Administration Manual-Special Testing - www.act.org/compass
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Administration Manual— Special Testing www.act.org/compass
Test-Day Assistance Normal office hours are 7:00 a.m.–5:00 p.m. (CT), Monday through Friday. ACT Compass Customer Service 500 ACT Drive PO Box 168 Iowa City, IA 52243-0168 Toll Free 800.645.1992 Contact us via email at compass@act.org. © 2014 by ACT, Inc. All rights reserved. ACT Compass® is a registered trademark of ACT, Inc., in the USA. Version: 2014:09.092481
Contents Testing Policies and Test Materials Security Procedures 1 and Storage 9 Investigations 1 Authorized Access 9 Equal Treatment 1 Security of Test Materials 9 Fair Testing Practices 1 Receipt and Check-In of Test Booklets 9 Right to Terminate 2 In the Event of a Security Breach 10 Safety 2 Shipping Carton(s) 10 Authorized Observers 2 Storage before Testing 10 Unauthorized Observers and Media 2 Secure Storage 10 Confidentiality 2 Security during the Administration 10 Storage after Testing 10 Testing Facility Requirements 3 Principles of Accessibility 3 Testing Examinees with Selecting Test Rooms 3 Accommodations 11 Writing Surfaces 3 Recommended Eligibility Requirements for Ensuring Quiet Test Sessions 3 Accommodated Testing 11 Room Setup 4 Testing Arrangements 12 Seating Arrangements 4 Testing during Separate Sessions 12 Seating at Tables 4 Accommodated Testing Options 12 Materials Available from ACT 12 Testing Staff Requirements 5 Use of Audio DVD Version 13 Selecting Testing Staff 5 Sign Language Interpreter for Spoken Attentiveness 5 Instructions 13 Relatives Testing 6 Sign Language Interpreter for Exact English Staff Responsibilities 6 Signing of Items 13 Training Staff 8 Reader 13 Administration Manual 8 Ordering Accommodated Testing Materials 13 i
Test Day Activities 14 Verbal Instructions 19 Prohibited Items in the Test Room 14 For All Tests 19 Admitting Examinees to the Test Room 14 Materials Supplied by the Test Coordinator/ After the Test 22 School 15 Collecting Materials from the Room Supervisors 22 Materials That May Be Supplied by the Examinee(s) 15 How to Transfer Responses from Paper to Online 23 Calculators 15 Packing the Cartons for Return to ACT 24 General Announcement to Examinees 15 Timing the Tests 16 Training Session Outline Breaks between Tests 16 and Topics for Discussion 25 Examinees Who Leave during a Test I. Security of Test Materials 25 and Return 16 II. Room Preparation 25 Examinees Who Become Ill after Testing Begins 16 III. Test Day 25 Questions/Guessing 16 IV. After the Test 26 Test Item Challenges 16 Test Day Documentation Irregularities 17 Forms 27 Prohibited Behaviors 17 Test Booklet Count Form 27 Reporting an Irregularity 18 Irregularity Report 29 ii
Testing Policies and Procedures For the ACT Compass® test to successfully measure examinees’ academic skills, it must be uniformly administered. As a test coordinator, you therefore assume important professional responsibilities. As with all standardized testing, it is critical that the procedures you employ be identical to those at other test sites. If you have questions that are not addressed in this manual, be sure to call ACT for instructions. Following ACT policies and procedures helps you create a fair testing environment. Investigations In cases where an examinee disputes an ACT decision or communication regarding the ACT Compass administration, the examinee and/or his or her representative may contact you directly and request information. In such cases, you should not become involved in the situation. Specifically, you may not provide test administration information to the examinee, his or her representatives (including parents or legal counsel), an arbitration agency, or to anyone else. Any such requests must be directed to ACT. Equal Treatment All staff are required to administer and supervise the ACT Compass test in a nondiscriminatory manner and in accordance with all applicable laws, including the Americans with Disabilities Act. Fair Testing Practices ACT endorses the Code of Fair Testing Practices in Education and the Code of Professional Responsibilities in Educational Measurement, guides to the conduct of those involved in educational testing. ACT is committed to ensuring that each of its testing programs upholds the guidelines in each Code. 1
Testing Policies and Procedures Right to Terminate ACT reserves the right to terminate its relationship with any test center or test center personnel without advance notice if ACT determines, in its sole discretion and for any reason, that termination is appropriate. Safety The safety of staff and examinees at the test center is of utmost importance. If an examinee or other person becomes confrontational or disruptive, take reasonable steps to defuse the situation in accordance with your school’s policies. Contact security personnel at your institution or local law enforcement if you need assistance. Do not put yourself or others at risk. Document the details of the incident in an Irregularity Report such as that which can be found at the back of this manual. Authorized Observers An observer with ACT identification may visit your test site. The visit may or may not be announced in advance. Always ask for ACT identification or an ACT authorization letter. If the observer cannot provide either, deny admission and call ACT immediately. If the observer provides appropriate authorization, you are expected to cooperate fully. If you have any concerns about the observer’s visit, call ACT immediately. Unauthorized Observers and Media To protect examinees from anxiety and distractions, unauthorized persons—including parents, guardians, children, recruiters, employers, and members of the media—must not be allowed to enter, observe, or photograph test rooms or preliminary activities. Under no circumstances are cameras (other than those used by your test center for security purposes) allowed in the test rooms. Please inform ACT Public Relations (800.553.6244, ext. 1028) of any media requests to report on ACT Compass. ACT will contact members of the media to respond to their questions. This will help to ensure each request or question is answered uniformly. Confidentiality Information about examinees is confidential, including their names. To ensure confidentiality, you and your testing staff may not copy documents containing individually identifiable information, or use such information for any purpose other than administering the tests. Questions concerning attendance or test-day procedures from parents or examinees can be answered within the normal confines of examinee confidentiality policies at your school. However, all forms and information contained in the administration manual are the property of ACT and must not be shared with any person who is not part of the testing staff. Requests for copies of test date documentation (e.g., irregularity reports or timing verification forms) from any source other than ACT or the designated state education agency are to be referred directly to ACT or the state agency. 2
