Studies of Offspring of Parents With Bipolar Disorder
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American Journal of Medical Genetics Part C (Semin. Med. Genet.) 123C:26 – 35 (2003) A R T I C L E Studies of Offspring of Parents With Bipolar Disorder KIKI CHANG,* HANS STEINER, AND TERENCE KETTER Children and adolescents who are the biological offspring of individuals with bipolar disorder (BD) (bipolar offspring) represent a population rich in potential for revealing important aspects in the development of BD. Multiple cross-sectional assessments of psychopathology in bipolar offspring have confirmed high incidences of BD, as well as mood and behavioral disorders, and other psychopathology in this population. Longitudinal studies of offspring have begun to shed light on precursors of BD development. Other assessments of bipolar offspring have included dimensional reports of psychiatric and psychosocial functioning, temperament assessments, and descriptions of family environments and parenting styles. Neurobiological studies in bipolar offspring are just beginning to yield findings that may be related to the underlying neuropathophysiology of BD. The future holds promise for longitudinal studies of bipolar offspring incorporating all of these facets, including genetic analyses, to further elucidate the factors involved in the evolution of BD. ß 2003 Wiley-Liss, Inc. KEY WORDS: bipolar disorder; bipolar offspring; attention deficit hyperactivity disorder INTRODUCTION vs. state determinations of any biological and other characterization of bipolar findings. offspring, report on the few neurobio- Children and adolescents who are the The ultimate reason for studying logical studies in bipolar offspring, and biological offspring of individuals with bipolar offspring may be for early inter- propose future directions for research in bipolar disorder (BD) (hereafter referred vention and prevention purposes. The this area. to as bipolar offspring) represent a concept of kindling in affective disor- population rich in potential for revealing ders, as proposed by Post [1992], argues important aspects in the development of RETROSPECTIVE DATA OF for the need for such early identification BD. Bipolar offspring are at relatively EARLY-ONSET SYMPTOMS of individuals at high risk for developing high genetic risk for development of BD, OF BD BD. The kindling theory suggests that as well as other psychopathology. There- mood disorders are created by an inter- Retrospective reports of childhood dis- fore, a greater understanding of familial play between a susceptible genetic dia- orders in adults with BD provide insight transmission of BD can be gained thesis and environmental stressors that into possible early expressions of BD. In a through studying bipolar offspring. causes biological changes at the genetic questionnaire-based study, support Furthermore, through having a parent level, which over time lead to the cros- group members with BD reported with BD who may have had significant sing of a neurobiological threshold for a symptoms of depressed mood, hyper- mood episodes that impacted the child, mood episode. With the onset of each activity, suicidality, and manic behavior environment–gene interactions can be successive episode of mania or depres- occurring before their first manic epi- evaluated. Their status as at risk for de- sion, these biological changes accrue, sode. Thirty-one percent of respondents veloping BD also allows for study of trait leading to more frequent and sponta- described experiencing these symptoms neous episodes. If applicable to BD, in before the age of 15 years and 17% before order to lessen future morbidity, it is the age of 10 years [Lish et al., 1994]. important to intervene at as early a stage Similarly, in a study of adults hospitalized as possible in bipolar development. in New York for their first psychotic Dr. Kiki Chang is Assistant Professor and Director, Pediatric Mood Disorders Clinic. Therefore, studies of populations at high episode, 67% of those with BD reported Dr. Hans Steiner is Professor, Director of risk for developing BD are necessary to childhood-onset psychiatric distur- Residency Training. inform researchers and clinicians as to bance, with 21% having disruptive Dr. Terence Ketter is Associate Professor, Chief of the Bipolar Disorders Clinic. the most appropriate individuals in behavioral disorders [Carlson et al., *Correspondence to: Dr. Kiki Chang, which to institute early intervention. 2000]. Division of Child and Adolescent Psychiatry, This review will summarize the evi- These retrospective data point to Stanford University School of Medicine, 401 Quarry Road, Stanford, CA 94305. dence establishing bipolar offspring as a possible early stages in BD development. E-mail: kchang88@stanford.edu high-risk group, discuss the extant Collection of prospective data would DOI 10.1002/ajmg.c.20011 studies of psychiatric phenomenology provide more reliable data, but in order ß 2003 Wiley-Liss, Inc.
