2022 Ready or Not: PROTECTING THE PUBLIC'S HEALTH FROM DISEASES, DISASTERS, AND BIOTERRORISM
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Ready or Not: ISSUE REPORT PROTECTING THE PUBLIC’S HEALTH FROM DISEASES, DISASTERS, AND BIOTERRORISM 2022 SPECIAL SECTION: Lessons of the Pandemic’s Tragic Death Toll: What Needs to be Done to Save Lives During the Next Public Health Emergency? MARCH 2022
Acknowledgements The National Health Security Preparedness Index (NHSPI) Trust for America’s Health (TFAH) is a nonprofit, is a joint initiative of the Robert Wood Johnson Foundation, nonpartisan public health policy, research, and advocacy the University of Kentucky, and the University of Colorado. organization the promotes optimal health for every person TFAH wishes to recognize and thank Glen Mays and Michael and community and makes the prevention of illness and Childress of the NHSPI for their collaboration and expertise. injury a national priority. Ready or Not and the NHSPI are complementary projects that Any opinions, findings, conclusions, or recommendations work together to measure and improve the country’s health expressed in this report are those of the authors and do not security and emergency preparedness. TFAH looks forward to a necessarily reflect the views of the funders. continued partnership in order to protect the public’s health. TFAH BOARD OF DIRECTORS Stephanie Mayfield Gibson, M.D. Eduardo Sanchez, M.D., MPH Director Chief Medical Office for Prevention Gail Christopher, D.N. U.S. COVID-19 Response Initiative American Heart Association Chair of the Board of Directors Resolve to Save Lives Trust for America’s Health Umair A. Shah, M.D., MPH Executive Director Cynthia M. Harris, Ph.D. Secretary of the Health National Collaborative for Health Equity Associate Dean for Public Health and Washington State Former Senior Advisor and Vice President Director and Professor W.K. Kellogg Foundation Vince Ventimiglia, JD Institute of Public Health President Florida A&M University David Fleming, M.D. Collaborative Advocates Vice Chair of the Board of Directors David Lakey, M.D. Leavitt Partners Trust for America’s Health Chief Medical Officer and Vice Chancellor for TFAH Distinguished Visiting Fellow Health Affairs TRUST FOR AMERICA’S HEALTH Trust for America’s Health The University of Texas System LEADERSHIP STAFF Robert T. Harris, M.D., FACP Octavio Martinez Jr., M.D., MPH, MBA, FAPA J. Nadine Gracia, M.D., MSCE Treasurer of the Board of Directors Executive Director President and CEO Trust for America’s Health Hogg Foundation for Mental Health Senior Medical Director The University of Texas at Austin General Dynamics Information Technology John A. Rich, M.D., MPH Theodore Spencer, M.J. Co-Director Secretary of the Board of Directors Center for Nonviolence and Social Justice Trust for America’s Health Drexel University School of Public Health Co-Founder Trust for America’s Health REPORT AUTHORS EXTERNAL REVIEWERS Matt McKillop, MPP This report has benefited from the insights and expertise of the following external reviewers. Their Senior Health Policy Researcher and Analyst review is not necessarily an endorsement of its findings or recommendations by the reviewer or their organization. TFAH thanks the reviewers for their time and assistance. Rhea K. Farberman, APR Director of Strategic Communications and Meredith Allen Stephen Redd, M.D. Policy Research Vice President for Health Security Retired, former Deputy Director of Public Health Association of State and Territorial Health Service and Implementation Science Dara Lieberman, MPP Officials (ASTHO) Centers for Disease Control and Prevention Director of Government Relations Stephanie Mayfield Gibson, M.D. Irwin Redlener, M.D. Director, U.S. COVID-19 Response Initiative Founding Director Resolve to Save Lives National Center for Disaster Preparedness Director Joneigh Khaldun, M.D., MPH, FACEP Pandemic Resource and Response Initiative Vice President and Chief Health Equity Officer (PRRI) CVS Health Senior Research Scholar Earth Institute, Columbia University 2 TFAH • tfah.org
Table of Contents Ready or Not TABLE OF CONTENTS Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 SPECIAL SECTION: Lessons of the Pandemic’s Tragic Death Toll: What Needs to be 2022 Done to Save Lives During the Next Public Health Emergency? . . . . . . . . . . . . . . . . . 11 INTERVIEW: The Critical Role of Public Health Laboratories During COVID-19 and Beyond. An Interview with Scott Becker, MS, CEO, Association of Public Health Laboratories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 SECTION 1: A SSESSING STATES’ PREPAREDNESS . . . . . . . . . . . . . . . . . . . . . . . . 18 Indicator 1: Nurse Licensure Compact . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Indicator 2: Comprehensive Public Health System . . . . . . . . . . . . . . . . . . . . . . . . 21 Indicators 3 and 4: Accreditation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Indicator 5: Public Health Funding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Indicator 6: Community Water System Safety . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Indicator 7: Access to Paid Time Off . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Indicator 8: Flu Vaccination Rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Indicator 9: Patient Safety in Hospitals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Indicator 10: Public Health Laboratory Surge Capacity . . . . . . . . . . . . . . . . . . . . . 35 Indicators Performance Matrix by State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 SECTION 2: RECOMMENDATIONS FOR FEDERAL AND STATE POLICY ACTIONS . . . 40 P riority Area 1: Provide Stable, Sufficient Funding for Domestic and Global Public Health Security . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 Priority Area 2: Prevent Outbreaks and Pandemics . . . . . . . . . . . . . . . . . . . . . . . . 43 P riority Area 3: Build Resilient Communities and Promote Health Equity in Preparedness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 P riority Area 4: Ensure Effective Leadership and Coordination . . . . . . . . . . . . . . . 48 riority Area 5: Accelerate Development and Distribution of Medical P Countermeasures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 Priority Area 6: Ready the Healthcare System to Respond and Recover . . . . . . . . 52 Priority Area 7: Prepare for Environmental Threats and Extreme Weather . . . . . . . . 54 APPENDIXES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 Appendix A: Year in Review: Overview of the Year’s Major Public Health Emergencies, Threats, and Reports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 Appendix B: Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 MARCH 2022 3
