A DGAI and BDA Position Paper with Specific Recom-mendations

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A DGAI and BDA Position Paper with Specific Recom-mendations
Guidelines and Recommendations                            Special Articles                         329

                                M. Schuster1 · H. Richter1 · S. Pecher2 · S. Koch3 · M. Coburn4              Ecological Sustainability
         Compiled by the DGAI/BDA Commission on Sustainability in Anaesthesiology§
                                                                                                             in Anaesthesiology and
                                                                                                             Intensive Care Medicine
                                                                                                             A DGAI and BDA Position
                                                                                                             Paper with Specific Recom-
                                                                                                             mendations*
  Citation: Schuster M, Richter H, Pecher S, Koch S, Coburn M: Ecological Sustainability in Anaesthesio­
    logy and Intensive Care Medicine. A DGAI and BDA Position Paper with Specific Recommendations*.
    Anästh Intensivmed 2020;61:329–338. DOI: 10.19224/ai2020.329

1 Klinik für Anästhesiologie, Intensiv­
                                                         Summary                                             be avoided in both the operating theatre
  medizin, Notfallmedizin und Schmerz­
                                                                                                             and intensive care unit without upsetting
  therapie, Kliniken Landkreis Karlsruhe,                This position paper with specific recom­
  Fürst-Stirum-Klinik Bruchsal, Rechberg­                                                                    existing processes.
                                                         mendations was commissioned by the
  klinik Bretten, Akademische Lehrkran­
  kenhäuser der Universität Heidelberg                   DGAI and BDA executive committees in                In addition to these measures directly
2 Klinik für Anästhesie und Intensiv­                    March 2020 and was compiled by the                  related to the field of anaesthesiology,
  medizin, Diakonie Klinikum Stuttgart                   joint “Commission on Sustainability in              this position paper addresses further
3 CharitéCentrum für Anästhesiologie und                 Anaesthesiology”.                                   areas of concern indirectly associated
  Intensivmedizin CC 7, Campus Charité                                                                       with the everyday professional role
  Mitte & Campus Virchow – Klinikum,                     With the impending climate disaster in
  Charité Universitätsmedizin Berlin                                                                         of the anaesthesiologist. As such, the
                                                         mind, the aim of this position paper is to
4 Klinik für Anästhesiologie, Uniklinik                                                                      paper alludes to the significance of
                                                         delineate with which specific measures
  RWTH Aachen                                                                                                sustainable mobility with regard to every­-
                                                         anaesthesiologists can contribute to a
                                                                                                             day commutes, patient transfers, and
§	Members of the Commission on                          consistent and sustained reduction in
   Sustainability in Anaesthesiology
                                                                                                             conferences. Improved energy manage­
                                                         CO2 emissions and minimise the nega­
   (in alphabetical order):                                                                                  ment may commence in the operating
                                                         tive ecological implications associated
  Prof. Dr. Thomas Bein, Prof. Dr. Mark                                                                      theatre and intensive care unit but must
  Coburn1, Prof. Dr. Herwig Gerlach,                     with the fields of anaesthesiology and
                                                                                                             ultimately encompass the whole hospital
  Priv.-Doz. Dr. Susanne Koch2, Dr. Ana                  intensive care medicine. The paper is               as a significant source of CO2 emissions.
  Kowark, Dr. Ferdinand Lehmann,                         divided into six sections and, on the
  Dr. Sabine Pecher, Dr. Hannah Richter,                                                                     Numerous measures can already be im­
  Prof. Dr. Rolf Rossaint, Dr. Charlotte                 basis of published literature, presents             plemented today, and appropriate steps
  Samwer, Priv.-Doz. Dr. Christian Schulz,               the currently available evidence on                 should be taken at a local level. Last but
  Prof. Dr. Martin Schuster3                             how anaesthesiologists can incorporate
  (1: Chair DGAI, 2: Instigator, 3: Chair
                                                                                                             not least, the importance of research and
                                                         sustainability aspects in their professional        teaching is emphasized as a key factor in
  BDA)
                                                         sphere of influence. Special attention              successfully facing the challenge of eco­
                                                         is directed towards the environmental               logical sustainability in anaesthesiology
                                                         effects of drugs used in anaesthesiology            and intensive care medicine.
                                                         and intensive care and their impact on
                                                         climate change. In that regard, the direct
                                                         and potent greenhouse gas effects of
                                                                                                             Preface
* Resolution of the Execuitve Commitee of                volatile anaesthetics are emphasized. In            In March 2020 the Professional Asso­
  the DGAI, dated 16.03.2020/of the BDA,                 consequence, specific recommendations               ciation of German Anaesthesiologists
  dated 24.04.2020.
