Botai and the Origins of Horse Domestication

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Journal of Anthropological Archaeology 18, 29 –78 (1999)
Article ID jaar.1998.0332, available online at http://www.idealibrary.com on

                    Botai and the Origins of Horse Domestication

                                           Marsha A. Levine

           McDonald Institute for Archaeological Research, University of Cambridge, Downing Street,
                                    Cambridge, CB2 3ER, United Kingdom

              Received April 22, 1997; revision received April 27, 1998; accepted July 28, 1998

        This paper explores some issues related to the origins of horse domestication. First, it focuses
      on methodological problems relevant to existing work. Then, ethnoarchaeological and archaeo-
      zoological methods are used to provide an alternative approach to the subject. Ethnological,
      ethological, and archaeological data are used to construct a series of population structure
      models illustrating a range of human– horse relationships. Analysis of assemblages from the
      Eneolithic sites of Botai (northern Kazakhstan) and Dereivka (Ukraine) suggests that horses at
      these sites were obtained largely by hunting. © 1999 Academic Press
        Key Words: archaeology; Eurasian steppe; horse; domestication.

           1.0. INTRODUCTION                              ently intensified. For a long time archae-
                                                          ologists assumed that intensification meant
   The impact on human society of the                     domestication. However, there are other
earliest domestication of the horse must                  explanations for this kind of change which
have been as profound as that of the in-                  must also be explored. It is important to
vention of the steam engine and yet we                    be aware that human– horse relation-
know very little about when, where, or                    ships varied widely over time and space
how it came about. The increased mobility                 and that multiple relationships could be
provided by the horse would have en-                      relevant at a single site. Furthermore, be-
abled people to move further and faster                   havioral patterns for which we have no
and to take more with them than ever                      modern or ethnographic analogues are
before. They could exploit larger and                     likely to have been important in the past.
more diverse landscapes, maintain larger                  Whatever else is involved, it is clear that
families, increase the range of their trade               there was an important change in steppe
contacts. They could move into previously                 ecodynamics at this time (from around
uninhabitable regions. And, since a man                   5000 to 3000 B.C.). Horses were becoming
on foot is no match for a man on horse-                   much more common in archaeological de-
back, the military implications of horse                  posits. Important cultural, social, and eco-
domestication would have been revolu-                     nomic changes were taking place. It was
tionary. John Ewers has shown how pro-                    also a period of significant climatic change
foundly the introduction of the horse into                (Schnirelman 1992). Until we can under-
North America changed Blackfoot culture                   stand the development of the human–horse
(Ewers 1955). We should expect no less of                 relationship we cannot know how all these
its early domestication in central Eurasia.               factors were related (Levine 1993). If we are
However, until recently relatively little at-             to make sense of events during this period,
tention had been paid to this problem (see                we must understand the structure of the
also Levine 1990, 1993).                                  archaeozoological data.
   Around 7000 years ago the relation-                       The study of human– horse relation-
ship between people and horses appar-                     ships has been bedeviled by both concep-
                                                     29
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30                                  MARSHA A. LEVINE

tual and methodological weaknesses. This        posits should not be taken as proof that
paper explores some of the relevant issues      they were extinct. Grigson would have
from two perspectives. First, it focuses on     been on firmer ground had she entitled
some of the problems relevant to existing       her paper: The Earliest Horses in the Le-
work, in particular, the confusion of do-       vant? New Finds from the Fourth Millen-
mestication with intensification and the        nium of the Negev.
use of a single criterion to classify complex
human–animal relationships. Then, eth-          1.1.2. The Search for the Earliest Date
noarchaeological and archaeozoological
methods are used to provide an alterna-            This kind of problem arises partly out of
tive approach. A range of behaviors,            the tendency of archaeologists and ar-
based on archaeological, ethological, and       chaeozoologists to ask certain kinds of
ethnographic data, are drawn on to de-          questions, for example, when and where
velop a series of models describing a           was the horse (or, for that matter, cow,
range of possible strategies and tactics        sheep, goat, pig, etc.) first domesticated?
against which the archaeological data can       Which came first: the invention of the
be tested.                                      wheel or the bit (Anthony and Brown
                                                1991)? The whole issue of earliest dates is
  1.1. The Concept of the Earliest Date         a red herring, especially in a situation
1.1.1. Biogeographic Range                      such as this, in which the number of well-
                                                excavated and absolutely dated sites is
   C. Grigson’s paper, “The Earliest Do-        very small and the criteria used to prove
mestic Horses in the Levant? New finds          domestication are not very convincing.
from the Fourth Millennium of the Ne-           Factors completely unrelated to ancient
gev” (1993), illustrates what is probably       human behavior that will significantly in-
the most fundamental problem associated         fluence identification of the “earliest” site
with the study of early horse domestica-        include the following:
tion—the search for the earliest date. She
                                                   natural taphonomic factors: the destruc-
might well be correct, on the basis of its
                                                tion or preservation of sites, bones, and
large size relative to the ass (Equus asinus)
                                                artifacts made from organic materials;
and the onager (Equus hemionus), that
                                                   decisions, which may be political, finan-
Equus caballus was present in the Levant
                                                cial, or strategic, about where and how
earlier than had been believed. However,
                                                carefully to excavate;
her conviction that this horse must have
                                                   decisions about whether bones should
been domesticated is apparently based
                                                be studied or discarded;
solely on the assumption that the geo-
                                                   decisions about who will study the
graphical range of the wild horse could
                                                bones, whether their primary training is
not have extended into the Levant: “Al-
                                                as an archaeologist, zoologist, veterinar-
though the horse (Equus caballus) was a
                                                ian, etc.;
member of the Pleistocene fauna of the
                                                   the specialist’s country of origin, since
Levant, it died out before the end of the
                                                educational traditions influence the ana-
period” (Grigson 1993, p. 646). In fact, re-
                                                lytical methods used;
cent research suggests that the natural
                                                   criteria chosen by the specialist as evi-
distribution of the Holocene horse might
                                                dence of domestication.
have been much wider than had been for-
merly believed (Azzaroli 1985; Clason             Scholars looking for earliest dates com-
1988; Clutton-Brock 1992; Groves 1986;          monly use only one line of evidence (e.g.,
Uerpmann 1990). In any case, the absence        biogeography, size, morphology, bitwear)
of horse remains from archaeological de-        from which to draw their conclusions.
ORIGINS OF HORSE DOMESTICATION                                  31

