Alaskan (AAL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
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FY2021 Alaskan (AAL) Regional Runway Safety Plan COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY. www.faa.gov ATO Safety and Tech
Executive Summary The Federal Aviation Administration’s (FAA) top In support of the NRSP, and in support of the Air priority is maintaining safety in the National Air- Traffic Organization (ATO) Safety and Technical space System (NAS). The goal for runway safety Training (AJI) Business Plan, the Alaskan Region is to improve safety by decreasing the number (AAL) has developed this Regional Runway Safety and severity of Runway Incursions (RI), Runway Plan (RRSP) to provide a roadmap with regional TABLE OF 04 FAA Safety Management System (SMS) Excursions (RE) and serious Surface Incidents. The FAA’s National Runway Safety Plan (NRSP) emphasis for FY2021. CONTENTS outlines the Agency’s strategy to adapt its runway safety efforts through enhanced collection and 06 Regional Runway Safety Plan (RRSP) Methodology integrated analysis of data, development of new safety metrics, and leveraged organizational ca- pabilities in support of meeting this goal. 08 FY21 RRSP Initiatives and Safety Assurance 09 Safety Risk Management (SRM) 10 Safety Policy 12 Safety Promotion 15 Appendices
4 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 5 FAA Safety Management National Runway System (SMS) Safety Plan Objectives FAA is employing and evolving a Safety Manage- aligns our strategic priorities with established ment System (SMS), which provides a formalized Safety Risk Management principles. The plan de- and proactive approach to system safety in or- fines how the FAA, airports, and industry partners Identify Operating Hazards SAFETY der to find, analyze and address risk in the NAS. collaborate and use data-driven, riskbased deci- Program Data The SMS is comprised of four main components, sion-making to enhance the safety of the National ASSURANCE Voluntary Safety Reporting which combine to create a systemic approach Airspace System. Remain the global leader Investigations to managing and ensuring safety. These compo- in assuring runway safety This regional plan endeavors to align its activities Safety Risk Monitoring nents are Safety Assurance, Safety Risk Manage- enhancement initiatives are with the principles and components of FAA’s cur- effective in maintaining an Data Analysis ment, and Safety Policy, Safety Promotion. Pres- rent Safety Management System. acceptable level of safety at U.S. Partnership for Safety ently, the ATO and Airports Division utilize SMS as airports with an air traffic control a systemic approach to managing the safety of Audits and Evaluations AAL Regional Runway Safety Initiatives are tower. airport operations. grouped according to the FAA’s Four Pillars of SMS: Safety Assurance, Safety Risk Manage- The NRSP focuses on the development of the in- Analyze, Assess, Mitigate, teragency strategic processes to transition from ment, and Safety Policy, Safety Promotion. SAFETY RISK and Accept Risk event-based safety to risk-based safety using mul- MANAGEMENT Develop Monitoring Plan tiple data sources and stakeholder subject matter Implement Runway Safety Safety Risk Management experts to assess current risk, predict future risk, Enhancement Initiatives that Documents and establish relevant metrics that measure the manage or reduce the risk of reduction in risk. The National Runway Safety Plan airport operations. SMS Orders SAFETY Safety Guidance POLICY FAA/ATO Safety Orders Establish and maintain policies SMS Manual and procedures to ensure adequate resources are available to accomplish the FAA’s near- term and strategic objectives. SAFETY Outreach and Education Products PROMOTION Lessons Learned Relentlessly promote best Workshops practices, lessons learned, and actionable information obtained Safety Communication Four Pillars of from data analysis to our global runway safety stakeholders. the FAA SMS
6 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 7 Regional Runway Safety FY21 Regional Runway Plan (RRSP) Methodology Safety Plan Initiatives In accordance with FA A ORDER 7050.1B , the throughout the year, usually monthly. The RSPM To assist with the implementation process of this plan, All applicable lines of business have collaborated AAL Runway Safety Governance Council (RGC) is and LOB subject matter experts will brief the the RRST has developed the initiatives noted below as in the development of this plan, which will be up- chaired by the Regional Administrator and is com- RRST on current safety data, trends and issues its primary focus. The RRST will be working in concert dated annually by the RRST. Each plan will have posed of the Regional Runway Safety Program and solicit input from the other RRST members. with the appropriate field office manager within each the concurrence of the RGC. Manager (RRSPM) and executives or designees The RRST will identify and address specific issues respective LOB to implement the initiatives as outlined. from Airports Division, Flight Standards Service as well as systemic problems to reduce surface In addition to these priorities and currently identified The following initiatives and ATO Operations. At the direction of the AAL risk at regional airports and elevate critical issues initiatives, the RRST will monitor and elevate appropri- are addressed in this plan: Regional Administrator, other directors and man- to the RGC. ate impromptu issues to the RGC. This is a living doc- agers have been added to the AAL RGC and are AAL RRSP FY2020: Incorporation FAA Directive ument and the RRST will update issues as needed and 