The Relationship Between Cognition and Cerebrovascular Reactivity: Implications for Task-Based fMRI - Frontiers

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The Relationship Between Cognition and Cerebrovascular Reactivity: Implications for Task-Based fMRI - Frontiers
REVIEW
                                                                                                                                                published: 12 April 2021
                                                                                                                                        doi: 10.3389/fphy.2021.645249

                                             The Relationship Between Cognition
                                             and Cerebrovascular Reactivity:
                                             Implications for Task-Based fMRI
                                             Rebecca J. Williams 1*, M. Ethan MacDonald 1,2 , Erin L. Mazerolle 3 and G. Bruce Pike 1
                                             1
                                              Department of Radiology, Clinical Neuroscience and Hotchkiss Brain Institute, University of Calgary, Calgary, AB, Canada,
                                             2
                                              Department of Electrical and Software Engineering, University of Calgary, Calgary, AB, Canada, 3 Department of Psychology,
                                             St. Francis Xavier University, Antigonish, NS, Canada

                                             Elucidating the brain regions and networks associated with cognitive processes has
                                             been the mainstay of task-based fMRI, under the assumption that BOLD signals are
                                             uncompromised by vascular function. This is despite the plethora of research highlighting
                                             BOLD modulations due to vascular changes induced by disease, drugs, and aging. On
                                             the other hand, BOLD fMRI-based assessment of cerebrovascular reactivity (CVR) is
                                             often used as an indicator of the brain’s vascular health and has been shown to be
                            Edited by:
                                             strongly associated with cognitive function. This review paper considers the relationship
                          James Duffin,
         University of Toronto, Canada       between BOLD-based assessments of CVR, cognition and task-based fMRI. How the
                        Reviewed by:         BOLD response reflects both CVR and neural activity, and how findings of altered CVR
                           Jean Chen,        in disease and in normal physiology are associated with cognition and BOLD signal
        University of Toronto, Canada
                        Tommaso Gili,        changes are discussed. These are pertinent considerations for fMRI applications aiming
     IMT School for Advanced Studies         to understand the biological basis of cognition. Therefore, a discussion of how the
                           Lucca, Italy
                                             acquisition of BOLD-based CVR can enhance our ability to map human brain function,
                 *Correspondence:
                                             with limitations and potential future directions, is presented.
                 Rebecca J. Williams
                  rjwillia@ucalgary.ca       Keywords: functional magnetic resonance imaging, cerebrovascular reactivity, cognition, aging, caffeine, multiple
     orcid.org/0000-0002-8949-1197           sclerois, Moyamoya, small vessel disease

                   Specialty section:
         This article was submitted to       INTRODUCTION
        Medical Physics and Imaging,
               a section of the journal      Cerebrovascular reactivity (CVR) reflects the ability of the cerebral blood vessels to respond to
                    Frontiers in Physics
                                             a vasoactive stimulus and is primarily sensitive to arterial compliance [1, 2]. Blood oxygenation
       Received: 23 December 2020            level-dependent (BOLD) functional MRI is an effective technique for measuring CVR. The BOLD
          Accepted: 11 March 2021            signal originates from changes in the local concentration of deoxyhemoglobin (dHb), which
           Published: 12 April 2021
                                             primarily occurs in the post-arteriolar component of the cerebral vasculature. The change in the
                              Citation:      local concentration of dHb is predominantly driven by increases in cerebral blood flow (CBF),
          Williams RJ, MacDonald ME,
                                             which reduces venous dHb via a dilution effect and thus increases the BOLD signal [3, 4]. In
 Mazerolle EL and Pike GB (2021) The
  Relationship Between Cognition and
                                             conventional task-based or resting-state BOLD fMRI, increases in the cerebral metabolic rate of
           Cerebrovascular Reactivity:       oxygen (CMRO2 ) and cerebral blood volume (CBV) associated with increased neuronal activity
    Implications for Task-Based fMRI.        both act to increase dHb and hence attenuate the CBF dominated BOLD signal increase. With a
                Front. Phys. 9:645249.       direct vasodilator stimulus used for CVR mapping, such as carbon dioxide (CO2 ), CMRO2 changes
      doi: 10.3389/fphy.2021.645249          are assumed to be negligible and a robust positive BOLD signal is measurable that primarily reflects

Frontiers in Physics | www.frontiersin.org                                         1                                              April 2021 | Volume 9 | Article 645249
The Relationship Between Cognition and Cerebrovascular Reactivity: Implications for Task-Based fMRI - Frontiers
Williams et al.                                                                                                       CVR, Cognition and Task fMRI

