Who Calls the Shots? Attributing Responsibility for Covid-19 Vaccines in England
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Who Calls the Shots? Attributing Responsibility for Covid-19 Vaccines in England∗ Alex Yeandle† James Maxia‡ 28th January 2022 Abstract A longstanding debate about electoral behaviour has concerned whether voters bias- edly attribute blame for government performance. However, a disproportionate focus on negative outcomes and partisan issues has left several empirical questions about respon- sibility attribution unanswered. In this letter, we attempt to answer these by looking at how voters respond to a positive, nonpartisan public health shock. Through a survey experiment embedded in the British Election Study, we test whether voters incorporated new information when assigning credit to the government for the successful early rollout of Covid-19 vaccinations in England. We find that, in general, voters indeed attributed less responsibility to government when given information suggesting other institutions deserved credit for the rollout. Moreover, using longitudinal measures of partisanship, we show that only the newest Government supporters fail to update their attributions. Our findings indicate that, when considering the wider universe of cases, pessimism about electoral accountability may be overstated. ∗ For various comments and advice at various stages of preparation, we are endebtted to Jane Green, James Tilley and Ben Ansell. We also thank Jack Bailey and everyone the British Election Study for fielding our survey and offering advice about our design. AY acknowledges funding from the Grand Union DTP (University of Oxford) and London School of Economics while working on the manuscript. Our experimental design received CUREC 1A ethics approval from the University of Oxford, and was pre-registered with EGAP’s online repository, at https://osf.io/yght2. † London School of Economics, a.r.yeandle@lse.ac.uk (Corresponding Author) ‡ University of Oxford 1
Who Calls the Shots? Yeandle and Maxia (2022) 1 Introduction One of the main normative pillars of democratic theory is that voters punish and reward governments for their performance in office (Przeworski et al. 2000). In order to effectively weed out underperforming incumbents, voters should only hold governments accountable for outcomes that are seen as within its purview and control (Powell and Whitten 1993; Fearon 1999). Significant scholarly attention has therefore been dedicated to examining how voters determine government responsibility for a given issue. Some have argued that attribution is a rational process whereby voters utilise information to determine whether an outcome is the result of government performance (Powell and Whitten 1993). Others have instead suggested that voters determine responsibility selectively, through a partisan perceptual filter (Tilley and Hobolt 2011). The debate between these camps has been particularly difficult to settle due to the empirical limitations of the existing literature. For instance, most studies have examined responsibil- ity attribution either in the context of heavily partisan issues – e.g. the economy (Duch and Stevenson 2008; Lewis-Beck and Stegmaier 2019) - or in one-off shock events that impact only a subset of the population (Arceneaux and Stein 2006; Malhotra and Kuo 2008; Achen and Bartels 2017). In addition, the literature has tended to prioritise studying how voters attribute blame for negative outcomes over understanding how they apportion credit when things go well (Weaver 1986; Marsh and Tilley 2010). Such a narrow focus, however, leaves several ques- tions unanswered, such as how voters attribute responsibility for highly successful policies, and whether a lack of politicisation leads voters to update rationally, not selectively. We address these questions in this letter, examining how voters attribute responsibility in the context of a positive nationwide public health shock. Specifically, we analyse how English voters in May 2021 apportioned credit for one of the quickest rollouts of Covid-19 vaccinations in the world (Our World in Data 2022). We do so through an original survey experiment embedded in the British Election Study (BES), which primes respondents with information about the rollout’s success being down to either the government or the National Health Service (NHS). We find that receiving the NHS treatment causes respondents to attribute significantly less responsibility to government for the successful rollout. This effect, in turn, mediates a decline in general government approval. Such a finding suggests that voters attribute responsibility ra- tionally, since receiving new information appears to impact the extent to which they credit the government for successful outcomes. When using BES data to construct longitudinal measures of partisanship, we find that our main effects only weaken for the newest supporters of the gov- erning Conservative party. This appears to indicate that voters selectively ignore the treatment only when it contradicts their recent switch in party preference, a nuance that existing studies have been unable to measure. By grounding our research in the case of the vaccine rollout in England, this letter aims to make a three-fold empirical contribution to the literature. Firstly, because the vaccination programme was seen as a success, we diverge from the dominant focus on the attribution of blame and instead explore how voters apportion credit. Secondly, we contribute to a neglected but growing body of work that studies responsibility attribution for non-economic issues by choosing to focus on public health policy. Finally, because the vaccine rollout was universally supported by all political parties, we are able to exclude any potentially confounding effects 2