                                                         are made on reducing the damaging                   (BDA) and the German Society of Anaes­
Interest to disclose                                     effects of volatile anaesthetics on the cli­        thesiology and Intensive Care Medicine
The authors have no financial or other com­
peting interest to disclose. This recommen­              mate. With regard to consumables, the               (DGAI) executive committees assigned
dation was unfunded.                                     increasing use of disposable single-use             the joint “Commission on Sustaina-
                                                         items is the subject of critical analysis,          bility in Anaesthesiology” the task of
 Keywords                                                and the need to incorporate the carbon              compiling a position paper with specific
 Guidelines – Anesthesio­                                footprint in the selection of products is           recommendations. Both executive com­
 logy – Sustainability – Climate                         stressed. As waste has significant direct           mittees approved the publication of this
 change – CO2 emission                                   and indirect ecological effects, the 5R             position paper in its current form during
                                                         concept is used to show how waste can               their sessions on the 16th March 2020
330                    Special Articles         Guidelines and Recommendations

   (DGAI) and 24th April 2020 (BDA). With        plemented immediately at a local level          the grave”, including the following po­
   the publication of this position paper,       by anaesthesiologists. However, a good          sitions: 1) extraction of raw materials, 2)
   both BDA and DGAI expressly commit            number of measures, including many              processing and manufacturing, 3) trans­
   themselves to the goal of carbon neutral,     with significant leverage, are arduous to       port and packaging, 4) use, reutilisation
   sustainable health care and will there­       implement at a local level alone. As            and maintenance, 5) recycling and 6)
   fore, together with other actors in the       such, achieving carbon neutrality in
                                                                                                 disposal. Water use and release of toxins
   health care sector, use their influence on    anaesthesiology and intensive care
                                                                                                 are additional important factors besides
   politics and on the industry to actively      medicine over the next three decades
                                                 will require wide-ranging technological         CO2 release [15].
   further the necessary transformational
   process.                                      innovation and significant investment in
                                                 energy efficient refurbishment and in the       A. Drugs
    Introduction                                 infrastructure of individual hospitals.
                                                 Major issues such as assuring generation         R1: G
                                                                                                       eneral anaesthesia using volatile
   The 2018 Intergovernmental Panel on           of energy from renewable sources or re­              anaesthetics and/or nitrous
   Climate Change report was climate             alising sustainable transport are tasks for          oxide should be maintained in
   scientist’s warning not to exceed the         society as a whole and require political             such a fashion that the smallest
   1.5 °C limit of global warming. Only a        implementation. As a professional and a              quantity of anaesthetic possible is
   rapid and substantial worldwide reduc­        scientific body, we will use our influence           discharged into the environment.
   tion in CO2 emissions over the next few       to demand these changes.                             This requires consistent use of
   years can avert runaway effects such          In the past, close coordination between              minimal-flow anaesthesia.
   as the melting of Antarctic ice masses        practising physicians and the industry –         R2: Use of desflurane should be
   or thawing of permafrost soils, which         especially in the fields of anaesthesio­              reserved for cases in which it
   threaten to make the effects of climate       logy and intensive care medicine – have               appears mandated on medical
   change uncontrollable [1].                    led to a variety of technical innovations             grounds. Of those volatile
   As physicians we are under a special ob­      which have made patient care safer and                anaesthetics commonly used,
   ligation. Over the next decades, climate      opened new horizons of clinical possibi­              sevoflurane is the least potent
   change will lead to a change for the          lity for the good of patients. Seen in the            greenhouse gas.
   worse in health care for a great number       light of the climate crisis, this close coor­    R3: U se of nitrous oxide should be
   of people across the planet and pose          dination should be further strengthened,              avoided unless its use appears
   grave challenges to health care systems       aiming to promote the transformation to               mandated on medical grounds.
   in almost every country [2]. At the same      ecologically sustainable patient care.
                                                                                                  R4: The development, trialling and
   time, the health care system is itself
                                                                                                       use of scavenging and recycling
   responsible for significant emissions of      Glossary                                              systems for volatile anaesthetics
   greenhouse gases, owning 4.4% of glo­
                                                                                                       should be expedited.
   bal greenhouse gas emissions in 2014          CO2e: CO2 equivalents
   [3]. In response, numerous professional       Emissions of greenhouse gases other              R5: In contrast to inhalational
   medical bodies have issued their own          than CO2 can be converted to CO 2                     anaesthesia techniques, total
   statements alluding to the urgent need to     equivalents. This entails calculating the             intravenous and regional anaes­
   reduce CO2 emissions across the health        quantity of CO2 which would exhibit                   thesia do not intrinsically cause
   care sector [4–8]. Physicians are called      the same effect in the atmosphere as the              direct greenhouse gas emissions.
   upon to adjust their consumer behaviour       emission in question by using the mass                Use of these techniques to avoid
   and – in the spirit of divestment cam­        of that emission and its Global Warming               greenhouse gas emissions is judi­
   paigns – their investment decisions to        Potential [13].                                       cious when they are appropriate
   prioritise climate protection [9].                                                                  from a medical standpoint.
