Choice t My - People's Experiences of Self-directed Support and Social Care in Scottish Borders
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My o r t s u p py m choice My Support My Choice: People’s Experiences of Self-directed Support and Social Care in Scottish Borders August 2021
Table of Contents Acknowledgements and Dedication...............................................................................4 About this Report............................................................................................................4 COVID-19.........................................................................................................................4 Executive Summary.......................................................................................................5 Recommendations.........................................................................................................8 National and Local Context for SDS/ Social Care..........................................................12 Research Participants...................................................................................................14 Overall Experiences of SDS/ Social Care.......................................................................20 Information About SDS.................................................................................................21 Informed Choice and Control.......................................................................................29 Communication and Relationships with Social Work...................................................37 Care Staff Recruitment, Training and Quality...............................................................43 Independent Advocacy and Support............................................................................45 Response from Scottish Borders Council...................................................................47 Endnotes.......................................................................................................................49 Glossary.........................................................................................................................53 About the Project Partners...........................................................................................56 My Support My Choice: Scottish Borders - August 2021 2
List of Charts Chart 1: Respondents’ gender......................................................................................14 Chart 2: Respondents’ age............................................................................................15 Chart 3: Client Group/Disability/Long Term Condition (Survey)..................................16 Chart 4: Survey respondents’ religion..........................................................................17 Chart 5: Survey respondents’ sexual orientation.........................................................17 Chart 6: Survey respondents’ housing arrangements.................................................18 Chart 7: Survey respondents’ annual household income............................................19 Chart 8: “SDS has improved my social care experience” (Survey)...............................20 Chart 9: How did survey respondents first hear about SDS?.......................................22 Chart 10: Information received before discussing support (Survey)...........................24 Chart 11: “I felt prepared for my needs assessment” (Survey)...................................24 Chart 12: Discussing SDS options with professionals (Survey)....................................25 Chart 13: “The person I met explained things clearly to me” (Survey).......................26 Chart 14: “All my questions were answered” (Survey)................................................26 Chart 15: “Have you been told the amount of money you can spend on your support?” (Survey)........................................................................................................28 Chart 16: Enough time to choose SDS option (Survey)................................................29 Chart 17: “Waiting times, or waiting for responses, makes SDS more difficult for me” (Survey).........................................................................................................................30 Chart 18: “I am fully involved in all decisions about my care and support” (Survey).31 Chart 19: “I had a say in how my help, care or support was arranged” (Survey)........32 Chart 20: Who chose support arrangements? (Survey)..............................................32 Chart 21: Did you choose who manages your personal budget? (Survey)..................33 Chart 22: “Enough budget to meet my outcomes makes SDS easier for me” (Survey).........................................................................................................................34 Chart 23: “Lack of flexibility in how I can use my personal budget makes SDS more difficult” (Survey)..........................................................................................................36 Chart 24: “How happy are you with the conversations you have had about your support with professionals?” (Survey).........................................................................38 Chart 25: “Lack of a regular personal assistant (PA) makes SDS difficult for me” (Survey).........................................................................................................................43 Chart 26: “Access to independent advocacy makes SDS easier for me” (Survey).......45 Chart 27: “Access to independent information and support makes SDS easier for me” (Survey).................................................................................................................46 My Support My Choice: Scottish Borders - August 2021 3
Acknowledgements COVID-19 and Dedication Data collection ran from 1 November 2018 to 14 February 2020. As This report is published with such, all responses reflect people’s thanks to the people who shared experiences of SDS/ social care their experiences and facilitated before the appearance of COVID-19 the research in Scottish Borders. in Scotland and people’s experiences It is dedicated to members of the during the pandemic are not research team and those who shared covered by the MSMC project. their experiences as participants who have since passed away. Nevertheless, this research represents the most recent and comprehensive reflection of people’s experiences About this Report of SDS/ social care in Scotland prior to COVID-19. As such, MSMC This report uses data[1] from “My provides vital evidence, analysis of Support, My Choice: User Experiences good practice and recommendations of Self-directed Support and Social for improvement in the review Care in Scotland” (MSMC), a research and reform of SDS/ social care project run by the Health and Social in the aftermath of COVID-19, Care Alliance Scotland (the ALLIANCE) based on people’s experiences. and Self Directed Support Scotland (SDSS), funded by the Scottish Government. Focused on people’s experiences in Scottish Borders, the report starts by broadly setting out the national and local context for Self-directed Support (SDS) and social care, followed by information about the participants.[2] Subsequent chapters explore people’s experiences of SDS/ social care across Scottish Borders. Key findings are highlighted throughout, with a separate chapter on recommendations. The report concludes with a response to the research from Scottish Borders Council and Health and Social Care Partnership. The document is part of a suite of MSMC reports that also contains a national report, other local authority area reports, and thematic reports, which are published separately.[3] My Support My Choice: Scottish Borders - August 2021 4