Testing Facility Requirements This section focuses on how to arrange for and set up your facilities before test day. Principles of Accessibility Under the Americans with Disabilities Act, ACT tests must be offered in locations accessible to individuals with disabilities, or in rare cases, in accessible alternative locations. Selecting Test Rooms The tests must be administered at the school or institution, not in the supervisor’s home or other location. Select test rooms that: • can be reserved to allow time for the entire test sessions, plus any potential delays • can be rearranged, if needed, to meet testing requirements • are quiet and as free as possible from potential distractions • have good lighting, temperature, and ventilation • provide convenient access to restrooms Avoid rooms with multiple levels or graduated seating unless you have no alternative. ACT prefers classrooms and recommends no more than 10 examinees with accommodations be tested in one room. Writing Surfaces Writing surfaces must be large enough for all of an examinee’s test materials. Note: To prepare for left-handed examinees, use standard left-handed desks or writing surfaces that are large enough for left-handed examinees to work comfortably. If you have only right- handed desks available, place two desks together at the far end of a row so left-handed examinees can use both surfaces. Ensuring Quiet Test Sessions We recommend that you post signs outside the test rooms to warn others that testing is in progress and that quiet is required. 3
Testing Facility Requirements Room Setup Each room’s setup must provide a fair and secure testing environment: • The room supervisor must be able to face the examinees during testing. • Testing staff must have a clear view of all examinees and materials. Seating that restricts staff’s view—such as seating with dividers, study carrels, partitioned tables, or booths—is not recommended. • Testing staff must be able to freely circulate the room to reach each examinee. • Information such as charts, strategy maps, or other aids on walls or boards relevant to the test topics must be covered. (Geographical maps and periodic tables do not need to be covered.) • Examinees must be able to hear the room supervisor without difficulty; a microphone may be used if needed. Seating Arrangements Seating arrangements must minimize any possibility of prohibited behavior. Examinees must be: • facing the same direction • spaced as far apart as possible and seated no closer than is specified in table 1 • seated in straight rows and columns, directly in line with each other • able to see the room supervisor without difficulty • able to see the room clock, if there is one, without looking around Seating at Tables Follow the requirements in table 2 for the use of tables. Do not seat an examinee where two tables are joined together. Table 1. Minimum distance between examinees Examinee Spacing Room Type Minimum Examinee Spacing shoulder-to-shoulder head-to-head Examinee Spacing •• 3 feet shoulder-to-shoulder shoulder-to-shoulder head-to-head Single-level Examinee Spacing •• 3 feet head-to-head shoulder-to-shoulder head-to-head Examinee Spacing •• 3 feet shoulder-to-shoulder shoulder-to-shoulder head-to-head Multiple-level •• 5 feet head-to-head Table 2. Seating requirements for different types of tables Table Description Seating Requirement Round Seat only 1 examinee per table. Rectangular, less than 6 feet long Seat only 1 examinee per table. You may seat more than 1 examinee per table only Rectangular, 6 feet long or longer if examinees are seated along the same side and all other requirements for seating arrangements are met. 4
Testing Staff Requirements This section explains how to select and train testing staff and describes the specific responsibilities of each required testing staff member. Selecting Testing Staff Test coordinators are responsible for selecting their test-day staff in consultation with the school principal. Members of the staff must be people of integrity and have a direct relationship with your school. All testing staff are required to administer and supervise ACT Compass in a nondiscriminatory manner and in accordance with all applicable laws. Room supervisors and proctors may be current or retired faculty members, school administrative or clerical employees, substitute teachers, student teachers, and paraprofessionals. High school students, volunteers, and lower-division undergraduates may not work as testing staff. Anyone who intends to take ACT Compass within the next 12 months must not administer the tests in any capacity. All testing staff must comply with ACT policies and procedures as detailed in this manual. Attentiveness Test staff must remain attentive to their testing responsibilities throughout the administration. Reading (except ACT Compass support documents), grading papers, using a computer (except as required to administer ACT Compass), talking casually with other staff, or engaging in any activity in the test room not directly related to the administration is not allowed. No one, including staff, may eat or drink in the test room (unless approved by the institution for medical reasons). Test staff must walk around the test room to monitor examinees. Walking around the room discourages prohibited behavior and makes staff available to answer questions and respond to illness. 5
Testing Staff Requirements Relatives Testing To avoid the appearance of a conflict of interest and to protect staff and their relatives or wards from allegations of impropriety, staff may not administer ACT Compass to any relative or ward. Relatives and wards include children, stepchildren, grandchildren, nieces, nephews, siblings, in-laws, spouses, and persons under the staff member’s guardianship. Staff Responsibilities Test Coordinator The test coordinator provides the continuity and administrative uniformity necessary to ensure that the examinees at your site are tested under the same conditions as examinees at every other site and ensures the security of the examinations. The name of the test coordinator must be on file with ACT. Specific responsibilities: • Read this manual and comply with the policies and procedures it describes. • Select and train qualified room supervisors and proctors before testing. • Select and reserve test rooms. • Plan seating arrangements for each room. • Prepare test rooms prior to testing. • Create a roster of examinees scheduled to test in each room. • Conduct a pretest briefing session for testing staff. • Document any irregularities that occur, and as required, void examinees’ tests. • Distribute test materials to staff; collect and account for all materials immediately after each administration. • Ensure completeness and accuracy of all required test date documentation. • Return all required forms, answer documents, and test booklets immediately after testing is completed. • Cooperate with ACT in resolving irregularities. Room Supervisor Each room is required to have a room supervisor who must serve in one room for the entire session. A room supervisor may assume responsibility for only one test room. The test coordinator normally serves as the room supervisor if only one room is used. Specific responsibilities: • Read this manual and comply with the policies and procedures it describes. • Attend the training session conducted locally by the test coordinator. • Take responsibility for one test room and provide an environment conducive to testing. • Identify and admit examinees.* • Direct examinees to specific, assigned seats.* • Count test booklets upon receipt from the test coordinator. • Distribute test materials, keeping test booklets in sequential, serial number order.* 6
