other sources will be explored. 4. While catering to the requirements of India’s more advanced states for transformative initiatives, the program’s focus remains on improving infrastructure, providing economic and social services, and underpinning capacity building in low-income states, particularly in the northeastern region. Economic corridor projects on the east coast and northeast, and national logistics-development projects, will link industries to global value chains, promote competitive industrial development, generate jobs, and accelerate regional cooperation and integration. 5. The program marks a distinct shift towards rebalancing support from “hard infrastructure” sectors to human development, finance, and public sector management. This shift aligns with India’s expansionary track toward human development and response to the COVID-19 pandemic. ADB will provide medium- to long-term assistance to buttress India’s recovery process with a focus on micro, small, and medium-sized enterprises; health; education; and social protection. 6. Projects in the COBP incorporate infrastructure design, operation, and financing, including transit-oriented development; value capture financing; public–private partnerships; and viability gap funding. The program adopts a multidisciplinary and integrated solutions approach that combines ADB expertise across sectors and follows a “One ADB” approach in engaging the Private Sector Operations Department (PSOD) and the Office of Public–Private Partnership (OPPP) from the early stages of project development. Lending to state-owned enterprises will be explored with the PSOD, and project and advisory services opportunities in transport, urban development, and social sectors will be identified with the OPPP. 1 ADB. 2018. Strategy 2030: Achieving a Prosperous, Inclusive, Resilient, and Sustainable Asia and the Pacific. Manila.
2 7. Nonsovereign operations will continue to focus on innovative and inclusive infrastructure and go beyond traditional renewable energy projects, diversifying the private sector pipeline into transport, logistics, urban, and non-infrastructure. The program will engage more in agriculture, health, and education than in previous years. In the finance sector, focus will be on microfinance, financing of micro, small and medium-sized enterprises, and affordable housing finance. 8. The nonlending program, totaling $49.6 million, employs a strong programmatic approach to technical assistance (TA), with transaction TA facility accounting for 31% of the total. The TA program complements the lending program through capacity support for project implementation and strategic studies. TA in support of COVID-19 recovery will also be explored. The financial assistance amount is subject to the availability of resources and project readiness. III. SUMMARY OF CHANGES TO LENDING AND NONLENDING PROGRAM 9. The pipeline for ADB focus areas of education and health has been strengthened quantitatively and qualitatively, which is diversified across health (58%), education (37%), and skills development (5%). A COVID-19 recovery strategy will be formulated based on a comprehensive needs assessment study and will drive ADB support in these areas. 10. Support for the finance sector and public sector management are at the forefront of ADB’s response to the government’s call for assistance to counter the impact of COVID-19. Support includes a $500 million financial intermediation loan for health sector finance. 11. Transport projects focus on multimodal transport network development; rail-based urban mass transit systems; improvements in safety and sustainability of transport assets; and social and gender inclusiveness. The program supports innovative approaches, such as a modified annuity model to leverage private financing for roads with lower traffic. The pipeline reflects large assistance for inter-city rapid rail transit in Delhi–Meerut and multitranche financing facility metro rail project in Chennai in combination with integrated urban planning and transit-oriented development. 12. Support for the agriculture, natural resources, and rural development (ANR) sector also envisages growing partnership with India. The seven projects in the ANR pipeline include large- scale projects, such as the $341 million Ara Canal Water Productivity Improvement Project (2021), the $300 million Maharashtra Rural Roads Project (additional financing) (2021), and the $320 million Jamrani Drinking Water Multipurpose Project (2022). 13. Urban projects target emerging subsectors such as grid-based drinking water supply to small towns, housing for the poor, and economic corridor development. Two tourism projects totaling $187 million are slated for 2023, in Tripura and Mizoram, preceded by project readiness financing in 2021. Project readiness financing will also support two urban projects in the northeast region. 14. Energy sector projects will address structural weaknesses in electricity distribution and improve the quality and reliability of electricity supply in a sustainable and climate-friendly manner. The pipeline allocates more resources to low-income states such as Rajasthan, Tripura, and Uttar Pradesh, and to newer opportunities such as demand-side energy efficiency. 15. Projects with high impact on industry development total $746 million, including $200 million to support MSMEs impacted by COVID-19. A $500 million results-based lending for industrial corridor development supports the government’s national corridor development with focus on industrial clusters, self-reliance, and strengthened domestic value chains.
Appendix 1 3 COUNTRY ASSISTANCE RESULTS AREAS ADB Key Country Development Outcomes that Indicative Resources Available Changes from Last ADB Contributes to Key Areas of Assistance for Commitment in 2021–2023b COBP 1. Transport (CPS pillars 1, 2, and 3)a Better connectivity between domestic and Road transport (nonurban) Amount: $4.284 billion (regular “Port” has been international markets OCR) and $1.100 billion removed as a key area Multimodal logistics (cofinancing) of assistance. Better connectivity in rural and urban areas and environmentally sustainable transport Urban public transport Share of COBP envelope: 33% system Urban roads and traffic management Job-creation and income-earning opportunities improved Transport policies and institutional development 2. Water and Other Urban Infrastructure and Services (CPS pillars 1, 2, and 3)a Supply of drinking water, sanitation, and waste Urban water supply (also include grid based rural Amount: $2.807 billion (regular Urban flood protection management services improved water supply services) OCR) and urban housing were added as k Healthier population Urban sewerage Share of COBP envelope: 22% Job-creation and income-earning opportunities Urban sanitation improved Urban flood protection Urban solid waste management Urban housing Urban policy, institutional and capacity development Transit-oriented urban development 3. Energy (CPS pillars 1, 2, and 3)a Greater availability and reliability of energy Large hydropower generation Amount: $870 million (regular No change supply OCR) and $110 million Renewable energy generation – small hydro (cofinancing) Higher efficiency and carbon mitigation through power generation from renewable Electricity transmission and distribution Share of COBP envelope: 7% sources Energy efficiency and conservation
4 Appendix 1 ADB Key Country Development Outcomes that Indicative Resources Available Changes from Last ADB Contributes to Key Areas of Assistance for Commitment in 2021–2023b COBP Job-creation and income-earning opportunities Energy sector development and institutional reform improved 4. Agriculture, Natural Resources, and Rural Development (CPS pillars 1, 2, and 3)a Agriculture productivity and rural incomes Irrigation Amount: $1.483 billion (regular No change improved OCR) Rural market infrastructure Share of COBP envelope: 11% Water management efficiency improved Rural water supply services Agro-industry, marketing, and trade Water-based natural resources management Agricultural policy, institutional and capacity development Rural water policy, institutional and capacity development 5. Education (CPS pillar 1)a Employability and productivity of growing Pre-primary and primary Amount: $862 million (regular No change workforce improved OCR) and $750 million Secondary (cofinancing) Quality of school education improved Technical and vocational education and training Share of COBP envelope: 7% Education sector development 6. Finance and Public Sector Management (CPS pillars 1, 2, and 3)a Efficient use of public finances Small and medium-sized enterprise finance and Amount: $1.15 billion (OCR) “COVID-19 response, leasing and social protection Access to finance strengthened Share of COBP envelope: 9% initiatives” have been Infrastructure finance and investment funds added as key areas of assistance. Finance sector development Finance sector Public expenditure and fiscal management development and social protection Social protection initiatives initiatives were added
Appendix 1 5 ADB Key Country Development Outcomes that Indicative Resources Available Changes from Last ADB Contributes to Key Areas of Assistance for Commitment in 2021–2023b COBP as key areas of assistance. 7. Health (CPS pillars 1 and 2)a Health services and healthier population Health system development Amount: $700 million (regular “COVID-19 response” improved OCR) has been added as a Health care finance key area of assistance. Share of COBP envelope: 5% Health sector development and reform Health sector development and Health insurance and subsidized health programs reform, and health insurance and subsidized health programs have been added as key areas of assistance. 8. Industry and Trade (CPS pillars 1 and 2)a Industrial infrastructure and business climate Large and medium industries Amount: $746 million (regular Industry and trade has to attract investments, generate employment, OCR) been included as a and induce growth in MSMEs and new age Small and medium enterprise development new sector. industries improved Share of COBP envelope: 6% Industry and trade sector development Trade facilitation and links to global production networks for MSMEs improved ADB = Asian Development Bank; COBP = country operations business plan; COVID-19 = coronavirus disease; CPS = country partnership strategy; MSMEs = micro, small, and medium-sized enterprises; OCR = ordinary capital resources. a CPS pillars: (1) boosting economic competitiveness to create more and better jobs, (2) providing inclusive access to infrastructure networks and services, and (3) addressing climate change and increasing climate resilience. b The indicated firm pipeline amounts exclude project readiness financing. From the Project Readiness Financing Facility, $10 million will be allocated for the transport sector and $8.75 million will be allocated for the water and other urban infrastructure and services sector. Source: ADB estimates.