1.1 of Trend Information into the RRSP identified on the signature page. The council Runway Safety Program Order 7050.1B prescribes keep the RGC apprised. AAL RRSP FY20 Initiative: Support of NextGen meets quarterly and is responsible for ensuring 1.2 the FAA Runway Safety Program (RSP). This Surface Safety Technologies that regional initiatives and actions are being ac- Runway Safety efforts are an ongoing process; there- directive establishes policy, assigns responsibility, AAL RRSP FY2020 Initiative: RRST Support of complished in the appropriate manner and time- and delegates authority for ensuring compliance fore, trend assessment and monitoring plans must con- 2.1 LRSAT/RSATs and RSAPs frame. with this order within tinue to be evaluated. All AAL towered airport trends will AAL RRSP FY2018 Initiative: Support Airports be routinely monitored by the RRST. Based on the data, 2.2 Division Runway Incursion Mitigation (RIM) In accordance with FAA Order 7050.1B, the AAL Program if the RRST evaluates certain airports to be worthy of Regional Runway Safety Team (RRST) is com- AAL Priority Airport AAL RRSP FY2020 Initiative: Runway Safety more focused attention, appropriate monitoring plans 3.1 – SMS Continuity prised of Runway Safety staff and at least one and Airports of Interest and mitigations will be developed and recommended by AAL Regional Commitment: Support the Alaskan designated representative of Service Area Ter- The Regional Administrator as well as the RRST. 3.2 Region in all aspects of FAA Order 7050.1, Runway minal Operations, Service Area Technical Opera- all the LOB represented on the RGC will Safety Program (RSP) tions, and the Flight Standards Service, and Air- attend or have a representative at all AAL RRSP FY2020 Initiative: Flight Service Station Alaska Local RSAT meetings. Pilot Outreach Safety Meeting (Runway Safety ports regional divisions. These are the required 4.1 and Airborne) at nontowered airports with a Flight members of the RRST, referred to in this plan as Service Station on site AAL Priority Airport: the RRST Core members. RGC members will iden- 4.2 AAL RRSP FY2017 Initiative: Wrong Surface Events y Lake Hood Sea Plane Base (LHD) tify their Line of Business (LOB) expert represen- tative(s) to serve on the RRST. Other members of y Fairbanks International (FAI) AAL RRSP FY2020 Initiative: FAAST General Avia- 4.3 tion (GA) WINGS prominence have been invited to join the RRST. AAL Airports of Interest: AAL RRSP FY2020 Initiative: Unmanned Aircraft Appendix A lists the members of the RRST. The 4.4 y Bethel (BET) Systems (UAS) RRST members assist the RSPM in executing the Runway Safety Program. AAL Priority Issues The following national issues have an The RRST is tasked with identifying regional impact on locations within the region. priorities and working through their executive More detail regarding these issues is representative to ensure that issues are properly contained in the initiatives section: vetted through their respective LOB for prior co- y Runway Confusion Events: ordination before implementing action on behalf Wrong Surface Events, AAL RRSP of the RRSP. The RRST has aligned this plan with Initiative 4.2 agency priorities, the Runway Safety Program (FAA Order 7050.1B) and methodologies to in- Note: The RGC may elevate systemic clude Safety Management Systems (SMS). issues as appropriate to their respective headquarters LOB or to the National The RRST functions as a working level team in Governance Council (NGC). support of the RGC. The RRST meets regularly
A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 9 2. Safety Risk Management (SRM) Activity 2.1 occurred and is working with airports on mitiga- tion strategies. The data collected from FY2008- AAL RRSP FY2020 Initiative: RRST FY2017 indicates airport locations where three Support of LRSAT/RSATs and RSAPs or more peak annual runway incursions have oc- curred in a given calendar year or more than ten 1. Safety Assurance RSAT meetings provide the foundation of the Runway Safety Program (RSP) and are the pri- runway incursions have cumulatively occurred mary means to identify and address site-specific during this period. This information is subject to surface risk at the local level. The RRST are the change as the FAA works with the airport spon- subject matter experts for runway safety-related sors. As projects proceed and the FAA collects issues pertaining to their respective LOB. additional data on runway incursions, the invento- Activity 1.1 Action Item: ry list will be updated. Action Items: 1.2a The RRST will continue to monitor the de- AAL RRSP FY2020 Initiative: Incorporation Two additional locations, FAI-25 and FAI-HS1, velopment of current and emerging technologies, 2.1a RRST Core members will work with their re- of Trend Information into the RRSP have been added to the inventory list since the especially the implementation of ASSC at ANC, spective LOB to secure RSAT participation (may or AAL FY18 RRSP was published. RRST members will review and assess airport and will report out to the AAL RGC. may not be a locally stationed individual) on site trend data. If any new trends emerge that the at the RSAT meetings; this individual will provide Action Items: Proposal: advanced in-depth technical knowledge and expe- team determines to merit extra monitoring, miti- 2.2a Continue to monitor and track surface event gation, and/or addition to this plan, then changes 1.2b The RRST will monitor the implementation rience of the NAS to support the reduction of risk data at Alaskan Region RIM locations. Whenever a of Airport Vehicle ADSB at ANC and report out at the airport. will be made to this document as required. surface event occurs at a RIM location, the RSPM to the RGC. Action Item: 2.1b The RRST will assist in providing ad- will review the event with the RIM Regional Plan- vanced in-depth technical knowledge and experi- ner and assess further action together. 