Testing Staff Requirements • Read Verbal Instructions to examinees verbatim from this manual. • Complete all information on the Test Booklet Count Form. • Be attentive to examinees and materials at all times.* • Walk around the test room during testing to be sure examinees are working on the correct sections of the test booklet and answer document.* • Pay strict attention to monitoring examinees during the entire test session to discourage and detect prohibited behavior.* • Collect and account for all answer documents and test booklets before dismissing examinees.* • Complete detailed documentation of any irregularities and void examinees’ tests, as required. • Return all test materials and forms to the test coordinator immediately after testing. * Proctor may assist with these activities. Proctor A proctor may be used to assist a room supervisor or the test coordinator if fewer than 25 examinees are testing. A proctor is required (in addition to the room supervisor) for every 25 examinees (or portion thereof) after the first 25 in the room. Use the scale in figure 1 to determine the minimum number of proctors required in each standard time room. Accommodations rooms require one room supervisor plus a proctor for every 10 examinees after the first 10. Specific responsibilities: • Read this manual and comply with the policies and procedures it describes. • Attend both the training and briefing sessions conducted locally by the test coordinator. • Help admit examinees. • Direct examinees to specific, assigned seats. • Help distribute test materials, keeping test booklets in sequential, serial number order. • Be attentive to examinees and materials at all times. • Walk around the room during testing to replace defective materials, respond to illness, and discourage prohibited behavior. • Report any irregularities to the room supervisor immediately. • Accompany examinees to the restroom if more than one is allowed to leave during the tests. • Pay strict attention to monitoring examinees during the entire test session. • Help collect and account for all answer documents and test booklets after testing. Examinees per room: 1–25 26–50 51–100 100–150 151–200 Proctors per room: 0 1 2 3 4 Figure 1. Number of required proctors per examinee in standard time rooms 7
Testing Staff Requirements Roving Proctor Schools that use multiple rooms, floors, or buildings are encouraged to appoint one or more roving proctors to assist the test coordinator. A roving proctor may be used to: • Assist with check-in and/or directing examinees to test rooms and seats. • Assist the test coordinator with preparing the test materials for test rooms. • Monitor hallways; escort examinees. • Give room supervisors a break during testing. • Keep the hallways quiet if other rooms are still testing. • At the conclusion of testing, assist the test coordinator with counting and preparing all test materials for return to ACT. Rotating Proctors Proctors are normally expected to serve for the entire test session in the room to which they are assigned. However, if schedules require, proctors may be “rotated” or replaced after an individual test, provided a staff member remains in the room. Training Staff For standardized testing to occur successfully, staff members must understand their responsibilities. It is critical that the same procedures be followed at every school. Refer to the training session outline in this manual. Administration Manual Before test day, every testing staff member is required to read this manual. The manual is proprietary information and is copyrighted by ACT. It is to be used only for the purpose of administering the ACT Compass tests and is not to be copied or shared for any other purpose. Each testing staff member is to be provided with a complete copy of this manual before the training session. It is especially important that all room supervisors read the entire manual and understand the policies, procedures, Verbal Instructions, and required forms. Call ACT Compass Customer Services at 800.645.1992 if you need additional manuals to train staff. 8
Test Materials Security and Storage This section describes the storage requirements of the secure test materials. Authorized Access Staff access to materials must be limited only to those activities necessary to prepare for test day, the test administration itself, and counting and packing materials for return to ACT. Access to test materials prior to test day is restricted to the test coordinator and other authorized testing staff. A designated staff member may assist with materials if the test coordinator or back-up test coordinator is present and if that individual does not have a relative or ward testing on test day. Do not permit unauthorized personnel access to the materials. Examinees are not permitted access to the materials. Test materials may not be transferred to any other location without prior authorization from ACT. Use only the test materials assigned and shipped to your school. Security of Test Materials Secure test materials include all ACT Compass test booklets and all answer documents with examinee identifying information. The test coordinator is responsible for the security of all test materials from the time the carrier delivers them to the time they are in the return carrier’s possession. Protect the materials from damage, theft, or loss and from conditions that could allow prior access to the tests. ACT Compass test booklets are copyrighted and cannot be photocopied or used for any other purpose. The test booklet seal should only be broken by the examinee or staff member assisting the examinee on test day. Testing staff and examinees are prohibited from disclosing test questions or response choices to anyone. Scores earned by examinees who have had advance access to test content will be cancelled. Receipt and Check-In of Test Booklets Within 24 hours of receipt, the test coordinator must: • Examine the carton(s) for signs of tampering. • Open the carton(s) and count all the test booklets. • Check the serial numbers of the test booklets against the numbers shown on the packing slip. Do not assume that the groups of booklets are complete. • Check the rest of the shipment to ensure all the items on the packing slip are there. 9