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) 27 to collect relevant data, a sample at high 772 children with a bipolar parent and bipolar I or II disorder. Soutullo [2000] risk for BD development would need to 626 children of healthy parents included reported that 50% of 24 bipolar offspring be studied. in the meta-analysis. Over half (52%) had a bipolar spectrum disorder, com- of the bipolar offspring met Diagnostic pared to 9% of 13 healthy controls. It is and Statistical Manual (DSM)-III or unclear whether this increase in BD in- PHENOMENOLOGICAL DSM-III-R criteria for a psychiatric cidence in bipolar offspring is due simply STUDIES OF BIPOLAR disorder, compared to 29% of the to the widening of the bipolar spectrum OFFSPRING children of healthy parents. Relative in DSM-IV or to other factors, such as risk analysis revealed bipolar offspring more accurate diagnoses through struc- The heritability of BD may be 40–70%, to be more than 2.5 times as likely tured interviews geared toward child- based on both studies of relatives of to develop a psychiatric disorder hood affective disorders [for discussion, bipolar probands and twin concordance see DelBello and Geller, 2001]. It is also studies [for review, see Craddock and possible that familial BD incidence is Jones, 1999]. Therefore, offspring of growing due to genetic or environmen- parents with BD should be at high risk Over half (52%) of the bipolar tal influences. themselves for BD development. Formal offspring met Diagnostic A study from the Netherlands of a studies of children with manic-depres- and Statistical Manual Dutch cohort gives a perspective differ- sive parents were not conducted until the ent from the North American studies 1970s. Kestenbaum [1979] reported that (DSM)-III or DSM-III-R discussed above [Wals et al., 2001]. In 13 children with a bipolar parent had a preponderance of temper tantrums, dy- criteria for a psychiatric this study, only 3% of 140 bipolar of- fspring had a lifetime diagnosis of BD. sphoric symptoms, obsessive and com- disorder, compared The authors proposed that the relatively pulsive tendencies, hyperactivity, mood to 29% of the children of low incidence might be due to less pre- lability, and impulsivity. McKnew et al. healthy parents. scribing of potentially mania-inducing [1997] found over half of 30 children of antidepressants or stimulants to children inpatients with affective disorder (uni- in Europe compared to the United polar or bipolar) to have depressive States. disorders themselves. and 4.0 times more likely to develop an Externalizing and behavioral disor- affective disorder than the control group. ders also have been increasingly recog- Furthermore, 5.4% of bipolar offspring nized in bipolar offspring. Attention The heritability of BD may were diagnosed with BD, compared to deficit hyperactivity disorder (ADHD) be 40–70%, based on both 0% of the control group [Lapalme et al., was first reported in bipolar offspring in 1997]. As all of these studies except three 1983 [Decina et al., 1983]. Since 1988, studies of relatives of bipolar were cross-sectional, the number of of- ADHD or significant behavioral or probands and twin fspring developing BD may eventually attention problems have been reported be higher, given that many of the bipolar in approximately 27% of bipolar off- concordance studies. offspring would not yet have been at spring studied (Table I). the most common age of onset of BD, ADHD in children with strong between 15 and 19 years [Goodwin and family histories of BD may be the first Phenomenological bipolar off- Jamison, 1990]. sign of a developing BD. Family studies spring studies published between 1983 Studies conducted after this meta- and 1993 [Kuyler et al., 1980; Waters and analysis have reported about a 50% in- Marchenko-Bouer, 1980; LaRoche cidence of some psychiatric disorder in et al., 1981, 1985, 1987; Decina et al., cross-sectional assessments of child and ADHD in children with 1983; Gershon et al., 1985; Kashani adolescent bipolar offspring [Duffy et al., strong family histories of BD