Who Calls the Shots? Yeandle and Maxia (2022) caused by partisan opposition. Unlike other studies, we are therefore able to credibly isolate the effects of voters receiving information on their responsibility attributions. 2 The Argument 2.1 Rational and Selective Attribution How do voters assign credit and blame to politicians? The existing literature presents two op- posing explanations: voters either rationally update attributions in response to new information or they behave selectively in accordance with partisan priors. Under the first approach, responsibility attribution plays a crucial mediating role in determining support for the government (Powell and Whitten 1993). According to canonical models of accountability, the public seek to elect the highest quality politicians (Barro 1973; Ferejohn 1986). In order to identify capable politicians, voters evaluate their performance when in office: negative outcomes are seen as indicative of bad decision-making while positive ones are suggestive of more competent choices. If the outcomes are beyond the control of politicians, however, such judgments cease to be a useful indicator. From this perspective, voters therefore have a strong incentive to update their attributions in response to information about who or what is responsible for a given outcome. By contrast, selective attribution reverses the direction of causality. Government support is seen as a static function of partisanship (Campbell et al. 1980) and therefore as the leading cause, rather than a consequence, of how voters attribute responsibility. Broadly speaking, government supporters will selectively apportion credit for things that go well, while opposi- tion supporters will disproportionately assign blame for negative outcomes (Tilley and Hobolt 2011).1 According to this framework, objective information about who or what is responsible for a given policy outcome should have little influence on how voters apportion credit or blame. Figure 1: Visual Depiction of Rational and Selective Attribution 1 In effect this is a form of motivated reasoning employed by voters to shield their favoured politician from criticism and justify their support (Flynn, Nyhan, and Reifler 2017). 3
Who Calls the Shots? Yeandle and Maxia (2022) 2.2 What We Are Missing Existing scholarly work on responsibility attribution has so far been characterised by three key limitations. Firstly, most studies have analysed how voters attribute responsibility over issues that are dis- tinctively partisan or which impact few voters. Since economic indicators provide a measure of ‘objective’ government performance (Powell and Whitten 1993; Duch and Stevenson 2008), most studies have examined responsibility attribution in an economic context (Tilley and Hobolt 2011; Bisgaard 2015). However, this narrowed focus fails to recognise how partisan attitudes often shape how voters evaluate the economy (Evans and Pickup 2010) and neglects a host of other issues that also matter to voters (Green and Jennings 2017). The few studies that have ventured beyond the economy mostly concentrate on shorter-term “shocks,” such as natural disasters (Arceneaux and Stein 2006; Malhotra and Kuo 2008; Bechtel and Hainmueller 2011; Achen and Bartels 2017), that impact a small proportion of voters (Rubin 2018) and whose effects generally operate through changes to economic circumstances (Pahontu 2020). If our aim is to build generalisable theories of democratic accountability, we must broaden our under- standing of how voters attribute responsibility outside the context of economic performance or atypical shocks. Secondly, the literature appears to disproportionately focus on issues that require voters to assign blame rather than credit. Many studies have thus explored how governments are punished for overseeing negative outcomes (Malhotra and Kuo 2008) and how “negativity bias” affects performance evaluations (Soroka, Fournier, and Nir 2019). However, there is still insufficient evidence surrounding the way voters respond to, and attribute responsibility for, unambiguously positive outcomes (Bechtel and Hainmueller 2011). Lastly, despite its theoretical importance, most extant studies have relied upon single cross- sectional measures of partisanship. While such an approach allows analysts to distinguish between government or opposition supporters, it does not enable them to identify voters that have previously swung their partisan allegiances. This constitutes an important shortcoming, since it is likely that ‘swing voters’ differ from unshakable partisans in the way they attribute responsibility (Mayer 2008). This letter aims to overcome all three limitations. We move beyond the narrowed focus on the economy by examining the case of a salient public health outcome. Moreover, as England’s vaccine rollout garnered unambiguous and widespread support, we are able to explore how voters apportion credit in the absence of partisan opposition. Finally, by leveraging the data quality and longitudinal structure of the BES online panel, we are able to offer novel insights into how different types of voter attribute responsibility. 4
