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Sustainable Communities Review ARTICLE Toward a New Community Resilience Understanding: The Findhorn Ecovillage Case Vicente Andrés Lombardozzi Andariza University of Leeds Correspondence: Diego Portales 365, Recreo Viña del Mar, Chile; lombardozziv@gmail.com Abstract Community resilience is a recognized, important dimension of ecological communities. However, although the resilience term at an ecosystem level is well developed, it usually does not happen the same at the local and community level. In a world of constant change, a lack of clarity of what resilience is could affect the community development and its strategies to flourish and remain in time. This seems to be even more relevant to ecological communities, which tend to face lots of difficulties to emerge, generally not surviving more than two years after their creation (Forster & Wilhelmus, 2005). Using Findhorn Ecovillage as a case study (Lombardozzi, 2019), this paper reflects on the importance of community resilience, proposing a new definition. It is concluded that at least four dimensions are needed to define a broad and robust community resilience concept: economic, social, ontological, and institutional. Introduction necessarily condemned to the waves of We live in a highly globalized global uncertainty. One way to overcome - world. Although this has created lots of or at least decrease- the vulnerability of opportunities and benefits, like facilitating communities is to enhance their resilience. communication over long distances, it has The importance of community also increased vulnerability due to global resilience has been appreciated by the crises. These phenomena can be seen in members of ecovillages. These ecological climate change, where no country seems to communities have been framed as be safe from the negative effects of examples of how a ‘degrowth world’ (one industrialization. Globalization also which ends with the pursue of eternal increases the probability of making local economic growth) would look like communities more vulnerable, especially (Cattaneo, 2015). Therefore, they are more when their economies depend highly on focused on making a community resilient international tourism, as it happens with environment rather than a profit-making some ecovillages, such as Findhorn, which structure, as Findhorn Ecovillage explicitly hosts around 4,000 guests each year claims (Lombardozzi, 2019). This cultural (Meltzer, 2018). But ecovillages are not and axiological difference makes ecological 22
Sustainable Communities Review communities a different field within was originally coined in physics and community studies. It is important then to mathematics. In these fields, resilience identify the specific characteristics of refers to the ability of a material or a system community resilience in ecovillages, to to return to its equilibrium after a stressor avoid the category fallacy, which tends to ‘move from it’. Sometimes resilience also impose a category developed in a very means the time required to return to that different culture onto another, as Kirmayer state (Bodi & Wiman, 2004 in Norris et al., et al. (2009) explain: 2008). This conception was differentiated “Resilience depends on complex from resistance, which alludes to the force interactions within systems, including necessary to move the system from its physiological and psychological processes equilibrium (Norris et al., 2008). within an individual and social, economic One rupture with the previous and political interaction between concept occurred in ecology when its individuals and their environment, or scholars realized that the ecosystems could between a community and the surrounding express different forms of homeostasis or ecosystem and the larger society. As a equilibriums, and therefore, resilience result, resilience can only be understood by should not mean just coming back to an considering systems in their ecological and original ‘pure’ and unique equilibrium, but social context” (p. 102). also to adapt and modify the system to But before going deeper into the create new equilibriums in response to the characteristics of resilience in ecological external shocks (Kirmayer et al., 2009; communities, it is important to highlight Norris et al., 2008). that meanwhile, the resilience term at an This conception of resilience is closer ecosystem level is well developed, it to the one that it can be found in social usually does not happen the same at the sciences. When psychologically one refers local and community level (Berkes & Ross, to a resilient individual, we do not tend to 2013). This lack of development can be understand it as an individual who is understood when the history of the necessarily stubborn in a way that nothing resilience term is exposed. Therefore, it extern affects him, but most of the may be important first to discern the individuals that can thrive, adapting to different disciplines where this concept is difficult circumstances. It is important to used, and then approach it at its highlight, as Longstaff (2005 in Norris et al., community level. 2008) points out, that those resilient Resilience: General overview systems are the ones that are very adaptable. According to this author, the Resilience is an interdisciplinary adaptability of a system is enriched when it concept used in natural and social sciences. has diverse resources, resources that, as it Although nowadays is mostly known by will be seen later on, are not only the general public in its psychological economical. perspective, which mainly signifies the Sustainable communities and resilience individual’s ability to thrive under stress and adversity (Kirmayer et al., 2009), The Brundtland report in 1987 called Sherrieb et al. (2010) claim that the concept the world attention to the urgency of 23
