Teenager, Parent, and Clinician Perspectives on the Electronic Health Record

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Teenager, Parent, and Clinician
                             Perspectives on the Electronic
                             Health Record
                             Jennifer L. Carlson, MD,a Rachel Goldstein, MD,a Tyler Buhr,b Nancy Buhrb

Management of adolescent                          this practice relies on clinicians to
confidentiality and sensitive services             consistently document the appropriate
has always posed challenges to medical            information in the appropriate location.
clinicians. State and federal laws, as            Institutions have also used custom-
well as institutional policies, may               built functionality for excluding specific
dictate what information can or cannot            laboratory values or medications from
be shared by a clinician with a parent            being shared within the portal, but this
or guardian of an adolescent. Clinicians          is a labor-intensive undertaking that
concerned about diagnosis disclosure              requires constant upkeep for ever-
via insurance notifications may limit              changing diagnostic codes, medication,                 a
                                                                                                          Department of Pediatrics, School of Medicine, Stanford
their testing or prescription, refer              and laboratory orders. Because of these                University, Palo Alto, California; and bLucile Packard
sensitive services to more specialized            challenges, and as a way to protect                    Children’s Hospital, Palo Alto, California
reproductive health clinics, or appeal to         adolescent confidentiality, many                        Drs Carlson and Goldstein conceptualized the
noninsurance funders to cover                     institutions have defaulted to portal                  manuscript, drafted the initial manuscript, and
sensitive testing and confidential                 systems that share limited information                 reviewed and revised the manuscript; Mr Buhr and
prescriptions. All factors may be                                                                        Ms Buhr helped to draft the initial manuscript and
                                                  with patients and families by blocking
                                                                                                         reviewed and revised the manuscript; and all
burdensome to patients, families,                 access to medications, laboratory                      authors approved the final manuscript as submitted
and/or clinicians.                                values, notes, and/or problem lists.4,5                and agree to be accountable for all aspects of
                                                  Unfortunately, this has resulted in the                the work.
With the advent of electronic health              limitation of meaningful use of the EHR                DOI: https://doi.org/10.1542/peds.2019-0193
records (EHRs), clinicians face                   for these users.6                                      Accepted for publication Oct 7, 2019
additional challenges for preserving
                                                                                                         Address correspondence to Jennifer L. Carlson, MD,
adolescent confidentiality.1 Clinicians            Our institution has been fortunate to
                                                                                                         Division of Adolescent Medicine, School of Medicine,
are frequently in the difficult situation          have an active Family Advisory Council                 Stanford University, 770 Welch Rd, Suite 100, Palo
of balancing their patient’s need for             with whom we have worked closely in                    Alto, CA 94304. E-mail: carlson2@stanford.edu
confidentiality with creating an                   development of our adolescent                          PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online,
accurate and complete medical record              functionality and protocols. It is                     1098-4275).
that enhances coordination of care with           important to realize that the                          Copyright © 2020 by the American Academy of
families and other clinicians.2 Current           development of these protocols is often                Pediatrics
EHR systems are often extremely                   a push and pull between 3 distinct                     FINANCIAL DISCLOSURE: The authors have indicated
limited in their ability to ensure                forces: the adolescent patient, the                    they have no financial relationships relevant to this
confidentiality of items such as                   parent or guardian, and the clinician                  article to disclose.
medications or problem lists across the           and/or institution. Although these                     FUNDING: No external funding.
many interfaces in which these items              factors are often aligned, each may also               POTENTIAL CONFLICT OF INTEREST: The authors have
could be disclosed (such as after-visit           have demands or needs that are                         indicated they have no potential conflicts of interest
summaries, shared or open notes,                  contrary to those of the other 2                       to disclose.
problem and medication lists within the           partners. In this article, we aim to give
portal system).3 Whereas some                     a voice to the different stakeholders                      To cite: Carlson JL, Goldstein R, Buhr T, et al.
institutions have a practice of using             involved in and affected by these                          Teenager, Parent, and Clinician Perspectives on
                                                                                                             the Electronic Health Record. Pediatrics. 2020;
confidential note types or confidential             policies in hopes of better
                                                                                                             145(3):e20190193
encounters for sensitive information,             understanding the needs going

