ULTRAVIOLET IRRADIATION IN SYSTEMIC LUPUS ERYTHEMATOSUS: FRIEND OR FOE?

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British Journal of Rheumatology 1996;35:1002-1007

                                                       CLINICAL REVIEW
                        ULTRAVIOLET IRRADIATION IN SYSTEMIC LUPUS
                             ERYTHEMATOSUS: FRIEND OR FOE?
                                           M. R. COHEN and D. A. ISENBERG
        Bloomsbury Rheumatology Unit I Division of Rheumatology, Department of Medicine, University College, London

                                                          SUMMARY
The long established notion that UV irradiation is always harmful to patients with systemic lupus erythematosus has been
challenged by some recent reports of benefit using a form of phototherapy with UV-A,. In the review we discuss the different
types of UV radiation, the links between certain forms of such radiation and clinical manifestations and consider the mechanisms
involved.
KEY WORDS: Systemic lupus erythematosus, Photosensitivity, Ultraviolet radiation, UV-A, UV-B.

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EXPOSURE to sunlight has long been associated with                       effects of UV-B radiation, with 30-50% of patients
exacerbation of systemic lupus erythematosus (SLE).                      developing a skin reaction upon phototesting [12-14].
Photosensitivity occurs in ~ 4 5 % of patients and                       Systemic disease is induced rarely, perhaps due to the
remains a diagnostic criterion of SLE [1,2]. Photo-                      small area of irradiation. Patients with a UV-B-in-
induced cutaneous disease appears mainly on sun-                         voked reaction develop erythema at the phototest site
exposed areas as macular, papular or bullous lesions as                  24 h-3 weeks after irradiation, and this can persist
well as classic erythema [3]. Although new lesions may                   for weeks [15, 16]. Although UV-A may exacerbate
result from exposure to sun or fluorescent light, pre-                   skin disease, some studies report no effect
existing skin disease is more likely to be aggravated                    [12, 14, 15, 17-19]. In a study of 20 patients with SLE,
[4, 5]. Systemic flare may occur and is reported as                      characteristic lesions were reproduced in a quarter of
weakness, fatigue, fevers or joint pain, but this may not                those irradiated, mainly with UV-B or UV-B with
be related to more severe overall disease and does                       UV-A, but in one patient with UV-A alone [14].
not necessarily correlate with physician or laboratory                   Moreover, a history of photosensitivity does not
parameters of increased disease activity [6].                            necessarily predict positive reactions on phototesting.
   Photosensitivity results mainly from ultraviolet (UV)                 One-third of patients with SLE will have no phototest
radiation rather than visible light [7]. UV wavelengths                  reaction despite a history of photosensitivity, whereas
consist of UV-C (200-290 nm; far UV, germicidal UV),                     positive phototests may occur in patients with no
UV-B (290-320 nm; midrange UV, sunburn radiation)                        previous photosensitivity [14].
and UV-A (320-400 nm; near UV, black light) (Fig. 1).
Because UV-C is absorbed by the Earth's ozone layer,                         PATHOGENESIS OF PHOTOSENSITIVITY
its effects are negligible [3, 5]. Daily exposure to UV-A                   Amongst the mechanisms that may determine
is much greater than to UV-B, although UV-A-induced                      photosensitivity following UV irradiation, circulating
erythema in normal skin requires 1000 times more                         antibodies to the Ro/SSA antigen [ribonucleoprotein
energy than from UV-B [5]. Different photobiological                     (RNP) particles linked to particular small cytoplasmic
effects from UV-A radiation are thought to be signifi-                   RNA species] have been associated with photoinduced
cant in the pathogenesis of photoinduced systemic                        lesions and may confer an increased risk compared to
disease; however, recent studies have shown that longer                  other antibodies [20,21]. There is no difference,
wavelengths of UV-A, but not UV-B, may be beneficial                     however, in the frequency of antibodies to Ro/SSA
in SLE and in the photosensitive lupus subset, subacute                  among patients with positive and negative phototest
cutaneous lupus erythematosus (SCLE) [8-11]. These                       reactions [15, 18, 21]. Photosensitivity is diagnostic for
surprising findings warrant a re-appraisal of light                      SCLE and 75% of patients have antibodies to Ro/SSA
exposure, photosensitivity and SLE.                                      antigen, although titres do not correlate with skin
                                                                         activity [22-24]. This strong association of Ro/SSA
                CLINICAL EFFECTS                                         antibody in SCLE has served as a model for
  Typically, clinical investigation of photosensitivity is               investigation of the immunopathogenic mechanism of
performed by phototesting small areas of skin with UV                    photosensitivity [25]. In human skin grafted onto nude
radiation. Most studies of SLE have examined the                         mice, injection of sera having anti-Ro/SSA antibodies,
                                                                         but not anti-DNA antibodies, resulted in Ro antibody
  Submitted 21 November 1995; revised version accepted 19 April
                                                                         deposition in the skin [26, 27]. UV-B, but not UV-A,
1996.                                                                    increases the expression and binding of autoantibody
  Correspondence to: D. A. Isenberg, Bloomsbury Rheumatology             to Ro/SSA and, to a lesser extent, RNP and Sm
Unit, Arthur Stanley House, 40-50 Tottenham Street, London               antigens, but not to DNA, while concomitant radiation
W1P9PG.                                                                  of UV-B with UV-A appears to have no effect on

