THE USE OF FIGURATIVE LANGUAGE IN GREEK POLITICAL DISCOURSE - IKEE / AUTh
←
→
Page content transcription
If your browser does not render page correctly, please read the page content below
THE USE OF FIGURATIVE LANGUAGE IN GREEK POLITICAL DISCOURSE BODY METAPHORS FOR THE GREEK ECONOMIC CRISIS By KONSTANTIA SFAIROPOULOU A Thesis submitted to the School of English Aristotle University of Thessaloniki in partial fulfilment of the requirements for the degree of MA in LINGUISTICS Thesis Supervisor: ANGELIKI ATHANASIADOU Thessaloniki FEBRUARY 2020
TABLE OF CONTENTS ACKNOWLEDGEMENTS III ABSTRACT IV CHAPTER 1 – INTRODUCTION 1 1.1. The chronicle of Greek debt crisis 1 1.2. Figurative language and political discourse 1 CHAPTER 2 – THEORETICAL AND METHODOLOGICAL BACKGROUND 2.1 The discourse of crises 3 2.2. Political discourse and metaphor 3 2.3. Method 6 2.4. Tools and Terminology 7 CHAPTER 3 - ANALYZING THE FIGURATIVE FRAMING OF SEVEN CRISIS-RELATED CONCEPTS 3.1 The economy 11 3.2 The debt 17 3.3 The measures, the agreement and its consequences 22 3.4 The country 31 3.5 The EU, the European allies and creditors 37 3.6 Democracy 41 3.7 The Greek society 46 CHAPTER 4 – CONCLUDING REMARKS 52 REFERENCES 55 APPENDIX 59 I
II
ACKNOWLEDGEMENTS Although the completion of a thesis could be considered the most demanding of the requirements for the fulfilment of an MA degree, according to my personal experience, it was quite the opposite. I could attribute this to my supervisor, Angeliki Athanasiadou and I would like to thank her for many more reasons. First of all, for showing confidence in me even though we had not met until I was accepted at the Postgraduate Studies Program. Second, for successfully communicating her enthusiasm for her field of expertise, Cognitive Linguistics. Third, for her patience when I – especially at the beginning of this endeavor – needed guidance most. Additionally, for offering me an excellent mixture of freedom and guidance, which helped me avoid dead-ends and be successful in properly completing the present thesis. Finally, on a more personal level, I would like to thank her for unfailingly supporting me over my postgraduate studies, which was marked from the beginning by several adversities. Further, I would like to thank the department of Theoretical and Applied Linguistics of the School of English for introducing me to linguistics as an undergraduate student and stimulating my enthusiasm for this field of study. As for the members of the academic staff that inspired me the most, I would like to mention and thank the now- retired professor Marianthi Makri-Tsilipakou who helped me with her attitude and quality as teacher to realize – at a very early stage of my studies as undergraduate student – that I wished to pursue postgraduate studies in the field of Theoretical Linguistics. I would like, then, to thank Dr. Angeliki Alvanoudi, Lecturer under contract, for encouraging me with her generous comments, as well as the now-retired assistant professor Elissabeth Mela for her excellent recommendations and pure enthusiasm. Finally, I am really grateful to all my MA teachers for the knowledge they have shared with me and, most importantly, to Dr. Valandis Bardzokas, member of the Special Teaching Staff, and the associate professors Ioanna Topintzi and Eleni Agathopoulou. III
Abstract The aim of the present thesis is to analyze the way crisis is conceptualized in Greece by identifying the figurative language used in political debates hosted in the Greek Parliament between 2010 and 2015 in the context of Greek economic crisis and austerity programs imposed by the European Union and the institutions that financed Greece to cope with its debt. The analysis relies on a corpus of approximately 150,000 words comprising speeches delivered in the Greek Parliament on the eve of sanctioning the First, Second and Third Economic Adjustment Programs (Memoranda) for the provision of economic assistance to Greece but also the approval of harsh austerity measures imposed by the Greek governments in 2010, 2012 and 2015 respectively. More specifically it is seated upon excerpts chosen from those speeches, where specific crisis-related issues are non-literally treated by the people who discuss and analyze them. These authentic excerpts have been translated from Greek. The original text can be accessed in the relevant appendix. The figurative language employed was identified through intensive reading of the minutes of five plenary sessions of the Greek Parliament retrieved online from its official site [https://www.hellenicparliament.gr.]. The approach follows the Critical Metaphor Analysis (supported by Charteris-Black 2004, Chilton & Ilyin 1993, Musolff 2004/2016/2019 among others), which integrates Cognitive Linguistics and Critical Discourse Analysis, since it employs the methods of the Conceptual Metaphor Theory (CMT) while analyzing the significance of metaphors in the given discourse and, consequently, their role in conceptualizing the Greek reality of the time. From this perspective, figurative language is seen as a powerful conceptual and discourse strategy to frame economic, political and social issues and to serve emotional and ideological purposes. The analysis revolves around seven central issues: the debt, the economy, the measures / the agreement and its consequences, the country, the EU / the European allies and creditors, democracy and the society. Through figurative language, the political and economic debate about those issues, at the backdrop of former policies and in the face of current developments and decisions critical for the country’s future as member of the EU, becomes effectively persuasive and manipulative. The present study examines the linguistic devices employed by IV
political agents in the discussions of the first, second and third memorandum and effectively testifies diverse shifts in the way conceptual mechanisms are used over the course of a five-year period. As regards the elaboration of the seven crisis-related notions, one such shift follows the deterioration of the political and economic situation, thus increasing/decreasing the emotional intensity conveyed through figurative language. Another shift attested, allows to clearly discern two diametrically opposing stances with respect to the political and economic situation relevant to that period. As a closing remark, the present study focuses on political discourse and adds further evidence to the fact that ideological metaphors and figurative language, in general, have ample persuasive force used in the justification/disapproval of the political and economic consequences of crises as part of their potential to influence human understanding of social and political life (Charteris-Black, 2004: 28). Whatever the persuasive force of figurative language in political discourse, though, the analysis of the ideological purposes it serves remains outside the scope of the present thesis. V