Sustainable Communities Review sustainability. In this report, sustainable in the Age of Climate Disruption, ecovillages development was understood as a are aligned with the efforts of reducing the “development that meets the needs of the ecological impact (necessary to reduce the present without compromising the ability dynamics that increase the climate crisis of future generations to meet their own that threatens the resilience of societies). needs” (World Commission on Again, one example of this is Findhorn Environment and Development, 1987). Ecovillage, which has the lowest registered Although different political trends emerged ecological footprint of the industrial world from the previous report (such as ‘strong’ (Nissen, 2014). v/s ‘weak’ sustainability), practically all of Lastly, one of the main characteristics of them accept that sustainability involves ecological communities is their strong environmental, social, and economic social ties, which is a form of social capital, dimensions. that creates -among other benefits- a strong Ecovillages, which are one of the most feeling of ‘belonging’. Furthermore, as representative types of sustainable Lombardozzi (2020) explains, ecovillages communities, try to be an example of are a ‘new type’ of community: an organic sustainable life (Andreas & Wagner, 2012). community. This means that, differently They generally mention the previous from ancient communities, sustainable sustainability dimensions on their purpose, communities tend to organize themselves although sometimes the social dimension is with ‘organic solidarity’ (a cohesion based mixed with the economic one – or this last on diversity more than in a forced one is underestimated, and not explicitly similarity). This kind of solidarity, considered (Lombardozzi, 2020). differently from its opposite (mechanic However, ecovillages’ structures manifest solidarity), is characterized by flexibility, a efforts to strengthen resilience on its very important characteristic of resilience. economic dimension. In the opinion of Jackson & Svensson (2002), the economic Dimensions of resilience: Economic global disintegrates local communities. dimension That is why ecovillages try to develop strategies of ‘localization’, that is to say, to The concept of resilience is empower local communities rather than popularly associated with its foreign multinational commercial players. psychological-individual level. However, The way to enhance localization is societies and communities can also be diverse and it depends on the community resilient (Sonn & Fisher, 1998 in Kirmayer itself, but some common strategies are the et al., 2009). It is important to analyze then, seek of energy and food autonomy (directly the different dimensions associated with produce on-site), thus, with lower external resilient communities, of which the energy inputs. One example of this strategy economy is one of the most important. can be seen on Findhorn, where all the Briguglio et al. (2008) frame economic electric energy is produced by their wind vulnerability as the exposure that an turbines (Lombardozzi, 2019). economy has to external shocks due to its As Ludwig (2017) describes in her openness to external markets. This book Together Resilient, Building Community economic openness is operationalized as 24
Sustainable Communities Review “the ratio of international trade to GDP” (p. could be understood that the services 4). The more open the economy, the more offered within the community might make susceptible it to be affected by external it more vulnerable than the products, due shocks. According to the authors, the way to these last ones are easier to deliver to to counteract this vulnerability is through long distances beyond the community. This economic resilience, which is understood as framework can be especially important to the policy-induced ability of an economy to ecovillages, which economies tend to withstand or recover from the effects of depend highly on in situ tourism, due to those exogenous shocks. The way to the different kinds of spiritual, ecological, increase the economic resilience would be or educational workshops they offer enhancing its four main dimensions: good (Miller, 2018; Lombardozzi, 2019). governance (which is based on respect to According to Briguglio et al. (n.d.), law and property rights), social cohesion, within the