et al., 1985; Klein et al., 1985; Hammen 1998; Chang et al., 2000; Soutullo, et al., 1987, 1990; Weintraub, 1987; 2000]. BD itself has been increasingly may be the first sign of a Zahn-Waxler et al., 1988; Nurnberger diagnosed in bipolar offspring, perhaps developing BD. Family et al., 1988b; Grigoroiu-Serbanescu in part due to the inclusion of BD not studies of probands with et al., 1989; Radke-Yarrow et al., 1992; otherwise specified (NOS) and bipolar Carlson and Weintraub, 1993] were II disorder in DSM III-R and DSM-IV ADHD and BD have analyzed in a meta-analysis [Lapalme [American Psychiatric Association, supported this comorbidity et al., 1997] (Table I). Of these 17 1994]. Duffy et al. [1998] found five of studies, 11 also included a comparison 36 bipolar offspring to have bipolar as representing a familial group of offspring of parents with spectrum disorders, and Chang et al. type of early-onset BD. no major mental disorder. There were [2000] found nine of 60 offspring to have
28 AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) ARTICLE TABLE I. Phenomenological Studies of Bipolar Offspring* N % with % with First author (Year) (Families) BD % with ADHD any Dx Ratinga Comments McKnew [1979] 30 (13) 16 ** Depression was only diagnosis found Kuyler et al. [1980] 49 (27) 0 0 22 (45%) ** Laroche et al. [1981] 17 (10) 0 0 0 (0%) ** Cytryn [1982] 19 (13) 11/13 ***** Same cohort as McKnew [1979], families but with blinded raters and control group Decina et al. [1983] 31 (18) 0 (5) 2 (6%) 16 (52%) ****1/2 Children interviewed with the Mental Health Assessment form Gershon et al. [1985] 29 1 (3%) 4 (14%) 21 (72%) **** control group 8 children had atypical depression, included, but which included cyclothymic unclear if blinded disorder interviewers Kashani et al. [1985] 9 (5) 0 1 (11%) ? ***1/2 Parent not Bipolar offspring not significantly assessed directly different from unipolar offspring Klein et al. [1985] 37 (24) 10 (27%) 16 (43%) **** Subjects 15–21 years old. Parents not interviewed about children LaRoche et al. 39 0 0 9 (23%) **1/2 13% with cyclothymic personality [1985] traits Weintraub [1987] 134 (58) 27 (20%) *** Subjects assessed at age >18 years Nurnberger et al. 53 (32) ? ? 38 (72%) **** Subjects 15–25 years old [1988a] Zahn-Waxler [1988] 7 (7) 0 2 (29%) 6 (86%) **** Children assessed at age 6 years Grigoroiu-Serba- 72 (47) 1 (1%) 15 (21%) 44 (61%) ****1/2 Parents interviewed clinically. nescu et al. [1989] Controls with 25% psychopathology Hammen [1990] 18 (14) 0 1 (6) 13 (72%) ***** All mothers with BD. 82% of unipolar comparison group with psychopathology Radke-Yarrow 44 (22) (56%) ****1/2 Results from subjects 8–11 years old [1992] reported here Carlson and 128 6/125 (5%) 39 (30%) ? ***** Longitudinal follow-up at over age Weintraub [1993] (at baseline) 18 years Duffy et al. [1998] 36 (23) 5 (14%) 1 (3%) 19 (53%) *** Subjects 10–25 years old Soutullo [1999] 24 12 (50%) 16 (67%) ? ***** High rate of BP and ADHD in controls (9%, 18%) Chang et al. [2000] 60 (37) 8 (13%) 16 (27%) 31 (52%) **** Parents with retrospective ADHD more likely to have offspring with BD Wals et al. [2001] 140 (86) 4 (3%) 7 (5%) 61 (44%) **** Netherlands, age 12–21, 27% had a mood disorder *Reproduced with permission from Chang and Steiner [2003]. a Ratings guidelines **Offspring interviewed with semi-structured interviews (children directly interviewed). ***Offspring interviewed with semi-structured interviews, parents interviewed about children. ****Parents and offspring interviewed with semi-structured interviews, parents interviewed about children, children directly interviewed. *****Parents and offspring interviewed with semi-structured interviews, parents interviewed about children, children directly interviewed, interviewers blinded to parental status, control group assessed. BP, bipolar spectrum disorders (bipolar I, II, or NOS, or cyclothymia); ADHD, attention-deficit/hyperactivity disorder; Dx, diagnosis; ?, not reported. Blank cells indicate uncertainty whether interview used allowed for possibility of such a diagnosis.
