Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015

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Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Key Enabling Technologies for Regional Growth:
   synergies between Horizon 2020 and ESIF
                 6 May 2015

 Session 2: Regional Financing KETs
              Activities
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Key Enabling Technologies for regional Growth: synergies
             between Horizon 2020 and ESIF
                     6th May, 2015,
                Committee of the Regions

 ESIF and Horizon 2020 for Smart
Specialisation in KETs: H2020 Calls
      and possible synergies

                        Doris Schröcker
                        European Commission,
                        DG Research and Innovation
                        Key Enabling Technologies, Strategy
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Addressing important challenges for
Europe
 Innovation is an engine for growth, R&D
  investments essential for generating growth
  and high quality jobs
 EU industry needs to invest more in R&D&I
 Re-industrialisation can only be achieved if
  the public authorities/ regional authorities work
  together with private sector

                                                      3
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Horizon 2020 (2014-2020):
 Key elements

• A single programme with three pillars: societal challenges,
  industrial competitiveness and excellence in science

• More emphasis on innovation

• More involvement of industry via the industrial deployment of
  key enabling technologies, and through PPPs (Public-Private
  Partnerships) - institutional and contractual

• Simplified access for all stakeholders
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Industrial Leadership
  ICT, Key Enabling Technologies (KETs), Space
 • Emphasis on R&D and innovation with strong
   industrial dimension - partnership with industry, to
   recover from economic crisis
 • Activities primarily developed through relevant industrial
   roadmaps (ETPs, PPPs)
 • Involvement of industrial participants and SMEs to
   maximise expected impact => key aspect of proposal
   evaluation
 • Pilots and demonstrators, cross-cutting KETs, enabling
   applications in Societal Challenges
 • Outcome and impact oriented, developing key
   technology building blocks and bringing them
   closer to the market                                         5
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
H2020-LEIT work programme(2014-2015)
•   Technology development, application driven and of direct industrial
    relevance
•   Pilot lines for advanced KETs – using advanced manufacturing
    technologies, eg
     • Photonics, nano-technologies, advanced materials
     • KETs for healthcare/personalised medicine, low-carbon energy
       technologies and energy efficiency
•   Public Private Partnerships
     • Joint Technology Initiatives: ECSEL, BBI Bio-Based Industries
     • cPPPs: Robotics, Photonics, Advanced 5G Network Infrastructures,
       Factories of the Future (FoF), Energy-efficient Buildings (EeB),
       Sustainable Process Industry (SPIRE), European Green Vehicles
       Initiative, High-performance Computing
 In line with EU KETs strategy
 20+ topics considered relevant for synergies between EU and
  national / regional research & innovation programmes and/or
  ESIF (11 topics in 2015 NMBP WP)
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Preparation of Work Programme
 (2016-2017) is ongoing

 Continue      the   challenge-based   approach   with   tight   impact
requirements;

                                                                      7
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
What does H2020 fund?
Relevant for synergies with ESIF:

• Research and innovation actions
• Innovation actions
   o Consortia with minimum 3 partners from minimum 3 different
     MS or associated countries