1.1a Continuous trend monitoring and assess- Airport Surface Surveillance ence of the NAS to support the reduction of risk at y FAI-11 ment of the AAL towered airports. Capability (ASSC) Runway 20L Approach End AAL towered airports. /Runway 2 ski strip This system will bring enhanced surface Activity 1.2 y FAI-25 situational awareness and advanced Activity 2.2 Approach end of Ski Strip 20 AAL RRSP FY20 Initiative Support of warning of potential runway incursions NextGen Surface Safety Technologies to nine U.S. airports for increased AAL RRSP FY2018 Initiative: Support y FAI-HS1 safety and efficiency. It is currently Airports Division Runway Incursion Closely located Taxiways (B, T, U) and Current and emerging technologies will help in- operational at San Francisco Airport Mitigation (RIM) Program Runways (Approach ends of 20L and SS02) crease situational awareness for controllers, (SFO). The flexible nature of the ASSC y JNU-01 One of Runway Safety’s primary functions is hor- Runway 8-26/Taxiway D Intersection flight crews, and vehicle operators, and prevent system architecture enables future airport surface safety enhancements, izontal integration. The AAL RSPM will support collisions on runways and other movement areas. y MRI-13 such as Runway Status Lights (RWSL) AAL Airports Division RIM activities and assist Runway 7-25/Taxiway C Intersection Installation of Airport Surface Surveillance Capa- and airport surface movement data in development of solutions to events occurring y MRI-24 distribution to other approved systems at the two AAL RIM locations (FAI & MRI) espe- Hold bar on Taxiway K north bility (ASSC) at Anchorage International (ANC) and users. cially when a geometry solution may not be suf- of approach end of Runway 25. has begun and is scheduled to be completed in ficient or appropriate to address the surface y MRI-25 FY2021, therefore the AAL RGC should be kept Runway 25/Taxiway K Intersection safety concerns. apprised. y MRI-26 The FAA has developed a preliminary inventory of Runway 5-23/Taxiway G Intersection airport locations where runway incursions have
10 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 11 3. Safety Policy How We Are Collaborating Activity 3.1 Activity 3.2 AAL RRSP FY2020 Initiative: AAL Regional Commitment: Support the Runway Safety – SMS Continuity Alaskan Region in all aspects of FAA Order 7050.1, Runway Safety Program (RSP) Runway SafetyCouncil The Western Service Area (WSA) RSP approaches surface safety risk management in accordance The primary goal of the RSP is to reduce the Executive Steering with the SMS process and aligning its initiatives number and severity of surface events. Regional within the framework of SMS principles. In Runway Safety Plans present a regional strategy doing so, this view of the plan illustrates a to execute priorities and activities contained in portfolio-based approach to risk management the National Runway Safety Plan. SAFETY ASSURANCE: by addressing the diverse initiatives associated with each SMS component. The success of the AAL RSP depends on the Runway Incursion Analysis Team collective efforts of several LOBs within the FAA. It is through this collaborative effort that Surface Risk Analysis Process Policy, responsibility and accountability that bear on surface safety, and the organizations the program finds strength. charged with risk mitigation and safety Action Item: improvement are put forth in FAA Order 7050.1B, 3.2a The AAL RGC and RRST will be committed Runway Safety Program (RSP), and in the NRSP. towards promotion, and enhancement of RSP: The Runway Safety Program is intended surface safety at all AAL airports. Success of SAFETY RISK MANAGEMENT: to improve runway safety by decreasing the the RSP in AAL will be a collaborative effort. Surface Safety Group number and severity of runway incursions (RI), 3.2b The AAL Runway Safety Governance Data Analysis Team runway excursions (RE), and other surface Council is committed to supporting the FAA incidents (SI). Administrators’ Runway Safety Program and NRSP: The National Runway Safety Plan assumes responsibility, and accountability for 2018-2020 builds on the achievements of the the execution of this safety program within the National Runway Safety Plan 2015-2017. The Alaskan Region. The AAL RGC will oversee the SAFETY POLICY: most fundamental impact of the first plan has execution of the AAL FY2021 RRSP through Surface Safety Initiative Team been the successful. fiscal quarterly meetings. Comprehensive Airport Review Integration of the Safety Management System 3.2c The AAL Regional Runway Safety and Assessment principles into the Runway Safety strategy. Team is committed to supporting the FAA Administrators’ Runway Safety Program and FIXED Action Item: assumes responsibility, and accountability for 3.1a The FY2021 AAL RRST will leverage the execution of this safety program within the SAFETY PROMOTION: and combine the expertise of Airports, Flight Alaskan Region. The AAL RRST will monitor Standards Service, Runway Safety, Air Traffic Communication and Outreach Team and execute the AAL FY2021 RRSP as dictated Technical Operations and Air Traffic Operations, in this plan and through active participation at Dissemination Strategy FAA Flight Service, NATCA and SUPCOM toward regular meetings, normally occurring every other the mutual goal of RI reduction. monthly. This plan is a ‘living document’ and the RRST will propose to the RGC amendments to it as needed.
