A new framework for assessing the contributions of professionals in the natural sciences
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A new framework for assessing the contributions of professionals in the natural sciences Lauren A. Esposito1, Marymegan Daly2, Matthew K. Fujita3, Jacob A. Gorneau1,4, Giovanni Rapacciuolo1, Luiz Rocha1, Lauren Scheinberg1, Jessica Ware5, Corey K. Welch6, Alison N. Young1, Rayna C. Bell1 Published: 27 January 2022 Affiliations: ¹Institute for Biodiversity Keywords: scientific success; diversity; equity; inclusion; Science and Sustainability, mentorship California Academy of Sciences, San Francisco, CA 1 INTRODUCTION 94118 USA; ²Department of Evolution, Ecology & The foundations of the natural sciences are Organismal Biology, The Ohio intertwined with the histories of racism and colonialism, State University, Columbus, including the explicit distortion of scientific discoveries Ohio, USA; ³Amphibian and in the formulation and justification of racist theories of Reptile Diversity Research humanity as well as the biases and harmful actions that Center, Department of persist in our present-day workplaces (Haraway 1984; Graves Biology, The University of Jr. 2004; Graves Jr. 2015; Das and Lowe 2018; Graves Jr. 2019; Texas at Arlington, Arlington, Davies et al. 2021; Cronin et al. 2021). Many individuals, TX 76019, USA; ⁴Department institutions, and professional societies in the natural of Biology, San Francisco State sciences are committed to implementing anti-racist actions University, San Francisco, and policies as the foundation of a future that is equitable CA 94132, USA; ⁵Invertebrate and that truly reflects our values. Yet, the work of diversity, Zoology, American Museum equity, and inclusion is undervalued and disproportionately of Natural History, New falls to marginalized groups, further hindering their York, NY 10026, USA; ⁶STEM academic “success” under current metric systems. This Scholars Program, Iowa State inequity compounds the burden of the legacies of racism University, Ames, IA 50010, with the urgent need to dismantle them. USA Under current hiring, retention, promotion, and Correspondence: tenure practices (HRPT), “service” (including diversity, Lauren Esposito equity, and inclusion (DEI) research) is often considered a Email: lesposito@calacademy. low value activity, and rather than being viewed as a positive org professional contribution can instead be discriminatory to © 2022 Esposito, Daly, Fujita, Gorneau, Rapacciuolo, Rocha, Scheinberg, Ware, Welch, Young, & Bell. This article is published under a Creative Commons Attribution 4.0 International License (https://creativecom- mons.org/licenses/by/4.0/) https://doi.org/10.18061/bssb.v1i1.8332
1(1):8332 minoritized and historically excluded faculty from current models in differentiating the who typically engage in more service than foci and constituencies for service activities their peers (Olsen et al. 1995; Harley 2008; and in explicitly connecting all professional Alperin et al. 2019; Jimenez et al. 2019). In activities under a framework of advancing addition, many activities (i.e., social media scientific knowledge. Embedded within each science communication) that could be element of this framework is a call to reflect viewed under the umbrella of “service” were upon what individuals have personally done unheard of 10–15 years ago (i.e., 2–3 tenure to make science more diverse, equitable, and cycles), and may have no mechanism for inclusive—moving the work of DEI away formal recognition or be dismissed entirely from the shadows and off the shoulders of the as non-professional or extra-curricular. Lieff few and ascribing direct value to traditional (2009), in focusing on similar challenges in service work along with a culture of personal academic medicine, suggested a professional responsibility in the promotion of DEI. development activity including written As ecologists and evolutionary reflection on (personal and professional) biologists, the authors of this proposed values and goals. They argued this will lead to framework are also acutely aware that we are more meaningful and well-aligned activities in the midst of a global biodiversity crisis, for academics to be evaluated by, which in and yet our current HRPT practices cannot turn will improve recruitment and retention. incentivize or recognize many of the actions Acknowledging and rewarding needed within the scientific community to professional activities that we value, that avert this crisis. Although research in our reduce barriers to participation in our fields has the potential to inform how best disciplines, and which promote a sense of to protect biodiversity, the current metrics belonging for scientists of all backgrounds by which we assess scientific success as is a first step towards redefining the individuals, institutions, and as a broader traditional concept and ascribed value of scientific community neither reflect nor “service”. It is also worth noting that ecology incentivize behaviors that would avert or and evolutionary biology are particularly mitigate the biodiversity crisis (see Gorneau egregious in lack of diversity relative to et al. 2022 for further discussion in the context other STEM fields (Cronin et al. 2021), and of monography). Further, we recognize so the need for this work remains critical. that we are in a societal crisis of justice