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PEDIATRICS Volume 145, number 3, March 2020:e20190193                                                                       FAMILY PARTNERSHIPS
forward. The following commentary             security, the portal could provide an           with technical limitations that have
was provided by adolescent medicine           easy way to communicate laboratory              yet to be sorted out (such as the
physicians and a parent-adolescent            results or simple instructions. Rather          ability to show medication lists to
dyad from our Family Advisory                 than patients and parents having to             allow for refill requests), patient and
Council. Tyler and Nancy Buhr’s               navigate a complex phone tree to                family access to information through
experiences with the medical system           leave me a message, they could                  the portal has not been fully realized.
have been in the context of managing          contact me directly via messaging.              This sets up a conundrum in that with
Tyler’s diagnosis of hemophilia since         Ideally, the portal would allow easier          limited portal functionality, there is
the time of his birth. Tyler is currently     navigation of appointments and                  little incentive for patients and
a senior in high school.                      coordination of care between                    families to use the portal. If there is
                                              clinicians, an essential need for our           low use, there may be less motivation
                                              patients with more complex health               on the part of the clinicians and/or
HOPES FOR THE PORTAL
                                              needs, which could result in a more             institution to invest the time and
Parent                                        complete and accurate EHR.                      resources to address this
                                                                                              complicated issue.
We did not get a patient portal
account until my son was 15 years             REALITY OF THE PORTAL
old, so we were already in the                                                                PORTAL USE AND CONSIDERATIONS FOR
teenager “black-out” years (“black-           Parent
                                                                                              TRANSITION
out” referring to the often limited           I was shocked at how little I could do
information available to teenagers            with my proxy access account. Paying            Parent
and their proxies through the portal          his bills was about it! It did allow me         Because my son has hemophilia,
once a patient turns 12 years of age).        to message with his care team, which            transition to adult care is a big focus
I had been told about the limited             was helpful (for me!). It was also              of our education with his team. There
access I would have as a parent of            helpful to be able to request refills            are many things my son will have to
a teenager, so my expectations were           during this time because my son is on           learn and “own” as he approaches 18
low. I had hoped it would allow for           a medication that needs to be called            and manages his own care. It would
more streamlined communication                in by his doctor each month (versus             be great to include owning his
with his doctors and medical teams            auto refill), so this meant less phone           electronic health record as part of it.
and easier access to his health history       calls to his doctor’s office. I also used        For example, Hemophilia Clinic has
and would ultimately mean less need           the billing function quite often to             a transition readiness tool that
for phone calls to his care team              view our statements, to make                    includes knowledge about the
(which is not always easy to do).             payments, and to communicate with               diagnosis, medication management,
I was initially confused by the layout        billing when I had questions.                   who to call for what, how to make
of the portal. As a parent with proxy                                                         appointments, and understanding
access, was I supposed to have the
                                              Teenager                                        insurance. A section on patient
same functionality as my son? My              I had not had the need to have access           portals should be included. It would
portal was basically useless, so              to my health information, so I did not          also be beneficial for his doctors and
without using his access (by signing          use the portal; my mom did. Recently,           nurses to talk to him about the portal,
in as him), I would not have used the         I have needed to find my                         show it to him at visits, explain how
portal myself.                                immunization history for college, so            they use it, and encourage his usage.
                                              now I am seeing that having access to           The more his team embraces the
Teenager                                      this information online will be                 portal and advocates for its use, the
I did not really understand how I             helpful. I think I will use it more when        more likely it is that we will too.
would use the patient portal. My mom          I am on my own at college.
had been managing my health record                                                            Teenager
until that point. It is hard for kids to      Clinician                                       I do not care if my mom helps manage
manage everything.                            The main benefit we have noted thus              my care and has access to my records.
                                              far has been the ability to                     It could be something that we manage
Clinician                                     communicate nonsensitive                        together as I transition and learn to
With the portal, we hoped to improve          information with patients and                   manage everything on my own. I trust
the flow of information between                families (as long as they are actually          my parents and am pretty open with
clinicians and patients and parents.          signed up to use the portal and make            them, so I do not have concerns, but
Removing the barriers of “phone-call-         use of it). Because of issues around            some teenagers will. It should be
tag” and concern of voicemail                 confidentiality for teenagers, along             made really clear to teenagers who is