CHAPTER 1 – INTRODUCTION 1.1. The chronicle of Greek debt crisis The sovereign debt crisis affecting Greece – among a number of Central and Eastern European countries, such as Ireland, Italy, Portugal and Spain – from 2010 to the present began to emerge in 2007 in the United States, with the bursting of the housing bubble and its domino effect on global financial institutions. The result was the 2008- 2012 global recession with consequences that had been unprecedented since the Great Recession of the 1930s. Greece and the aforementioned EU countries, which were the victims of the Euro-area bank crisis, struggled to repay pre-existing government debts and were slow regarding growth compared to other eurozone members. It soon became apparent that the crisis could undermine the viability of the currency union but would also endanger the European integration project for the first time since the signing of the Maastricht Treaty. To curtail the development of the multifaceted crisis, the prescription prevailed by the Greek governments and international institutions was the adoption of austerity measures (Karyotis & Gerodimos, 2015:1-2). Since 2010, the Greek governments have three times sought and obtained financial assistance from fellow member states, the EU and the International Monetary Fund (IMF). The approach taken was the financial assistance - commonly known as “bailout packages” - to be accompanied by draconian austerity programs, known as First, Second and Third Economic Adjustment Programs or – more commonly – Memoranda (hereinafter referred to as M1, M2 and M3). These were discussed and approved by the Greek Parliament in May 2010, February 2012, and July 2015 respectively. The minutes of the respective assembly discussions constitute the material of the present thesis. 1.2 Figurative language and political discourse Figurative language was thought of as being one aspect of what gives a text special esthetic value. Compared to literal speech, figurative language attributes beauty to the message conveyed, while literal description not only lacks in beauty but also conveys a different message. Through years of study, it has been made clear that figurative language, apart from being decorative, is important and pervasive because it draws from cognitive material that shapes our thought (Dancygier & Sweetser, 2014: 1). The study of figurative language under this perspective is considered one of the so-called 1
“islands” in the archipelago of Cognitive Linguistics (Geeraerts, 2006: 2). Since the 1980s the application of Cognitive Linguistics’ models in examining the nature of figurative language has provided new understandings of figurative tropes. Political discourse, similarly with literary texts, may have artistic intensions that could result to the emotional involvement of the audience. Capturing the audience and stirring emotion could be facilitated through metaphor, simile, irony, hyperbole, and other figurative tropes or combinations of them. Political agents could resort to these tropes not only to stir emotion but also to present policies, change minds or even take stance on issues (Dancygier & Sweetser, 2014: 188). Cognitive research provided a new understanding of how political discourse can be exploited in politics, and what limitations there are for its use. Because it was made clear that language, apart from being a means of expression and communication, has ample political force. It is a powerful instrument for social cohesion or separation. It has the power not only to evoke memories but also to change and shape them. Therefore it can change history (Lakoff, 2009: 231). 2
CHAPTER 2 – THEORETICAL AND METHODOLOGICAL BACKGROUND 2.1 The discourse of crises An economic crisis constitutes an imbalance, and an area of debate and argumentation where a special political discourse is formed. In particular the political discourse of crisis provides ways of crisis representation and, also, provides the reasons for political agents to decide and act. In other words, political discourse in times of crisis serves the function of creating the “narrative” for the conceptualization of crisis, of getting people to see it in a certain way. It is a way a crisis is symbolized, the ideological interpretation or “story” behind the crisis, which imposes itself and determines the public perception of the crisis and what the outcome of the crisis will be. This function is aided by the use of figurative language by political agents and people in power. The rationale behind the use of such “figurative narratives” in times of crises is to help people, on the one hand, make decisions about how to act in response to crises and, on the other, justify strategies or policies which will hopefully restore balance and rationality (Fairclough & Fairclough, 2012: 2-6). In the context of the Greek debt crisis, the approach adopted for the purposes of the present work is the examining of the argumentation of political agents regarding various crisis-related issues in order to approve or disapprove particular ways of acting and, consequently, decisions that could be taken with regard to austerity policies imposed on the country. The political discourse of the assembly sessions of the Greek Parliament consists of arguments in favor or against a particular tentative line of action. Which line prevails is thought to depend upon the relevant dominance of the different “narratives” regarding the causes and significance of the crisis and how it might be resolved. Figurative language (most prominently metaphor), as a major constitutive element of “narrative” formation is extensively analyzed in Chapter 3. 2.2 Political discourse and metaphor With the emergence of cognitive semantics approaches to metaphor and the growth of critical discourse analysis (CDA) much research has been conducted into the use of metaphor in various types of political discourse. Metaphors are seen as important means of conceptualizing political issues and constructing world views. One reason for the extent of research interest is that metaphor, by linguistically encoding one 3
concept in terms of another, establishes new relationships between phenomena and stimulates new ways of thinking and acting (Charteris-Black, 2004: 47-48). George Lakoff and Mark Johnson in 1980 developed the “cognitive linguistic view of metaphor.” According to their conception, metaphor is a property of concepts, not words. Its function is to better understand certain concepts; not to serve artistic or rhetorical purposes (Kövecses, 2010: x). A metaphor establishes conceptual correspondences (mappings) between a source and a target domain (A and B), in the sense that constituent elements of B correspond to constituent elements of A (CONCEPTUAL DOMAIN A is CONCEPTUAL DOMAIN B). The conceptual domain from which we draw metaphorical expressions to understand another conceptual domain is called source domain, while the conceptual domain that is understood this way is the target domain. Thus, metaphor is defined as understanding one conceptual domain in terms of another (Kövecses, 2010: 4). We normally construe (conceive) a more abstract domain (or concept) through a more physical domain (or concept). In the case of the present thesis, the abstract concept is CRISIS with debt, economy, austerity measures, etc. being its constituent elements. The scope of the present work regarding metaphor analysis goes beyond the identification of metaphor mappings