Building a lexical database to investigate the semantics of French deverbal nouns

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Building a lexical database to investigate the
     semantics of French deverbal nouns

                  Richard Huyghe

           University of Fribourg (Switzerland)

             DeriMo 2021 – 10.10.21

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Introduction

1. Morphosemantic issues
   1.1. Semantic diversity
   1.2. Cross-categorial properties
   1.3. Affix polyfunctionality and rivalry

2. Creation of a database
   2.1. Data sampling
   2.2. Semantic description

3. A case study of lexical aspect through nominalization
   3.1. The Aspect Preservation Hypothesis
   3.2. Describing neologisms in -age, -ion, -ment
   3.3. Observed results
   3.4. Predicting (non-)preservation

Conclusion

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Introduction
    I Because of their grammatical complexity, deverbal nouns
      (DNs) have long challenged linguistic theory
    I Many studies have been devoted to the syntactic aspects of
      nominalization (Lees 1960; Chomsky 1970; Hoekstra 1986; Grimshaw 1990;
      Siloni 1997; Alexiadou 2001; Borer 2003; Koptjevskaja-Tamm 2003; a.o.).
    I Research about the morphosemantic properties of DNs has
      developed more recently (Booij 1986; Gaeta 2000; Namer and Villoing
       2008; Fradin 2016; Lieber 2016; Plag et al. 2018; Wauquier et al. 2018; Varvara
       et al. 2021; a.o.)
    I Extensive analyses of the semantic properties of DNs require
      lexical resources that provide in-depth systemized information
    I The aim of this talk is to present the design of a database
      created to investigate the semantics of French DNs, and
      provide an example of the exploitation of such a database

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Outline

    1. Morphosemantic issues

    2. Creation of a database

    3. A case study of lexical aspect through nominalization
      (Joint work with A. Lombard, J. Salvadori & S. Schwab, U. Fribourg)

                                                                            4/46
Introduction

1. Morphosemantic issues
   1.1. Semantic diversity
   1.2. Cross-categorial properties
   1.3. Affix polyfunctionality and rivalry

2. Creation of a database
   2.1. Data sampling
   2.2. Semantic description

3. A case study of lexical aspect through nominalization
   3.1. The Aspect Preservation Hypothesis
   3.2. Describing neologisms in -age, -ion, -ment
   3.3. Observed results
   3.4. Predicting (non-)preservation

Conclusion

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1.1. Semantic diversity

    Q: How can we describe the semantic diversity of DNs (beyond
       the entity/eventuality distinction), and what is the exact
       contribution of morphology to DNs’ semantics?
    I Detailed classifications of DNs have been proposed (Fradin 2012;
       Kawaletz and Plag 2015; Lieber 2016), but with questionable
       variations and di↵erent lexical coverage
         I To ensure a broad application, the semantic analysis of DNs
           should be based on a general classification of nouns
         I Semantic classes should rely on explicit definitions and
           linguistic criteria

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1.1. Semantic diversity

    I The semantic description of DNs requires a clear distinction
      between:
         - derivational semantics, i.e. the semantic operations associated
           with morphological processes, and
         - lexical semantics, i.e. the semantics of established words in the
           lexicon
    I Derivational semantics is underspecified wrt lexical semantics,
      and it may be difficult to identify the semantic outcome of
      morphological processes
       Ex. Does the collective component of meaning in dortoir ’dormitory’
           (vs. chambre ‘bedroom’) and tuerie ’slaughter’ (vs. meurtre
           ‘murder’) result from derivation?
    I The distinction between derivational and lexical semantics can
      only be determined through extended observations of DNs

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1.2. Cross-categorial properties

    Q: To what extent do DNs inherit the semantic properties of their
       base verbs, which properties are (not) preserved, and why?
    I When DNs denote eventualities, the preservation of lexical
       aspect and semantic role assignment can be investigated
         I The cross-categorial transfer of semantic properties is not
           always transparent (Haas et al. 2008), and it can be asked how
           regular is semantic non-preservation
    I When DNs denote entities, the nominalization of verbal
      arguments can be discussed
        Ex. Attaquant ‘attacker’ nominalizes the agentive argument of attaquer
            ‘attack’, whereas buvette ‘refreshment bar’ as a locative
            nominalization does not correspond to any argument of boire ‘drink’

                                                                                  8/46
1.3. Affix polyfunctionality and rivalry
    Q: How can we account for the many-to-many relations between
       affixes and the meaning of DNs?