6 Appendix 2 LIST OF LINKED DOCUMENTS http://www.adb.org/Documents/COBP/?id=IND-2021 1. Portfolio at a Glance: India
Appendix 3 7 INDICATIVE ASSISTANCE PIPELINE Table A3.1: Indicative Lending Products, 2021–2023 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total 2021 Firm 1. Maharashtra ANR GI OP1, OP2, SAER 2019 142.9 100.0 0.0 0.0 100.0 42.9 0.0 Agribusiness Network OP3, OP5, OP6 Project 2. Maharashtra Rural ANR GI OP1, OP2, SAER 2019 445.3 300.0 0.0 0.0 300.0 145.3 0.0 Connectivity OP3, OP5, OP6 Improvement Project (additional financing) 3. Assam Skills EDU GI OP1, OP2, SAHS 140.0 112.0 0.0 0.0 112.0 28.0 0.0 Development Project OP4, OP5, OP6 4. Supporting School EDU GI OP1, OP2, OP6 SAHS 2019 600.0 300.0 0.0 0.0 300.0 300.0 0.0 Education Program (RBL) 5. Rajasthan Renewable ENE GI OP1, OP2, SAEN 281.5 120.0 0.0 0.0 120.0 51.5 110.0g Energy Investment OP3, OP4, Program (tranche 3) OP5, OP6 6. Uttarakhand ENE GI OP1, OP2, SAEN 2019 250.0 200.0 0.0 0.0 200.0 50.0 0.0 Transmission OP3, OP4, OP5 Strengthening and Distribution Improvement Project 7. Enhancing Infrastructure IND GI OP1, OP4, SAPF 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Finance Project OP5, OP6 8. Solar Rooftop FIN GI OP1, OP3, OP6 SAPF 300.0 150.0 0.0 0.0 150.0 150.0 0.0 Investment Program (tranche 2) 9. Supporting Health HLT, GI OP1, OP2, SAHS 500.0 250.0 0.0 0.0 250.0 250.0 0.0 Systems Development PSM OP4, OP6 Program (PM-ASBY) (subprogram 1) (PBL) 10. Bihar State Highways TRA GI OP1, OP2, SATC 2019 470.0 329.0 0.0 0.0 329.0 141.0 0.0 III Project, (phase 2) OP3, OP5, OP6
8 Appendix 3 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total 11. Chennai Metro Rail TRA GI OP2, OP3, SATC 2020 764.3 250.0 0.0 0.0 250.0 214.3 300.0h Investment Program OP4, OP6 (tranche 1) 12. Delhi–Meerut Regional TRA GI OP2, OP3, SATC 2018 500.0 0.0 0.0 0.0 0.0 0.0 500.0i Rapid Transit System OP4, OP6 Investment Program (tranche 2) 13. Manipur State Roads TRA GI OP1, OP5 SATC 5.0 5.0 0.0 0.0 5.0 0.0 0.0 Improvement Project (PRF)a 14. State Road Safety TRA GI OP2, OP4, OP6 SATC 2020 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 Incentive Program (RBL) 15. Aizawl Sustainable TRA GI OP1, OP2, INRM 5.0 5.0 0.0 0.0 5.0 0.0 0.0 Urban Transport Project OP3, OP4, OP6 (PRF)b 16. Tamil Nadu Industrial TRA, GI OP1, OP3, SATC 2019 691.5 484.0 0.0 0.0 484.0 207.5 0.0 Connectivity Project IND OP4, OP5, OP7 17. Agartala City Urban WUS GI OP1, OP3, OP4 SAUW 2019 90.0 72.0 0.0 0.0 72.0 18.0 0.0 Development Project 18. Integrated PRF for WUS GI OP1, OP4, OP6 INRM 2.0 2.0 0.0 0.0 2.0 0.0 0.0 Tourism and Sports Infrastructure Development in Mizoram (PRF)c 19. Improving Readiness of WUS GI OP1, OP3, INRM 2.5 2.5 0.0 0.0 2.5 0.0 0.0 Infrastructure OP4, OP6 Development Projects in Nagaland (PRF)d 20. Inclusive, Resilient, and WUS GI OP1, OP2, SAUW 2019 214.3 150.0 0.0 0.0 150.0 64.3 0.0 Sustainable Housing for OP3, OP4, OP6 Urban Poor in Tamil Nadu 21. Integrated Urban Flood WUS GI OP1, OP3, SAUW 2019 358.9 251.2 0.0 0.0 251.2 107.7 0.0 Management for the OP4, OP6 Chennai–Kosasthalaiyar Basin Project 22. Jharkhand Urban WUS GI OP1, OP2, SAUW 2019 157.2 110.0 0.0 0.0 110.0 47.2 0.0 Resilience and Livability OP3, OP4, OP6 Improvement Project
Appendix 3 9 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total 23. Kerala Urban Water WUS GI OP1, OP2, SAUW 2019 190.0 125.0 0.0 0.0 125.0 65.0 0.0 Services Improvement OP3, OP4, OP6 Project 24. Uttarakhand Urban WUS GI OP1, OP2, SAUW 187.5 150.0 0.0 0.0 150.0 37.5 0.0 Sector Development OP3, OP4, OP6 Infrastructure Project Total (2021 Firm) 7,697.9 4,167.7 0.0 0.0 4,167.7 2,620.2 910.0 2021 Standby 1. Ara Canal Water ANR GI OP1, OP2, SAER 2018 492.0 341.0 0.0 0.0 341.0 151.0 0.0 Productivity OP3, OP5, OP6 Improvement Project 2. Scaling Up Demand Side ENE GI OP3, OP6 SAEN 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Energy Efficiency Sector Project (additional financing) 3. Tripura Power ENE GI OP1, OP2, SAEN 2019 275.0 220.0 0.0 0.0 220.0 55.0 0.0 Generation Upgradation OP3, OP5, OP6 and Distribution Reliability Improvement Project 4. Supporting Schools of EDU GI OP1, OP2, SAHS 1,250.0 250.0 0.0 0.0 250.0 250.0 750.0j Excellence in Gujarat OP4, OP6 (RBL) 5. Clean Energy Finance FIN GI OP1, OP3, OP6 SAPF 600.0 300.0 0.0 0.0 300.0 300.0 0.0 Investment Program (tranche 2) 6. Financing Intermediary FIN GI OP1, OP2, SAPF 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 for the Health Sector OP4, OP6 7. Industrial Corridor FIN GI OP1, OP3, SAPF 2019 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 Development Project OP4, OP5, (RBL) OP6, OP7 8. Maharashtra State Road TRA GI OP1, OP2, SATC 2019 428.7 300.0 0.0 0.0 300.0 128.7 0.0 Improvement Project OP3, OP5, OP6 (phase 2) 9. Support for Project and WUS GI OP1, OP2, INRM 4.3 4.3 0.0 0.0 4.3 0.0 0.0 Institutional OP3, OP4, OP6 Development for Urban Development Department and Public Health Engineering