                                                                                            © 1996 British Society for Rheumatology
                                                                  1002
COHEN AND ISENBERG: UV RADIATION IN SLE                                                      1003

binding [28-30], In contrast, UV-B-irradiated keratin-                   radiation [42,43]. These proteins may serve as
ocytes from patients with SLE show no association of                     molecular chaperonins with a role in Ro/SSA
in vitro photosensitivity with a clinical history of                     translocation, although overexpression of hsp 70
photosensitivity or anti-Ro/SSA antibodies [29].                         decreases UV-induced IL-1 and IL-6 release, and
   Laboratory studies support a mechanism by which                       increases cell viability after UV-B irradiation [43].
anti-Ro/SSA antibodies might recognize the normally                      While prostaglandin production and release may be
intracellular antigen in epidermal cells [25]. Thus,                     enhanced by UV light, UV-irradiated antibodies to
following UV-B irradiation, keratinocytes become                         Ro/SSA may contribute to changes in vascular
apoptotic with Ro/SSA antigen expression in discrete                     dilatation and may increase blood flow [44, 45].
surface blebs which appear to be associated with sites                      Unlike cutaneous photosensitivity, the pathogenesis
of oxygen modification [31]. Photoinduced epidermal                      of systemic photosensitivity is not clearly understood,
damage is likely to occur as a result of antibody-de-                    and may be due to causes other than Ro/SSA
pendent cell-mediated cytotoxicity (ADCC) after                          autoantibody and ADCC (Fig. 2). In contrast to
autoantibody binding to Ro/SSA antigen, whereby                          Ro/SSA antigen-antibody binding, the binding of
effector cell attachment to the Fc receptor of the                       anti-DNA antibodies to DNA is not increased after