              Suffix:   -ment
              Types:    event (avortement ‘abortion’)
                        state (énervement ‘irritation’)
                        agent (gouvernement ‘governement’)
                        instrument (déguisement ‘costume’)
                        location (logement ‘accommodation’)
                        ...

                Type:       instrument
                Suffixes:   -ail (éventail ‘fan’)
                            -et (jouet ‘toy’)
                            -eur (aspirateur ‘vacuum cleaner’)
                            -oir (hachoir ‘mincer’)
                            -ure (couverture ‘blanket’)
                            ...

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1.3. Affix polyfunctionality and rivalry
    I Detailed information should be provided about the possible
      semantic outputs for each suffix and their frequency
    I When a suffix is associated with distinct outputs, it should be
      determined whether these are primary or secondary outputs,
      because of possible figurative extension (Ferret and Villoing 2015)
                            Derivation             Lexical figure
                          V1    →    N1           V1    →     N1
                                                               ↓
                          V1    →    N2                       N2

        Ex. The formation of collective agent nouns in -ion (rébellion ‘rebellion’,
            rédaction ‘editorial board’, administration ‘administration’) seems
            only possible for nouns with an event meaning, making the existence
            of a deverbal pattern in -ion forming agent nouns uncertain
    I The existence of complex derivational types could be assumed
      in the case of figurative extension, if a given semantic
      extension is only attested for some suffixes
                                                                                   10/46
1.3. Affix polyfunctionality and rivalry

    I Di↵erences of semantic functionality between nominalizing
      suffixes should be examined to evaluate their rivalry
    I The degree of suffix rivalry can vary according to:
         (i) the existence of di↵erences between similar semantic functions
        (ii) the number of functions shared between polyfunctional suffixes
       (iii) the actualization frequency of shared functions
        Ex. -ion (habitation ‘house’) and -erie (distillerie ‘distillery’) compete to
            derive locative nouns, but their degree of rivalry may be low if -ion
            as opposed to -erie infrequently forms locative DNs

                                                                                    11/46
Introduction

1. Morphosemantic issues
   1.1. Semantic diversity
   1.2. Cross-categorial properties
   1.3. Affix polyfunctionality and rivalry

2. Creation of a database
   2.1. Data sampling
   2.2. Semantic description

3. A case study of lexical aspect through nominalization
   3.1. The Aspect Preservation Hypothesis
   3.2. Describing neologisms in -age, -ion, -ment
   3.3. Observed results
   3.4. Predicting (non-)preservation

Conclusion

                                                           12/46
2.1. Data sampling

    I The sample of DNs is based on words extracted from the
      FRCOW16A web corpus (10.8 billion tokens) (Schäfer 2015;
       Schäfer and Bildhauer 2012)
    I Nouns are automatically extracted provided that they are
      formally related to a verb from the corpus in an apparently
      suffixed or converted form, considering:
          - 41 suffixes and 4 forms of conversion
          - regular allomorphy
    I Candidates are manually filtered to select pairs in which there
      is a semantic relation between at least one meaning of V and
      one meaning of N

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2.1. Data sampling
    I Cases of double analyzability wrt base selection are included if
      a deverbal pattern is instantiated by at least two monosemous
      nouns
       Ex. The existence of causer ‘chat’ ! causette ‘chat’ and ronfler
           ‘snore’ ! ronflette ‘nap’ ensures the analyzability of grimpette
           ‘climb’ (which could be derived from the noun grimpe
           ‘climbing’) as possibly derived from the verb grimper ‘climb’
    I The sampling of V-N pairs is performed in two stages
      St.1 Exhaustive filtering for weakly productive deverbal processes
           (e.g. suffixation in -ade, -ail, -ard, -is, -ette, conversion from
           verb stems in -at)
      St.2 Random selection across frequency ranges for remaining types
           (e.g. suffixation in -age, -eur, -ion, -ment, -ure, conversion
           from participial verb forms)
    I The goal is to obtain a sample of 4,000 V-N pairs (ongoing
      sampling process)