This approach, simplifying human and                  dalenian horses were smaller than those
animal behavior, as it does, is ultimately            from the intervening Upper Perigordian
unsatisfying.                                         level. No one could seriously suggest that
                                                      this is evidence that the former were do-
1.1.3. Size and Homogeneity                           mesticated while the latter were wild (Le-
                                                      vine 1979, 1983).
   Setting the search for the “earliest date”            A decrease in size accompanied by an
as a primary research goal makes it rather            increase in heterogeneity might be asso-
easy to use inadequate criteria for the de-           ciated with domestication, but it could
termination of domestication. This is be-             have other causes. It is, on its own, insuf-
cause the search for a date does not re-              ficient as an explanation. Other corrobo-
quire anything to be said about the actual            rative evidence must be obtained. Even if
relationship between animals and people.              too few teeth were available for a full-
For instance, a decrease in size and an               blown population analysis, a study that
increase in heterogeneity are taken as                compared aging data from a series of rel-
proof of domestication by many scholars.              atively small samples would surely be just
Uerpmann claims that “Grössenreduktion               as meaningful as one comparing morpho-
einerseits und Zunahme der Variabilität              metric data from a series of small samples.
andererseits sind klassische Domestika-               The latter, but not the former, are used by
tionsindikatoren” (Uerpmann 1990, p.                  Uerpmann and others (e.g., Uerpmann
127). 1,* Such factors as age and sex struc-          1990; Benecke 1993).
ture are rarely taken into account. How-
ever, a size change could also result from            1.1.4. Bitwear
a change in the technique of exploitation.
For example, a hunting method that                       Another example of this commitment to
culled primarily stallions from family                an earliest date is Anthony’s argument
groups would take larger horses than one              that the domesticated horse was present
that focused on bachelor groups, which                in the Ukraine earlier than in Kazakhstan.
might well be epiphyseally mature but not             His evidence for this comes from bitwear
yet full grown, or one that focused on                studies of two samples of lower second
females, which are smaller than equal-age             premolars from two Eneolithic sites, Botai
males. Environmental change, geographi-               in northern Kazakhstan (5 from a total of
cal isolation, and genetic drift are all con-         19 teeth) and Dereivka in the Ukraine (2
nected with size change. Moreover, ta-                from a total of 6 teeth). He implies from
phonomic factors can also influence size              this that horse domestication spread from
range and variability. For example, as an             west to east (Anthony 1995).
animal ages, even after its epiphyses are                Relatively little archaeozoological re-
fully fused, the bones continue to increase           search has been carried out in the
in density. All other things being equal,             former Soviet Union, including both Ka-
the denser the bone, the better its chances           zakhstan and the Ukraine, and relatively
of surviving in an archaeological context.            few absolute dates are available (regard-
Poor preservation conditions therefore                ing the Ukraine, see Levine and Rassa-
tend to result in an assemblage of rela-              makin 1996). Botai and Dereivka do not
tively homogeneous and large bones. At                constitute representative samples of
the French Upper Palaeolithic site of So-             sites within the vast regions in question.
lutré, both the Aurignacian and the Mag-             They cannot, therefore, be used to an-
                                                      swer questions about origins and earli-
  * See Notes section at end of paper for all foot-   est dates. Moreover, serious doubts have
notes.                                                been raised about the stratigraphic loca-
32                                 MARSHA A. LEVINE

tion of the “ritual” skull from Dereivka,                          TABLE 1
the basis of Anthony and Brown’s theory                   Dereivka Radiocarbon Dates
of the origins of early horse domestica-       KI 5488: 4330 6 120 years B.P. (“ritual” skull)
tion (Rassamakin 1994). These doubts           Mean calibrated date: 2915 B.C.
seem to be confirmed by the mean cali-         1 s; range 3092–2784 B.C.
brated radiocarbon date recently ob-           3293 (0.03) 3277 3268 (0.05) 3240 3105 (0.75) 2865
tained for that skull, 2915 B.C., more         2809 (0.12) 2750 2724 (0.05) 2699
than 1000 years later than most of the         2 s; range 3347–2610 B.C.
other dates for that site (Table 1) (Tele-     3339 (0.78) 2838 2828 (0.02) 2650   2650 (0.02) 2619
gin 1986).                                     UCLA 1671A: 4900 6 100 years B.P. (bone)
                                               Mean calibrated dates: 3692, 3670 B.C.
1.2. METHODOLOGICAL PROBLEMS                   1 s; range 3783–3548 B.C.
                                               3892 (0.01) 3889 3796 (0.86) 2633 3577 (0.14) 3535
1.2.1. Conventional Approaches                 2 s; range 3946–3383 B.C.
                                               3946 (0.13) 3832 3829 (0.84) 3503   3417 (0.03) 3383
   The theoretical framework used until
recently for interpreting the archaeozoo-      KI 2197: 5230 6 95 years B.P. (shell)
logical data was seriously flawed (for a       Mean calibrated dates: 4033, 4025, 3998, B.C.
                                               1 s; range 4221–3959 B.C.
more detailed discussion see Levine 1990,      4221 (0.11) 4193 4154 (0.89) 3959
1993). For example, the criteria used by
                                               2 s; range 4320–3799 B.C.
various researchers as evidence that the       4317 (0.02) 4292 4256 (0.89) 3902   3882 (0.09) 3802
horses from Dereivka were domesticated
included the following: (1) the absence of     OXA 5030: 5380 6 90 years B.P. (bone from
old horses; (2) the presence of a large pro-     cemetery)
                                               Mean calibrated date: 4237 B.C.
portion of male skulls; (3) the presence of
                                               1 s; range 4337–4048 B.C.
objects identified as bridle cheekpieces;      4334 (0.58) 4216 4201 (0.28) 4141 4120 (0.14) 4087
(4) the results of a morphological analysis
                                               2 s; range 4435–3985 B.C.
comparing the Dereivka horses with other       4362 (1.00) 3988
equid material; (5) their association with
other domesticates— cattle, sheep, goat,       KI 2193: 5400 6 100 years B.P. (shell)
pig, and dog; (6) the relatively large per-    mean calibrated dates: 4310, 309, 4249 B.C.
                                               1 s; range 4346–4086 B.C.
centage of horse bones and teeth in the        4345 (0.63) 4216 4201 (0.25) 4141 4120 (0.12) 4087
deposit (Bökönyi 1978, 1984; Bibikova
                                               2 s; range 4456–3985 B.C.
1967, 1970, 1969; Telegin 1986). However,
                                               4451 (0.03) 4420 4396 (0.02) 4374   4369 (0.92)
on the basis of archaeological, ethno-           4030 4030 (0.04) 3994
graphic, and ethological comparisons, the
absence of old individuals is much more        UCLA 1466a: 5515 6 90 BP (bone)
                                               Mean calibrated date: 4350 BC
likely to indicate hunting than herding
                                               1 sigma; Range 4457–4260 BC
(Levine 1982, 1990). Males would outnum-       4458 (.83) 4317 4291 (0.17) 4256
ber females if either bachelor groups or
                                               2 sigma; Range 4527–4155 BC
stallions protecting their harems were tar-    4540 (.94) 4218 4198 (0.4) 4145     4115 (.01) 4093
geted in the hunt. The cheekpieces might
not have been cheekpieces at all (Dietz           Source. Dates from Telegin, personal communica-
1992; Levine and Rassamakin 1996). The         tion, and conference abstract from Telegin (1995).
                                               Calibration from Stuiver and Reimer (1993).
morphological study involved very small
and disparate samples and produced con-
tradictory results. The association of         any case, they were also found with the
horses with other assumed domesticates         remains of wild animals (Levine 1990,
is not evidence of horse domestication. In     1993). The only species from Dereivka to
ORIGINS OF HORSE DOMESTICATION                                  33