and We propose that our disciplines adopt and equity with impacts that reverberate within promote an inclusive model of science our discipline and that are amplified by with an expanded view of impact that differences in the way identity influences how contributes broadly to a more equitable professional activities are viewed (Corneille and accessible science (as suggested by et al. 2019; Jimenez et al. 2019; Evangelista Davies et al. 2021; see also discussions on et al. 2020; Miner et al. 2019; Miriti 2020; drawbacks/limitations of existing academic Orfinger 2020; Maas et al. 2021). How can our ranking/metric systems in Gruber 2014; scientific communities shift to measuring Fire and Guestrin 2019). Our proposed and rewarding activities that we value rather framework for assessment incorporates than valuing and rewarding only what we diverse perspectives, includes meaningful can easily measure? This flexible proposed and equitable community partnerships, and framework addresses these challenges with promotes impactful mentorship. It differs more explicit and granular consideration of January 2022 2 https://doi.org/10.18061/bssb.v1i1.8332
1(1):8332 professional activities and allows for changes to) scientific knowledge, Using scientific in focus across career stage and career knowledge for positive societal impact, trajectory, providing a more inclusive view Engaging society in science, and Serving of the impacts one can have over the course science and society. The proportions of time of their career. We believe that this approach divided among the categories are expected will be more effective for acknowledging and to vary between positions (e.g., for university rewarding efforts in line with our scientific professors, museum curators and collections and institutional values, rather than a narrow staff, early career scientists, and those with focus on only the traditional performance more applied research programs) (Figure 1) metrics (publications, grants, citation and/or within roles and between performance indices). This proposed framework can serve periods (i.e., faculty within a department as a template for assessing job candidates, may serve as PIs for research or training for annual performance evaluation of grants, faculty at primarily undergraduate current staff, and for career advancement institutions teach more courses, and faculty (promotion and tenure). These practices can with a focus on DEI may be more directly be adopted by institutions and individuals involved with public outreach and work serving on hiring committees and providing within professional societies) (Figure 2). peer-review of tenure and promotion Categories of activities and the proportion dossiers. We note, however, that this shift of effort invested (i.e., work time spent) in the valuation of activities for HRPT must can be visualized as a pie chart of a given be accompanied by training for supervisors individual's contributions and impact for any in how to review performance equitably and given time period. The allocation of effort account for disparities in the opportunities can be agreed upon with a supervisor before available to minoritized groups (i.e., the performance period or self-reported invitations to collaborate and nominations as part of the evaluation. Performance, or for scholarly awards) as well as biases in the “scientific success”, is then evaluated on the peer review process for publications and basis of that division of time/effort among grants (Darling 2014; Grossman and DeVries categories, with deliverables for each category 2019; Silbiger and Stubler 2019; Salerno et al. commensurate to the percent effort. Key 2020), in citations (King et al. 2017), and in performance metrics can be summed within teaching evaluations (Lazos 2012; Mengel categories for institutional annual reports et al. 2019). This shift has already been but would appear alongside short narratives proposed in the humanities, in the social to provide context for the impact of activities sciences, and in medicine (Lieff 2009; Agate and for the equity contributions that are et al. 2020). In short, this is a framework for difficult to directly measure. The result is a a new science—one that removes historic combination of qualitative and quantitative barriers and gatekeeping and recognizes all performance outcomes that highlight of the work needed for science to be diverse, activities that advance scientific knowledge equitable, and inclusive. and improve the culture of science broadly, Our framework includes five broad, creating greater access, tackling social and equally important, categories of justice, and promoting DEI within our fields. activities (discussed in greater detail below): These more detailed and precise accounts of Advancing scientific knowledge directly, effort and success can be shared as part of Supporting advancement of (and access promotion or tenure decisions, providing a January 2022 3 https://doi.org/10.18061/bssb.v1i1.8332
https://doi.org/10.18061/bssb.v1i1.8332 4 January 2022 Figure 1. Hypothetical examples of the distribution of effort in various academic positions and trainees across the five framework categories. 1(1):8332
https://doi.org/10.18061/bssb.v1i1.8332 5 January 2022 1(1):8332 Figure 2. A comparison of the distribution of effort for four hypothetical professors on different career tracks across the five framework categories.