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2.2. Semantic description
    I Sampled verb-noun pairs are described with respect to:
          - nominal semantic type
          - verbal and nominal aspectual properties
          - verbal and nominal role-assigning properties
    I The semantic description is based on controlled manual
      annotation and explicit definitions of the annotated properties
       (Salvadori et al. 2021)
    I To account for lexical ambiguity, the di↵erent meanings of
      verbs and nouns are distinguished
         I Ambiguous nouns are assigned one entry per meaning in the
           database
         I Lexical ambiguity is identified through the variation of at least
           one annotated semantic property
         I Verbal and nominal lexemes are paired based on closest
           semantic proximity

                                                                               15/46
2.2. Semantic description

    I Ontological and relational properties are separated to
      appropriately describe nominal semantic types
         I Ontological types relate to the nature of the referents
         I Relational types depend on the semantic relation with the base
    I Ontological and relational types are at least partly independent
        (1) bâtir ‘build’ ! bâtiment ‘building’         [artifact-result]
            raser ‘shave’ ! rasoir ‘razor’           [artifact-instrument]
            garer ‘park’ ! garage ‘garage’              [artifact-location]
        (2) bâtir ‘build’ ! bâtiment ‘building’            [artifact-result]
            énerver ‘irritate’ ! énervement ‘irritation’      [state-result]
            traduire ‘translate’ ! traduction ‘translation’ [cognitive-result]

                                                                             16/46
2.2. Semantic description

    I 14 ontological simple types are distinguished based on
      distributional properties (Godard and Jayez 1996; Flaux and
       Van de Velde 2000; Haas et al. submitted)
    I Simple types may combine to form complex types, allowing for
      type co-predication (Cruse 1995; Pustejovsky 1995; Asher 2011; Dölling
       2021; a.o.)
    I Relational types are based on the set of semantic roles used to
      annotate arguments
    I 17 semantic roles are defined and adapted from the sets of
      roles used in Verbnet (Kipper-Schuler 2005) and Lirics (Petukhova
       and Bunt 2008)

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2.2. Semantic description

    I The lexical aspect of verbs and nouns is decomposed into 4
      basic features: dynamicity, durativity, telicity, post-phase
    I Aspectual properties are analyzed using linguistic tests taken
      from the literature (Vendler 1967; Dowty 1979; Rothstein 2004; Filip
       2012; a.o.)
    I Telicity is encoded by default with a delimited internal
      argument, and annotated as variable for degree achievements
       (Abusch 1986; Bertinetto and Squartini 1995; Hay et al. 1999; Rothstein 2008)
    I Post-phase relates to the possibility of denoting a durative
      result state (Piñón 1997, 1999; Apothéloz 2008; Fradin 2011)
        (3) Julie {est partie/?est arrivée} pendant deux jours.
            ‘Julie {left/arrived} for two days’

                                                                                       18/46
Introduction

1. Morphosemantic issues
   1.1. Semantic diversity
   1.2. Cross-categorial properties
   1.3. Affix polyfunctionality and rivalry

2. Creation of a database
   2.1. Data sampling
   2.2. Semantic description

3. A case study of lexical aspect through nominalization
   3.1. The Aspect Preservation Hypothesis
   3.2. Describing neologisms in -age, -ion, -ment
   3.3. Observed results
   3.4. Predicting (non-)preservation

Conclusion

                                                           19/46
3.1. The Aspect Preservation Hypothesis

    I It is often implicitly assumed that eventuality-denoting
      nominalizations inherit the lexical aspect of their bases
    I The idea of a cross-categorial transfer of aspect has been
      explicitly formulated by Fábregas et al. (2012):
        (1) Aspect Preservation Hypothesis (APH)
            “The lexical aspect of a verb is preserved under nominalization if
            the resulting nominal denotes an eventuality”
    I Extended corpus annotation shows that some nominalizations
      di↵er from their bases wrt lexical aspect (Balvet et al. 2011)
        (4) L’auteur a {imaginé/inventé} une nouvelle forme narrative. [+dyn]
            ‘The author imagined/invented a new narrative form’
        (5) Cette {invention/*imagination} a eu lieu au 20e siècle.     [+dyn]
            ‘This {invention/imagination} occurred in the 20th century’
        (6) Cet enfant a beaucoup d’{imagination/*invention}.             [–dyn]
            ‘This child has a great {imagination/invention}’

