BOOKLET LUMAT PROJECT - MAY 2016 JULY 2019 - Interreg Central Europe
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Cooperation in land management for more livable places MAY 2016 LUMAT PROJECT BOOKLET JULY 2019 www.interreg-central.eu/LUMAT.html IMPLEMENTATION OF SUSTAINABLE LAND USE IN INTEGRATED ENVIRONMENTAL MANAGEMENT OF FUNCTIONAL URBAN AREAS
Editors LINKS Foundation (Matteo Tabasso, Cristina Marietta, Giulia Melis) INDEX pp.4 EXECUTIVE SUMMARY The booklet collects the contributions of the project partners Institute for Ecology of Industrial Areas (IETU) | Poland ......................... LEAD PARTNER Ruda Śląska City Hall | Poland Saxon State Office for Environment, Agricolture and Geology | Germany..... WORK PACKAGE 2 LEADER pp.5 INTRODUCTION LINKS Foundation | Italy ............................................................... COMMUNICATION LEADER 1 Metropolitan City of Turin | Italy Energy Center Lipizzanerheimat LDT | Austria ..................................... WORK PACKAGE 3 LEADER Slovak University of Technology in Bratislava (STUBA) | Slovak Republic ...... WORK PACKAGE 1 LEADER City of Trnava | Slovak Republic Institute for Sustainable Development of Settlements (IURS) | Czech Republic pp.6 THE LUMAT PROJECT Moravia-Silesian Investment and Developement, A.S. (MSID) | Czech Republic 2 Urban Planning Institute of the Republic of Slovenia (UIRS) | Slovenia Ministry f the Environment and Spatial Planning | Slovenia City of Kranj | Slovenia Layout and Graphic design pp.14 METHODOLOGY LINKS Foundation 3 Printing Edizioni Langhe Roero Monferrato - Casa Editrice FROM CONCEPT Photo Credit pp.36 TO ACTION 4 In the cover and chapter pages, photos from the LUMAT photocontest. Front Cover: Lucio Beltrami | Dotted line Chapter 1: Matteo Tabasso | Memories PILOT ACTIONS AND Chapter 2: Miroslav Beňák | “X” Roof in the train depot pp.96 INVESTMENTS Chapter 3: Miroslav Beňák | Windows in the main hall 5 Chapter 4: Marta Fudala | Towards urban green areas Chapter 5: Marta Fudala | Focused on citizenz Chapter 6: Lucio Beltrami | Peekaboo pp.116 PHOTOCONTEST ISBN 978-88-941765-5-1 6 This work is published in the framework of the INTERREG CENTRAL EUROPE project “LUMAT - Implementation of Sustainable Land Use in Integrated Environmental Management of Functional Urban Areas” (Project No: CE89 LUMAT) pp.126 CONCLUSIONS The sole responsibility for the content of the publication lies with the authors. It does not necessarily reflect the opinion of the European Union.
4 | LUMAT PROJECT LUMAT PROJECT | 5 EXECUTIVE SUMMARY INTRODUCTION The LUMAT project objective is the more liveable places) starting with Central European urban regions are to make them more liveable places. implementation of Sustainable Land the pilots in all regions (successful challenged by urban sprawl and Use and pilot projects in Integrated brownfield redevelopment, green suburbanization as well as by the More details of the presented results and Environmental Management in 7 infrastructure, sustainable land use on reluctance of investors to take on other project products are available on Central European Functional Urban contaminated land). urban brownfield locations. Poorly the project web: www.lumatproject.eu. Areas. integrated and unsystematic land The LUMAT project relies on the use, development policies and The LUMAT partnership of cities and interplay between strategies and environmental management regulations Dr. Anna Starzewska-Sikorska - IETU regions, environmental agencies and instruments beyond existing practice, increase land–related conflicts and LUMAT project Coordinator research institutions develop integrated and on a suitably comprehensive handicap economic development. “Functional Areas Integrated deployment of tools in these areas, Environmental Management Strategies including terms of reference, The transnational exchange of (FAIEMS)” with shared transnational cooperation, organization and experiences and cooperation territorial and scientific competence. management by Action Plans, specifically with regard to land and investment and pilot actions. soil as widely neglected environmental FAIEMS include planning strategies with media is strongly needed. innovative technology supported by citizen participation. Local stakeholders The LUMAT Booklet includes in a have initiated pilot projects by using short form the description of the new interactive information tools most important results of the three from the Urban Atlas and citizen years’ work performed by the project observatories. consortium in the field of integrated environmental management of land The ecosystem service concept has resources in functional urban areas. supported the assessment and decision- making process. The implementation is The complete and rich contents of the based on agreed Action Plans and pilot/ LUMAT project obviously cannot be demonstration projects for land and presented in a full framework. Several soil including information database and dozens of deliverables and outputs tool for the management of urban/peri- have been produced by the consortium urban relationships. Action plans include of representatives of 13 scientific, financial instruments and institutional consulting institutions but also regional solutions, e.g. land management and local authorities of cities creating agencies or permanent inter-municipal functional urban areas. working groups. This Booklet is presenting the results Tools on FAIEMS methodology and of the integration of scientific participation constitute an integrative experience and management practice part of FAIEMS (minimize threats and in order to provide solutions which are environmental compensation to get transferable to other regions and cities
LUMAT PROJECT | CHAPTER #1 1 THE LUMAT PROJECT 1.1 OBJECTIVE AND CONCEPT 1.2 STRUCTURE OF THE PROJECT 1.3 PARTNERSHIP
8 | CHAPTER #1 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #1 | 9 1.1 OBJECTIVE AND CONCEPT STRUCTURE OF THE PROJECT 1.2 The basic premises of the LUMAT project and municipalities, and to achieve The creation of the common strategy The common methodology constituted See initiative were concerning the existing sustainable land use through a proper and methodology was the first step of a basis for further considerations chapter 2 and lasting negative phenomena in urban environmental management. the project implementation. resulting in a concept of Action Plans land management appearing in form of: strengthening the environmental The project has indicated that there is The LUMAT concept of a common management of land and soil resources • Growing land use pressure leading a need to find ideas for interregional strategy for integrated environmental in FUAs. According to the idea of LUMAT, to users conflicts, landscape cooperation, tools and instruments to management in Functional Urban Areas the Action Plans have used methods fragmentation, biodiversity loss and resolve the conundrum while respecting (from here on FUAs) with the focus on and tools that are offered by the soil sealing. territorial sovereignty and reflecting the the component of land and soil created environmental management field. problem of fuzziness of the territorial a framework for the development of • Increasing unbalanced