                                                 GWP: Global Warming Potential                    R6: P harmaceutical waste should be
   As high-tech, resource hungry fields,
                                                 The Global Warming Potential describes                avoided on both economic and
   anaesthesiology and intensive care me-
                                                 the substance-specific greenhouse effect              ecological grounds.
   dicine are involved in a significant por-
                                                 compared to CO2 over a specified length          R7: Pharmaceutical waste must be
   tion of CO2 emissions across the health
                                                 of time. In general, the interval chosen is           disposed of in an appropriate fa­
   care sector [10–12]. In the past few years,
                                                 100 years (GWP100) [14].                              shion and must not be introduced
   numerous professional anaesthesiologic
   bodies have published recommenda­             LCA: Life-Cycle Assessment                            into the sewage system. As a rule,
   tions for anaesthetists on how they can                                                             it is appropriate to dispose of
                                                 A life-cycle assessment can be used to
   contribute to reducing CO2 emissions                                                                such waste resulting from anaes-
                                                 determine the actual carbon footprint
   [5–8].                                                                                              thesia and intensive care by
                                                 of consumables, drugs and medical
                                                                                                       incineration together with other
   The following recommendations focus           procedures. This involves analysing the
                                                                                                       residual waste.
   on those measures which can be im­            ecological footprint from “the cradle to
Guidelines and Recommendations                              Special Articles                          331

Volatile anaesthetics (VA) and nitrous         flurane significantly worsens the carbon                 anaesthesia cases per annum, the annual
oxide exhibit potent greenhouse effects        footprint of the volatile agent [21,25].                 carbon footprint is equivalent to that of
when released into the atmosphere. Both        During the maintenance of general                        up to 200 average citizens in Germany.
sevoflurane and desflurane are hydro­          anaesthesia, doubling the flow rate will                 Avoiding desflurane could obviate 67%
fluorocarbons (HFCs), whilst isoflurane,       double the emissions from VA [19,21,                     of emissions attributable to an anaesthe­
enflurane and halothane are chlorofluo­        24–26]. As such, utilising minimal flow                  sia department [28].
rocarbons (CFCs) and exhibit additional        for maintenance of anaesthesia is to be                  Various technical solutions for capturing
ozone-depleting effects. The same is           recommended in any case. A higher fresh                  rather than emitting VAs and nitrous
true for nitrous oxide (N2O) [11,16–19].       gas flow should be reserved for situations               oxide are currently in development or
VAs show a significantly larger negative       in which the depth of anaesthesia needs                  almost ready for market. Using such
impact on the climate than CO2. That           to be changed rapidly. Also when initia­                 technologies, VAs can be destroyed by
impact is recorded as the comparative          ting emergence, high flows should only                   thermal, catalytic or photochemical
greenhouse effect in relation to CO2           be used once the vapor has been shut off                 means, or processed for reuse [24,25,
(Global Warming Potential, GWP). To            [25].                                                    29–31]. Today, systems which capture
ensure the total atmospheric lifetime of
                                               Volatile agents used for general anaes­                  nitrous oxide used in obstetrics, destro­
CO2 is taken into account [22], an obser­
                                               thesia are currently discharged into the                 ying it by means of a thermal catalytic
vation period of 100 years (GWP100) is
                                               environment in their entirety, causing                   process, are already in practical use [24,
typically selected [17,19–21].
                                               a significant greenhouse effect. World­                  30]. The technical means for reacquiring
VAs exhibit their principal greenhouse         wide emissions from VA totalled 3 m tons                 sevoflurane from specially designed ac­
effect during their atmospheric lifetime,      CO2 equivalent in 2014, not including                    tivated carbon filters, making it available
instead of uniformly throughout the            the effect ascribable to nitrous oxide.                  for reuse on patients after distillation and
100-year timeframe. Applying GWP100            80% of these emissions were attributable                 sterilisation, already exist. As such, at
will lead to the negative impact of VAs        to desflurane alone [11]. In an average                  some point in the future, VAs could re­
on the climate being underestimated for        anaesthesia department, use of VAs will                  present a test case for licensing recycled
the next 10 – 30 years. As such, a GWP         be responsible for between 3.5 and                       drugs. The process of capturing VAs in
observation period of 20 years can be          118.3 kg CO2 equivalent per anaes­                       carbon filters – as is commonly practised
helpful in demonstrating the greenhouse        thesia case [27,28]. Assuming 10,000                     on intensive care units in Germany – is
effect which will set in within the rele­
vant social and political time remaining
to battle global warming (Tab. 1) [19].         Table 1
                                                Global Warming Potentials and atmospheric lifetimes of inhaled anaesthetics
In addition to the greenhouse effect per
                                                (Sulbaek Anderson et al. 2012 [17]).
quantity of substance used, the actual
quantity of the VA required to reach                               GWP100             GWP20             Atmospheric lifetime (in years)
an adequate minimal alveolar con­                CO2               1                  1                 30 – 95 (23)
centration (MAC) needs to be factored            N2 O              298                289               114
into the equation. During steady state           Sevoflurane       130                440               1.1
and assuming identical flow rates, use           Desflurane        2,540              6,810             14
of desflurane for general anaesthesia            Isoflurane        510                1,800             3.2
emits approx. 50 times as much CO2               Halothane         50                 190               1.0
equivalent as when sevoflurane is used.          Enflurane         680                2,370             4.3
This difference becomes all the more
apparent when the emissions caused
by inhalational agents for maintenance          Table 2
of anaesthesia during steady state are          Emissions from 6 hours of inhalational anaesthesia during steady state, converted to kilometres
converted and expressed as kilometres           travelled by car (based on Sherman and Feldman 2017 [24]).