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) 29 of probands with ADHD and BD vioral disorders such as oppositional OTHER have supported this comorbidity as defiant disorder and conduct disorder CHARACTERIZATIONS representing a familial type of early- have high comorbidity with BD (up to OF BIPOLAR OFFSPRING onset BD [Faraone et al., 1997a,b]. 71% and 54%, respectively) [Kovacs Furthermore, Chang et al. [2000] found and Pollock, 1995; Geller et al., 2000] CBCL that seven of eight offspring with BD had and are present in bipolar offspring Besides making categorical diagnoses, first met criteria for ADHD. Also in this [Chang et al., 2000]. It is possible that another way of characterizing bipolar study, parents with BD who retrospec- the presence of any early psychopathol- offspring is by a dimensional approach, tively reported a history of ADHD ogy in bipolar offspring could result which does not rely only on DSM-IV during their own childhood were more in increased experienced stress, thus criteria and clusters disturbances in likely to have children already with BD increasing the likelihood of BD devel- several independent and interrelated than bipolar parents without a history of opment in an individual already at domains. One frequently used example ADHD. Thus, it is possible that this genetic risk. of the dimensional approach is the Child increase in the prevalence of ADHD in It should be noted that the afore- Behavior Checklist (CBCL) [Achen- bipolar offspring may actually reflect an mentioned studies of bipolar offspring bach and Edelbrock, 1983; Achenbach, overall increase in early forms of evol- usually did not take into account the 1991], a standardized format for report- ving BD. presence of comorbid disorders in the ing the behavioral problems and com- One longitudinal study that sup- bipolar parent or psychiatric disorders in petencies of children ages 4–18 as ports this link between behavioral dis- the spouse. That is, these cohorts may reported by their parents or guardians orders and BD in children at risk for BD have been contaminated by the pre- [Bird et al., 1987]. Three studies have followed 134 bipolar offspring and 108 sence of multiple psychiatric conditions used the CBCL to differentiate between healthy controls from childhood to early on either parent’s side. For example, BD and ADHD in children [Biederman adulthood. At baseline, 27.6% of bipolar the presence of unipolar depression in et al., 1995; Geller et al., 1998; Hazell offspring had behavioral problems, and these genealogies may account for some et al., 1999]. Wals et al. [2001] reported 30.4% had attention problems, as de- amount of mood disorder development on CBCL scores in a population of fined by various rating scales. Upon and psychosocial morbidity of the off- bipolar offspring, finding that girls reassessment after age 18 years, beha- spring. A few studies of bipolar off- scored higher on eight of the 11 clinical vioral or attention problems in child- spring included a comparison group of scales and boys scored higher on four hood were found to be associated with children with a parent with unipolar of the 11 clinical scales than a group development of a mood disorder in major depressive disorder. While two of of healthy controls. However, CBCL young adulthood only in the bipolar these studies reported no differences scores were not stratified by different offspring. This was the first study to in amount of psychopathology in uni- diagnostic groups within the offspring make such a link between behavioral polar compared to bipolar offspring group. disorders and later development of mood [Kashani et al., 1985; Weintraub, disorders in a population at high risk 1987], two others reported that children for BD. with unipolar parents had higher rates While ADHD has been established of psychopathology. Therefore, the These studies, conducted in as a precursor for early-onset BD, other presence in bipolar offspring lineages bipolar offspring from infancy to diagnoses that have a high comorbidity of disorders other than BD may ac- with pediatric BD, including anxiety count for some of the findings discussed adolescence, indicate a disorders, may precede full BD devel- here. tendency of bipolar offspring opment. In one outpatient sample, only Data from these phenomenological 23.5% of children and adolescents with studies support bipolar offspring as a to possess temperaments that bipolar I or II disorder did not have a cohort at high risk for development may result in less than comorbid anxiety disorder [Masi et al., of numerous psychiatric disorders, spe- 2001]. Several bipolar offspring studies cifically ADHD, depression, and BD. optimal reactions to reported the presence of anxiety dis- However, it may be difficult to disen- psychosocial stressors and orders, predominantly separation anxi- tangle the effects of genetics from the predispose them to ety and generalized anxiety, in offspring effects of parenting and other environ- who did not yet meet the criteria for BD mental factors in the etiology of development of affective [Cytryn et al., 1982; Decina, 1983; this increased risk. Furthermore, addi- psychopathology. Hammen, 1987, 1990; Radke-Yarrow, tional longitudinal studies are needed 1992; Chang, 2000]. Thus, early symp- to delineate the significance of these toms of anxiety in some offspring may disorders in bipolar offspring as they In an offspring cohort with a higher represent another pathway toward later relate to future psychopathology and incidence of psychopathology than that BD development. Similarly, other beha- functioning. of Wals et al. [2001], Dienes et al.