Who Calls the Shots? Yeandle and Maxia (2022) 3 Research Design 3.1 The Covid-19 Vaccination Rollout in England In this study, we examine responsibility attribution for the rollout of the Covid-19 vaccinations in England in May 2021.2 Since the country was yet to fully emerge from its third national lockdown, the progression of the vaccination programme was considered one of the most im- portant issues for voters at the time. Aside from its salience, the vaccine rollout presents two features that make it a particularly interesting case to study responsibility attribution. Firstly, both objective indicators and subjective coverage of the rollout painted an unambigu- ously positive picture of success in the minds of the voters. With regards to the former, one of the most used metrics to gauge success was to compare the UK’s vaccination programme with that of other countries. As shown in Figure 1, the UK held a significant objective advantage over the efforts of its closest neighbours – the European Union – throughout the period under study. These objectively encouraging stats were accompanied by overwhelmingly positive media cov- erage, which provided voters with a clear “one-sided” signal that shaped public perceptions of the rollout as a success (Chong and Druckman 2010). This signal was reinforced by politicians of all stripes who, motivated by a desire to maximise vaccination uptake, consistently praised the vaccination programme and its progress (Craig 2020). Because voters therefore had a clear and unified picture of the rollout’s success, our study is able to rule out their responsibility attribution being influenced by elite-level partisan opposition. Vaccination Rollout in the UK and EU (Early 2021) Vacciations per hundred people 80 60 40 20 0 Feb Mar Apr May Date (2021) European Union United Kingdom Source: Our World in Data (2022) Figure 2: Progress of the Vaccination Roll-out in the UK and European Union Secondly, in this unique context, the government was able to claim a significant amount of 2 We focus our study on England, as in other UK nations the rollout was managed by devolved governments, making objective responsibility unclear and risking a political response to our focus on the “UK Government.” 5
Who Calls the Shots? Yeandle and Maxia (2022) credit for the vaccine rollout’s success. Throughout the spring, ministers and Conservative backbenchers drew a direct line in media appearances between England’s high and rapidly progressing vaccination rates and government decisions, such as that to opt out of the EU’s vaccine procurement programme (Craig 2020). These talking points were repeatedly echoed in the campaign for the May local elections, when the Prime Minister promised that “jabs” would soon become “jobs” under his watch (Piper and James 2021). The public appears to have agreed with the government’s claims; in another survey carried out by Yeandle, Harding and Ruiz in May 2021, respondents on average placed government responsibility for the programme at 8.54 out of 10 and approval for the its handling of the rollout at 8.38.3 However, the narrative of government responsibility did not go entirely uncontested. Despite the government’s claims, some reporters and commentators pointed out that most of the credit rested with the quasi-independent National Health Service (NHS) (Williams 2021; Neville and Warrell 2021; Niemietz 2021). Compared to many other European countries, the NHS’ cen- tralised structure and access to national patient databases made the logistics of the rollout more effective (Cookson et al. 2021). For instance, the service insisted upon a data-driven strategy to vaccination sites, which ensured that everyone was within a ten-mile radius of a centre. The NHS also enabled local care providers to reach out directly to patients to offer appointments (Neville and Warrell 2021). Such measures arguably helped England to avoid the logistical complications faced by comparable European states and contributed to the significantly higher vaccination rates at the time. Given that all voters were exposed to similar information about the success of the rollout, we are able to present them with selective information priming either government or NHS responsibility for it. This enables us to find convincing evidence about how voters attribute responsibility for a successful outcome. If voters are rational, we should expect attribution of success to the government to decline in response to information highlighting the NHS’s role. By contrast, if voters are selective, then such information will have no effect and voters’ attributions will simply fit their partisan priors. Figure 2 summarises these empirical expectations, applying the general theoretical framework to the particular case of the vaccination rollout in Britain. 3.2 Experimental Design To understand how voters react to novel responsibility information in this context, we embed- ded a survey experiment into Wave 21 of the BES. While focusing solely on English residents, our experiment was fielded to a nationally representative sample of 6,689 respondents. As well as providing us with a far greater sample size than most existing experimental studies, the lon- gitudinal structure of the BES data gave us access to unbiased information about respondents’ previous voting behaviour and preferences.4 The experiment was fielded in the days following the UK local elections, which took place on the 6th May 2021. Each respondent was provided with the following introductory sentences outlining the state of the UK vaccination rollout. This ensured that everyone had access to baseline performance 3 See https://osf.io/v5zrh. Figures adjusted with standard demographic weights to ensure national represen- tation. 4 Since the data were collected in previous waves, we can be certain that the responses are not subject to recall bias or other methodological pitfalls. 6