Test Materials Security and Storage In the Event of a Security Breach Call ACT immediately at 800.645.1992, if any of the following occurs: • Any items are missing from your shipment. • You receive test booklets that do not match the serial numbers on your packing slip. • Any test booklet seals are broken except by examinees or staff member assisting examinees as instructed on test day. • The cartons or materials appear to have been tampered with in any way. • A test booklet is lost, stolen, or otherwise missing at any time while the test booklets are at your school, from receipt to return. • You have reason to believe someone has had unauthorized access to the materials. Shipping Carton(s) Keep the carton(s) in which the test materials were shipped to you. These cartons, which have reversible address flaps, must be used to return all test booklets to ACT after testing has been completed. Storage before Testing After you have counted and checked the condition of all materials in your shipment, lock them in a secure place to which only you (or you and a few specifically authorized persons) have access. Protect the materials from damage, theft, or loss, and from any conditions that could allow prior access to or knowledge of the tests. Secure Storage Materials must be kept inside a locked safe or vault to which only the test coordinator, authorized staff, and possibly a few specifically authorized individuals have access. If a safe or vault is not available, materials may be stored inside a locked file cabinet or closet that is inside a locked room, with the following stipulations: • Only the test coordinator and the back-up test coordinator may have access to the cabinet or closet. It must have a built-in lock or a heavy-duty padlock. The keys must always be kept secure. Keys should not be part of a master key system. • The door to the room in which materials are stored must be kept locked when not in authorized use. • The secure location must not be accessible through a window or a dropped ceiling. Security during the Administration Prevent prohibited behavior by adhering to seating space requirements, directing examinees to specific, assigned seats, and actively monitoring examinees throughout the administration. Keep test materials in a secure location as examinees enter and exit the test room. Account for all test booklets before testing, each time they change hands, and before dismissing examinees. Test materials must be secure at all times. You must never leave a test room unattended, even if only one examinee is in the room. Ensure that each test room has sufficient staff for the number of examinees present. Storage after Testing After accounting for all materials, prepare them for return after testing and return all test materials to your locked storage area immediately if unable to complete after-the-test activities. 10
Testing Examinees with Accommodations Examinees with physical or learning disabilities, who cannot complete the ACT Compass tests using standard test materials, may be tested under special conditions and/or using accommodated testing materials available from ACT. All examinee information sections of the ACT Compass program can be completed with the assistance of a reader or scribe. Recommended Eligibility Requirements for Accommodated Testing The following section pertains to examinees who need accommodated testing. Procedures must be followed precisely unless specifically addressed in this section of the manual. Administration of ACT Compass with accommodations is entirely at the discretion of school personnel. However, ACT recommends accommodated administrations of ACT Compass only for examinees with current documented disabilities and who have been professionally diagnosed as physically or learning disabled such that they cannot test under standard conditions. Examinees best served by the use of a testing accommodation are those for whom the accommodation would minimize the impact of the examinee’s disability when it is not relevant to the primary focus of the assessment, thus giving a more accurate picture of the examinee’s ability. To be considered current, the diagnosis should have been made or reconfirmed within the last three years. An Individualized Education Plan (IEP) or 504 plan on file at the school within the last three school years is generally acceptable evidence of reconfirmation. Examinees may be accommodated for testing if the examinee requires: • audio DVD or Braille version of the test • a reader who must use a reader’s script prepared by ACT (ACT requires testing individually in a separate room.) • a scribe to record examinee responses on the answer document (ACT requires using a separate room.) • a sign language interpreter to sign verbal instructions, test items, and response choices in exact English if authorized by the test coordinator (ACT requires testing individually in a separate room.) 11
Testing Examinees with Accommodations Testing Arrangements Accommodated testing may be administered at a time mutually convenient for the examinee and test coordinator, as close as possible to the date on which ACT Compass is administered to other examinees. ACT requires that examinees receiving any type of assistance from a reader or scribe be tested in a separate room. Examinees using an audio DVD may test in a group provided they use individual earphones and can control the progress of their own DVD players. Tests must be administered at the school, not in the supervisor’s home or other location, unless the examinee is currently confined to his or her home or is receiving homebound instruction. Testing during Separate Sessions Each test must be completed during one session and the examinee may not return to a previous test after being dismissed for that testing session. Accommodated Testing Options Examinees with visual impairment or blindness may use a large-print (18 point) or Braille test form, have the test read to them, have assistance in marking their responses, and/or receive extended time. A reader’s script or audio DVD test forms provided by ACT may be used. Examinees with hearing impairments may receive assistance from an interpreter with the pretest information and instructions. A copy of the verbal instructions to examinees can be provided for the examinee to read. If exact English signing of test questions has been authorized by the test coordinator, a reader’s script must be used with the same restrictions described above. Examinees with learning disabilities may be eligible for either a reader or an audio DVD with headphones and playback machine for each examinee, consistent with testing accommodations currently provided at the school. Examinees with motor disabilities that affect their ability to mark the answer document may receive assistance in marking responses. Materials Available from ACT Your Accommodated Testing Materials may include: • regular-type (10 point) test booklet: for examinees without visual impairments • large-type (18 point) test booklet: for examinees with visual impairments • Braille booklet (one volume): one regular-type booklet included for supervisor reference (Supervisor is not to read tests to examinee.) • audio DVD: one copy of regular-type booklet included for examinee (Room supervisor is not allowed to read tests to examinee. For more information, see “Use of Audio DVD Version.”) • reader’s script: one copy of regular-type booklet included for examinee (Room supervisor is allowed to read tests to examinee.) • answer documents 12