urban units. An integrated approach is needed locally based strategies in the respective These methods included in particular developments and declining urban in all partner regions where multiple FUAs in the LUMAT project partners’ ecosystem services approach to areas with vacant and brownfield actors can participate and cooperate countries. decision making, but also others like land. in territorial and environmental compensation measures in relation management to develop their territories. The conceptual approach is based to management of brownfields and • Jurisdiction of the respective on integrated urban environmental degraded areas or industrial symbiosis municipalities’ management ending Two assumptions have been stated management in the FUAs as a tool with environmental criteria in business at its borders which results in an presenting the idea of the project: for the optimization of land-use and co-operation. ineffective management related to soil management and its synergy with the fuzzy character of its borders and • First, the urban land is a valuable the concept of ecosystem services, as For the needs of the project, seven the fuzzy interrelation of governance and limited environmental resource well as management of cooperation of regions have been selected presenting systems. (as it is reflected in the European the city core and its suburban areas various types of FUAs which are documents). including institutional framework. A representative of other regions in In all regions, poorly integrated and multilevel poly-centric governance Central Europe. The project results unsystematic environmental and spatial • Second, land management and was chosen as a core concept for therefore will be useful and applicable policies increase land-related conflict planning are closely connected efficient institutional framework in the in other central European countries not undermining social cohesion and with all development activities: field of sustainable land use and soil included in the project. competitiveness in the urban context, economic, social and environmental management. and new concepts of ecosystem services ones by locating them in space. The main land use conflicts and threats See are not sufficiently applied. The LUMAT concept of a common have been identified and placed at the chapter 3 Therefore, we assume that since the strategy for integrated environmental core for formulating solutions in form In the partner regions, one of the most land is an environmental resource, management works with FUAs as the of Action Plans and pilot actions. These challenging topics of environmental then the land management should functional territorial units defined on threats included brownfields, urban management of land resources is be supported with environmental natural ties of interdependences and sprawl and soil sealing (partly the result represented by the disparity in the management methods and tools applied collaboration between the city core of urban sprawl, but not only). territorial governance. The common in relation to land. and peri-urban municipalities, or on The project answer to these issues was objective for LUMAT partners was collaboration agreements framing, or developing ideas and concepts of Action to strengthen the functionalities, practical implementation of multilevel Plans that could support the integrated to integrate and support mutual governance principle in land management in FUAs. These cooperation between the core city the decision making. concepts were based on the common
10 | CHAPTER #1 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #1 | 11 structure developed by the partnership contribution to metropolitan strategic and Poland. These two investments INVESTMENT IN SLOVAKIA See including: planning and metropolitan general are pilot actions of the project. The chapter 4 The investment in Slovakia involves spatial planning. remaining pilot actions in the other 5 the restoration of a neglected natural • Diagnosis of main specific issues/ countries will constitute parts of Action park for sport and recreation zone in threats in the FUA Organizational actions were connected Plans showing how to implement the location Štrky in Trnava, aiming at with public involvement by using tools proposed actions. securing the overall rehabilitation of • Technical, financial and developed in LUMAT and management a currently abandoned area of Štrky, organizational actions structures which had to be established suffering from many burdens, for which as units responsible in the future for the it could be considered as a “green • Tools supporting the actions implementation of the Action Plans. In brownfield”. On the one hand, through addition, trainings of environmental and this restoration an original natural value • Pilot actions as examples of the planning professionals were included, will be brought back to this bio-centre Action Plans implementation. concerning ecosystem services approach, of local importance,as achieving a FUA identity, land use conflicts strengthened and increased ecological The technical actions concerned: reduction and use of innovative tools for stability in this area. On the other hand, public involvement. overall rehabilitation will open up this • Concepts of green and blue area for the broad public of Trnava City infrastructure strengthening and The Action Plans have been presented and Trnava FUA offering possibilities for development at local public meetings, with the sport, leisure and relax activities in the participation of various groups of natural environment. • Program of brownfields revitalization stakeholders and using tools in form of application available in mobile phones. • Program of integrated site Establishing management structures INVESTMENT IN POLAND compensation is one of the most important visible The investment in Poland is consisting project results. in the rehabilitation of the brownfield • Program of business development site located in the middle of the on degraded areas as inner city They should guarantee further Ruda Śląska city. The place is a post- development implementation of the Action Plans, zinc wastes dumping site of 6,5 ha, especially in the aspect of applying for surrounded by dwelling houses areas. • Program of re-using post-mining sites financial means. Therefore, at first, to make the place safe the phytostabilization technology • Integrated, sustainable management Pilot actions have been developed in 7 has been used. The investment will of functional city area in the project countries as parts of the Action create an available open space of a process of spatial planning with an Plans, showing the practical ways of natural, “half-wild” character; due to emphasis on integrated management Action Plans implementation. the progressive greening it will achieve of environmental protection and the character of a sub-regional park. integrated land use The physically visible results of the The place will become the walking and project are pilot actions in form of biking route connection of two districts • FUAs’ environmental and territorial two investments financed by the as a key element of the peri-urban issues management model as project. They are located in Slovakia infrastructure.