12 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 13 Action Item: with federal partners to mitigate threats posed by UAS while ensuring that the mitigations did AAL REGION IS UNIQUE IN MANY WAYS 4.2a Continue to monitor and track AAL not disrupt normal airport operations and to wrong surface events y Alaska has 570,380 square miles of land and submit a report on the pilot program 18 months 2,427,971 square miles of airspace. 4.2b The RRST will engage in outreach after the start of the program. y 230 FAA owned and operated sites with 980 Aviation targeting commercial, Certified Flight Instructor One partner in this undertaking is the Alliance Weather Cameras along with 224 hosted Canadian sites. (CFI) and GA pilot audiences providing for System Safety of UAS through Research awareness of wrong surface events within AAL y Alaska has 8,795 active pilots, 2,629 airframe and Excellence (ASSURE). ASSURE is comprised and the NAS. power plant mechanics of which 791 have inspection of twenty-three of the world’s leading research authorizations, and 8,737 registered aircraft. institutions and more than a hundred leading Activity 4.3 y Alaska has 396 public use airports, 284 land-based, 4 industry/government partners. One of the fifteen heliports, 108 seaplane bases, and approximately 763 AAL RRSP FY2020 Initiative: core research universities involved in ASSURE is recorded landing areas (private, public, and military) total. FAAST General Aviation (GA) WINGS the University of Alaska Fairbanks (UAF). y The number of enplanements (5 million) in Alaska Historically, pilot deviations account for UAF involvement in UAS predates ASSURE; is 7.1 times the state population. Enplanements approximately 60 percent of runway incursions UAF has been conducting UAS operations in the U.S. is only 2.8 times the population. in the NAS. Of those, approximately 75 percent since 2001. UAF was one of seven UAS Test y Lake Hood seaplane base in Anchorage is the world’s largest are attributed to General Aviation (GA) pilots. Sites selected by the FAA in December 2013 and busiest and the only one with primary airport status to facilitate research for the safe integration of Action Item: UAS into the National Airspace System (NAS). in the U.S. It accommodated 75,000 operations last year. 4.3a A target of at least three FAAST GA The Alaska Center for Unmanned Aircraft y 7,108 registered UAS in Alaska. Systems Integration (ACUASI) at UAF provides WINGS meetings will be conducted where a significant portion of the meeting will focus on an avenue for the UAS industry and stakeholder Runway Safety. It is desirable that these meetings community to conduct more advanced UAS coincide directly with an RSAT, or perhaps the research and operational concept validation. evening prior to the RSAT. Representation of 4. Safety Promotion In 2017, ACUASI acquired the Griffon Aerospace each RRST Core Member’s LOB will be strongly Outlaw SeaHunter (see image 1 ) and has promoted. established a COA with Clear Air Force Base, Alaska for operating from their uncontrolled Activity 4.4 runway. ACUASI has been working with Activity 4.1 Action Item: AAL RRSP FY2020 Initiative: Transport Canada to safely integrate UAS into 4.1a The RRST will support and attend a their airport operations and national airspace AAL RRSP FY2020 Initiative: Flight safety meeting with an associated pilot meeting Unmanned Aircraft Systems (UAS) Service Station Pilot Outreach Safety system. Their efforts include flying the UAF (Wings qualified if appropriate) at a minimum FY2016 Appropriations Act-Public Law 114-113 SeaHunter, including taxiing like a manned Meeting (Runway Safety and Airborne) at of two locations. The Regional Runway Safety nontowered airports with a Flight Service enacted December 2015, directed the FAA to aircraft, out of airports including Michel-Pouliot Team will determine locations. assess the feasibility of integrating proven UAS Gaspe Airport (YGP) and Alma Airport (YTF) in Station on site mitigation technology at airports. Quebec, Canada. AAL has 26 Part 139 airports; 12 have an FSS Activity 4.2 located on the field. The remaining five FSS also Omnibus Bill Explanatory Statement enacted UAF was selected by the USDOT in May of 2018 AAL RRSP FY2017 Initiative December 2015 supports the FAA’s Pathfinder as one of 10 state, local and tribal governments interact directly with Anchorage TRACON or Wrong Surface Events Program and encourages the FAA to expand and as the lead participant for the State of Anchorage ARTCC for the purpose of conducting IFR flight operations. Representatives of Flight the program to include a commercial airport in Alaska team in the FAA’s UAS Integration Pilot Wrong Surface Events are a Top 5 issue. This Service, Anchorage ARTCC, Flight Standards conjunction with UAS Center of Excellence as Program (IPP). The IPP focus provided to UAF safety concern was injected with extra energy Service, and Runway Safety will be solicited to evaluator. after the July 2017 SFO event. It is still an FAA participate in the Flight Service Pilot Outreach wide concern in FY2021. FY2016 Reauthorization Safety Meeting. The RRST representatives will be subject matter experts for runway safety- The WSA leads the nation for wrong surface Public Law 114-190, Section 2206 enacted related issues pertaining to their respective landings by more than double for at least the July 15, 2016 directed the FAA to establish a LOB and will proactively solicit input from field past five years. While the majority of those pilot program for airspace hazard mitigation at managers to obtain locally possible solutions events have occurred in Western Pacific Region airports and other critical infrastructure using towards mitigation efforts. (AWP), AAL also has locations with a history of unmanned aircraft detection systems, work Image 1 Wrong Surface Events.