and into identifying relationships between metaphors of the same target domain. The aim is to trace a schema of development in metaphorical realizations through the language used in each memorandum, i.e. through time. For instance, when studying the target domain of “economy” from M1 through to M3, we realize that the mappings employed seem to follow the deterioration of public finances. Thus, M1 starts with the conceptual metaphor ECONOMY IS A BUILDING/MACHINE, which in M2 evolves to ECONOMY IS A (SINKING) BODY and ends up in M3 with ECONOMY IS A CANCER PATIENT. A noticeable development is the gradual embodiment of the source domains. That makes the target domain more concrete and heightens the emotive impact on the target audience. Making an abstract concept concrete can take the path of either objectification or personification. In that sense, groups may be personified, which achieves “compression to human scale”. This way it is made possible to interact directly with a “nation”, when this is understood not only as a unit but as a “body” (see section 3.4 for the discussion of body politic). The abstract – concrete dichotomy may be difficult to discern, in the sense that it is not always clear that metaphors are about understanding the abstract in terms of the concrete. “Body” and “nation”, for instance, 4
as source and target domains, may both have concrete and abstract structure. Neither target domains have to be abstract nor source domains need to be concrete. Creating a metaphor, therefore, that best concretizes a relatively abstract concept may depend on picking different frames (for frame-domain interaction see section 2.4) within the two domains and building mappings between them (cf. Dancygier & Sweetser, 2014: 67). In the analysis that follows, the Greek nation for the sake of compression is personified via the conceptual metaphor NATION IS BODY, but for the sake of concreteness and emotional impact the nation’s “body” is presented as being susceptible to illness, suffering or requiring medical treatment. To that effect, the MEDICAL CONDITIONS frame is the one profiled within the “body” domain. Similarly, in discussing “the pathogenies of the …economic system,” the metaphor ECONOMY IS A BODY evoked, profiles the MEDICAL CONDITIONS frame within the BODY domain which makes the discussion about the impact of the financial crisis to have a more affective appeal on the target audience. The discussion of metaphors concretizing the abstract notion of “crisis” in the political discourse of Greece is the major part of the present thesis. If we critically examine those metaphors within the context of the speeches delivered in Parliament, that can influence the value judgments that we make. However, the metaphors analyzed are not approached with the intention to reveal the conflicting ideologies of the text producers but as conceptual mechanisms employed for the representation of the various facets of Greek debt crisis. My aim is to investigate how those mechanisms develop and how the conceptualization of crisis shifts diachronically. Another aspect that remains out of the scope of the present thesis is to investigate whether the conceptualizations of crisis are culture-specific or not, since it exclusively draws on the linguistic and conceptual devices used to describe crisis as it was experienced in Greece and not in contrast with the respective devices employed by other crisis-hit countries, such as Portugal, Spain or Ireland. However, it is acknowledged, in line with the assumption shared by both Cultural and Cognitive Linguistics, that political-ideological metaphors, such as those based on concepts related to crisis, can be considered cognitive strategies by which specific communities or cultures create their worldview, which they communicate through language (cf. Soares da Silva et.al., 2017: 350). 5
2.3 Method The approach adopted for the purposes of the present study integrates Critical Discourse Analysis with Cognitive Linguistics’ tools, such as figurative language analysis in the framework of Conceptual Metaphor Theory, since it employs the methods of CMT, while analyzing the significance of metaphors in the given discourse and, consequently, their role in conceptualizing the Greek debt crisis. It is an approach that bares similarities to the one described by Jonathan Charteris-Black (2004: 41) as Critical Metaphor Analysis. The methodology of CMA (Charteris- Black, 2004: 34-35) proceeds in three stages, identification, interpretation and explanation. Metaphor identification is concerned with collecting examples of linguistic metaphors used to talk about a topic, that is identifying whether they are present in a text. Metaphor interpretation is concerned with interpersonal meaning, that is identifying the type of social relations that are constructed through them. The latter is achieved by generalizing from linguistic metaphors to the conceptual metaphors they exemplify. Thirdly, metaphor explanation is concerned with the way metaphors are interrelated and become coherent with reference to the situation in which they occur. That is achieved by using the conceptual metaphors identified in the previous stage to suggest understandings or thought patterns which construct or constrain people’s beliefs and actions. The approach adopted for the purposes of the present study - unlike CMA - does not integrate the advantages of electronic corpora processing or the application of corpus query tools to reach quantitative conclusions. It is purely qualitative even though the corpus created was big enough to lent itself to drawing quantitative conclusions. The corpus that was formed (approx. 150,000 words) comprises in total five Parliamentary Assembly discussions related to the signing of the First (May 6, 2010), Second (February 12, 2012) and Third Economic Adjustment Programs (the signing of the third program was concluded in three assembly discussions, July 10,15 and 22, 2015). The texts were selected on the premise of their relevance to the economic crisis at a time when the country’s future as member of the Eurozone had been highly jeopardized. The intensive reading that followed was enough to empirically identify figurative language with reference to crisis as it was experienced in Greece. The identification of 6