12 | CHAPTER #1 | LUMAT PROJECT POLAND LUMAT PROJECT | CHAPTER # | 13 IETU - INSTITUTE FOR ECOLOGY OF INDUSTRIAL AREAS RUDA ŚLĄSKA CITY HALL 1.3 PARTNERSHIP CZECH REPUBLIC IURS - INSTITUTE FOR SUSTAINABLE The LUMAT partnership consists of cities DEVELOPMENT OF SETTLEMENTS and regions representing FUAs and GERMANY research and consulting institutions. REGIONAL DEVELOPEMENT AGENCY LTD LFULG - SAXON STATE OFFICE FOR ENVIRONMENT, AGRICULTURE, GEOLOGY 13 partners from 7 countries have been working in close cooperation exchanging both the knowledge and the practical experience in land and soil resources management in urban areas. A transnational approach has helped the project partners to go pass traditional national/local concepts and raise awareness by developing innovative and integrated solutions supporting peri- SLOVAK REPUBLIC urban development. STUBA - SLOVAK UNIVERSITY As a consequence, the LUMAT partners OF TECHNOLOGY IN BRATISLAVA have worked on a transnational CITY OF TRNAVA framework in coherence with new implementation instruments and pilot actions through the transnational sharing AUSTRIA of specific topics. EC - ENERGY CENTER LIPIZZANERHEIMAT LTD The qualification and competences of the partners are complementary to each other, and represent different national approaches as well as planning and environmental management approaches. SLOVENIA Transnational cooperation has created synergies between actors with different UIRS - URBAN PLANNING INSTITUTE OF THE REPUBLIC OF SLOVENIA experience of land use management, as influenced by different local/ CITY OF KRANJ regional and national frameworks and MINISTRY OF THE ENVIRONMENT AND government strategies. SPATIAL PLANNING This co-operation has fruited in methods ITALY and tools developed in environmental management related to land and soil METROPOLITAN CITY OF TURIN which are incorporated to land use LINKS FOUNDATION - LEADING planning and management in FUAs. INNOVATION & KNOWLEDGE FOR SOCIETY
LUMAT PROJECT | CHAPTER #2 2 METHODOLOGY 2.1 CONCEPTUAL FRAMEWORK 2.2 TRAININGS 2.2.1. FUA identity 2.2.2. Ecosystem services 2.2.3. Land use conflicts 2.2.4. Interactive tool for citizens involvement – InViTo
16 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 17 2.1 CONCEPTUAL FRAMEWORK The LUMAT concept of integrated environmental management is based on the • Metropolitan areas, with population dependent on the urban core. The concept of FUAs as the functional territorial units defined on the basis of natural between 500,000 and 1.5 million most common–and easiest-way to ties, interdependencies and collaboration between the city core and surrounding Large metropolitan areas,with understand this interpretation is the municipalities. These can be of various type, as formal institutional relations, or population above 1.5 million. travel-to-work area, which would based on national policies implementation (including the adoption of the OECD include all communities with more than methodology) - top-down approach -, or based on collaboration agreements framing, The FUA includes cities, towns and a substantial percentage (e.g.: 20%) in addition to horizontal cooperation, or practical implementation of multilevel villages that are often physically of resident workers employed in the governance principle in the decision making. separated by unbuilt land from the core city. It is a very formal normative built-up city, but are at the same concept not reflecting the complexity of time economically and socially highly urban/peri-urban interrelations. Functional Urban Area The FUA is defined as a spatially identification of core municipalities. continuous settlement system consisting Guiding principles of units separate in administrative The cores are defined using the The joint concept of integrated FUAs processes are the real improvements Five terms. An urban functional area covers population grid from the global dataset environmental management builds in the FUAs. guiding a compact urban area (core) with a Landscan, referred to circa year 2000. on project cycle creating the core of principles functionally linked urbanized zone. Poly-centric cores and the hinterlands of integrated environmental management 4. The basic principle of integrated the functional areas were identified on process framed by 5 guiding principles: FUAs’ environment management Sustainable Land Use in FUAs covers the basis of commuting data (travel from is the broad involvement of all all activities concerned with the home–to-work) referred around the 2000 1. The main feature of integrated stakeholders into the decision management of land as a resource census year. FUAs’ environmental management making and implementation activities both from an environmental and from is its strategic character. It means reflecting their different capacities. an economic perspective. Integrated The urban hinterland was identified as the complexity of the process Environmental Management in FUAs worker catchment area, including all starting with diagnosis, via visioning, 5. Integrated FUAs’ environment aims to improve the environmental settlements from where at least 15% of planning, programming and ending management follows the logic performance of FUA, thus contributing the workers commute to any of the core with implementing and monitoring. of gradual development with to a better quality of life. settlement(s). (OECD,2012) synergy effects between different 2. Integrated FUAs’ environment interventions coordinated in the OECD The OECD made special efforts to make The OECD methodology makes it possible management is the platform for time and space. In the same time it Organisation the concept of “Functional Urban to compare FUAs of similar size across integration of different interests, creates preconditions for flexible use for Economic Co-operation Area” more precise, allowing to collect countries. A classification of FUAs into aspects, potentials, limits in the and reacting to internal and external and comparable data across European four types according to population size is space/territory of the FUAs across shocks. Development cities. Each FUA is an economic unit proposed: different hierarchical territorial characterised by densely inhabited levels, sectors of policies, “urban cores” and “hinterlands”whose • Small urban areas, with population stakeholders. labour market is highly integrated with between 50,000 and 200,000. the cores. 3. Integrated FUAs’ environment • Medium-sized urban areas, with management is action oriented, it The OECD developed a calculation population between 200,000 and means the outputs from the planning, process which started with the 500,000. decision making and executing