Ready or Not Executive Summary EXECUTIVE SUMMARY 2022 As this report was being prepared, over 900,000 people in the United States and nearly 6 million worldwide had died due to COVID-19,1 and the world had experienced two years of economic and social disruption. In addition, 2021 saw record heat in many states, extensive flooding, a highly active Atlantic hurricane season, and unusual and deadly December tornados. These events led to nearly unprecedented levels of illness, social upheaval, and economic hardship, including overwhelmed hospitals, job loss, property loss, children’s learning loss, and mental health concerns. During 2021, the nation made progress At the same time, major challenges in many areas in its response to the remained. Hospital systems in many pandemic. As this report was being states were overwhelmed during produced, 62 percent of the nation’s pandemic waves. Testing was difficult population was fully vaccinated,2 to access during surges—at-home tests averting an estimated 1.1 million were particularly difficult to find—and COVID-19 deaths and over 10 million in some cases testing was expensive, COVID-19-related hospitalizations.3 misinformation was abundant, and The Biden Administration restored the public patience with and trust in public White House Directorate on Global health guidance wore thin. Of great Health Security and Biodefense and concern, lawmakers in many states created the Presidential COVID- introduced or enacted laws to restrict 19 Health Equity Task Force (see the authority of public health officials.6 sidebar on pg. 15). And the approval In addition, according to The New York of new treatments for COVID-19 has Times, approximately 500 public health increased the likelihood of survival for officials nationwide had left the field many patients.4 since the start of the pandemic. Some Editor’s note: as of January 16, 2022, the Centers for Disease Control and Prevention (CDC) defined “fully vaccinated” as a person who has received their primary series of COVID-19 vaccines. CDC is also using “Up to Date” to denote that a person has received all recommended COVID-19 vaccines including any booster dose(s) when eligible.5 MARCH 2022
retired, some left due to threats and increased public health laboratory These data points are meant to measure harassment, some due to firings when capacity, sustained growth and states’ readiness on a broad set of health public health guidance clashed with increased diversity in the public health security measures and have been the focus what elected officials wanted to do.7 workforce, and addressing the social of this report for over a decade. However, determinants of health. Today, only for this 2022 edition of the report (and In addition, the pandemic has half of all U.S. residents are protected going forward), there is one change to the illuminated two stark realities: the by a comprehensive local public health indicators set: the hospital participation nation and the world’s public health system,10 and it is estimated that state in healthcare coalitions indicator, which systems are inadequate and in and local health departments need to was based on 2017 data that has not been immediate need of significant and hire a minimum of 80,000 additional recently updated by the National Health sustained funding. And, once again, full-time workers to be able to meet their Security Preparedness Index (NHSPI), the nation’s health inequities led to communities’ basic public health needs.11 has been replaced with a new indicator, some population groups, particularly also tracked by NHSPI, that measures the communities of color and low- percentage of state populations served by income communities, experiencing a It is estimated that state and a comprehensive public health system. disproportionate burden during the pandemic, with less access to resources local health departments need Readers should note that this report is like vaccines during the response, and to hire a minimum of 80,000 not designed to be an assessment of a having more barriers to recovery.8,9 given state’s response to the COVID- additional full-time workers 19 pandemic, as widescale political, To better meet the challenges of future public health emergencies, including to be able to meet their funding, economic, and social factors all influenced the virus’s impact and local climate change, the nation must communities’ basic public responses. Controlling the pandemic has address underlying drivers of economic health needs. been extremely challenging in every state. and health inequities, including Moreover, the pandemic has illustrated ongoing discrimination, structural that being prepared to adequately racism, and social determinants of This annual report, Ready or Not: respond to a public health emergency the health. Investments in public health Protecting the Public’s Health from Disease, scale of a pandemic—and execute that infrastructure alone, while critical, Disasters, and Bioterrorism, has tracked response—is enormously complex and will not make the United States more the nation’s public health emergency beyond the sole control of state and local resilient. Equity must be an explicit and preparedness since 2003. The report officials. However, this report measures foundational principle in all public health is designed to give policymakers at all critical capacities that are foundational preparedness, response, and recovery.8,9 levels of government actionable data to protecting the public’s health every The COVID-19 pandemic’s impact— and recommendations with which they day and during emergencies, including including its high death tolls and extreme can target policies and spending to robust and sustained public health economic disruption—was, at least to strengthen their jurisdiction’s emergency funding, disease surveillance capacity, some degree, an avoidable tragedy. But preparedness. The report’s 10 key public healthcare, public health laboratory and with this tragedy comes opportunity. health preparedness indicators give hospital surge capacity, access to safe The pandemic has shined a bright light state officials benchmarks for progress, water, and access to paid time-off. In on what’s needed: robust, flexible, and point out gaps within their states’ all- addition, the pandemic has shown that sustained investment in public health hazards preparedness, and provide data there is no substitute at the state or local infrastructure, modernization of data to compare states’ performances against level for a strong federal response during systems and surveillance capacity, similar jurisdictions. an emergency. TFAH • tfah.org 5
This Year’s Findings In this 2022 report, Trust for America’s compared with last year, while 16 fell movement between tiers this year than Health (TFAH) found that 12 states behind. Nine states improved by one in past years—in both directions—in improved their relative standing— tier, three states improved by two tiers, part because of the introduction of a for each indicator and overall, states and 16 states dropped one tier. (Note: new indicator.) were scored relative to one another— There was greater year-over-year state TABLE 1: Top-Priority Indicators of State Public Health Preparedness INDICATORS 1 Incident Management: Adoption of the Nurse Licensure Compact. 6 Water Security: Percentage of the population that used a community water system that failed to meet all applicable health-based standards. 2 Public Health System Comprehensiveness: Percentage of state 7 Workforce Resiliency and Infection Control: Percentage of employed population served by a comprehensive public health system (new). population that used paid time off in a given month. 