be studied in detail was the horse. Be-         1.2.2. The Identification and Significance of
cause almost all the bones and teeth from          Bitwear
this site have unfortunately been dis-
carded, it is impossible for them to be           As an analytical method, bitwear anal-
reassessed. However, a preliminary exam-        ysis should make a valuable contribution
ination of the faunal assemblage from the       to the study of horse domestication (An-
new excavations at Molukhov Bugor, an-          thony and Brown 1991). However, it has
                                                important limitations:
other Dereivka culture site, 2 has produced
some interesting, but extremely tentative          1. Tamed, as well as domesticated,
results. No bones that could only have          horses could wear bits.
come from domesticated animals and                 2. A horse can be ridden without a bit.
many that must have come from wild                 3. Anthony and Brown have themselves
ones, for example, birds, tortoise, beaver,     observed that bitwear traces will wear off
deer, have been identified, while the cattle    if a horse is not bitted regularly over a
and pigs were suggestively enormous.            relatively long period recently before its
Much more work needs to be done on this         death.
assemblage, but the initial results lend           4. The question of whether the wear
support to the far more detailed analyses       pattern described by Anthony and Brown
already carried out on the material from        could have had other causes has not been
                                                adequately addressed. Their unbitted
Dereivka (Levine 1990, 1993). On the one
                                                sample of feral horses consisted of 20 in-
hand, there is little or no evidence that the
                                                dividuals from two North American pop-
Dereivka culture people were pastoralists,
                                                ulations (mustangs from the mountains of
while on the other hand, there is a good
                                                Nevada and barrier island ponies from
reason to believe that they were hunter-        the Atlantic Coast). They have generalized
gatherers (Levine and Rassamakin 1996).         from this small sample that unbitted
  Horses are relatively uncommon in             horses could not manifest the wear pat-
European Mesolithic and Neolithic ar-           tern they describe as unique to bitwear.
chaeological deposits. It has, therefore,       On the other hand, Angela von den Dri-
commonly been held to be the case that          esch (personal communication) has ob-
they could not have been domesticated           served that similar, if not identical, wear
during those periods. On the other              on the lower second premolar can result
hand, relatively large quantities of horse      from abnormal occlusion with the upper
bones and teeth have been recovered             second premolar.
from Eneolithic sites on the central Eur-
                                                   As far as we know, then, beveling on the
asian Steppe. Characteristics of tooth
                                                anterior part of the lower P2 masticatory
morphology, population structure, ta-
                                                surface could be caused by bitwear or ab-
phonomy, and taxonomic distinctions             normal occlusion. Either a domesticated
based on measurements, have been                horse or a wild one that had been tamed
credited as evidence for horse domesti-         could be bitted. The absence of bitwear
cation. Until recently, however, the most       could indicate that a horse had not been
important criterion had been that of in-        ridden recently or regularly before its
creased relative abundance, which could         death, that it was ridden unbitted, or that
be explained as well, or even better, by        it never was ridden. We must conclude
increased hunting rather than by                from this that bitwear should not be used
domestication (Bökönyi 1978, 1984;            without corroboration as proof of domes-
Bibikova 1967, 1970, 1969; Petrenko 1984;       tication. This is not to say that bitwear
Levine 1990, 1993).                             studies should not be carried out. On the
34                                  MARSHA A. LEVINE

contrary, their use should be much more       example, biomolecular analyses, stable
widespread, but in conjunction with other     isotope studies, paleopathology, ethnoar-
methods of analysis.                          chaeology, ethology, and paleoenviron-
                                              ment research as well as more conven-
1.2.3. Sample Size and Innovation             tional archaeological methods, is crucial to
                                              this approach. The goal of this paper is to
  Archaeologists and archaeozoologists        take a step in that direction by using a
continually lament the inadequacy of          combination of ethnoarchaeological, etho-
their samples. The assumption being           logical, and archaeological analyses to
that if only large enough datasets were       look at the archaeological and archaeo-
available, they would be able to find the     zoological data. But this is only the begin-
answer to any practically any question.       ning.
However, this might not be the case.
Considering the skills needed for man-        2. POPULATION STRUCTURE AND
aging large numbers of horses and con-        MODELS OF HORSE EXPLOITATION
sidering the small-scale nature of tam-
ing, from which, as will be argued later,        The particular aspect of horse hus-
domestication is most likely to have          bandry to be examined here is population
evolved, the key to the origins of horse      structure. Survivorship and mortality pat-
domestication might well lie with small       terns of recent horse herds are compared
samples. Archaeozoologists must face          with various models and with assem-
up to this and develop methodologies          blages from Eneolithic and Iron Age/Ro-
that can cope with this reality. To regard    man archaeological sites. The methodol-
small samples only as a problem is to         ogy used integrates taphonomy and
miss an opportunity.                          butchery evidence with morphometrical,
                                              paleopathological, and population struc-
     1.3. A MULTIDIMENSIONAL                  ture analyses. All of these are interpreted
             APPROACH                         with reference to ecological, ethological,
                                              ethnoarchaeological, and contextual data
   The common thread, connecting all as-      (Levine 1979, 1982, 1983, 1990).
pects of the project, out of which this pa-
per has evolved is the question of the or-       2.1. Relationships between Horses
igins and evolution of horse husbandry,                      and People
its social and ecological implications—         People can have a wide variety of dif-
whether, for example, it arose out of agri-   ferent types of relationships with horses.
cultural, pastoral, or foraging communi-      Horses can be wild, feral, 3 or domesti-
ties— how the domestication of the horse      cated. Wild or feral horses can be hunted
altered the balance of power in ancient       for their meat and other body parts, or
communities, and its impact on forest–        tamed as pets or beasts of burden. Do-
steppe and steppe ecosystems. In the          mesticated animals can be raised for
broadest sense, my goal is to evaluate the    riding, traction, meat, milk, and other
ways in which environmental, social, and      products. Moreover, even within one so-
economic changes are interrelated and to      ciety any combination of these relation-
try to understand the role of the horse in    ships can coexist.
the equation. Such a complex problem            Though customarily defined as the con-
requires a multidimensional attack with       trolled breeding of plants or animals by
ammunition provided through the devel-        humans, the real distinctiveness of do-
opment of new analytical methods. Inter-      mestication lies in the fact that it involves
disciplinary collaboration, including, for    ownership and thus results in a com-
ORIGINS OF HORSE DOMESTICATION                                35