18 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 19 required quality of the decision making feedback allows the combination with GUIDING PRINCIPLES - independently from its character - flexibility of strategies reflecting directly depends on the availability/accessibility the success assessment in which quality INTEGRATIVE PARTICIPATIVE / to proper information, involvement as perceived by the public plays an ACTION STRATEGIC SPATIALLY AND MULTI-ACTORS INCREMENTAL SECTORAL ORIENTED BASED of relevant stakeholders and their important role in addition to objective capacities. In this context, the inherent progress indicators. INTEGRATIVE ENVIRONMENTAL MANAGEMENT PROCESS part of the common integrated FUAs management is the process of building The basic consolidation phase is the TOOLS: TOOLS: up the capacities of stakeholders for process of permanent adjustment FEEDBACK - BASIC - CONSOLIDATION APPRAISAL - active participation in its execution. of the strategy to changing external - - preconditions as well as reflecting ECOSYSTEM SERVICES The project cycle is an iterative process feedbacks from the progress monitoring PERFORMANCE in which permanent monitoring and of the strategy implementation. ACTION/ AS THE ENGAGEMENT IMPLEMENTATION PRECONDITION FOR SUSTAINABLE Integration QUALITY OF LIFE TOOLS: INDIVIDUAL AND TOOLS: The quality of life in the FUAs and achieve complexity and in the same The core JOINT principle of - COLLECTIVE STRATEGY - quality of urban environment as the time efficiency of measures based - DECISION MAKING - precondition for the quality of life of on the comparison of the outputs/ the LUMAT concept for FUAs’ citizens are synergic qualities, to effects/improvements and inputs/ integrated a huge extent subjectively perceived. used resources. Integrated FUAs’’ FUAs’ Fig.1 The concept for integrative FUA environmental management There are substantial and processual environmental management includes environment dimensions of the integration in the parallel and serial processual management Project cycle the integrated FUAs’ environmental integration. The core quality followed by the project and involvement of the relevant management. cycle which creates the backbone stakeholders for respective issue, being Parallel processual integration is focused of integrated FUAs’ environmental it a problem or a challenge. Important The substantial integration is based on on coordination and harmonisation management is the quality of life in the is to analyse natural and institutional contextual understanding of particular of the parallel processes in the FUAs FUAs with the special focus on whole responsibilities, capacities (decision problems and challenges for the looking for their independences, range of ecosystem services as the making, implementation) as well as strategy development, decision making contradictions, synergies etc. (e.g. the precondition for sustainability of the opportunities for collaboration, and and implementation as well as the changes of the quality of public spaces quality of life. based on this to identify the most proper integration of different aspects, factors, in the core areas, the development hierarchical level for the development views, policies (sectorial approaches). of transport infrastructure and the The project cycle includes the of the strategy, decision making, processes of urban sprawl). appraisal phase with the identification strategy implementation, actions This integration has different levels of of the problems, their system ties, in the harmony with the concept of integration,also understood as levels of The sense of serial processual integration casualties and synergies, the hierarchy, poly-centric multilevel governance. The abstraction or level of aggregation. is the optimisation of interlinks between spatial extent and affecting the development of strategy is understood the actions in their logic time sequence. different stakeholders. The appraisal as the participatory process involving The processual dimension of integration The main time axis is determined by phase is followed by the phase of the stakeholder, following their is based on integration of different the flow of activities starting with engagement focused on identification individual engagement and capacity. The particular processes in order to the diagnosis with identification of
20 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 21 potentials, problems and challenges the available resources. The planning via visioning, planning, programming process identifies the goals or objectives BIODIVERSITY up to the implementation. Serial to be achieved, formulates strategies ECOSYSTEM processual integration safeguards the to achieve them, arranges or creates coherence among the prospective the means required, and implements, ECOSYSTEM SERVICES activities represented by the complex directs, and monitors all steps in their of FUAs integrative planning and proper sequence. executive activities represented by own VALUES development activities (among them In the core of the concept for integrated implementation activities of plans and FUAs’ environmental management programs) and their management - creates optimized integrative land- executive management. use management and management HUMAN of cooperation (including proper WELL-BEING Planning is understood as basic institutional framework) of the city core management function, involving and its suburban areas seems to be the formulation of plans to achieve optimum core instrument to face the threats in balance of needs or demands with current urban/peri-urban development. GOODS Concept of ecosystem services Within LUMAT As an attempt to express the benefits cultural landscape. Project from ecosystems for human well-being ecosystem services is the by economic means, the concept of Ecosystems are rather complex dynamic conceptual basis ecosystem services offers a common functional units consisting of all plants for integrated denominator for the harmonization of and animals (biodiversity) in an area, Fig.2 Biodiversity, Ecosystems, Ecosystems services and Human Well-Being environmental different interests in the urban/peri- together with the non-living, physical management including the urban areas and threats based on the components of the environment (water, land and soil dichotomy between core and periphery soil and air) with which they interact. The confrontation of the demand are fundamental to attaining quality of The value of management as well as seeming dichotomy between (represented by the needs) and offer life of the citizens as main integrative ecosystem economic and social on one hand and The cities and FUAs represent the socio- (represented by the availability of development goal. There is no single services environmental development on the ecosystems as they include ecosystem services and their ability to satisfy the way to implement an Ecosystem Services other hand. and man as a social being. needs) represents the value of services. Approach. We need to consider not only mitigation In the past, environmental dimension Ecosystem services are the services and protection although within a broader FUAs represent very complex, dynamic in the decision making in spatial provided by the natural environment approach, but the fact, that the people socio-ecological systems of biophysical development management was which benefit people addressing their in their daily lives depend on a range and social factors defined at several represented by issues as mitigating the well-being, satisfying their needs of services that ecosystems provide and spatial, temporal and organizational impact of development activities or existential security, social and economic our role is not only to protect but to hierarchically linked scales. The establishing areas to protect wildlife and prosperity. develop them in parallel. These services ecosystems are significant with different