3 Institutional Quality: Accreditation by the Public Health 8 Countermeasure Utilization: Percentage of people ages 6 months or Accreditation Board. older who received a seasonal flu vaccination. 4 Institutional Quality: Accreditation by the Emergency Management 9 Patient Safety: Percentage of hospitals with a top-quality ranking (“A” Accreditation Program. grade) on the Leapfrog Hospital Safety Grade. 5 Institutional Quantity: Size of the state public health budget 10 Health Security Surveillance: The public health laboratory has a plan compared with the past year. for a six- to eight-week surge in testing capacity. Notes: The 2022 edition of the report introduces a new indicator, measuring the percentage of state populations served by a comprehensive public health system. This new indicator replaces a previous indicator tracking the percentage of hospitals participating in healthcare coalitions. The National Council of State Boards of Nursing organizes the Nurse Licensure Compact. Systems for Action uses the National Longitudinal Survey of Public Health Systems to mea- sure public health system comprehensiveness. The U.S. Environmental Protection Agency assesses community water systems. Paid time off includes sick leave, vacation time, or holidays, among other types of leave. The Leapfrog Group is an independent nonprofit organization. TFAH drew every indicator, and some categorical descriptions, from the National Health Security Preparedness Index, with one exception: public health funding. See “Appendix B: Methodol- ogy” for a description of TFAH’s funding data-collection process, including its definition. Source: National Health Security Preparedness Index12 The Ready or Not report groups states and from the low tier to the middle tier had introduction of the new Public Health the District of Columbia into one of three three primary drivers. First, while still System Comprehensiveness indicator. tiers (high, middle, and low) based on below average, the state performed Pennsylvania also adopted the Nurse their relative performances across the better in the new indicator (Public Licensure Compact, benefited from 10 indicators. This year, 17 states and the Health System Comprehensiveness) the new indicator, increased its public District of Columbia scored in the high- than it had in the now-replaced measure health funding, and experienced only performance tier, 20 placed in the middle- of hospital participation in healthcare a small reduction in the share of its performance tier, and 13 were in the coalitions. Second, its share of employed hospitals who received an “A” rating low-performance tier (see Table 2). (See residents who used paid time off based for patient safety at a time when the “Appendix B: Methodology” for more on a one-month sample increased, national average fell by a greater extent. information on the scoring process.) while the national average stayed flat. Collectively, these improvements were Third, the state’s hospitals made marked sufficient to offset some decline in Nine states showed notable improvement, improvement in the area of patient safety. the share of its employed residents moving up a tier: Alabama, Florida, who used paid time off. Finally, South Illinois, Iowa, New Jersey moved from the Three states—Ohio, Pennsylvania, Carolina’s score benefited from the middle tier to the high tier, and Arizona, and South Carolina—demonstrated new indicator, in addition to the state Missouri, New Hampshire, and New York exceptional progress, elevating from the achieving accreditation by the Public moved from the low tier to the middle low tier to the high tier. Ohio adopted Health Accreditation Board and greater tier. As an example of the factors behind the Nurse Licensure Compact in 2021, usage of paid time off. such movement, New Hampshire’s rise and its score also benefited from the 6 TFAH • tfah.org
Sixteen states fell one tier: Delaware, to the low tier). New Mexico, for Georgia, Idaho, Maine, Mississippi, instance, saw its score fall because it lost Nebraska, New Mexico, North its accreditation from the Emergency Carolina, Oklahoma, Rhode Island, Management Accreditation Program, and Wisconsin moved from the high vaccinated a smaller percentage of its tier to the middle tier, and Kentucky, residents against seasonal flu, and had Louisiana, Minnesota, Montana, and a slightly smaller share of its hospitals Oregon moved from the middle tier receive an “A” rating for patient safety. TABLE 2: State Public Health Emergency Preparedness State performance, by scoring tier, 2021 Performance Number of States Tier States AL, CO, CT, DC, FL, IA, IL, KS, MA, MD, NJ, OH, High Tier 17 states and DC PA, SC, UT, VA, VT, WA AZ, CA, DE, GA, ID, ME, MI, MO, MS, NC, ND, Middle Tier 20 states NE, NH, NM, NY, OK, RI, TN, TX, WI AK, AR, HI, IN, KY, LA, MN, MT, NV, OR, SD, Low Tier 13 states WV, WY Note: See “Appendix B: Methodology” for scoring details. Complete data were not available for U.S. territories. Indicators of State Public Health Emergency Preparedness State performance, by scoring tier, 2021 WA MT ME ND OR MN VT ID NH SD WI NY MA WY MI CT RI NE IA PA NJ NV IL OH DE UT IN CA MD CO WV DC KS MO VA KY NC AZ TN OK NM AR SC MS GA AL TX LA FL AK High Tier Middle Tier HI Low Tier TFAH • tfah.org 7
TFAH’s Analysis Found: Emergency Management Accreditation A majority of states have made Program accredited 42 states and the preparations to expand healthcare District of Columbia; 32 states and the and public health capabilities in District of Columbia were accredited by an emergency. Thirty-seven states both groups, a net increase of three since participated in the Nurse Licensure December 2020. Eight states (Alaska, Compact, up from 26 in 2017,13 with Hawaii, Kentucky, New Hampshire, Ohio, Pennsylvania, and Vermont being South Dakota, Texas, West Virginia, and the most recent adopters.14 The compact Wyoming) were not accredited by either allows registered nurses and licensed group. Both programs help ensure that practical or vocational nurses to practice necessary emergency prevention and in multiple jurisdictions with a single response systems are in place and staffed license. In an emergency, this enables by qualified personnel. health officials to quickly increase their Seasonal flu vaccination rates, while still staffing levels. For example, nurses may too low, have risen significantly in recent cross state lines to work at evacuation years. The seasonal flu vaccination sites or other healthcare facilities. In rate among Americans ages 6 months addition, only the District of Columbia and older rose from 42 percent during reported not having a plan to ensure the 2018–2019 season to 52 percent public health laboratories are prepared during the 2019–2020 and 2020–2021 for a large influx of testing needs. (The seasons.15,16 However, Healthy People District of Columbia reported that it was 2030, a set of federal 10-year objectives in the process of updating its Continuity and benchmarks for improving the of Operations Plan and developing a health of all Americans by 2030, set discrete plan for laboratory surges.) All a seasonal influenza vaccination-rate other states had a plan to surge public target of 70 percent annually.17 health laboratory capacity for six to eight weeks as necessary during overlapping Still, despite these