travelled by car [17,21,24]. Emissions
                                                                           Minimal-Flow       Low-Flow           High-Flow-        High-Flow-
from 6 hours of inhalational anaesthe­                                     Anaesthesia        Anaesthesia        Anaesthesia       Anaesthesia
sia – the equivalent of one working day                                    0.5 l/min          1 l/min            2 l/min           5 l/min
– are set out in this fashion in Table 2,        Sevoflurane 2,2%          19.3 km            38.6 km            77.2 km           183.5 km
based on GWP100s. The results assume             Desflurane 6,7%           898.0 km           1,825.0 km         3,650.0 km        9,067.0 km
general anaesthesia during steady state,         Isoflurane 1,2%           38.6 km            67.6 km            144.8 km          366.9 km
and so do not include the induction and
                                                 Nitrous oxide (N2O)       280.0 km           550.4 km           1,081.5 km        2,723.0 km
emergence phases. Using nitrous oxide            60%
as a carrier gas for sevoflurane or iso­
332                    Special Articles         Guidelines and Recommendations

   insufficient on its own, however, as          (based on the earlier Persistence, Bioac-
   those VAs are released from the filter into   cumulation and Toxicity (PBT) Index)          R2: Use of reusable fabrics such as
                                                                                                    surgical gowns, caps and drapes
   the atmosphere after the filter has been      was designed to grade the risk phar­
                                                                                                    should be considered.
   disposed of [24,25].                          maceuticals pose to the environment.
                                                 The score should be consulted whenever        R3: Single-use items made of metal
   With regard to CO2 emissions attribu­
                                                 possible when selecting drugs, so as to            have a particularly poor carbon
   table to production, distribution and
                                                 ensure the smallest possible impact on             footprint and replacing them
   disposal of almost all other drugs com­
                                                 the environment. Unfortunately, a signi­           with reusable products should be
   monly used in anaesthetics, precise data
                                                 ficant portion of anaesthesiologic drugs           assessed.
   are lacking such that it is impossible to
   make detailed statements with regard to       have yet to be graded [38].                   R4: Manufacturers should be called
   specific drugs.                               Waste drugs can be introduced into the             upon to provide full life-cycle
                                                 environment when they are discarded                assessments of the carbon
   As methods such as TIVA or regional
                                                 improperly via the sewage system –                 footprints of medical devices.
   anaesthesia do not generate direct emi­-
   ssions of greenhouse gases, the emissi­       propofol remnants have been found in
                                                 hospital wastewater [39]. Propofol has a     Single-use items are ubiquitous in
   ons associated with those methods are
                                                 Hazard Score of 4 (on a scale of 0 to        anaesthesia and intensive care and are
   significantly lower than from inhalatio­
                                                 the maximum of 9) and is neither biode­      increasingly displacing reusable pro­
   nal anaesthesia [24,25,32–34].
                                                 gradable in water nor under anaerobic        ducts. The main influencing factors in
   When considerable drug quantities are                                                      the decision process between single-use
                                                 conditions [25,33,36,40].
   discarded, it is expedient to consider                                                     and reusable products are quoted as
   using smaller vials [25]; up to 20% of        All departments must establish pro­
                                                                                              concern for hygiene, convenience, and
   propofol waste, for example, is conside­      cedures for correct disposal of pharma­
                                                                                              cost. Environmental factors have traditi­
   red to be avoidable [35]. In some situa­      ceutical waste and train staff in the
                                                                                              onally played a lesser role [15].
   tions, switching from 50 or 100 ml vials      implementation.
                                                                                              Life-cycle assessments are available for
   of propofol to 20 ml vials can reduce         Disposal of left-over pharmaceuticals
                                                                                              an ever-increasing number of medical
   the quantity of drug wasted by more           “down the drain”, that is via the sewage
   than 90% [36]. This can, in addition,                                                      products. A review of 6 LCAs comparing
                                                 system, is unacceptable from an eco­
   be economically viable; wasted drugs                                                       washable, reusable surgical textiles (sur­
                                                 logical point of view. As a rule, drugs
   make up for approximately one quarter                                                      gical gowns and drapes) with single-use
                                                 must be disposed of by incineration.
   of the total cost of drugs [35]. This calls                                                items showed that the reusable textiles
                                                 The requisite temperatures vary [25].
   for a comprehensive review taking other                                                    featured a 30–50% smaller carbon foot-
                                                 Propofol remnants aren’t destroyed until
   waste (see below) into account. Drugs                                                      print. Single-use items require 200–
                                                 heated to over 1000 °C for at least 2
   kept drawn up ready for use not only                                                       300% more energy, 250–330% more
                                                 seconds [36], whilst most other drugs
   cause significant costs when they ulti-                                                    water and produce 750% more waste
                                                 used in anaesthesia can be incinerated
   mately remain unused but also bear a                                                       than reusable items, even when both
                                                 at lower temperatures [25]. The disposal
   relevant negative ecological impact                                                        the water and energy requirements for
                                                 of pharmaceuticals should be organised
   [36]. 50% of emergency drugs drawn                                                         washing and sterilising reusable items
                                                 in a pragmatic, error-resistant way: it is
   up end up being discarded unused [37].                                                     are taken into account [41].