Executive Summary This report uses data from “My build on existing good practice, Support, My Choice: User Experiences and increase the effectiveness and of Self-directed Support and Social Care reach of positive SDS/ social care in Scotland” (MSMC), a mixed-methods experiences. The views expressed by research project run by the Health research participants and analysis of and Social Care Alliance Scotland the findings have led to a number of and Self Directed Support Scotland, recommendations, many of which echo funded by the Scottish Government. other independent reviews of SDS.[4] The aim of this research is to gain a better understanding of people’s Poverty and SDS experiences in Scottish Borders, filling a An estimated 24% of Scottish data gap and complementing the work households with a disabled person live of other independent evaluations. By in relative poverty after housing costs. highlighting evidence of good practice MSMC found that 57% of research and where improvements can be respondents in Scottish Borders who made, we can assist strategic planning provided income data lived below the and delivery of future SDS/ social care. poverty threshold. National and local Between November 2018 and February public bodies should take action to 2020, MSMC heard from 71 people in ensure that reductions in SDS budgets Scottish Borders who received SDS (or and tightened eligibility criteria do had been assessed in the previous 12 not negatively impact people on low months) via a survey and interviews. incomes who access or are trying to Research took place prior to the access social care, given that they appearance COVID-19 in Scotland. can lead to people having to manage Overall, MSMC heard from 637 without support, deteriorating people across Scotland via a survey, physical and mental health, and interviews and focus groups. As the demands on family and friends to largest direct national consultation of assume roles as unpaid carers. its kind to date, the national report provides vital evidence, analysis and Data Gathering and Analysis recommendations for improvement There are concerning gaps in national to SDS/ social care in the aftermath and regional SDS data gathering of the pandemic, based on people’s and analysis. Disaggregated data experiences. This report provides and intersectional analysis by analysis of the results from Scottish local and national public bodies Borders within that larger context. is essential to develop policy and Research participants in Scottish practice that prioritises equal Borders acknowledged SDS as access to social care for everyone, important to achieving a higher quality following human rights principles of life and independent living, and of equality, non-discrimination, reported positive experiences across participation and inclusion. several aspects. However, there are some key improvements that would respond to people’s concerns, My Support My Choice: Scottish Borders - August 2021 5
Overall Experiences of SDS quality information about SDS/ Most participants in Scottish Borders social care, in a range of accessible reported that SDS had improved and tailored formats at different their social care experience and points in their journey through the shared a range of positive and system. In general, work is needed to negative feedback when asked to ensure everyone is informed about summarise their experiences. all four SDS options, and supported to consider the advantages and disadvantages of each SDS option Information About SDS before making decisions – rather Participants in Scottish Borders than being given information about a found out about SDS from a range more limited list of options. Measures of sources, and most reported should also be taken to ensure that positive experiences. Most people people are given full and accessible highlighted the value of face-to-face information about their budgets and communication with social work, and other relevant financial information. recommended that those wanting to know more about SDS should get in Informed Choice and Control touch with social work, independent advocacy and independent advice Overall, most participants in Scottish services as soon as possible. Borders felt they had enough time to choose their SDS option. Many participants indicated People reported variable wait times they required more high-quality for assessments and those who information at an earlier stage (before waited the longest also generally needs assessments) to support reported the highest levels of stress their decision making about how and difficulty in accessing SDS. support would be arranged. Many people had not been told about all A large majority of respondents in four options when they started the Scottish Borders indicated that they are process of accessing SDS. Some had on their preferred SDS option and felt not been provided with accessible involved in decisions and arrangements information or documentation, even about their care and support. While after requesting it from social work. this is very encouraging, the finding that more than a third had their SDS This pattern of variable information option chosen for them by a health about the four options continued or social work professional – rather into people’s needs assessments. A than choosing themselves – is more minority of people reported that they problematic. Professionals play an had “all four options” discussed with important role in supporting access them during their assessments. to appropriate services; however, this should not extend to making Half of the respondents in Scottish decisions on people’s behalf while Borders indicated that they had the principles of choice and control received information about how are clearly embedded in SDS policy. much money they could spend on their care and support. However, the Similarly, while it is positive that most remaining half had either not received respondents in Scottish Borders were that information or were unsure. offered the choice of who would manage their personal budget, it is Recommendations include ensuring concerning that just under a fifth people have good access to high of people reported being offered My Support My Choice: Scottish Borders - August 2021 6