Who Calls the Shots? Yeandle and Maxia (2022) Figure 3: Summary of Treatment Groups and Theoretical Expectations (Replicated from Pre- Analysis Plan) information prior to experimental intervention, even though we believe most respondents were already aware of the successful nature of the policy. “The UK has earned praise for its vaccine roll-out, which has seen the delivery of several hundred thousand vaccines each day. As of April 2021, the UK has one of the highest vaccination rates in the world.” Respondents that were not assigned to the control group were then presented with an informa- tional treatment designed to prime responsibility attribution either for the government or the NHS. “The rollout has been overseen by the [government/NHS], which has been largely credited for this success in delivery and the high numbers of doses given.” After receiving this information, respondents were then presented with two questions aimed at measuring the extent to which they held government responsible for the rollout and their degree of government approval in general. Both were measured along a ten-point continuous scale. “To what extent do you think the UK Government is responsible for the success of the Covid-19 vaccination programme in the UK?” “Do you approve or disapprove of the job that the UK Government is doing?” 7
Who Calls the Shots? Yeandle and Maxia (2022) 3.3 Estimation Strategy In line with our pre-analysis plan, we estimate the effects of treatment using ordinary least squares and causal mediation analysis. We present a series of specifications with and with- out covariate adjustment and include several tests in the Appendix to confirm balance across treatment groups.5 4 Results 4.1 Main Findings We first present the baseline findings from our experiment. Our analysis yields two main results: the NHS responsibility prime has a negative effect on government attribution, and that this mediates a decline in government approval. 4.1.1 Voters Impartially Update in Response to NHS Treatment In line with our expectations, we find that respondents in the NHS treatment group score around 0.4 points lower on the ten-point attribution scale, equivalent to around 15% of a stan- dard deviation. This remains unchanged when we include a battery of covariates. Conversely, despite anticipating an increase in attribution, the government treatment produced no signif- icant effect after covariate adjustment. Indeed, nearly all the models in this study yielded a null finding for the government prime. The most plausible reason for this is that, having re- peatedly been exposed to claims that the government was responsible for the rollout, voters were convinced that they deserved significant credit. In other words, we think that voters were already so convinced of the government’s responsibility prior to treatment that a ceiling effect prevented their responses from increasing any further in response to our informational prime. Such an explanation appears to be confirmed when examining the distribution of the government attribution variable, which is heavily right-skewed (see Appendix Section 1). 4.1.2 Attribution, but not Treatment, Directly Shapes Approval In the pre-analysis plan, we posited that treatment shapes government approval through its effects on attribution. In other words, we suggest that attribution has a causal effect on approval. We test this by regressing approval on attribution, while controlling for treatment group and a pre-treatment measure of approval to exclude the possibility of reverse causality.6 The results imply that a unit increase in attribution sees a 0.4 unit increase in post-treatment approval. However, when we regress treatment on approval directly, we find no effect. This suggests that any effect of treatment on approval is following a more complex causal path. 5 In models that account for demographic covariates, we control for age, education, gender, political attention, partisanship, Leave-Remain vote choice, and perceived COVID risk. The details of each indicator can be found in the Appendix. 6 Formally, we estimate approvali,t = β1 attributioni,t + β2 treatmenti,t + β3 approvali,t−1 + γXi,t + ϵi , where γXi,t represents a vector of partisan and demographic covariates. 8
Who Calls the Shots? Yeandle and Maxia (2022) Baseline Results a) Attribution ATEs b) Approval ATEs c) Attribution on Approval NHS NHS Attribution Govt Govt −0.50 −0.25 0.00 −0.25 0.00 0.25 0.00 0.25 0.50 0.75 Attribution (ATE) Approval (ATE) Approval (AME) Baseline Lagged Raw Covariates Raw Covariates Covariates Approval Figure 4: Baseline Results 4.1.3 Attribution Mediates the Effects of Treatment on Approval Taking the existing findings together, we again follow our pre-analysis plan and carry out a causal mediation analysis to uncover the mechanisms by which the treatment operates.7 The results in Panels (a) and (b) of Figure 5 below suggest that treatment exhibits a competitively mediated effect on approval, with direct and indirect effects that run in opposite directions. The NHS treatment leads to a decline in approval as attribution decreases, with no such effect for the government group. Yet both groups see a positive direct effect, suggesting that receiving treatment in itself has a positive effect on approval. We suspect that this may arise from the specific wording of our treatments, with our repeated mention of “the success of the Covid-19 vaccination programme in the UK” priming positive evaluations of government, which offsets attribution effects when aggregated. Indeed, when we compare the two treatment groups to one another in Panel (c), holding this additional prime constant, we see that the positive direct effect goes away and that the NHS continues to have a significant, negative, mediated impact on approval. On balance, therefore, our findings suggest that respondents’ updated responsibility attributions do shape their approval for government. 4.2 Assessing Heterogeneity Having established the baseline effects of the treatment and its mediated impact on approval, we now examine whether these findings are consistent across different voter subgroups. As specified in our pre-analysis plan, we assess how partisanship affects responsiveness to our experimental 7 This approach rests on an assumption of sequential ignorability, which requires that the treatment is in- dependent from potential outcomes while the mediator (attribution) and the outcome (approval) are causally related (Imai, Keele, and Tingley 2010). In our case, the robust link between approval and attribution, and the identified effect of treatment on attribution, make these assumptions more convincingly than in many similar studies. For a more detailed discussion of sequential ignorability in this context, see the Appendix. 9