14 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 15 by the FAA is the 24/7 beyond visual line of sight airports. This will include determining the technology 5. Appendix A. monitoring of linear infrastructure in Alaska, needed to identify runway markings and signage, including the 800-mile Trans-Alaska Pipeline such as nose cameras, and how to make the UAS System. The end point of this effort is to be able appear to be equivalent to a manned aircraft in the Regional Runway to commercially fly a large UAS from an airport runway environment. to routinely monitor the pipeline. Action Item: 4.4a The Regional Runway Safety Team will work with ACUASI to develop policies and procedures Safety Team Roster for safely integrating UAS operations into Alaskan IAW FAA Order 7050.1B, Runway Safety FSS Program, the Regional Runway Safety Team Andrew McClure / Alaska Flight Services (RRST) is a team comprised of *Runway Information Area Group, AJR-BAL Safety staff and at least one designated representative of *Service Area Terminal WSA-SUPCOM Operations, *Service Area Technical Andrew Applegate / SUPCOM Western Runway Operations, *Flight Standards Service, Safety Division and *Airports regional divisions. NATCA Standing Members Ron Swinton / Air Traffic Control Spec (T), JNU - Juneau, AK ATCT, AAL NATCA RS-Rep Airports* Matthew Stearns / Airport Certification Safety Note: NATCA National Runway Safety Inspector, AAL - Airports Division,AAL-600** Representative is: Bridget Singratanakul Flight Standards Service Runway Safety / RWSL Representative Kenneth A Thomas / Safety Promotion email: rsat-rwsl@natca.net Program Office (SPPO)-Safety Liaison Team *required (Core) members per FAA Order 7050.1B Lead, Flight Standards Service Division Runway Safety Program* Thomas Candelario / RSPM / AAL, AJI-144 (AAL RSPM) Service Area Technical Operations* Doneva Cheeseman / Technical Operations Manager, Northern Alaska Group / WWQ1-FAI Service Area Terminal Operations* Craig F Powers / Operational Evaluations Specialist, Operational Evaluations North Team, AJV-W13 AAL AJT Rob Stephenson / Quality Control Manager, ZAN - Anchorage, AK ARTCC, WNA-ZAN
16 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 17 has since been added. This information was then overlaid upon locations where airfield geometry 6. Appendix B. appeared not to meet current FAA design standards. Locations with multiple runway incursions and non-standard geometry were identified as priority RIM locations and discussions were initiated with the airport operators regarding possible changes to the airfield to address the runway incursion Known FAA Programs risks. The RIM is a dynamic and continuing program using Risk-Based Decision Making to focus resources on the planning and construction of projects to reduce the potential for runway incursions where airfield geometry may be a contributing factor. and definitions Air Traffic Organization Technical Operations (AJW): Technical Operations is responsible for maintaining and repairing National Airspace System (NAS) equipment. This may include but is not limited to Instrumental Landing Systems (ILS). Typically, the ILS is located in between or near runways. The Airway Transportation System Specialists (ATSS) attend required instruction annually to traverse in those areas. If a deviation has occurred involving Technical Operations, a System Service Review Note: This Appendix is a Work in Progress, and is intended to be a reference for known (SSR) is completed and a review of driver training records is conducted. If need be, a briefing or FAA Programs, and associated definitions, addressing surface safety concerns. Any Service Rendered Telecom (SRT) will take place involving the parties. additions, corrections, or concerns should be addressed to the Regional Runway Safety Program Manager for update and inclusion in future versions of this document. Air Traffic Services (ATS): The primary purpose of the ATC system is to prevent a collision between aircraft operating in the system and to provide a safe, orderly and expeditious flow of traffic. ATS provides safe, efficient and secure air traffic control and traffic management services to system Airport Construction Advisory Council (ACAC): ACAC is dedicated to ensuring the safety of all stakeholders. stakeholders operating in the National Airspace System (NAS) during all runway and taxiway construction projects. The ACAC is tasked with developing strategies and risk mitigations, for Air Air Traffic Services Quality Control Group (QCG): The purpose of Quality Control, as defined in the Traffic Managers (ATMs) to employ, that will enhance surface safety and ensure that communication is ATO, is to assess the output (whether a product or service) of a particular process or function and complete and consistent. The ACAC strives to serve as a conduit for sharing good operating practices identify any deficiencies or problems that need to be addressed. Within this quality control concept, it between managers throughout the NAS. The ACAC is responsible for transforming appropriate is a primary responsibility to take action, particularly at the Service Delivery Point (SDP), to ensure that strategies and best practices into future Air Traffic Organization policy to perpetuate operational these products or services meet the requirements of the SDP and the ATO organizationally. Quality safety during all construction projects. Control directives outline the processes and steps utilized to ensure the quality of products and services provided at the SDP level on an ongoing basis. Airports Division: The Airports Division is involved in a number of programs and initiatives focused on improving airport and runway safety and reducing the number and severity of runway incursions. Anti-Runway Incursion Device (A-RID): Any device that is used to provide a reminder to a controller Provided below is a brief synopsis of these programs: that the runway surface is in use and therefore not safe to be crossed, landed upon, used for takeoff, etc. Airport Improvement Program (AIP): The Airports Division administers the Airport Improvement Program (AIP) which provides grant funds to airport operators for airport planning and improvements. Compliance Philosophy: The FAA relies on voluntary compliance with aviation safety regulations Airfield projects designed to reduce runway incursions may be eligible for AIP funding. These by certificated airmen and organizations operating in the NAS. The FAA Flight Standards Service may include airfield geometry changes, certain Runway Safety Action Plan (RSAP) Action Items, Organization investigates reports