30 AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) ARTICLE [2002] found that bipolar offspring had pared to depressed or healthy mothers, elevated scores on every clinical scale of However, specific mothers with BD were found to be more the CBCL. Bipolar offspring with BD negative in their interactions with their psychopathology in the were more pervasively disturbed than children [Inoff-Germain et al., 1992]. In the offspring with other disorders. How- bipolar offspring could not be a study of 39 bipolar offspring, presence ever, compared to the ADHD group, predicted based on a particular of offspring psychopathology was cor- the BD group scored higher only on related with levels of marital discord and the Withdrawn, Anxious/Depressed, family environment profile. exposure of offspring to parental illness and Aggressive Behavior subscales of before age 3 years [LaRoche et al., 1985]. the CBCL. In a past study of a clinical In a study using the Family Environ- cohort not selected for offspring suffering of others.’’ These children mental Scale, families with a bipolar status, children with ADHD had lower also had problems socializing appropri- parent were found to have less cohesion scores than children with mania on the ately with peers, less inclination to share, and organization and more conflict than Delinquent Behavior, Aggressive Beha- and more aggression toward both peers families from a national, unscreened vior, Withdrawn, Somatic Complaints, and adults. Similarly, Gaensbauer et al. sample. However, specific psychopatho- Anxious/Depressed, and Thought Pro- [1984] studied seven male bipolar off- logy in the bipolar offspring could not be blems subscales [Biederman et al., 1995]. spring infants (12–18 months old) and predicted based on a particular family It is possible that Dienes et al. [2002] may noted that compared to infants of environment profile. Other investigators have detected a group of offspring with nondisordered parents, the bipolar off- have suggested correlations between ADHD with early symptoms of BD, spring showed more negative effects and pathological family environments and leading to a greater similarity between less ability to self-soothe when upset. severity of illness in bipolar offspring offspring with BD and those with only These studies, conducted in bipolar [Kuyler et al., 1980; Grigoroiu-Serba- ADHD than found in previous studies of offspring from infancy to adolescence, nescu et al., 1989]. These findings are nonbipolar offspring. indicate a tendency of bipolar offspring interesting and suggest that detailed to possess temperaments that may result studies of shared and nonshared envir- in less than optimal reactions to psycho- onmental characteristics should shed Temperament social stressors and predispose them to further light on the relative contribu- Temperament characterizations of bipo- development of affective psychopathol- tions to BD development in bipolar of- lar offspring strive to assess inborn ogy. Further studies of temperament in fspring. An interesting candidate would patterns of behavior and mood present bipolar offspring, preferably in labora- be the expressed emotion construct, since an early age, which may be gene- tory situations and at very young ages, which has been shown to contribute to tically determined and avoid some con- are necessary to clarify the importance of relapse in studies of other psychoses tamination from environmental factors. inborn traits to this area of study. [Vaughn and Leff, 1976] and more However, it is often difficult to discern recently in bipolar adults [Miklowitz temperament in the context of long- et al., 1988]. Therefore, parental and Family Environment standing psychopathology. Neverthe- extended familial interactions with less, laboratory measures or parental The characterization of the immediate bipolar offspring may have a critical role report of temperament at very young social environments of bipolar children in development of BD as well. ages could offer valuable insights. Chang and offspring has received some atten- et al. [2003b] compared parental reports tion. The impact of parental psycho- Psychosocial Functioning of temperament in bipolar offspring to pathology in general on their children national means on the Dimensions of has been long established as significant. Regardless of specific psychopatho- Temperament Survey-Revised (DOTS- Bipolar offspring often demonstrate logy, bipolar offspring may represent R). Offspring with already syndromal disordered functioning in domains that a population at risk for poor psychoso- BD had higher levels of general activity, have been shown to be strongly influ- cial functioning. In one