• Coordination and support actions

• ERA-NET co-fund actions
   o Networks of funding agencies, funding research calls with
     minimum 2 partners from 2 different MS or associated
     countries
• Innovative/Pre-comercial procurement                            8
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
How did we address the issue of
 synergies?
• ERA-NET co-fund actions: Networks of funding agencies,
  funding research calls with minimum 2 partners from 2
  different MS or associated countries. => eg. INCOMERA
  (ERA-NET funding innovation), MANUNET (ERA-NET funding
  Manufacturing)
• In the work programme, by encouraging participants to
  look for synergies.
• Coordination and support actions on:
    Facilitating knowledge management, networking and coordination in
     NMP –SYNAMERA Project, start date: 1 May 2015
    Practical experience and facilitating combined funding for large-scale
     RDI initiatives- EU GREAT Project, start date: 1 January 2015
                                                                              9
Session 2: Regional Financing KETs Activities - Key Enabling Technologies for Regional Growth: synergies between Horizon 2020 and ESIF 6 May 2015
Synergies encouraged in the WPs
 (2014-2015)
• NMBP: "Wherever possible, proposers could actively seek
  synergies, including possibilities for funding, with relevant
  national / regional research and innovation programmes
  and/or cumulative funding with European Structural and
  Investment Funds in connection with smart specialisation
  strategies. For this purpose the tools provided by the Smart
  Specialization Platform, Eye@RIS3 may be useful. The initial
  exploitation and business plans will address such synergies and/or
  additional funding. Exploitation plans, outline financial
  arrangements and any follow-up will be developed further during
  the project. The results of these activities as well as the envisaged
  further activities in this respect should be described in the final
  report of the project."
Synergies encouraged in the WPs
 (2014-2015)
• ICT: "Wherever appropriate, actions could seek
  synergies and co-financing from relevant
  national / regional research and innovation
  programmes, e.g. structural funds
  addressing smart specialisation. Actions
  combining different sources of financing should
  include a concrete financial plan detailing the use
  of these funding sources for the different parts of
  their activities."
Why are Synergies important for
 innovation ?
• Obtaining more impacts on competitiveness, jobs and
  growth by combining ESIF and Horizon 2020
• Increased funding for research and innovation available
  under regional funding => Smart Specialisation:
  strategic framework to access funding for Research and
  Innovation in Structural Funds 2014-2020
• Support from other EU, national or regional programmes
  encouraged (supported or not by ESIF)
• Exploit complementarities while at the same time avoid
  overlaps and exclude double-financing.

                                                            12
Opportunities for innovating along
 and across the value chain for KETs
• Structuring the regional stakeholders around an
  innovation cluster.
• Linking value chain activities through cross-
  cluster and cross-region cooperation.
• Supporting innovative SMEs.
• Supporting Manufacturing Platforms & Pilot
  Production Lines.
• Supporting Large Scale Deployment Actions.
How can stakeholders benefit from
   both instruments?
         Capacity Building        Research & Development               Innovation               Market
  National/Regional R&I systems

                                    Horizon 2020
        ESI Funds
                                        Excellent R&I
   R&I Infrastructures and                                          PPPs
   Equipment (IP1)                                              prizes
              ESFRI                          Demonstration                 procurement
                                                Pilots   KETs

                                                        SME instrument
                 Skills                                                             SME
                                                                KICs
                                     Marie Curie                                  Pilot lines
         Business Advisory
             services                                                              Financial
                                                                                 instruments

   Grant
agreements
Potential cases of combining Horizon 2020 &
ESIF for the same industrial project

1. Simultaneous / additional / parallel use of funds for the same industrial
   project:
    e.g. H2020 money and ESIF that are used together to fund different cost
    items within a single industrial project

2. Sequential funding for an industrial project: the sequential use (in time) of
   different public funding sources in separate successive subprojects of the
   same industrial project
    e.g. first ESIF for R&I infrastructure, then H2020 for innovation activities;
    e.g. R&I activities using H2020, followed by industrial investments

In both cases:
 distinguished, self-standing arrangements based on programme
   rules – one would e.g. be H2020 grant agreement
 Industrial projects need financial engineering
                                                                               15
Plan your industrial project:
•   Define scope of industrial project (incl. beneficiaries), detailed activities,
    budget (private/public).
•   Look at eligibility of activities: localisation (eg. region), type of cost items
    (e.g equipment, direct personnel cost) in combination with beneficiaries and
    timeline.
•   Prepare business plan for industrial project: group activities in projects
    (set of cost items for certain beneficiaries), identify costs and funding options
    for each (ESIF, Horizon 2020, national funds), contact Managing Authorities.
•   Prepare Horizon 2020 proposal (project and consortium), look into the
    rules for obtaining support => H2020 competitive procedures-Calls for
    proposals- Evaluation criteria + procedures
•   Prepare ESIF proposal (project and beneficiary) for each region/country
    involved talking into account Smart Specialisation Strategies, ESIF: EU
    countries administer the funds on a decentralised basis through shared
    management
•   Submit Horizon 2020 and ESIF proposals including master plan for
    industrial project
                                                                                 16
Basic budgetary principles ("no cheating")

"non Substitution” principle
•   The use of a Union funding instrument to substitute the non-Union
    contribution to another Union instrument is not allowed: ESIF
    cannot be used to substitute the national or private contribution
    to H2020 projects.

