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Appendices Appendix A: Vignette © Springer Fachmedien Wiesbaden GmbH, part of Springer Nature 2020 J. Mangold, Philanthropic Foundations in Higher Education, https://doi.org/10.1007/978-3-658-27387-3
218 Appendices Appendix B: Survey (Example)
Appendices 219
220 Appendices Appendix C: Interviews List of German Foundations Interviewed (Alphabetical) I conducted expert interviews with one or more representatives of the following organizations. In the continuous text, I refer to them without mentioning their names in order to ensure anonymity of the interviewee. # Foundation 1 Alfred Toepfer Stiftung F.V.S. 2 Baden-Württemberg Stiftung 3 Carl-Zeiss-Stiftung 4 Else Kröner-Fresenius-Stiftung 5 Ernst-Abbe-Stiftung 6 Gemeinnützige Hertie-Stiftung 7 Haniel Stiftung 8 Robert Bosch Stiftung GmbH 9 Schering Stiftung 10 SRH Holding / SRH Higher Education 11 Stifterverband für die Deutsche Wissenschaft 12 Stiftung Mercator GmbH 13 VolkswagenStiftung 14 Wilhelm-Sander-Stiftung 15 ZEIT-Stiftung Ebelin und Gerd Bucerius Source: Author’s illustration List of American Foundations Interviewed (Alphabetical) # American Foundations 1 Andrew W. Mellon Foundation 2 Bernard Osher Foundation 3 Carnegie Corporation of New York 4 Ford Foundation 5 Henry Luce Foundation
Appendices 221 6 Lumina Foundation 7 The Ahmanson Foundation 8 The Kresge Foundation 9 The Ralph M. Parsons Foundation 10 The Spencer Foundation 11 The William and Flora Hewlett Foundation 12 W.M. Keck Foundation Source: Author’s illustration List of American Organizations Interviewed (Alphabetical) # Organization 1 American Council of Learned Societies 2 American Friends of Alexander von Humboldt Foundation 3 Columbia University 4 Foundation Center by Candid 5 George Mason University 6 National Endowment for the Humanities 7 National Science Foundation 8 Princeton University 9 Rockefeller Archive Center 10 Stanford University 11 University of California, Los Angeles (UCLA) 12 UCLA Development Office 13 University of Southern California 14 University of Washington 15 Urban Institute Source: Author’s illustration
222 Appendices Appendix D: Interview Questionnaire Example for US Foundations Foundation: Interviewee (with position): Appointment: City: Permission to record: O Yes O No -- I. Introductory questions 1. Generally speaking: What fascinates you most about working in a foun- dation? 2. What is in your opinion special about working in this particular founda- tion? 3. If you have worked in other areas before coming to a foundation: What is different about foundations? What do you see as the main difference between your previous work environment and the foundation work en- vironment? II. Typical activities of the foundation in the field of higher education ”I am particularly interested in your foundation’s activities in the field of higher education. I have looked through your homepage and publications to find out what your foundation’s thematic focal points and projects are.” 4. What do you consider to be your foundation’s typical focal points/topics in the field of higher education? 5. What do you consider to be your foundation’s typical projects in the field of higher education? 6. What do you consider to be your foundation’s greatest successes? Which projects went extraordinarily well? III. Main part: Questions about foundations‘ role in higher education fund- ing 7. What distinguishes higher education funding by foundations compared with state and private sector funding? What kind of support can founda- tions offer compared with state and market actors? Even though it is not a foundation in the classical sense: What distinguishes foundations es-
Appendices 223 pecially from the National Science Foundation? National Endowment for the Humanities? 8. Narrowing it down to higher education institutions: Which role do you think funding from foundations plays for higher education institutions? 9. I am sure that your foundation, like many other organizations, regularly concerns itself with its vision, goals, and strategy. I would like to ask you to describe the roles that your foundation currently fulfills as well as the roles your foundation would like to fulfill in the future. 10. Our analysis has shown that higher education supporting foundations in Germany follow mostly performance-related and “elite philanthropic” motives. They support more frequently (than foundations with other purposes) talent, want to acknowledge achievements; want to foster in- novations as well as solutions to problems. To what extent would you say that this also applies to your American foundation? Are there addi- tional characteristics that should be mentioned? 11. How would you describe the relationship in your foundation between funding research and funding teaching? (if applicable) 12. Types of supported higher education institutions According to my data analysis of a database provided by the Foundation Center, foundations supporting higher education institutions tend to support the higher education institutions that are already better off. Why would foundations support schools that are already quite wealthy? 13. Governance of supported higher education institutions The analysis of the Foundation Center database showed that privately governed, and not publicly governed, higher education institutions are the ones receiving the highest amounts of foundation support. How would you explain this? To what extent would you say that foundations have a different attitude towards public higher education institutions? 14. While the top 20 higher education institutions receiving most founda- tion funding between 2000 and 2010 change positions, the names tend to be remarkably the same. How would you interpret this result?
224 Appendices 15. If you consider your foundation’s collaboration with higher education institutions: Who is the actual innovative part? Foundations? Higher ed- ucation institutions/researchers? Both or none? List Within the framework of our research project we came up with a list of twenty of the most relevant foundations in the field of higher education. Selection criteria were annual expenditures, recommendations from our scientific council as well as from experts in the field. >>Here is a list
Appendices 225 Appendix E: Lists of 20 Relevant Foundations Germany
226 Appendices USA
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