controlled less ability to stay on task, and lower enced by deficient parenting, such as study, bipolar offspring were found to flexibility or adaptability. This charac- aggressive behavior [Patterson et al., have a relatively weak social support terization resembles the temperament 1989]. Furthermore, the question of group with an absence of a best friend construct of behavioral disinhibition, the precise importance of environmental [Pellegrini et al., 1986]. One of the few which has been linked to the develop- stressors in the precipitation of the prospective longitudinal studies of bipo- ment of disruptive behavioral disorders disorder itself [Post, 1992] makes this a lar offspring is being conducted at the [Hirshfeld-Becker et al., 2002]. relevant area of study. National Institute of Mental Health Zahn-Waxler et al. [1984] noted Several studies are examining the (NIMH) by Radke-Yarrow and collea- that 2-year-old children of bipolar pa- impact of parent-child interaction and gues, comparing offspring of mothers rents showed ‘‘heightened distress and the structural characteristics of the family with BD to offspring of depressed or preoccupation with the conflicts and environment of bipolar offspring. Com- healthy mothers. At older ages, but not
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) 31 have not yet been investigated in this ing marked melatonin suppression. Regardless of specific group as a whole. There may be a correlation between the degree of melatonin suppression and psychopathology, bipolar genetic loading for BD [Nurnberger offspring may represent a Psychological and et al., 1988b], as 91% of a sample of Biological Markers population at risk for poor adults with BD also were reported to Presence of identifiable biological traits have marked melatonin suppression psychosocial functioning. In in bipolar offspring could lead to early [Lewy et al., 1985]. However, further one controlled study, bipolar identification of those at highest risk for studies investigating melatonin reactivity BD development and to a better under- in bipolar offspring have not since been offspring were found to have a standing of the pathophysiology of BD conducted. relatively weak social support development. Therefore, some effort The development of relatively safe group with an absence of a has been made to identify such biological and noninvasive magnetic resonance markers. IQ testing of bipolar offspring, imaging (MRI) technologies has led to best friend. an indirect indicator of neurobiology, increased neuroimaging studies of chil- has had mixed results, including findings dren, including studies of bipolar off- of decreased [McDonough-Ryan et al., spring. DelBello et al. [2000] reported younger ages, bipolar offspring reported 2000], normal [Waters et al., 1981], and increased hippocampal size in bipolar suicidal ideation more often than chil- increased IQ scores [as reported by offspring who did not meet criteria for dren of healthy mothers. Presence of Kestenbaum, 1980; Decina et al., BD, but who ranged from symptom-free hypomanic symptoms or a mother with 1983]. Furthermore, one study reported to mood disordered. Using magnetic past suicide attempts correlated with some increased incidence of a verbal– resonance spectroscopy (MRS), Chang suicidal ideation in adolescent offspring performance IQ split in bipolar off- et al. [2003a] reported decreased N- of bipolar mothers [Klimes-Dougan spring, with verbal scores higher than acetylaspartate (NAA)/creatine ratios et al., 1999]. Notably, in the same cohort performance scores [McDonough- in right dorsolateral prefrontal cortex at 3-year follow-up, significantly more Ryan et al., 2002]. However, in this of bipolar offspring with BD. It remains offspring of affectively-ill parents had study other signs of nonverbal learning developed depressive and behavioral disorders, including worse mathematics problems. performance, were not found. Eye- DelBello et al. reported Another study measured externa- tracking abnormalities have been lizing and internalizing behaviors, reported in offspring of parents with increased hippocampal school performance, and behavior in schizophrenia [Erlenmeyer-Kimling, size in bipolar offspring class, finding offspring of depressed 2000], but no such abnormalities have mothers to have worse overall psycho- been found in bipolar offspring [Rosen- who did not meet criteria social functioning than offspring of berg et al., 1997]. A study of electro- for BD, but who ranged from bipolar, medically ill, or healthy mothers dermal activity in bipolar offspring symptom-free to mood [Anderson and Hammen, 1993]. In a compared to healthy controls did not previously mentioned