"no double funding” principle
•   It will be possible to award a grant under Horizon 2020 for an
    industrial project which is also funded by an ESIF grant but the
    absence of double funding should be ensured.

                                                                       17
How can regions help?
• Establish a map of the regional knowledge (RIS3 Platform).
• Focus on commercialisation, and enable regional
  manufacturing activities, even using results obtained in
  another region, bring back and anchor manufacturing
  activities in EU.
• Gather and pool all the regional expertise in order to be
  able to find the best partners.
• Use the same wording and phraseology as the one use in
  KETs in order to tackle differences in terms of innovation
  and business focus.
• Make the connections between the regions easier,
  according to their need and strengths.
• Consider funding and reporting rules.
Horizon 2020 Evaluation/Award Criteria

      Excellence
      Impact
      Quality and efficiency of the
       implementation
     Horizon 2020 Participant Portal:
     https://ec.europa.eu/research/participants/portal/page/home

     National contact points

                         Good luck!                                19
Tools made available by the EC

• Smart Specialisation Platform:
    http://s3platform.jrc.ec.europa.eu/home
• European Cluster Observatory:
    http://www.clusterobservatory.eu/index.html
• European Territorial Cooperation
    http://ec.europa.eu/regional_policy/cooperate/cooperati
    on/index_en.cfm
• Regional Innovation Monitor Plus (RIM
  PLUS)
    http://ec.europa.eu/enterprise/policies/innovation/policy
    /regional-innovation/monitor/
• Regional Innovation Scoreboard
•   http://ec.europa.eu/news/pdf/2014_regional_union_scoreboard
    _en.pdf
Thank You!

             21
The Importance of Key Enabling Technologies
for Regional Growth

                                       The Example of
                                       «Optics/Photonics»
                                       in the Region of Jena,
                                       Thuringia, Germany

06.05.2015 · 22
The Free State of Thuringia

      2.2 mill. inhabitants
      GDP: 49 bn € (2013); high share of SMEs with     Jena
       low R&D activities
      R&D investment quota of GDP: 2,23% (2011)
       public sector equals private sector (German
       average: 70:30)
      9 Universities, 17 state research institutes
       (Fraunhofer; Max Planck, Leibniz, State owned)
      8 Industrial research institutes

06.05.2015 · 23
Optics in Thuringia

Highest density of optics companies in Europe
                                    .
                                                     • Companies:                  170
                                                     • Employees:                   15,350 (+5% Y before)
                                                     • Sales:                       € 2.8 bn (since 2008 + 6% p.a.)
                                                     • Export ratio:                66 %
                                                     • Around 3.600 optics and laser technology
                                                       students
                                                     • Over 1,200 employees at research institutions

06.05.2015
  24       · 24
                  Source: Optonet e. V., Wachstumsreport Photonik, 2013, LEG Sector Information Database – UTD | Status: June 2014
Areas of Expertise

  •     Speciality and high performance glass
  •     Microscopy                                 .
  •     Measurement and sensor technologies
  •     Micro and nano technology
  •     Laser & radiation sources
  •     Optical Systems Design
  •     Image capture, process and presentation
  •     Ophthalmology

06.05.2015 · 25
                                           Source: LEG Sector Information Database – UTD | Status: June 2014; Photo: LEG Thüringen
Target Markets

Growth Potential:
           production technologies
           intelligent lighting
           safety and security
           medical diagnostics
           image data processing
           men-machine interaction
           Green Photonics

06.05.2015 · 26
                                     26
World-class companies and specialized
  market leaders

Internationally renowned companies   Specialized market leaders
                                     • Docter Optics SE –
                                       international market leader in
                                       optical glass projection
                                       lenses for automotive
                                       applications
                                     • Göpel electronic GmbH –
                                       one of the world´s leading
                                       providers of electrical and
                                       optical testing and inspection
                                       systems
                                     • Leoni Fiber Optics GmbH –
                                       leading provider of fiber optic
                                       cables for special
                                       applications

 06.05.2015 · 27
                                                               Source: LEG Sector Information Database – UTD | Status: June 2014
CoOPTICS: education and training