no choice, and a further fifth were in their SDS budgets (particularly unsure; this also demonstrates that, when it came to having choice of care amongst other things, they were not providers). Some would also welcome fully offered all four SDS options. assistance from social workers and third sector organisations in navigating Most people indicated that having the bureaucratic processes to obtain sufficient budget to meet their mobility vehicles and travel passes. outcomes made SDS easier for them – and highlighted the importance of Recommendations include providing providing support for social activities social work professionals with training as well as personal care to ensure a in supported decision making, and good quality of life. People who used targeted efforts to ensure that all SDS budgets to access short breaks people enjoy equal decision making described them as benefiting both about their SDS option and support. individuals and their families – an important chance for people to relax. Communication and Relationships Budgets and waiting times were with Social Work prevailing themes when respondents Participants in Scottish Borders discussed ongoing concerns with their highlighted that good, consistent, needs assessments. Reductions to trusting relationships with budgets and support has significant social workers and clear lines of negative impacts on people’s mental communication are all essential for and physical health. Any proposed positive and effective experiences reductions in SDS budgets or support of SDS. A substantial majority of should be communicated clearly participants reported positive and and discussed with people well favourable experiences of assessments in advance of any changes being and reviews with professionals, introduced. Health and social care providing a range of good practice staff should consider the possibility examples. However, some people of isolation or mental health crisis outlined concerns about not when changing packages and receiving full answers to questions eligibility criteria and be able to raised during assessments and a arrange reassessments and signpost small number of participants shared support services where needed. troubling stories of being treated Several people in Scottish Borders with disrespect by professionals. highlighted the positive impact Several people raised the need for of flexible support and SDS. This greater transparency about how care flexibility could be in how people are decisions are made and by whom, empowered and supported to use their alongside inclusive communication SDS, but also related to people’s ability and easy access to information. Some to have ongoing conversations with people reported difficulty obtaining social work professionals and adjust paperwork and documentation systems accordingly on a regular basis. concerning their care arrangements, Participants – particularly those even after repeated requests living in more rural areas of Scottish to social work departments. Borders and those who are blind Recommendations include ensuring or partially sighted – indicated that that social workers have the time they need more acknowledgement and skills to build relationships and and accommodation of travel costs trust with the people accessing SDS My Support My Choice: Scottish Borders - August 2021 7
and unpaid carers that they are with staff recruitment and training. working with, building on existing Scottish Borders Council should work good practice in Scottish Borders. with people who access SDS and People should be informed promptly unpaid carers to improve systems if their social worker changes and and processes related to care staff have a right to request a new social recruitment, training and quality. worker if trust breaks down. More work is needed to improve the Independent Advocacy and Support transparency of process – including around how decisions are made Respondents in Scottish Borders value about budgets and accessing SDS. and benefit from the provision of independent advocacy, independent advice and support services, which Care Staff Recruitment, need sustainable resourcing to Training and Quality continue their important role. People generally reported good Focused efforts are required to experiences of support worker ensure all people are aware of, and recruitment, training and quality. can access, independent advocacy Several respondents indicated and support services. Local peer difficulties finding and retaining networks should also be encouraged personal assistants (PAs) and care and supported. Encompass and the workers that were suitable for their SDS Borders Forum were mentioned requirements, and some people several times as helpful in supporting would welcome more assistance people to navigate and access SDS. Recommendations People in Scottish Borders generally Poverty and SDS reported that SDS had improved their social care experience and 1. Action is required by national have shared examples of good and local public bodies to ensure practice from across the region, that SDS budget cuts and tightened particularly about good conversations eligibility criteria do not negatively and relationships with social work affect the physical and mental health professionals, and involvement in care of people on low incomes who access decisions. However, as this research or are applying for SDS/ social care. highlights, there are key areas where improvements could be made to Data Gathering and Analysis respond to people’s concerns, build on existing good practice, and increase the 2. There is a pressing need for local effectiveness and reach of positive SDS and national public bodies to improve experiences. The recommendations systematic and robust disaggregated in the MSMC national and thematic data gathering and intersectional reports would also usefully inform analysis about people who access practice in Scottish Borders.[5] and apply for SDS/ social care. My Support My Choice: Scottish Borders - August 2021 8
