Sensitivity and Specificity ofthe APC Resistance Assay in Detection of Individuals With Factor V Leiden

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COAGULATION AND TRANSFUSION MEDICINE
                                                                Original Article

              Sensitivity and Specificity ofthe APC
           Resistance Assay in Detection of Individuals
                      With Factor V Leiden
                                      JAMES L. ZEHNDER, MD, AND RENEE C. BENSON

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Resistance to activated protein C (APC) is the most common cause of               ceiver operating characteristic (ROC) curve analysis indicated that the
familial thrombophilia. The partial thromboplastin time (PTT)-based               test was of intermediate utility. There was considerable overlap in APC
test for resistance to APC has been widely employed as a screening test           ratios in the range of 2 to 3 between subjects with a normal factor V
for this disorder. However, the utility of this test for screening is not         genotype and heterozygotes for factor V Leiden. The authors conclude
well characterized. More than 90% of patients with resistance to APC              that the APC resistance assay in its present form is not a useful screen-
have the G1691A mutation in factor V (factor V Leiden). The authors               ing test for factor V Leiden heterozygotes. Until the performance of this
studied the ability of a commercial APC resistance assay to correctly             assay is improved, patients should have molecular diagnostic testing
identify the factor V Leiden genotype in 130 individuals. At the recom-           performed to determine their factor V Leiden status. (Key words: Re-
mended assay cut-off value of 2, the sensitivity of the APC resistance            sistance to activated protein C; Factor V Leiden; Thrombophilia; Re-
assay was 50%, with a specificity of 98%. Increasing the cut-off value            ceiver operating characteristics; Test utility; Test methodology) Am J
increased the sensitivity but decreased the specificity of the test. Re-          Clin Pathol 1996; 106:107-111.

Activated protein C (APC) limits the clotting process by                             Testing for this syndrome can be performed by an in
proteolytic inactivation ofthe two clotting co-factors fac-                       vitro assay of resistance to activated protein C, or by iso-
tor Va and factor Villa.'"3 Resistance to activated pro-                          lating genomic DNA of patients, amplifying and analyz-
tein C has been shown to be a common risk factor for                              ing the area ofthe mutation by restriction enzyme diges-
venous thrombosis.4,5 In >90% of cases, APC resistance                            tion or by oligonucleotide hybridization.4-613"15 The
is due to a mutation in the factor V gene, G1691A (factor                         most commonly used test for APC resistance is a partial
V Leiden).6"10 This mutation does not appear to alter the                         thromboplastin time (PTT)-based test, reported as the
procoagulant activity of factor Va. However, the muta-                            ratio of a PTT performed in the presence of a standard
tion occurs at one ofthe two APC cleavage sites, resulting                        quantity of APC divided by the PTT without APC
in decreased inactivation of factor Va, and increases the                         added. It has been shown that most healthy individuals
risk of venous thrombosis in affected individuals. Horao-                         will have a ratio of >2, whereas those with APC resis-
zygotes for factor V Leiden have a relative risk of throm-                        tance were defined as having a ratio < 2.4 Because of its
bosis of 50 to 100, whereas the risk in heterozygotes is 5-                       simplicity this test has been widely employed as a screen-
to 10-fold higher than healthy subjects." The factor V                            ing test for APC resistance.
Leiden mutation appears to be relatively common with
                                                                                     The definitive test for this syndrome is molecular di-
a prevalence of 5% to 10% in several populations stud-
                                                                                  agnosis of factor V Leiden.6 Determination of factor V
ied,46 although a recent report suggests that the inci-
                                                                                  genotype is performed by isolating genomic DNA from
dence of this mutation in people of Japanese ancestry is
                                                                                  patient leukocytes. The DNA sequenceflankingthe mu-
much lower.12 This defect is the most common cause of
familial thrombophilia yet identified.                                            tation site in the factor V gene is then amplified using
                                                                                  the polymerase chain reaction (PCR), and the resultant
                                                                                  product analyzed by restriction enzyme digestion.6 In
                                                                                  this way, patients can be classified as wild type (two nor-
  From the Department of Pathology, Stanford University Medical                   mal factor V alleles), heterozygous for factor V Leiden or
Center, Stanford, California.
                                                                                  homozygous for factor V Leiden.
  Manuscript received October 10, 1995; revision accepted January                    There is limited information on the sensitivity and
10, 1996.
  Address reprint requests to Dr. Zehnder: Department of Pathology,               specificity and performance ofthe APC resistance test in
L235, Stanford University Medical Center, Stanford, CA 94305.                     identifying patients with factor V Leiden. We studied the