1(1):8332 more accurate picture to external reviewers quantify but critical for the advancement of than the familiar “40/40/20” percent split science. This category can be further divided between broadly defined categories of into four areas: community science, formal research, teaching, and service for faculty. education, infrastructure development and support, and editorial and review service. 2 CATEGORY 1: ADVANCING Many of these activities are also traditionally SCIENTIFIC KNOWLEDGE DIRECTLY. considered in the formal review and advancement processes. This category is focused on activities Examples of community science associated with doing research individually include hosting/coordinating volunteers, and/or collaboratively: primary research, engaging communities through a community research dissemination, and fundraising/ science project (e.g., iNaturalist project or grant-writing to support these activities. a bioblitz). Examples of formal education This category encompasses the include formal mentorship (e.g., early career majority of the traditional scholarly metrics researchers in your lab), university courses under which researchers are commonly taught, curriculum development, teaching evaluated. Deliverables could include modules that include decolonization of peer-reviewed publications, research and taxonomy/monography in systematics or publications about DEI, non-peer reviewed biodiversity courses, workshops organized/ publications for scientific audiences (e.g., led/taught, and grants submitted/awarded perspective/opinion editorials, book to support these activities. Examples of reviews, scholarly books or book chapters), infrastructure development and support presentations to scientific audiences, include creating databases, generating projects in earlier stages of completeness that new natural history collections, providing are moving forward (i.e., not yet published, access to collections (facilitating loans, critical for recognizing the timescale of hosting visitors), improving collections monographic work), and research grants. (digitization, data curation), providing This could also include honors and awards identifications, hosting/developing/ received from academic institutions and curating platforms (e.g., AmphibiaWeb), professional societies. Quantitative metrics developing computational pipelines (e.g., could include traditional academic metrics tracked on GitHub), and grants submitted/ like number of publications, grants received, awarded for infrastructure. Examples of citation indices, etc. Qualitative outcomes editorial and review service include formal could include publications co-authored with editorial/review/panel service (manuscripts, mentees, local researchers, or traditional- books, or grants edited/reviewed/refereed) knowledge holders, or the advancement of and informal review/translation for non- work in a long-term project like a monograph. mentee colleagues (manuscripts edited). This category could also include honors and 3 CATEGORY 2: SUPPORTING awards received from academic institutions ADVANCEMENT OF (AND ACCESS and professional societies. Due to the TO) SCIENTIFIC KNOWLEDGE. diverse areas covered by this category, both quantitative and qualitative descriptions of This category is focused on many activities will be necessary to summarize the aspects of research that are difficult to directly effort and level of expertise required as well January 2022 6 https://doi.org/10.18061/bssb.v1i1.8332
1(1):8332 as the breadth and depth of the impact (e.g., 5 CATEGORY 4: ENGAGING lecturing for an introductory biology course SOCIETY IN SCIENCE. of 500 undergraduates versus teaching a This category includes outreach hands-on advanced phylogenetics workshop activities that are both traditionally for 30 early career researchers). quantifiable, as well as those which are not, but all of the activities in this category involve 4 CATEGORY 3: USING SCIENTIFIC direct (non-academic) public engagement. KNOWLEDGE FOR POSITIVE Examples of engaging society in SOCIETAL IMPACT. science include popular writing, speaking engagements, social media engagement, This category focuses on the direct collections tours, formal pre-college societal impacts of science, including education programs, informal education resource management reports/assessments, programs, and development or scientific collaboration with communities, review of exhibits. As with Category 2, both governments, and organizations to develop/ quantitative and qualitative descriptions of implement management recommendations. activities will be necessary to summarize the Examples of using scientific effort and level of expertise required as well knowledge for positive societal impact include as the breadth and depth of the impact (e.g., Federal, State, or Local Government policy authoring a 2500 word article for popular work/management or reports/assessments, science magazine versus a 30-minute partnerships with organizations to develop/ guest appearance on the Ologies podcast). implement management recommendations, This category could also include honors service