Review of the Dorothy Hodgkin Postgraduate Award Scheme - Karen Booth April 2010 - Final: 26 April 2010
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RCDG 10 14 Annex 2 Review of the Dorothy Hodgkin Postgraduate Award Scheme Karen Booth April 2010 Final: 26 April 2010 1
RCDG 10 14 Annex 2 2
RCDG 10 14 Annex 2 CONTENTS 1. Introduction 5 2. Evaluation of DHPA’s performance against original objectives 8 3. How well is the DHPA meeting the requirements of students, 12 alumni, PhD supervisors and corporate sponsors? 3.1 Students and alumni 12 3.2 PhD supervisors 19 3.3 Corporate Sponsors 21 3.4 Impact of the DHPA on Research Councils 23 4. Improving the DHPA Scheme – respondents’ views 24 5. Conclusions and recommendations 26 3
RCDG 10 14 Annex 2 4
RCDG 10 14 Annex 2 1. Introduction The first decade of the twenty-first century has been marked by the rise of emerging economies such as China and India and by the increasing pace of globalisation. The global economy is being transformed by the remarkable economic growth rates in China and India, which have largely been sustained despite the economic downturn at the end of the decade, whilst at the same time ease of international travel and the internet have greatly facilitated the global flow of people, ideas and technologies. These changes are having an impact on science. Not only is it much easier for scientists based in different countries to share information, but rapidly growing emerging economies are investing heavily in science. Since 1999, China’s spending on R&D has increased by almost 20 per cent each year, whilst in 2008, India announced plans to open five new Indian Institutes of Science, Education and Research, eight Institutes of Technology and 30 new universities. In 2007, Brazil announced US$20 billion of new science investment whilst in the Middle East, science and innovation are increasingly being seen as essential to long-term prosperity in the face of future oil shortages and climate change 1 . The UK has one of the most productive and efficient science systems in the world, and remains near the top of the world’s scientific league tables. Over 90 per cent of the world’s science happens outside the UK and the rate of international collaboration is intensifying and diversifying - UK papers with a non-UK author have grown from thirty three per cent in 1999 to forty seven per cent in 2007. It is in the UK’s interest to support international scientific collaboration in order that we maintain our global scientific edge, and one of the ways of doing so is by bringing outstanding students from the developing world to study for PhDs in top rated UK research establishments. The Dorothy Hodgkin Postgraduate Award In order to achieve this, the Dorothy Hodgkin Postgraduate Award (DHPA) was launched by the Prime Minister in 2003. The scheme had three overarching objectives: 1. Provide the UK’s best universities, and consequently the UK science base, with access to a pool of first-rate students with a variety of outlooks 2. Improve the profile of the UK as an outward-looking, technologically-advanced country 3. Help to equip developing countries with a pool of highly skilled people who can make a significant difference to the pace of development of those countries. The scheme ensured that funding would no longer be a barrier to undertaking a PhD in the UK for outstanding students from the developing world, as both the fees and the stipend would be paid, with 50 per cent of the total cost met by the Research Councils and 50 per cent met by a corporate sponsor. Since its inception, the scheme has enabled more than 500 students to undertake PhDs in the UK. 1 Royal Society: The Scientific Century: Securing Our Future Prosperity, 2010 pp 28029 http://royalsociety.org/the-scientific-century/ 5
RCDG 10 14 Annex 2 Objectives of this review The objectives of this review are to: evaluate the DHPA’s performance against its original objectives; and Evaluate how well the DHPA is meeting the requirements of students, alumni, PhD supervisors and corporate sponsors. Methodology In autumn 2009, an online survey was carried out in order to establish how well the DHPA was performing against its original objectives, and also how well it currently meets the needs of students, corporate sponsors and research organisations, and where it can be improved. The original sets of questions that were sent to each group are attached in the Annexes; the number of people contacted and responses received are detailed in the table below: Contacted Responded Current students 450 212 Alumni 51 24 Research organisations 60 100 Corporate sponsors 11 2 The research organisations provided a greater number of responses than there were initial contacts. This is because the initial contacts were largely DHPA coordinators who were asked to distribute the survey to individual supervisors. We were not able to carry out as comprehensive a survey of corporate sponsors as we would have liked. This is due to only a very limited number of suitable corporate sponsor contacts being available, which in turn reflects changes in the way corporate sponsors have been engaged in the scheme. Given the limited number of suitable contacts, these responses should be treated as less robust than those received from students, alumni and research organisations. The nature of these changes, and their impact are discussed in greater detail later in the report. In order to get a broader overview of the DHPA, we also looked at data from the DHPA Scholar database 2 , which provides