Information About SDS than being given information about 3. People (service users and a more limited list of options, and unpaid carers) need good access supported to consider the advantages to publicly available, high quality and disadvantages of each SDS information about SDS/ social care, option before making decisions. in a range of accessible and tailored 10. Professionals should proactively formats (e.g. hard copy and digital; check back in with people after face-to-face; large print; Braille; Easy assessments to ensure any outstanding Read; BSL). Information is required at concerns are addressed and resolved, different points in a person’s journey and their care is working well. through the social care system, e.g. finding out/ first enquiry about 11. People should be offered a SDS, pre-needs assessment, during variety of ways to contact social needs assessment, after needs work, as best fits their access assessment, once support is in place. needs and preferences. Social work departments should consider different 4. A wider pool of professionals opportunities, including online chat (health, education) should be taught functions, a freephone support line, about SDS and how to signpost and direct email addresses so that people to social work, independent people can communicate effectively support, and appropriate resources. with social work professionals. 5. More information should be 12. People should always have publicly available for people about access to independent advocacy what to expect from interactions with and support for assessments and social work, and about their rights. review meetings if they desire. 6. People should be provided 13. People should be provided with timelines for each stage of with paper or digital (as preferred) the process for accessing SDS, and copies of all documentation pertaining transparency about where and when to their SDS, including personal decisions about support are made. outcome plans, budget agreements, Transparency would be improved and decisions about their support by sharing more publicly available package. These documents should information in accessible formats. be provided promptly and all 7. Sufficient time must be materials should be available in a allocated for needs assessments variety of accessible formats. and review meetings, to allow for 14. Everyone must have access to detailed questions and consideration information about the budget available of the four SDS options. to them for their care and support. 8. Further information and 15. People may want to take part training for professionals may be in several conversations to support required about the SDS options informed decision making about care and supported decision making. charges, budgets and how they interact 9. Everyone should be informed with other income like social security. about all four SDS options, rather My Support My Choice: Scottish Borders - August 2021 9
16. Any proposed changes rights. Flexibility is required in a range (particularly increases) in care charges of ways: to change SDS option; to should be communicated clearly be able to choose how, where and to—and discussed with—people who when to spend personal budgets; access SDS/ social care well in advance with different amounts of spend and of the changes being introduced. support at different times of the year. 22. Flexible, regular access to short Informed Choice and Control breaks should be strongly encouraged 17. Systems could be improved because they are an essential element to guarantee short waiting of SDS that result in good personal times – for a needs assessment, outcomes for people who access social review, or for support to be put care, families and unpaid carers. in place – to help people avoid unnecessary stress and anxiety, and 23. People – particularly those deteriorations in their physical and living in more rural areas and those mental health and wellbeing. who are blind or partially sighted – require more acknowledgement 18. Targeted efforts are required and accommodation of travel to ensure that people living in rural costs in their SDS budgets. areas of Scottish Borders have a meaningful choice between— 24. Many people could benefit from and can access—all four SDS assistance from social workers and options and appropriate person third sector organisations in navigating centred, rights based care, without the bureaucratic processes to obtain having to incur disproportionate mobility vehicles and travel passes. expenditure or move house. 25. Professionals should 19. People must be treated fully incorporate equality with dignity and respect in all assessments into their processes interactions with health and for service users and families. social care professionals. Communication and Relationships 20. Any proposed reductions in with Social Work SDS budgets/support should be communicated clearly and discussed 26. Existing good work should with people well in advance of any continue to ensure positive changes being introduced. Health conversations and meaningful, and social care staff should consider consistent relationships, with ongoing the possibility of isolation or mental planning to guarantee high quality health crisis when changing packages practice for all people using SDS. and eligibility criteria and be able to 27. Social workers need to arrange reassessments and signpost have the time and skills to build support services where needed. relationships and trust with the 21. People need flexible budgets and people accessing SDS and unpaid a focus on outcomes to enable them carers that they are working with. to live as independently as possible 28. People’s opinions (spoken and enjoy the full range of their human or written) should be recorded My Support My Choice: Scottish Borders - August 2021 10
and acknowledged during needs should be promptly supported by assessments and review meetings to professionals, with appropriate demonstrate the level of choice and future planning for contingencies. control exercised over their support. 35. Health and social work 29. Social work professionals professionals should respect service should be given training on how to users’ preferences if they do not wish support disabled LGBT+ people with to be reliant on family members and targeted support and information if friends for their care and support. required, and local support groups 36. We encourage Scottish Border’s should be appropriately funded. Council to indicate document 30. Social work professionals should publication dates and webpage proactively gather regular feedback timestamps. The Council’s website – good and bad – from service users, could also provide further information families and unpaid carers as a way to on their Equality Impact Assessments support continuous improvement. and the role these play in SDS/ social care decision making. To strengthen 31. Social work professionals should participatory decision making, pro-actively inform service users, Scottish Borders Council could set families and unpaid carers on a regular out the steps taken to involve people basis about how they can challenge who use support, unpaid carers, decisions, access independent and partner organisations in the advocacy and support, local authority development of eligibility criteria complaints procedures and the and the delivery of support. Further independent oversight of the Scottish details of other engagement with Public Services Ombudsman (SPSO). people with lived experience would 32. Work is needed to ensure support greater transparency. systematic good practice and consistent transparency across Care Staff, Recruitment, several elements of SDS/ social care, Training and Quality including eligibility criteria, needs 37. Some people need more help assessments, budgets and support to recruit and train care staff. Local packages, changes to support, authorities and health and social care participation in decision making partnerships should work with people and how to challenge decisions. who access SDS and unpaid carers 33. Professionals should ensure to improve systems and processes that all unpaid carers are offered related to care staff recruitment, carer’s assessments/Adult Carer training and quality, including Support Plans and have their diversification of the workforce. rights explained to them. 38. Care staff training costs (e.g. 34. Professionals should not assume specialist first aid or medical training that family members and friends are required for them to carry out their able or suitable to provide unpaid job appropriately) should be included care. People who wish to reduce the in people’s SDS budgets. This would amount of unpaid care they provide My Support My Choice: Scottish Borders - August 2021 11