10 Appendix 3 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total Department in Assam (PRF)e 10. Visakhapatnam– WUS, GI OP2, OP3, SAUW 2016 364.3 255.0 0.0 0.0 255.0 109.3 0.0 Chennai Industrial TRA, OP4, OP6, OP7 Corridor Development IND Program (tranche 2) Total (2021 Standby) 5,814.3 2,870.3 0.0 0.0 2,870.3 2,194.0 750.0 2022 Firm 1. Ara Canal Water ANR GI OP1, OP2, SAER 2018 492.0 341.0 0.0 0.0 341.0 151.0 0.0 Productivity OP3, OP5, OP6 Improvement Project 2. Himachal Pradesh ANR GI OP1, OP2, SAER 2019 112.5 90.0 0.0 0.0 90.0 22.5 0.0 Subtropical Horticulture, OP3, OP5, OP6 Irrigation, and Value Addition Project 3. Jamrani Drinking Water ANR GI OP1, OP2, SAER 400.0 320.0 0.0 0.0 320.0 80.0 0.0 Multipurpose Project OP3, OP4, OP6 4. Maharashtra Sustainable ANR GI OP1, OP2, SAER 2019 89.3 62.5 0.0 0.0 62.5 26.8 0.0 Coastal Protection and OP3, OP5, OP6 Management Project 5. Supporting Schools of EDU GI OP1, OP2, SAHS 1,250.0 250.0 0.0 0.0 250.0 250.0 750.0j Excellence in Gujarat OP4, OP6 (RBL) 6. Scaling Up Demand Side ENE GI OP3, OP6 SAEN 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Energy Efficiency Sector Project (additional financing) 7. Tripura Power ENE GI OP1, OP2, SAEN 2019 275.0 220.0 0.0 0.0 220.0 55.0 0.0 Generation Upgradation OP3, OP5, OP6 and Distribution Reliability Improvement Project 8. Financing Intermediary FIN GI OP1, OP2, SAPF 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 for the Health Sector OP4, OP6 9. Industrial Corridor IND GI OP1, OP3, SAPF 2019 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 Development Project OP4, OP5, (RBL) OP6, OP7 10. Supporting Health HLT, GI OP1, OP2, SAHS 500.0 250.0 0.0 0.0 250.0 250.0 0.0 Systems Development PSM OP4, OP6
Appendix 3 11 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total Program (PM-ASBY) (subprogram 2) (PBL) 11. Assam Road Network TRA GI OP1, OP2, SATC 2019 375.0 300.0 0.0 0.0 300.0 75.0 0.0 Improvement Project OP3, OP4, OP5, OP6 12. Maharashtra State TRA GI OP1, OP2, SATC 2019 428.7 300.0 0.0 0.0 300.0 128.7 0.0 Road Improvement OP3, OP5, OP6 Project (phase 2) 13. Mumbai Multimodal TRA GI OP1, OP2, OP3 SATC 2020 554.3 388.0 0.0 0.0 388.0 166.3 0.0 Transport Project OP4, OP6 14. Andhra Pradesh Rural WUS GI OP2, OP3, SAUW 2019 214.3 150.0 0.0 0.0 150.0 64.3 0.0 Water Supply Project OP5, OP6 15. Remodeling/ WUS GI OP1, OP2, SAUW 2019 120.4 96.3 0.0 0.0 96.3 24.1 0.0 Renovation of Old Rural OP3, OP4, OP6 Water Supply Schemes of Himachal Pradesh 16. Support for Project and WUS GI OP1, OP2, INRM 4.3 4.3 0.0 0.0 4.3 0.0 0.0 Institutional OP3, OP4, OP6 Development for Urban Development Department and Public Health Engineering Department in Assam (PRF) 17. Tamil Nadu Urban WUS GI OP1, OP2, SAUW 179.0 125.0 0.0 0.0 125.0 54.0 0.0 Flagship Investment OP3, OP4, OP6 Program (tranche 3) 18. Visakhapatnam– WUS, GI OP2, OP3, SAUW 2016 364.3 255.0 0.0 0.0 255.0 109.3 0.0 Chennai Industrial TRA, OP4, OP6, OP7 Corridor Development IND Program (tranche 2) Total (2022 Firm) 7,759.1 4,352.1 0.0 0.0 4,352.1 2,657.0 750.0 2022 Standby 1. Haryana International ANR GI OP1, OP2, SAER 400.0 270.0 0,0 0.0 270.0 130.0 0.0 Horticulture Market OP3, OP4, Development Project OP5, OP6 2. Karnataka Integrated ANR GI OP1, OP2, SAER 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0 and Sustainable Water OP3, OP5, OP6 Resources Management
12 Appendix 3 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total Investment Program (phase 2) 3. Kerala Skills EDU GI OP1, OP2, OP6 SAHS 2019 142.9 100.0 0.0 0.0 100.0 42.9 0.0 Development Project (phase 2) (RBL) 4. Meghalaya Human EDU GI OP1, OP2, OP6 SAHS 100.0 80.0 0.0 0.0 80.0 20.0 0.0 Capital Development Project (phase 2) 5. Meghalaya Hydropower ENE GI OP1, OP2, SAEN 306.3 245.0 0.0 0.0 245.0 61.3 0.0 Generation Project OP3, OP4, (Myntdu Leshka Stage OP5, OP6 2) 6. Maharashtra Health HLT GI OP1, OP2, SAHS 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 Sector Strengthening OP4, OP6 Project 7. Raipur–Vishakhapatnam TRA GI OP1, OP2, SATC 526.8 263.4 0.0 0.0 263.4 263.4 0.0 Economic Corridor OP3, OP7 Project (tranche 1) 8. Second South Asia TRA GI OP1, OP3, SATC 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Subregional Economic OP5, OP7 Cooperation Road Connectivity Investment Program (tranche 1) Total (2022 Standby) 3,161.8 1,858.4 0.0 0.0 1,858.4 1,303.4 0.0 2023 Firm 1. Haryana International ANR GI OP1, OP2, SAER 400.0 270.0 0,0 0.0 270.0 130.0 0.0 Horticulture Market OP3, OP4, Development Project OP5, OP6 2. Supporting School EDU GI OP1, OP2, OP6 SAHS 2019 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Education Program (phase 2) (RBL) 3. Uttar Pradesh Power ENE GI OP1, OP2, SAEN 2017 185.8 130.0 0.0 0.0 130.0 55.8 0.0 Distribution Network OP3, OP5, OP6 Rehabilitation Project (tranche 2) 4. Infrastructure IND GI OP1, OP3, SAPF 58.2 46.5 0.0 0.0 46.5 11.7 0.0 Development of OP4, OP5, OP6 Industrial Estate under Tripura Industrial
Appendix 3 13 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total Development Corporation Limited 5. Maharashtra Health HLT GI OP1, OP2, SAHS 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 Sector Strengthening OP4, OP6 Project 6. Strengthening HLT GI OP1, OP2, SAHS 2015 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Comprehensive Primary OP4, OP6 Health Care in Urban Areas (additional financing) (RBL) 7. Chennai Metro Rail TRA GI OP2, OP3, SATC 764.3 250.0 0.0 0.0 250.0 214.3 300.0h Investment Program OP4, OP6 (tranche 2) 8. Delhi–Meerut Regional TRA GI OP2, OP3, SATC 500.0 250.0 0.0 0.0 250.0 250.0 0.0 Rapid Transit System OP4, OP6 Investment Program (tranche 3) 9. Imphal Ring Road TRA GI OP1, OP2, SATC 2020 152.5 122.0 0.0 0.0 122.0 30.5 0.0 Project and OP3, OP4 Improvement of Traffic Junctions in Imphal City 10. Manipur State Roads TRA GI OP1, OP2, SATC 187.5 150.0 0.0 0.0 150.0 37.5 0.0 Improvement Project OP3, OP5, OP6 11. Promoting Public– TRA GI OP1, OP2, SATC 250.1 175.0 0.0 0.0 175.0 75.1 0.0 Private Partnership in OP3, OP5 Madhya Pradesh Road Sector Project (additional financing) 12. Raipur– TRA GI OP1, OP2, SATC 526.8 263.4 0.0 0.0 263.4 263.4 0.0 Vishakhapatnam OP3, OP7 Economic Corridor Project (tranche 1) 13. Second South Asia TRA GI OP1, OP3, SATC 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Subregional Economic OP5, OP7 Cooperation Road Connectivity Investment Program (tranche 1) 14. Sikkim Major District TRA GI OP1, OP2, SATC 2020 93.8 75.0 0.0 0.0 75.0 18.8 0.0 Roads Project OP3, OP5, OP6