study, a cohort of find any differences at rest [Zahn et al., disordered. Using magnetic 60 bipolar offspring had a mean Global 1989]. However, when performing a resonance spectroscopy, Assessment of Functioning (GAF) of mental arithmetic task, bipolar offspring 76 12, indicating fairly good function- showed higher electrodermal activity, Chang et al. reported decreased ing. Scores on the Wide Range correlating with a higher self-report of N-acetylaspartate (NAA)/ Achievement Test, Third Edition anxiety [Zahn et al., 1991]. Another (WRAT-3) an indicator of academic study examined melatonin suppression creatine ratios in right achievement, were also all at or above by light of 25 bipolar offspring 15–25 dorsolateral prefrontal grade level. However, bipolar offspring years old and 20 healthy controls cortex of bipolar offspring with psychopathology compared to [Nurnberger et al., 1988b]. Bipolar those without psychopathology had offspring showed significantly higher with BD. lower GAF scores but did not have suppression of melatonin levels after differing levels of academic achievement bright light exposure than controls. [Chang and Steiner, 2003]. Furthermore, the group of seven off- to be seen whether offspring without Bipolar offspring, particularly those spring with two bipolar parents had the BD, or with other psychopathology, have who develop psychopathology, appear at highest percentage of subjects (57%) similarly decreased prefrontal NAA. risk for poor psychosocial and academic with marked melatonin suppression, Neuroimaging studies in adults and functioning. However, psychosocial with only 21% of controls and 33% of children with BD have revealed findings interventions, including psychotherapy, offspring with one bipolar parent show- that could guide future study in bipolar
32 AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) ARTICLE offspring. Volumetric MRI studies over- cyclothymia or BD NOS [Findling familial incidence, twin, and adoption all suggest that patients with BD may et al., 2000]. This study of 60 bipolar studies [for review, see Craddock and have prefrontal, temporal, cerebellar, offspring has recently been completed Jones, 1999]. However, linkage studies ventricular, and deeper structural (stria- and data analysis is pending. have implicated different chromosomal tum and amygdala) volume changes, as These two studies represent the regions and association studies have been well as white matter abnormalities as possibility of early intervention in chil- equivocal. The heterogeneity of BD may indicated by white matter hyperinten- dren at high risk for BD. However, be partially responsible for this difficulty sities [for reference, see Strakowski et al., nonpharmacologic intervention strate- in isolating consistent gene regions 2000, 2002]. Results from positron gies could also prove useful. For exam- associated with BD and replicating emission tomography (PET) studies of ple, group cognitive therapy was more positive findings. Therefore, genetic bipolar patients have been varied; per- effective than no specific intervention in factors that contribute to BD develop- haps the most consistent findings have reducing depressive symptoms of ado- ment may be better identified through been decreased blood flow in the pre- lescent offspring of depressed parents more homogenous cohorts within the frontal cortex during bipolar depressed [Clarke et al., 2001]. Similarly, psychoe- bipolar spectrum. Bipolar offspring who states and a general implication of the ducation sessions for families with a already exhibit early or fully developed prefrontal cortex (DLPFC, ACC, and depressed parent may be effective in BD would represent such a cohort. orbitofrontal cortex), limbic structures reducing problematic behaviors of the However, most genetic studies have (amygdala, insula), striatum, and thala- children in the household [Beardslee targeted bipolar adult probands and their mus in the neuropathophysiology of BD and Gladstone, 2001]. These novel ap- families; there are currently no published [Blumberg et al., 2002]. Studies of adults proaches to prevention of depression genetic studies that have concentrated with familial BD have reported abnorm- could be similarly applied to bipolar on affected bipolar offspring in this alities in the subgenual prefrontal cortex offspring. manner. [Drevets et al., 1997; Ongur et al., 1998], It remains to be definitively seen Genetic anticipation has also been cerebellum (particularly the cerebellar whether these intervention strategies reported in BD cohorts. Anticipation vermis), and lateral ventricles [Brambilla can treat bipolar offspring more effec- refers to the phenomenon of a