help ensure a quality care workforce local independent advocacy, advice (including PAs) in each local area. and support organisations, so they can refer people to these resources. Independent Advocacy and Support 41. Social work professionals 39. Independent advocacy, should proactively provide people independent advice and support with information about independent services need sustainable resources advocacy, advice and support to continue their important organisations in accessible formats. role in Scottish Borders. 42. Local peer networks, including 40. Local authority and health and the Scottish Borders SDS Forum, should social care partnership staff should be be encouraged and supported. given information and training about National and Local Context for SDS/ Social Care National Context Scottish Borders Council publishes a range of information for people Self-directed Support (SDS) is who access or wish to access SDS Scotland’s approach to social care. It is on their website (searchable via the defined as “the support individuals and search bar on the council website).[9] families have after making an informed This provides a definition of SDS, choice on how their Individual Budget outlines eligibility criteria, introduces is used to meet the outcomes they the assessment process and how have agreed.”[6] For more information people can manage support and about the national context of SDS/ budgets, and shares information on social care in Scotland, please refer how direct payments are managed. to the MSMC national report.[7] Scottish Borders Health and Social Care Partnership also published a Local Context publicly accessible and relatively recent Scottish Borders is a council area strategic social care plan (spanning with an approximate population 2019-2021),[10] and a comprehensive of 115,000 people, across 54,000 document, “Introduction to Social households.[8] Scottish Borders is a Care”[11] explaining the assessment largely rural area, covering a significant process, eligibility criteria, risk geographical area to the south of categories, and further information Scotland, and people live in both about support services. They provide rural areas and towns. It is situated a similar document on “Preparing south of Edinburgh and Lothian, with for Assessment”.[12] These are all Dumfries and Galloway to the west welcome examples of good practice and Northumberland to the south. in terms of transparency of process and clear information provision. My Support My Choice: Scottish Borders - August 2021 12
The website also signposts people be some need for alternative to Encompass[13] (an independent support or advice and appropriate organisation that supports people arrangements for review over the who use direct payments), and foreseeable future or longer term. other resources and links to local independent support organisations The eligibility criteria outlined by – particularly for people who are Scottish Borders Council states that not deemed eligible for SDS. Prior support is available to “those people to COVID-19, the website also who are at the greatest risk”.[15] signposted the “What Matters Hub”, Support is not provided via SDS to a drop in community assistance people who are assessed as being forum that offered a range of at a “moderate” or “low” risk level, sessions around social care. only those who are at “critical” or The eligibility criteria outlined on the “substantial” risk. Scottish Borders Scottish Borders Council website reflect Council defines these terms as follows: the National Eligibility Framework, which categorises risk as being critical, • “Critical - major risks to your substantial, moderate, or low:[14] independent living or health and well being which are likely to • Critical risk: indicates that there require immediate or imminent are major risks to an individual’s provision of services. independent living or health • Substantial - significant risks and well-being and likely to call to your independent living or for the immediate or imminent health and well being which are provision of social care services. likely to require immediate or • Substantial risk: indicates that imminent provision of services. there are significant risks to an • Moderate - risks to your independent individual’s independence or health living or health and well being.* and wellbeing and likely to call for the immediate or imminent • Low - issues around your quality provision of social care services. of life but low risks to your independence and well being.* • Moderate risk: indicates that there are some risks to an individual’s * Resources are not available to meet independence or health and these needs. However, we will provide wellbeing. These may call for the you with information and advice provision of some social care services about alternative sources of support managed and prioritised on an on- with appropriate arrangements going basis or they may simply be for review, if required.”[16] manageable over the foreseeable future without service provision, with We encourage Scottish Border’s appropriate arrangements for review. Council to indicate document publication dates and webpage • Low risk: indicates that there may timestamps. The Council’s website be some quality of life issues, could also provide further information but low risks to an individual’s on their Equality Impact Assessments independence or health and and the role these play in SDS/ social wellbeing with very limited, if any, care decision making. Finally, to requirement for the provision of strengthen participatory decision social care services. There may making, Scottish Borders Council could My Support My Choice: Scottish Borders - August 2021 13