Testing Examinees with Accommodations Use of Audio DVD Version DVD players must have the capability to page forward or backward by tracks. An index of the tracks is included with each set and must be available to the examinee. There is also an index on the DVD. The narration on the audio DVD cannot be played within the standard time limits allowed for each test. Examinees must be allowed time to replay any portion of the test being worked on as many times as necessary. Sign Language Interpreter for Spoken Instructions If your school chooses to make available the services of a sign language interpreter, examinees with hearing impairments may request to test with the assistance of an interpreter. The interpreter may stay in the room throughout the administration and is expected to sign all instructions spoken by the room supervisor throughout the test and interpret any questions from the examinee to the supervisor and the supervisor’s responses. Actual test items may not be interpreted without authorization from the test coordinator. Sign Language Interpreter for Exact English Signing of Items The interpreter is required to use exact English signing and may sign for only one examinee in a separate room. The interpreter must sign from the script provided and follow the same procedures as listed for a reader. Reader ACT requires that a reader both read for only one examinee in a separate room and read from the script provided without change or comment. Passages may be repeated, but only as requested by the examinee. The reader should read the test directions, test passages, and test questions exactly as they are presented, with no explanation and no additional information provided to the examinee through the reading. All ACT Compass questions rely on the examinee being able to comprehend and respond to the test materials exactly as written. Any additional information, explanation, or translation would affect what the tests are designed to measure. Ordering Accommodated Testing Materials If you have questions about ordering additional accommodated testing materials, call ACT Compass Customer Services at 800.645.1992. 13
Test Day Activities The directions in this section are designed to help ensure a smooth administration of the tests. If you have problems, many of the solutions are listed in this section. Be sure every room supervisor has a complete copy of this manual, not just the Verbal Instructions, in order to verify procedures for any situation that may occur. Prohibited Items in the Test Room Examinees may not use cell phones or any other electronic devices at any time, and the examinee must not be able to access them during testing. Calculators may only be used during the mathematics tests. In addition, examinees must not use or access the following items at any time while in the test room: • textbooks, foreign language or other dictionaries, reading material, notes, or any unapproved testing aids • highlight pens, colored pens or pencils, correction fluid or tape • tobacco in any form • food or beverages, including water Staff may not eat, drink, use tobacco, or use cell phones (phones must be turned off or “silent”) or recording or media devices in the test room. Note: Staff and examinees may bring snacks and beverages into the test room but may consume them only outside the test room during break. Admitting Examinees to the Test Room Control who enters and leaves the test room at all times. Do not allow examinees to enter the test room until the room is properly prepared, the test materials are secure in a location where examinees cannot have access to them, and the room supervisor is ready to admit examinees. Examinees should not be allowed to select their own seats. Testing staff should direct them to the appropriate seat. 14
Test Day Activities Materials Supplied by the Test Coordinator/School Your school is responsible for providing the following items for each testing room: • supply of soft-lead No. 2 pencils with good erasers (no mechanical pencils or ink pens) to lend to examinees who did not bring them • pencil sharpener • supply of scratch paper for examinees • if the audio DVD version of the test is being used, DVD player with earphones Materials That May Be Supplied by the Examinee(s) Tell examinees to bring soft-lead No. 2 pencils with good erasers to the testing session. If any of the following devices are specifically needed by the examinee, the examinee is expected to bring his or her own unless the school normally provides them for the examinee: • abacus • Braille stylus • magnifying glass • color overlays • permitted calculator (if desired) for use on a mathematics test Calculators The ACT calculator policy is designed to ensure fairness for all examinees, avoid disturbances in the testing room, and protect the security of the test materials. • Examinees may only use a permitted calculator on the mathematics tests. • The calculator must be turned off and put away during all other tests. Examinee responsibilities: • Ensure any calculator brought on test day is permitted. • Check www.actstudent.org or call 800.498.6481 for a recorded message about the current ACT calculator policy. Testing staff should check calculators before testing to verify they are permitted. If a calculator has characters one inch high or larger, or a raised display, seat the examinee where no others can see the display. General Announcement to Examinees Before testing begins, you may wish to make announcements regarding: • Electronic devices: Other than permitted calculators or approved testing aids, examinees are not allowed to use a cell phone or any other electronic devices or have them in their possession at any time, including during break(s). • Food, beverages, and tobacco: Eating, drinking (including water), and the use of tobacco by either the examinee(s) or testing personnel are not allowed in the test room. (Readers are permitted to have water.) • Hats: Some hats may obstruct your view of examinees’ eyes. Because not all hats may hinder your ability to monitor examinees, and some hats or other head coverings may be worn due to religious convictions or medical reasons, the announcement to remove hats is left to your discretion. 15