                                                 recommended that left-over drugs should
   This applies to drugs which have to be        be emptied into paper towels and placed      A comparison between single-use and
   available for use immediately and with­       together with resiudal waste for incine­     reusable plastic anaesthetic drug trays
   out delay (such as those for anaesthesia      ration. Balanced electrolyte solutions       showed the reusable item to be not only
   for emergency caesarean section) and to       without the addition of any drugs can be     more ecological but also more economi­
   those which require dilution, which may       emptied down the drain.                      cal [42]. For reusable laryngeal masks, a
   lead to delay and dosing errors (such as                                                   significantly smaller negative ecological
   bolus injections of catecholamines). It                                                    impact was shown across all examined
   is appropriate to consider having these       B. Consumables                               categories of ecological sustainability
   drugs prefilled into syringes under clean                                                  [43]. Utilising single-use laryngoscopes
   and sanitary conditions by the pharmacy        R1: T
                                                       he increasing use of single-use       increases the CO2 emissions by 16 to
   or to purchase prefilled syringes, which           disposable consumables in place         25 times when compared with reusable
   typically have a longer shelf life and can         of reusable items should be the         stainless-steel devices, especially when
   therefore reduce waste [15].                       subject of critical analysis. An        both the laryngoscope blade and the
                                                      assessment should be undertaken         handle are single-use items [44,45].
   The Swedish Stockholm County Council
                                                      to determine in which cases
   Drug Therapeutic Committee has deve­                                                       Extracting metals from ore is extremely
                                                      reusable items could present an
   loped an environmental classification                                                      energy intensive and leads to a very
                                                      alternative.
   for pharmaceuticals. The Hazard Score                                                      large carbon footprint [27,46]. The Ger-
Guidelines and Recommendations                  Special Articles                         333

man Society of Hospital Hygiene (DGKH)                                                           patient blood management is at
notes that use of single-use metal inst­             waste – which could be dispo­
                                                                                                 the same time a sound ecological
ruments (laryngoscopes, scissors, needle              sed of as standard waste or even
                                                                                                 approach.
holders, forceps etc.) is of particular               recycled – must not through
concern as, in addition to the associated             thoughtlessness or laziness be          Recycle:
significant use of resources, erroneous               disposed of as dangerous waste.         Approximately 60% of waste generated
introduction of such products into the                                                        in operating theatres can potentially be
                                                 Approximately 20–30% of waste ac-
sterilisation process poses a significant                                                     recycled. A lack of containers and inf­
                                                 crued in hospitals is generated in the
risk of causing corrosion of other ins­                                                       rastructure, lack of knowledge, laziness
                                                 operating theatre; 25% of this waste is
truments. They go on to point out that                                                        and lack of support have been listed
                                                 generated by anaesthesia, much of it is
a good number of single-use products                                                          as barriers to effective recycling in the
                                                 packaging [51,52]. Each theatre case
are manufactured under ethically pro­                                                         theatre environment [61].
                                                 generates between 7.62 and 16.39 kg
blematic conditions in underdeveloped                                                         As the largest proportion of packaging
                                                 of waste [27]. The 5R concept (reduce,
countries [47]. As such, single-use metal                                                     waste is accrued when opening equip-
                                                 reuse, recycle, rethink and research)
items should be replaced by reusable
                                                 was coined to reduce the ever-increasing     ment before the patient is brought to
products whenever possible. When this
                                                 quantity of waste produced [50].             theatre, contamination of that waste is
appears impossible, at the very least
                                                                                              practically inconceivable. One option to
effective recycling should be implemen­
                                                 Reduce:                                      ensure recycling waste remains uncon­
ted. 1 m ton of recycled steel reduces
                                                 “Doing more with less” is the most ef-       taminated is to seal the recycling bags as
CO2 emissions by approx. 80% when
                                                 fective method of sparing resources and      soon as the patient is brought into the
compared to manufacturing with metal
                                                 producing less waste and is both an          operating theatre [15]. Clearly structured
extracted from raw materials [48,49].
                                                 ecologically and an economically sus­        programmes facilitate the introduction
Using LCAs, the purchasing process can           tainable concept [53]. There are a good      of recycling programmes and increase
incorporate sound ecological factors.            number of ways to conserve materials         their efficiency. Recycling bins should
They can also show ways to implement             without risking patient safety or quality    be easily accessible and marked with
improvements. As energy sources and                                                           clear instructions as to what belongs in
                                                 along the way.
transport show significant heterogeni­                                                        them. Involving local recycling compa­
city, LCAs are specific to their respective      The following measures can be named
                                                 as examples:                                 nies and providing recurring training to
geographic region. Extrapolations should                                                      staff are essential [15].