positive steps, just emergencies or large outbreaks. half of the U.S. population is served by a comprehensive public health Most residents who received their system—an indicator newly tracked in household water through a community the 2022 edition of this series. Such water system had access to safe water. On systems tend to engage in a wide array average, just 5 percent of state residents of recommended activities to assess their used a community water system in 2019 communities’ health and needs, develop (latest available data) that did not meet evidenced-based public policy that all applicable health-based standards, promotes health and safety, ensure that down slightly from 7 percent in 2018. necessary services are accessible to all Water systems with such violations residents, and cultivate a broad coalition increase the chances of water-based of stakeholder partners. Comprehensive emergencies in which contaminated systems have been shown to contribute water supplies place the public at risk. to positive health outcomes in a cost- Most states are accredited in the areas of effective manner. In just eight states and public health, emergency management, the District of Columbia were a majority or both. As of November 2021, the of residents served by a comprehensive Public Health Accreditation Board or the public health care system. 8 TFAH • tfah.org
In March 2020, 55 percent of employed under certain conditions, but these state residents, on average, used paid protections expired on December 31, time off, the same percentage as in 2018 2020.19 Importantly, the United States and 2019. Those without paid leave are could join numerous countries across more likely to work when they are sick the world in establishing a national and risk spreading infection. In the past, minimum standard of paid family or the absence of dedicated paid sick leave medical leave, if proposed provisions of has been linked to or has exacerbated the Build Back Better Act become law. some infectious disease outbreaks.18 This Only 28 percent of hospitals, on has become particularly relevant during average, earned a top-quality patient the COVID-19 pandemic, as isolation safety grade, down slightly from 31 and quarantine are important tools for percent in 2020. Hospital safety scores controlling the outbreak. The Families measure performance on such issues as First Coronavirus Response Act helped healthcare-associated infection rates, address this issue during the early intensive-care capacity, and an overall stages of the pandemic for employers culture of error prevention. In the with fewer than 500 employees and absence of diligent actions to protect certain public employers, temporarily patient safety, deadly infectious diseases requiring employees to be paid up can take hold or strengthen. to 80 hours of sick leave benefits POLICY RECOMMENDATIONS Based on the data collection and 3. Building resilient communities enterprise to enable rapid development analysis summarized in this report, and promoting health equity in and effective deployment of life-saving and consultation with public health and preparedness. Congress and leaders products during emergencies. emergency preparedness experts, the at all levels of government should 6. Readying the healthcare system to report includes recommendations for prioritize investments in health equity, respond during and recover from policy action in seven priority areas: incorporate equity leadership into public health emergencies. Federal preparedness and response, and 1. P roviding stable and sufficient and state policymakers and the invest in social determinants of health. funding for public health security. healthcare system must prioritize Congress and state and local 4. Ensuring effective leadership and effective coordination and planning governments must invest in the coordination. Policymakers should for a surge of patients. foundations of public health, strengthen public health leadership 7. P reparing for environmental threats including public health infrastructure, and communications and reject and extreme weather. Congress and workforce, and data systems. attempts to weaken public health the White House should develop a authorities. Congress should create a 2. P reventing disease outbreaks strategic plan, along with funding, to COVID-19 Commission to review and and pandemics. Policymakers minimize the health impacts of climate address gaps in pandemic response. should support the vaccination change and promote health equity. infrastructure, fight antibiotic 5. A ccelerating development For a full description of the resistance, and support paid leave and distribution of medical report’s recommendations, see the for all workers. countermeasures (MCMs). Congress recommendations section beginning should invest in the entire MCM on page 40. TFAH • tfah.org 9
Report Purpose and Methodology TFAH’s annual Ready or Not report series states in benchmarking their performance tracks states’ readiness for public health against comparable jurisdictions. TFAH emergencies based on 10 key indicators completed this analysis after consultation that collectively provide a checklist of top- with a diverse group of subject-matter priority issues and action items for states experts and practitioners. and localities to continuously address. By See Appendix B for more detail on the report’s gathering timely data on all 50 states and methodology. the District of Columbia, the report assists READY OR NOT AND THE NATIONAL HEALTH SECURITY PREPAREDNESS INDEX The indicators included in this report and are meant to be complementary, were drawn from, and identified in rather than duplicative. With more partnership with, the National Health than 100 indicators, the NHSPI paints Security Preparedness Index (NHSPI), 20 a broad picture of national health with one exception: a measure of state security, allowing users to zoom out public health funding-level trends, and holistically understand the extent which reflects how well-resourced key of both individual states and the entire agencies are to prepare for and respond nation’s preparedness for large-scale to emergencies. The NHSPI is a joint public health threats. In slight contrast, initiative of the Robert Wood Johnson Ready or Not, with its focus on 10 select Foundation, the University of Kentucky, indicators, focuses attention on state and the University of Colorado. (See performances on a subset of the Index “Appendix B: Methodology” for a detailed and spotlights important areas for description of how TFAH selected and stakeholders to prioritize a smaller, more scored the indicators.) focused set of improvement goals. TFAH and the NHSPI work together to help While state rankings in Ready or Not and federal, state, and local officials use the NHSPI largely align, there are some data and findings from each project to important differences. The two projects make Americans safer and healthier. have somewhat different purposes 10 TFAH • tfah.org