to or in partnership with NGOs, and awards received from a public-facing provision of expert testimony, and research organization. that directly addresses social, cultural, environmental or climate justice. This area 6 CATEGORY 5: SERVING SCIENCE of contribution has been identified in the AND SOCIETY. human and social sciences and deemed “knowledge transfer activities,” which may This category concerns all of the involve consulting, patent development, activities that keep the wheels of the scientific or other forms of partnership (Olmos- academy turning at an institutional level Peñuela et al. 2014). This category could also (often referred to as institutional service) include honors and awards received from a and also those that improve the culture of governmental or policy-making institution. science. Although there may be significant Quantitative assessments could include overlap between these two, an important number of reports produced, species assessed distinction can be made between activities for the IUCN RedList, or number of hours and responsibilities that primarily benefit spent with legislators. However, qualitative a given institution with which a scientist assessments would provide a narrative for is affiliated and those that develop and the overall impact of the activities and allow benefit science more broadly. Service within for a discussion of impact on marginalized science in a broader capacity is likely to be communities. overlooked in HRPT when compared to institutional service, which may be more regularly recognized and understood from January 2022 7 https://doi.org/10.18061/bssb.v1i1.8332
1(1):8332 the perspective of the institution in which particularly in Categories 2–5. Furthermore, an individual is employed. these categories can only be successful in Examples of serving science and promoting a more inclusive framework society include institutional committee for evaluating scientists if individual service (e.g., IACUC, graduate admissions), contributions are made clear, for instance by service to scientific organizations (e.g., using CRediT Contributor Roles Taxonomy to advisory board member of a scientific non- specify individual contributions to scientific profit or institute), service to professional scholarly output (Allen et al. 2014). Similarly, societies (e.g., elected and volunteer individuals can contribute or participate positions), fundraising/donor events, in activities in Categories 2–5, but if this is supervisor responsibilities, natural history done in a lackluster, noncommittal, or box- collections maintenance, participation in checking manner, it could prove counter professional development, leadership of or effective or, at best, effect no real change. participation in initiatives/organizations This is apparent when “slacktivist” platitudes that target visibility, awareness, or social are contrasted with deliverable-oriented justice (e.g., #BlackinSTEM, 500 Women activism. Mentoring (most specifically Scientists, 500 Queer Scientists), service on indicated in Category 2) is another activity DEI or career panels, and speaking about that can be done well or in a desultory way, topics in DEI. Several of these aspects can be and it remains difficult to differentiate the easily quantified (e.g., number of committees varied forms that this takes or account or speaking engagements), but many of them for harm that may result from culturally require qualitative details to provide context insensitive practices when evaluating effort for their impact to our institutions and the and impact (e.g., Daniels et al. 2019; Gelles et academy. al. 2019; Limeri et al. 2019; McGee 2020). The persistence of racism and 7 CONCLUSION colonialism in the practices and culture of the natural sciences today necessitates Our proposed framework is an visible and intentional work toward a more important step towards shifting the valuation diverse, equitable, and inclusive scientific of activities for HRPT, but we acknowledge community. In the context of ecology, that several challenges for those doing work evolutionary biology, and biodiversity not reflected by traditional scientific metrics science, this is more necessary than ever remain. Chief among these is bias in our if we aim to recruit the talent and diverse review and social structures that typically perspectives needed to address the current reward Category 1 activities, parity in pay biodiversity crisis. The work to undo the and opportunity based on differences in the harmful legacy in our disciplines is often share of proposed work in each category the burden of those in historically excluded of the framework (e.g., teaching-intensive groups, who themselves experience those versus research-intensive faculty positions), very same DEI challenges. In addition, this a generally low valuation of DEI (both directly work has been largely unrecognized by and by underestimating the time, labor, and existing evaluation metrics, which often trauma it may entail), and in differentiating rely on solely quantitative measures of levels of engagement or impact for some academic impact. More broadly, there is of the interpersonal or social interactions, little to no value placed on professional January 2022 8 https://doi.org/10.18061/bssb.v1i1.8332