22 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 23 levels of self-organisational and For the LUMAT concept of the harmonisation can be understood the elements - food, clean air, fuel, timber adaptive abilities. The social factors are common FUAs integrated development concept of ecosystem services- services (provisioning ecosystem services) via represented by social units consisting of management is important the provided by the natural environment creating proper framework for their citizens, visitors, local economy players, conceptualized knowledge resulting from which benefit people. Understanding existence by influencing climate, floods and other subjects of social life in the the research of the teams around Elinor of ecosystem services is ‘challenging etc. (regulating ecosystem services), FUA, their mutual interactions as well as Ostrom, that the management processes the misconception that we must choose safeguarding sustainability of the interactions with the subjects of society in such complex systems as cities and between the natural environment and processes framing the existence of they are embedded in. FUAs can be improved only by making economic growth’ (Natural Environment humans - water cycling, soil formation Maslow’s them adaptive and flexible, able to deal White Paper Consultation, Sept. 2010). (supporting ecosystem services) up to Pyramid The main task of the FUA development with uncertainty and surprise, and by human needs at the top of Maslow’s management is to safeguard that building capacity to adapt to change. The ecosystem services reach from pyramid - aesthetic and cognitive inputs, they regularly interact in a resilient, providing the products satisfying health, recreation and tourism (cultural sustainable manner, especially in the The object of the integrated FUA basic needs of humans as biological ecosystem services). context of the presence of critical development management are the resources whose flow and use is processes in both - social systems and The values/benefits/function of ecosystem GLOBAL regulated in the interaction between ecosystems and especially their mutual REGIONAL services as the basis for their position in natural and societal processes. interaction where the biggest challenge integrative development management/ LOCAL integration of 5 components of well-being/ represents the question of harmonisation quality of life: This concept of the cities and their peri- of different demands of different urban areas as socio-ecological systems INDIRECT Basic material for a good life elements of social systems as well as HUMAN (Adequate livelihood, food, shelter, other DRIVERS OF is crucial in the integrated concept ecosystems in the confrontation with the WELL-BEING goods) CHANGE of FUAs sustainable development limitation of the available resources and Health management as it stress the fact that preferences in the access to them and (Strength, feeling well, access to clean air the delineation between social systems function of sustainability. and water) and ecological systems is artificial and Good social relations DIRECT DRIVERS (Social cohesion,mutual respect, ability to arbitrary. There is a whole scale of different ECOSYSTEM OF CHANGE help others) SERVICES conceptual frameworks for addressing Security It also draws heavily on systems ecology this tasks of harmonisation of social (Personal safety, access to resources, safety and complexity theory incorporating systems and ecosystems development from disasters) ideas from theories relating to the (e.g. circular economy), but the Freedom of choice and action (Ability to control personal study of sustainability, vulnerability, complexity of the tasks of integrated circumstances) resilience and robustness, which makes FUA development management is not in this theoretical framework much every time properly covered by them, Fig.3 Ecosystem services as an object of integrative FUA environment management more relevant for the common FUAs as they mostly use to focus on particular Based on: Millennium Ecosystem Assessment (2005).Ecosystems and human well-being: synthesis (PDF), 2014. Washington, DC: Island Press. ISBN 1-59726-040-1 integrated development management human activities and are not fitting to in the context of challenges resulting the complexity of FUA functioning and from climate change and growing development processes. One of the crucial connected questions fragmentation on ecosystem services uncertainties, and from the growing role for FUAs’ integrated environment which is one of main features especially of multi-actors of FUAs development and As proper interface between social management is the problem of multi- in urban and peri-urban areas. their individual decisions. aspects and ecological aspects of this dimensional impacts of landscape
24 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 25 At this scale one of the main challenges implications for ecosystem services (see: acknowledgement of diversity, as making the best use of resources) is how to optimise the allocation and Rodriguez, et al, 2006). crucial mean to improve well-being management of different land uses and of FUA citizens • security and safety of individuals their sprawl and how to minimise the and their living environment • accessibility and equity (equal access (crime and conflict prevention and to the participation on decision disaster preparedness);diffusion Multilevel poly-centric governance making, to the services, work…) of information and learning, self- Integrated Territorial governance is mainly contrast with the nature of FUAs and learning, knowledge affordability environment understood as “the manner in which processes there, as they are related • accountability/transparency of (iterative process of monitoring and management of the FUA territories of a national state are to different, only partially overlapping decision makers across different target readjustment, networks, etc.) development administered and policies implemented spaces and it is no more possible to levels of territorial government has to be with particular reference to the define exactly the borders of functional involved, in the private sector and • diffusion of understanding of understood distribution of roles and responsibilities space of a city or of a region. in the civil society organisations complexity of FUA development as a task of the system among the different levels of should be accountable to the among decision makers of territorial government (supranational, national The administrative