the instances of figurative use of language was made possible by careful examination of the context so as to check whether the context supported the classification of those instances as metaphors, metonymies, similes, etc. As regards metaphor identification, my intention is irrelevant with the degree of novelty or conventionality of those metaphors but it is centered upon the intention of the speaker to decode the political reality of crisis in Greece, to persuade or cause emotional impact by using language non-literally. The instances of non-literal use of language with reference to economic crisis by the speakers were isolated and organized under seven thematic units: the debt, the economy, the measures / the agreement and its consequences, the country, the EU / the European allies and creditors, democracy and the society, which are dealt with in Chapter 3. The next step was to identify the conceptual mechanisms employed, namely mappings between source and target domains (the crisis-related concepts mentioned above), frames profiled within domains, and underlying image schemas. The third step, which can be paralleled with the “interpretation” stage of Critical Metaphor Analysis, is concerned with textual meaning. For the purposes of this stage, I holistically processed and compared the conceptual mechanisms employed in elaborating the seven crisis-related notions over the 2010-2015 period so as to identify how the conceptualizations evolved through time and how these are interrelated and become coherent with reference to the socio-economic situation of Greek debt crisis. In that sense, by analyzing how the conceptualization of crisis evolved through time, it was possible to identify the discourse function of figurative language. 2.4 Tools and Terminology One of the tools employed for the analysis of the material that follows is the concept of frame, within the theoretical framework of Frame Semantics, as it was initially advocated by Charles Fillmore (1982). The main tenet of Frame Semantics (Fillmore 1982, Fillmore 1985, Fillmore & Atkins 1992), is that linguistic entities such as words, idioms, and grammatical constructions evoke frames in the mind of language users. A frame is an abstract conceptual schema of a situation or event (Johnson & Lenci, 2013: 13), which is activated when we hear a word, idiom or grammatical construction, as the hearers’ “package of knowledge” that surrounds the respective situation or event. A frame is normally very schematic, comprising no other details apart from the entities participating in an situation or event and their relations. Thus 7
we have a “marriage” frame, a “party” frame, a “traffic” frame, etc. Everything we know about these situations is coherently structured in conceptual frames. All data concerning frame identification have been accessed online from FrameNet website (framenet website; http://framenet.icsi.berkeley.edu/), an ongoing Computational Linguistics’ project undertaken by the International Computer Science Institute in Berkeley to recognize and document frame structures, namely the computational implementation of frame semantics. In a collaborative publication by several of the architects of the FrameNet project (Ruppenhofer et al 2010: 5) a semantic frame is described as “a script-like conceptual structure that describes a particular type of situation, object, or event and the participants and props involved in it.” Semantic frames as well as the underlying framework of Frame Semantics have been successfully employed for languages other than English (e.g. German, Spanish, Japanese) in an attempt to build and connect lexicon fragments across languages (Boas, 2009: 60). With reference to frames, domains are much wider conceptual schemas to which frames may belong. Unlike frames, which are specific knowledge structures surrounding words, idioms or constructions, conceptual domains are very general areas of conceptualization. Conceptual domains crosscut with frames thus allowing us to link one frame to another (Radden & Dirven, 2007: 11). Domains are normally structured by several frames. The latter may be interrelated once they share elements and structure that can be activated through any one of these frames. When a linguistic entity evokes a domain by evoking a specific frame, that frame has a special status within the evoked domain, namely it is profiled as opposed to other structure in the domain (Sullivan, 2009: 79) A frame with more argumentative and narrative content and structure constitutes what has been referred to as metaphor scenario. Its schematic nature is less pronounced than that of a frame, i.e. scenarios are more elaborate than frames. They tell a mini- story thus elaborating on the minimal schematic frame. The narrative nature of scenarios also allow for evaluative elements, which make them useful for argumentative exploitation in political discourses and policy planning (Musolff, 2019: 5). Metaphor scenarios present a discourse-based, culturally and historically mediated version of a source domain (Musolff, 2016: 30). A well known metaphor scenario is 8
the one borrowing conceptual elements from the LOVE/MARRIAGE and FAMILY domains for the conceptualization of the relations between EU member states but also the Grexit speculations. These elements focus only on a few concepts from our “common-sense” knowledge of the LOVE/MARRIAGE and FAMILY domains and provide a system for the conceptualization of the EU as a whole (cf. section 3.5). That partiality allows for evaluative arguments and judgments concerning EU politics (Musolff, 2004: 14-15). While frames and domains are cognitive linguistic tools which explain the cognitive processes we use to organize our experiences and world knowledge into structured concepts and language, framing (Burgers et al 2016, Charteris-Black 2004, Musolf 2019 to name a few) is an important concept in communication which can influence and even shape public discourse. In framing theory, framing is the act of selecting some aspects of a perceived reality, making them more salient, so as to promote a particular problem definition, interpretation, evaluation and/or suggested treatment for the item described (Burgers et al, 2016: 1). Lakoff and Wehling (as cited in Musolff, 2019) maintain that “factual” information in political context always needs to be incorporated into a conceptual “frame” to become meaningful. Political facts in order to be communicated need to be placed in frames that make them relevant. Their chief example for the power of political framing is the conservative argument in favor of “tax relief” which presupposes the notion that taxes are a metaphorical “burden” (cf. section 3.2). Metaphorical framing, as Lakoff and Johnson indirectly admit in the last chapter of “Metaphors we live by” (2003: 236), has strong ideological power, since political and economic ideologies are framed in metaphorical terms. Another term used in the analysis that follows is the level of metaphor generality (Lakoff & Turner 1989, Kövecses 2010 et al). Conceptual metaphors can be specific- level or generic-level ones. Specific-level metaphors employ specific-level concepts. The schematic structures that underlie them (e.g. image schemas) are filled in a detailed way. In the case of generic-level metaphors, the concepts employed are generic-level. They are defined only by a small number of properties, i.e. they are characterized by extremely skeletal structures (Kövecses, 2010: 45). Finally, central position in the analysis of the figurative language present in the discourse of Greek crisis holds the embodiment (Gibbs 2006, Johnson 1987, Kövecses 9