       Covering of skilled personnel demand by
       integrated education and training in optical technologies

        academic education                     skilled worker
        key partner: FSU Jena                 apprenticeship
                                     key partner: Schott-Zeiss-
                                              Bildungszentum
        Abbe School of Photonics

                                                      training
       education platform                 key partner: JenALL

06.05.2015 · 28
           education and training                                  28
Prerequisites for
Cross-Sectoral Cooperation

      Motivated and powerful actors (institutions and
       individuals) at eye level
      Common understanding concerning goals,
       technology roadmap and action plan
      Own Organizational structure
      Governmental support as far as money and
       infrastructure is concerned

06.05.2015 · 29
OptoNet – Competence network for
Optical Technologies

        • founded in 1999 within the framework of the German program
          „Optical Technologies for the 21st century“

        • Around 1000 R&D projects generated

        • 96 members
           – 80 companies, 6 banks & venture capital
           – 6 research establishments
           – 4 universities & other educational institutions

06.05.2015 · 30
Optics Region – partners in the cluster

06.05.2015 · 31
Abbe Center of Photonics
Academic Center for Optics and Photonics

Promoting interdisciplinary research and education
                           •   Ultra Optics
                           •   Laser physics
   39 research groups          – nanooptics                        yearly about 450
    (ca. 30 Prof. from 4        – photonic materials                 scientific publications
    faculties, 160              – optical systems
                           •   Strong Field Physics                 50 master graduates,
    doctorate students,         – ultrahigh peak power lasers  30 scientists with PhD
    100 master students         – nonlinear and relativistic laser   degree
    from more than 30              physics
                                – x-ray optics
    countries)
                           •   Biophotonics
   Budget: 20 m € p.a.         – spectroscopic techniques
    external funding            – bioimaging/biospectroscopy
                           •   Chip-based analytics and
                               diagnostics

06.05.2015 · 32
Jena Research Activities on
Infection Diagnostics

Funded by

06.05.2015 · 33
Value Chain and
Mixed Funding System

06.05.2015 · 34
                  State Funding using ESIF-OPs
IPHT Jena: Creating synergies within
mixed funding system, since 2007

regional and  MuN-Infrastruktur : Cleanroom facilities - new technological infrastructure for the
structural      development of novel micro- and nanostructured functional elements for photonic
                instrumentation (5 projects, Thuringia and the EU (EFRE) 6.525 M€)
funding laying
the basis for  Fiber drawing tower: Thuringia and the EU (EFRE) 7.41 M€)
…
                   Thz research in the fields of Security (Camera) and Life Sciences (marker-free DNA
                    analytics), Thuringia and the EU (EFRE) 2.68 M€)

                   Optical fibers/ spectroscopy in medicine, Thuringia and the EU (EFRE) 6.47 M€)

…                  HemoSpec - Advanced spectroscopic hemogram for personalized care against life
participation       threatening infections using an integrated chip-assisted biophotonic system (FP7-ICT-
                    611682, 2013-2017, 3.7 M€)
in FP7
projects           Network of Excellence PHOTONICS4LIFE (FP7-ICT 224014, 2008-2012, 3.9 M€)

                   CanDo - A CANcer Development mOnitor (FP7-ICT 610472, 2014-2017, 312.480 €)

                   ACTPHAST - Access center for photonics innovation solutions and technology support (FP7-
                    ICT 619205, 2013-2018, 224.220 €)
06.05.2015 · 35
EU Funding in Thuringia 2014 – 2020

      European Regional Development Fund (ERDF):
             EU contribution reduced by 21% to 1,165 million euro (out of 10.7 bn euro
              for all German federal states)
             Total budget incl. state co-funding: 1,456 million euro

      European Social Fund (ESF):
             EU contribution reduced by 21% to 499 million euro

      European Agricultural Fund for Rural Development (EAFRD):
             EU contribution reduced by 16 % to 625 million euro

06.05.2015 · 36
Funding Priority 1 - R&I

                                                      Strengthening research
                                                      infrastructure, technological
                                                      development and innovation