pletely different level of human commit-       have a good laugh. There is no reason why
ment than does hunting (Levine 1979).          the motivations of the informant should
Horse taming also involves ownership,          be any less complicated than those of the
but it seems likely from the historical and    interviewer.
ethnographic evidence so far available            3. Which brings us to the distortions
that the social and economic implications      arising from the interviewer’s shortcom-
of horse taming would have been, at most,      ings. For example, phrasing a question
relatively superficial and localized and       clearly, but not leadingly, can be particu-
would have disappeared with the death of       larly difficult. Imperfect knowledge of the
the animals involved, while the repercus-      informant’s native language is a serious
sions of domestication would have rever-       problem. The horse husbandry and
berated throughout the whole society.          butchery vocabularies of most interpret-
Our goal should not, therefore, be simply      ers are not ideal. Moreover, it is impossi-
to identify horse riding, traction, milking,   ble to ask about everything. Certain limits
and meat eating in the archaeological          must be placed in respect for the time and
record, but, additionally, to find evidence    patience of the informant. Therefore, the
of horse breeding and taming, which are,       choice of which questions to ask is critical.
as such, archaeologically invisible. How-      They need to be unambiguous and di-
ever, they may be approached indirectly        rected specifically toward solving archae-
through investigations of population struc-    ological problems.
ture, archaeological context, and other           4. Then, assuming that we have taken
characteristics of the data.                   into account and minimized all these dif-
  Historical and ethnographic accounts,        ficulties, we still have to deal with prob-
as well as new ethnoarchaeological re-         lems associated with the use and misuse
search, are all employed here to gain ac-      of ethnographic analogy, by its nature
cess to that variability. However, it is im-   highly complicated and potentially bi-
portant to observe at the very outset of       ased, to interpret the archaeological evi-
this discussion that these kinds of data       dence— equally complex and probably
sources have their own particular prob-        even more biased, for example, by tapho-
lems. For example:                             nomic factors.

  1. Inaccuracy. Particularly in the case of      Archaeologists have been known to
interviews relating to past practices, we      throw up their arms in despair at the dif-
can expect lapses of memory to distort         ficulties encountered with ethnographic
events that took place in the past. For ex-    analogy and, indeed, some say that it can
ample, in the case of interviews dealing       only lead to tears. However, to interpret
with the period before collectivization, 4     archaeological data we must have some
my informants could not recall details of      understanding of how human beings ac-
herd population structure.                     tually behave. The unsatisfactory nature
  2. Distortions resulting from the infor-     of the work carried out until recently re-
mant’s own personal agenda. It is well         garding horse domestication has clearly
known among anthropologists that infor-        demonstrated this problem (Levine 1990,
mants may have their own reasons for           1993). Without minimizing the difficulties
what they say. For example, they may un-       involved, it is therefore necessary to learn
der- or overestimate the size of their         how to use ethnographic and historical
herds, if they think that there is an eco-     data. Consequently, the objective of this
nomic or political advantage to do so.         ethnoarchaeological study is not the direct
Moreover, many people will say what is         interpretation of archaeological data from
expected of them to please or simply to        ethnographic and historical accounts, but
36                                         MARSHA A. LEVINE

rather, an exploration of the range of ex-            mounted on swift horses, and kill them
tant possibilities, without assuming that             with broad lances. Their flesh they esteem
no others could have existed in the past.             excellent food; and use their skins to sleep
                                                      upon” (Mohr 1971, p. 27).
2.1.1. Capturing and Taming Horses                       According to 19th-century records,
                                                      there were two methods of capturing Pr-
   According to Clutton-Brock, “A tame                zewalski’s horse foals. One was to trap
animal differs from a wild one in that it is          them in pits dug near waterholes. The
dependent on man and will stay close to               other was for mounted men to chase and
him of its own free will” (1987, p. 12).              capture them with the arkan (a long pole
Aboriginal hunter-gatherers and horticul-             with a noose fastened to one end). When
turists throughout the world are known to             the pursuer came close enough to his tar-
tame all kinds of wild animals to keep as             get, he would drop the noose over its head
pets (Serpell 1986, 1989). 5 There is no rea-         and neck (Mohr 1971). Grum-Grshimailo
son to think that this would not have been            documents another method: “During the
the case at least from the time of the ear-           foaling season the Kalmucks take two
liest anatomically modern Homo sapiens,               horses into the desert. As soon as they
and when the need arose, taming could                 have found a herd, they chase them until
well have been the first step toward do-              the exhausted foals fall over. These foals
mestication (Galton 1883; Clutton-Brock               are picked up and placed in the domesti-
1987; Serpell 1989). Wild horses, particu-            cated herd” (Mohr 1971, p. 68). Przewals-
larly as foals, can be captured and tamed             ki’s horses were also captured by driving,
and, as such, ridden or harnessed and, at             though it is not clear whether the beaters
the end of their lives, if necessary, slaugh-         were on foot or horseback: “Even in 1750 it
tered and eaten.                                      was said: ‘The entire land around Lyau-
   2.1.1.1. Taming the Przewalski’s horse. His-       tong is a wilderness; the emperor hunts
torical records also show that the capture,           there with three thousand beaters, who
taming, and eventual captive breeding of              put up the game and drive it towards him,
wild horses was dependent on the accu-                so that in one day 200 to 300 horses,
mulation of knowledge about their behav-              amongst others may be caught’” (Mohr
ior and on the development of techniques              1971, p. 27).
to exploit that behavior. Perhaps the ear-               The early 20th-century collectors found
liest record of a horse captured by these             that their greatest difficulty was not in
means dates from 113 B.C.:                            catching the horses, but rather in keeping
 A Chinese . . . near Tun-huang, on the north-
                                                      them alive in captivity. Attempts to feed
 west frontier, frequently saw a horse . . . drink-   unweaned foals on sheep and goat milk
 ing in the river along with a number of wild         were not successful. The solution to this
 horses. He tamed the strange horse by putting at     problem was to foster them with domes-
 the water-side a dummy figure of a man in
                                                      ticated mares (Bouman and Bouman
 whose hands were bridle and halter. When the
 horse was used to this sight he substituted him-     1994). According to Frederick von Falz-
 self for the dummy, captured the horse. (Waley       Fein, one of the early collectors:
 1955, pp. 98 –9)
                                                       In 1897 a number of young wild horses were
   In another example Mohr refers to the               captured, but they all died because the catch
description by John Bell, an 18th-century              was not done as it should have been. I worked
                                                       out the fullest details of the method and laid
Scottish doctor and traveler, of Przewals-
                                                       much stress on the importance of the animals
ki’s horse hunting from horseback: “these              not being chased before capture, but rather by
animals are often surprised by the Kal-                shooting their mothers. As we could not get
mucks; who ride in among them, well                    milking mares from the Mongolians living in the
ORIGINS OF HORSE DOMESTICATION                                          37