1(1):8332 activities that support access to scientific 2019;8:e42254. https://doi.org/10.7554/eLife.42254 knowledge, use this knowledge for positive Corneille M, Lee A, Allen S, Cannady J, Guess A. societal impact, engage society in science, Barriers to the advancement of women of color and provide service to science. We hope faculty in STEM. Equality, Diversity and Inclusion: An that our proposed framework addresses International Journal. 2019;38(3):328348. https://doi. some of these shortcomings. In closing, we org/10.1108/EDI-09-2017-0199 acknowledge our proposed framework and Cronin MR, Alonzo SH, Adamczak SK, Nevé Baker recommendations are framed in light of D, Beltran RS, Borker AL, Favilla AB, Gatins R, Goetz the challenges facing scientists based in the LC, Hack N, and others. Anti-racist interventions United States. Although we believe many of to transform ecology, evolution and conservation these challenges are universal, we encourage biology departments. Nat Ecol Evol. 2021;5:1213–1223. natural scientists from other regions to https://doi.org/10.1038/s41559-021-01522-z modify and adopt this framework for their Daniels HA, Grineski SE, Collins TW, Frederick local context. AH. Navigating social relationships with mentors and peers: comfort and belonging among men and Acknowledgments women in STEM summer research programs. CBE Life Sci Educ. 2019;18(2):ar17. https://doi.org/10.1187/ We thank the California Academy of Sciences cbe.18-08-0150 Institute for Biodiversity Science and Darling ES. Use of double-blind peer review to increase Sustainability Anti-Racist Working Group for author diversity. Conser Biol. 2014;29(1):297299. inspiring the creation of this framework and https://doi.org/10.1111/cobi.12333 providing a context for it to be implemented. Das S, Lowe M. Nature read in black and white: We would also like to thank participants in Decolonial approaches to interpreting natural history the Modernizing Monography workshops, collections. J Nat Sci Collect. 2018;6:414. who helped us to see the broader relevance of Davies S, Putnam H, Ainsworth T, Baum J, Bove C, this work and provided an avenue for formal Crosby S, Côté I, Duplouy A, Fulweiler R, Griffin A, and publication. The Modernizing Monography others. Shifting our value system beyond citations for workshops were sponsored by an NSF grant a more equitable future. Preprints. 2021:2021020493. (DEB-1839205) to M. Daly and F. Zapata. Evangelista DE, Goodman A, Kohli MKK, Bondocgawa Mafla Mills STT, Samuel-Foo M, Sanchez Herrera References M, Ware JL, Wilson M. Why Diversity Matters Among Those Who Study Diversity. Am Entomol. Agate N, Kennison R, Konkiel S, Long CP, Rhody 2020;66(3):4249. https://doi.org/10.1093/ae/tmaa037 J, Sacchi S, Weber P. The transformative power Fire M, Guestrin C. Over-optimization of academic of values-enacted scholarship. Humanit Soc Sci publishing metrics: observing Goodhart’s Law in Commun. 2020;7(1):112. https://doi.org/10.1057/ action. Gigascience. 2019;8(6):p.giz053. https://doi. s41599-020-00647-z org/10.1093/gigascience/giz053 Allen L, Brand A, Scott J, Altman M, Hlava M. Credit Gelles L, Villanueva I, Di Stefano M. “Mentoring is where credit is due. Nature. 2014;508(7496):312313. ethical, right?”: Women graduate students & faculty https://doi.org/10.1038/508312a in science & engineering speak out. Int J Gend Sci Alperin JP, Nieves CM, Schimanski LA, Fischman Technol. 2019;11(1):108133. GE, Niles MT, McKiernan EC. Meta-Research: How Gorneau JA, Ausich WI, Bertolino S, Bik H, Daly M, significant are the public dimensions of faculty work Demissew S, Donoso DA, Folk R, Freire-Fierro A, in review, promotion and tenure documents? Elife. Ghazanfar S A, and others. Framing the Future for January 2022 9 https://doi.org/10.18061/bssb.v1i1.8332
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1(1):8332 JL. Correction: Male principal investigators (almost) Silbiger NJ, Stubler AD. Unprofessional peer reviews don’t publish with women in ecology and zoology. disproportionately harm underrepresented groups in PLoS One. 2020;14(6):e0218598. https://doi. STEM. PeerJ. 2019;7:e8247. https://doi.org/10.7717/ org/10.1371/journal.pone.0233803 peerj.8247 The Bulletin of the Society of Systematic Biologists publishes peer reviewed research in systematics, taxonomy, and related disciplines for SSB members. The Bulletin is an Open Access Gold publication. All articles are published without article process- ing or page charges. The Bulletin is made possible by a partnership with the Publishing Services de- Submitted: 21 May 2021 partment at The Ohio State University Libraries. In- formation about SSB membership is available at Editor: Felipe Zapata https://www.systbio.org. Questions about the Bul- Managing Editor: Dinah Ward letin can be sent to Founding Editor Bryan Carstens. January 2022 11 https://doi.org/10.18061/bssb.v1i1.8332
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