         Available budget in FP 1:
             333 million euro (= 28,58% of ERDF budget, EU contribution)
         Investment priorities:
             R&I infrastructure and capacities for the development of excellent R&I at public
              higher education and research institutes; centres of competence (IP 1a)
             R&I in enterprises; cooperation and synergies between enterprises and research
              institutes; smart specialisation (IP 1b)

06.05.2015 · 37
Research and Innovation Strategy for
Smart Specialization – RIS3 Thuringia

                   4 Fields of specialisation:

                          Industrial Production and Systems: Production Technologies,
                           Engineering, Photonics/Optics, Robotics, Materials, Micro-
                           /Nanotechnology
                          Sustainable and Intelligent Mobility and Logistics: Automotive,
                           Traffic Systems, Logistics
                          Healthy Life and Health Industry: Medical Technology,
                           Pharmaceuticals, Health and Aging, Diagnostics, Infection
                           Research, Food Industry, Biotechnology
                          Sustainable Energy and Use of Ressources: Generation,
                           Transportation and Storage of Energy, Energy Efficiency, Efficiency
                           of Ressources, Greentech, Bioeconomics

                   Horizontal field: ICT, Creative Industry, Services

06.05.2015 · 38
Contacts

   Dr. Bernd Ebersold
   Thuringian Ministry for Economics, Science
   and Digital Society
   Director Dept.: Research, Technology, Innovation
   Max-Reger-Straße 4-8 | 99096 Erfurt | Germany
   Tel: +49 (361) 37-97600 | Fax: +49 (361) 571711 604
   bernd.ebersold@tmwwdg-thueringen.de

                              Thank you for your attention!

06.05.2015 · 39
BUILDING SYNERGIES WITH
       ERA-NETS

40
DIRECTORATE-GENERAL OPERATIONAL FOR
                    ECONOMY, EMPLOYMENT AND RESEARCH

                       Directorate General

         5 other          Financial    Departments         Technological
                                                                                              Research Programmes
           Dpt.            Mgmt.                           Development

Directorates                      Financial
                                              Evaluation
                                                           Research         Research          Regional
                                                                                                             Federal and
                   Accounting                    and                                                         International
                                  Analysis                  support          projects       programmes
                                              awareness                                                      programmes

                                                                               Grant - IR       First Spin     ERA-Nets
                                                              Feasibility      Loan – ED            off           EUREKA
                                                               Patent            FIRST           First HE       EUROSTARS
                                                             Mkt stratég.       entrepr.        CWALITY           BEWARE
                                                                  …           Prototyping          PPP…            ESIF
                                                                                   …                            INTERREG…
WALLOON S3 PRIORITIES

        42
DRIVING MANUFACTURING EXCELLENCE INTO GLOBAL COMPETITIVENESS

                                                     Innovation and Commercialisation in the NMP thematic area

               43
•   MANUNET is a network of 14 countries and 13 regions
                     funded by the European Commission.

                 •   Since 2006 MANUNET has been working with the objective
                     to promote and fund transnational research and
                     development projects in the field of manufacturing,
                     through yearly calls for proposals.

•   MANUNET gathers together national and regional agencies that use their own
    funding programmes to fund manufacturing research and development
    projects performed by companies, research centers and universities.

•   MANUNET is a network focused on SME needs, with a demonstrated impact,
    and with a clear presence in participating countries and regions. In addition:
        It is based on the national/regional programmes.
        It covers broad topics.
        It has no centralised evaluation.
        Each agency funds the organisations of its own country/region.
        It is flexible in terms of call participation and budget allocation.

      44
MANUNET CALLS FOR PROPOSALS
•   The project proposals must clearly demonstrate:
        Transnational, collaborative R&D with a significant degree of innovation and
        scientific and technical risk.
        Market orientation.
        Application and practical use of manufacturing technologies.
        Expertise of the project partners in their respective fields of competence.
        Added value through transnational cooperation.
        Scale of impact and market positioning of the applicant.
•   MANUNET call includes all fields in Manufacturing, structured in the following topics:
        Knowledge-based engineering, information and communication technologies for
        manufacturing.
        Manufacturing technologies for environmental and energy applications.
        Adaptive manufacturing technologies.
        New materials for manufacturing.
        New manufacturing methods, components and systems.
        Other technologies/products related to the manufacturing field.