Test Day Activities • Institutional requirements: You may dismiss an examinee who purposefully disregards a posted regulation of your institution and mark the answer document VOID. Some schools, for example, do not allow smoking on school grounds. Explain to the examinee the reason for the dismissal and write a complete explanation on the Irregularity Report. • Nervous noise: Some examinees relieve tension through talk and movement before and after tests. Because they must maintain complete silence during testing, allow this normal behavior, but remind them to be considerate of other rooms that may still be testing while your room is taking a break. Timing the Tests ACT Compass tests are untimed. Examinees with a documented disability may be allowed to proceed at a pace that is most advantageous to them, allowing for breaks as they are needed. Breaks between Tests Examinees may be allowed to take a short break after each test. Depending on the disability, examinees may be allowed to take additional breaks during a testing session. Examinees Who Leave during a Test and Return Examinees may be allowed to go to the restroom during a test, but it is best not to make a general announcement to that effect. Collect test forms and answer documents from examinees who go to the restroom, and return them as examinees are readmitted. The absence need not be recorded on the Irregularity Report. If two or more examinees are permitted to leave at the same time, or if other rooms have been dismissed, the examinees must be accompanied by a proctor. If no proctor is available, only one examinee may leave the room at a time. Do not leave a test room unsupervised at any time, even if only one examinee is testing. Examinees Who Become Ill after Testing Begins If an examinee becomes ill during the test, dismiss the examinee from the test room and collect the answer document and test booklet. If the examinee returns to the room during the test session, they may resume testing. Questions/Guessing During the testing session, do not answer questions regarding individual test items or questions about how to use a calculator. If an examinee asks about guessing, inform them that they will not be penalized for guessing. Test Item Challenges If an examinee challenges typographical errors or ambiguities in particular test items, instruct the examinee to choose an answer on the basis of the information available. Make an entry on the Irregularity Report, including identification of the test form, the test and the item, and an explanation of the examinee’s question. ACT will respond to concerns about individual test items. 16
Irregularities The directions in this section are designed to help ensure a smooth test administration. If you have problems, many of the solutions are listed in this section. Be sure every room supervisor has a complete copy of this manual, not just the Verbal Instructions, in order to verify procedures for any situation that may occur. Prohibited Behaviors The following behaviors are prohibited during administration of the ACT Compass tests: • looking at someone else’s test booklet or answer document • disturbing other examinees • giving or receiving assistance • using highlight pens, notes, or dictionaries • using calculators to share or exchange information during the test • using a calculator on any test other than a mathematics test • sharing a calculator with another examinee • using any device to share or exchange information at any time during the tests or during break (All electronic communication devices, including cell phones, must be turned off from the time the examinee is admitted to test until dismissal after testing concludes.) • using an unapproved calculating device • attempting to remove test materials, including test questions or answers, from the test room by any means If you suspect an examinee is engaged in any of the prohibited activities, discreetly warn the examinee that these actions are prohibited and continue to observe the examinee closely. To discourage looking at someone else’s answer document or giving or receiving assistance, you may move the examinee to another seat. Document your suspicions and actions on the Irregularity Report. If you observe any of these behaviors, collect the answer document and test booklet. Advise the examinee that the answer document will not be scored. Do not enter the examinee’s responses into the ACT Compass 5.0 platform. On the Irregularity Report, include an explanation of why the answer document was not scored. 17
Irregularities Reporting an Irregularity An Irregularity Report is available in the back of this manual. Complete an Irregularity Report if you or any testing staff had to take action which disrupted the test experience of an individual or group or if you observed any of the following activity: • examinee(s) involved in any prohibited behaviors • testing environment disrupted by examinee behavior or other circumstances • test experience of an individual or group of examinees significantly impacted by technical problems 18
Verbal Instructions This section includes the verbal instructions for completing the nontest portions of the answer document and for the individual tests. For All Tests Read aloud all instructions in the shaded boxes. When reading the instructions, pause after each series of dots and look up to ensure examinees are following instructions. Begin when all examinees have been admitted and seated and everyone has a pencil. Greet the examinees and say: Eating, drinking, and the use of tobacco or reading materials are not permitted in the test room. You may not use cell phones or any other electronic devices at any time, and you must not be able to access them during testing. If you are administering any test before a mathematics test, instruct examinees to put their calculators away until the mathematics test. Please clear your desk of everything except soft-lead No. 2 pencils and erasers. Place all personal items under your seat. You will not be able to access them during testing. Make all marks heavy and black. Fill in each oval completely without extending your marks outside the lines. Stray marks, smudges, or errors not carefully and cleanly erased can affect the scoring of your answer document.... Please note that the answer document will include enough ovals to record answers for the longest test. Some tests will have fewer questions and you will not always use all of the ovals. Are there any questions?... 19
Verbal Instructions Answer any questions, then say: I will now distribute the answer documents and test booklets. Do not break the seal or open it until I tell you to do so. Test booklets are the property of A-C-T and must be returned before you are dismissed. You are prohibited from disclosing test questions or response choices to anyone. When you receive your test booklet, read the directions on the back cover. After you have read them, look up.... Hand each examinee an answer document and test booklet individually. Do not have examinees distribute booklets. Do not leave test booklets at empty seats. When everyone has finished reading the directions, say: The following behaviors are prohibited. You will be dismissed and your answer document will not be scored if you are found: •• looking at another person’s test booklet or answer document •• giving or receiving assistance by any means •• using a prohibited calculator •• using a calculator on any test section other than a mathematics test •• sharing a calculator with another person •• using any device at any time during testing or during break other than an approved calculator, an approved accommodation device, or an assistive device that does not require approval, such as a hearing aid. All other electronic devices, including cell phones and wearable devices, must be turned off and placed out of reach from the time you are admitted to test until you are dismissed after testing concludes. This includes assistive devices for which reasonable alternatives are available. For example, if you need glasses, use glasses that do not have electronics attached or built in. •• attempting to remove test materials, including questions or answers, from the test room in any way, including in the memory of a calculator •• using highlight pens, colored pens or pencils, notes, scratch paper, dictionaries, or other aids •• not following instructions or abiding by the rules of the test center •• exhibiting confrontational, threatening, or unruly behavior, or violating any laws •• creating any other disturbance Does anyone have questions about what is considered prohibited behavior? 20