the increase in CBF [5, 6]. CVR can also be measured using                 CVR AND BOLD SIGNAL
other MRI techniques including those sensitized exclusively to
CBF (e.g., arterial spin labeling), macrovascular blood flow (e.g.,        Cerebral blood flow (CBF) is normally controlled by regulatory
phase contrast flow imaging), or CBV [1, 7–9]. In addition, there          mechanisms including cerebral autoregulation, the partial
are non-MRI techniques available for measuring CVR, such as                pressure of arterial blood gases, and neurovascular coupling
transcranial doppler, which measures blood flow velocity within            (NVC) [21]. NVC is discussed in detail in section Neural Activity
the middle cerebral artery [10], and [15 O] positron emission              and BOLD Signal. Cerebral autoregulation keeps blood flow
tomography [11, 12]. Yet BOLD fMRI is the more broadly used                consistent with changing cerebral pressure. The Hagen-Poiseuille
modality for CVR mapping in clinical and research settings                 equation describes the changes in cerebrovascular resistance as:
owing to its sensitivity to vascular properties, combined with its
safety, availability, higher spatial resolution, and reproducibility                                        πPr4
                                                                                                      F=
[13]. The sensitivity and spatial resolution of BOLD fMRI                                                    8ηl
also explain its popularity as a cognitive neuroscience tool
for mapping neural activity. Neural activity increases oxygen              Where blood flow (F) is proportional to cerebral pressure (P)
metabolism; however, BOLD signal increases occur in the context            and vessel radius (r) and inversely proportional to fluid viscosity
of increased CMRO2 due to coupled, but proportionally larger,              (η) and vessel length (l). The purpose of cerebral autoregulation
CBF increases [14–16].                                                     is to ensure continued blood supply to the brain across broad
   While CVR primarily assesses vascular compliance, it is                 variations in blood pressure, which is achieved by manipulating
also evident that CVR is linked to cognitive functioning.                  vascular resistance. Changes in cerebrovascular resistance are
Much of this evidence has emerged from research investigating              also observed with changes in partial pressure of arterial CO2
pathological conditions such as vascular disease and dementia,             (PaCO2 ) [22]. The relationship between PaCO2 and CBF is
where both regulation of cerebral vasculature and cognitive                sigmoidal; when PaCO2 is between ∼20 and 60 mm Hg, there
function are affected [17–19]. There are differences in the                is an increase in CBF of ∼3–4% for every 1 mm Hg increase in
underlying mechanisms leading to the resultant hyperemia in                PaCO2 . The CBF response is diminished above this PaCO2 range
CVR and task-based BOLD activation, however both rely on                   [21, 23, 24]. The increased CBF in response to PaCO2 decreases
vessel contraction and dilation. Furthermore, the BOLD response            the concentration of dHb via dilution and robustly increases
to hypercapnia has shown to account for a large amount of                  the BOLD signal, allowing for significant signal detection; there
the task-induced BOLD variability [20]. Therefore, the aim of              is a relatively large BOLD signal difference (∼1–2%) between
this paper is to review the link between CVR and cognitive                 isocapnic and hypercapnic states, when a moderate level of
processes, and to highlight the importance of acquiring CVR                hypercapnia is induced (∼5–8 mm Hg above baseline levels).
data to accompany task-based fMRI data when investigating the                  There are numerous mechanisms leading to vasodilation.
biological underpinnings of cognition.                                     Increased CO2 results in increased carbonic acid in the blood,
   The first two sections of this review outline how CVR                   that leads to hyperpolarization of the smooth muscle cells and
and neural activity are mapped using BOLD fMRI. Initially,                 vasodilation [2]. CO2 in the blood lowers the pH and changes
an overview of how changes in arterial CO2 are coupled to                  the muscle tonus of the vessel wall [25]. An increase in CBF
modulations in CBF are presented. The following section is                 is observed following this reduction in pH, which functions to
focussed on task-based fMRI and discusses the mechanisms                   washout the excess CO2 and regulate pH levels. The increased
underpinning neurovascular coupling. Both of these sections                CO2 in the cerebral spinal fluid (CSF) from hypercapnia is known
emphasize recent findings. In sections Neurological Conditions             to result in vascular relaxation [26]. Central chemoreceptors
and Normal Physiology, focus is shifted to example situations              located in regions throughout the brainstem, cerebellum, and
where both CVR and cognitive functioning are altered in the                hypothalamus, which are sensitive to CSF pH, modulate
study population. We demonstrate that modulations to task-                 respiratory rate to regulate CO2 levels [27]. Indeed, increasing the
based BOLD activation are also often found in such cases,                  fraction of inspired CO2 stimulates the breathing rate to increase,
and provide the motives for collection of CVR data to aid the              in order to achieve CO2 elimination [28].
interpretation of fMRI activation maps. Neurological diseases                  End-tidal partial pressure of CO2 (PET CO2 ) is a close proxy
hallmarked by vascular and microstructural variations are                  measure of PaCO2 and is therefore used in CVR studies. The
discussed in detail. However, vascular and cognitive alterations           total volume of exhaled air is comprised of CO2 within the alveoli
are also observed in normal physiology, such with caffeine                 and the physiological dead space. Physiological dead space is
consumption and aging, and this is discussed in section                    inhaled air that does not participate in gas exchange and includes
Normal Physiology. Finally, it has become increasingly clear               non-perfused air within the alveolar and anatomical dead space.
that the integration of multiple imaging modalities improves               Anatomical dead space is the air within the nose, trachea and
our ability to map the human brain. Techniques for correcting              bronchi that make up the conducting airways. The function of
BOLD-based assessments of brain activity using CVR (i.e.,                  the conducting airways is to channel inhaled air to the respiratory
hypercapnic normalization) and the advantages and pitfalls of              zone where gas exchange occurs; that is, the alveolar surface
this analytical approach, are discussed in section Integration             [29, 30]. In healthy adults, the alveoli dead space is negligible
of BOLD-Based Assessments of CVR and Neural Activity:                      and anatomical dead space comprises all of the non-perfused
Hypercapnic Normalization.                                                 air. However, excessive air within the alveoli that is not perfused

Frontiers in Physics | www.frontiersin.org                             2                                       April 2021 | Volume 9 | Article 645249
The Relationship Between Cognition and Cerebrovascular Reactivity: Implications for Task-Based fMRI - Frontiers
Williams et al.                                                                                                       CVR, Cognition and Task fMRI

increases the alveoli component of dead space [30]. This excess             directly detect changes in neural activity, and therefore may be
air within the alveoli typically indicates less efficient CO2 removal       more involved in NVC than previously thought [50–52].
and is associated with pulmonary diseases. It will result in a                 Neural functioning requires a balance of excitation and
slightly lower (∼ ≤5 mm Hg) PET CO2 relative to PaCO2 [31],                 inhibition, hence recent work has also focused on understanding
however, this does not preclude PET CO2 from being a robust                 how inhibitory neurons generate vascular changes. There
indicator of PaCO2 , and is used in the determination of CVR,               is evidence from electrophysiology studies demonstrating
calculated as 1%BOLD/1PET CO2 (mm Hg) [2].                                  that gamma power local field potentials, driven by γ -
    Elevated PaCO2 results in a robust vasodilatory response and            aminobutyric acid (GABA) interneurons, are correlated with
CBF increase, and therefore, experimental manipulations that                hemodynamic changes [53]. GABAergic interneurons are diverse
increase PET CO2 are used to measure CVR. Breath-holding is                 in morphology and physiology, with subtypes characterized by
one such approach that is low-cost and low-risk. A benefit to               their gene expression and cell innervation [54]. They play an
the breath-hold approach is that it is more accessible than gas             essential role in cortical function by inhibiting excitatory or
inhalation because it requires less equipment. The monitoring of            inhibitory post-synaptic neurons, and while connections remain
PET CO2 is highly desirable however, because of variability in the          mostly focal, some GABAergic interneurons extend to the
participant breath-hold performance that can be accounted for if            vasculature [55].
measured PET CO2 is included as a statistical regressor in CVR                 Significant progress has been made in understanding the
quantification [32]. Comparisons of breath-hold paradigms to                unique role of GABAergic cells in NVC using optogenetic
CO2 inhalation methods have shown consistent CVR results [33,               stimulation [56, 57]. Selective photo-stimulation of inhibitory
34], supporting this method as a reliable technique for calculating         cells can be achieved using a mouse model expressing
CVR. Inhaling gas mixtures containing increased concentrations              channelrhodopsin-2 (ChR2) in GABAergic neurons. ChR2 is
of CO2 is controllable and more precise than breath holding,                a light-sensitive cation channel that can induce neuronal
and therefore a desirable approach to increasing PaCO2 . This               depolarization [58]. A study by Vazquez et al. [59] used
is achieved using MRI-compatible breathing circuits that allow              a ChR2 mouse model and targeted photo-stimulation to
for the administration of gas mixtures and the precise recording            selectively activate GABAergic interneurons. Blood flow, volume,
of PET CO2 [35]. There are different types of breathing circuits            and oxygenation increases were observed following photo-
available; further information on these can be found in references          stimulation of GABAergic interneurons. Stimulation of certain
[2] and [36].                                                               GABAergic neurons has also resulted in decreases in blood
                                                                            volume in adjacent cortical tissue [60]. This decrease in blood
                                                                            volume is consistent with suggestions that negative BOLD fMRI
NEURAL ACTIVITY AND BOLD SIGNAL                                             may reflect neural inhibition [61–63]. Indeed, there is increasing
                                                                            evidence supporting the role of inhibitory neurons in driving
Task-based BOLD fMRI reflects neural activity indirectly through            NVC and shaping the BOLD response [64]. Some of the work
NVC [15, 37–40]. NVC is the tightly linked relationship between             investigating the negative BOLD response is discussed in greater
regional neural activity and changes in blood flow [39]. It is              detail the next section.
independent of perfusion pressure, and results from the close
communications between neurons, glia, and arterioles. The
functional hyperemia coupled to neural activity changes ensures             Hemodynamic Responses to Neural
that activated neural cells have a constant supply of oxygen and            Activity and CO2
glucose [41]. Arteries commence dilation within hundreds of                 The traditional positive BOLD response (PBR) to neural
milliseconds of neuronal activity, and return to baseline within            activation is modeled in task-based fMRI using a hemodynamic
seconds of stimulus termination [14]. The venous side is slower             response function (HRF). The HRF in its canonical form is
to dilate, taking tens of seconds, and appears to have smaller              typically described using the sum of two gamma functions. In
blood volume changes than the arterial side [42]. There has                 gray matter, the time-to-peak is ∼6 s from the onset of neural
been a recent wealth of research focussed on describing the roles           activity, however significant spatial heterogeneity in the shape
of specific cell types and their signaling resulting in arteriole           and timing parameters of HRF has been observed in healthy
dilation [43]. For instance, there is strong evidence for the role          brains [65, 66] and in different clinical populations [67, 68].
of glutamatergic cells in signaling the commencement of arterial            Characterizing temporal HRF parameters may reveal important
dilation. Blood flow increases in conjunction with excitatory               physiological information not evident from the amplitude of
pyramidal cell activity have been demonstrated in rodent models             the response alone, which is the main parameter of interest
[44, 45]. CBF, and to a lesser extent CBV, have been shown to               when calculating fMRI activation maps [68, 69]. HRF parameters
correlate with post-synaptic local field potentials but presynaptic         such as time-to-peak and full-width at half-maximum are
activity does not appear to trigger hemodynamic changes [46].               influenced by blood flow and NVC, may be important for probing
Astrocytes are important in maintaining basal blood flow [47]               information regarding neuronal duration [70].
and have been implicated in NVC due to their close proximity                   Focus has also been placed on understanding negative
to both the microvasculature and neurons [48], but how they                 BOLD responses (NBRs) in task-based fMRI. These responses
contribute to NVC remains the topic of debate [47, 49]. An                  are identified as stimulus-induced decreases in BOLD signal
intriguing hypothesis is that endothelial cells in blood vessels can        intensity relative to baseline, or inverted PBRs. Different