Who Calls the Shots? Yeandle and Maxia (2022) Mediation Analysis of Treatment Effects a) NHS vs Control b) Govt vs Control c) NHS vs Govt Direct Direct Direct Effect Effect Effect Mediated Mediated Mediated Effect Effect Effect −0.2 −0.1 0.0 0.1 0.2 −0.2 −0.1 0.0 0.1 0.2 −0.2 −0.1 0.0 0.1 0.2 Govt Approval Govt Approval Govt Approval Figure 5: Mediation Analysis of Treatment Effects. Panel (a) compares the NHS treatment to control, (b) compares the Govt treatment to control, and (c) compares the NHS to Govt. Standard errors estimated using nonparametric bootstrap with 1000 replications, as specified in our pre- analysis plan. vignettes, exploiting the BES panel to construct longitudinal measures of party support. We find that the effects of partisanship are not uniform and hinge on how recently voters began supporting the government, with only the government’s newest supporters failing to respond to the treatment. Looking first at voters who switched party in the 2019 election, or who changed party identity since Boris Johnson became Prime Minister, we find minimal changes from the baseline model.8 The government treatment continues to exhibit null effects, while both loyal and swing voters attribute less responsibility after receiving the NHS vignette. Such a finding runs contrary to the expectations of selective accounts of responsibility attribution, which hold that swing voters should be more receptive to new information than loyal partisans. Attribution Effects For Swing Voters a) Switched Vote b) Switched Party ID in 2019 GE Since Johnson NHS NHS Govt Govtt −0.75 −0.50 −0.25 0.00 0.25 −0.75 −0.50 −0.25 0.00 0.25 Average Marginal Effect Average Marginal Effect Loyal Switched Loyal Switched Figure 6: Heterogeneous Effects by post 2019 Switchers 8 For a more detailed discussion of these measures, see the Appendix. 10
Who Calls the Shots? Yeandle and Maxia (2022) Next, we look at two specific types of swing voter that recently began supporting the govern- ment: (1) those who switched to supporting the government in the 2019 general election and (2) those whose vote intention has swung to the government since the last election. While loyal voters continue to act in line with the baseline model, our findings change for these recent government switchers. For those who switched to the government in 2019, there is only a weak response to the NHS treatment (p = 0.13) but a significant negative effect from the government vignette. This suggests that such voters selectively ignore information about the NHS’s part in the vaccination rollout, but are quite sceptical of information emphasising the government’s role too. Such a finding may be explained when considering that many Government switchers in 2019 had relatively low levels of political trust and lived in areas with below average quality public services (Cutts et al. 2020). These voters would therefore be less inclined to attribute credit to both the government or the NHS in response to the vignettes. Those who switched to the government since the 2019 general election exhibited no effect for either treatment. This finding is more clearly suggestive of selective attribution, as it indicates that respondents were more hesitant to update their attributions. Given that these voters have only changed allegiance since the pandemic began, it may suggest a form of confirmation bias is at play. Specifically, a voter who changed allegiance to the government because of their handling of the vaccine rollout is likely to selectively ignore information that contradicts or undermines their reason for switching. Attribution Effects for New Government Supporters a) Swung to Govt b) Intends to Vote Govt in 2019 Election in 2021 NHS NHS Govt Govt −0.75 −0.50 −0.25 0.00 0.25 −0.75 −0.50 −0.25 0.00 0.25 Average Marginal Effect Average Marginal Effect Group Loyal Switched Group Loyal Switched Figure 7: Heterogeneous Effects among post 2019 Tory Switchers 5 Discussion In this letter, we have studied how voters attribute responsibility for successful public health policy. Looking at the rollout of Covid-19 vaccinations in England, we provide experimental 11
Who Calls the Shots? Yeandle and Maxia (2022) evidence that voters attribute less responsibility to government when given information that minimises their role in bringing about a positive outcome. This, in turn, mediates a decline in government approval. We also discovered that, while most voters act rationally, new government supporters act in a biased manner consistent with logics of selective attribution. Overall, our analysis suggests that pessimism about electoral accountability might be over- stated. Specifically, we show that voters do not only rely on partisan cues but account for information about responsibility attribution when deciding how much credit the government deserves for a policy success. While emerging within a specific context – notably, a salient, positive and non-partisan public health development – our findings suggest that most voters engage in rational updating of their responsibility attributions. This should give us renewed confidence in canonical theories of voter-driven democratic accountability. More broadly, our findings shed light on several underexplored but fruitful avenues for future research. Firstly, we emphasise the need to move the attribution and accountability literature on from an overbearing focus on the economy, with our findings suggesting that voters act differently as the type of issue under consideration changes. Secondly, our ability to distinguish different types of partisanship goes significantly beyond existing work and reveals new sources of heterogeneity, calling for a refocus going forward. Lastly, we bring attention to the understudied electoral effects of public health management, an area ripe for further work as governments around the world continue to manage the Covid-19 pandemic. 12