set out the steps taken to involve interviewees that Scottish Borders people who use support, unpaid Council were in regular conversation carers, and partner organisations in with the Scottish Borders SDS Forum. the development of eligibility criteria Further details of other engagement and the delivery of support. For with people with lived experience example, we know from speaking to would support greater transparency. Research Participants MSMC heard about the experiences alarms and telecare services (with or of 71 people who use or were being without SDS) in that wider definition. assessed for SDS in Scottish Borders. We interviewed 11 people who spoke Chart 1: Respondents’ gender about their own experiences and the experiences of other members of their household who use SDS (spanning Prefer not the experience of a total of 13 people to say who use SDS or who were being 9 assessed for SDS). A further 58 people from Scottish Borders completed the survey. Throughout this report some participant details (e.g. age) have been changed slightly to preserve anonymity, while maintaining the most important Women information. Where changes have been Men made to quotations those alterations 22 40 are indicated via square brackets (e.g. “My advocate, [Name], was great”). Where possible, we have compared our participant data to local data and figures from Public Health Scotland’s Gender (PHS, formerly Information Services Overall, 40 women (56% of Division) 2017-2018 experimental respondents) and 22 men (30% statistics on social care in Scotland.[17] of respondents) participated While not comprehensive, PHS have in MSMC in Scottish Borders. A demographic statistics on people further nine people (13%) preferred using SDS, and accessing social care not to disclose their gender. support services more generally, that is provided by local authorities, While PHS figures are not available including Scottish Borders Council. PHS for the division of men and women include people who use SDS within accessing SDS (nationally or in Scottish their wider discussions of people Borders), they do publish statistics receiving “social care support”, but on the number of men and women also include care home residents receiving social care support services and people who use community more generally (of whom an estimated My Support My Choice: Scottish Borders - August 2021 14
39% access SDS). PHS reported that in over 65 years old, 22% were aged 18- 2017-2018 61% of people accessing 64, and 9% were under 18 years old.[21] social care support in Scottish Borders were women and 39% were men.[18] Ethnicity 50 MSMC survey respondents Age in Scottish Borders identified as We asked all participants to share their white, and one survey respondent age. Of the 61 people who chose to identified as “Asian, Asian Scottish, answer the question, one (2%) was or Asian British”. A further seven under 18 years old, six (10%) were people chose not to describe their between 18 and 40 years old, 13 (21%) ethnicity. Most interviewees did were between 41 and 64 years old, and not disclose their ethnicity when 41 (67%) were 65 years or older.[19] self-describing themselves, and the majority of those that did Chart 2: Respondents’ age described themselves as “white”. The 2011 Scottish Census indicated 41 that 95.2% of the population of Scottish Borders identified as “White: Scottish” (78.8%) or “White: Other British” (16.4%), with a further 3.5% selecting “White: Irish” (0.7%), “White: Polish” (1.1%), or “White: Other” 13 (1.7%). The remaining people identified as being part of minority ethnic groups: 6 0.6% of the population identified as 1 “Asian”, “Scottish Asian”, or “British Asian”, and 0.6% as belonging to “other Under 18-40 41-64 65 or ethnic groups”. The overall spread of MSMC respondents is slightly less 18 older ethnically diverse than 2011 Scottish Census data for Scottish Borders.[22] In mid-2018, 55% of the population of Scottish Borders was over 45 PHS do not provide a disaggregated years old (higher than the Scottish breakdown of the ethnicity of people average of 47%), with the average accessing SDS. They have some age expected to increase, especially disaggregated data on the ethnicity of in the 75 and over age group.[20] people receiving social care support services more generally (of whom an PHS do not provide an overall estimated 39% access SDS), using the breakdown of age groups accessing limited categories of “White”, “Other”, SDS, although age group data is and “Not provided/Not known”. PHS provided by SDS Option Chosen and reported that in 2017/2018 in Scottish Client Group Profile. PHS provide Borders, 91% of people accessing social age disaggregated data on people care support were “White”, 8% were receiving social care support services listed as ethnicity “not provided/not more generally within Scottish Borders known”, and 1% categorised as “Other” (of whom an estimated 39% access (including “Caribbean or Black, African, SDS). PHS reported that in 2017-2018 Asian and Other Ethnic Groups”).[23] in Scottish Borders, 77% of people accessing social care support were My Support My Choice: Scottish Borders - August 2021 15
Client Group/Disability/ multiple conditions. 22 people Long Term Condition (30%) said they live with a long term condition, 21 people (30%) selected MSMC survey respondents in Scottish physical disability, and 17 people Borders self-identified as living with a (24%) stated that they experienced range of conditions, with the majority “problems connected with ageing”.[24] reporting that they were living with Chart 3: Client Group/Disability/Long Term Condition (Survey) Long term condition 22 Physical disability 21 Problems connected with ageing 17 Blind or visual impairment 11 Dementia 10 Mental health 10 Deaf or hearing impairment 9 Learning disability 6 Prefer not to say 6 Asperger's or autism 3 Learning and physical disability 1 Other 11 Interviewees also discussed their feature in more than one client group conditions, and – if they were unpaid simultaneously. Overall, PHS estimate carers – those of the people for that 68% of people accessing SDS whom they care. Their reasons for did so because they were “elderly/ accessing SDS were broadly in keeping frail”, 35% due to a physical or sensory with survey respondents’. Of the 13 disability, 12% because of a learning people whose experiences of SDS we disability, 13% due to dementia, 9% heard about during interviews, 12 as a result of their mental health, accessed SDS because of their own and 6% for “other” reasons. A conditions, and one was awaiting further 0.4% did not have their the result of their first assessment. reason for accessing SDS recorded. PHS listed the following client groups for people in Scottish Borders Religion accessing SDS in 2017-2018: frail/ When asked about their religion elderly, physical and sensory disability, (if any), 19 survey respondents learning disability, dementia, mental (33%) stated “none”, 22 were part health, other, and not recorded.[25] of the Church of Scotland (38%), These broad categories do not five described themselves as “other directly align with those tracked in Christian” (9%), and two were MSMC. As with MSMC, people could My Support My Choice: Scottish Borders - August 2021 16