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3.1. The Aspect Preservation Hypothesis

    I The observed aspectual changes may be caused by
      lexicalization (vs. derivation), thus not violating the APH
    I To control for the e↵ects of lexicalization, neologisms can be
      investigated (Corbin 1987; Plag 1999)
    I The present study focuses on neologisms ending in -age, -ion,
      -ment, which are among the most productive suffixes used to
      form eventuality-denoting nouns in French (Martin 2010; Uth 2010;
       Dal et al. 2018; Fradin 2019; Missud and Villoing 2020; Wauquier 2020)
    I Two research questions are addressed
         I Do eventuality-denoting neologisms in -age, -ion, -ment
           preserve the aspectual properties of their base?
         I Are there di↵erences between -age, -ion, -ment wrt aspect
           preservation?

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3.2. Describing neologisms in -age, -ion, -ment
    I The study is based on words ending in -age(s), -ion(s) and
      -ment(s) extracted from FRCOW16A
    I Candidate words are filtered automatically using Lexique (New
      et al. 2001) and Le↵f (Sagot 2010) as exclusion lists
    I Remaining words are randomly ordered; the first 100 nouns
      per suffix that satisfy the morphosemantic conditions
      described in Sect.2 are selected
    I Nouns and verbs are annotated wrt aspectual properties in a
      double-blind process and adjudicated with the help of a third
      annotator
    I The semantic annotation is based on the occurrences in
      FRCOW16A complemented with examples taken from the web
    I Inter-annotator agreement scores are calculated using Cohen’s
      kappa and prevalence-adjusted PABAK (Byrt et al. 1993)

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3.2. Describing neologisms in -age, -ion, -ment

                             Observed agreement      Kappa   PABAK
        V Dynamicity                 0.98             0.56    0.96
        V Durativity                 0.86             0.59    0.72
        V Telicity                   0.82             0.72    0.73
        V Post-phase                 0.78             0.65    0.67
        N Ontological type           0.83             0.77    0.82
        N Relational type            0.93             0.78    0.92
        N Dynamicity                 0.95             0.85    0.92
        N Durativity                 0.87             0.71    0.80
        N Telicity                   0.85             0.79    0.80
        N Post-phase                 0.83             0.73    0.74
        Average                      0.87             0.72    0.81

                      Table 1: Inter-annotator agreement

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3.3. Observed results

    I 300 nouns/501 meanings are described in the dataset
      (ambiguity rate: 1.67), incl. 52 entity meanings and 449
      eventuality meanings

                             -age   -ion    -ment
                             144    161      144

                    Table 2: Eventuality meanings per suffix

    I 35/449 eventuality meanings analyzable as resulting both
      from derivation or from a lexical figure are excluded by
      default, considering that figurative meanings might bias the
      analysis of aspectual preservation

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3.3. Observed results
    I Aspectual discrepancies between V and N are observed in
      60/414 cases

                                  -age    -ion     -ment     Average
                  Preservation    74.8    94.8     84.8       85.5

                    Table 3: Preservation of aspectual values (%)

    I Aspectual discrepancies di↵er according to properties and
      suffixes
                                   -age     -ion     -ment     Average
               Dynamicity pres.    96.7    98.0       88.4       94.4
               Durativity pres.    91.0    99.3       99.2       96.8
               Telicity pres.      98.4    100.0      99.2       99.3
               Post-phase pres.    80.3    96.7       95.5       91.4

      Table 4: Preservation of aspectual values per feature between V and N (%)

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3.3. Observed results

    I Aspectual shifts can be observed for each suffix
    I -age is associated with:
           - eventualities dropping post-phase
           - punctual eventualities becoming durative
           - dynamic eventualities becoming stative