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Ro/SSA antibody on keratinocytes results in cell lysis                   UV-A or UV-B irradiation [46]. UV-B radiation
[32]. Indeed, destruction of basal keratinocytes, those                  induces thymine dimers as products of DNA damage,
above the dermal-epidermal junction, is a consistent                     while UV-A induces single-strand DNA breaks
finding in cutaneous lupus and may be particularly                       [47, 48]. Antibodies to UV-altered DNA (UV-DNA)
prominent in SCLE [32-34].                                               are increased in sera of patients with SLE compared
   With the current knowledge that Ro/SSA exists in                      with normal controls, but again this does not correlate
several forms, the question of the precise specificity of                with a history of photosensitivity [49, 50]. Interestingly,
anti-Ro antibody in this context would be well worth                     i.v. injection of UV-DNA can result in glomerulo-
examining. Ro/SSA antigen is a system of multiple                        nephritis (GN) in New Zealand albino rabbits with
polypeptides with different binding properties, and                      anti-DNA glomerular deposition [51]. Effects of direct
these differ among cell types. The 60 kDa Ro/SSA                         UV irradiation on animal models of SLE are variable,
antigen has binding sites for RNA and DNA, and may                       although generally there is increased morbidity and
play a role in transcriptional regulation, while the                     antibody production [52]. Furthermore, UV effects on
52 kDa antigen may be a DNA-binding protein [35].                        cutaneous immune function may contribute to systemic
Clinically, high-titre antibodies to 60 kDa Ro/SSA                       photosensitivity. UV-induced cytokine production by
antigen have been demonstrated in SCLE patients,                         keratinocytes may result in systemic inflammation,
while anti-52 kDa Ro/SSA antibodies occurred only in                     while UV-B can activate a skin-derived mediator,
association with the anti-60 kDa antigen [36]. No                        cLs-urocanic acid, which results in profound suppres-
increase in 52 or 60 kDa antigen, however, has been                      sion of systemic cell-mediated immunity [53]. UV-B
reported after UV-B irradiation of keratinocytes, but                    may affect Langerhans cells (LC) in several ways, e.g.
rather, a selective expression of calreticulin, a 46 kDa                 by decreasing the number of these cells or changing
peptide bound by some anti-Ro antibodies [37].                           their morphology and function, and decreasing their
   Yet Ro/SSA antibodies may not be necessary for                        ability to stimulate T cells, particularly CD4 + T h l , thus
cutaneous damage, particularly in other forms of                         resulting in unopposed Th2 cell stimulation of B cells
photosensitive lupus with predominantly dermal rather                    [54,55]. In addition, UV-B-irradiated epidermal
than epidermal damage [16,25]. UV irradiation                            macrophages activate CD4 + CD45RA + suppressor-in-
triggers TNF-a, IL-1 and IL-6 release, resulting in local                ducer cells which results in a predominantly suppressor
inflammation and enhancing ICAM-1 expression on                          effector T-cell response in circulating lymphocytes [56].
keratinocytes which, in turn, may facilitate cellular                       That UV-A has different photobiological effects than
interaction, recognition and subsequent cytotoxicity                     UV-B may be significant in systemic photosensitivity
[25, 38-40]. Similarly, UV irradiation increases E-se-                   (Table I). Unlike UV-B, UB-A penetrates the dermis
lectin in dermal endothelial cells which may promote                     and dermal vasculature, and may have a more direct
migration of memory and activated T cells [41].                          effect on systemic immunity. Although lymphocytes
Members of the heat shock protein (hsp) 70 family,                       cultured from patients with SLE showed increased
72 kDa and 70 kDa proteins, are increased by UV                          susceptibility to UV-B irradiation as well as decreased

                             uv-c             UV-B      UV-Aj            UV-Ai               Vmbte ll^ht
                             200-290          290-320   320-340          340-400             400-700

                                 1               1                   1
                  200            250            300               350              400                         700

                                             Wmvetenjth (mnometen)

                        Fio. 1.—The spectrum of UV radiation, by wavelength. The diagram is not to scale.
1004                          BRITISH JOURNAL OF RHEUMATOLOGY VOL. 35 NO. 10

                                                     Ro/SSA
                                            antigen         antibody
                                           expression — ^ "
                                           translocation

                                           epidermal macrophages
                                              cir-urocanic acid

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Fio. 2.—Diagram of the grouped effects of UV-A and UV-B. The large balloon denotes UV-B, the smaller shows UV-A, with some overlap.
Arrows show presumed cause and effect. ADCC, antibody-dependent cell-mediated cytotoxicity.