economic literature, resilience market efficiency, and macro-economic has been used in three different ways: equilibrium (for example, with low levels shock-counteraction (how quickly the of unemployment). economy recovers from a shock), shock- As it can be seen, the previous absorption (to withstand or resist the effect conceptualization implies the economic of shocks) and to avoid the shocks (which terms of vulnerability and resilience in a expresses the opposite of economic macroeconomic way. This macro vulnerability). All these dimensions framework could be limiting when exemplify a very important idea of analyzing communities, which, as in the resilience: that economies (and case of an ecovillage, express communities) are exposed to (external) microeconomic dynamics. But when shocks and that resilience is the capacity of communities are analyzed from a systemic that economy (or community) to cope -in a perspective (Lombardozzi, 2020), the functional way- with those shocks, in other previous economic resilience dimensions words, to avoid them, to resist to them (to could be extrapolated from a country level not be destabilized) or to adapt to them. to a community one. The previous responses can be For example, in the case of ecovillages, the glimpsed -generally in a partial way- economic openness could be throughout all the resilience literature, operationalized as the percentage of the independent of the discipline implied. It is community incomes that comes from important to analyze resilience from a external buyers (people or companies that systems perspective. This paradigm allows buy products or services that are produced extrapolating concepts from one discipline or offered within the community). The to another. For example, the economic term separation in the analysis of the offer of shock can be equalized to the stressor products, on the one hand, and services on concept. Both represent an external input to the other could be useful to make clearer the system that might disturb or alter it. the economic openness of a community. One of the weakest dimensions of For instance, considering the actual context the resilience of sustainable communities of the COVID-19 virus, when external can be their financial dimension. Because, people can hardly visit communities, it although these communities try to be 25
Sustainable Communities Review relatively self-reliant, at least in their because, as Adger (2000) claims, social energy and food production, it is also true - resilience is “the ability of communities to as Briguglio et al. (2008) show- that higher withstand external shocks to their social GDP per capita is associated with the infrastructure” (p. 361). highest level of resilience. This Hence, social capital is a vulnerability was seen in Findhorn, complement to economic resilience. especially with foreign members which do Especially when it is about communities not belong to the EU and therefore did not that, as the ecovillages, try to be self- receive its financial support (Lombardozzi, sufficient (Pickerill, 2016). While economic 2019). However, as it will be seen in the resilience gives the resources needed to next section, this was counterbalanced by face stressors, social resilience -manifested the social dimension of resilience. in social capital- could be understood as the Having considered the importance lubricant needed to oil the economic of the economic dimension, it is important structure. For example, one community to understand that resources are not strictly could be rich, in terms of having lots of limited to economic resources. As Norris et economic resources. But if those resources al. (2008) define it, resources are “objects, are not well distributed (for example, if all conditions, characteristics, and energies the communal property is owned just by that people value” (p. 131). According to one member) the economic shocks can these authors, vulnerability happens when destabilize more intensively the social resources are not enough to respond in a structure, producing conflicts and making resilient way, which means when resources members abandon the community. That is are not robust, redundant, or rapidly why economic resilience considers social mobilized as a response to external shocks, cohesion as one of its four dimensions. And which might produce dysfunctions. This it is also the reason why the equitable resilient response can depend on other distribution of income is a crucial factor of dimensions beyond the economic, which social resilience (Norris et al., 2008). will be explained in the next section. One example of the previous can be seen in Findhorn Ecovillage. This community is considered as one of the Social dimension most resilient ecovillages in the world, it has remained in time for several decades, In the previous section, the and with a considerable number of importance of the economic dimension of members (Lombardozzi, 2019). The resilience was exposed. However, members that work for the community (i.e., economic resources are not the only quality not as independent worker or having a that makes a community resilient (Magis, business) are paid directly from the 2010). The responses to shocks depend also resources that the community make with on an integrated social network that can the different activities that they develop face changes. If the economy is well within the community. And although the organized but the social structure is not range of jobs done is diverse, from able to mobilize the resources efficiently, cultivating, cooking, and organizing the community will lack a robust resilience, workshops, their income ratio is 1 to 1.3 26