basic factual information such as country of origin, research organisation where the student is studying, year that they began studying and so on. Limitations of the review In addition to the issues relating to corporate sponsors detailed above, there is a further limitation to the study. The plan had initially been to benchmark the DHPA against the Industrial Case Awards scheme, a similar programme aimed at UK-based students. However, the information gained from this activity did not add much to the survey although this did bring to light some issues relating to the administrative 2 research organisations have the statuary responsibility after recruitment of DHPA scholars to submit their details to research councils via the RCUK Joint Electronic Submission (Je-S) system which provides the source of DHPA scholar management information used in this report 6
RCDG 10 14 Annex 2 burden of the DHPA scheme, which are discussed in detail in the section on improving the scheme. 7
RCDG 10 14 Annex 2 2. Evaluation of the DHPA’s performance against original objectives When the DHPA was first established in late 2003, it had three original objectives: 1. Provide the UK’s best universities, and consequently the UK science base, with access to a pool of first-rate students with a variety of outlooks 2. Improve the profile of the UK as an outward-looking, technologically-advanced country 3. Help to equip developing countries with a pool of highly skilled people who can make a significant difference to the pace of development of those countries Objective 1: Provide the UK’s best universities, and consequently the UK science base, with access to a pool of first-rate students with a variety of outlooks The table below details the research institutions that received the largest number of DHPA students to date. The column at the far left provides the institution’s Power Rank, based on Research Fortnight’s RAE 2008 Power Table, provides an indicative overall quality ranking and is in turn based on the Research Assessment Exercise 2008’s measure of quality and quantity of research activity. The table shows that there is a good match between those institutions that have received the highest number of DHPA students and those that been highly ranked on the Power Table, demonstrating that DHPA students do indeed undertake their PhDs at the UK’s best universities. Research Organisation No. of RAE 2008 students Power rank 1 UCL 56 3 2 Cambridge 50 2 3 Oxford 37 1 4 Manchester 34 4 5 Imperial 33 6 6 Sheffield 28 9 =7 Southampton 24 13 =7 Bristol 24 10 9 Edinburgh 23 5 10 Kings’s College 20 11 Source: DHPA Scholar List. February 2010 PhD supervisors were asked for their views on the quality of DHPA students. The pie chart below shows that over 90 per cent responded with either ‘good’ or ‘excellent’ with the overwhelming majority (71 per cent) rate their DHPA students as excellent. Additional comments made by supervisors frequently described their 8
RCDG 10 14 Annex 2 students as ‘first rate’, ‘committed’ and ‘hard working’, indicating a highly positive view of DHPA students. Chart 1: How would you rate the quality of the student(s) taking part in the DHPA scheme? Total responses: 100 Good 20% Average 7% Below average 2% Poor 0% Excellent 71% In conclusion, we can say with certainty that the DHPA meets its first objective. Objective 2: Improve the profile of the UK as an outward-looking, technologically-advanced country Current students and alumni were both asked how taking part in the DHPA had changed their opinion of the UK as an outward-looking, technologically advanced country. The table below shows that over 75 per cent of both groups had a more favourable impression of the UK after studying here. Table 1 Students Alumni More favourable 76.4% 87.5% Unchanged 22.2% 12.5% Less favourable 1.4% 0% 9
RCDG 10 14 Annex 2 Objective 3: Help to equip developing countries with a pool of highly skilled people who can make a significant difference to the pace of development of those countries The table below lists the top ten countries of origin for DHPA students. Corporate sponsors are allowed to request students from particular countries, and the particularly strong showing for China can be partially explained by this. Country No. of students 1 China 232 2 India 92 3 Iran 20 4 Russia 18 5 Hong Kong 13 6 Malaysia 12 =7 Vietnam 8 =7 Mexico 8 =7 Sri Lanka 8 =9 Chile 6 =9 Colombia 6 Source: DHPA Scholar List. February 2010 It is clear that the DHPA has benefited students from a range of countries, but the impact it has had on the pace of development is debatable. In addition, the focus of the DHPA has shifted from the development aspects highlighted in the third objective towards greater emphasis on business links and benefit to the UK. We asked students and alumni to choose from a number of statements about their motivations for participating in the DHPA scheme, and the results are shown opposite. Respondents were allowed to choose as many (or as few) responses as they liked. This shows that benefiting their home countries is rated as a factor by respondents, but is only one of many factors that they regard as important. Respondents were also given the opportunity to add comments on this section and although the opportunity to support development in home countries was raised a number of times, it was only one of a number of factors and those relating to personal career development appeared more frequently. In conclusion, it is too soon to say whether DHPA students have made a significant difference to the pace of development of those countries. Carrying out a further survey in ten years’ time looking at where alumni are now working may provide us with an indication of whether the DHPA has successfully achieved this. 10