14 Appendix 3 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total 15. Aizawl Sustainable TRA GI OP1, OP2, SATC 2020 310.0 248.0 0.0 0.0 248.0 62.0 0.0 Urban Transport Project OP3, OP4 16. Tourism and Sports WUS GI OP1, OP2, SAUW 2021 158.8 127.0 0.0 0.0 127.0 31.8 0.0 Infrastructure OP3, OP4, OP6 Development in Mizoram 17. Development of WUS GI OP1, OP2, SAUW 2020 75.0 60.0 0.0 0.0 60.0 15.0 0.0 Tourism Infrastructure OP3, OP4, OP6 and Improvement of Road Connectivity to Different Tourist Destinations in the State of Tripura 18. Inclusive, Resilient, and WUS GI OP1, OP2, SAUW 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0 Sustainable Housing for OP3, OP4, OP6 Urban Poor in Tamil Nadu (phase 2) 19. Integrated Urban WUS GI OP1, OP2, INRM 2020 137.5 110.0 0.0 0.0 110.0 27.5 0.0 Planning and OP3, OP4, OP6 Infrastructure Development for Urban Local Bodies in Tripura 20. Jharkhand Urban WUS GI OP1, OP2, SAUW 285.8 200.0 0.0 0.0 200.0 85.8 0.0 Resilience and Livability OP3, OP4, OP6 Improvement Project, (phase 2) 21. Kerala Urban Water WUS GI OP1, OP2, SAUW 178.6 125.0 0.0 0.0 125.0 53.6 0.0 Services Improvement OP3, OP4, OP6 Project (phase 2) 22. Rajasthan Secondary WUS GI OP1, OP2, SAUW 285.8 200.0 0.0 0.0 200.0 85.8 0.0 Town Development OP3, OP4, OP6 Investment Project (additional financing) 23. West Bengal Drinking WUS GI OP1, OP2, SAUW 428.7 300.0 0.0 0.0 300.0 128.7 0.0 Water Improvement OP3, OP5, OP6 Sector Project (phase 2) Total (2023 Firm) 7,465.0 4,401.9 0.0 0.0 4,401.9 2,763.1 300.0 2023 Standby 1. Climate Adaptation in ANR GI OP1, OP3, OP6 SAER 285.8 200.0 0.0 0.0 200.0 85.8 0.0 Vennar Subbasin in
Appendix 3 15 Cost ($ million) Co- Year of ADB Gov’t finance Poverty Operational TRTA/ Regular ADF Project/Program Name Sector Targeting Priority Division PRF Totalf OCR COL Grants Total Cauvery Delta Project, Project 2 2. State Rural Roads ANR GI OP1, OP2, SAER 285.8 200.0 0.0 0.0 200.0 85.8 0.0 Connectivity OP3, OP5, OP6 Improvement Project 3. Supporting State-Level EDU GI OP1, OP2, SAHS 214.4 150.0 0.0 0.0 150.0 64.4 0.0 Skills Development OP4, OP5, OP6 (RBL) 4. Nagaland Power Sector ENE GI OP1, OP2, SAEN 187.5 150.0 0.0 0.0 150.0 37.5 0.0 Improvement Project OP3, OP5, OP6 5. Supporting State-Level HLT GI OP1, OP2, SAHS 800.0 400.0 0.0 0.0 400.0 400.0 0.0 Health Sector OP4, OP6 Development Program (RBL) Total (2023 Standby) 1,773.5 1,100.0 0.0 0.0 1,100.0 673.5 0.0 ADB = Asian Development Bank; ADF = Asian Development Fund; AIIB = Asian Infrastructure Investment Bank; ANR = agriculture, natural resources, and rural development; COL = concessional OCR lending; CTF = Clean Technology Fund; EDU = education; ENE = energy; FIN = finance; GI = general intervention; Gov’t = government; HLT = health; IND = industry and trade; INRM = India Resident Mission, South Asia Department; NDB = New Development Bank; OCR = ordinary capital resources; OP1 = addressing remaining poverty and reducing inequalities; OP2 = accelerating progress in gender equality; OP3 = tackling climate change, building climate and disaster resilience, and enhancing environmental sustainability; OP4 = making cities more livable; OP5 = promoting rural development and food security; OP6 = strengthening governance and institutional capacity; OP7 = fostering regional cooperation and integration; PBL = policy-based lending; PM-ASBY = Prime Minister’s Atma-Nirbhar Swasth Bharat Yojana; PRF = project readiness financing facility; PSM = public-sector management; RBL = results-based lending; SAEN = Energy Division, South Asia Department; SAER = Environment, Natural Resources, and Agriculture Division, South Asia Department; SAHS = Human and Social Development Division, South Asia Department; SAPF = Public Management, Financial Sector, and Trade Division, South Asia Department; SATC = Transport and Communications Division, South Asia Department; SAUW = Urban Development and Water Division, South Asia Department; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: Given the provisional nature of the indicative lending program, the composition of lending instruments in the actual loan delivery may change. All PBL operations will be subject to resource availability and available headroom. a The PRF will be refinanced by the ensuing regular OCR loan for Manipur State Roads Improvement Project for 2023. b The PRF will be refinanced by the ensuing regular OCR loan for Aizawl Sustainable Urban Transport Project for 2023. c The PRF will be refinanced by the ensuing regular OCR loans for various projects for 2023. d The PRF will be refinanced by the ensuing regular OCR loans for various projects for 2024 and beyond. e The PRF will be refinanced by the ensuing regular OCR loans for various projects for 2024 and beyond. f The total cost and total financing do not tally because of PRF estimated at $18.75 million, which will be refinanced by the ensuing loans scheduled for 2023-2024. g Cofinancing amounting to $110 million proposed from CTF. h Cofinancing amounting to $300 million proposed from AIIB and NDB. i Cofinancing amounting to $500 million proposed from AIIB. j Cofinancing amounting to $750 million proposed from World Bank and AIIB. Source: ADB estimates.