of noncompliance and has a statutory responsibility to take certain airfield marking, lighting, and signage projects. All questions and discussions regarding AIP appropriate corrective action up to and including punitive enforcement when necessary to ensure projects or eligibility must be referred to the appropriate Airports District Office (ADO). that certificated entities are meeting regulatory safety standards. In FY16, the FAA adopted a program named Compliance Philosophy, which for Flight Standards Service, mandates that Part 139 Airport Certification Safety Program: The Airports Division certificates airports serving air Aviation Safety Inspectors finding any airman or organization not meeting the minimum regulatory carriers utilizing aircraft over nine passenger seats. However, the Alaskan Region has an exemption requirements related to their certificate, evaluate underlying cause, airman/organizational attitude, that only requires certification of airports serving air carriers utilizing aircraft with 31 or more seats. and implement corrective action that promptly and effectively restores full compliance. Such Part 139 contains a number of regulations relevant to runway safety. These include requirements actions are taken in a cooperative process involving specific compliance actions such as airman and minimum standards for airport pavement, runway safety areas, airfield marking, lighting, and counselling, remedial training, or other specific program related to the problem(s) identified in the signage limiting access to airport movement areas and airfield driver training. Airport Certification investigation. If the deviation does not involve intentional, reckless, or criminal behavior and the Safety Inspectors conduct airfield inspections on a periodic basis to ensure compliance with these airman/ organization is qualified and willing to cooperate, AFX should resolve the issue through and other applicable requirements. In addition, all Runway Incursions involving ground vehicles or use of compliance tools, techniques, concepts, and programs Beyond Flight Standards Service, pedestrian deviations (V/PDs) are formally investigated by the Airports Division. Any questions and Compliance Philosophy exists throughout the FAA and is supported by the Safety Management discussions about compliance with Part 139 must be referred to the Airport Safety and Standards System (SMS) approach to aviation safety. Branch. Comprehensive Electronic Data Analysis and Reporting Tool (CEDAR): Refers to the Comprehensive Runway Incursion Mitigation Program (RIM): In 2014, the Office of Airport launched the Runway Electronic Data Analysis and Reporting Tool used by ATO to report occurrences in the National Airspace Incursion Mitigation (RIM) Program to address non-standard geometry at airports. RIM initially System (NAS). mapped the location of all runway incursions occurring in 2007 through 2013. The data for 2014
18 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 19 FAA Safety Team (FAAST): The FAASTeam FSDO’s are aligned with the Office of General The movement area is typically defined in a Runway Safety staff and at least one designated supports the Administrator’s Runway Safety Aviation Safety Assurance. local letter of agreement between the ATCT and representative of Service Area Terminal initiatives by participating at LRSATs and airport operator. Operations, Service Area Technical Operations, providing Runway Safety outreach to pilots. The Office of General Aviation Safety Assurance and the Flight Standards Service and Airports FAASTeam employees working within (Flight is comprised of functionally aligned divisions, NASAO Runway Safety Initiative (FAA/NASAO regional divisions. Advisory members of the Standards Service District Offices) FSDOs which share responsibilities and balance the Runway Safety Initiative): As put forth in team may include designees from each of the Air are engaged in the following efforts related to level of work identified below: a Memorandum of Understanding (MOU) Traffic and Tech-Ops districts. The members of Runway Safety: between FAA and NASAO (National Association the RRST are charged with identifying regional 1. Provides all certification and oversight of State Aviation Officials) both parties will priorities and working through their executive y Carry out tasks in the FAASTeam activities of all aviation entities that explore methods of working collaboratively, to representative on the RGC to ensure that issues National Performance Plan (NPP) are not under the purview of the Office provide and disseminate information on runway are properly vetted through their respective LOB related to Runway Safety. of Air Carrier Safety Assurance’s safety in order to reduce both incursion and and for prior coordination before RGC meetings. purview. excursions at towered controlled airports. The y Coordinate FAA outreach with airmen and aviation organizations in 2. Ensures consistency and focus will be on providing educational outreach Runway Confusion: Landing or departing or association with local ATC facilities standardization in application of and subject matter expertise to the aviation attempting to land or depart from the wrong and airport operators. oversight activities by the workforce, community regarding Runway Safety operations, runway or from a taxiway. This represents a applies RBDM for enhanced and regulations, and related issues. The MOU is subcategory of either a runway incursion or y Assist FSDO Inspectors in focused utilization of certification considered an ongoing commitment, until both surface incident. investigation of PDs to the extent that and surveillance resources, and FAA and NASAO determine the objectives of the useful safety information is discovered works across the Service to ensure MOU have been satisfactorily achieved. Runway Excursion (RE): A veer-off or overrun and acted upon. stakeholder and public needs are off the runway surface. y Draft formal Safety Recommendations proactively and expeditiously met. Protected Area: The protected area of a surface intended for landing or takeoff includes the area Runway Incursion Prevention Shortfall if applicable. 