be regarded with circumspection and              • When used in conjunction with
manufacturers called upon to provide                 individual patient filters, ventilator   Paper/cardboard, plastic, glass, batteries,
national LCAs [15,50].                               circuits can be used for 7 days          printer cartridges, electronic waste and
                                                     (except when soiled or used for          metal can all be collected in the operat­
                                                     contagious patients); several studies    ing suite for recycling. Recycling can
C. Waste Management                                  have shown that the number of            also be cost effective [7]. Approximately
                                                     pathogens in the circuit was not         30% of theatre waste is made up of
 R1: T
      he 5R concept of waste                        increased after 7 days vs 24 hours       plastics, including items manufactured
     management (reduce, reuse,                      [54–57], leading the DGAI and            from polypropylene and PET (single-use
     recycle, rethink and research)                  DGKH to recommend this approach          textiles, blue sterilisation packaging
     should be implemented.                          [58]. Furthermore, the use of wash­      for medical and surgical instruments),
 R2: An efficient recycling concept                 able, reusable ventilator circuits       polyethylene (plastic tubing, beakers
      should be shown to be operating                should be considered [55].               and trays), polyurethane, PVC (suction
      in all areas of operating theatre          • Pre-packed sets, e.g. for insertion of     and oxygen tubing), copolymers and
      suites and intensive care units.               central venous lines or for regional     other compositions. Specific details are
 R3: It is to be required that                      anaesthesia, and surgical trays          often not declared appropriately or at
     plastic packaging should, when                  often contain unnecessary plastic,       all. Some types of plastic such as PVC
     possible, be manufactured from                  gauze or other materials which are       require special processing [51]. Recy­
     single-type plastic, which can                  disposed of unused. Upon request,        cled plastic requires only 25% of the
     undergo high-grade recycling.                   manufacturers can often slim down        energy used to produce plastic from new
 R4: Dangerous waste and the requi­                 sets in a cost-effective manner [59].    materials [62]. When different types of
      site special modes of disposal             • The decision to order diagnostic           plastic are mixed and recycled together,
      cause very large emissions of                  tests should not be taken lightly –      however, the resulting products are low-
      CO2. Economical and ecological                 consider, for example, routine blood     grade. This has led to calls for packaging
      considerations dictate that other              tests in healthy patients prior to       to be produced from single-type plastic
                                                     minor elective surgery [60]. Effective   and to be appropriately declared.
334                    Special Articles         Guidelines and Recommendations

   MacNeill et al. (2017) examined the                                                           all hospitals to be readily accessible
   carbon footprint of three large hospitals        good use. Airborn transport of
                                                                                                 by public transport.
   in Canada, the USA and England. They              patients should be critically             • For rural areas, ride-sharing plat­
   performed a detailed waste audit and              evaluated.                                  forms or centres can be developed
   calculated the CO2 emissions associated        R3: W
                                                       ith regard to participation in           by the hospital for its employees.
   with the various types of waste. Extrac­           conferences and work related to          • Increased provision of work-from-
   tion of raw materials, material-specific           professional associations, public          home options and video conferen­
   manufacturing, transport and disposal              transport should be preferred.             cing can reduce commutes.
   alone (so without regard for additional            Inland flights should be avoided         Following the introduction of a mobility
   CO2 emissions from product-specific                whenever possible and only               concept for commuter traffic, it is likely
   manufacturing and product packaging)               reimbursed as travel expenses in         that the improved cycling and pedestrian
   caused emissions of 3,254 kg CO2e/t                well-reasoned exceptional cases;         infrastructure and public transport offe­
   for plastic, 2,708 kg CO2e/t for steel and         a carbon offset for the flight           rings will also be used by patients.
   895 kg CO2e/t for glass [13, 27].                  should then be considered.
                                                                                               With regard to emergency services, a
   Clear definitions of the various types         R4: Streaming of conferences, video         reorientation towards alternative, non-
   of waste are required [63,64]. Waste                conferencing and webinars               fossil fuels (electromobility, hydrogen
   accrued in hospitals is approx. 30%                 should be offered as a way to           fuel cells) will be unavoidable. An
   medical waste originating from medical              reduce travel and its associated        additional option is to critically recon­
   treatment and nursing, and approx. 60%              carbon footprint.                       sider the use of systems associated with
   household-like waste. About 10% of
                                                                                               significant fossil fuel requirements – such
   waste is dangerous, with 3% infectious        Reducing the carbon footprint of the
                                                                                               as air ambulances – when their use is not
   and 7% toxic waste such as chemicals          health care sector will require a focus
                                                                                               mandated on medical grounds.
   or cytostatic drugs [65]. Infectious waste    on mobility; specifically, the following
   has to be destroyed in specialised inci­      three areas of transport require attention:   The significant proportion of emergen­
   nerators which, amongst other things,         health care employees’ commute to their       cies involving emergency physicians but
   requires additional transport [66,67]. At     respective places of work (commuter           not actually requiring intervention by the
   1,833 kg CO2e/t, incineration of clinical     traffic), emergency medical services and      physician may suggest that telemedicine
   and dangerous waste causes the most           outpatient transport services (patient        might reduce the need to despatch a
   emissions from waste disposal [27]. If        transport), and trips to conferences and      physician-staffed, second vehicle to
   it were appropriately sorted, stored and      meetings (educational travel). Reducing       emergencies. In general, implementa-
   transported, the largest proportion of this   the carbon footprint of those individual      tion of telemedical consultations can
   waste could, however, be disposed of          areas requires that different approaches      significantly reduce the carbon footprint:
   together with municipal waste in ther­        be considered.                                when the drive to the surgery by car is
   mal waste treatment plants; furthermore,                                                    just 3.5 km or more, teleconsultations
   a large proportion could potentially be       Commuter traffic in particular exhibits       are the more climate friendly option
   recycled [66,67]. As such, the various        an average motor vehicle occupancy            [69].
   different types of waste need to be           rate of 1.2. A study showed employees’
                                                                                               The number of large, international con-
   sorted, keeping the proportion of clinical    drive to the place of work to be respon­
                                                                                               ferences with ever more participants
   – dangerous waste as small as possible        sible for 12–39% of the carbon footprint
                                                                                               travelling long distances is increasing.