disease et al., 2001]. These brain regions may tively than conventional treatment stra- state occurring in successive generations have structural or functional alterations tegies, or whether BD development can with earlier ages of onset and/or higher in familial BD and therefore could be be halted by these interventions. Further severity. In other neurological disorders reasonably investigated in bipolar off- with anticipation, trinucleotide repeat spring. Additional volumetric, spectro- sequences have been found to expand in scopic, and functional MRI studies of It remains to be definitively number of repeats with each generation bipolar offspring would aid in further [for review, see Goossens et al., 2001]. identifying neurobiological char- seen whether these intervention An increase in mean CAG repeat length acteristics that could represent strategies can treat bipolar was associated with a diagnosis of BD vulnerability traits or early stages of [Lindblad et al., 1995; O’Donovan et al., BD development. Currently, however, offspring more effectively 1996] and with anticipation of BD in a there are no reliable biological markers than conventional treatment few studies of families with BD [Men- correlated with risk for development strategies, or whether BD dlewicz et al., 1997; Lindblad et al., of BD. 1998]. However, there have been no development can be halted by replications of these studies and several these interventions. negative reports [Craddock et al., 1997; EARLY INTERVENTION Li et al., 1998; Zander et al., 1998; STUDIES Meira-Lima et al., 2001]. Furthermore, Researchers have begun to investigate these repeat sequences have not been studies, perhaps better informed by pharmacologic interventions in bipolar successfully linked to meaningful gene using yet to be discovered biological offspring who have subsyndromal and regions. Families with reported antici- markers, and incorporating placebo therefore possibly prodromal forms of pation from affected parent to affected arms and longitudinal assessments, will BD. Seventy-eight percent of a cohort of offspring are a natural choice for inves- help to identify the appropriate treat- 23 bipolar offspring with mood or tigation for the presence of such repeat ments for individuals at high risk for BD behavioral disorders and at least mild sequences. Prospective studies in off- development. affective symptoms were reported to spring cohorts that combine genetic improve clinically after a 12-week open analyses with phenomenological assess- trial of divalproex [Chang et al., 2003c]. ment would help decrease ascertainment GENETICS In a placebo-controlled study, research- and recall biases and possibly clarify ers are investigating the efficacy of The genetic basis of BD has been well the genetic influences on anticipation divalproex in bipolar offspring with established through pedigree analysis, in BD.
ARTICLE AMERICAN JOURNAL OF MEDICAL GENETICS (SEMIN. MED. GENET.) 33 CONCLUSIONS future prospects. Biol Psychiatry 49:1101– American Academy of Child Psychiatry 1110. 21:389–391. Bipolar offspring have been well estab- Biederman J, Wozniak J, Kiely K, Ablon S, Decina P, Kestenbaum CJ, Farber S, Kron L, lished as at high risk for the development Faraone S, Mick E, Mundy E, Kraus I. 1995. Gargan M, Sackeim HA, Fieve RR. 1983. CBCL clinical scales discriminate prepuber- Clinical and psychological assessment of of BD and other mood disorders. It tal children with structured interview- children of bipolar probands. Am J Psychia- appears likely that family environment derived diagnosis of mania from those with try 140:548–553. and psychosocial stressors interact with ADHD. J Am Acad Child Adolesc Psychia- DelBello MP, Geller B. 2001. Review of studies of try 34:464–471. child and adolescent offspring of bipolar genetic predisposition for affective ill- Bird HR, Canino G, Gould MS, Ribera J, Rubio- parents. Bipolar Disord 3:325–334. ness to create such disorders in bipolar Stipec M, Woodbury M, Huertas-Goldman DelBello MA, Soutullo CA, Ryan P, Graman SM, offspring. Temperament characteristics S, Sesman M. 1987. Use of the Child Zimmerman ME, Getz GE, Lake K, Behavior Checklist as a screening instru- Strakowski SM. 2000. MRI analysis of of high motor activity, low frustration ment for epidemiological research in child children at risk for bipolar disorder. Biol tolerance, and emotional sensitivity may psychiatry: results of a pilot study. J Am Acad Psychiatry 47:43. reflect inborn characteristics in bipolar Child Adolesc Psychiatry 26:207–213. Dienes KA, Chang KD, Blasey CM, Adleman Blumberg HP, Charney DS, Krystal JH. 2002. NE, Steiner H. 2002. 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