SPECIAL SECTION: Lessons of the Pandemic’s Tragic Death Toll: What Needs to be Done Now to Save Lives During the Next Public Health Emergency? The over 900,000 U.S. lives lost due to the COVID-19 pandemic21 is made even more tragic by the fact that many of these deaths were preventable. If the public health community’s warnings of over a decade that the country’s public health infrastructure was dangerously inadequate had been heeded lives would have been saved and economic upheaval lessened. In addition, misinformation, mistrust in government, and political division have driven anti-public health and anti-vaccine policies and actions. Furthermore, underinvestment in health equity and social determinants of health contributed to high rates of chronic disease, leaving some populations vulnerable to severe outcomes during the pandemic. Confusing and disjointed leadership and What went wrong? and reporting processes. Where data messaging led to disparate responses in were collected, they were spread across Policymakers did not heed the decades- every state. And the healthcare system, multiple data sets with no way to quickly long call by public health experts to which operates near capacity on many roll up into one national picture.23 fund public health on a sustained days, was unprepared for multiple surges basis and not just in response to an throughout the pandemic. Communities of color were emergency. Underfunding contributed disproportionately affected in large But within this tragedy is opportunity. to understaffed and overworked part due to the ways in which structural The pandemic has shined a light health departments using out-of-date racism and classism impacts where people on what is needed: Congress and technologies. In addition, lack of support are born, grow, live, work, and age; the states must work to create robust and and outright threats against public health resources available in their community; sustained investment in public health officials contributed to hundreds of their access to healthcare; and the infrastructure, modernization of data senior-level state and local public health prevalence of chronic disease in their systems and surveillance capacity, officials leaving the profession.22 communities. According to the Centers increased public health laboratory for Disease Control and Prevention The nation’s public health data systems capacity, sustained growth in a diverse and (CDC), as of November 2021, nationwide are woefully dated and not up to the highly skilled public health workforce, American Indians and Alaska Natives task of tracking an infectious disease and improved public health messaging died due to COVID-19 at a rate that was outbreak on the scale of a pandemic. and communications. However, these 2.2 times higher than whites. Hispanic/ While data collection has improved investments in public health infrastructure Latino Americans died at a rate that was as Congress has invested in data alone will not make America more resilient 2.1 times higher than whites Americans. modernization, early in the outbreak in the face of the next public health Black Americans died from COVID-19 basic questions such as how many emergency. Protecting health in every at a rate that was 1.9 times higher than people were infected by the virus, which community will also require addressing the the rates of deaths among whites. Asian population groups were at the highest systemic inequities that led to COVID-19’s Americans died at a rate that was 0.9 risk, and where infections were surging disproportionate health and economic times that of whites.24,25 In addition, as were largely unanswerable in a timely impacts, particularly in communities of of mid-November 2021, an estimated manner due to insufficient testing color and low-income communities. TFAH • tfah.org 11
167,082 children had lost a parent, by race, it undeniably exposed the guardian, or caregiver due to COVID- “devastating inequities that come with 19; many of these children were already being a person of color in America.”30 experiencing significant social and Structural racism impacts people of color economic adversity.26 in nearly every facet of their lives, from where they live and work to their access During the early stages of the pandemic to healthcare. Racism is often at the (2020) the federal government lacked root of conditions that drive poor health an evidence-based leadership role in the outcomes in communities of color. The pandemic response, and science and disproportionate impact of COVID-19— public health expertise were often not higher rates of infection, hospitalization, heeded. In addition, political polarization and death—in communities of color were at the federal and state levels confounded stark illustrations of this fact according critical public health guidance and to Dawes and Castrucci. A baseline goal contributed to a confusing spectrum in public health must be increasing the of responses across the country, from health status (and therefore the strength some areas issuing mask mandates to and resilience) of every community. In other jurisdictions limiting public health order to improve the health status within authorities. An October 2020 Columbia communities of color, long-standing racist University report concluded that earlier policies and practices, and their legacies, implementation of lockdowns, a national in employment, housing, education, mask-wearing mandate, and federal and healthcare must be changed. Dawes guidance on social distancing could and Castrucci write that America’s pre- have saved between 130,00 and 210,000 COVID-19 “normal” “was not equitable American lives.27 Similarly, Peterson-Kaiser or just”; therefore, a return to pre-COVID Family Foundation reported in October normal would allow the inequities that 2021 that between June and December fueled the pandemic to persist. 2021, approximately 163,000 U.S. COVID- 19 deaths could have been prevented What’s needed? through vaccination.28 Increased, flexible, and sustained Social media platforms were (and still funding. Funding for public health must are) greenhouses for misinformation be increased, flexible, and sustained about the virus and vaccines. The Global over time. The pattern of public health Health Security Index found that, funding in this country has long been that despite strong health security capacity, money is found (often borrowed from the United States had the lowest other public health priorities like chronic possible score on public confidence in disease prevention) to fund needed the government, a factor that has been response during an emergency. Once common in countries with higher rates the emergency has passed, governments of COVID-19 cases and deaths.29 return to a pattern of inadequate levels of funding for public health. Without Public health leaders Daniel Dawes, increased, predictable, and sustained executive director of the Satcher Health funding—for personnel, equipment, Leadership Institute, and Dr. Brian training, and data systems—the next Castrucci, president and CEO of the public health emergency response will be de Beaumont Foundation, wrote in less effective than it needs to be, putting their February 2021 op-ed in STAT that lives and livelihoods at risk. while COVID-19 does not discriminate 12 TFAH • tfah.org