    Aspectual type of V   Aspectual type of N    Number     Example
    Left accomplishment   Accomplishment           10/31    transvasage ‘decanting’
    Left achievement      Accomplishment            9/31    sortage ‘bringing out’
    Left achievement      Achievement               5/31    déposage ‘dropping o↵’
    Activity              State                     3/31    dégoûtage ‘distaste’

                 Table 5: Main aspectual shifts in -age V-N derivation

                                                                                      26/46
3.3. Observed results

    I -ion is associated with:
           - eventualities dropping post-phase
           - dynamic eventualities becoming stative

    Aspectual type of V   Aspectual type of N    Number      Example
    Activity              State                       3/8    doutation ‘doubt’
    Left accomplishment   Accomplishment              2/8    descension ‘descent’
    Left achievement      Achievement                 2/8    expulsation ‘expulsion’

                 Table 6: Main aspectual shifts in -ion V-N derivation

                                                                                       27/46
3.3. Observed results

    I -ment is associated with:
           - dynamic eventualities becoming stative
           - eventualities dropping post-phase

    Aspectual type of V   Aspectual type of N    Number     Example
    Activity              State                    15/21    jubilement ‘jubilation’
    Left accomplishment   Accomplishment            3/21    ficellement ‘tying’
    Left achievement      Achievement               2/21    ajoutement ‘addition’

                Table 7: Main aspectual shifts in -ment V-N derivation

                                                                                      28/46
3.3. Observed results

    I Neological and lexicalized nominalizations can be compared
      wrt aspectual discrepancies (Balvet et al. 2011)

                                  Preserved asp.    Non-preserved asp.
               Lexicalized nzn     492 (77.0%)         147 (23.0%)
               Neological nzn      352 (78.4%)          97 (21.6%)

       Table 8: Aspect preservation in lexicalized vs. neological nominalizations

    I Based on equivalent aspectual categories, the comparison
      does not show any significant e↵ect of lexicalization on aspect
      (non-)preservation ( 2 (1, N = 1088) = 0.297, p = .585)

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3.4. Predicting (non-)preservation

    I The relative influence of various predictors on aspectual
      changes can be investigated
    I Conditional inference trees and random forests (Tagliamonte and
      Baayen 2012; Levshina 2020) can be used to evaluate how multiple
      predictors operate together and account for aspectual
      (non-)preservation
    I The predictors considered are:
          -   Suffix
          -   V Dynamicity
          -   V Durativity
          -   V Telicity
          -   V Post-Phase

                                                                         30/46
3.4. Predicting (non-)preservation

    Figure 1: Preservation vs. non-preservation of aspectual values (accuracy = 0.855)

                                                                                         31/46
3.4. Predicting (non-)preservation

         Figure 2: Conditional importance of variables (accuracy = 0.855)

                                                                            32/46
To sum up

   I Lexical aspect is not always preserved through nominalization
     as a derivational process
   I Aspectual properties are not necessarily inherited from the
     verbal domain, but can develop in nominal semantic structures
   I Nominalizing suffixes have di↵erent tendencies to (not)
     preserve the aspect of the base
   I Aspectual properties of verbs, in particular telicity and
     post-phase, are fairly good predictors of aspectual shifts
   I Theoretical models of nominalization should account for
     possible aspectual changes between related verbs and nouns

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Introduction

1. Morphosemantic issues
   1.1. Semantic diversity
   1.2. Cross-categorial properties
   1.3. Affix polyfunctionality and rivalry

2. Creation of a database
   2.1. Data sampling
   2.2. Semantic description

3. A case study of lexical aspect through nominalization
   3.1. The Aspect Preservation Hypothesis
   3.2. Describing neologisms in -age, -ion, -ment
   3.3. Observed results
   3.4. Predicting (non-)preservation

Conclusion

                                                           34/46
Conclusion

    I The creation of a database containing detailed semantic
      information about DNs should allow a better understanding of
      the semantic aspects of derivation, the structure of the
      lexicon, and the nature of lexical categories
    I Analyses combining qualitative and quantitative approaches
      can make a substantial contribution to the study of DNs, and
      of the relations between form and meaning in the lexicon
    I The methodology developed can be used to compare the
      semantics of DNs across languages
    I The results obtained may feed research in related fields, such
      as computational linguistics, psycholinguistics and philosophy
      of language

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