Verbal Instructions If there are no questions say: Turn your test booklet so the front cover is facing up. Read the Examinee Statement at the top of the page. After you have read the Statement, sign your name, write today’s date, and print your name on the appropriate lines. You may read the Examinee Statement to examinees who may need assistance. You will now complete the nontest portions of your answer document. Neatly write your name, examinee ID number, test form, and subject at the top of the answer document. On the front cover of your test booklet, you will find the three-character test form. Please look up when you have finished recording this information. Once everyone is looking up, say: We are ready to begin testing. Do not begin work until I tell you to do so. You must notify me when you complete the test. I will then collect and check your answer document and test booklet individually; do not pass them in. You must remain quietly in your seat until I give you further instructions. Are there any questions?… Answer any questions, then say: You may now break the seal, open your test booklet, read the directions carefully, and begin work. Testing staff may assist examinees who need help breaking the seals on their test booklet. At the conclusion of testing, collect each answer document individually, turn them all one way, and count them. Then, collect each test booklet individually and count them. Check to make sure the test booklets are signed. If you are going to administer another test in the same session, repeat the Verbal Instructions above, distributing new test booklets and answer documents to examinees. If you are finished testing, do not dismiss examinees until you have verified you have an answer document for each examinee and that the number of test booklets collected equals the number distributed. After the counts have been verified you may dismiss the examinees. You must personally return all test materials and completed forms to the test coordinator after testing. Examinees may not assist with the transportation of test materials. 21
After the Test Immediately after testing is completed the test coordinator must account for all test materials by: • personally verifying the set of materials returned by each room supervisor • making sure all documentation is accurate and complete • transferring responses from paper to online • packing items into cartons • shipping materials back to ACT Note: Administration manuals may be kept for reference or securely destroyed at your school. Collecting Materials from the Room Supervisors For each testing room, the test coordinator should use the checklist in figure 2 to ensure they have secure materials and documentation from the room supervisor. Note: Do not dismiss room supervisors until you are sure you have all required materials from them. Make copies of all shaded items in figure 2. (Do not keep test booklets or answer documents.) Keep the copies in your files for six months after testing in case questions arise. For each room’s … Make sure … Test booklets •• there are no answer documents inside the test booklets Answer documents •• each answer document to be scored contains the required identifying information Scratch Paper •• securely destroy used scratch paper Test Booklet Count Form •• it is signed and initialed by the test coordinator and room supervisor •• all test booklets are accounted for •• all items on the form are completed Irregularity Report •• it is signed (if applicable) •• the report explains the reason that each answer document was voided or replaced •• any voided or replaced answer documents are attached to the report (do not staple) Figure 2. After-test checklist. Test coordinators should make copies of all shaded items and keep the copies for six months after the test date. 22
After the Test How to Transfer Responses from Paper to Online The test coordinator, with assistance from the room supervisor, will need to enter the examinee’s responses into the ACT Compass 5.0 platform. As part of this process, the test coordinator and room supervisor will have access to test questions, answer choices, and examinee information. To ensure confidentiality, you and your testing staff may not copy documents containing individually identifiable information or use such information for any purpose other than administering the tests. In addition, you are prohibited from disclosing test questions or response choices to anyone. Take these steps: 1. Sign in to ACT Compass 5.0 as School Admin (Campus) or Proctor (Center). 2. At the test-center level, School Admin or Proctor navigates to Dashboard tab. 3. In the Find Registered Examinees box, type the examinee’s name and click Go. 4. Verify that the student name and test package are correct and that they match the answer document from which you will transcribe responses. 5. Write down the examinee Admission Ticket Code (to be used when launching the test). 6. Click Check In. 7. On the testing workstation, ensure the browser window displays your test center URL (ending in “/test.html”) and press Enter. The Test Warning message will appear. 8. Press F11 to maximize the screen. 9. On the Examinee Log In screen, enter the Admission Ticket Code, Last Name, and Date of Birth. 10. On the Privacy Agreement screen, read the page and click I Agree to start the test. 11. Enter the examinee’s responses for each test question. 12. Click Finish when you reach the end. 13. Refer to the training guides for more detailed information. Note: For proper transfer of responses, the answer document must be completed appropriately with all demographic information. 23