Frontiers in Physics | www.frontiersin.org                              3                                      April 2021 | Volume 9 | Article 645249
Williams et al.                                                                                                     CVR, Cognition and Task fMRI

hypotheses have been suggested to explain the underlying                  are microstructurally-driven. Therefore, Multiple Sclerosis is
mechanisms of the NBR. One such suggestion is centered on it              discussed in section Multiple Sclerosis.
having purely vascular origins, emerged from research indicating
that negative BOLD changes may result from a redistribution               Cerebral Small Vessel Disease
(steal) of CBF to adjacent, active cortical regions [71, 72]. Other       Cerebral small vessel disease (SVD) refers to a collection
research has provided conflicting evidence; for instance, NBRs            of abnormalities affecting the small blood vessels, including
have been identified in brain regions distant from simultaneously         the capillaries, arterioles and venules, in the gray and white
occurring PBRs, with these NBR regions having distinct arterial           matter [86]. SVD is strongly associated with advanced age, and
territories [61, 73]. Decreases in neuronal activity accompanying         has been recognized as a common cause of stroke [87, 88]
NBRs have suggested a neural origin, with much of the literature          and dementia [89]. Indeed, SVD is tightly interwoven with
supporting this [62, 63, 74–77]. Influential findings from                AD. Due to the contribution of SVD to AD pathogenesis,
Shmuel et al. [63] demonstrated significant correlations between          the distinction between the two is increasingly blurred [90].
NBRs and decreases in local field potentials and multiunit                Imaging features of SVD are heterogenous and can present
activity, measured directly from the primary visual cortex of             as white matter hyperintensities (WMH), lacunar infarcts,
monkeys. This has been verified in human work using combined              microbleeds, perivascular spaces, and atrophy [88, 91]. SVD
electroencephalography (EEG) fMRI, where negative CBF and                 types can demonstrate regional preference, for instance, cerebral
BOLD changes in NBR regions demonstrate concomitant EEG                   amyloid angiopathy (CAA) pathology disproportionately affects
changes [75, 78]. Although there has been progress made in                the occipital cortex. CAA is characterized by the accumulation
the attempt to understand the response properties of the NBR              of amyloid-β predominantly in the arterial walls of the
[78, 79], further work elucidating how and when NBRs occur and            leptomeningeal space and cerebral cortex [92, 93]. SVD types
the associated biophysical changes is essential for the accurate          can also be distinguished based on etiology, with sporadic
interpretation of this signal.                                            appearances being distinct from those with known genetic
   Analyses of BOLD responses to vasoactive stimuli have shown            etiologies, such as Cerebral Autosomal Dominant Arteriopathy
that temporal parameters may reflect important aspects of                 with Subcortical Infarcts and Leukoencephalopathy (CADASIL).
vascular function in CVR. Typically, CVR mapping considers                    Endothelial dysfunction has been suggested as contributing
only the amplitude of the BOLD response to the vasoactive                 to the pathogenesis of SVD, resulting in stiff vessels with low
stimulus; however, accounting for temporal variations across              reactivity [94, 95]. Concordant results have been reported in
the brain may improve CVR estimation accuracy. Identifying                studies implementing CO2 challenges to measure CVR in SVD
temporal variation may also provide novel physiological                   patients. Lower gray matter CVR has been demonstrated in
information. For instance, a slower response may reflect slower           SVD patients [96], and in patients with AD and mild cognitive
vessel dilation due to vascular pathology. The speed of the               impairment [97], compared to healthy controls. CVR reductions
BOLD response to changes in PET CO2 has shown to reflect                  may show spatial heterogeneity, with AD patients showing
pathophysiology in patients with steno-occlusive disease [80].            reduced anterior (prefrontal, insular, anterior cingulate) CVR
Slower BOLD responses to CO2 have also been demonstrated in               [98]. This study also found that the brain regions with reduced
patients with mild cognitive impairment and Alzheimer’s Disease           CVR did not overlap with regions showing reduced baseline
(AD) [17]. Analytic approaches to account for temporal delays             CBF in AD patients, owing to vasoreactivity being sensitive to
have been put forth [81–83] and shown to improve CVR mapping              different pathology than CBF. Lower CVR in both gray and white
in patients with blood flow abnormalities [84].                           matter in SVD is positively associated with WMH volume [99],
                                                                          and increases in WMH over time in patients with CADASIL
                                                                          [100]. A systematic literature review was performed by Blair
NEUROLOGICAL CONDITIONS                                                   et al. [95], who suggested that the relationship between CVR and
                                                                          WMH is unclear due to inconsistent findings [95]. The authors of
Abnormal NVC, or even complete uncoupling, can occur when                 this review further suggest that differences in imaging protocols
the cascade of events from neuronal activity to functional                might contribute to these inconsistencies. Another limitation is
hyperemia is disrupted. This is known to occur in clinical                the lack of research incorporating temporal information into
conditions such as in brain tumors and cerebrovascular disease,           CVR analyses, which has shown to improve CVR estimation
and CVR mapping may be effective in improving task-based                  and provide important physiological information in patients
fMRI interpretation in these instances [85]. The utility of CVR           with SVD [101]. Furthermore, more longitudinal research is
may extend beyond mapping vascular changes to also inform                 warranted, as regions with reduced CVR have shown to precede
our understanding of cognition. In this section, this argument            the appearance of WMH [102].
is made by placing focus on example neurological conditions                   Cognitive impairment is a common occurrence in patients
where CVR, cognitive and task-based fMRI alterations occur.               with SVD. The severity and type of cognitive impairment is
The first two diseases discussed, cerebral small vessel disease and       highly variable across patients, which may reflect the differences
Moyamoya Disease, are characterized by vascular abnormalities.            in pathology load and location [103–106]. Cognitive domains
Such vascular-driven diseases are obvious candidates to benefit           frequently impaired in SVD include processing speed and
from CVR mapping. However, the utility of CVR may                         executive function [107], however patients tend to show impaired
extend beyond diseases with vascular etiologies, to those that            cognitive abilities across a broad range of domains [108]. This