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Who Calls the Shots? Yeandle and Maxia (2022) 7 Appendix 7.1 Coding Notes 7.1.1 Outcomes Our outcome variables of interest are attribution and approval. Respondents were asked to answer each of the following questions on a ten point scale, measured in integers. “To what extent do you think the UK Government is responsible for the success of the Covid-19 vaccination programme in the UK?” “Do you approve or disapprove of the job that the UK Government is doing?” The distributions of each variable are displayed in the figure below. As discussed in the main text, we find that attribution is right skewed. This suggests that voters’ baseline attribution to the government is very high, indicating that our government treatment group was constrained by ceiling effects. a) Attribution b) Approval 750 1000 Count Count 500 500 250 0 0 0 1 2 3 4 5 6 7 8 9 10 0 1 2 3 4 5 6 7 8 9 10 Attribution Approval Figure 8: Distribution of Attribution and Approval 7.1.2 Treatment Each of the 6869 respondents in our sample were randomly assigned to one of three treatment groups - Government, NHS or control - as outlined in the main text and pre-analysis plan. The final proportions in each group are summarised in the table below. 16
Who Calls the Shots? Yeandle and Maxia (2022) Control Treatment NHS Total Count 2378 2182 2309 6869 Proportion (%) 34.6 31.8 33.6 100 Section 2 of the appendix presents results of covariate balance tests, confirming that respondents across each treatment group are statistically indistinguishable with respect to a long set of demographic and partisan characteristics. 7.1.3 Covariates We used a range of standard demographic and partisan covariates at various points in our analyses. • Age is continuous measure in years. • Gender is a coded as a dummy variable for male or female. • Education is recoded from the original BES classification, grouping respondents’ highest level of attainment as either none, GCSE, A Level, University, or Vocational. • Political attention is a continuous measure between 0 and 10, where 10 represents maximal attention. • Partisanship codes whether the respondent identify with the Conservative Party (Gov- ernment), any other party (Opposition), or no party at all (Independent). Note that this is a simple, cross-sectional measure of partisanship which is distinct from that used when measuring partisan heterogeneous treatment effects. • Brexit preferences are coded as a binary indicator, representing whether a respondent voted to Leave or Remain the European Union in the 2016 referendum. • Prior Approval is measured with a previous pre-treatment question in the BES, asked to all respondents as part of the general survey. Respondents give their approval of the UK government on a Likert scale (strongly disapprove through to strongly approve), which we convert to a continuous measure ranging from 1-5. When coded as a trichotomous variable (approve, disapprove, neutral), our results are substantively unchanged. • Covid risk is a self-reported measure of a respondent’s exposure to government-identified Covid risk factors. It codes whether a respondent or their close family members have moderate to severe asthma, diabetes, renal failure, liver disease, chronic lung disease, a serious heart condition, severe obesity, a condition or treatment which weakens the immune system, or any other serious condition which is not well controlled. The distributions of each are plotted below. 7.1.4 Panel Measures of Swing Voting When assessing partisan sources of treatment effect heterogeneity, our analysis uses several panel measures of swing voting. For each measure we use either responses from previous BES waves, or historic vote intention data measured by YouGov, who manage the BES panel, in past surveys (to avoid issues of false recall). These are constructed as follows: 17
Who Calls the Shots? Yeandle and Maxia (2022) Covariate Distributions a) Age b) Gender 600 3000 Count Count 400 2000 200 1000 0 0 25 50 75 100 Female Male Age (Years) Gender c) Education d) Political Attention 2000 1000 1500 Count Count 1000 500 500 0 0 None GCSE A Level University Vocational 0 1 2 3 4 5 6 7 8 9 10 Education Attention e) Partisanship f) Brexit Vote 2500 2000 2000 1500 Count Count 1000 1000 500 0 0 Independent Opposition Govt Leave Remain Partisanship Brexit Vote g) Prior Approval h) Covid Risk 2000 3000 1500 Count Count 2000 1000 1000 500 0 0 1 2 3 4 5 Low High Prior Approval Covid Risk Figure 9: Distribution of Demographic and Partisan Covariates 18