Sustainable Communities Review (FF, 2018). Therefore, the long life and environment, including especially other success of Findhorn can be an example that social, economic, and political entities.” although ecovillages might not express so (Kirmayer et al., 2009, p. 66). high GDP per capita levels, their social From this perspective, the social structures can enhance its resilience, dimension of community resilience is a counterbalancing the financial capital by capacity of the system. It is the ability of the social capital. community to create an environment, or At this point, it is important to social structure that facilitates the highlight that although the concept of robustness of social capital. This resource resilience has been traditionally understood involves an organic network of and framed from the individual relationships, based mainly (but not perspective, this has been problematic, exclusively) on primary (affective) because sometimes it ignores the social and relationships, that can help community cultural context and also that “a collection members in moments of adversity. of resilient individuals does not guarantee Examples of these dynamics are the social a resilient community” (Norris et al., 2008, cohesion produced for seeing the rest of the p. 128). Therefore, the community should community members as a family not be understood as an abstract (Lombardozzi, 2020), or the formal groups subproduct of the social interactions of within the community that helps each other individuals (individualist methodology), without money involved, for example, which could fall under an ‘atomistic fallacy’ taking care of children when their parents (Kirmayer et al., 2009), but as an entity with are busy (Lombardozzi, 2019). the agency (systems perspective), i.e., with Ontological dimension Norris et al. (2008) and Keck & Sakdapolrak (2015), framing resilience as a set of As it was seen in the previous capacities from the community; section, according to Norris et al. (2008) the recognizing the fact that community decrease of inequality is a key factor of resilience was born from systems theory social resilience. These authors also (Magis, 2010). established that the stability of livelihoods However, this perspective does not ignore is another key parameter of social resilience the agency of the individual, but as an — and it is a factor of individual resilience element of the system that the community as well (Ungar et al., 2013). Although the represents. In the words of Kirmayer et al. stability of livelihoods is related to (2009): “Resilience of the community itself inequality, this last one is not the only involves the dynamics of the social factor of the former. That is why this response to challenges that threaten to stability should be considered as a damage or destroy the community. These dimension itself. dynamics may involve adaptations and For example, the stability of livelihoods adjustments of individuals, groups, and could be affected by climate disasters. organizations with the community (seen as However, as it can be seen in the study of components of the community as a system) Kirmayer et al. (2009), not all the as well as interactions of the whole adversities of communities are produced community with its surrounding by sudden impersonal events such as 27
Sustainable Communities Review climatological catastrophes, but also by environments of action” (Giddens in long social and political factors that are not Beriain, 1996, p. 26). so discrete and explosive. The previous reflection is very Institutional dimension important to understand the particular characteristics of community resilience. In the previous section, it was seen Otherwise, this concept could be confused how resilience involves the reduction of with other kinds of resilience. For example, risk and therefore the enhancement of psychological resilience implies a response security. The community can do this not to a disturbance. In other words, the only by adapting or resisting stressors, but individual must face a problem to express also avoiding them, considering they are resilience. If the individual avoids that “aversive circumstances that threaten the stressor, that may weaken him, and this well-being or functioning of the individual, could be considered as a lack of resilience. organization, neighborhood, community, On other hand, resilient communities try to or society” (Norris et al., 2008, p. 132); and limit risks and reduce threats (Magis, 2010). that to keep the same structural function of For example, if one economic