Frontiers in Physics | www.frontiersin.org                            4                                      April 2021 | Volume 9 | Article 645249
Williams et al.                                                                                                     CVR, Cognition and Task fMRI

is demonstrated by Table 1, which highlights the range of                [123] show promising results for CVR in patients with MMD.
cognitive impairment observed in SVD. This table summarizes              These findings demonstrate the utility of CVR for assessing
findings from example research studies implementing behavioral           which brain regions are afflicted by changes in cerebral perfusion
assessments to test different cognitive domains in these patients.       in MMD, and for tracking post-intervention reorganization.
The studies reported in Table 1 were found using a PubMed                Vascular steal is commonly observed in CVR maps in patients
search, and search terms included medical subject headings               with MMD. This phenomenon is observed as negative CVR
(MeSH) “cerebral small vessel disease,” and each of the                  within brain regions affected by arterial narrowing when a
assessable cognitive domains [115]. The searched domains were            vasoactive stimulus such as CO2 is applied [124]. Negative CVR
“perception,” “motor skills,” “attention,” “memory,” “executive          can be observed in an example patient in Figure 1A below.
functioning,” “processing speed,” “language,” and “verbal skills.”       NBRs in the context of CVR are attributed to the permanently
When selecting articles for Table 1, preference was given to             vasodilated state of the affected vessels, which is necessary
recently published literature with an age and gender-matched             to ensure sufficient perfusion in the resting baseline state.
control group.                                                           When PaCO2 increases, these vessels cannot decrease vascular
   Investigating potential imaging markers of SVD, including its         resistance any further to meet this change in demand. Therefore,
pathogenesis and ongoing physiological changes, is an essential          blood flow is diverted from these regions to brain regions
research endeavor [18]. Task-based BOLD fMRI changes in                  with intact vasodilatory response [126]. Vascular steal in MMD
SVD have shown to reflect CVR and cognitive findings, and                has been associated with increased risk of stroke [127, 128],
may potentially provide imaging markers of disease processes.            cortical thinning [129], and increased diffusion in white matter
Sensory tasks targeting activity in the visual and motor cortices        [130]. However, pre-operative appearance of negative CVR has
report reduced BOLD signal amplitude in the visual cortex in             been associated with improved surgical outcome [131]. Negative
patients with CAA [116]. Analysis of the temporal characteristics        CVR has shown to resolve following revascularization surgery,
of these BOLD signal reveals wider and delayed responses in              representing normalized cerebral perfusion [126, 132].
CAA patients compared to aged-matched healthy controls [68].                Cognitive deficits have been described as a common symptom
Longitudinal research has shown that BOLD responses in the               in patients with MMD, with ∼30% of patients demonstrating
occipital cortex of CAA patients decrease over time [117]. These         cognitive impairment [133]. Cognitive studies in pre-surgical
BOLD signal changes may be specific to CAA due to pathology              MMD are summarized in Table 2, where the same search
largely affecting the occipital cortex; no such BOLD activation          strategy outlined for SVD and Table 1 in section Cerebral
reductions to visual and motor tasks were observed in CADASIL            Small Vessel Disease above was applied. Cognitive impairment
patients [118]. SVD patients have also demonstrated alterations          in patients with MMD may be attributed to hypoperfusion
in BOLD activation to cognitive fMRI tasks. Reductions in BOLD           [138], as chronic ischemia may cause reduced axon density
signal amplitudes and spatial extent of activation to an attention       [139] and decrease cognitive network communication efficiency.
task have been reported in patients with SVD [119]. This is              While task-based fMRI can be used to clarify neural networks
supported by resting-state fMRI showing reduced frontoparietal           associated with certain cognitive tasks, regional ischemia and
connectivity in these patients [120]. Disease processes disrupting       perfusion alterations in MMD complicate the ability to identify
neural networks may cause changes in neural activity, reflected by       neural activity through a BOLD response. Mazerolle et al.
the cognitive and BOLD data. However, vascular abnormalities,            [140] showed this in pre-operative MMD patients when visual-
as reflected by CVR findings, will also affect task-based BOLD           motor tasks were performed. When patients performed a
signal in these patients and present a challenge when interpreting       simultaneous visual-motor task, BOLD activation in the motor
BOLD activation maps. When implementing fMRI to investigate              cortex of the afflicted hemisphere was not detectable, although
SVD imaging markers, CVR may be an important addition to the             prominent activation of the visual cortex was observed. However,
imaging protocol by providing insight into vascular changes and          when the motor task was performed in isolation (i.e., without
guide interpretation of fMRI activation.                                 concurrent visual stimulation), robust BOLD activation was
                                                                         detected in the afflicted hemisphere. Therefore, the activation of
Moyamoya Disease                                                         the visual cortex, which had intact CVR, resulted in vascular steal
Moyamoya disease (MMD) is an idiopathic vasculopathy,                    from the MMD-afflicted motor cortex with impaired reactivity.
characterized by reduced regional cerebral perfusion due to              Figures 1B,C highlights altered task-based fMRI activation maps
arterial occlusion or stenosis. From the branches of these               during a concurrent visual-motor task. These results support the
narrowed arteries, collateral vascular networks form which               necessity of CVR when fMRI is performed in patients with MMD.
radiologically appear as a “puff of smoke” (which gave
the Japanese name Moyamoya) [121]. Patients with MMD                     Multiple Sclerosis
often present with headaches, transient ischemic attacks,                Multiple sclerosis (MS) affects the central nervous system and
and intracranial hemorrhage. Intervention typically involves             is characterized by focal regions of demyelination, gliosis, and
revascularization surgery. This improves cerebral perfusion to           axonal degeneration. The majority of patients demonstrate
the cerebral vascular territories afflicted, and has shown to have       a relapsing-remitting (RRMS) form at onset, hallmarked by
good outcome regarding mortality and quality of life [122].              discrete episodes of neurological impairment followed by
   Comparisons of BOLD CVR to gold-standard CBF mapping                  periods of remission [141]. Gradual neurodegeneration leads
using [15 O] positron emission tomography [11] and angiography           to secondary progressive MS (SPMS), where remission periods

Frontiers in Physics | www.frontiersin.org                           5                                       April 2021 | Volume 9 | Article 645249
Williams et al.                                                                                                                             CVR, Cognition and Task fMRI

TABLE 1 | Summary of research studies highlighting the cognitive domains impaired in cerebral small vessel disease.