It is also important to note that while time staff to meet the nation’s basic make recommendations to ensure that the pandemic response and recovery public health needs. According to the such data are comprehensive and create funding authorized in 2020 and 2021 report, years of budget cuts have reduced a blueprint for health equity. Among were critical to meet the urgent needs of essential state and local public health the recommendations included in its the pandemic response, those resources staff by 15 percent over the last decade. October 2021 report was to ensure that were one-time appropriations. What’s These reductions in the size of the public health measurement captures needed to protect all Americans from the workforce make local and state health race and ethnicity information at the next public health emergency is year-in, departments less able to meet community individual level whenever person- year-out sustained, predictable funding. health needs, including responding to level data is collected, and addresses emergencies. The report concludes that structural racism and other inequities.36 Editor’s note: In November 2021, the U.S. the nation needs to hire an additional House of Representatives passed the $1.75 Also released in October 2021, a report 80,000 full-time public health staff to trillion Build Back Better Act, including from Grantmakers in Health and ensure that basic community health approximately $10 billion for public health— the National Committee for Quality needs are met in all jurisdictions.34 about $7 billion over five years for public Assurance stated that having more health infrastructure and about $3 billion for Modernized health data and disease complete data will require action across other pandemic preparedness.31 These funds, tracking systems, including disaggregated multiple sectors, including changes in if ultimately appropriated, would be an data collection and reporting. Improved data standards and systems; regulations, important down payment toward rebuilding response to public health emergencies including a clear and sufficient federal the nation’s public health system. requires 21st-century data collection and standard for data completeness; and a management, including real-time data roadmap for collecting and reporting Federal leadership. In an event as large on the social determinants of health. on data in ways that will reduce health and complex as a pandemic, there is no Achieving health equity is rooted in inequities and provide incentives, substitute for a strong, coordinated federal understanding health disparities and requirements, resources, and technical response. TFAH has made a number what causes them. Such understanding assistance as needed.37 of policy recommendations designed begins with a health data systems to ensure strong federal leadership Editor’s note: Congress has allocated over $1 infrastructure that is able to surveil, during future public health emergencies, billion through the Coronavirus Aid, Relief, collect, disaggregate, interpret, and including the creation of a White House and Economic Security (CARES) Act (P.L. share data in a timely fashion, including Health Security Directorate.32 116-136), the America Rescue Plan Act on race, ethnicity, income, disability, (P.L. 117-2), and annual appropriations Editor’s note: The Biden Administration social determinants, other demographic to support rapid public health data created a National Security Council factors, and the drivers of health. These modernization.38 In August 2021, CDC Directorate on Global Health Security and capacities and these data are often announced plans to use some of this funding Biodefense, led by a senior director for global missing from many federal and state for a new analytics center to better forecast health security and biodefense, in January data sets that currently provide data and track disease outbreaks.39 2021.33 Future administrations should on white, Black, and Hispanic people strengthen this senior-level advisory structure but lack data on other groups, such Modernize public health labs and at the White House. as American Indians, Alaska Natives, increase their surge capacity. Congress Asian Americans, and Native Hawaiians must sufficiently fund CDC to support A diverse and highly skilled public or other Pacific Islanders, or treat sustained modernization of state and health workforce. According to an these groups as one homogeneous local public health laboratories, so October 2021 report released by the population.35 they are better connected and ready de Beaumont Foundation and the to meet public health threats.40 Also Public Health National Center for The Robert Wood Johnson Foundation needed is better coordination between Innovations, a division of the Public created the National Commission to public health and private laboratories, Health Accreditation Board, state and Transform Public Health Data Systems including clinical and academic settings. local public health departments need to review how public health data are Public and private laboratories both approximately 80 percent more full- collected, shared, and used, as well as to
played critical roles during the pandemic education, media, medicine, research, emergency, every community needs response. (See interview: pg. 15.) social media and technology companies, access to healthcare, food, clean water, and government stakeholders and transportation. Communities Strengthen public health departments’ can address the issue.41 Distrust of without these resources tend to emergency response functioning by government and science was at the have poorer health outcomes at the providing sufficient funding and root of at least some vaccine hesitancy. individual and population level and are requiring plans in order to allow Addressing this distrust will be critical more vulnerable during an emergency. for execution of rapid hiring, rapid to being prepared to respond to future procurement, and project scale-up and A 2017 report from the National public health emergencies. management in response to a public Academies of Sciences, Engineering, and health emergency. Invest in the social determinants of Medicine stated that “health inequities health and anti-poverty programs to are in large part a result of poverty, Combat misinformation and increase support the public’s health and promote structural racism, and discrimination.”42 the public’s trust in science and resilience. Key drivers of everyone’s In addition, as illuminated and government. U.S. Surgeon General health are the conditions in which exacerbated by COVID-19, structural Dr. Vivek Murthy has identified health they are born, grow, live, work, and racism has contributed to a public health misinformation as a serious threat to age. These health drivers, also known crisis in the United States—rates of Americans’ health. In July 2021, the as “social determinants of health,” in illness are higher and life expectancy Surgeon General issued an advisory, large part determine if a population is lower for people of color, including Confronting Health Misinformation: The group or community has the resources Black people and American Indian Surgeon General’s Advisory on Building and resilience to weather and recover people, than for white people.43 a Healthy Information Environment, from a public health emergency. In an including ways in which institutions in COVID-19 HEALTH EQUITY TASK FORCE REPORT ADDRESSES HEALTH INEQUITIES The Biden Administration