borders lose its public as well as to institutional governance. and sub-national) and the underlying importance for spatial organization of stakeholders (publicizing planning • rising awareness about necessity processes of negotiation and consensus citizens’ activities. We can speak about and programmes, performances), etc. of strategic thinking and long term building” (COM 2007). soft spaces and their fuzzy borders, perspective thinking about poly-centric governance, fuzzy • sustainability in all dimensions of FUA The FUAs belong to such spatial and soft governance modes. development • comprehensive and innovative structures including the territory of management several municipalities but only seldom The multilevel poly-centric governance • efficiency and effectiveness, (in the creating institutionalised territorial model creates the basis for: delivery of public services, promoting • flexibility of strategies and tools and unit with adequate governmental or FUA economic development, capacity of adjustment using soft self-governmental bodies. Such open • inclusion and participation, production that meet needs, while tools. systems allow high level of individual broad participation of public and freedom (e.g. decision-making freedom, private actors (self-governmental individual mobility), allowing and bodies, NGO, firms, individuals, Public participation initiating not only changes in individual association) directly or through The implementation of the Action all relevant subject of FUA development The public and collective behaviour and attitudes legitimate intermediate institutions, plans for FUA is directly depending on (especially from the point of view of participation (e.g. new definition of belonging, strengthening of collaborative the participation of the whole scale of environment) continuous consultation is crucial for integrated territorial responsibility, shift from decision-making stakeholders. The analysis of relevant in various stages of environmental environmental local to regional and global thinking, subject for public participation has to management plan production to be the management social control), but even the changes of • subsidiary by decentralising most use both a multi-criteria and multi- most appropriate since this approach in the fuzzy territorial systems themselves. of the decisions concerning the factor approach, which includes, as also respects to the highest degree the soft spaces particular issues to the decision- its main objectives, involvement, requirements of the Aarhus Convention as FUAs The definition of “hard” borders and making level consistent with efficient mediation and facilitation of information on Access to Information, Public institutionalisation of the FUA as and cost-effective delivery of outputs and participation. The integrated FUA Participation and Access to Justice, governmental or self-governmental non-hierarchical modes of guidance, environmental management plans and the Convention on Biodiversity (the territorial units would be even in the such as persuasion and negotiation frames integrative approach considering management of land and water and
26 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 27 COLLABORATIVE BEHAVIOUR living resources as a social choice). process to an active one. The whole WILLINGNESS OPENNESS VALIDATION HUMILITY MUTUALITY process of participation is a process PARTNERSHIP Stakeholders should be involved when all of trust building between the decision EMPOWERMENT CONTINUOUS EVALUATION FACILITATION PARTNERSHIP COOPERATION HIGH options are still open and engagement maker and stakeholders, inherently DEALING WITH CONFLICTS MEDIA RELATIONS EFFECTIVE LISTENING ST ST ACTIVE should continue throughout the a two-way process. It is crucial to ENGAGEMENT VOTING planning process. make stakeholders feel listened to and ST ST ST appreciated in practice, not only in INTERMEDIATE ST DISCUSSION DISCUSSION There are different tools for involvement theory for the whole duration of the DM ST LEVEL OF PARTICIPATION OPINION TRANSACTION SERVICES ST of different groups of stakeholders, process. Following Figure describes the ST COLLECTION OF INFO nevertheless, the logic remains the phases of the procedure and its internal (consultation) DM ST same, to achieve collective decision logics and Table 2 provides a sheet of DIALOG ST ST making in form of partnership main phases with brief explanation SPREAD OF INFO (passive) empowerment. of each phase which is to be used by COLLABORATIVE SKILLS DM ST ST practitioners as a tool for running the EFFECTIVE SPEAKING EDUCATION ST The objective of the procedure of procedure in the projects. INFORMATION public participation is to engage the DM ST PASSIVE INFORM stakeholders in the processes of the FUA The executive management with the LOW LOW LEVEL OF INTERACTION HIGH environmental management starting tool of Action plans focuses on efficient with the planning and programming, implementation of planned interventions COMMUNICATION CONSULTATION PARTNERSHIP EMPOWERING public displays, newsletters, press public meetings, workshop, open multi-actors, decision making, via practical implementation up to (e.g. investments, regulations, releases, news, conference houses, urban walks voting, referendum the monitoring. This needs to be done subsidies, etc.) and harmonisation of LISTENING ENGAGING pools, surveys, community profiles, negotiations, arbitration, mediation in gradual steps as it is continuous various activities driven by different briefs, written responses, public hearings process with its internal logics. The stakeholders of FUA development. procedure has 5 main steps in which Fig.4 Phases and quality of the stakeholders involvement (Finka M., Ondrejicka, V. 2017) the decision makers are engaging with The main reference quality related the stakeholders with one initial phase to the executive management is of stakeholder mapping which provides represented by the goals defined by the and external environment of FUA. Data collection tools, comparative The core the essential early information about strategy of FUA development aimed on Important part of the diagnosis is the methods (e.g. benchmarking) generic issue are the the stakeholders of the project. All achievement improvement of the quality identification of the drivers of these visioning techniques and other identification of potentials the steps need to be performed as one of life and its sustainability. changes. The drivers and issues can prospective methods are employed at and definition is related to another, from a passive be developed through the use of the this stage. Procedures such as strategic of problems different scanning techniques. The environmental assessment may also start diagnosis should be not limited to the at this stage in conjunction with the Situation Analysis collection of background data concerned plan development process. Following the principle to build management plans is the analytical with the FUA (GIS data, statistical sustainable FUA development on use phase. data, analytical documents, photos) The definition of development strategy, and capitalisation of local and supra/ but should include in-depth analyses in its goals, structures, instrument but as local potentials, important part of the The diagnosis is an initial step to order to understand the processes in the well the definition of progress indicators proposed algorithm of the development identify and monitor emerging issues FUA not only as state of art description can be formulated. These two elements of integrated FUA environmental and signals of change in the internal but as development trends as well. form a reciprocal relationship:
28 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 29 • problems and potentials will be used • the core indicators will be used as • the strategy implementation for the development of locally based as the basis for a sub-set of issues part of a SWOT analysis in order to monitoring focused on strategies in the respective FUAs and integrated in the developed indicator identify the problems and potentials investigation and assessment of executive part of the actions plans in the set of the FUA. the implementation process and project LUMAT partners’ countries. feed-back including strategic impact assessment and ex-ante evaluation The conceptual approach to the Formulation of a vision and strategy for the plan development of Action Plans is based This phase is the most interactive stage The second part of the planning phase • permanent development monitoring on common understanding and common of the FUA environmental management is focused on preparatory work for plan concentrated on sustainability strategy for integrated management of process in terms of assessment and implementation. The main instruments development assessment FUAs as a tool for optimization of land- devising a plan. are the Action Plan, programs and use and soil management and its synergy projects, which are in detail described by • flexible adjustment of the strategies with the concept of ecosystem services Goals, alternatives how to react to the programming/operational part of the in accordance with the monitoring as well as management of cooperation the identified challenges, problems Action plan. The Action plan will involve results and dynamic development of of the city core and its suburban areas and potentials of the FUA, expected a series of projects and sub-projects framework preconditions and new including institutional framework. outcomes of the plan and the associated which will include diverse interventions requirements. objectives and targets should be in the form of regulations, investments, In this context the methodology supports developed and assessed from the point physical developments, socio-economic The LUMAT methodology of specific the implementation of the concept of of their coherence, achievability, and and environmental measures. integrated FUA environmental multilevel poly-centric governance as a responsibilities. Usually some scenarios The objectives of the plan should be management plans creates a framework leading managerial concept. are generated, discussed and assessed. used as a benchmark against which the The linked necessary interventions should performance of alternatives of actions in be tested against policy options and the Action Plans should be appraised. identified consequences. Implementation After the design of integrative plan, or flagship projects should be carried assessment of alternative options and out in close collaboration with the formulation of executive (programming/ stakeholders. Their involvement and operational) part of the Action Plan/ division of responsibilities and work plans including the definition of priority is crucial including the agreement action areas based on socio-economic on organisation of responsibilities and environmental goals for FUA to implement the plan as whole and development the prioritisation of pilot particular projects. Monitoring Monitoring should be inherent part of environmental management plans. It the core strategy of the integrative FUA includes:
30 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 31 2.2 TRAININGS The concept of local training for professionals of environmental management and • FUAs definitions FUAs Identity (interactive exercise Focus of interactive land use planning has been prepared and implemented in the training seminars of the based on FUAs presented in the sessions LUMAT partnership and in national training sessions in the partner countries of the • FUAs typology Project) LUMAT project. The aim of the internal training seminars of LUMAT partnership was to discuss the knowledge needed to prepare and organise national training sessions in • FUAs delimitation and criteria for • Conclusions on further steps in FUAs and implement also country-specific national policies and conditions. FUAs identity building FUAs identity. The concept is based on four modules that cover the most important issues for • Discussion on criteria selection professionals of environmental management and land use planning in FUAs: Four 1. FUAs – FUA Identity 3. Interactive tools for citizen modules 2.2.2 Ecosystem Services involvement 2. Ecosystem services The incorporation of the ecosystem services in the concept of integrated FUAs 4. Reduction of land-use conflicts. development management allows to take the value of the natural environment into account in cost benefit analysis and to solve the problem of the imbalance between The concept has been prepared by PP7 STUBA in two formats: the lectures and the beneficiaries and losers. The training was composed of an introductory lecture and an workshop format. The partners could choose which format is suitable to be used in interactive session, both led by Prof Maros Finka (STUBA). the partner countries for national trainings. The introduction focused on: All four modules have been elaborated as presentations of the topic in power point as .PPT files and support to the trainers of national trainings has been prepared in the • ecosystem services approaches a • urban landscape quality and Introductory lecture form of the file Guidelines/Advice to the trainers that have been elaborated in the framework by which ecosystem ecosystem services as a phenomenon proposed structure: services are integrated into public of urban life quality and private decision making • Tasks for self-study of the trainers should be reached • position and structure of ecosystem • environmentally oriented land use services management instruments in • Training methodology with • Training materials that should be used planning integrative planning systems. explanation what training objectives for the chosen training format. The interactive session discussed: In addition to the logistics of training the Comment/advice to the trainers has been added to each slide in the ppt file. The training materials have been translated into 6 • Factors of urban landscape quality. • Choosing the priorities from the Subjects of interactive national languages (CZ, DE, IT, PL, SI, SK) and provided to the participants of national point of view of different groups of session trainings on FUAs integrated environmental management. • What is the city of the best quality stakeholders. about? • What are ecosystem services about? • Setting priorities of urban life quality 2.2.1 FUAs Identity factors. The training materials have been prepared by dr. Justyna Gorgoń (IETU). The training is composed of introductory lecture and interactive session. The aim was 2.2.3 Land use conflicts to define FUAs identity with respect of its characteristics and with reference to the methodology (OECD/national). Interactive session was focused on: The reduction of conflicts in spatial development begins already at the stage of