•   All MANUNET projects must be designed on the following principle: consortia consisting
    of at least 2 independent SMEs belonging to 2 participating countries, or 2 regions in
    different countries.

      45
MANUNET CONSORTIUM EXPANSION

•   Twinning
•   Cluster Observatory
•   Participation to FP6 & FP7
•   Smart Specialization Strategies
•   KETs
•   Vanguard Initiative

      46
More information in www.manunet.net

        47
•   INCOMERA is a network of 13 countries and 11 regions
                     funded by the European Commission.

                 •   One of the main action planned is to develop all synergy
                     required for supporting SME's transnational/regional
                     cooperation, within the context of each region's smart
                     specialization      strategy     for    enhancing      the
                     commercialization/productivity plans of NMP consortia.
•   Key Enabling Technologies and especially the NMP thematic area have been
    identified as a clear priority for investments in the EU notably within the
    context of smart specialization. INCOMERA will perform a thorough cross-
    regional analysis of competencies as well as of "needs, wants and
    expectations" of every regional ecosystem with the aim to support projects
    of beneficiaries with complementary skills and expertise, by involving both
    downstream and upstream partners across the value chain.
•   INCOMERA gathers together national and regional agencies that use their
    own funding programmes to fund NMP research and development projects
    performed by companies, research centers and universities.
•   INCOMERA is a network focused on SME, willing to fund projects above TRL4.

      48
INCOMERA CALL FOR PROPOSALS
•   The project proposals must clearly have the objective:
       To develop a radical product innovation to an end-user context, possibly
       leading to market application
       To develop a radical process innovation to a pilot scale
       To widen the understanding of a radical innovation by the application of
    a material or process from a specific to a generic application.

•   The scope of the call is:
       Nanosciences and nanotechnologies,
       Materials,
       New production,
       Integration of technologies for industrial applications.

•   The objective of INCOMERA is to bridge the gap between proof of concept
    validated in a laboratory, and industrialization and commercialization.
    Projects funded with INCOMERA should take up results at laboratory level
    and bring them to the level of a pilot-line and/or to a functional
    demonstrator validated by end-users.

      49
More information in www.incomera.eu

        50
BOTH ERA-NETS

• Are actively using Smart Specialization Strategies to build up/expand
  the consortia and define the call topics
• Are cross-sectoral KETs
• Are ideal complementary programmes halfway between the Horizon
  2020 and the national/regional funding programmes
• Fund transnational projects through Regional Funds, using ESIF in
  some cases

     51
THANK YOU FOR YOUR ATTENTION !

                    Julie Jasmes
                Tel: +32 81 33 45 45
       E-mail: julie.jasmes@spw.wallonie.be

               Andere Goirigolzarri
               Tel: +34 944 209 488
      E-mail: agoirigolzarri@innobasque.com

52
EU-Great
European Guide and Recommendations for the
Combined Funding of Large-Scale RID Initiatives

                                                   This project has received funding from the European Union’s
                                                   Horizon 2020 research and innovation programme Contract
                                                   No 646107

                                                  © 2015 EU-Great. All Rights Reserved.
EU-GREAT!
European guide and recommendations for the
combined funding of large-scale RDI initiatives
      KETs for Regional Growth: synergies between Horizon 2020 and ESIF
                      Regional Financing KETs Activities
                            06.05.2015 – Brussels

                          Begoña Sánchez

     Innovation Strategies and Policies Manager, TECNALIA R&I

                  EU-GREAT! Project Coordinator

                       EU-Great

                             This project has received funding from the European Union’s
                             Horizon 2020 research and innovation programme Contract
                             No 646107

                            © 2015 EU-Great. All Rights Reserved.
How did it all start?

This project has received funding from the European Union’s
Horizon 2020 research and innovation programme Contract       EU-Great
No 646107
How EU-GREAT started?

• Innovation policy shifts globally towards valorisation of
  research into commercial products, services &
  production.

• Higher need for investments together with public/private
  partnerships needed to increase the number of large-
  scale RDI initiatives, to boost the commercialisation and
  strengthen the competitive-edge of the European Industry.