 area, we had to buy them in Bijsk, and have           old son . . . to sit on his back” (Mohr 1971,
 them covered so that they foaled at the same          p. 69). She also describes how an “untam-
 time as the wild mares.. . . Since these rules were
 not obeyed—the catch was again unsuccessful
                                                       able” wild stallion was tamed and ridden:
 and all the animals died. We told Assanoff again      “In Askania Nova however, he found his
 to stick to the rules and thereafter there were no    master and within a month he was being
 more failures. (Mohr 1971, 95–96)                     ridden by his south Russian groom and on
                                                       the command would lie down like a Cir-
   Przewalski’s horse mares currently in               cassian horse” (Mohr 1971, p. 69).
captivity usually wean their young from                  This has important implications for the-
the age of 1 year until just before the birth          ories concerning early horse taming. It
of their next foal, or even for several years          seems likely that before the availability of
if they do not give birth every year (Houpt            domesticated mares to foster captured
and Boyd 1994). Berger observed of the                 foals, there would have been both lower
Great Basin feral horses that 34 of 40 (85%)           and upper limits to the ages at which tam-
were weaned before the age of 1 year and               ing would have been successful. Although
27 (79%) of those were not observed to                 very few data relevant to this question
suckle after their ninth month. “Because               seem to be available, the lower limit might
of winter-related stresses and because the             have been at around the age of 2 months.
last trimester of pregnancy demands the                We can only speculate about a possible
most nutritionally . . . mothers weaned their          upper limit on the basis of comments in
offspring during winters” (Berger 1986, p.             the literature referring to the difficulty or
116). Foals can be weaned much earlier.                impossibility of taming adults (Mohr 1971).
However, there is a cost to pay: “Evidence             However, other factors, which would also
for the importance of milk versus highly               have been critical, include the skills of the
nutritious food for early growth rates is              captor and the personality of the horse.
still sparse, but animal scientists have                 2.1.1.2. Taming North American feral
found that orphaned foals experience                   horses. Some parallels between central
stunted development despite provision-                 Eurasian and North American aboriginal
ing with high planes of nutrition” (Berger,            horse capture and taming techniques are
1986, p. 119). Berger mentions a mustang               particularly interesting because they sug-
from the Granite Range (Nevada), or-                   gest that certain aspects of the human–
phaned at the age of 2 months. Despite                 horse relationship are not culture-bound,
access to good-quality grazing, even at the            but are rather mediated by both species’
age of 3 years, he was only the size of a              natural patterns of behavior in a much
yearling. Similarly a captive Przewalski               more fundamental way. For example, ac-
foal, orphaned at the age of 221 months,               cording to Ewers (1955), northern Plains
survived but lagged in growth behind his               peoples such as the Blackfoot and the
unorphaned paternal half-siblings until                Cree were not very skilled at taming mus-
the age of 3 years despite supplemental                tangs, the North American feral horses.
feeding (Houpt and Boyd 1994).                         Most of the few adult feral horses cap-
   Taming and riding Przewalski’s horses               tured by them died after they reached
captured from the wild was at one time                 camp. However, some colts and yearlings
considered to be practically impossible                were caught by “horse medicine men,”
(Mohr 1971). However, Erna Mohr refers                 specialist feral horse tamers, whose tam-
to a 6-month-old Przewalski horse that                 ing technique was described as follows:
“had become so far tame that it was easily
                                                        A man who possessed horse medicine for use in
led and went quietly up the granite stair-              catching wild horses rubbed it on his hands, feet,
case to the second story of the castle, was             and rope. Then he circled the wild horse up wind
led into a room and allowed the 7– 8 year               so that the odour of the medicine would be carried
38                                         MARSHA A. LEVINE

 to the nostrils of the wild one. When the wild        tion of a corral apparently used by the
 horse smelled the medicine it came to him. He         Cheyenne:
 roped it by the front feet and threw it down. Only
 horse medicine men were said to have had success       [I]n the year 1836, members of Cheyenne war
 in capturing wild horses. (Ewers 1955, p. 274)         parties . . . in what is now Oklahoma, found a
                                                        great corral which had been used for catching
  According to Ewers, the southern and                  horses. This pen was situated in a park or open-
central Plains tribes were much more                    ing in the black-jack timber . . . This pen was not
                                                        circular in shape, but was oval, the opening be-
skilled than the northern tribes at captur-
                                                        ing at one end. The fence . . . was a stockade
ing mustangs. The former had more and                   formed of black-jack posts set on end in the
earlier experience of horses and they had               ground and close together. On the outside of the
bigger herds, which suggests that they                  fence brush and the limbs of trees were piled
were more familiar with horse behavior.                 against the stockade. The wings of underbrush
                                                        were heaped up high and wide, so that a horse
However, all the Plains groups were in
                                                        could neither see through nor jump over
agreement that mustangs were difficult to               them . . .
catch. According to George Catlin:                         . . . the Kiowas explained to the Cheyennes the
                                                        purpose and the manner of use of the structure.
 There is no other animal on the prairies so wild
                                                        Of the horses driven into this corral the best
 and so sagacious as the horse; and none other so
                                                        young ones were roped and dragged out to be
 difficult to come up with. So remarkably keen is
                                                        used, while the older and otherwise less useful
 their eye, that they will generally run “at the
                                                        animals were butchered for their flesh and
 sight,” when they are a mile distant; being, no
                                                        hides. The Kiowas used horse-hide for all pur-
 doubt, able to distinguish the character of the
                                                        poses for which the skins of large animals are
 enemy that is approaching when at that dis-
                                                        employed. (Grinnell 1923, p. 292)
 tance; and when in motion, will seldom stop
 short of three or four miles. (Catlin 1841, Vol. 1,
                                                          2. The Chase: All other things being
 p. 57).
                                                       equal a man on horseback is no match for
   The two main tools used for capturing               a free-running mustang. Therefore, the
feral horses were the lasso with a running             Indians developed variations on the chase
loop and the lasso loop fixed to a long                theme that would enable them to capture
stick, very much like the Mongol arkan                 strong, healthy animals.
(Ewers 1955). In conjunction with an inti-
                                                         a. Chasing animals in a weakened
mate knowledge of horse behavior and a
                                                       state: The ethnographic literature is not
fit, well-trained mount, these could be
                                                       always clear about details of how horses
used successfully to capture and break
                                                       were captured. However, the most wide-
mustangs (Catlin 1841; Ewers 1955; Grin-
                                                       spread method seems to have involved
nell 1923; James 1823; Wallace and Hoebel
                                                       running down the mustangs on horseback
1952). A number of methods of capturing
                                                       and dropping a noose over their head.
horses have been described in the ethno-
                                                       This method was employed by the Man-
graphic literature:
                                                       dan and the Osage (Catlin 1841), the Com-
  1. Corralling: This method was used ex-              manche (Wallace and Hoebel 1952), and
tensively by the Kiowa and occasionally                the Cheyenne (Grinnell 1923). As ob-
by the Commanche 6 and Cheyenne. Wal-                  served by Wallace and Hoebel, all other
lace and Hoebel (1952) speculate that it               things being equal, this method could be
could have evolved out of antelope and                 successful only for weak animals, for ex-
bison hunts, but the same technique was                ample, foals and pregnant or suckling
also used by the Spanish for hunting                   mares, since a strong horse should be able
horses. On one occasion in 1852, 400 to 500            to run faster than a horse and rider. How-
horses were driven into an enclosure by                ever, things were not always equal. For
the Commanches (Wallace and Hoebel                     example, using a well-fed riding horse
1952). Grinnell gives a detailed descrip-              gave the captor an advantage in the winter
ORIGINS OF HORSE DOMESTICATION                                             39