3. Conducts or assists in investigating Analysis (RIPSA): Runway Incursion Reduction inside the runway hold position markings (e.g., y Draft educational programs and/or accidents, incidents, and possible hold line) on paved taxiways or ramps and the Program (RIRP) has initiated the Runway products appropriate to local Runway violations of 14 CFR and ensures designated runway safety area. Incursion Prevention Shortfall Analysis (RIPSA). Safety issues. the adequacy of operators’ flight RIPSA was created in response to NTSB Safety y Utilize volunteer FAASTeam procedures, operating methods, Regional Runway Safety Governance Council Recommendation A-00-66 and is a Call to Representatives including CFIs and airmen qualifications and proficiency, (RGC): Chaired by the Regional Administrator Action NextGen Technology Initiative. Initial DPEs in all aspects of Runway Safety and aircraft maintenance not under or designee, and composed of the RRSPM candidate airports were selected from a list of Promotion. the Office of Air Carrier Safety and executives or designees from Airports, 484 airports that reported runway incursions Assurance’s purview. Flight Standards Service, and ATO Terminal over a 10-year period ending FY 2014. The y Assist FSDO Inspectors in Operations. Each region may choose whether candidate airports were reevaluated and the list implementation of airman remedial Hotspot: An airport surface hotspot is a location to establish such a council, based on the adjusted due to changes in runway incursion training and counselling per the on an airport movement area with a history of needs of the region and the judgment of the trending. RIPSA focuses on small to medium Compliance Philosophy. potential risk of collision or runway incursion, Regional Administrator. If established, the airports with air carrier service that do not have y Report and analyze local safety issues and where heightened attention by pilots/ council is responsible for ensuring that regional existing surface surveillance systems. This will and trends as a section of the annual drivers/controllers is necessary. initiatives and actions are being accomplished amount to selecting the candidate airports and FSDO Report to the FSDO Manager. Incorrect Presence: Presence inside the in the appropriate manner and timeframe. The identifying the technology that is the right size, movement or protected area caused by non- council is responsible for ensuring that regional right fit for that airport. The current projection is Flight Standards District Office (FSDO): initiatives and actions are being accomplished 12 to 18 months to gain approval and purchase On August 20, 2017, the Flight Standards compliance with a requirement or instruction. in the appropriate manner and timeframe, and the technology. The testing period could be up Service was reorganized from a regionally Mandatory Occurrence Report (MOR): An to approve/concur or provide resources, if to three years at the chosen locations. (geographically) based organization to a occurrence involving air traffic services for necessary, as recommended by the RRST. functionally based organization employing the which the collection of associated safety-related Runway Incursion Warning System (RIWS): Safety Management System (SMS) principles data and conditions is mandatory. CEDAR is the Regional Runway Safety Program Managers The RIWS system has been proven to prevent of safety assurance, safety standards, Safety preferred method of submitting MOR’s. (RSPM): Represents the Runway Safety Group incursions by alerting a driver – visually and Risk Management (SRM), and safety promotion. in activities within the region. Chairs the RRST, audibly, prior to the vehicle entering a runway Flight Standards Service has four offices: (1) Movement Area: The runways, taxiways, and develops and implements the Regional Runway safety area (RSA) or other airport defined Office of Air Carrier Safety Assurance; (2) other surface areas of an airport/heliport which Safety Plan. For a complete description of hazard zones. The system meets the technical Office of General Aviation Safety Assurance; are used for taxiing/hover taxiing, air taxiing, responsibilities, please see Order 7050.1B. requirements for accuracy, frequency of (3) Office of Safety Standards; and, (4) Office of and/or takeoff and landing of aircraft, and positional updates, prediction of vehicle position, Foundational Business. which are under control of the operating ATCT. Regional Runway Regional Runway Safety and alerting set forth by the FAA on windows or Team (RRST): The RRST is comprised of
20 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 21 Apple iOS based systems. This is accomplished considered part of the RSAT. A Regional RSAT is Category A. Investigation and Reporting, for the official through proprietary software algorithms and led by Runway Safety and a local RSAT is led by A serious incident in which a collision was definition). precision WAAS enabled GPS modules on the ATCT manager. narrowly avoided. each device. The combination of software and Other. hardware make it possible to calculate the Runway Safety Service Area Manager: Located Category B. Surface events, which cannot clearly be position of the vehicle, its speed and direction in the Service Centers in College Park, Georgia attributed to a mistake or incorrect action An incident in which separation decreases of travel ten times per second and to predict if and there is a significant potential for by an air traffic controller, pilot, driver, or (ESA), Fort Worth, Texas (CSA), and Renton, WA the vehicle will make entry into a protected area collision, which may result in a time critical pedestrian, will be classified as “other.” These (WSA), the manager directs the work of Regional and alert the driver with sufficient time to take corrective/evasive response to avoid a events would include incursions caused by Runway Safety Program Managers and interacts corrective action if not authorized to make entry. collision. equipment failure or other factors. with the ATO Service Area offices, Regional LOB The system has demonstrated its capability Managers, and Regional Administrators. For a Surface Incident (SI): Unauthorized or to prevent runway incursions and improve Category C. complete description of responsibilities, please unapproved movement within the designated situational awareness at airports like Dallas An incident characterized by ample time and/ see Order 7050.1B. movement area (excluding runway incursions) Fort-Worth, Baltimore Washington International, or distance to avoid a collision. Tampa, and Centennial International Airports. Runway Safety Group (RSG): RSG is the focal or an occurrence in that same area associated The RIWS solution provides airports of all point for runway safety initiatives in the NAS. Category D. with the operation of an aircraft that affects or sizes with an added layer of safety for vehicle RSG works with other FAA organizations and could affect the safety of flight. An incident that meets the definition of a movements by: the