                                                                            107
108                              COAGULATION AND TRANSFUSION MEDICINE
                                                    Original Article

results of APC testing and factor V genotype in 130 pa-          Cetus). The 267 bp amplification product was digested
tients referred for evaluation of thrombosis.                    with Mnl I for 60 minutes at 37 °C and the resulting frag-
                                                                 ments separated by electrophoresis in a 3% agarose gel.
           MATERIALS AND METHODS                                 Under these conditions wild type factor V (1691G) yields
                                                                 a 167 bp fragment and factor V Leiden (1691 A) yields a
Specimen Collection                                              200 bp fragment. On this basis, patients can be classified
                                                                 as wild type factor V (only a 167 bp band is visualized),
   One hundred thirty sequential patients referred for
                                                                 heterozygous for factor V Leiden (167 bp and 200 bp
APC and factor V Leiden testing were studied. Patients
                                                                 fragments are present), or homozygous for factor V
were excluded if they had a prolonged baseline PTT or
                                                                 Leiden (only a 200 bp band is present).

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were on heparin or Coumadin therapy. Activated pro-
tein C resistance and factor V Leiden determinations
were made on all patients.                                      Statistical Analysis
   For the APC resistance test, patient samples of venous          Sensitivity, specificity and ROC curves were calcu-
blood were drawn into tubes containing 3.8% sodium ci-          lated using the LABROC1 program (Dr. Charles E.
trate and kept on ice. Following centrifugation at 3,000        Metz, Department of Radiology, University of Chicago),
rpm for 10 minutes at 4 °C twice, the platelet-poor             which makes a maximum likelihood estimation of a bi-
plasma was aliquoted and stored at —20 °C until use. At         nomial ROC curve from the continuous APC ratio data.
the time of testing, specimens were rapidly thawed at           Patients were divided into true positive and true negative
37 °C. For factor V Leiden, patient blood was drawn into        groups on the basis of the factor V Leiden results, which
tubes containing EDTA and refrigerated at 4 °C before           constituted the gold standard in this analysis. Predictive
DNA extraction.                                                 value of a negative test was calculated as (true negatives)/
                                                                (true negatives + false negatives) X 100.
APC Resistance Assay
  Activated protein C resistance was assessed using a                                   RESULTS
commercially available kit (Coatest APC resistance,
Chromogenix AB, Sweden) according to the manufac-               Patient Characteristics
turer's instructions using a fibrometer (Dataclot, Helena
Laboratories, Beaumont, TX). Normal and abnormal                   One hundred thirty consecutive patients were studied.
controls were performed before testing patients. All tests       All were referred for evaluation of thrombosis except for
were performed in duplicate. This activated partial              eight individuals who were asymptomatic family mem-
thromboplastin time (aPTT)-based test is reported as an          bers of patients with factor V Leiden. The median age
APC ratio: clotting time with added APC/clotting time            was 44 (range 5-87 years) 55% were female and 45%
without APC. Normal range was defined by the manu-               were male. Of the 130 patients studied, 26 (20%) were
facturer as a PTT ratio > 2.                                     heterozygous for factor V Leiden and 4 (3.1%) were ho-
                                                                 mozygotes. Three patients (2.3%) had an APC ratio < 2
Factor V Leiden Assay                                            and a normal factor V genotype. The mean APC ratio
                                                                 for healthy subjects was 3.00 (standard deviation [SD]
   Genomic DNA was isolated from patient leukocytes              0.78); that of heterozygotes was 2.13 (SD 0.53) and ho-
(QIAamp Blood Kit, Qiagen) collected in EDTA tubes.              mozygotes 1.19 (SD 0.11). The median age of the factor
A 267 base pair (bp) fragment of the factor V gene flank-        V Leiden-positive patients was 43. The median age of
ing the factor V Leiden mutation sit at position 1691 was        factor V Leiden-negative patients was 45. Of the eight
amplified as described by Bertina and colleagues6 with           asymptomatic family members tested, four were hetero-
the following modifications: 50 /xL of a mixture contain-        zygous for factor V Leiden. The mean APC ratio of these
ing 10 mM Tris-Hcl, pH 8.3, 50 mM KC1, 1.5 raM                   individuals was 2.1 (range 1.8-2.4; mean of heterozy-
MgC12,0.001% gelatin, 1.25 U of Taq DNA polymerase,              gotes 2.05, range 1.8-2.4; mean of healthy subjects 3.2,
 150-500 ng genomic DNA and 12.5 pM of each primer               range 2.2-3.4).
was heated to 80 °C, then 0.8 mM final concentration of
each nucleoside triphosphate was added. The mixture
                                                                 Distribution of APC Ratios in Patients With and
was heated to 95 °C for 3 minutes and then subjected to
                                                                 Without Factor V Leiden
30 cycles of 94 °C (1 minute), 55 °C (1 minute) and 72
°C (1 minute), followed by 72 °C for 7 minutes using a            As shown in Figure 1, there was substantial overlap in
microprocessor controlled thermal cycler (Perkin Elmer           APC ratios in patients with and without factor V Leiden.