or early spring when most feral horses                   dency to circle to the left when being fol-
were in poor condition. On the other                     lowed:
hand, a fit horse could be used to run                    The Indian seeing the direction in which the
down fat horses in summer or to chase                     horse is “leaning,” knows just about the point
“waterlogged” horses just leaving the wa-                 where the animal will stop, and steers in a
terhole (Wallace and Hoebel 1952; Grin-                   straight line to it, where they arrive nearly at the
                                                          same instant, the horse having run a mile, while
nell 1923).                                               his pursuer has gone but half or three-quarters
   b. Chasing in relays: This method was                  of the distance. (Catlin 1875, p. 113).
expensive in terms of energy consump-                    He would thus keep it on the move until it
tion, but would have resulted in the cap-                was so exhausted that he could throw a
ture of the very best animals, including                 lasso over its head.
stallions. It was used by the Osage (James
                                                           3. Capturing with decoys: Both the
1823) and the Commanche (Wallace and
                                                         Cheyenne and the Commanches targeted
Hoebel 1952).
                                                         bachelor groups by sending out a few old,
 In capturing the hard-to-take stallions . . . the       gentle mares as decoys (Wallace and
 best way was to stalk them with a team of co-           Hoebel 1952; Grinnell, 1923). According to
 operating hunters. Each herd tended to move             Grinnell, “after a time the herd could be
 about within a limited range of territory; when
                                                         approached, driven together, and perhaps
 flushed, it was likely to travel in a circle, return-
 ing eventually to or near the spot where it was
                                                         many of the young horses caught” (Grin-
 originally found. To accomplish this end, one or        nell 1923, p. 295).
 more horsemen kept the herd continuously on
                                                           2.1.1.3. Taming captured mustangs. Some
 the move without allowing it either to eat or to
 drink . . . the stalkers, by remaining on the in-       of the ethnographic reports are rather
 side of the circle, travelled a much shorter dis-       self-contradictory in that they suggest, on
 tance than the herd. When their own mounts              the one hand, that taming feral horses was
 wearied, the riders were replaced by others or          very difficult while, on the other hand,
 were supplied with fresh mounts. This proce-            they describe the process as if it were very
 dure was continued without let-up for two or
                                                         simple. For example, regarding the ab-
 three days or until the herd became exhausted,
 when a number of riders on fresh mounts rode            original inhabitants of the Great Plains,
 in and lassoed their pick of the wild horses.”          Catlin states that “Scarcely a man in these
 (Wallace and Hoebel 1952, p. 44)                        regions is to be found, who is not the
                                                         owner of one or more of these horses; and
  c. The surround: On the open plains,                   in many instances of eight, ten or even
mustangs would be surrounded by a                        twenty, which he values as his own per-
group of riders. When a horse would try to               sonal property” (Catlin 1841a, p. 142).
break away, a noose was dropped over its                 Moreover, with regard to the acquisition
head (Wallace and Hoebel 1952).                          of a mustang by a Frenchman, raised in an
                                                         Osage village, he remarks: “the whole
  d. Chasing on foot: According to Catlin,               thing, the capture, and breaking, all hav-
the Cheyenne, who captured more mus-                     ing been accomplished within the space of
tangs than any other tribe, frequently                   one hour, our usual and daily halt at mid-
used this method. A horseman would                       day” (Catlin 1841b, p. 60). This paradox is
start out by “plunging” into a band of wild              partly explained by the diverse origins of
horses, forcing one animal out of the                    the sources referred to here, but perhaps
group, whereupon he would dismount                       also by the talent that experts have to
from his own animal and set out on foot                  make the most difficult activities appear
after the panicked individual. This is an-               simple. In other words, it is possible that
other method that exploits the horse’s ten-              the European observers overstated their
40                                           MARSHA A. LEVINE

understanding of the events taking place                    Interestingly this method employs the
around them. This ignorance is well illus-               same kind of psychological approach as
trated by Catlin’s account of his own mis-               that recently developed by Monty Robert
begotten attempt to capture a feral horse:               in which the safe space or “comfort zone,”
                                                         occupied by the gentle but dominant
 [W]e would try the experiment of “creasing”             trainer, is opposed to the dangerous space
 one . . . which is done by shooting them through
 the gristle on the top of the neck, which stuns
                                                         away from him, in which the horse feels
 them so that they fall, and are secured with            threatened and isolated (Bayley and Max-
 hobbles on the feet; after which they rise again        well 1996). This training method takes ad-
 without fatal injury. This is a practice often re-      vantage both of the horse’s instinctive
 sorted to by expert hunters. . . . My friend Joe        flight response and of its natural sociabil-
 and I . . . having both levelled our pieces at the
                                                         ity.
 withers of a noble, fine-looking iron grey, we
 pulled trigger, and the poor creature fell. . . .We
                                                            One Commanche and Cheyenne method
 advanced speedily to him, and had the most              of taming involved tying the choked cap-
 inexpressible mortification . . . to find that one of   tive to the tail of a gentle mare (Wallace
 our shots had broken the poor creature’s neck,          and Hoebel 1952; Grinnell 1923):
 and that he was quite dead. (Catlin 1841b, p. 58)
                                                          Three or four days later . . . it was set free, and
   Despite its shortcomings, it is useful to              thereafter followed her about wherever she
                                                          went. The mare was then used to tame another
consider some of the documentation re-
                                                          horse, and if the party was out for a long time
ferring to the process of breaking and                    some mares might have eight or ten captured
taming feral horses. According to Catlin,                 horses following them about. These wild horses
the affect of the lasso on the horse was to               were readily broken to the saddle. While they
constrict its air passage until it fell over,             were “tailed” to the mare, the owner would oc-
                                                          casionally go up to the mare, pat her for a little
whereupon its captor hobbled its forefeet                 while, and then pass on to the young horse,
together, fitted a halter with a noose that               handling it and gentling it. In this way it became
tied under its jaw, and loosened the lasso                accustomed to the sight and smell of man, and
so that it could breathe. Then,                           no longer feared him. Sometimes after the horse
                                                          had become somewhat gentle, a young man
 by a great many useless struggles to rise, the           would spring on its back and at once jump off
 horse remaining yet in its sitting posture, and          again. The wild horse soon learned that it was
 the Indian approaching nearer and nearer (inch           not to be hurt. The man who mounted would
 by inch) to its nose, on the shortened halter, and       presently sit on the horse for a little while, and
 yelling as loud as he can, the animal’s fear is          then the old mare might be led about by some-
 increased to the highest degree. The Indian still        one while the young man was sitting on the wild
 advances nearer on the tightened halter, and at          horse’s back. Thus the work of breaking it to ride
 length begins patting the horse on the nose, and         was not long. (Grinnell 1923, pp. 294 –295)
 gradually slipping his hand over its eyes, begins
 breathing in its nostrils, their noses being to-
                                                           Unfortunately, no survival rates are
 gether.                                                 available for any of these methods. But
   After a few breaths exchanged in this manner,         some were, apparently, brutal enough to
 the relaxation of the horse’s muscles and its           explain the difficulty some groups experi-
 other motions, show that its fears are at an end—       enced in keeping captives alive. Other rel-
 that it recognises a friend instead of a foe, in its
                                                         evant factors could well have been the
 captor; and this compromise being effected, the
 Indian is seen stroking down its mane, and oth-         age, sex, constitution, and personality of
 erwise caressing it; and in fifteen or twenty min-      the horse as well as the skill of the captor.
 utes he is seen riding it quietly off!
    . . . the excess of fatigue, of fright, and actual
                                                         2.1.2. Modelling Horse Use
 pain, followed by soothing and kindness, seems
 to disarm the spirited animal, and to attach it at
 once, in a mysterious way, to its new master.            During historical times both the North
 (Catlin 1875, p. 109 –110)                              American Plains tribes and the Mongols
ORIGINS OF HORSE DOMESTICATION                                          41