References               Study population(s)     N            Mean age     Cognitive domain(s)         Tests administered                Main findings
                                                 (N Female)                assessed

Dey et al. [109]         SVD                     23 (12F)      71 ± 5.5    Attention, Executive        Neuropsychology test              Groups differed in subjective SC
                                                                           functioning                 battery                           (P = 0.008), but not
                                                                                                                                         neuropsychological tests.
                         Healthy older adults    23 (14F)     69.3 ± 4.6   Subjective cognitive        Cognitive Failures
                         (HOA)                                             complaints (SC)             Questionnaire; Dysexecutive
                                                                                                       Questionnaire
Su et al. [110]          SVD                     68 (27F)     66.2 ± 8.1   Motor skills                Lower and upper                   SVD performed worse than HOA
                                                                                                       extremities- behavioral tests     on lower extremities
                                                                                                                                         tests (P < 0.01).
                         HOA                     702 (474F)   56.3 ± 9.0
Metoki et al. [111]      SVD                     106 (36F)    69.5 ± 9.6   General cognitive           Mini-Mental State                 SVD group had significantly
                                                                           impairment                  Examination (MMSE)                lower MMSE scores (P < 0.001).
                         HOA                     35 (13F)     69.6 ± 9.3   Working memory (WM)         Digit Span Test of WMS-III†       SVD group had significantly
                                                                                                                                         lower WM scores (P < 0.001).
                                                                           Long-term memory (LTM)      Immediate and delayed             SVD group had significantly
                                                                                                       recall subtests of WMS-III†       lower LTM scores (P < 0.001).
Cao et al. [112]         SVD with vascular       32 (9F)      67.5 ± 9.6   All cognitive domains       Neuropsychology test              VaMCI performed worse than
                         mild cognitive                                                                battery                           NCI on all domains (P < 0.01)
                         impairment (VaMCI)                                                                                              except language.
                         SVD with no cognitive   23 (6F)      67.4 ± 8.5
                         impairment (NCI)
Lawrence et al.          SVD (over 3 years)      98 (33F)      69 ± 9.9    All cognitive domains       Neuropsychology test              Executive functioning was the
[113]                                                                                                  battery                           only cognitive domain to
                                                                                                                                         significantly decline over 3 years.
Herbert et al.           SVD                     45 (20F)     69.7 ± 8.2   Verbal fluency (phonemic    COWAT‡ ; Animals and              SVD group performed worse on
[114]                                                                      and semantic)               Tools Tests                       both verbal fluency tests
                                                                                                                                         compared to HOA (P < 0.001).
                         Alzheimer’s Disease     24 (12F)     74.5 ± 6.5   Memory, Executive           The Brief Memory and              AD group performed worse on
                         (AD)                                              functioning, Processing     Executive Test                    semantic verbal fluency test
                                                                           speed                                                         compared to HOA (P < 0.001).
                         HOA                     80 (45F)     68.1 ± 7.9   General cognitive           Mini-Mental State
                                                                           impairment                  Examination (MMSE)

† Wechsler    Memory Scale-Third Edition.
‡
    controlled oral word association test.

subside and continuous progression of the disease occurs.                                 in MS has provided conflicting results. Findings of decreased
A minority of patients (< 10%) have primary progressive                                   CVR in MS patients compared to controls using transcranial
MS (PPMS) where the progressive form is evident from                                      Doppler ultrasonography (TCD) [150] has been supported by
onset [142]. MRI indications of MS include multiple lesions                               reported global decreases in gray matter CVR using CBF-
dispersed through the white matter, in particular lesions                                 sensitized arterial spin labeling (ASL) [151]. However, other
adjacent to the ventricles and cerebral cortex, as assessed                               studies also using TCD and ASL report no CVR differences
with T2 -weighted sequences. Lesions may also demonstrate                                 between MS patients and controls [152, 153], leading to
gadolinium enhancement as evidenced on post-contrast T1 -                                 an inconclusive picture regarding CVR impairment in MS.
weighted images, indicating acute localized breakdown of the                              However, variations in disease severity and cognitive impairment
blood brain barrier [143]. Even normal-appearing white matter                             amongst MS patients might underlie these conflicting CVR
(NAWM) on MRI may be affected by mild inflammation and                                    results. One study reported no significant differences in CVR
gliosis in MS, despite these regions largely retaining myelin                             between MS patients and healthy control groups, but when
[144, 145]. While the pathogenesis of MS remains to be fully                              looking within the patient group only, CVR was significantly
elucidated, the most widely accepted proposition is that it is an                         reduced in those with cognitive impairment compared to
autoimmune disease, with inflammation and neurodegeneration                               those with intact cognition [154]. Studies pooling subjects in
playing a critical role in lesion development and disease                                 terms of disease course (e.g., RRMS and SPMS) and cognitive
progression [146].                                                                        impairment may be a contributing factor to the inconsistent
   Vascular dysfunction has been reported in patients with                                CVR findings.
MS [147]. Studies evaluating CBF have shown hypoperfusion                                     Cognitive decline in MS can be found across all stages
in MS patients relative to healthy controls [148], including                              of disease progression. As demonstrated by Table 3 (which
regions with NAWM [149]. However, the literature on CVR                                   followed the search criteria outlined in section Cerebral Small

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Williams et al.                                                                                                                    CVR, Cognition and Task fMRI

                                                                                         damaged, communication between network nodes is less
                                                                                         efficient. However, communication affecting neuronal activity is
                                                                                         not the only breakdown, as the cells governing neurovascular
                                                                                         coupling are also damaged. Damage to the neurovascular unit
                                                                                         results in insufficient communication between neurons and the
                                                                                         vasculature, and unmet nutrient and oxygen requirements [147].
                                                                                         Reduced BOLD response magnitude to cognitive tasks in MS
                                                                                         patients may reflect decreased neural activity and/or disrupted
                                                                                         NVC, but disentangling these requires more information, such as
                                                                                         CVR mapping.