                                                     A.J.C.P. -July 19%
ZEHNDER AND BENSON                                                                          109
                                                           Utility ofAPC Resistance Assay

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                                                                                                                All Patients

                                                                                                                Excluding Factor V Leiden Homozygous
                                                                                £

FlG. 1. Results of the activated protein C resistance assay in all patients
tested. Foreground: patients documented to have factor V Leiden
(G1491 A). Background: patients with normal factor V genotype.
                                                                                        0.2 A

                                                                                                     False Positive Fraction (1-Specificity)
Fifty-four percent of patients (14 of 26) who were hetero-
zygous for factor V Leiden had APC ratios > 2.                                  FIG. 2. Receiver operating characteristic (ROC) curves for the activated
                                                                                protein C resistance assay in identifying patients with factor V Leiden.
                                                                                Squares: all patients; diamonds: excluding factor V leiden homozy-
ROC Curves for the APC Ratio Test                                               gotes. The area under the curve is 0.863 with estimated standard devia-
                                                                                tion (SD) 0.043 for all patients and 0.838 with estimated SD 0.047 ex-
  The ROC curves for all patients and patients not on                           cluding the four patients who were homozygous for factor V Leiden.
anticoagulant therapy is shown in Figure 2. The area un-                        The ROC curve for the APC resistance assay is characteristic of an in-
der the curve is 0.863 with estimated SD 0.043 for all                          termediate utility test (>0.9 being highly useful, 0.9 being highly useful,
110                              COAGULATION AND TRANSFUSION MEDICINE
                                              Original Article

in our population was 20%, in close agreement with the            test is 100%, assuming that both chromosome 1 factor V
incidence of this disorder in other unselected series of          alleles are amplified in all patients. This test has addi-
thrombosis patients.'' Although only four patients were           tional advantages over the APC resistance test of not be-
homozygotes for factor V Leiden, the APC resistance test          ing affected by Coumadin therapy or prolonged baseline
appears to be very sensitive and specific for detecting           PTTs in patients on heparin or those with lupus antico-
these individuals, with a mean ratio of 1.19. However,            agulants. A disadvantage of the molecular test in its cur-
most patients with factor V Leiden are heterozygotes,             rent form is that it is labor intensive. However, automa-
and in this group the APC ratios demonstrate a signifi-           tion of PCR-based analysis systems or single base
cant overlap with the normal range, resulting in a low            mismatch detection hybridization systems on ELISA
sensitivity (50%) at the recommended cut-off value of 2           plates promise to streamline this type of analysis in the

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and the test ROC curve in the intermediate utility                future and make these tests better suited for screen-
range.16 Increasing the cut-off increases the sensitivity of      ing. 1 ' 2 " Another disadvantage of molecular testing for
the APC resistance test, but has the undesirable effect of        factor V Leiden would be the failure to identify the 10%
increasing the number of false-positive tests as indicated        to 20% of patients with resistance to APC who have a
by the decrease in specificity depicted in Figure 3. Inspec-      normal factor V genotype. The significance of APC resis-
tion of Figures 1 and 3 reveals that at a ratio of >3.0, the      tance in the setting of a normal factor V genotype is un-
diagnosis of factor V Leiden could be excluded with a             clear at present. To date, no mutations at the other APC
high degree of certainty (predictive value of a negative          cleavage site of factor Va or in factor Villa have been
test result = 97% for all patients).                              described to account for APC resistance in these patients.
   Thus, the standard APC resistance test is useful in            It is possible that some of these patients will have resis-
identifying the small number of factor V Leiden homo-             tance to APC on the basis of an as yet undefined mecha-
zygotes and in excluding the diagnosis of factor V Leiden         nism. As the risk of thrombosis and the mechanism(s) of
in the 36% of healthy subjects with a ratio of >3.0. How-         thrombosis if present are unknown at in these patients,
ever, the test does not clearly discriminate between factor       they remain an intriguing and important population to
V Leiden heterozygotes and healthy subjects. This leaves          identify both for clinical and research purposes.
the majority of patients (64% of healthy subjects and 54%
of those with factor V Leiden; 60% overall) in a gray area          Acknowledgments. The authors thank Dr. P. Joanne Cornbleet for
                                                                  her critical review of the manuscript.
between a ratio of 2.0-3.0, requiring a confirmatory test,
the molecular diagnosis of factor V Leiden. As such, the
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                                                        Utility of APC Resistance Assay

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