16 Appendix 3 Table A3.2: Indicative Multitranche Financing Facilities, 2021–2023 Year Cost ($ million) of ADB Poverty Operational TRTA/ Regular ADF Co- Project/Program Name Sector Targeting Priority Division PRF Total OCR COL Grants Total Gov’t finance 2021 Firm 1. Chennai Metro Rail TRA GI OP2, OP3, SATC 2020 1,694.3 780.0 0.0 0.0 780.0 214.3 700.0a Investment Program OP4, OP6 Total (2021 firm) 1,694.3 780.0 0.0 0.0 780.0 214.3 700.0 2022 Standby 1. Raipur– TRA GI OP1, OP2, SATC 1,286.4 660.7 0.0 0.0 660.7 625.7 0.0 Vishakhapatnam OP3, OP7 Economic Corridor Project 2. Second South Asia TRA GI OP1, OP3, SATC 800.0 400.0 0.0 0.0 400.0 400.0 0.0 Subregional OP5, OP7 Economic Cooperation Road Connectivity Investment Program Total (2022 standby) 2,086.4 1,060.7 0.0 0.0 1,060.7 1,025.7 0.0 2023 Firm 1. Raipur- TRA GI OP1, OP2, 1,286.4 660.7 0.0 0.0 660.7 625.7 0.0 Vishakhapatnam OP3, OP7 Economic Corridor Project 2. Second South Asia TRA GI OP1, OP3, SATC 800.0 400.0 0.0 0.0 400.0 400.0 0.0 Subregional OP5, OP7 Economic Cooperation Road Connectivity Investment Program Total (2023 Firm) 2,086.4 1,060.7 0.0 0.0 1,060.7 1,025.7 0.0 ADB = Asian Development Bank, ADF = Asian Development Fund; AIIB = Asian Infrastructure Investment Bank; COL = concessional OCR lending; GI = general intervention; Gov’t = government; NDB = New Development Bank; OCR = ordinary capital resources; OP1 = addressing remaining poverty and reducing inequalities; OP2 = accelerating progress in gender equality; OP3 = tackling climate change, building climate and disaster resilience, and enhancing environmental sustainability; OP4 = making cities more livable; OP5 = promoting rural development and food security; OP6 = strengthening governance and institutional capacity; OP7 = fostering regional cooperation and integration; PRF = project readiness financing facility; SATC = Transport and Communications Division, South Asia Department, TRA = transport; TRTA = transaction technical assistance. a Cofinancing totaling $700 million proposed from AIIB and NDB. Source: ADB estimates.
Appendix 3 17 Table A3.3: Indicative Nonlending Products and Services, 2021–2023 Sources of Funding ADB Others Assistance Amount Amount Total Assistance Name Sector Division Type Source ($'000) Source ($'000) ($'000) 2021 ANR SAER TRTA TASF- 1,000.0 1,000.0 1. Maharashtra Agribusiness Network Project other (attached) sources 2. Strengthening the Capacity to Design and ANR SAER TRTA TASF- 2,000.0 2,000.0 Implement Water and Rural Infrastructure Facility other (supplementary) sources ANR SAER KSTA TASF- 1,000.0 TBD 1,000.0 2,000.0 3. Support for Irrigation Modernization Program other sources EDU SAHS TRTA TASF- 2,000.0 2,000.0 4. Supporting Education and Skills Development other Facility (supplementary) sources EDU SAHS TRTA TASF- JFPR 2,000.0 2,000.0 5. Supporting the Capacity for School Education other Program sources 6. Scaling Up Demand Side Energy Efficiency ENE SAEN TRTA GEF 3,300.0 3,300.0 Sector Project (supplementary TA 9874-IND) 7. Strengthening the Capacity to Design and ENE SAEN TRTA TASF- 1,800.0 1,800.0 Implement Energy Projects (TA facility) other (supplementary) sources FIN SAPF TRTA TASF- 500.0 500.0 8. Enhancing Infrastructure Finance Project other sources 9. Capacity Development for Industrial Corridor IND SAPF TRTA TASF- 1,000.0 1,000.0 Development Project (National Industrial Corridor Other Development and Implementation Trust) Sources HLT SAHS TRTA TASF- 2,000.0 2,000.0 10. Supporting State Health Sector Development other (TA facility) sources 11. Chennai Metro Rail Investment Project TRA SATC TRTA UCCRTF 3,000.0 3,000.0 (attached) 12. Strengthening the Capacity to Design and TRA SATC TRTA TASF- 2,000.0 2,000.0 Implement Transport Infrastructure Projects other (supplementary) sources TRA INRM KSTA TASF- 1,000.0 1,000.0 13. Supporting Logistics Sector Development other (supplementary TA 9555-IND) sources
18 Appendix 3 Sources of Funding ADB Others Assistance Amount Amount Total Assistance Name Sector Division Type Source ($'000) Source ($'000) ($'000) TRA SATC TRTA TASF- 2,000.0 2,000.0 14. Supporting the State Road Safety Incentive other Program (attached) sources WUS SAUW TRTA TASF- 1,000.0 1,000.0 15. Capacity Development for the Agartala City other Urban Development Project (attached) sources 16. Capacity Development for the Inclusive, WUS SAUW TRTA TASF- 1,500.0 1,500.0 Resilient, and Sustainable Housing for the Urban other Poor (Sector) Project in Tamil Nadu sources 17. Promoting Livable Cities in Rajasthan WUS SAUW TRTA TBD 3,000.0 3,000.0 18. Strengthening the Capacity to Design and WUS SAUW TRTA TASF- 2,000.0 2,000.0 Implement Urban Infrastructure Projects other (supplementary) sources WUS SAUW TRTA TASF- 1,500.0 1,500.0 19. Supporting the Uttarakhand Urban Sector other Development Project (attached) sources Total (2021) 22,300.0 12,300.0 34,600.0 2022 PSM INRM TRTA TASF- 2,000.0 2,000.0 1. Capacity Building for Project Design, other Implementation, and Evaluation (phase 2) sources FIN SAPF TRTA TASF- 500.0 500.0 2. Financing Intermediary for Health Sector other (attached) sources 3. Disaster Risk Insurance FIN SAPF KSTA JPFR 1,500.0 1,500.0 4. Strategic Interventions for Economic MUL INRM KSTA TASF- 2,000.0 2,000.0 Transformation—Strengthening Knowledge for other Enhancing Development Outcomes (phase 2) sources TRA SATC TRTA TASF- 1,000.0 1,000.0 5. Capacity Development of the Mumbai Multimodal other Transport Project sources 6. Supporting the State Road Safety Incentive TRA SATC TRTA 1,000.0 JFPR 2,000.0 3,000.0 Program (supplementary) Total (2022) 6,500.0 3,500.0 10,000.0 2023 1. Smart Water Management for Improved WUS SAUW TRTA TASF- 1,000.0 JFPR 2,000.0 3,000.0 Resilience and Inclusiveness of Water Services in other West Bengal sources
Appendix 3 19 2. Strengthening the Capacity to Design and WUS SAUW TRTA TASF- 2,000.0 2,000.0 Implement Urban Infrastructure Projects other (supplementary) sources Total (2023) 3,000.0 3,000.0 5,000.0 ADB = Asian Development Bank; ANR = agriculture, natural resources, and rural development; EDU = education; ENE = energy; FIN = finance; GEF = Global Environment Facility; HLT = health; IND = industry and trade; INRM = India Resident Mission, South Asia Department; JFPR = Japan Fund for Poverty Reduction; KSTA = knowledge and support technical assistance; MUL = multisector; PSM = public-sector management; SAEN = Energy Division, South Asia Department; SAER = Environment, Natural Resources, and Agriculture Division, South Asia Department; SAHS = Human and Social Development Division, South Asia Department; SAPF = Public Management, Financial Sector, and Trade Division, South Asia Department; SATC = Transport and Communications Division, South Asia Department; SAUW = Urban Development and Water Division, South Asia Department; TASF = Technical Assistance Special Fund; TBD = to be determined; TRA = transport; TRTA = transaction technical assistance; UCCRTF = Urban Climate Change Resilience Trust Fund; WUS = water and other urban infrastructure and services. Source: ADB estimates.