                                                                                         NORMAL PHYSIOLOGY
                                                                                         Caffeine
                                                                                         Caffeine is a commonly used ergogenic aid due to it being
                                                                                         a psychostimulant of the central nervous system. The most
                                                                                         prominent mechanism of action is as an adenosine receptor
                                                                                         A1 and A2A antagonist. By blocking the action of inhibitory
                                                                                         neurotransmitter adenosine on these receptors, caffeine produces
                                                                                         a stimulation effect through disinhibition [170]. It has been long
                                                                                         known that adenosine is a regulator of cerebral vasodilation
                                                                                         [171]. As an antagonist, caffeine causes a vasoconstrictive
                                                                                         effect and reduces CBF [172, 173]. Most studies investigating
                                                                                         the neurovascular effects of caffeine consumption administer
                                                                                         a dose of 200 mg, which decreases baseline CBF by 30–35%
                                                                                         and increases oxygen extraction fraction (OEF) by 15–27%
 FIGURE 1 | (A) BOLD-CVR maps for a healthy control participant (left) and a
                                                                                         [174–177]. This inverse relationship between CBF and OEF is
 pre-surgical patient with MMD (right). Negative CVR in the MMD patient can              intuitive, as a reduction in flow would require an increase in
 be observed anteriorly, while the posterior brain is well-preserved. (B) fMRI           OEF to maintain oxygen metabolism rates. But does baseline
 activation maps from a concurrent visual-motor task, showing robust visual              CMRO2 change after caffeine consumption? The literature is
 activation for the healthy control (left) and MMD patient (right). (C) Activation
                                                                                         inconsistent. For instance, baseline CMRO2 has been reported as
 maps showing the motor cortex during the same task as (B). The healthy
 control on the left shows preserved activation, while the motor cortex of the           unchanged [177], increased [178] and decreased [176] following
 MMD patient (right) shows NBRs due to vascular steal in blue. Further                   caffeine consumption.
 information about the study and experimental protocol used to calculate these               The effects of caffeine on CVR appears somewhat more
 maps can be found in Mazerolle et al. [125]. Color bar indicates Z-values.              consistent. When characterizing the influence of caffeine on CVR
                                                                                         in the motor and visual cortices, one study showed that caffeine
                                                                                         increased BOLD-CVR in these regions while having no effect
Vessel Disease), MS patients have demonstrated impairment                                on CBF-CVR [179]. Similarly, Merola et al. [176] reported an
across a broad range of cognitive domains. Cognitive decline is                          increase in BOLD-CVR across the gray matter after caffeine,
not ubiquitous; approximately half of all patients with MS do                            relative to caffeine-free baseline. Some example CVR maps from
not exhibit any impairment in cognition [163]. However, the                              individuals who participated in caffeine and caffeine-free placebo
presence of cognitive decline in MS has been associated with                             conditions are shown in Figure 2. This figure highlights some
reduced BOLD activation during cognitive tasks. Patients with                            increased CVR with caffeine, although inter-subject variability
poorer cognitive performance have shown decreased extent of                              is also evident. One interpretation that has been previously
BOLD activation to memory and attention tasks [164, 165]. MS                             linked to increased task-induced BOLD signal changes following
patients with intact task performance have shown additional                              caffeine is that a decreased CBF baseline may result in a larger
regions of brain activation compared to healthy controls [166–                           relative BOLD amplitude change [181]. However, further work
168]. This association between cognitive performance and BOLD                            found that caffeine-induced reductions in resting CBF were not
activation in MS has been explained as functional reorganization.                        a strong predictor of stimulus-induced BOLD activation [182].
In a study comparing MS progression sub-types, Loitfelder et al.                         Further research investigating how caffeine influences CVR, and
showed that the extent of BOLD activation to a processing speed                          whether this in dependent on factors such as baseline physiology,
task increased from patients with clinically isolated syndrome,                          is therefore warranted.
to RRMS, and was most extensive in patients with SPMS                                        The cognitive effects of caffeine are well-known and
[169]. It was reasoned that this was evidence for neuroplasticity                        appreciated by frequent consumers. The ingestion of up to
changes to increasing tissue damage; more neural networks                                300 mg has shown to enhance alertness, attention, and reaction
were required to compensate for those that were damaged by                               time performance [183, 184]. How caffeine affects task-induced
lesions and atrophy. As neural networks become increasingly                              BOLD signals appears to be dependent on the specific task

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Williams et al.                                                                                                                          CVR, Cognition and Task fMRI

TABLE 2 | Summary of research studies highlighting the cognitive domains impaired in Moyamoya disease.

References         Study population(s)       N (N        Mean age      Cognitive domain(s)          Tests administered                Main findings
                                             Female)                   assessed

He et al. [134]    MMD with infarction       19 (9F)     41.9 ± 11.7   All cognitive domains        Neuropsychology test              MMD with infarction performed
                                                                                                    battery                           worse than MMD asymptomatic
                   MMD asymptomatic          21 (7F)     39.4 ± 10.2                                                                  on tests of complex arithmetic
                   Healthy controls (HC)     20 (8F)    42.61 ± 3.9                                                                   (P = 0.03) and short-term
                                                                                                                                      memory (P = 0.01).
                                                                                                                                      Both MMD groups performed
                                                                                                                                      worse than HC on tests of
                                                                                                                                      intelligence, spatial imagination,
                                                                                                                                      working memory and
                                                                                                                                      computational ability (P < 0.02).

Shi et al. [135]   MDD                       49 (25F)    38.5 ± 9      Intelligence                 Wechsler adult intelligence       MMD performed worse that HC
                                                                                                    test                              on intelligence (P = 0.002).
                   HC                        23 (14F)    37.6 ± 9.1    Prospective memory (PM)      Cambridge prospective             MMD performed worse that HC
                                                                                                    memory test                       on PM (P < 0.0005).
                                                                       Immediate memory;            Repeatable battery for the        MMD performed worse that HC
                                                                       Retrospective memory         assessment of the                 on tests of VF and RM
                                                                       (RM); Verbal fluency (VF);   neuropsychological status         (P < 0.006).
                                                                       Visual breadth               test
                                                                       Executive functioning        Stroop test; Trail making         MMD performed worse that HC
                                                                                                    test; Wisconsin card sorting      on tests of executive functioning
                                                                                                    test; Continuous                  (P < 0.003).
                                                                                                    performance test
                                                                       Attention                    Posner attention test             MMD performed worse that HC
                                                                                                                                      on attention (P < 0.0005).
Miyoshi et al.     MMD (over 2 years)        70 (57F)     43 ± 8       Intelligence                 Wechsler adult intelligence       Unchanged cognitive scores
[136]                                                                                               scale- revised                    over 2 years.
                                                                       Memory                       Wechsler memory scale
                                                                       Visuospatial abilities       Rey-osterreith complex
                                                                                                    figure test
Fang et al.        MMD                       49 (25F)    27.9 ± 14.1   Executive functioning        Stroop; Hayling Sentence          MMD groups scored worse than
[137]                                                                                               Completion Test (HSCT);           HC on VF, HSCT and SART
                                                                                                    Verbal Fluency (VF); N-Back;      (P < 0.001).
                                                                                                    Sustained Attention to
                                                                                                    Response Task (SART)
                   HC                        47 (25F)    27.1 ± 14.7   Subjective feelings about    Dysexecutive Questionnaire        There was no difference between
                                                                       executive functioning                                          MDD and HC groups on the
                                                                                                                                      Dysexecutive Questionnaire.

performed. There is some evidence showing no change to passive                         frontal pole to an attention task. An important feature of these
visual stimulation-induced BOLD activation following caffeine                          research findings is that BOLD modulations to cognitive tasks
consumption, despite significantly fewer activated CBF voxels                          induced by caffeine may not be replicated in populations with
acquired simultaneously [185]. In a different study [186] where                        cognitive decline. For instance, a longitudinal study evaluating
a visuo-motor task that required continual alertness to visual                         the effects of caffeine in older adults [189] reported that those
cues was implemented, significant BOLD increases with caffeine                         who exhibited cognitive decline across time were less sensitive
ingestion were found. These increases corresponded to regions                          to caffeine-induced BOLD modulations than those showing
that have been implicated in attention networks, including                             cognitive stability.
the basal ganglia, thalamus, putamen and insula. This finding                             The research discussed here highlights that caffeine modulates
is consistent with other work showing that caffeine increases                          both vascular and neural activity, and underscores how the
BOLD activation during a working memory task [187]. This                               BOLD signal is a complex interplay between these components.
discrepant effect of caffeine on BOLD activation to low-level                          As such, task-induced BOLD signal changes following caffeine
sensory tasks vs. high-level cognitive tasks was investigated in                       consumption are highly dependent on the neural networks
a single study [188]. This work showed that caffeine reduced                           engaged by the task, and the level of alertness it requires.
BOLD activation in the visual and motor regions to sensory tasks,                      BOLD-CVR appears to increase following caffeine ingestion;
and consistent with the prior findings outlined above, increased                       this suggests that changes in task-induced BOLD activation
activation in the superior frontal gyrus, paracingulate cortex, and                    with caffeine may be partly explained by vascular contributions.