Who Calls the Shots? Yeandle and Maxia (2022) • 2019 Swing Voters tracks whether respondents voted for the same party in the 2017 and 2019 general elections (core voters) or for different parties (swing voters). • Party ID Swingers tracks whether respondents’ self-reported party identification changes over the past five BES waves, with the first wave being the final wave before Boris Johnson became Prime Minister in July 2019. This measure accounts for the fact that many core or swing voters may only be so for strategic purposes, even if their underlying preferences have changed. • 2019 Government Swingers tracks whether respondents voted for the governing Con- servative Party in both the 2017 and 2019 general elections (“Loyal 2019 Conservative”), or switched to the Conservatives in 2019 having voted for a different party in 2017 (“New 2019 Conservatives”). • 2021 Intended Government Swingers tracks whether respondents intend to vote for the Conservatives in 2021, having voted for the Conservatives in the 2019 election (“Loyal 2021 Conservatives”) or having voted for a different party in 2019 (“New 2021 Conservatives”). This measure is designed to pick up the specific subset of voters who switched to support the government after the beginning of the pandemic, whose support is more likely rooted in approval of Covid-19 management. The distributions of each measure are visualised below. Note that even though some measures appear imbalanced, the large sample size prevents this from presenting problems with statistical power. Our smallest group by far - “New 2021 Conservatives” in panel (d) below - still has around 300 observations, a typical size for all heterogeneous subgroups in many smaller sample surveys. Swing Voter Distributions a) 2019 Swing Voters b) Party ID Swingers 1200 3000 900 Count Count 2000 600 1000 300 0 0 Core Swing Core Swing c) 2019 Govt Swingers d) 2021 Intended Govt Swingers 2000 2000 1500 1500 Count Count 1000 1000 500 500 0 0 Loyal 2019 Conservative New 2019 Conservative Loyal 2021 Conservative New 2021 Conservative Figure 10: Distribution of Panel Measures of Swing Voting 19
Who Calls the Shots? Yeandle and Maxia (2022) 7.2 Balance Tests 7.2.1 Balance with OLS Table 2: Balance Checks with OLS Pairwise Government NHS (1) (2) Education (GCSE) −0.062 (0.042) 0.037 (0.043) Education (A-Level) −0.054 (0.044) 0.070 (0.045) Education (University) −0.024 (0.041) 0.041 (0.042) Education (Vocational) −0.065 (0.040) −0.018 (0.042) Age −0.001 (0.001) 0.0001 (0.001) Gender (Male) 0.014 (0.018) 0.025 (0.018) Political Attention 0.004 (0.004) 0.005 (0.004) Partisanship (Opposition) 0.004 (0.025) 0.025 (0.025) Partisanship (Government) 0.020 (0.025) 0.035 (0.025) 2016 Brexit Vote (Remain) 0.016 (0.020) 0.003 (0.020) Covid High Risk 0.032∗ (0.018) −0.007 (0.017) Constant 0.499∗∗∗ (0.057) 0.396∗∗∗ (0.057) Observations 3,263 3,376 R2 0.004 0.006 Adjusted R2 0.001 0.003 Residual Std. Error 0.499 (df = 3251) 0.499 (df = 3364) F Statistic 1.289 (df = 11; 3251) 1.779∗ (df = 11; 3364) Note: ∗ p
Who Calls the Shots? Yeandle and Maxia (2022) 7.2.2 Balance with Logistic Regression Table 3: Balance Checks with Logistic Regression Pairwise Government NHS (1) (2) Education (GCSE) −0.248 (0.168) 0.150 (0.172) Education (A-Level) −0.218 (0.177) 0.279 (0.179) Education (University) −0.097 (0.163) 0.167 (0.170) Education (Vocational) −0.260 (0.161) −0.071 (0.168) Age −0.003 (0.002) 0.0004 (0.002) Gender (Male) 0.056 (0.072) 0.099 (0.071) Political Attention 0.015 (0.017) 0.021 (0.017) Partisanship (Opposition) 0.017 (0.099) 0.100 (0.099) Partisanship (Government) 0.082 (0.101) 0.142 (0.100) 2016 Brexit Vote (Remain) 0.064 (0.079) 0.014 (0.078) Covid High Risk 0.127∗ (0.071) −0.029 (0.070) Constant −0.005 (0.227) −0.420∗ (0.230) Observations 3,263 3,376 Log Likelihood −2,251.766 −2,330.190 Akaike Inf. Crit. 4,527.532 4,684.380 Note: ∗ p
Who Calls the Shots? Yeandle and Maxia (2022) Table 4: Balance Checks with Multinomial Logistic Regression Government NHS (1) (2) Education (GCSE) −0.243 (0.168) 0.141 (0.172) Education (A-Level) −0.214 (0.177) 0.274 (0.179) Education (University) −0.097 (0.164) 0.160 (0.169) Education (Vocational) −0.260 (0.161) −0.072 (0.168) Age −0.003 (0.002) 0.0003 (0.002) Gender (Male) 0.055 (0.072) 0.095 (0.071) Political Attention 0.014 (0.017) 0.022 (0.017) Partisanship (Opposition) 0.018 (0.099) 0.098 (0.099) Partisanship (Government) 0.084 (0.101) 0.135 (0.100) 2016 Brexit Vote (Remain) 0.065 (0.080) 0.017 (0.078) Covid High Risk 0.125∗ (0.071) −0.027 (0.070) Constant −0.004 (0.227) −0.413∗ (0.230) Akaike Inf. Crit. 10,857.860 10,857.860 Note: ∗ p
Table 5: Baseline Results (Figure 4 (a) and (b) Main Text) Who Calls the Shots? Dependent variable: attribution approval Attribution (ATE) Approval (ATE) (1) (2) (3) (4) Treatment (Govt) −0.214∗∗∗ (0.081) −0.129 (0.079) 0.001 (0.094) −0.021 (0.087) Treatment (NHS) −0.391∗∗∗ (0.080) −0.390∗∗∗ (0.078) −0.064 (0.093) −0.120 (0.085) Attribution −0.024 (0.158) −0.241 (0.172) Lag Approval −0.187 (0.165) −0.400∗∗ (0.179) Education (GCSE) −0.237 (0.154) −0.638∗∗∗ (0.168) 23 Education (A-Level) 0.019 (0.153) −0.130 (0.166) Education (University) 0.019∗∗∗ (0.002) 0.016∗∗∗ (0.002) Education (Vocational) −0.276∗∗∗ (0.066) −0.379∗∗∗ (0.072) Age −0.060∗∗∗ (0.016) −0.122∗∗∗ (0.018) Gender (Male) −0.753∗∗∗ (0.093) −0.906∗∗∗ (0.101) Political Attention 1.481∗∗∗ (0.093) 2.363∗∗∗ (0.102) Partisanship (Opposition) −0.964∗∗∗ (0.073) −1.100∗∗∗ (0.080) Partisanship (Government) −0.080 (0.065) −0.066 (0.071) Observations 6,440 4,777 6,438 4,784 R2 0.004 0.301 0.0001 0.398 Adjusted R2 0.003 0.299 −0.0002 0.397 Note: ∗ p
Who Calls the Shots? Yeandle and Maxia (2022) Table 6: Baseline Results (Figure 4 (c) Main Text) Dependent variable: approval Attribution (ATE) (1) (2) Treatment (Govt) 0.065 (0.066) 0.099∗ (0.051) Treatment (NHS) 0.154∗∗ (0.065) 0.128∗∗(0.050) Attribution 0.707∗∗∗ (0.012) 0.403∗∗∗ (0.011) Lag Approval 1.411∗∗∗ (0.025) Education (GCSE) −0.166 (0.131) −0.111 (0.102) Education (A-Level) −0.210 (0.136) −0.203∗ (0.106) Education (University) −0.435∗∗∗ (0.127) −0.346∗∗∗ (0.099) Education (Vocational) −0.100 (0.126) −0.167∗ (0.098) Age 0.002 (0.002) 0.001 (0.001) Gender (Male) −0.193∗∗∗ (0.055) −0.135∗∗∗ (0.043) Political Attention −0.081∗∗∗ (0.013) −0.051∗∗∗ (0.011) Partisanship (Opposition) −0.412∗∗∗ (0.078) 0.007 (0.061) Partisanship (Government) 1.250∗∗∗ (0.080) 0.392∗∗∗ (0.064) 2016 Brexit Vote (Remain) −0.466∗∗∗ (0.062) −0.113∗∗ (0.049) Covid Risk (High) 0.018 (0.054) 0.042 (0.042) Observations 4,699 4,660 R2 0.658 0.795 Adjusted R2 0.657 0.795 Note: ∗ p