2010, Lakoff & Johnson 1980, 1999 among others) of the various crisis-related concepts. That is to say, the BODY, as source domain, is repeatedly used for the metaphoric conceptualization of the economy, the debt and the country (see sections 3.1., 3.2, and 3.4 respectively). As Kövecses points out (2010: 18), embodiment is a central idea of the cognitive linguistic view of meaning, since a large portion of metaphoric meaning derives from our experience from our own body. The imaginative structures that mostly emerge from our embodied experience are metaphor and image-schema. The VERTICALITY schema, for instance, is the abstract schema whose structure we grasp out of thousands of perceptions and activities we experience every day, and which, in turn, is applied so as to derive meaning from and make sense of our experiences. Similarly, in metaphor, we project patterns from one domain of experience (often the domain of BODY) in order to structure another domain of a different kind. Through metaphor, we make use of patterns from our physical experience to organize our more abstract understanding (Johnson, 1987: xiv- xv). In the following chapter the above Cognitive Linguistics’ tools are employed for the discussion of seven crisis-related concepts that were widely discussed in the deliberations of the Greek Parliament prior to the sanctioning of the three Memoranda. 10
CHAPTER 3 - ANALYZING THE FIGURATIVE FRAMING OF SEVEN CRISIS-RELATED CONCEPTS 3.1 The economy Economics is a domain of experience involving entities such as money, transactions, debt, etc. It sometimes functions as the source and sometimes as the target domain. The present section discusses metaphors that elaborate the particular domain. These can be dead or alive, sleeping or waking (Müller, 2008: 2; 178). The relation of economics with metaphor is particularly interesting, because economics, as a soft science, had to acquire credibility alongside other sciences that were considered more noble and rational. Yet, from its beginning, economic thinking was largely metaphorical. The language of economics abounds with dormant metaphors which denote the scientific domains they were borrowed from, mostly physics and natural science. (Resche, 2012: 82). Unlike expert economic analysts, Greek politicians avoided the excessive use of figurative tropes to represent economic concepts (loans, banks, banking system, financial market, interest rates, countries viewed as economic entities, etc.) i.e. the kind of language one can find in economic magazines (e.g. plunging markets, floating exchange rates, etc.). “Debt” (and its “growth”) is the most widely discussed economic parameter since it admittedly led the country deep into crisis. There are, however, a few instances in the three memoranda, where the economy is explicitly discussed. In M1 it is recognized that the country’s “fiscal and economic collapse” is a fact or an imminent danger. Here, the conceptualization of the condition economy is in is metaphorically implemented by way of the “BUILDINGS” source domain, which is one among the most commonly used source domains for “ECONOMIC SYSTEMS” (Kövecses, 2010: 25). (1)… the fiscal and economic collapse […] have shocked Greek society. Since economic systems are complex abstract systems this mapping is generalized into the overarching metaphor ABSTRACT COMPLEX SYSTEMS ARE BUILDINGS. Central knowledge of buildings, also, allows us to capture the mapping “failure of the system is collapse of the building” found in (1) (Kövecses, 2010: 139). 11
According to Kövecses (2010: 159) the “complex systems” is a group of metaphors comprising abstract target concepts, such as economic systems, political systems, social organization, etc. Generally, the properties of function, stability, development, and condition of abstract complex systems are primarily featured by four source domains: machine, building, plant, and human body, respectively. Thus, the abstract complex systems are mostly conceptualized metaphorically as MACHINES, BUILDINGS, PLANTS or BODIES. Therefore, in another point in M1, it is also deemed imperative that the “machine of growth” be “set in motion” or that the “capitalist economy” be “reheated” (2), since an important aspect of the good functioning of a machine is its proper “heating”. (2) The fiscal debt impedes reheating the capitalist economy. These examples are instances of the COMPLEX SYSTEMS ARE MACHINES metaphor. One of the metaphorical entailments of the concept of “machine” as a source in relation to abstract complex systems as a target is THE (EFFECTIVE) FUNCTIONING OF AN ABSTRACT COMPLEX SYSTEM IS THE (EFFECTIVE) WORKING OF A MACHINE. (Kövecses, 2010: 156). Over time, the machine metaphor has been made appropriate for economy through a cultural process that followed the steps of the scientific evolution. Economy as a discipline, similarly with others, gained its legitimacy as a science through metaphor, that is to say, by modeling itself on disciplines that had already been established and institutionalized. Economics, therefore, sought to emulate physics in the nineteenth century, while neoclassical economists of the twentieth century even translated economic variables into variables in the physics. Different metaphors prevail at different times depending on how receptive the scientific community is to new findings or how dependent on the former generation’s metaphors it is. ECONOMY IS A MECHANISM is a proto-metaphor dominating economic thought diachronically, which surfaces in two different ways based on whether those who use it are satisfied with the idea that this mechanism could work on its own or believe that the mechanism should be repaired or maintained and its operation should be supervised (the tenants of government intervention). For both these views, the machine metaphor is appropriate (Resche, 2012: 84). 12
Metaphors also draw on image schematic experience. The following two examples (3- 4) are instances of two of the most frequent image schemas, JOURNEY and CONTAINER. (3) We commit ourselves to take the economy out of the mire (4) [the government] leads the country into an economic abyss. In these statements, what is actually being talked about is the position of the Greek economy or, at least, the position it is found according to the speakers’ estimations. Here, terms such as “take out” or “lead into” point to the SOURCE-PATH-GOAL schema, which licenses the MEANS are PATHS metaphor. In the above examples the conceptualization of the position of the economy as a state, which gives rise to the metaphor STATES are CONTAINERS (mire, abyss) coexist with linguistic expressions of the SOURCE-PATH-GOAL schema (take out, lead into). As Talmy proposes, the spatial relation described via the combination of such terms may rest upon complex image schemas (CONTAINER & SOURCE-PATH-GOAL), since each one of them separately is inadequate to account for the conceptualization of motion from the interior to the exterior of the “crisis” container and vice versa (Dodge & Lakoff, 2005: 65). The metaphoric entailment of these two co-operating image-schemas is that economy is something that can either float or sink. Choosing to represent the economy as a BODY, however, makes the discussion of financial crisis more comprehensible and personal because we all understand how our bodies work. Representations of the economy as body become increasingly frequent in M2 and M3, toward the end of this five-year span. Once the economy is personified important consequences arise for the political leadership. Just as a person in dangerous waters, it should be rescued (…taken out of the mire…). Once it is objectified (a ship being driven into abyss), human intervention (a rescue plan) is necessitated. “Bailout”, the term that was widely used since the wake of the 2009 financial crisis may well have been influenced by images of disaster: sailors bailing water out of sinking boats (Mooney & Evans, 2015: 56). In M2, the speakers of the parliamentary assembly recognize the need for the economy to be given “space to stand on its feet again” even though, due to over- taxing of the private sector, the economy ended up standing “on two sick feet”, the 13