crisis the system even when reorganizing is a emerges, an economic resilient response characteristic of social resilience (Folke, can be to avoid those shocks (Briguglio et 2006). al., n.d.). Hence, differently to individual In the economy section, it was mentioned resilience, within community resilience to that social cohesion is a dimension of avoid shocks should not be considered as a economic resilience. In that section it was lack of resilience. On the contrary, avoiding also defined that economic resilience is a such shocks can be fairly considered as an policy-induced ability to withstand or adaptation of the system, because as Keck recover from shocks, which exposes the & Sakdapolrak (2015) state, the adaptive institutional dimension of resilience. capacities of social resilience means the This institutional level can also be glimpsed “ability to learn from past experiences and in the literature about social resilience. For adjust themselves to future challenges” (p. example, Adger (2000) states that “social 5); i.e., these adaptive resilient capacities resilience is institutionally determined, in are ‘pro-active’ (ex-ante) (Obrist 2010a, 289) the sense that institutions permeate all or ‘preventive’ measures (Béné et al. 2012, social systems” (p. 354). Similarly, Keck & 31)” (p. 10). As Norris et al. (2008) claim, Sakdapolrak (2015) claim that the the reduction of risks increases collective transformative capacities of social resilience resilience. Risk can be understood as the refer to the “ability to craft sets of probability that stressors or shocks impact institutions that foster individual welfare negatively on the ontological (or economic) and sustainable societal robustness towards security of the community, that is to say, future crises” (p. 5). the impacts that may affect the “trust that However, at the micro-level, it could be most of part of the human being have in the argued that institutional is an unnecessary continuity of our identity and the dimension due to the horizontal and continuity of our social and natural primary kind of relationships of communities (Lombardozzi, 2020) and 28
Sustainable Communities Review therefore, that communities have only social related to climate catastrophes. Any other capacities to respond to shocks. But this is kind of stressor, like economic shocks or not strictly true. For example, within social disintegration, can also affect the Findhorn Ecovillage there is an institution trust in the continuity of our social called Findhorn Foundation. All members environment of action, negatively affecting that belong to it are offered a job within the the ontological security of the community. community. This increases the ontological Having considered all the previous security of members, that do not have to dimensions, community resilience will be worry about losing their jobs understood as the social and institutional (Lombardozzi, 2019). Therefore, the capacities to adapt, resist, or avoid external community can also have institutional shocks that threaten the economic and capacities to cope with stressors. ontological security of community members. Conclusion References The present paper has reflected on the importance of community resilience, as a specific and different type of resilience. Adger, W. N. (2000). Social and ecological Nonetheless, thanks to systems theory, resilience: Are they related? Progress in when the community is considered as a Human Geography, 24(3), 347–364. system, some similarities with other https://doi.org/10.1191/03091320070154 disciplines can be found. To withstand or 0465 adapt to external shocks are common Andreas, M., & Wagner, F. (2012). Realizing abilities of other kinds of resiliencies. Utopia: Ecovillage Endeavors and However, community resilience integrates Academic Approaches. RCC another possible response: to avoid Perspectives, 8, 81–94. stressors, as a peculiar characteristic which http://www.environmentandsociety.or is not a proper response in other kinds of g/sites/default/files/ecovillage_research disciplines, as it happens in the case of _review_0.pdf psychological resilience. Beriain, J. (Comp. . (1996). Las consecuencias Also, it was highlighted the perversas de la modernidad (J. Beriain importance of enhancing economic (ed.); Primera ed). Anthropos. security, to cope with shocks that might Berkes, F., & Ross, H. (2013). Community affect the community’s functioning. This Resilience: Toward an Integrated economic dimension was closely related to Approach. Society and Natural institutional responses but also with social Resources, 26(1), 5–20. support. It is important then, to understand https://doi.org/10.1080/08941920.2012.7 that a resilient community is characterized 36605 by a strong social network that can act in Briguglio, L., Cordina, G., Bugeja, S., & times of crisis. These crises involve high Farrugia, N. (n.d.). levels of risks and uncertainties, which not CONCEPTUALIZING AND only may threaten the ecology of the MEASURING ECONOMIC community, that is to say, they are not only RESILIENCE. 29
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