created the 1. Invest in community-led solutions to in modernized public health data Presidential COVID-19 Health Equity Task address health equity. systems and equity-centered public Force in January 2021. The October 2021 health data collection, and systems 2. Enforce a data ecosystem that COVID-19 Health Equity Task Force Report to address the social determinants promotes equity-driven decision and proposed implementation plan made of health and increase access to making. recommendations to the President for behavioral healthcare. mitigating the health inequities caused 3. Increase accountability for health In a statement applauding the report, or exacerbated by the pandemic and for equity outcomes. TFAH President and CEO Dr. J. Nadine preventing such inequities in the future.44 4. Invest in a representative healthcare Gracia, said: “The COVID-19 Health The task force, chaired by Dr. Marcella workforce, and increase equitable Equity Task Force has laid out a road Nunez-Smith, included multisector access to quality healthcare for all. map for reducing inequities during experts and people with lived experience the pandemic and before the next concerning communities suffering 5. Lead and coordinate implementation public health emergency. As the report disproportionate rates of illness and of the COVID-19 Health Equity acknowledges, we must engage in death from COVID-19. Task Force’s recommendations a multisector effort to address the from a permanent health equity In its report, the task force made 55 upstream factors that contribute to infrastructure in the White House. recommendations to address and underlying health inequities in order eliminate health disparities, many of which Within those areas, the task force to promote optimal health and build mirrored TFAH policy recommendations. recommended increased and sustained resilience in all communities.” Among the report’s five high-level funding for the public health workforce recommendations to the President were: and emergency response, investment 14 TFAH • tfah.org
The Critical Role of Public Health Laboratories During COVID-19 and Beyond An Interview with Scott Becker, MS, CEO of the Association of Public Health Laboratories TFAH: How did public health laboratories year mark for the COVID-19 pandemic, perform during the pandemic? and during this time public health laboratories have tested more than 21 Becker: Public health laboratories million specimens for SARS-CoV-2. have performed remarkably well All of APHL’s member public health despite a number of challenges. laboratories—that is, most laboratories Performance issues with the initial nationwide—are meeting the testing CDC assay presented significant demands within their jurisdictions. hurdles and delays at the beginning of the pandemic. The laboratories were The emergence of the Omicron variant resilient, though, quickly notifying created an increase in demand for CDC and the Association of Public COVID-19 testing for all public health Health Laboratories (APHL) of assay laboratories. Many of these same issues and identifying solutions, such as laboratories are also sequencing SARS- using their own laboratory-developed CoV-2 samples to monitor for Omicron tests. For instance, Wadsworth Center, and other variants, and they report cases New York State Department of Health, to CDC for surveillance purposes. secured an emergency-use authorization TFAH: What lessons—on lab for its real-time PCR assay. Other performance/capacity and beyond— ongoing challenges included the limited should the nation learn as a result of national supply chain for reagents and the pandemic? consumables. Becker: There are significant lessons Typically, public health laboratories from this pandemic as well as previous identify novel threats, perform initial responses to Zika and Ebola viruses. testing, and then hand off to the First, we must look at the coordination, private sector for high-throughput or lack thereof, of the U.S. national surge testing. The state public health laboratory system and how this limits laboratory traditionally maintains our ability to respond to novel threats. ongoing responsibility for testing in APHL believes that we need to develop high-priority or potential outbreak a national laboratory system that situations, as well as for regional better integrates public and private surveillance. In the case of COVID-19, laboratories, including large commercial public health laboratories have been facilities, hospitals, and academic in response mode for an extended institutions. We also need to transform period, providing sustained surge the public health laboratory system to capacity for their jurisdictions and, in be more agile and interconnected to some locations, serving as the primary respond to all threats. test provider. We are almost at the two- TFAH • tfah.org 15
Another area of concern is the may have instrument capacity, but important than as seen with the COVID- shrinking public health workforce and we still need to collaborate with the 19 response. These two systems must lack of diversity within its ranks. A key private sector and other governmental work together to provide timely and place to address this is by building agencies, beyond CDC, to develop and accurate testing, covering a significant and supporting a diverse, equitable, pre-position tests in laboratories. We portion of the U.S. population. As is and inclusive public health laboratory also need to rebuild and strengthen the case with novel infectious threats, workforce. The fundamental purpose the laboratory workforce as well as the prompt and quality testing is critical of public health laboratories is to broader public health workforce. as it shapes treatment options and serve their communities, so it is vital epidemiological actions such as contact TFAH: What’s the role of public health that lab staff represent the diverse tracing, and as it influences larger labs in overall healthcare? Has that communities in which they are working. public health decisions, including relationship worked during the COVID- A representative workforce not only quarantine. 19 pandemic? creates a better work environment for TFAH: Are rapid, self-administered all staff, but it also allows a public health Becker: The quintessential role of tests, followed by a lab test if positive, lab to better serve the community’s public health laboratories is to monitor part of the right approach to ending the health needs. the diseases and health status of pandemic? populations. This role has evolved over Finally, there are lessons on the use time, especially given increasing threats Becker: As noted earlier, a multilayered of various technologies for screening such as natural disasters, human-caused approach of laboratory testing, and testing. For instance, point-of- incidents, emerging and pandemic point-of-care diagnostics, and self- care diagnostics and at-home testing infectious diseases, and acts of terrorism. administered (“at-home”) tests is critical play a pivotal role in reducing the In executing their 11 core functions, to alleviating the testing burden and testing burden on laboratories. Such public health laboratories engage the providing information on community technologies also ensure access to entire