   [10].                                         of a department of anaesthesiology [28].
                                                                                               Conference participation causes signi­-
                                                 Alternative mobility concepts, suited to
                                                                                               ficant CO2 emissions associated with
                                                 respective areas of residence, are requi-
    D. Mobility                                                                                journeying, especially over long di­
                                                 red if these work-related CO2 emissions
                                                                                               stances as is required in some cases.
                                                 are to be curbed.
    R1: A
         s mobility related to commuting                                                      Participants’ journeys to a single interna­
        is responsible for a significant         Possible targets for interventions in the     tional conference were associated with
        proportion of the carbon                 hospital include [68]:                        a 22,000 t carbon footprint, the equi­
        footprint of anaesthesiology             • Furtherance of cycling infrastructure       valent of the average annual carbon
        departments, hospitals should               together with a sufficient number of       footprint of 2000 citizens in Germany
        develop and promote alternative             bicycle parking spaces on hospital         [70]. Air travel is especially problematic
        mobility concepts.                          grounds; calls for hospitals to be         because of the associated emission of
                                                    connected to bikeways.                     230 g CO2e per passenger kilometre,
    R2: With regard to prehospital
                                                 • Charging infrastructure for e-mobility.     by far the largest carbon footprint
         emergency care and critical care
         transport, electromobility and          • Commuter ticket schemes can                 associated with travel. CO2 emissions
         telemedicine should be put to              help promote the switch to public          per passenger kilometre for travel by
                                                    transport. Calls should be made for        car and train – 147 g/km and 32 g/km
Guidelines and Recommendations                      Special Articles                         335

respectively – are notably lower [71].          (1) In operating suites, heating, ventila­      by up to 50%. In addition to technical
Online streaming of conferences should               tion and air conditioning are com-          solutions, these concepts also integrate
be expanded. Streaming of conference                 monly operational throughout in             approaches aimed at optimising user
lectures and interactive sessions should             every operating theatre, despite the        behaviour. Energy saving measures
be offered as attractive options, enabling           fact that those theatres are often          such as these can lead to long-term cost
conference participation without travel              unoccupied at least 40% of the              reductions [73,79]. Each and every hos­
[70].                                                time. Setback operation in systems          pital in Germany should identify their
                                                     in unused operating theatres (“night        options for introducing such measures
                                                     setback” or “unoccupied setback”) –         and implement them.
E. Energy management
                                                     with the exception of required emer­        The cogeneration (CHP) systems com­
                                                     gency theatres – can facilitate energy      monly used in hospitals in Germany
 R1: Concepts aimed at reducing the
                                                     savings of up to 50 % [27,74].              exhibit a high primary energy yield by
       considerable power consumption
                                                (2)	First steps with regard to heating and      using the heat produced during electri­
       associated with heating,
                                                     air conditioning concern the tempe­         city generation for heating or cooling the
       ventilation and air conditioning
       in operating theatre suites and               rature curve settings in central control    building. High energy yields can, how­
       intensive care units should be                systems. In operating theatres at high      ever, only be achieved during optimum
       implemented. These might,                     ambient temperature, every reduction        operation of the CHP system. Because
       for example, include setback                  of temperature by 1° C can reduce the       they currently typically consume fossil
       operation in systems in operating             energy required for heating by 5–8%         fuels, these systems should be viewed as
       theatres unused outside of usual              [73].                                       interim technologies [79,80]. The switch
       working hours and optimising             (3)	When considering ventilation, it            to a climate-friendly future necessitates
       the temperature and ventilation               can – as a first step – be viable to        the use of renewable energy for electri­
       settings.                                     review the system and adjust the air        city and heating in hospitals. Using wind
                                                     change rate to suit the room tempe­         power, waterpower, photovoltaics, solar
 R2: All departments should work
                                                     rature [73]. In some other European         thermal energy, geothermal energy or
      towards ensuring that their
                                                     countries, it is already customary to       biogas allows for generation of energy
      hospital evaluates its options with
                                                     completely deactivate ventilation           with a reduced carbon footprint, and
      regard to energy saving measures,
                                                     during unoccupied periods [75].             can be devised to be cost efficient [73,
      energy efficient refurbishment
                                                (4)	In less frequented areas (storage or        79].
      and use of renewable energy
      sources, implementing those                    auxiliary rooms, toilets, etc.) it is ex­
                                                     pedient to control the lighting using
      options in a timely manner.                                                                F. Research and Teaching
                                                     motion detectors [76].