aviation community to improve runway runway incursion, such as incorrect presence safety by reducing the frequency and severity of of a single vehicle/person/aircraft on the y Preemptively alerting a drive of a Runway Incursions (RI) Runway Excursion (RE) protected area of a surface designated for potential incursion into a Runway and Surface Incidents (SI). RSG responsibilities the landing and take-off of aircraft, but with Safety Area or protected space. are set forth by FAAO 7050.1B, Runway Safety no immediate safety consequences. y Improving situational awareness by Program. displaying a highly accurate location Category E. of the vehicle over the airports own Runway Safety Program (RSP): RSP is a cross lines of business program focused on improving An incident in which insufficient or conflicting geographical information system runway safety by decreasing the number and evidence of the event precludes assigning maps. severity of runway incursion, runway excursions, another category y Displaying the position of aircraft and and other surface incidents. The FAA lines Surface Event: An occurrence at an airport other vehicles in near real-time from of business are guided by FAA Order 7050.1B, involving a pedestrian, vehicle, or aircraft sources such as the FAA ASDE-X/ Runway Safety Program. The order establishes on the defined airport movement area that ASSC systems. policy, assigns responsibilities and delegates involves either a runway excursion, or an y Broadcasting the position of the authority for ensuring compliance with this incorrect presence, unauthorized movement, vehicle through FAA certified vehicle order within each organization. or occurrence that affects or could affect the movement area transponder units to safety of flight of an aircraft. Surface events are air traffic controllers and pilots. Runway Safety Tracking System (RSTS): The classified into the following types: RSTS is a web based database application y Displaying of static, airport pre- employed by the RSG to track events, action Operational Incident (OI). defined routes to common locations, items, documents and other information A surface event attributed to ATCT action or to further assist in mitigating pertinent to FAA’s runway safety mission. The disorientation of a driver in reduced inaction. primary data sources are regional and local visibility or at night. Runway Safety Action Team meetings. Pilot Deviation (PD). Runway Safety Action Team (RSAT): A RSAT Severity Classifications: Runway Incursions A surface event caused by a pilot or convenes to discuss surface movement are assessed by Runway Safety and classified other person operating an aircraft under issues and concerns at a particular airport and by the severity of the event. The Severity its own power (see FAA Order 8020.11, formulate a Runway Safety Action Plan (RSAP) Classifications are (excerpted from FAAO Aircraft Accident and Incident Notification, to address those concerns. Regional and local 7050.1B Appendix B): Investigation and Reporting, for the official RSATs must include personnel from the ATCT definition). and airport operator and may include personnel Accident. from various FAA lines of business (including Vehicle or Pedestrian Deviation (VPD). An incursion that results in a collision. For the Runway Safety) and interested users of the A surface event caused by a vehicle driver purposes of tracking incursion performance, airport. Composition of special focus teams or pedestrian (see FAA Order 8020.11, an accident will be treated as a Category A may vary. All attendees at the RSAT meeting are Aircraft Accident and Incident Notification, runway incursion.
22 A l a s k a n R e g i o n ( A A L ) R u n w a y S afe t y P l a n F Y 2 0 2 1 7. Appendix C. For More Alaskan Region Information: Aviation Fact Sheet Federal Aviation Administration Alaskan Region year 2020 the FAA Alaskan Region 222 West 7th Ave. #14, Alaska’s 570,380 square miles of land and 2,427,971 distributed $124.1 million of funding Anchorage, AK 99513 square miles of airspace are served by: appropriated under the Coronavirus Aid, Relief, and Economic Security y 3 Flight Standards District Offices (FSDO) (CARES) Act. This funding was y 2 Certificate Management Offices (CMO) utilized by Alaskan airports to prevent, prepare for, and respond to y 1 Aircraft Certification Office (ACO) the impacts of the COVID-19 public y 1 commercial space port health emergency. y 8 FAA and 5 military control towers (ATCT) Air Commerce: The number of y 2 Terminal Radar Approach Controls (TRACON) enplanements (5 million) in Alaska is 7.1 times the state population. y 1 Air Route Traffic Control Center (ARTCC) Enplanements in the U.S. is only y 17 Flight Service Stations (1,286,637 activities 2.8 times the population. There y 146 full time aviation weather observation are 313 certificated air carriers in systems: WWW.WEATHER.GOV/A AWU/STNLIST Alaska providing scheduled and on- demand services. Seaplanes: Lake Hood seaplane Aviation Weather Cameras: base in Anchorage is the world’s HTTP://AVCAMS.FA A.GOV largest and busiest and the only one with primary 230 FAA owned and operated sites with 980 airport status in the U.S. It accommodated cameras along with 224 hosted Canadian sites. 75,000 operations last year. Pilots, Mechanics, & Aircraft: Alaska has Air Traffic Control Tower 8,795 active pilots, 2,629 airframe and power Operations in (fiscal year) 2020: plant mechanics of which 791 have inspection y Ted Stevens Anchorage: 245,283 authorizations, and 8,737 registered aircraft. y Kenai: 45,518 Airports: Alaska has 396 public use airports (255 y King Salmon: 19,932 are included in the National Plan of Integrated y Kodiak: 27,467 Airports System; 26 are Part 139 certificated), y Bethel: 62,591 284 land-based, 4 heliports, 108 seaplane y Fairbanks: 95,865 bases, and approximately 763 recorded landing y Juneau: 44,398 areas (private, public, and military) total. y Merrill Fiel: 149,933 Airport Improvement: In fiscal year 2020, the FAA Alaskan Region distributed $274.2 Unmanned Aircraft Systems (UAS): BEYOND: million in 46 Airport Improvement Program operated by University of Alaska Fairbanks (AIP) grants to the State of Alaska and other (UAF) Pan Pacific Unmanned Aircraft Test “local” airport sponsors. Since 1982, the AIP Range Complex (PPURTC): operated by UAF has provided approximately $4.97 billion y Remote Pilots = 1,442 for airport construction, development, and y Registered UAS in Alaska = 7,108 www.faa.gov Published by AAL Regional Runway Safety Team planning in Alaska. In addition to this, in fiscal
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