• A definition of “Large scale RDI initiatives” including a
  classification of different types is a pre-requisite.

• Decision making processes concerning funding and
  investment need to be connected.

      This project has received funding from the European Union’s
      Horizon 2020 research and innovation programme Contract       EU-Great
      No 646107
Objective                                                                      Expected impact
•   To identify the key issues combining different
                                                                               •   To further initiate the development of these
    funding mechanisms to support scale up of
                                                                                   RDI initiatives, using a combination of different
    research into commercial manufacturing in large
                                                                                   funding mechanisms.
    scale RDI initiatives.
                                                                               •   National, regional public authorities, private
•   To Support and guide the EC services in
                                                                                   stakeholders, industry, research organisations will
    designing and delivering further actions to
                                                                                   benefit from these recommendations.
    facilitate synergies among public (ESIF and
    H2020 at European level, programmes and
    initiatives at national and regional levels) and
    private funds.

      This project has received funding from the European Union’s
      Horizon 2020 research and innovation programme Contract       EU-Great
      No 646107
Workplan

                                                                            H2020-NMP-CSA-2014
                                                                            • Type of Action: CSA

                                                                            • Acronym: EU-GREAT

                                                                            • Duration: 24months

                                                                            • Start Date: 2015-01-01

                                                                            • End Date: 2017-12-31

   This project has received funding from the European Union’s
   Horizon 2020 research and innovation programme Contract       EU-Great
   No 646107
EU-GREAT a Consortium of 11 partners cooperating!

                                                                            1. COORDINATOR: FUNDACION TECNALIA RESEARCH & INNOVATION –
                                                                            TECNALIA (Spain)
                                                                            11. CENTRO PARA EL DESARROLLO TECNOLÓGICO    INDUSTRIAL –
                                                                            CDTI (Spain)

                                                                            6. INSTITUTO DE ENGENHARIA DE SISTEMAS E COMPUTADORES DO
                                                                            PORTO – INESC PORTO (Portugal)

                                                                            2. COMMISSARIAT À L’ÉNERGIE ATOMIQUE ET
                                                                            AUX ÉNERGIES ALTERNATIVES – CEA (France)
                                                                            9 . PLASTIQUES RG - PRG (France)

                                                                            3. NEDERLANDSE ORGANISATIE VOOR TOEGEPAST
                                                                            NATUURWETENSCHAPPELIJK ONDERZOEK – TNO (The Netherlands)

                                                                            4. TEKNOLOGIAN TUTKIMUSKESKUS - VTT (Finland)

                                                                            5. HIGH VALUE MANUFACTURING CATAPULT – HVMC (United Kingdom)

                                                                            7. POLITECHNIKA WROCLAWSKA – PWR (Poland)

                                                                            8. NANOfutures asbl - NfA (Belgium)
                                                                            10. ARCELORMITTAL BELGIUM NV - ARCELOR (Belgium)

                                                                            Third Parties: BOSCH- Germany (TECNALIA); CCAA-Collaborative Centre
                                                                            for Applied Nanotechnology (Ireland) and PRODINTEC (Spain) (NfA)

   This project has received funding from the European Union’s
   Horizon 2020 research and innovation programme Contract       EU-Great
   No 646107
What has been achieved so
                            far?

This project has received funding from the European Union’s
Horizon 2020 research and innovation programme Contract       EU-Great
No 646107
Definition of Large-Scale RDI (LSI) initiatives:
about 200 LSI identified

   Large-scale RDI initiatives (LSI) are industry and
 application driven, long-term, broad (open) access,                         Summary checklist

     multi-stakeholder partnerships strategically                            a) Minimum requirements
                                                                             Involving one or multiple KETs                                                
  targeting large-scale research, development and                            Involving multiple number of industrial partners                              
                                                                             Aimed at commercial exploitation of technologies and/or accelerating the      
      innovation activities using a combination of                           market up-take of technology breakthrough
                                                                             Involving both private and public funding                                     
         different funds aiming at accelerating the                          Duration more than one year                                                   
                                                                             b) Possible characteristics
         commercialisation of technology, boosting                           Involves physical infrastructure (e.g. pilot line)
                                                                             Led by single industrial company
 competitiveness of companies and renewing industrial                        Led by network of industrial companies
 ecosystems towards sustainable economic growth and                          Involving variety of stakeholders (universities, RTOs, public policy, etc.)
                                                                             Open access
                                          well-being of society.             Responses to societal/environmental challenges (e.g. resource efficiency,
                                                                             climate change, etc.)
                                                                             Is aligned with national/regional economic development strategy
                                                                             Has potential for ecosystem renewal / paradigm change / new industry
                                                                             creation