public and the private sector. They also recognize the “pathogenies” of the political and economic system of the country” and contend that the economy has been driven into “credit asphyxiation” (credit crunch) and has “shrunk” or “dried up” due to liquidity shortage. (5) …liquidity has shrunk… (6) Cash flow has dried out and Greek economy needs fresh money… We can see from these examples that the instability of water in cognitive terms, the principles of its behavior and its saliency, becomes very useful in understanding abstract economic concepts. Thus money, here, though being an abstract concept, can be viewed as a liquid substance, possibly, inside a container, by way of the MONEY IS LIQUID metaphor, a type of ontological metaphor, and ECONOMY IS A CONTAINER. (cf. Charteris-Black, 2004: 135-170). Greek has incorporated the above conceptual metaphor in its lexicon, as is evidenced by the nominalized adjective [refsto=cash], whose literal meaning is fluid, for the currency we use in our daily transactions. As evidenced in the corpus, liquidity (cash flow), a property of water, is something that can “dry out” or “shrink.” The MONEY IS LIQUID metaphor rests on several conceptual mappings, one of which is LOSING MONEY IS LOSING LIQUID, which is the case in (5) and (6). Thus, it may happen that the financial institution, company, banking system or the economy itself, which is conceptualized as a container, is not tightly closed, so a liquid may leak, escape from the container through an opening usually by a fault, mistake or financial mismanagement (Silaški & Kilyeni, 2011: 68). Both the government coalition and the opposition recognize in M2 that the economy pays the price of former policies, so it is currently facing a life threatening situation. (7) and (8) below are cases of the ECONOMY IS A [SICK] BODY metaphor. (7) And now we certainly have a very serious problem with our fiscal, economic viability. (8) What could be the solution? […] Securing not only the economic viability but also the entire viability of the country as a whole. 14
As expected, the human body plays a key role in the metaphoric elucidation of the realities that make up the Greek crisis (debt, economy, society, measures, etc.). The conceptual metaphor, underlying the predicating modifier construction of the Adj-N type “economic viability,” is ECONOMY IS A BODY, where “viability” evokes the source and “economic” the target domain. Usually, in these constructions, the modified head evokes the source domain, just as “viability” evokes the BODY domain, while the adjective “economic” evokes the target domain (cf. Sullivan, 2007: 89-90) . The evocation, of the target domain is direct, while the source domain is indirectly evoked by means of the LEVEL_OF_FORCE_RESISTANCE frame (framenet website; http://framenet.icsi.berkeley.edu/). (9) …we realize the pathogenies of the political and economic system of our country… The ECONOMY IS A BODY metaphor is similarly evoked in (9). In this case, however, it is seated upon a preposition phrase (PP) construction. The noun “pathogenies” is responsible for indicating the source domain, while the noun “system,” part of the PP, which is modified by the target domain adjective “economic,” indicates the target domain (cf. Sullivan, 2007: 122-126). However, the evocation of the source domain is indirect, in the sense that is achieved through the profiling of the MEDICAL CONDITIONS frame within the BODY domain (cf. Sullivan, 2007: 83; 126). In M3 the representations of the economy as a body are also present, the difference being that the focus now is more persistently turned to its health condition or even its survival. To that respect, the issue discussed regarding the stabilization of the banking system is the need for “bank/banking system resolution”. That is rendered in Greek as [eksigiansi=sanitation], a derivative of [ygia=health], clearly part of the HEALTH- ILLNESS domain. (10) … bank resolution should be worked out first of all based on equities. In M3 the conceptualization of economy as a “body” foregrounds the entailment “economic wealth is physical health”. An image of economy that is quite tense in the sense that it depicts an agonizing kind of suffering of the economic “body” is that of “economic asphyxiation”. With reference to the ECONOMY IS A BODY metaphor, the asphyxiation in (11) evokes the MONEY IS OXYGEN sub-metaphor and recognizes the 15
premise that money is a life saving element that prevents asphyxiation of the body either inside a confined space or inside a container full of some kind of liquid. (11) All this time we gave a strong fight for the best possible outcome in conditions of unprecedented economic asphyxiation. However, the strongest image pertaining to economy that appeared for the first time in M3 discussions is the one presenting the economy as a “cancer patient”. (12) In the remaining economic and social sectors, we can also remove several carcinomas… Metaphorically, cancer can “spread” or “proliferate”, be “diffused” or “removed” surgically. In the present example the socio-economy disease seems severe but operable. Illness and health metaphors have a dubious reputation, especially those employed in texts to present brutal extermination policies as effective healing methods. A notorious use of those metaphors is their employment by the Nazis to legitimize the holocaust. But also during the French Revolution illness/therapy metaphors were used to legitimize the terror policy as a radical cure for society’s moral illnesses. More than a hundred years earlier, Thomas Hobbes, in “Leviathan” analyzes the dangers facing the state in terms of diseases of the body politic (see section 3.4 for the discussion of body politic). Susan Sontag in her 1978 essay Illness as Metaphor contends that illness is traditionally used to represent social corruption and injustice. She also distinguishes what she calls master illness metaphors as the ones deriving from “master-illnesses” such as tuberculosis and cancer. Cancer metaphors in particular are classified by Sontag as genocidal, in the sense that they go beyond expressing strong disapproval of social and political developments. In her view, they even reject reformist remedies as pointless and promote “severe measures” as the final resort to stop the rot (Musolff, 2003: 328). Another figuration of the economy in M3 is based on a comparison realized as an implicit simile, since it is not recognized by the presence of one of the comparison markers, i.e. prepositions: like, as, or verbs: seem, look like, resemble, or adjectives: similar to, some kind of, or conjunctions: as if, as though (their Greek equivalents). 16