32 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 33 elaborating land use plans. Techniques and methods of solving conflicts are based the processes of policy and decision making, focusing on data sharing and information on broadly understood principles of conflict management, but should take into visualisation as a vehicle for the public involvement in the planning processes.It consideration the basic issues important in spatial planning and land use management, generates maps, where information and localisation are correlated so to provide an i.e. public interest and the value of land related to the planned functions. essential instrument for the knowledge of urban dynamics in the definition of specific policies (IBM, 2014; Ringenson, et al., 2018; Google LLC, 2018). The aim of the training, prepared by Dr.JustynaGorgoń (IETU), was to explain how to reduce land use conflicts in the FUAs with respect to different kind of possible This platform has a double function. First, it allows geo-data to be mapped and For more conflicts and with reference to the proposed toolbox for conflict resolution. The filtered in order to monitor the present land uses, pointing out critical issues or details see chapter 4.3 interactive session focused on the classification of land-use conflicts in the FUAs outlining opportunities. Second, it allows the production of maps which can be according to: weighted on the basis of different parameters thus enabling the discussions among the involved stakeholders. Focus of • Framework for classification of • Toolbox proposed interactive land-use conflicts The training materials were prepared by Elena Masala and Matteo Tabasso (LINKS sessions • Proposal of methods for conflicts Foundation). • Conditions for existence of resolution conflicts The scope of the training covers: • Causes of conflicts • Functionalities of InViTo • Practical session – how to use and InViTo training adapt InViTo tool to the different • Parties involved in the land-use • Opportunities offered by interactive FUAs. conflict’s process visualization tool InViTo The results of trainings have been be reflected in the participatory process of Strategies and Action Plans in the LUMAT project pilot areas´ development and implementation, since the knowledge and skills of stakeholders involved are crucial for efficient achievements of strategic goals. There have been altogether 164 professionals of environmental management and land use planning trained in all relevant target groups in the countries of the LUMAT project partnership. 2.2.4 Interactive tool for citizens involvement – InViTo The methodology shared among LUMAT partners includes the use of spatial Decisions Support Tools (sDSS) as instruments for facilitating the decision-making processes in a complex environment such as the inter-municipal agglomeration. Italian team proposed the use of the Interactive Visualisation Tool (InViTo), a web based mapping tool developed by LINKS (Pensa & Masala, 2014; Pensa et al., 2014). InViTo is conceived as a toolbox, which provides a visual support to the analysisand communication of both georeferred spatial and non-spatial data. It aims at facilitating
34 | CHAPTER #2 | LUMAT PROJECT LUMAT PROJECT | CHAPTER #2 | 35 References for chapter 2 Allen, A., 2003. People 4 Smarter Cities. 2014. Consultation,2010. Environmental planning and management http://people4smartercities.com/series/ OECDMethodology on Functional Urban of the peri-urban interface: perspectives new-blueprint-how-chicago-building- Area, 2012. on an emerging field in Environment & better-city-big-data Urbanization, Vol.15 No.1 Ostrom, E. 2015. Maslow, A. H., 1943. Governing the commons. Cambridge Berkes, F., Colding, J., and Folke, C., A Theory of Human Motivation. University Press 2001. Psychological Review, 50(4), 370-96 Linking Social-Ecological Systems. Ostrom, E. 1990. Cambridge: Cambridge University Press Pensa S, Masala E., 2014. Governing the Commons: The- 1995. “InViTo: An Interactive Visualisation Tool Country Report to the Fourth World Cumming, G.S., 2011. to Support Spatial Decision Processes.” In Spatial Resilience in Social-Ecological Pinto NN, Tenedorio JA, Antunes AP, Roca Pensa,S., Masala,E., Abastante,F., Systems, Springer, London Clader J, editors. Technologies for Urban Fraire,S., Gagliarducci,R., Marietta,C., et and Spatial Planning: Virtual Cities and al. 2016. Ecosystems and human well-being: Territories.Hershey, PA: IGI Global Book; p. Inclusive Processes: Concepts synthesis (PDF), 2014. 135-153 and Instruments for Sharing the Washington, DC: Island Press. ISBN Spatial Information. In O.Marina&A. 1-59726-040-1 Pensa S, Masala E, Lami IM, Rosa A., 2014. Armando (Eds.), Inclusive-Exclusive “Seeing is knowing: data exploration as a Cities(Vol.1,pp.206-220). Skopje: City of Finka, M, 2001. support to planning.” Proceedings of the Skopje Interdisciplinary aspects of spatial quality ICE - Civil Engineering; 167 (5): 3-8 development in settlement systems, ROAD, Rodriguez, J. P., Beard, T. D., Bennet, E. ISBN 80-88999-09-X Perrot-Maître, D., 2005. M., Cumming, G. S., Cork, S. J., Agard, J., Valuing ecosystem services-advantages and et al. 2006. Finka, M. (Ed.), 2011. disadvantages of existing methodologies Trade-offs across space, time and ecosystem Spatial Planning,ROAD Bratislava, ISBN and application to PES services. Ecology and Society, 11 978-80-88999-31-7 Ringenson T, Höjer M, Kramers A, Viggedal Finka, M., Ondrejicka, V., 2017. A., 2018. The Scheme of Stakeholder Participation, “Digitalization and Environmental Aims in Transgreen project, Bratislava STU Municipalities.” Sustainability 2018, 10(4): 1-16 Fröhlich and Knieling, 2013. Conceptualising Climate Change Rodriguez, J. P., Beard, T. D., Bennet, E. Governance, In: Climate Change M., Cumming, G. S., Cork, S. J., Agard, J., Governance, pp. 9-26, DOI: 10.1007/978-3- et al., 2006. 642-29831-8_2 Trade-offs across space, time and ecosystem services. Ecology and Society, Google LLC. Environmental Insights 11 Explorer. 11 09 2018. https://insights.sustainability.google/ Delimitation of FUA related to Katowice (accessed September 13, 2018) Agglomeration. 2013. IETUKatowice IBM. «A New Blueprint: How Chicago Is Building a Better City With Big Data.» Natural Environment White Paper
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