used the arkan, lasso, or herd drive to cap-             age. The first mares placed with the stallion
ture wild or feral horses to eat or to tame.             should be younger than he and the harem size
                                                         should be kept small until the stallion gains age
Horses taming was regarded as a skill                    and experience. (Boyd and Houpt 1994, p. 226)
most successfully carried out by special-
ists, whose most important tool was their                  That capturing wild horses and stealing
intimate knowledge of horse behavior. On                tamed or domesticated ones were re-
this basis I would like to propose a possi-             garded by the Plains tribes as preferable
ble scenario for the development of horse               to breeding them supports the scenario
husbandry.                                              proposed here. If it is correct, it seems
   As a working hypothesis, I would like to             likely that there would have been a rela-
suggest that horse taming probably first                tively long period when new horses would
arose as a by-product of horse hunting for              have been recruited from wild popula-
meat. Orphaned foals, captured between                  tions. This could have been carried out by
the ages of perhaps 2 months and 1 year,                trapping, driving, and chasing, as docu-
or possibly somewhat later, would some-                 mented for the Mongols and North Amer-
times have been adopted and raised as                   ican Plains tribes.
pets. Eventually, and perhaps repeatedly,                  This leads me to hypothesize that horse
the discovery was made that these pets                  domestication could have taken a rela-
could be put to work. This knowledge                    tively long time to develop and might well
could have been acquired and lost many                  have depended on the taming of individ-
times from the Pleistocene onward. But it               uals predisposed to breed in captivity.
was, apparently, only during the Holo-                  Horse domestication would thus, in a
cene—possibly between the Neolithic and                 sense, have been initiated by the horses
the Early Bronze Age—that it began to                   themselves. Also significant is the possi-
influence human social developments.                    bility that human understanding of horse
   Initially the difficulties involved in               behavior had developed to such a degree
keeping captured wild horses alive would                that horses finally could breed in captiv-
have set limits to their impact as work                 ity. Perhaps the most likely scenario is
animals on human society. Furthermore,                  that the human and equine parts of the
considering the problems encountered by                 equation would have evolved together.
modern collectors trying to breed Przew-                The development of horse breeding
alski’s horses, it seems likely that horse-             would, of course, have had particular sig-
keeping would have had to have been                     nificance outside the natural range of the
relatively advanced before controlled                   wild horse.
breeding, and thus domestication, would
                                                             2.2. An Ethnoarchaeological
have been possible: “Failure to consider
                                                          Investigation of Equine Pastoralism
the typical social organization of the spe-
cies can result in problems such as pacing,                Scholars from Russia and other parts of
excessive rates of aggression, impotence                Eastern Europe have carried out im-
and infanticide” (Boyd and Houpt 1994, p.               mensely valuable ethnographic research
222). To breed wild horses successfully in              on central Eurasian equine pastoralism.
captivity, their environmental, nutritional,            However, this work does not usually di-
and social requirements must be met:                    rectly address the questions of particular
                                                        relevance to the study of the origins of
 In zoos, juvenile male Przewalski’s horses             horse domestication. The project to be
 should be left in their natal bands for at least a     discussed below has been designed spe-
 year so that they can observe mating behaviour.
 They should be placed in bachelor herds when
                                                        cifically to deal with issues connected with
 removed from the natural band, and not given           that problem. It presents some results
 harems until they are at least four or five years of   from an ongoing ethnoarchaeological
42                                   MARSHA A. LEVINE

                                            TABLE 2
                               Informant’s Background Information

                                                                Husbandry           Economic
 Informant              Location            Ecosystem             type               system

Damdin              E. Mongolia           Steppe                Traditional      Nomadic
Jambalsuren         C. Mongolia           Mountains             Traditional      Settled
Mursabaev           N. Kazakhstan         Forest–steppe         Modern           Ranching
Shavardak           N. Kazakhstan         Forest–steppe         Modern           Settled
Kozakhmetov         N. Kazakhstan         Forest–steppe         Traditional      Semi-nomadic

study of equine pastoralism on the Eur-          riod discussed here will be that of their
asian steppe. The data have arisen princi-       childhood or as far back as their parents’
pally in the course of five interviews, con-     reminiscences. Thus, traditional, as de-
ducted between 1989 and 1992, with               fined here, extends from the end of the
people involved with horse husbandry in          19th century to the 1930s in the case of
Mongolia and northern Kazakhstan in the          Kazakhstan and to the 1950s in the case of
recent past or present.                          Mongolia.
                                                    2.2.1.1. Background information (Table
2.2.1. The Interviews                            2). The first two interviews were carried
                                                 out in Cambridge in 1989 and 1990. The
   Although the interviews covered all as-       informants, Damdin and Jambalsuren, were
pects of horse husbandry—from those              visiting scholars at the Mongolian and In-
related to riding and traction to those con-     ner Asian Studies Unit (Cambridge).
nected with milk, meat, and hide produc-            Damdin, a senior lecturer in the Depart-
tion—this paper concentrates on those            ment of Foreign Languages (Ulan Bator
associated with population structure. It at-     University, Mongolia), grew up on the
tempts to demonstrate how certain ar-            steppe in the extreme eastern part of
chaeozoologically visible characteristics of     Mongolia, in the Jargalant district of the
horse husbandry, such as age and sex             Dornod province during the late 1930s
structure, fit into the overall picture of       and 1940s. He was from a family of pasto-
pastoral life. It also gives some indication     ral nomads belonging to the Khalkha clan.
of the variability of possible behaviors re-     Since collectivization did not take place in
lated to equine pastoralism. Although the        Dornod until 1955, the way of life he de-
data collected are not generally appropri-       scribes was still rather traditional. Impor-
ate for direct translation into life tables,     tant characteristics of this lifestyle include
they can be used for the development of          the absence of permanent dwellings (they
models and in general comparisons.               lived in felt tents, known as yurts), and
   The word traditional is used here pri-        year-round migrations, seasonal in char-
marily to describe precollectivization           acter, in search of grazing for their herds
methods of horse husbandry. Collectiviza-        of horses, sheep, goats, cattle, and camels.
tion took place— or perhaps more signifi-           Jambalsuren (Academy of Sciences, In-
cantly, took hold—in different places at         stitute of Language, Ulan Bator, Mongo-
different times. In northern Kazakhstan it       lia) grew up in the mountainous region of
is dated to the 1930s, but it was not im-        central Mongolia during the 1950s. His fa-
posed on Mongolia until 1955. Since my           ther was a carpenter and his family was
informants’ accounts are entirely depen-         settled. Until the age of 16 years Jambal-
dent on their memories, the earliest pe-         suren was a yak herder. Because his father
ORIGINS OF HORSE DOMESTICATION                                  43