(13) We do not accept any more in Greece the old political system of conflicting interests, […] those who think they have an Eldorado-like economy… The word order in the Greek text, which would be awkward to be kept in the English translation, is “economy-Eldorado”. This order entitles me to classify the simile into the N+N type of novel “covert” similes without surface markers. The simple juxtaposition of nouns in novel sequences can be interpreted as similes by inferring a semantic relation between the two nouns, namely the head resembles the modifier. Things, however are slightly different in Greek, meaning that the sequence N (vehicle = “Eldorado”) + N (topic = “economy”) is reversed. The reader should activate world knowledge in order to identify properties of the “vehicle” that either match properties of the “topic” or can be attributed to the “topic”. Thus, the central problem regarding the interpretation of the present simile lies with the identification of the claimed similarity, namely between “former economic practices based on conflicting interests” on one hand and “a profitable place for making business” on the other (cf. Pierini, 2007: 36). Concluding, the figurative language used to represent the state of the economy, as this is viewed within the crisis framework, across the three memoranda discussions, could be considered to follow an escalating profile. In M1, some of the most customary economic metaphors, such as ECONOMY IS A BUILDING/MACHINE are used along those seated upon the complex JOURNEY-CONTAINER image-schema. In M2, there is clear reference to the threat against the very existence of the economy as an entity by means of drowning or asphyxiation, while there is also reference - for the first time - to economy as an ailing body. Finally, in M3, the economy is represented as suffering from a terminal disease. Thus, through time, economy metaphors trace a path leading from less to more intensely corporeal representations. 3.2 The debt The debt is a salient concept within the domain of economy that is extensively treated in parliamentary discussions as a topic in its own right. As an economic issue, the disproportionate growth of the country’s national debt was the main reason why Greece had to accept financial assistance by the IMF and European institutions but also to approve harsh austerity packages accompanying it. 17
(14) This debt cannot be paid back unless the Greek people are exterminated just as the native population of Latin America were exterminated by the Spanish conquerors. (15) Dozens of countries around the world have, successfully, initiated such processes [of debt restructuring] so that they take a breath. There are only two references to debt in M1. In (14) “debt” is equated to a life- threatening situation for the people it affects via a parallelism to the sufferings of Native Americans by the Conquistadors. What is actually paralleled here are two different kinds of extermination: causing economic disaster on the one hand and launching genocide on the other. The conceptual feature shared by these two actions is aggressiveness. This statement is an instance of a non-literal, creative simile that establishes a connection between two situations by comparing them. The comparison by means of simile in the present case is further supported by hyperbole. Namely, it allows us to conceptualize various aspects of the economic crisis and the activities necessitated by it as acts of war and aggression. However, the choice of simile as a figurative trope has the implication of being weaker, less suggestive and less effective than a (good) metaphor (Pierini, 2007: 23-24). The figuration in (15) is focused on the agent of the predication (countries), which, in this case, is embodied (…so that they take a breath.), thus, giving rise to the PEOPLE FOR COUNTRIES metonymy. The presupposition here is that debt is an asphyxiating experience for the indebted countries (DEBT IS ASPHYXIATION). Therefore, being in debt could actually be conceptualized as being trapped in an enclosed space (BEING IN DEBT IS BEING IN A CONTAINER) - a subordinate metaphor of the generic one STATES ARE CONTAINERS - where people are asphyxiating. In other words, debt leaves the countries it affects breathless because it is construed as an asphyxiating experience. The conceptualization of debt as suffocation is achieved here only indirectly through reference to the notion of “debt restructuring” which allows countries to “breathe” again. The indirectness of metaphoricity in the case of (15) is made clear by analyzing the reasoning it entails: PEOPLE FOR COUNTRIES metonymy, DEBT IS ASPHYXIATION metaphor, therefore INDEBTED COUNTRIES ARE ASPHYXIATED PEOPLE. The targeted metaphor, the end-point of the reasoning, presupposes in the case of the present statement the acceptance of the previous two premises. Argumentation may act as a 18
bridge between metaphor, metonymy and reasoning, but metaphors may also be used as building blocks in the construction of an argument (cf. Ervas et.al., 2018: 153). Political discourse, as deliberative and argumentative in nature, frequently employs conceptual metaphors in analogical reasoning such the above in order to justify certain claims. Conceptual metaphors should, therefore, be conceived as the justifications necessary to construct certain claims (Neagu, 2013: 2). The common denominator in both these references to “debt” in the M1 parliamentary discussion – which were the only ones found in the text – is indirectness. In (14) the ACTIONS ARE EVENTS metaphor conveyed (the action of paying back the debt equals extermination) is made concrete only by means of a parallelism inspired by a different cultural and historical context (…the same way the native population of Latin America were exterminated by the Spanish conquerors). Also, this way the hyperbole present in the statement becomes apparent, in that it clearly refers to a threat against human existence. Similarly, in (15) there is only indirect reference to “debt” via the concept of “debt restructuring.” Also, the INDEBTED COUNTRIES ARE ASPHYXIATED PEOPLE metaphor conveyed is the end-target of an entire reasoning including two previous steps. This indirectness as regards the intention of the speakers to address the debt problem could be associated with a milder stance that had been adopted by politicians toward debt during the discussions for the First Economic Adjustment Program. It remains to be seen whether, when discussing the other two bailout packages, references to debt became more tense and emotionally charged. In M2 discussions, a widespread discomfort about the alarming increase of the country’s debt was beginning to become apparent in the language of the speakers. The notion of sustainability is frequently met in the corpus mostly in conjunction with debt since it constitutes a formal term in business and financing. It is also used with reference to the country, the solution that needs to be found to the country’s economic problems, growth, the Greek society, etc. The Greek noun [viosimotita], however, deriving from the noun vios = life, renders “viability” the closest English translation. In the vast majority of cases, speakers are anxious about the viability of the debt: (16) The public debt needs to become viable. (17) Without ensuring the viability of the debt of Greece we are driven …. right away into disorderly default. 19