20 Appendix 4 ASSISTANCE PROGRAM FOR CURRENT YEAR Table A4.1: Lending Products, 2020 Year Cost ($ million) of ADB Poverty Operational TRTA/ Regular ADF Co- Project/Program Name Sector Targeting Priority Division PRF Totale OCR COL Grants Total Gov’t finance Firm 1. Himachal Pradesh ANR GI OP1, OP2, OP3, SAER 13.0 10.0 0.0 0.0 10.0 3.0 0.0 Subtropical OP5, OP6 Horticulture, Irrigation, and Value Addition Project (PRF)a 2. Assam Power Sector ENE GI OP1, OP2, OP3, SAEN 297.0 231.0 0.0 0.0 231.0 64.0 2.0f Investment Program OP5, OP6 (tranche 3) 3. Bengaluru Smart ENE GI OP2, OP3, OP4, SAEN 277.3 100.0 0.0 0.0 100.0 87.3 90.0g Energy-Efficient Power OP6 Distribution Project 4. Maharashtra Rural High ENE GI OP1, OP2, OP3, SAEN 2020 703.1 346.0 0.0 0.0 346.0 357.1 0.0 Voltage Distribution OP5, OP6 System Program (RBL) 5. Meghalaya Power ENE GI OP1, OP2, OP3, SAEN 2019 168.0 132.9 0.0 0.0 132.9 33.1 2.0h Distribution Sector OP4, OP5, OP6 Improvement Project 6. Uttar Pradesh Power ENE GI OP1, OP2, OP3, SAEN 2017 624.0 300.0 0.0 0.0 300.0 324.0 0.0 Distribution Network OP5, OP6 Rehabilitation Project (tranche 1) 7. Micro, Small, and IND GI OP1, OP2, SAPF 2020 500.0 250.0 0.0 0.0 250.0 250.0 0.0 Medium-Sized OP4, OP5, OP6 Enterprises Cluster Ecosystem Development Project (COVID-19 response) (RBL) 8. Enhancing Micro, IND GI OP1, OP2, SAPF 600.0 300.0 0.0 0.0 300.0 300.0 0.0 Small, and Medium- OP4, OP5, OP6 Sized Enterprises Finance Project (COVID-19 response) 9. Strengthening HLT GI OP1, OP2, OP4, SAHS 2015 600.0 300.0 0.0 0.0 300.0 300.0 0.0 Comprehensive OP6
Appendix 4 21 Year Cost ($ million) of ADB Poverty Operational TRTA/ Regular ADF Co- Project/Program Name Sector Targeting Priority Division PRF Totale OCR COL Grants Total Gov’t finance Primary Health Care Program in Urban Areas (RBL) 10. COVID-19 Active PSM, GI OP1, OP2, OP6, SAPF 2020 2,250.0 1,500.0 0.0 0.0 1,500.0 0.0 750.0i Response and HLT OP7 and Expenditure Support SAHS Program (PBL) 11. COVID-19 Active PSM, GI OP1, OP2, OP4, SAHS 500.0 500.0 0.0 0.0 500.0 0.0 0.0 Response and HLT OP6, OP7 Expenditure Support Program─Social Protection for the Urban Poor (PBL) 12. West Bengal Public PSM GI OP2, OP6 SAPF 2020 50.0 50.0 0.0 0.0 50.0 0.0 0.0 Finance Management Reforms Program (PBL) 13. Bengaluru Metro Rail TRA GI OP1, OP2, OP3, SATC 1,055.8 500.0 0.0 0.0 500.0 555.8 0.0 Project OP4 14. Delhi–Meerut TRA GI OP2, OP3, OP4, SATC 2018 1,302.6 500.0 0.0 0.0 500.0 799.6 3.0j Regional Rapid Transit OP6 System Investment Program (tranche 1) 15. Maharashtra State TRA GI OP1, OP2, OP3, SATC 2019 256.0 177.0 0.0 0.0 177.0 79.0 0.0 Road Improvement OP5, OP6 Project 16. Sikkim Major District TRA GI OP1, OP5, OP6 SATC 3.1 2.5 0.0 0.0 2.5 0.6 0.0 Roads Project (PRF)b 17. South Asia TRA GI OP1, OP3, OP5, SATC 77.6 38.8 0.0 0.0 38.8 38.8 0.0 Subregional Economic OP7 Cooperation Road Connectivity Investment Program (tranche 3) 18. Urban and Tourism WUS, GI OP1, OP2, OP4, INRM 4.2 4.2 0.0 0.0 4.2 0.0 0.0 Development in Tripura TRA, OP5, OP6, OP7 (PRF)c ENE 19. Madhya Pradesh WUS GI OP1, OP2, OP3, SAUW 385.7 270.0 0.0 0.0 270.0 115.7 0.0 Urban Services OP4, OP6 Improvement
22 Appendix 4 Year Cost ($ million) of ADB Poverty Operational TRTA/ Regular ADF Co- Project/Program Name Sector Targeting Priority Division PRF Totale OCR COL Grants Total Gov’t finance Investment Project (additional financing) 20. Rajasthan Secondary WUS GI OP1, OP2, OP3, SAUW 2017 428.5 300.0 0.0 0.0 300.0 128.5 0.0 Town Development OP4, OP6 Investment Project Total 10,095.9 5,812.4 0.0 0.0 5,812.4 3,436.5 847.0 Standby 1. Maharashtra Rural ANR GI OP1, OP2, OP3, SAER 2019 428.7 300.0 0.0 0.0 300.0 128.7 0.0 Connectivity OP5, OP6 Improvement Project (additional financing) 2. Supporting School EDU GI OP1, OP2, OP6 SAHS 2019 600.0 300.0 0.0 0.0 300.0 300.0 0.0 Education Program (RBL) 3. Rajasthan Renewable ENE GI OP1, OP2, OP3, SAEN 281.5 120.0 0.0 0.0 120.0 51.5 110.0k Energy Investment OP4, OP5, OP6 Program (tranche 3) 4. Enhancing IND GI OP1, OP4, OP5, SAPF 400.0 200.0 0.0 0.0 200.0 200.0 0.0 Infrastructure Finance OP6 Project 5. State Road Safety TRA GI OP2, OP4, OP6 SATC 2020 1,000.0 500.0 0.0 0.0 500.0 500.0 0.0 Incentive Program (RBL) 6. Aizawl Sustainable TRA GI OP1, OP2, OP3, INRM 5.0 5.0 0.0 0.0 5.0 0.0 0.0 Urban Transport OP4, OP6 Project (PRF)d 7. Agartala City Urban WUS GI OP1, OP3, OP4 SAUW 2019 90.0 72.0 0.0 0.0 72.0 18.0 0.0 Development Project 8. Inclusive, Resilient, and WUS GI OP1, OP2, OP3, SAUW 2019 214.3 150.0 0.0 0.0 150.0 64.3 0.0 Sustainable Housing OP4, OP6 for Urban Poor in Tamil Nadu Total 3,019.5 1,647.0 0.0 0.0 1,647.0 1,262.5 110.0 ADB = Asian Development Bank; ADF = Asian Development Fund; AIIB = Asian Infrastructure Investment Bank; ANR = agriculture, natural resources, and rural development; COL = concessional OCR lending; COVID-19 = coronavirus disease; EDU = education; ENE = energy; GI = general intervention; Gov’t = government; HLT = health; IND = industry and trade; INRM = India Resident Mission, South Asia Department; JFPR = Japan Fund for Poverty Reduction; OCR = ordinary capital resources; OP1 = addressing remaining poverty and reducing inequalities; OP2 = accelerating progress in gender equality; OP3 = tackling climate change, building climate and disaster resilience, and enhancing environmental sustainability; OP4 = making cities more livable; OP5 = promoting rural development and food security; OP6 = strengthening governance and institutional capacity; OP7 = fostering regional cooperation and integration; PBL = policy-based lending; PRF = project readiness financing; PSM = public sector management; RBL = results-based lending; SAEN = Energy Division, South Asia Department; SAER = Environment, Natural Resources, and
Appendix 4 23 Agriculture Division, South Asia Department; SAHS = Human and Social Development Division, South Asia Department; SAPF = Public Management, Financial Sector, and Trade Division, South Asia Department, SATC = Transport and Communications Division, South Asia Department; SAUW = Urban Development and Water Division, South Asia Department; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: Given the provisional nature of the indicative lending program, the composition of lending instruments in the actual loan delivery may change. All PBL operations will be subject to resource availability and available headroom. Investment lending accounted for 95% of sovereign lending commitments in 2017–2019, while conventional PBL was 5% and RBL was 0%. a The PRF will be refinanced by the ensuing regular OCR loan for Himachal Pradesh Subtropical Horticulture, Irrigation, and Value Addition Project for 2022. b The PRF will be refinanced by the ensuing regular OCR loan for Sikkim Major District Roads Project for 2023. c The PRF will be refinanced by the ensuing regular OCR loans for various projects for 2023 and beyond. d The PRF will be refinanced by the ensuing regular OCR loan for Aizawl Sustainable Urban Transport Project for 2023. e The total cost and total financing do not tally because of PRF estimated at $16.71 million, which will be refinanced by the ensuing loans scheduled for 2022-2024. f Cofinancing amounting to $2 million proposed from JFPR. g Cofinancing amounting to $90 million proposed through ADB’s nonsovereign operations. h Cofinancing amounting to $2 million proposed from JFPR. i Cofinancing amounting to $750 million approved from AIIB. j Cofinancing amounting to $3 million approved from JFPR. k Cofinancing amounting to $110 million proposed from CTF. Source: ADB estimates.