After the Test Packing the Cartons for Return to ACT The cartons in which your test materials were shipped have reversible flaps that contain a prepaid return label. These cartons are used to return materials such as test booklets and manuals to ACT. Use only cartons specific to the materials you are returning. Step 1: Place the following items into the carton(s) in order, starting at the bottom of the last carton: • all test booklets—both used and unused • packing slip • all unused answer documents (You may securely destroy any answer documents that were started but do not have test responses.) • all used answer documents • any Irregularity Reports with answer documents attached • Test Booklet Count Form • all other materials Step 2: Reverse the flaps on the carton and number each carton 1 of X, 2 of X, etc. Step 3: Make sure your institution name and return address is on the outside of the cartons. Step 4: Seal each carton so the shipping label is visible. (Your cartons are now ready to return to ACT.) Step 5: Take the cartons to the nearest FedEx drop off location. 24
Training Session Outline and Topics for Discussion The test coordinator is expected to discuss the following topics with staff during the training session. The test accommodations coordinator should also attend and share any relevant topics with testing staff. All training sessions must occur before test day. I. Security of Test Materials A. Security is of the utmost concern. Test materials must NEVER be left unattended. Test booklets must be kept away from doors and away from examinees in the test room before and after testing. B. Describe how the test coordinator will distribute materials to the test rooms, and how room supervisors are to distribute materials inside the test rooms. C. Room supervisors are to count test booklets when they receive them from the test coordinator and again before examinees are dismissed. Review the Test Booklet Count Form. D. No unauthorized persons are allowed in the test rooms. This includes friends, relatives, state, district, or school board representatives, and members of the media. E. Staff members must NEVER leave a test room unattended. II. Room Preparation A. Demonstrate proper seating arrangements and test room preparation. Discuss arrangements for potential multiple-level seating, fixed seating, left-handed examinees, ease of staff movement, and inappropriate posted materials. B. Describe any items that will be supplied by the school (e.g., pencils, calculators) and how they will be distributed and returned. C. Discuss how to handle examinees who bring cell phones or electronic devices into the test room. III. Test Day A. Review a roster of examinees; explain the information on it and how to mark it on test day. B. Examinees must not be allowed to select their own seats. Direct them to specific, assigned seats and pay particular attention to separating known friends or relatives. 25
Training Session Outline and Topics for Discussion C. No one may be admitted to the test room after test booklets have been distributed. Discuss how to handle late arrivals in accordance with school policy. D. Discuss when and where staff members are to report on test day. E. Staff members are encouraged to wear soft-soled shoes. They should avoid crinkly clothing, noisy jewelry, coins in pockets, perfumes, or other items that may distract examinees. F. Information concerning potential examinee dress and behavior issues should be discussed. These might include school rules regarding the wearing of hats, the location of restrooms, and smoking restrictions. G. Discuss procedures for barring cell phones and other electronic devices from the test rooms and prohibiting their use during breaks. H. Testing begins when the room supervisor begins reading the Verbal Instructions. I. Verbal Instructions must be read to examinees verbatim from this manual. J. To protect the security of the tests, test booklets and answer documents may not be distributed prior to admitting examinees and only as directed in the Verbal Instructions. K. Only examinees may break the test booklet seals. Testing staff are not authorized to open any test booklets. L. Staff members must not read (other than this manual), grade papers, use a computer, cell phone, recording or media device, talk casually with other staff, or do anything not related to administering the tests. They must not eat or drink in the test room. M. Conversations must be quiet and kept to a minimum. Even whispered conversations can be distracting to examinees. N. Discuss how permitted calculators will be distributed to examinees before testing begins (if applicable). O. Review permitted and prohibited calculators. Stress that examinees using a prohibited calculator must be dismissed. P. During testing, staff members are to walk quietly around the room to check that examinees are working on the correct test, respond to illness, replace defective test materials, and discourage prohibited behavior. Advise staff not to pause near an examinee long enough to be a distraction. Q. Stress the importance of ensuring that the correct test form is recorded on the answer document. R. Discuss what actions to take if staff members observe prohibited behavior. Review plans for dismissing examinees (e.g., where they are to be sent, how to maintain vigilance in the test room, documenting actions taken). S. Discuss what actions to take in the case of a group irregularity (e.g., a power outage) or in the case of an emergency. Discuss potential individual irregularities and actions to take. Review the Irregularity Report. IV. After the Test A. Room supervisors must verify the count of used and unused test booklets, then return test booklets, answer documents, and Test Booklet Count Form(s) to the test coordinator immediately after testing. B. The number of used test booklets (seals broken) must match the number of examinees tested in each room. C. Emphasize the importance of correctly completing all required documentation and transferring the examinee responses to the online platform. 26
test day documentation forms Test Day Documentation Forms Test Booklet Count Form (All fields required) School Name _____________________________________________ School City, State __________________________ Transferred to Room Supervisor Prior to Testing Booklets Packages Total test booklets or packages transferred: ___ ___ ___ ___ ___ ___ ___ Sequence A First serial number: ___ ___ ___ ___ ___ ___ NA Last serial number: ___ ___ ___ ___ ___ ___ NA Sequence B (use if you have more than one sequence of test booklets) First serial number: ___ ___ ___ ___ ___ ___ NA Last serial number: ___ ___ ___ ___ ___ ___ NA I have counted and verified the test booklets and/or test packages being transferred: Room Supervisor’s Signature ________________________________________________________________ Received from Room Supervisor after Testing Booklets Packages Total test booklets or packages transferred: ___ ___ ___ ___ ___ ___ ___ Sequence A First serial number: ___ ___ ___ ___ ___ ___ NA Last serial number: ___ ___ ___ ___ ___ ___ NA Sequence B (use if you have more than one sequence of test booklets) First serial number: ___ ___ ___ ___ ___ ___ NA Last serial number: ___ ___ ___ ___ ___ ___ NA I have counted and verified the test booklets and/or test packages being transferred: Room Supervisor’s Signature ________________________________________________________________ 27
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