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Williams et al.                                                                                                                             CVR, Cognition and Task fMRI

TABLE 3 | Summary of research studies highlighting the cognitive domains impaired in multiple sclerosis.

References           Study population(s)     N (N         Mean age      Cognitive domain(s)           Tests administered                 Main findings
                                             Female)                    assessed

Goitia et al.        RRMS                    36 (30F)     39.2 ± 10.2   Fluid intelligence (FI)       Matrix reasoning subtest of        RRMS patients showed impaired
[155]                                                                                                 wechsler adult intelligence        scores on FI compared to HC
                                                                                                      scale-III                          (P < 0.001).
                     HC                      42 (29F)     37.1 ± 10.7   Executive functioning (EF)    Wisconsin cart sorting test;       RRMS patients showed impaired
                                                                                                      Verbal fluency; Trail making       scores on all tests of EF
                                                                                                      test B                             compared to HC (P < 0.05).
                                                                        Multitasking                  Hotel task                         There was no difference between
                                                                                                                                         groups on hotel task.
                                                                        Social cognition (SC)         Faux pas                           RRMS patients showed impaired
                                                                                                                                         scores on SC compared to HC
                                                                                                                                         (P < 0.001).
Pitteri et al.       RRMS                    51 (38F)     36.7 ± 9.1    Information processing        Videogame with                     RRMS patients were slower
[156]                                                                   speed under low,              manipulated visual-attention       under low and medium load
                     HC                      20 (7F)      34.2 ± 12.3   medium, and high              load                               (P < 0.01) and less accurate
                                                                        visual-attentional load                                          under high load (P < 0.001) than
                                                                                                                                         HC.
Carotenuto           MS (RRMS, SPMS)         55 (32F)     45.9 ± 14.3   Olfactory function            The University of                  MS patients showed lower
et al. [157]         HC                      20 (10F)     40.1 ± 13                                   Pennsylvania Smell                 olfactory function than HC (P =
                                                                                                      Identification Test (UPSIT-40)     0.02).
Kouvatsou            MS (RRMS, SPMS)         38 (23F)     36.9 ± 9.6    Working memory:               Digit recall; Word recall;         MS group scored worse than HC
et al. [158]                                                            Phonological loop (PL)        Non-word recall                    on all measures of PL
                                                                                                                                         (P < 0.0005).
                     HC                      27 (24F)      33 ± 7.3     Working memory:               Block recall; Mazes task;          MS group scored worse than HC
                                                                        Visuospatial sketchpad        Visual patterns test               on Block and Mazes Recall
                                                                        (VS)                                                             (P < 0.0005).
                                                                        Working memory: Central       Backward digit recall;             MS group scored worse than HC
                                                                        executive (CE)                Backward block recall;             on all measures of CE
                                                                                                      Listening recall                   (P < 0.0005).
                                                                        Working memory:               California verbal learning         MS group scored worse than HC
                                                                        Episodic buffer               test (Greek adapted                on Immediate story recall
                                                                                                      version); Logical Memory I-        (P < 0.0005).
                                                                                                      immediate story recall
Aladro et al.        RRMS                    88 (58F)     41.6 ± 8      Episodic memory (EM)          Logical memory I and II, and       MS group scored worse on all
[159]                HC                      40 (24F)     41.6 ± 8.4                                  Family pictures I and II of the    EM tests than HC (P < 0.003).
                                                                                                      WMS-III†
Migliore et al.      RRMS (no cognitive      24 (13F)     42.3 ± 9.4    Processing speed,             Task-Switching paradigm            RRMS patients showed worse
[160]                impairment)                                        Executive functioning                                            performance than HC on
                     HC                      25 (13F)     42.8 ± 10.2                                                                    task-switching (P < 0.05).
Planche et al.       Late-RRMS (LRRMS,       41 (34F)     51.3 ± 10     All cognitive domains         Neuropsychology test               Information processing speed
[161]                disease duration >                                                               battery                            was the most frequently impaired
                     10 years)                                                                                                           domain across all groups.
                     SPMS                    37 (28F)     50.2 ± 9.7                                                                     SPMS more frequently affected
                                                                                                                                         than LRRMS in all domains
                                                                                                                                         except language (P < 0.01).
                     PPMS                    23 (14F)      52 ± 8.4                                                                      More SPMS than PPMS patients
                                                                                                                                         impaired at visuospatial
                                                                                                                                         construction (P < 0.05).
Roth et al.          RRMS                    20 (17F)     43.5 ± 8.9    Attention                     Attention Network Test             ANT accuracy was lower for
[162]                                                                                                 (ANT)                              SPMS than HC (P = 0.006).
                     SPMS                    20 (16F)     50.7 ± 6.2    Information processing        Simple Reaction Time               Patients (both groups) had
                                                                        speed                         (SRT); Choice Reaction             longer reaction times than HC on
                     HC                      40 (31F)     46.2 ± 8.7                                  Time (CRT) Tasks                   SRT and CRT (P < 0.001).

† wechsler   memory scale- third edition.

Further work exploring the link between caffeine-induced                                Aging
changes to CVR and task-based BOLD activation maps                                      Healthy aging of the brain includes structural and vascular
is required.                                                                            changes [190]. Evidence for structural changes in healthy older

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Williams et al.                                                                                                                         CVR, Cognition and Task fMRI

 FIGURE 2 | Example BOLD-CVR maps from 4 participants (P1, P2, P3, and P4) who ingested placebo (upper rows) and caffeine (lower rows) pills across two
 separate scan sessions, 48 h apart. The caffeine condition shows some increased CVR, such as in P1, although there is individual variation and increased CVR is not
 immediately apparent in every individual. Negative CVR is also evident (in cool colors) in regions close proximity to the ventricles. CVR maps are overlaid on
 participant’s own T1 -weighted structural image. Further information about the experimental protocol used to obtain these maps can be found in Specht et al. [180].
 Color bar indicates CVR (%1BOLD/1mmHg).