Roman Catholic (3%). Ten people MSMC respondents is slightly less (17%) preferred not to answer. religiously diverse than 2011 Scottish Census data for Scottish Borders.[26] Most of the interviewees did not Data about people’s religion is not choose to explicitly disclose their available on the PHS dashboard. religion when self-describing themselves. The overall spread of Chart 4: Survey respondents’ religion None 19 Church of Scotland 22 Prefer Not to Say 10 Other Christian 5 Roman Catholic 2 Sexual Orientation Chart 5: Survey respondents’ 44 survey respondents described their sexual orientation sexual orientation as heterosexual or straight and one person was bisexual. Bisexual, 1 Prefer not A further six people stated that they preferred not to disclose their sexual to say, 13 orientation, and seven people did not answer the question. The 2011 Scottish Census did not record data on sexual orientation at local authority level (although the 2022 Scottish Census is expected to do so); as such, we Heterosexual/ do not have local statistics on sexual Straight, 44 orientation available as a comparison. Data on people’s sexual orientation is not available on the PHS dashboard. Housing 40 survey respondents (69%) either rented or owned their own home, six people (10%) reported that they lived in the home of a family member, five (10%) lived in supported accommodation, and one (2%) lived My Support My Choice: Scottish Borders - August 2021 17
in a “retirement flat for the elderly”. current situations, spanning a Six people selected “prefer not to similar range of options to survey say” (10%). Data on people’s housing respondents. Of those who discussed situations (other than residential care) their housing arrangements, most is not available on the PHS dashboard. people lived independently in their own home, followed by those who When discussing housing, several lived with a family member. interviewees spoke about their Chart 6: Survey respondents’ housing arrangements Owns/Rents Property 40 Prefer not to say 6 Lives in Supported Accomodation 5 Other 7 Household Income We asked survey respondents about their household income. 28 survey respondents chose to disclose their annual household income. We were interested in this information because in Scotland an estimated 24% of households with a disabled person live in relative poverty after housing costs, compared to 17% of the population with nobody with a disability in the household.[27] None of the interviewees disclosed their household income when self-describing themselves, although many commented on the negative impact that limited or reduced SDS/ social care budgets and social security entitlements had on their quality of life. My Support My Choice: Scottish Borders - August 2021 18
Chart 7: Survey respondents’ annual household income £52,000 or above 3 £36,400 - £51,999 1 £31,200 - £36,399 2 £26,000 - £31,199 1 £20,800 - £25,999 2 £15,600 - £20,799 3 £10,400 - £15,599 8 £5,200 - £10,399 7 Up to £5,199 1 Prefer not to say 30 According to Scottish Government data, the median housing income SDS Option in Scotland in 2015-2018, before Of the 46 participants in Scottish housing costs, was £499 per week Borders who shared which SDS option (£25,948 per annum).[28] The relative they used, 19 people (41%) indicated poverty threshold was defined as they used Option 1, one person used household income below 60% of Option 2, 13 people (28%) used Option the median, which for the same 3, and seven people (15%) used Option period was defined as £302 per week 4. Six people (13%) stated that they (£15,704 per annum).[29] Based on this did not know what option they used. definition, 16 (57%) of the respondents in Scottish Borders who chose to Figures from PHS indicate that in provide details of their household 2017-18 there were 448 people in income are living below the poverty Scottish Borders using SDS Option 1, threshold. Data on the household ten using Option 2, 2,979 using Option incomes of people accessing SDS is 3, and 174 using Option 4.[30] In some not available on the PHS dashboard. instances, people are logged as being on two options simultaneously (e.g. Options 1 and 3) rather than Option Poverty and SDS: Reductions 4, which distorts these figures. in SDS budgets and tightened eligibility criteria can pose serious Data Gathering and Analysis risks to people on low incomes who access or are trying to access As the chapter on research participants social care. It can result in people demonstrates, there are concerning having to manage without support, gaps in SDS data gathering, analysis risks deterioration in physical and and reporting across Scotland. PHS mental health, and unacceptable have reflected on difficulties gathering demands on family and friends to disaggregated data on people’s use of assume roles as unpaid carers. and experiences of SDS/ social care in their experimental statistics publication My Support My Choice: Scottish Borders - August 2021 19
Insights into Social Care in Scotland.[31] They highlight differences in reporting Data Gathering and Analysis: periods for social care data across Disaggregated data gathering local authorities, and that some local and intersectional analysis authorities and social care partnerships is essential to develop fully were either not tracking or not able to realised policies and practices share disaggregated data about SDS that prioritise equal access to and the people using it.[32] Data gaps SDS/ social care for everyone, are also in part due to existing patterns following human rights principles of data collation – leading, for example, of equality, non-discrimination, to the PHS Social Care Information participation and inclusion. To Dashboard tracking ethnicity avoid gaps and improve analysis, via the limited and problematic we recommend systematic and categories of “White”, “Other”, and robust data gathering by local and “Not provided/ Not known”.[33] national public bodies on people who access SDS, disaggregated by all protected characteristics, including age, gender, sexual orientation, ethnicity, and religion, as well as socio-economic information like household income and the Scottish Index of Multiple Deprivation (SIMD). Overall Experiences of SDS/ Social Care We asked survey respondents whether Chart 8: “SDS has improved my they felt that SDS had improved their social care experience” (Survey) social care experience. Of the 32 people who answered this question in Scottish Borders, 27 (84%) stated Unsure that they “strongly agree” or “agree” 3 with the statement “SDS would/has improve/d my social care experience”. Two people (6%) strongly disagreed and three (10%) were unsure. This was a higher satisfaction rate than across Scotland more broadly (74%). Strongly disagree/ Strongly disagree agree/ agree 2 27 My Support My Choice: Scottish Borders - August 2021 20