healthcare community to varying transmission. These tests must be based testing for underserved communities. degrees in the state public health in sound science and have performance Understanding the quality of these laboratory system. While there were data that support their use. Further, screening tools and sharing results with some initial bumps in the response, such tests should also have a reporting public health agencies will be critical overall, public health laboratories component, so public health agencies for surveillance and contact tracing for worked well with healthcare—including can determine community transmission future pandemics. commercial laboratories and other rates and can utilize these data for TFAH: Does the nation have the needed private institutions including in public health actions. level of lab capacity for when another nontraditional testing sites, such as TFAH: New monies within the federal pandemic happens? prisons and nursing homes. pandemic recovery packages have Becker: Responding to a pandemic is Public health and healthcare take been dedicated to lab building and complex and encompasses the actual different yet equally important renovation. Is it enough? laboratory test (assay), instruments, approaches to serving and protecting Becker: The American Rescue Plan Act supplies (reagents), test results the nation’s health. At the foundation has provided funding to public health (electronic laboratory reporting), safe of both approaches is laboratory laboratories for COVID-19 testing and and secure facilities, personal protective testing, which is necessary for health surveillance, for expanding and sustaining equipment, and trained personnel. departments to monitor disease in a stronger workforce, for genomic the population and identify novel Whether or not we are ready for the sequencing and analytics, for global threats, and for healthcare providers to next threat will vary. We often prepare health security beyond just COVID-19, and make decisions to treat patients. The for what we have experienced instead for supporting the Data Modernization interdependency of public- and private- of preparing for a true unknown. We Initiative and more. sector testing has never been more 1616 TFAH • tfah.org
While this funding is much needed and activities. Within this funding CDC appreciated, public health laboratories received $500 million to advance have been chronically underfunded. This surveillance and analytics infrastructure. is a great boost, especially at a time when In August 2021, CDC announced plans to they need it most, but these laboratories use some of this funding for a forecasting need a consistent increase in funding center to better track emerging biological to be able to keep up with changing threats. technologies and threats. Federal funding TFAH: It seems like Omicron to significantly improve public health data identification is moving at a faster management operations at the state and pace than earlier detection. Is that local levels of government requires an accurate? What accounts for the additional $7.8 billion over the next five improved performance? years, and state and local public health laboratory construction needs are likely to Becker: If you are comparing the pace be around $5 billion over that same time with the detection of the Alpha variant frame. (or B.1.1.7), which emerged in December 2020, then yes, the pace is faster. However, TFAH: How does the overall the pace with which we’ve detected other modernizing of the public health data emerging variants like the Delta variant systems and the strengthening of lab has been strong for many months. This is systems work together? almost entirely because of the investments Becker: Like many aspects of public and improvements to genomic-sequencing health, the effective, efficient movement capability and capacity in the U.S. public of public health data has been chronically health system. Public health laboratories underfunded, resulting in a fragmented as well as other key laboratory partners and obsolete national information are a critical part of the CDC-led National technology system. This issue has limited SARS-CoV-2 Strain Surveillance (NS3) the ability of the nation’s public health program. In January 2021, the network system to make actionable decisions. was publishing between 3,000 and 5,000 The perpetual funding issue, combined sequences to public databases every week. with a sharp increase in data production Today, the network consistently publishes from new laboratory techniques, such as between 15,000 and 20,000 specimens per sequencing, have added great volumes of week. In November 2021 alone, 190,000 data to an already overburdened system. SARS-CoV-2 sequences were published across the U.S. public health system. This On the positive side, Congress has significant increase in capacity positions us allocated over $1 billion through the to quickly detect emerging variants, even Coronavirus Aid, Relief, and Economic when circulating at low levels. Security (CARES) Act (P.L. 116-136), the American Rescue Plan Act (P.L. 117-2), Editor’s note: this interview was conducted in and annual appropriations to continue December 2021. public health data modernization TFAH • tfah.org 17
S EC T I ON 1 : Ready or Not Assessing State Preparedness SECTION 1: ASSESSING STATE PREPAREDNESS 2022 Every state needs to be prepared to respond to a variety of potential public health emergencies; such readiness requires understanding an individual state’s preparedness strengths, risks, and vulnerabilities. To help states assess readiness, and to highlight a checklist of top-priority concerns and action areas, this report examines a set of 10 select indicators. The indicators, overwhelmingly consistent from year to year, draw heavily on the National Health Security Preparedness Index (NHSPI), a joint initiative of the Robert Wood Johnson Foundation, the University of Kentucky, and the University of Colorado. They capture core elements of emergency preparedness. Based on states’ standing across the 10 indicators (see “Appendix B: Methodology” for scoring details) and TFAH analysis, the states were placed into three performance tiers: high, middle, and low. (See Table 3.) Importantly, the implications of and administrators. Moreover, some this assessment, and responsibility indicators are under the direct control for continuously improving, extend of federal and state lawmakers, whereas beyond any one state or local agency. improvement in other indicators Such improvement typically requires requires multisector, statewide efforts, sustained engagement and coordination including by residents. by a broad range of policymakers TABLE 3: State Public Health Emergency Preparedness State performance, by scoring tier, 2021 Performance Number of States Tier States AL, CO, CT, DC, FL, IA, IL, KS, MA, MD, NJ, OH, High Tier 17 states and DC PA, SC, UT, VA, VT, WA AZ, CA, DE, GA, ID, ME, MI, MO, MS, NC, ND, Middle Tier 20 states NE, NH, NM, NY, OK, RI, TN, TX, WI AK, AR, HI, IN, KY, LA, MN, MT, NV, OR, SD, Low Tier 13 states WV, WY MARCH 2022 Note: See “Appendix B: Methodology” for scoring details. Complete data were not available for U.S. territories.
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