Table 7: Heterogeneous Effects (Figures 6-8 Main Text) Dependent variable: Govt Attribution for Roll-out 2019 Vote Choice ID since 2016 New Tory 2019 New Tory 2021 Covid Risk Who Calls the Shots? (1) (2) (3) (4) (5) Treatment (Govt) −0.070 (0.084) −0.171 (0.168) −0.019 (0.084) −0.002 (0.074) 0.114 (0.104) Treatment (NHS) −0.306∗∗∗ (0.082) −0.476∗∗∗ (0.165) −0.202∗∗ (0.082) −0.229∗∗∗ (0.072) −0.187∗ (0.100) Swing Voter 0.147 (0.117) 0.032 (0.159) 0.064 (0.148) 0.060 (0.156) Covid Risk (High) −0.081 (0.060) −0.035 (0.094) −0.067 (0.064) −0.044 (0.057) 0.139 (0.097) Lag Approval 1.177∗∗∗ (0.032) 1.154∗∗∗ (0.049) 0.684∗∗∗ (0.041) 0.595∗∗∗ (0.043) 1.177∗∗∗ (0.030) Education (GCSE) −0.053 (0.152) −0.054 (0.210) −0.146 (0.135) 0.013 (0.123) 0.009 (0.137) Education (A-Level) −0.231 (0.157) −0.263 (0.222) −0.231 (0.146) −0.243∗ (0.132) −0.141 (0.143) Education (University) −0.189 (0.148) −0.314 (0.209) −0.204 (0.136) −0.086 (0.123) −0.104 (0.134) 25 Education (Vocational) −0.095 (0.146) −0.015 (0.205) −0.109 (0.130) −0.054 (0.118) −0.026 (0.133) Age 0.011∗∗∗ (0.002) 0.013∗∗∗ (0.003) 0.018∗∗∗ (0.002) 0.016∗∗∗ (0.002) 0.013∗∗∗ (0.002) Gender (Male) −0.125∗∗ (0.060) −0.206∗∗ (0.094) −0.235∗∗∗ (0.064) −0.232∗∗∗ (0.058) −0.154∗∗∗ (0.058) Political Attention −0.019 (0.016) −0.025 (0.022) 0.092∗∗∗ (0.017) 0.080∗∗∗ (0.016) −0.025∗ (0.014) Partisanship (Opposition) −0.187∗∗ (0.089) 0.063 (0.128) 0.220 (0.142) 0.069 (0.146) −0.206∗∗ (0.082) Partisanship (Government) 0.434∗∗∗ (0.095) 0.344∗∗ (0.135) 0.389∗∗∗ (0.096) 0.120 (0.089) 0.381∗∗∗ (0.086) 2016 Brexit Vote (Remain) −0.497∗∗∗ (0.069) −0.522∗∗∗ (0.107) −0.295∗∗∗ (0.076) −0.222∗∗∗ (0.067) −0.458∗∗∗ (0.065) Govt*Swing Voter 0.136 (0.167) −0.024 (0.229) −0.427∗∗ (0.213) −0.111 (0.223) NHS*Swing Voter 0.056 (0.165) 0.128 (0.224) −0.086 (0.210) 0.230 (0.214) Govt*High Risk −0.313∗∗ (0.140) NHS*High Risk −0.244∗ (0.136) Observations 4,212 1,680 1,981 1,954 4,715 R2 0.496 0.467 0.251 0.181 0.479 Adjusted R2 0.494 0.462 0.244 0.173 0.478 Note: ∗ p
Who Calls the Shots? Yeandle and Maxia (2022) 7.4 Mediation Analysis 7.4.1 Sequential Ignorability Conducting causal mediation analysis entails a two pronged assumption of sequential ignor- ability (Imai, Keele, and Tingley 2010). Formally, this assumption entails that treatment assignment Ti is ignorable given observed pre-treatment covariates Xi = x (step 1), and that the mediator Mi is ignorable given observed treatment status t and pre-treatment covariates (step 2). This is summarised in potential outcomes notation below: Yi (t′ , m), Mi (t) ⊥⊥ Ti |Xi = x (1) Yi (t′ , m) ⊥⊥ Mi (t)|Ti = t, Xi = x (2) In the current study, step 1 of the assumption is easily satisfied given that treatment is randomly assigned by design. Step 2 suggests that attribution is as good as randomly assigned once we control for treatment group and pre-treatment covariates. This second stage assumption can never be made with certainty as one can never rule out all potential confounders (Imai, Keele, and Tingley 2010). Nonetheless, we believe that our use of lagged approval, a rich set of demographic and attitudinal covariates, and the magnitude and strength of the attribution approval relationship provide reasonable evidence in our favour. 7.4.2 Design We implement our analysis using the mediation package in R (Tingley et al. 2014), as specified in our pre-analysis plan. To measure the indirect effects of treatment, we regress attribution on treatment status, holding constant lagged approval and the same set of demographic and attitudinal covariates Xi used throughout the paper. To measure the overall effects, we use approval as our outcome, controlling for attribution. The results of these models are then fed into the mediation package to calculate mediation effects. In both cases we use OLS. attributionit = β0 + β1 treatmentit + β2 approvali,t−1 + γXi + ϵi (3) approvalit = β0 + β1 attributionit + β2 treatmentit + β3 approvali,t−1 + γXi + ϵi (4) 7.4.3 Results The results tables, used to create Figure 5 in the main text, are displayed below. 26
Who Calls the Shots? Yeandle and Maxia (2022) Table 8: NHS vs Control (Figure 5 panel A) Term Estimate Standard Error Lower CI Upper CI ACME -0.1215119 0.0276328 -0.1756723 -0.0673515 ADE 0.1428365 0.0466965 0.0513114 0.2343616 Table 9: Govt vs Control (Figure 5 panel B) Term Estimate Standard Error Lower CI Upper CI ACME -0.0269337 0.0278127 -0.0814467 0.0275793 ADE 0.1127607 0.0492400 0.0162503 0.2092711 7.4.4 Ruling out Complete Mediation Lastly, as mentioned in the main text we use instrumental variables to rule out a complete mediation effect. If mediation is complete, then the exclusion restriction assumption is perfectly satisfied: treatment is an instrument for attribution, and has no effect on approval except through its influence on attribution. When we run these specifications, we find that attribution does not exhibit a significant effect on approval. In column (3) below there is a positive approval effect from the NHS treatment, but this drops off once we control for pre-treatment approval in column (4). This is consistent with the general mediation analysis above, which shows the presence of a positive direct effect and negative mediated effect in a competititive mediation framework. Table 10: NHS vs Govt (Figure 5 panel C) Term Estimate Standard Error Lower CI Upper CI ACME -0.0934793 0.0271342 -0.1466625 -0.0402962 ADE 0.0398007 0.0479973 -0.0542739 0.1338753 27
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