                                                                                                             (Part of Deliverable D1.1 and D1.2)
    This project has received funding from the European Union’s
    Horizon 2020 research and innovation programme Contract       EU-Great
    No 646107
Online Questionnaire

Targeting stakeholders involved in KETs large scale RDI projects with the aim of:

• identifying barriers that (consortia of) organisations face when setting up investment
  plans for LSI (demonstration pilot plants or new research infrastructures), using
  combined funding of public, private, EU, national and regional investment funds.

• Creating an overview of public (EU, national, regional) and private (Business Angels,
  VCs, banks, industry participation, etc.) investment sources and their possible
  contribution to KETs large scale RDI projects.

• Assessment of the (miss)match between demand and supply of funding.
                                                                                                           Launch
• Creating insight in the financial aspects of the decision making process of                              before
  organisations to engage in LSI.                                                                         summer!

                                                                             (Part of Deliverable D1.2)

    This project has received funding from the European Union’s
    Horizon 2020 research and innovation programme Contract       EU-Great
    No 646107
Interview Guidelines

Targeted Interviews are planned to further analyse a selection of 20 LSl aiming at:

• Improving our understanding on how different public and private funding sources
  can be combined to implement LSI more successfully.

• Identifying the main success factors, barriers and risks of LSI using combined
  funding.

• Analysing the adequateness of existing funding instruments and policy measures
  across Europe to implement KETs and large-scale RDI projects, including the
  assessment of the (miss)match between demand for funding and supply of funding.

• Support the Identification of 4 top LSI using combined funding according to relevant
  Key Performance Indicators (KPIs).
                                                                             (Part of Deliverable D1.3)

    This project has received funding from the European Union’s
    Horizon 2020 research and innovation programme Contract       EU-Great
    No 646107
Dissemination Strategy for targeted stakeholders

EU-GREAT! Aims to engage stakeholders of LSI, identify best practice and approaches for
forming LSI and make recommendation to policy-makers for improving the existing
legislation, administrative, auditing and legal framework:

• To widely promote and raise awareness to relevant stakeholders groups.

• To disseminate findings for best practices and approaches in funding and building LSI.

• To disseminate the recommendations to policy-makers.

• To support the validation of the project outcomes by engaging relevant stakeholders to
  contribute, review and give their feedback on the findings and recommendations.
                                                                              (Part of Deliverable D6.1)

     This project has received funding from the European Union’s
     Horizon 2020 research and innovation programme Contract       EU-Great
     No 646107
Way forward…!

This project has received funding from the European Union’s
Horizon 2020 research and innovation programme Contract       EU-Great
No 646107
EU-GREAT will contribute to…
• Identify the reasons hindering the setting up of investment plans for LSI.

• Create a repository of public (EU, national, regional) and private (Business
  Angels, VCs, banks, industry participation, etc.) investment sources and
  their possible contribution to KETs large scale RDI projects.

• Assessment of the (miss)match between demand and supply for funding.

• Concrete plans for investment (at least 4), combining different funding.

• Manuals on how to create combined funding schemes for large RDI
  projects focusing on pilot production.

• Policy Recommendations on how to create and align combined funding
  schemes.

• Raise awareness among actors engaged in LSI on the barriers and benefits
  to combining funding.

      This project has received funding from the European Union’s
      Horizon 2020 research and innovation programme Contract       EU-Great
      No 646107
Thank you...
For more information, please contact us:
           Begona.sanchez@tecnalia.com

               www.eu-great.com

            EU-Great

                  This project has received funding from the European Union’s
                  Horizon 2020 research and innovation programme Contract
                  No 646107

                 © 2015 EU-Great. All Rights Reserved.
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