adults includes cortical thinning, with frontal regions appearing                     reported that CVR decreased linearly with increasing age across
to show accelerated rates of thinning with increasing age relative                    the whole brain, but the temporal lobes showed the fastest rate of
to temporal and occipital regions [191, 192]. Vascular alterations                    decline. The occipital lobes were the most resistant to age-related
include changes in cerebral microvascular organization and                            decline in CVR. However, inter-subject variation was evident in
capillary function [193] and indicate a functional decline of                         this longitudinal study. Lifestyle factors are likely contributors to
the neurovascular unit with age [194, 195]. These alterations                         variation in CVR. Indeed, exercise and fitness level is positively
at the microvascular level may lead to the changes observed at                        associated with CVR in healthy older adults [204]. CVR can
the macrovascular level. Macrovascular aging is characterized                         also reflect cognitive changes with aging. Catchlove et al. [202]
by increased arterial stiffness, corresponding to increased                           showed that CVR in the temporal lobes was associated with
pulse pressure and impaired vascular endothelium function                             memory and attention performance in older adults. Further
[196], and increased prevalence of hypertension [197]. MRI                            investigations of healthy brain aging and CVR are required. In
demonstrates CBF decreases with age [190, 198]. CVR is a                              particular, it would be important to investigate how the temporal
useful method for tracking age-related changes to vascular                            characteristics of the CVR response relate to cognitive changes
health. Most studies utilizing CVR to investigate aging                               with aging.
have focused on age-related diseases; however, important                                  Task-based fMRI studies have shown BOLD activation
research findings have elucidated CVR changes with disease-                           decreases with increasing age during tasks of visual attention
free aging to understand how the healthy brain progresses                             [205, 206], working memory [207, 208] and memory encoding
throughout the adult lifespan. In this section, it will be argued                     [209, 210], as would be expected if such cognitive functioning
that obtaining complementary physiological information                                decreases with age. However, neural activity-mediated BOLD
such as CVR should be considered a priority for all fMRI                              changes with age also show significant heterogeneity. One
investigations in aging populations, especially when comparing                        meta-analysis reported decreased prefrontal cortex activation in
to younger adults.                                                                    older adults during working memory tasks, while other task-
    CVR decreases in gray matter have been consistently reported                      engaged regions including the cingulate and parietal cortex
with healthy aging [198–200]. CVR changes with age have also                          remained unaffected throughout adulthood [207]. Other studies
shown spatial heterogeneity. In cross-sectional studies, decreases                    reveal conflicting findings by showing increased frontal lobe
in CVR within frontal [201] and temporal lobes [202] with                             activation in older adults compared to younger cohorts during
increasing age have been reported. To assess CVR changes over                         working memory tasks [211–213]. These inconsistent findings
time, a longitudinal study by Peng et al. [203] characterized                         reflect increased variability in fMRI activation patterns in the
changes over 4 years in participants aged 20–88 years. It was                         older groups.

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Williams et al.                                                                                                       CVR, Cognition and Task fMRI

    Two example patterns of age-related changes to BOLD                     where subjects inhaled a 5% CO2 gas mixture, and performed a
activation that have been reported in the literature are                    motor task. The peak activation observed in the motor task prior
hemispheric asymmetry reduction, and posterior-to-anterior                  to normalization was in the sagittal sinus; after normalization
shift. The first describes a shift in BOLD activation to cognitive          the peak signal shifted to the brain parenchyma and therefore
tasks from unilateral to bilateral with increasing age [214–216].           improved spatial specificity toward neuronal function.
That is, older adults more often recruit both cerebral hemispheres              This work was followed up by Cohen et al. [222] who
for tasks that show unilateral engagement in younger adults.                investigated the effects of magnetic field strength on hypercapnic
The recruitment of both hemispheres in older adults has been                normalization. Similar to Bandettini and Wong [221], a motor
associated with better task performance, and has been suggested             task and 5% CO2 hypercapnia stimulation was implemented.
to be a compensatory mechanism [217]. The second pattern,                   At a magnetic field strength of 4 T, the findings were consistent
the posterior-to-anterior shift, describes findings of decreased            with Bandettini and Wong [221], where voxels containing large
activation in the occipital and temporal regions, and increase              vessels were highly activated by the motor task but showed
frontal activation during a variety of cognitive tasks, and                 low normalized BOLD signal. Furthermore, these voxels were
this is also hypothesized to reflect compensatory mechanisms                located in regions distant to the site of neural activity. At 7 T,
[218]. As outlined above, CVR also decreases with age, thus                 the effect of hypercapnic normalization was less apparent due
complicating the interpretation of task-based BOLD activation               to the expected increased sensitivity to smaller blood vessels
shifts. This is illustrated in Figure 3. Gauthier et al. exemplified        at this higher field strength. Research studies following Cohen
these interpretation challenges by demonstrating that groups                et al. [222] capitalized on hypercapnic normalization to improve
of older and younger adults showed similar BOLD activations                 signal specificity. The breath-hold hypercapnia approach for
to the Stroop task (i.e., executive functioning), however, CVR              increasing CBF was implemented to normalize BOLD-activation
was reduced in the older group [219]. This demonstrates that                to a motor task [223] and a working memory task [224].
BOLD activations to cognitive tasks cannot be directly compared             These studies found that hypercapnic normalization reduced the
between groups of different ages, as underling metabolic activity           influence of vascular variability between subjects. A study by
cannot be inferred from BOLD activation maps alone. Similar                 Handwerker et al. [20] implemented hypercapnic normalization
BOLD activation profiles between the older and younger adults               to reduce vascular variability in task-induced BOLD signal
in the context of reduced CVR means that metabolic activity was             in order to improve group comparisons between older and
likely different between the groups [220]. Overall, the complex             younger adults. Normalization removed age-related differences
neurobiological and heterogenous changes that occur with age                in some of the regions of interest, in particular those in frontal
are reflected in the highly variable and inconsistent task-based            brain regions. A strong linear relationship between task-induced
BOLD findings in the literature.                                            and hypercapnia BOLD signal was found and the authors
                                                                            suggested that hypercapnia response variability accounts for a
                                                                            large amount of the BOLD signal variability observed during
INTEGRATION OF BOLD-BASED                                                   the task. However, inter-subject variation increased in the older
ASSESSMENTS OF CVR AND NEURAL                                               group after hypercapnic normalization, in contrast to the findings
ACTIVITY: HYPERCAPNIC                                                       of Thomason et al. [224] and Biswal et al. [223].
NORMALIZATION                                                                   These conflicting findings were examined in detail by Liau
                                                                            et al. [225]. To address inter-subject variability, their study
This review paper has emphasized that adding CVR to task-based              investigated different approaches to hypercapnic normalization.
fMRI protocols may improve interpretation of BOLD activation                The first method utilized a voxel-wise approach where the
maps. One analytical approach that integrates CVR is using it to            task-induced BOLD response for each voxel is divided by the
correct activation maps through hypercapnic normalization. This             hypercapnic BOLD response from the corresponding voxel.
was initially suggested by Bandettini and Wong [221] as a way               The second method was also a division tactic but used each
to minimize signal contributions from large blood vessels. The              subject’s averaged hypercapnia BOLD responses within ROIs,
premise of this work was that BOLD signal magnitude is highly               rather than a voxel-wise implementation. The selection of
weighted by baseline cerebral blood volume (CBV). They noted                ROIs was based on voxels demonstrating significant task and
that a very large BOLD signal change of 15% would be observed               hypercapnic BOLD activation. A third method shifted from
in a voxel with 20% CBV, compared to a moderate 2.5% signal                 the division tactic and modeled hypercapnic BOLD responses
change in a voxel with 5% CBV, assuming all other parameters are            as covariates. The covariate-normalized approach fit the task-
identical. Removing this activation bias from voxels with higher            induced BOLD response amplitudes to linear regression models
CBV might be achieved using hypercapnia-induced BOLD                        where the hypercapnic BOLD responses were regressors. The
signal changes. The authors suggested that hypercapnia induces              amplitudes of the task-induced signals were then normalized
consistent venous oxygenation changes across the brain, and any             by the slope of the regression lines. The authors found that
spatial variation in BOLD intensity would presumably be due to              the covariate-normalized approach demonstrated reduced inter-
resting CBV and vessel size. The division of activation-induced             subject variability compared to the division methods.
signal change by hypercapnia BOLD signal change would return a                  The inclusion of CVR information into task-based fMRI has
normalized task-induced activation map void of influences from              shown to improve comparisons between older and younger
large vessels. This was investigated using a hypercapnia stimulus           adults in a memory encoding task [226]. This study showed

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