 R3: A
      switch to renewable energy               (5) The halogen lamps traditionally
     is essential so as to reduce the                                                             R1: The effects of climate change
                                                     used in operating suites should be
     carbon footprint of hospitals in                                                                   on intensive and emergency
                                                     exchanged for LEDs. This measure
     Germany.                                                                                           care, and on hospital capacity
                                                     can reduce the energy consumed for
                                                                                                        have not yet been adequately
Both operating theatre suites and inten­             lighting by 80% [73,77]. In addition,
                                                                                                        researched. Appropriate research
sive care are resource-hungry and use                LEDs radiate less heat, which redu­                projects should be developed
very large amounts of energy [10,72].                ces the energy required for cooling                and supported.
The energy consumption in operating                  [10].
                                                                                                  R2: Research pertaining to ecological
theatre suites is 3 – 6 times higher than       Care for patients on intensive care units              sustainability in anaesthesiology
that of the rest of the hospital. Of the        caused the emission of 88–178 kg CO2e                  and intensive care medicine
power consumed in operating suites,             per patient day, with energy consumption               should include issues such
90–99% is used for heating, air condi­          (dominated by requirements for heating,                as choice of drugs and the
tioning and ventilation [27].                   ventilation and air conditioning), again               optimised use of volatile anaes­
These CO2 emissions can be reduced              making up 76–87% of the carbon foot-                   thetics and medical devices.
by making savings in energy consumption         print [72]. A switch to renewable energy
                                                                                                  R3: C
                                                                                                       onferences, seminars and voca­
[27,72,73]. Energy-saving measures in           is recommended together with optimi­
                                                                                                      tional education events relating
operating theatre suites can reduce             sation of the energy efficiency of the
                                                                                                      to anaesthesiology and intensive
energy consumption and with that the            building to reduce the carbon footprint
                                                                                                      care medicine should be plan­
carbon footprint of the operating suite by      [78]. Holistic energy management con-
                                                                                                      ned, organised and implemented
50%, a measure which also significantly         cepts can enable hospitals to reduce                  in an ecologically responsible
cuts costs [27]. The following practical        their energy requirements by up to 30%,               and carbon neutral fashion.
steps should be taken:                          reducing the associated CO2 emissions
336                    Special Articles         Guidelines and Recommendations

                                                 As academic teachers we have a special          5. ASA: Environmental Sustainability.
    R4: Sustainability in health care                                                               American Society of Anesthesiologists.
                                                 responsibility to pass our knowledge of
         should be an integral part of                                                               https://www.asahq.org/about-asa/gover­
                                                 aspects of sustainability in medical care
         student, postgraduate and                                                                   nance-and-committees/asa-committees/
                                                 on to the next generation of doctors. As            committee-on-equipment-and-facilities/
         speciality training. Each and
                                                 such it is essential that sustainability be         environmental-sustainability
         every department is called upon
                                                 integrated into undergraduate teaching              (Accessed on: 03.03.2020)
         to integrate appropriate content                                                        6. RCoA: Environment and sustainability.
                                                 as a fundamental concept. Similar efforts
         into their curricula and continu­                                                           Royal College of Aneaesthetists;
                                                 are required to promote knowledge of
         ing medical education.                                                                      Available from: https://www.rcoa.
                                                 ecologically, socially and economically             ac.uk/about-college/strategy-vision/
    R5: C
         limate-friendly behaviour              sustainable patient care through conti­             environment-sustainability (Accessed on:
        should be encouraged in all              nuing medical education and professio­              03.03.2020)
        departmental staff by provision          nal development.                                7. ANZCA: Statement on Environmental
        of information and training.                                                                 Sustainability in Anaesthesia and Pain
                                                 Implementation of the “reduce, reuse,               Medicine Practice. Background paper.
   The WHO has estimated that a further          recycle, rethink and research” approach             New Zealand: Australian and New
   unbridled increase in the average tempe­      can further staff awareness in hospitals            Zealand College of Anaesthetists 2019
   rature as a result of climate change will     and show positive effects with regard           8. ESA: The Sustainable Anaesthesia
                                                 to team spirit and progression to sus­              Project. European Society of
   lead to an additional 250,000 deaths
                                                                                                     Anaesthesiology. http://newsletter.esahq.
   per annum from 2030 to 2050 alone,            tainable hospitals, bringing closer the             org/sustainable-anaesthesia-project/
   caused in part by heat waves and natural      requisite large transformations. Whilst             (Accessed on: 03.03.2020)
   disasters [81]. Pulmonary, respiratory,       its importance is often underestima­            9. Abbasi K, Godlee F: Investing in humani­
   nephrological and infectious disease          ted, the human factor is an essential               ty: The BMJ‘s divestment campaign. BMJ
   will also increase by a relevant margin       consideration in the lead up to change              2020;368:m167
   as a result of climate change. This will                                                      10. Kagoma Y, Stall N, Rubinstein E, Naudie
                                                 [73]. Training is essential if staff is to be
                                                                                                     D: People, planet and profits: the case
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   capacities for emergency and intensive                                                            2012;184(17):1905–1911
   care. Further research is required to
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