was a craftsman and because of the moun-                          TABLE 3
tainous terrain, his family did not have                Number of Horses per Household
many horses. He, therefore, had only a            Informant    Minimum     Average   Maximum
limited knowledge of horse husbandry.
   The next three interviews took place in       Damdin          10        20–301    100s–1000s
1992 in the forest–steppe zone of northern       Jambalsuren  1/person       40         3000
                                                 Mursabaev        1          —           —
Kazakhstan, where the informants live.
                                                 Shavardak        1          —            10
   Dastan Chalievich Murzabaev, president        Kozhakhmetov   4–10         40          300
of the trade union at the Kirov sovkhoz in
the Dzhambul region of North Kazakhstan,
discussed contemporary horse ranching at
the state farm where he worked.                  (steppe and forest–steppe) and husbandry
   Yurii Ivanovich Shavardak works for           strategies (nomadic, semi-nomadic, and
the Burlukskii sovkhoz (Volodarovskii            settled) are represented in these inter-
                                                 views. The diversity of the data gives
district, North Kazakhstan). He herds all
                                                 some idea of the range of possible strate-
the horses from Nikolskoe, a village near
                                                 gies available to horse herders in the
the archaeological site of Botai. Most of
                                                 steppe and forest–steppe regions of cen-
the horses are owned privately by the Ka-
                                                 tral Eurasia. It is hypothesized that simi-
zakh inhabitants of the village, but some
                                                 larities and differences arising from that
belong to the sovkhoz. Shavardak grew up
                                                 diversity might have some value in eluci-
in Nikolskoe and, although he is Russian,
                                                 dating some of the fundamental elements
he was trained to herd and butcher horses
                                                 of equine pastoralism. Of course, care
using a mixture of modern, that is, post-
                                                 must be taken in generalizing from such a
collectivization, and traditional Kazakh
                                                 small sample. Moreover, throughout the
methods. Collectivization took place in          millennia waves of change have repeat-
this region during the 1930s.                    edly swept across Eurasia, drawing people
   Mamet Kozhakhmetovich Kozhakhme-              together and tearing them apart, remind-
tov, born in 1915, is a former herdsmen,         ing us that history is no bit player in this
then schoolteacher, and finally, at the time     story.
of the interview, a pensioner. He was born          2.2.1.2. Number of horses per household
and brought up at Botai aul 7 (Karatalskii       (Table 3). Generalizations about the
sovkhoz, Volodarovskii district, North Ka-       quantity of horses in settled households
zakhstan). With the help of Eslyambey            are not very useful, but it is quite interest-
Zakir’yanovich Zakir’yanov, his relative         ing to compare figures obtained from
and headmaster of the school in Nikols-          Damdin and Kozhakhmetov concerning
koe, he described horse husbandry as it          the period before collectivization. Taking
was in his childhood, before collectiviza-       care not to read too much into a sample of
tion. The people from Botai aul are per-         2, it does seem that concepts relating to
manently settled now, but before collec-         herd size were very similar for both the
tivization they were seminomadic. They           nomadic Mongols and semi-nomadic Ka-
spent the cold months of the year in the         zakhs interviewed. To carry out seasonal
permanent dwellings of the aul. In the           migrations at least 10 horses were neces-
summer, however, they moved onto the             sary. An average household had about 20
steppe. Each household had traditional           to 40 and a rich household might have
rights to a particular territory and to a plot   kept hundreds or even thousands of
of land where they could set their yurt          horses. These figures are in line with
each year.                                       those given by Khazanov (1984), Tokta-
   A relatively wide variety of ecosystems       baev (1992), and Krader (1955). Shavard-
44                                           MARSHA A. LEVINE

                                                  TABLE 4
                                           Herd Population Structure

                                                                               Herd sex composition

Informant            Reproductive unit      Gelding structure     Stallions      Mares     Foals      Geldings

Damdin               Family group           With family group           1        15–20     15–20       15–20
Jambalsuren          Family group           Near family group           1         15        15          10
                                                                       (0) a      (1)       (0)         (4)
Mursabaev            Stallions 1 mares      In separate group           1         25          ?           ?
Shavardak            Family group           In separate group           1          45        45          15
Kozhakhmetov         Family group           In separate group           1        15–20       20           ?
  a
      Figures in parentheses refer to his own family’s horses.

ak’s herd comprises about 100 horses,                     ploit to some extent the natural tendency
around 15 of which belong to the state                    of horses to structure themselves into
farm, while the rest are privately owned.                 family groups. That is, the pastoralist re-
Nearly all the Kazakh households in Ni-                   productive unit mimics the natural family
kolskoe have at least one horse, while                    group, composed of a stallion, his mares,
some have as many as 10.                                  and their young. However, the structure
   2.2.1.3. Population structure (Table 4). The           of the pastoralist herd is, in all cases, dis-
natural reproductive unit of the                          torted by the artificially large number of
horse is the family group, composed of a                  mares assigned to each stallion. This is
stallion, his mares, and their young up to                most extreme for the nontraditional herd-
the age of about 2 to 4 years. It may com-                ers. The ratio of 1 stallion to 15 to 20 mares
prise up to 21 mares, although the average                is remarkably constant in the traditional
is usually much less, perhaps around 2 to                 context. This is particularly interesting in
4 and usually no more than 5 or 6 (Berger                 the light of an observation by Houpt and
1986; Klingel 1969, 1974; Bouman and Bou-                 Boyd that “Przewalski’s stallions with har-
man 1994, Houpt and Boyd 1994). The stal-                 ems of thirteen to eighteen females have
lion normally starts his own family group                 become overly aggressive toward their
at the age of 5 or 6 years, although he                   mares or apathetic about breeding” (Boyd
might not be successful at holding one                    and Houpt 1994, p. 226). That the domestic
against attacks from other males until the                mare:stallion ratio is only a little greater
age of 7 (Klingel 1969; Berger 1986; Mon-                 than the Przewalski ratio, attests both to
fort et al. 1994; Houpt and Boyd 1994). The               the consistency of horse behavior and to
second natural type of horse social unit is               the herders’ knowledge. Geldings are the
the bachelor group, made up entirely of                   domestic equivalent of equine bachelors.
males from the age of 2 years until their                 All males surplus to breeding require-
departure from the group to form their                    ments are castrated.
own bands and, less commonly, of older                       In the Mongolian cases all age and sex
males who have lost theirs to stronger                    classes graze more or less together. In
stallions. The bachelor group may com-                    Damdin’s pastoral nomadic example, the
prise up to 15 individuals, but the average               geldings graze in their natal family
is much lower, about 2 to 4 (Klingel 1969;                groups. According to Jambalsuren, geld-
Berger 1986).                                             ings graze together near the family group
   The structure of the wild herd is rele-                but apart from it. The Kazakh herd struc-
vant here because all the horse husbandry                 ture seems generally to be more compli-
patterns, described by my informants, ex-                 cated. According to Murzabaev’s ranching
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