24 Appendix 4 Table A4.2: Multitranche Financing Facilities, 2020 Year Cost ($ million) of ADB Poverty Operational TRTA/ Regular ADF Co- Project/Program Name Sector Targeting Priority Division PRF Total OCR COL Grants Total Gov’t finance Firm 1. Uttar Pradesh Power ENE GI OP1, OP2, SAEN 2017 800.0 430.0 0.0 0.0 430.0 370.0 0.0 Distribution Network OP3, OP5, Rehabilitation OP6 Investment Project 2. Delhi–Meerut TRA GI OP2, OP3, SATC 3,949.7 1,049.0 0.0 0.0 1,049.0 1,897.7 1,003.0a Regional Rapid OP4, OP6 Transit System Investment Program Total (firm) 4,749.7 1,479.0 0.0 0.0 1,479.0 2,267.7 1,003.0 ADB = Asian Development Bank, ADF = Asian Development Fund, AIIB = Asian Infrastructure Investment Bank, COL = concessional OCR lending; ENE= energy; GI = general intervention; Gov’t = government, JFPR= Japan Fund for Poverty Reduction; NDB = New Development Bank; OCR = ordinary capital resources; OP1 = addressing remaining poverty and reducing inequalities; OP2 = accelerating progress in gender equality; OP3 = tackling climate change, building climate and disaster resilience, and enhancing environmental sustainability; OP4 = making cities more livable; OP5 = promoting rural development and food security; OP6 = strengthening governance and institutional capacity; PRF = project readiness financing facility; SAEN = Energy Division, South Asia Department; SATC = Transport and Communications Division, South Asia Department; TRA = transport, TRTA = transaction technical assistance. a Cofinancing totaling $1,003 million proposed from NDB, AIIB and JFPR. Source: ADB estimates.
Appendix 4 25 Table A4.3: Nonlending Products and Services, 2020 Sources of Funding ADB Others Assistance Amount Amount Total Assistance Name Sector Division Type Source ($'000) Source ($'000) ($'000) 1. Supporting Education and Skills EDU SAHS TRTA TASF- 200.0 0.0 200.0 Development Facility (supplementary TA other 9844-IND) sources 2. Enhancing Community Participating, Gender ENE SAEN TRTA TASF- 500.0 JFPR 1,500.0 2,000.0 Mainstreaming and Institutional Capacity other Building of Uttar Pradesh Power Corp. sources Limited (attached) 3. Implementation Support for Maharashtra ENE SAEN TRTA TASF- 1,000.0 1,000.0 Rural High-Voltage Distribution System other Expansion Program (attached) sources 4. Institutional Capacity Building of Tamil Nadu ENE SAEN TRTA TASF- 350.0 350.0 5. Transmission Corporation Limited other (supplementary) sources 6. Promoting/Road Mapping Electric Vehicles ENE SAEN KSTA TASF- 200.0 CEFPF 2,000.0 2,200.0 (Battery Storage) and Manufacturing for other Electric Batteries sources 7. Promoting Advanced Biofuels Through High ENE SAEN KSTA 0.0 ACEF/ EAKPF 2,500.0 2,500.0 Technology 8. Enhancing Micro, Small, and Medium-Sized IND SAPF TRTA TASF- 1,000.0 FSDPSF 500.0 1,500.0 Enterprises Finance Project (attached) other sources 9. Strengthening Micro, Small, and Medium- IND SAPF TRTA TASF- 1,000.0 TBD 1,000.0 2,000.0 Sized Enterprises Cluster Ecosystem other Through Institutional Network of Enterprise sources Development Centers (attached) 10. Strengthening Capacity of the National HLT SAHS TRTA TASF- 1,000.0 1,000.0 Urban Health Mission (supplementary) other sources 11. Comprehensive Primary Health Care in HLT SAHS TRTA 0.0 JFPR 2,000.0 2,000.0 Urban Areas (attached) 12. West Bengal Public Finance Management PSM SAPF TRTA TASF- 350.0 350.0 Reform Program (attached) other sources
26 Appendix 4 Sources of Funding ADB Others Assistance Amount Amount Total Assistance Name Sector Division Type Source ($'000) Source ($'000) ($'000) 13. Building Capacity for Improved PSM, HLT SAPF TRTA TASF- 2,000.0 2,000.0 Implementation of Government’s COVID-19 other Response and Pro-Poor Economic Package sources (attached) 14. Social Protection for the Poor (Program 2) PSM, HLT SAHS TRTA TASF- 2,000.0 2,000.0 (attached) other sources 15. Strengthening Climate Change Resilience TRA SAPF TRTA 0.0 UCCRTF 2,891.0 2,891.0 in Urban India - Strengthening Smart Urban Mass Rapid Transit and Climate Change Resilience in the National Capital Region (subproject 3) 16. Supporting the Bengaluru Metro Rail TRA SATC TRTA TASF- 2,000.0 2,000.0 Project other sources 17. Strategic Interventions for Economic TRA, INRM KSTA TASF- 400.0 400.0 Transformation-Strengthening Knowledge ANR, other for Enhancing Devt Outcomes EDU, sources (supplementary TA 9665-IND) ENE, WUS 18. Promoting Regional Partnerships for FIN INRM KSTA 0.0 EAKPF 500.0 500.0 Adoption of Fintech and Digital Payments Systems: Institutional Support for National Payments Corporation of India 19. Strengthening Universal Health Coverage HLT INRM KSTA TASF- 200.0 EAKPF 500.0 700.0 in India: Supporting the Implementation of other Pradhan Mantri Jan Arogya Yojana sources Total 12,200.0 13,391.0 25,591.0 ACEF = Asia Clean Energy Fund; ADB = Asian Development Bank; ANR = agriculture, natural resources, and rural development; CEFPF = Clean Energy Financing Partnership Facility; COVID-19 = coronavirus disease; EAKPF = e-Asia and Knowledge Partnership Fund; EDU = education; ENE = energy; FIN = finance; FSDPSF = Financial Sector Development Partnership Special Fund; HLT = health; IND = industry and trade; INRM = India Resident Mission, South Asia Department; JFPR = Japan Fund for Poverty Reduction; KSTA = knowledge and support technical assistance; PSM = public sector management; SAEN = Energy Division, South Asia Department; SAHS = Human and Social Development Division, South Asia Department; SAPF = Public Management, Financial Sector, and Trade Division, South Asia Department; SATC = Transport and Communications Division, South Asia Department; TA = technical assistance; TASF = Technical Assistance Special Fund; TBD = to be determined; TRA = transport; TRTA = transaction technical assistance; UCCRTF = Urban Climate Change Resilience Trust Fund; WUS = water and other urban infrastructure and services. Source: ADB estimates.