DNA repair synthesis, UV-A had either no effect or                     membrane damage upon subsequent UV-A exposure,
increased DNA repair synthesis [57]. Although UV-B                     and haem oxygenase 1 and ferritin may mediate this
may be more efficient in causing damage to DNA                         adaptive response [60].
through direct absorption, UV-A has little effect on
DNA without sensitization or activation of a                                    THE BASIS OF PHOTOTHERAPY
secondary molecule ('chromophore') which forms a                          The principle of chromophore activation is the basis
DNA cross-linking agent that may inhibit lymphocyte                    of photochemotherapy, and has been used in the
proliferation [7]. In skin as well as in lymphocytes,                  investigation and treatment of SLE. Photochemother-
chromophore action is partly mediated by activated                     apy induces an autoregulatory response in the recipient
oxygen species which may contribute to damage of cell                  that may deactivate abnormal T-cell idiotypes and alter
membranes or DNA [7, 58, 59]. Splenocytes from SLE                     T-cell receptor specificity [61-63]. Modification of
murine models appear to be more sensitive to                           lymphocyte function with UV-A-activated psoralens
UV-A-induced oxidative stress than normal spleno-                      (PUVA) is the most common form of photochemother-
cytes [8,9]. Interestingly, pre-irradiation of skin                    apy, but requires direct skin irradiation.
fibroblasts with UV-A results in decreased oxidative                      Most intriguing is that UV-A alone may be beneficial
                                                                       without a known chromophore. UV-A irradiation of
                                                                       (NZB x NZW)F| mice resulted in increased survival
                            TABLE I                                    and decreased circulating anti-DNA antibodies [64]. A
           Comparison of the effects of UV-A and UV-B                  mechanism for the beneficial effect of UV-A is unclear,
Specific effects               UV-A                      UV-B          although it may be due to the absence of a
Location of maximum effect     dermis                    epidermis     chromophore and subsequent lack of effect on DNA.
Phototest response             mixed                     positive      Furthermore, longer wavelengths of UV-A, UV-A,
Ro/SSA                                                                 (340-400 nm), do not affect LC function, perhaps
  Antigen expression           no effect                 increased
  Antibody binding             no effect                 increased
                                                                       resulting in decreased stimulation of B-cell function
Langerhans cells                                                       [65].
  Number                       no effect (UV-A,)         decreased
  Morphology                   no effect (UV-A,)         altered                 EFFECTS OF PHOTOTHERAPY
  T-cell stimulation           no effect                 decreased       In SLE, extracorporeal photochemotherapy (photo-
DNA damage                     minimal without           increased     pheresis) has been used in order to avoid potentially
                               chromophore
Role of Oi radical damage                                 +            harmful effects of direct light exposure. Photopheresis
                               + + +
  Antioxidant response         increased                 unknown       of MRL/1 mice and a murine model of lupus-like
DNA repair synthesis           increased or              decreased     graft-versus-host disease resulted in delayed pro-
                               unchanged                               gression of autoimmune disease [63,66]. In an
COHEN AND ISENBERG: UV RADIATION IN SLE                                               1005

uncontrolled trial of photopheresis in eight patients                 6. Wysenbeek AJ, Block DA, Fries JF. Prevalence and
with SLE, seven had significant clinical improvement,                    expression of photosensitivity in systemic lupus eryth-
including decreased joint scores, improved skin lesions,                 ematosus. Ann Rheum Dis 1989;48:461-3.
and minimal side-effects [67]. In some, improvement                   7. Parrish JA, Anderson RR, Urbach F, Pitts D. Effects of
was maintained up to 1 yr after treatment.                               ultraviolet radiation on microorganisms and animal cells.
                                                                         In: Biological effects of ultraviolet radiation with emphasis
   Following direct UV-Ai phototherapy of patients                       on human responses to longwave ultraviolet. New York:
with SLE and SCLE, without a chromophore,                                Plenum Press, 1978:85-106.
photosensitive skin lesions, constitutional symptoms                  8. Golan DT, Borel Y. Increased photosensitivity to
and arthritis improved with no activation of skin or                     near-ultraviolet light in murine SLE. J Immunol
systemic disease [11,68]. Patients with anti-Ro/SSA                       1984;132:705-10.
antibodies appeared to have a greater response and no                 9. Golan TD, Dan S, Haim H, Varda G, Sol K. Solar
patient developed disease exacerbation. Improvement                      ultraviolet radiation induces enhanced accumulation of
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Paradoxically, patients having photosensitive lesions,                   in vitro. Lupus 1994;3:103-6.
particularly SCLE, appeared to have the best response                10. Martinez-Osuna P, McGrath H Jr, Lee FA. A placebo

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                      SUMMARY                                            clinical disease activity and autoantibodies in patients
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effects that may be beneficial. While we treat patients              13. Cripps DJ, Rankin J. Action spectra of lupus
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exacerbation of skin or systemic disease. In fact,                   14. Lehmann P, Holzle E, Kind P, Goerz G, Plewig G.
photopheresis appears to have no effect on normal                        Experimental reproduction of skin lesions in lupus
cell-mediated immune function [63]. The notion of                        erythematosus by UVA and UVB radiation. J Am Acad
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                                                                     15. Wolska H, Blaszczyk M, Jablonska S. Phototests in
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is unclear, although UV-Ai does not affect LC function               16. Kind P, Lehmann P, Plewig G. Phototesting in lupus
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•.
                                                                         of lupus erythematosus induced by monochromatic light.
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