Survey respondents and interviewees However, some people were more were asked to share an overall cautious or explicitly negative about summary of their experiences and SDS, particularly relating to difficulties any advice they might have to offer with paperwork and assessment other people considering using processes, and insufficient budgets: SDS. Several of the participants’ statements were positive, such as: “I would recommend it as it gives you as much self advocacy as “I have been delighted with possible in your care options, but the removal of stress.” also be aware that it is not a blank slate, there are still restrictions. “It allows you to be flexible and But it was the best option by in control of your own support.” miles for our circumstances.” “I would say do this. It’s fantastic “Read up on SDS. Be prepared and means I choose who works for a fight with social work. for me and what time they come; Be prepared to be fobbed off it totally meets my needs.” and told there is no money. Be “It is good, I am pleased I have prepared to be only given one done it, but it was very hard.” option. Stand up for yourself and your family. Be really clear “SDS kept my independence, […] what it is you want from SDS.” giving me that kind of control and flexibility that ensures that I “If what we experienced was live my life the way I want to live SDS I would suggest that [other it, rather than being dictated by people] don’t waste their time.” agencies or other people’s ideas “Stay clear […] not very of how I live my life. That, for professional or competent and me, is the biggest part of it.” will get nowhere, probably a money saving tactic.” Information About SDS Finding Out About SDS people (5%) first head about SDS from an independent support organisation, We asked participants in Scottish Borders two from an information leaflet/poster, how they first found out about SDS. one from an independent advocate, 21 survey respondents (38%) first one from their own research, and one heard from a social work professional from an unspecified “other” source. (e.g. a social worker/social work assistant or an occupational therapist), 13 (23%) heard from friends or family members, and nine (16%) from NHS health staff, including nurses working in the community. A further three My Support My Choice: Scottish Borders - August 2021 21
Chart 9: How did survey respondents first hear about SDS? Social worker 21 Family or friends 13 Healthcare professional 9 No information / MSMC survey 5 Independent support organisation 3 Information leaflet/poster 2 Independent advocate 1 Own research 1 Other 1 Five survey respondents reported that they had never received information and was alarmed by the state I about SDS, of whom three stated that had allowed to get it into. ‘You they first heard about SDS via this need help to get this sorted out’, research project. Some interviewees [they] said. […] So that was how also said that they did not understand Self-directed Support came in.” or had not had SDS fully explained to them, even though they used Other interviewees indicated SDS, and had done for some time. that friends provided them with information and advice about SDS. One Among the interviewees, social work participant changed their SDS option was the most common method after they discussed their support through which people first heard with a friend, having previously been about SDS – usually mentioned unaware of the different options: alongside Encompass, as twin sources of information. This was followed “I actually heard about [Option by people hearing from friends 1] from a friend. I was using the or family members, information council service at that time, but leaflets, and one person’s GP. […] I was getting totally frustrated The interviewees who first heard with it, because I worked more about SDS through their social hours then, I was working more workers praised the assistance they towards full time at that point. provided. One interviewee highlighted […] They had their times, they their social worker’s role in helping had their slots, and you were to them to realise that they needed fit into that. […] So, I was talking more support and telling them to a friend who was on direct about SDS. They explained that: payments […] so I shifted over, and it was the best thing I ever “It was my social worker. […] did, to become the employer.” I was having bother keeping my house in order and [they] actually came around one day My Support My Choice: Scottish Borders - August 2021 22
A different interviewee reported that Information and Preparedness they were advised to access SDS by Before Assessments their GP, and to do so promptly: We asked survey respondents how much information they received on “The local doctor said, ‘You each of the SDS options before meeting better apply for care because it’s with a professional to discuss their going to be more difficult, they support, and whether it was enough are going to close the doors in a information for their requirements. little bit. You better apply now.’” As the chart indicates, across the One interviewee recounted that SDS options most respondents realising that they needed support in Scottish Borders received “all was not easy and involved some self- the information [they] wanted” denial. An advocate (employed for (respectively, 60% (Option 1), 41% another purpose) then suggested that (Option 2), 50% (Option 3) and 63% they would benefit from accessing (Option 4)). However, it is concerning SDS, which proved helpful. Another that most people for Option 2, and interviewee described how a family a large minority of people across member read about SDS at a public the other three options, either had information event in another local no information or were left wanting authority. This led to the family more in advance of their assessment. requesting a needs assessment from The detail of those who wanted their local social work department, more information is as follows: and a SDS package was instated. Option 1: 28% of respondents said that they received “some, but not Finding Out About SDS: The enough” or no information, and 12% research indicates that people in received “enough but wanted more”. Scottish Borders generally had good Option 2: 47% of respondents experiences finding out about SDS reported that they had “some, but not from social work professionals and enough” or no information, and 12% local independent support and received “enough but wanted more”. advice organisations (specifically Encompass, in several cases). There Option 3: 38% of respondents said are some people in Scottish Borders that they had “some, but not enough” who require improved access to or no information, and 13% received information about SDS, and it “enough but wanted more”. would be helpful to widen the pool Option 4: 32% of respondents said of professionals who are informed they had received “some, but not about SDS and can encourage enough” or no information, and 5% people to access it. Making more received “enough but wanted more”. use of educational professionals, hospital staff, GPs and other community health practitioners would be valuable in increasing the range of sources of information for people, as well as building on the existing expertise and resourcing of social workers and independent advice and support organisations. My Support My Choice: Scottish Borders - August 2021 23
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