Appendix 5 27 INDICATIVE KNOWLEDGE PRODUCTS AND EVENTS Table A5.1: Knowledge Products and Events for 2021 Department or Sector Group or Thematic Title of Publication or Event Subject Type Group Funding Source Public School Education in India Education Policy brief SARD TA 9665-IND Addressing the Long-Term Impact of COVID-19 on Energy and the Energy Working paper Energy SG Non-TA Environment Mapping Macro Processes at Port and Airports: Identifying Issues Multisector Working paper SARD TA 9555-IND Related to Uniformity and Predictability Enhancing Manufacturing Competitiveness in Rajasthan Multisector Working paper SARD TA 9665-IND Handbook on Hydrogen Energy Energy Technical study Energy SG TA 9690-REG Study of Risks to Renewable Energy Investments Energy Technical study Energy SG TA 8946-REG Study of Existing Funds Flow Process Finance Technical study SARD TA 9471-IND Inception Report and Scoping Study: Advancing Gender Budgeting Gender Technical report SARD TA 9735-IND in Select States West Bengal Corridor Development Multisector Technical report SARD TA 9665-IND India Gender Equality Diagnostics of Selected Sectors – An Update Gender Technical report SARD TA 8311-REG Rural Roads to Prosperity – ADB's assistance to PMGSY Transport Technical report SARD TA 9735-IND India–ADB Development Partnership: A Compendium of ADB- Multisector Technical report SARD TA 9665-IND Assisted Projects Comparative Analysis of Tax Administration in Asia and the Pacific Domestic resource Technical report Governance TG DRMTF 2021 Edition mobilization Ninth International Skills Forum Education Signature event Education SG TA 9415-REG Asia and the Pacific Gender Forum Gender Signature event Gender Equity TG TA 9660-REG and non-TA Asia and Pacific Social Protection Week Social protection Signature event Social Development TG TA 9534-REG Asia and Pacific Transport Forum 2021 Transport Event organization Transport SG TA 9420-REG Fourth Asia Finance Forum Finance Event organization Finance SG TA 9364-REG Sixteenth Asia Clean Energy Forum Energy Event organization Energy SG TA 9690-REG Solar Rooftop Investment Program Training Workshops and Film Capacity Event SARD TA 9187-IND development India Capacity Development Resource Centers: 30 workshops Capacity Event SARD TA 9635-REG development Asian Sanitation Dialogue Water Event Water SG TA 9897-REG Total number of publications =14 Total number of events = 9 ADB = Asian Development Bank, COVID-19 = coronavirus disease, DRMTF = Domestic Resource Mobilization Trust Fund, IND = India; PMGSY = Pradhan Mantri Gram Sadak Yojana (Prime Minister’s Rural Road Development Program), REG = regional, SARD = South Asia Department, SG = sector group, TA = technical assistance, TG = thematic group. Source: ADB.
28 Appendix 5 Table A5.2: Additional Knowledge Products and Events Delivered in 2020 Department or Title of Publication or Event Subject Type Sector Group or Funding Source Thematic Group Infrastructure and Investment Planning for Inclusive Growth in Uttar Multisector Policy brief SARD TA 9665-IND Pradesh The Industrial Park Rating System in India Multisector Policy brief SARD TA 9665-IND Enhancing Productivity for Poverty Reduction in India Economics Policy brief SARD TA 9665-IND Developing Multimodal Logistics Parks in India Multisector Policy brief SARD TA 9555-IND 25 Years of Partnership with Karnataka: Evolving Model for Water Policy brief SARD Not applicable Sustainable Urban Water Service Delivery Strengthening Competitiveness and Productivity of Micro, Small, Finance Working paper SARD TA 9665-IND and Medium-Sized Enterprises in India Strengthening Nonbanking Financial Companies in India Finance Working paper SARD TA 9665-IND Standard Operating Procedure -Financial Management Finance Working paper Finance SG TA 9471-IND Enhancing India's Participation in Global Value Chains Economics Working paper SARD TA 9665-IND Enhancing Employability: Case Study of Additional Skills Education Working paper SARD TA 8760-IND Acquisition Program in Kerala Assam: India's Expressway to ASEAN Multisector Technical study SARD TA 9665-IND Chennai–Kanyakumari Industrial Corridor Multisector Technical study SARD TA 9665-IND Identify Potential of Solar Rooftop Across Government-Owned Energy Technical study SARD TA 9187-IND Enterprises FAQ Manual on Single Window Clearance Web Portal Energy Technical study SARD TA 9187-IND Review of the ADB Clean Energy Program Energy Technical study Energy SG TA 8953-REG Handbook on Microgrid for Power Quality and Connectivity Energy Technical study Energy SG TA 8953-REG Waste to Energy in the Time of the Circular Economy: Best Practice Energy Technical study Energy SG TA 9690-REG Handbook Value for Money Bid Evaluation in Energy Sector Projects Energy Technical study Energy SG TA 9690-REG Handbook on Clean Heating Energy Technical study Energy SG Non-TA Reducing Indoor Air Pollution from Household Cooking Practices: Energy Technical study Energy SG TA 8944-REG Challenges and Prospects Business Models for Distributed Renewable Energy Systems Energy Technical study Energy SG TA 8944-REG Technical Notes on Estimating Greenhouse Gas Emissions Energy Technical study Energy SG TA 8944-REG Reduction of ADB’s Energy Projects Asia’s Fintech Policy Toolkit Finance Technical study SARD TA 9364-REG Climate Risk Country Profile: India (joint publication with the World Climate change Technical study CCDRM TG TA 9414-REG Banka Asian Experience in Intergovernmental Fiscal Transfers Multisector Technical study Governance TG TA 9061-REG Rajasthan Rising: A Partnership for Strong Institutions and More Water and other Technical study Urban SG Non-TA Livable Cities urban infrastructure and services Asian Water Development Outlook 2020 Water Flagship publication Water SG TA 6498-REG Guidelines for Drinking Water Safety Planning for West Bengal Water Training material SARD Not applicable
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