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2                                                                                                                         CARLSON et al
seeing their account and e-mail                 streamline communication between                 Likewise, parents do not want to
messages. There should be a private             team members and see the EHR as an               hamper the transition efforts of their
messaging system even if parents                important advancement for                        children but want to remain involved
have access. If there is a particular           improving care. To maximize this                 in and supportive of the transition
e-mail you do not want parents to see,          functionality, we encourage                      process. Efforts to make the portal
it would be good to have a “make                institutions to actively sign up                 and EHR as open and transparent as
private” option. I would want my                teenagers and proxies for an account             possible for teenagers and their
doctor to let me know that our                  and encourage clinicians to                      families will be a valuable step to
communication can be private and                familiarize themselves with this                 making the EHR an effective tool for
not shared with my parents.                     workflow, which, ultimately, may                  this age group. Although
Having the mobile app is convenient             improve efficiency. Specific training              confidentiality practices need to be in
and good for teenagers. Text                    for patients and families on how to              place, perhaps they can be more
appointment reminders would be                  use the portal or other EHR-                     graded than the current state. For
good, and making communication                  compatible functions will be an                  example, if confidentiality is deemed
available via text is important. Having         essential educational tool to improve            to be a concern, filters can be
an area on the app that stores your             familiarity with the technology.                 implemented that exclude sensitive
most used areas (such as refill                  Improved clarity on what can and                 appointment types, laboratory values,
prescriptions or e-mailing your                 cannot be seen during the adolescent             or medications from being shown. If
doctor) would make it quicker to get            years would be helpful for setting               a patient and clinician do not identify
to where you want to go. For example,           expectations for all team members.               any confidentiality concerns, filters
I would use a mobile app that allowed           Possible sites for disseminating                 can be electively removed, thus
me to easily enter data of my bleeding          patient-facing materials include                 allowing for more information to be
history.                                        waiting rooms, clinic rooms, and                 shared with parents. This will require
                                                inpatient facilities, as well as online.         thoughtful discussions at the
Clinician                                                                                        institution and vendor level but is
                                                Although institutions hope that
The EHR has many key features that                                                               critical for improving functionality.
                                                teenagers will be active users of the
could enhance the transition of care,           portals, many teenagers are also
often needed most by our complex                interested in an app-based interface             CONCLUSIONS
patients. Adopting functionality that           to interact with their health care team          The opportunity for the EHR to
allows their parents to continue                because they may be more likely to               improve communication, patient
involvement as their child(ren) are             access information through their                 safety, and patient engagement is
transitioning to the adult health care          phone.7 Vendors and institutions                 significant.10 However, without
system is essential. However, we need           should consider this technology                  addressing the challenges around
to know that when patients disclose             preference and work to incorporate it            adolescent confidentiality in the EHR,
their concerns to us, we will be able           into the current EHR functionality if            we will never be able to fully realize
to protect them as we are legally               we are hoping to improve teenager                this potential. These are not
bound to do. At the same time, we               engagement and management in their               insurmountable problems;
want to involve parents and                     care. In addition, teenagers are                 empowering stakeholders (teenagers,
guardians in the care of their                  wanting reassurance that sensitive               families, clinicians, and institutions)
teenagers as much as possible                   information or e-mails will remain               to be the drivers of change will be
because we know that is associated              confidential, generally a common                  a critical step in developing a useful
with improved health outcomes.                  theme for adolescent care.8,9                    and used EHR.
Vendor-built systems that allow for             Clarifying this ability within the
more nuanced access to information              portal may be helpful for reassuring
for both adolescents and proxies is             teenagers and encouraging portal use.              ABBREVIATION
needed. However, it seems as if EHRs
are still struggling with how to create         Although clinicians constantly worry               EHR: electronic health record
and implement such a system. It                 about the worst-case scenario for
is messy.                                       confidentiality breaches of patients
                                                (having confidential information
                                                erroneously released that leads to
SHARED DECISION-MAKING AND THE                  emotional or physical harm to                    REFERENCES
EHR                                             a patient), many teenagers are                      1. Anoshiravani A, Gaskin GL, Groshek MR,
Patients, parents, and clinicians view          wanting and appreciative of having                     Kuelbs C, Longhurst CA. Special
the portal as an opportunity to                 their parents involved in their care.                  requirements for electronic medical

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PEDIATRICS Volume 145, number 3, March 2020                                                                                                 3
records in adolescent medicine.                5. Webber EC, Brick D, Scibilia JP, Dehnel        diverse pediatric population. JMIR Med
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4                                                                                                                                  CARLSON et al
Teenager, Parent, and Clinician Perspectives on the Electronic Health Record
      Jennifer L. Carlson, Rachel Goldstein, Tyler Buhr and Nancy Buhr
           Pediatrics originally published online February 5, 2020;

Updated Information &          including high resolution figures, can be found at:
Services                       http://pediatrics.aappublications.org/content/early/2020/02/03/peds.2
                               019-0193
References                     This article cites 9 articles, 1 of which you can access for free at:
                               http://pediatrics.aappublications.org/content/early/2020/02/03/peds.2
                               019-0193#BIBL
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                               Adolescent Health/Medicine
                               http://www.aappublications.org/cgi/collection/adolescent_health:me
                               dicine_sub
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Teenager, Parent, and Clinician Perspectives on the Electronic Health Record
      Jennifer L. Carlson, Rachel Goldstein, Tyler Buhr and Nancy Buhr
           Pediatrics originally published online February 5, 2020;

The online version of this article, along with updated information and services, is
                       located on the World Wide Web at:
 http://pediatrics.aappublications.org/content/early/2020/02/03/peds.2019-0193

Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it
has been published continuously since 1948. Pediatrics is owned, published, and trademarked by
the American Academy of Pediatrics, 345 Park Avenue, Itasca, Illinois, 60143. Copyright © 2020
by the American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397.

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