Debt is not only discussed as a physical entity but also as a “thing” with distinct natural features (DEBT IS A THING). It can increase in terms of volume, or it can be heaped up. By speaking of “debt” as a thing, unlike the conceptualization previously discussed in conjunction with debt viability, one accepts that it cannot have agency, since objects and things are generally inert. (18) Because debt expansion is actually an accounting act. (19) … additional fiscal measures […] for the achievement of primary surplus so as to cease the mounting of debt. (19) is an instance of a very productive image schema as regards debt, UP-DOWN, which entitles the DEBT IS A MOUNTAIN metaphor. Within this schema debt “mounts”. While the metaphor GOOD IS UP usually licensed by the above image schema might be true for “saving”, in the case of debt BAD IS UP (Soares da Silva et.al., 2017: 356- 359). The debt is also construed as a kind of “explosive”, a “rocket” or a “burden”: (20) [the crisis] ignites the debt and causes trouble. (21) [the memorandum] aggravated recession and caused the debt to soar. (22) […] to relieve the Greek people from the burden of 100 billion of public debt, from the burden of forty-seven percentage units of Gross Domestic Product owed. The metaphor DEBT IS BURDEN is image schematic in nature, namely it is based on the image schema of FORCE, which is very productive in political discourse. The FORCE image schema is closely interconnected to PATH in the sense that it is dependent on it. By looking at the whole picture of crisis as a “long and painful path” that had to be crossed in order for the country to reach the goals of deficit and debt reduction as it was agreed with the Troika, the debt can be construed as the load that had to be hauled along the path of austerity (Soares da Silva, 2016: 90). There is, however, a more cultural perspective that links the concepts of “burden” and “debt” with that of sin and shows the path through which we historically came to the conceptualization of debt as “burden” (DEBT IS BURDEN). The most common metaphor for sin in Bible is that of a weight an individual must carry (SIN IS BURDEN). 20
In Hebrew Bible, sin is viewed as a debt that had to be repaid or remitted (SIN IS DEBT). This relation becomes apparent as we notice the following line from the original Greek form of the “Our Father”: “Forgive us our debts, just as we forgive our debtors”. The idea of “sin as debt” originally appears in the latest stratum of the Old Testament. That metaphor subsequently replaced the one of “sin as a burden” and it slowly worked its way into early Jewish and Christian thought (Anderson, 2009: x). It is worth remembering that in the Aramaic language the words for sin and debt are used interchangeably. If we come back to the Greek debt problem and the solution that was being sought over the years back to which the present corpus dates, Northern European countries advocated austerity as the “atonement” for the profligacy and corruption that led to the economic disequilibrium and the subsequent economic crisis (Primo Braga, 2015: 2). Consequently, the issue of debt repayment acquires a moral sense, the obligation of indebted countries to be redeemed for their over-borrowing and over-spending, in the spirit of the conceptual metaphor MORAL OBLIGATION IS FINANCIAL DEBT. It is worth adding that although debt is the target domain in DEBT IS BURDEN, it is also the source in the case of MORAL OBLIGATION IS FINANCIAL DEBT. Different conceptualizations of debt emerge in M3, fraught with dramatic tension, which illustrate a linguistic escalation. The discussion about debt sustainability in 2015 was more relevant than ever, as evidenced by the many references to the “non- viable” debt. (23) …the agreement […] includes […] the explicit restructuring commitment in order for the debt to become viable. References to “debt” like this show that people think of it as an inanimate physical object that can be manipulated, since it can be “restructured.” It is also evident from (23) that debt has a corporeal nature, as well. In that sense (23) is a case of a cluster of metaphors that brings together a structural and an ontological metaphor, since “debt” is conceived of as a structure that can be manipulated to be given a new shape. Thus, it can be extended, erased or restructured (DEBT IS A STRUCTURE). But it is also conceived of as something more corporeal (DEBT IS A PERSON) and, therefore susceptible to bodily harm, physical discomfort or even “death”, if it becomes non- viable (Sifaki & Mooney, 2015: 210).” So people think of “debt” as a thing but also as a person. Finally, the viability of the debt (DEBT IS A PERSON) depends on its 21
restructuring (DEBT IS A STRUCTURE), so the metaphors of this cluster are connected through a causal relation. Failure to restructure one’s debt results in failure to keep it viable. The discussion about debt sustainability in M3 continues with more intense conceptualizations. Thus, debt is for the first time conceptualized as “black hole”, “strangling noose around the neck of Greece”, “vise” (clamp) or “enslaving instrument.” (24) … for five years now, [the debt] has been used as an enslaving instrument of the people by forces acting inside Europe. In the last instance, being indebted to other European Union member countries is equated to debt-bondage (INDEBTEDNESS IS SLAVERY). Debt-bondage is a culturally entrenched idea of long history. In Bible, debt-bondage is described as the situation when one’s failure to repay their debt resulted in their or their family being held in bondage by one creditor (Bromiley, 1995: 542). As a practice, debt-bondage has not been eliminated yet. The conceptualization of debt across the three Memoranda, over the five-year period under consideration, allows us to discern an escalation of the rhetorical means used, ranging from more indirect references to debt to references that bring out the physical damage inflicted upon people who suffer the consequences of “being in debt.” In M1, the two references to “debt” are equally indirect. In M2 the “debt” is construed both as a THING that can be manipulated and as a PERSON whose existence is undermined, while the most prevalent construal is that of debt as “burden”. In M3 the ontological metaphors of “debt” become more frequent, while debt becomes more systematically associated to bodily harm and suffering. 3.3 The measures, the agreement and its consequences The way politicians talk about the state of Greek economy in a period of crisis and the debt as a concept of the domain of finance is diversified from memorandum to memorandum with the figurative language seemingly becoming increasingly intense, ontological and centered upon the domain of body. What is unique, however, as regards the discussion of harsh austerity policies and how these are experienced by Greek society is that their figurative representation gradually loses part of its original 22
You can also read