RCDG 10 14 Annex 2 Chart 2: Please select which of the following statements that you agree with Current students (total responses: 759) DHPA has enabled me to build valuable knowledge DHPA has enabled me to that will benefit my home build links with the UK country 18% 19% DHPA has not been of benefit to me 0% Other DHPA has enabled me to 0% build on my network of professional contacts 14% DHPA will enable me to gain a PhD from a highly regarded UK institution 27% DHPA has enhanced my career prospects 22% Alumni (total responses: (90) DHPA has enabled me to build links with the UK 19% DHPA has enabled me to build valuable knowledge that will benefit my home country 16% DHPA has not been of benefit to me 0% DHPA has enabled me to Other build on my network of 0% professional contacts 17% DHPA has enabled me to gain a PhD from a highly regarded UK institution 26% DHPA has enhanced my career prospects 22% 11
RCDG 10 14 Annex 2 3. How well is DHPA meeting the requirements of students, alumni, PhD supervisors and corporate sponsors? We also wanted to establish the degree to which the scheme was currently meeting the needs of current students, alumni, PhD supervisors and corporate sponsors. 3.1 Students and alumni Current students and alumni were asked a number of questions about the impact of taking part in the DHPA scheme on their career prospects. These questions also provide some pointers on the potential impact on the scheme on the UK’s research base. Respondents were asked about what they would have done if they had not taken part in the DHPA scheme (Chart 3). The responses show that around half of both students and alumni would have undertaken a PhD elsewhere in the developed world, whilst a significant proportion of the rest would have either gone into employment or undertaken a PhD in their home country. This section shows the greatest variation in responses between current students and alumni; with 84 per cent of alumni indicating that they would have made alternative arrangements to undertake a PhD against 56 per cent of current students (for whom employment was also a popular option). These results show that the DHPA has successfully attracted excellent international students to the UK who would have otherwise undertaken their PhDs in ‘competitor’ countries in the developed world such as the US or Australia. When we combine this with the results of Table 1, which showed that the overwhelming majority of students had a more favourable impression of the UK’s science capabilities as a result of participation, then it is clear that the DHPA has had a very positive impact on raising the profile of the UK as a research destination amongst PhD level students from emerging economies. In addition, the DHPA has also made a UK PhD qualification possible for a significant number of students who would otherwise either have studied for the PhD in their home countries or gone into employment. Chart 4 shows student and alumni responses to the question of what are the three main benefits of undertaking a PhD in the UK (respondents were allowed to choose more than one option). Although there is a small preference towards opportunity to continue scientific research and quality of training, these responses are largely evenly matched for both groups. In addition, respondents were asked about their future plans (Chart 5). A total of 62 per cent of current students intend to maintain links with the UK, either through further research (the most popular option), or employment with a UK company, either in a UK location or overseas. Amongst alumni, 46 per cent are either conducting further research in the UK or employed by a company in the UK. This demonstrates that DHPA students and alumni value their links with the UK and are reasonably successful at maintaining them. In addition, it is probable that those planning to work or undertake further research overseas or who are currently doing so will maintain their links to the UK. 12
RCDG 10 14 Annex 2 Chart 3: If you had not undertaken your PhD in the UK under the DHPA scheme, what would you have probably done instead? Current students (total responses: 178) Undertaken a PhD in home country Other 11% Undertaken a PhD 4% elsewhere in developing world 2% Gone into employment 35% Undertaken a PhD elsewhere in developed Undertaken another form world of study 47% 1% Alumni (total responses: 24) Other 8% Gone into employment Undertaken a PhD in 8% home country Undertaken another form 29% of study 0% Undertaken a PhD elsewhere in developing world 0% Undertaken a PhD elsewhere in developed world 55% 13
RCDG 10 14 Annex 2 Chart 4: What do you think are the three main benefits of undertaking a PhD in the UK? Current students (total responses: 672) Other Opportunity to Experience of 2% continue scientific studying in UK research 21% 24% Contacts made whilst undertaking PhD 12% Quality of training received 24% Enhanced employability 17% Alumni (total responses: 79) Other Opportunity to Experience of 0% continue scientific studying in UK research 23% 23% Contacts made whilst undertaking PhD 14% Quality of training received 26% Enhanced employability 14% 14
RCDG 10 14 Annex 2 Chart 5: After you have completed your PhD, what do you plan to do next? Current students (total responses: 212) Other 17% Seek employment with Undertake further a foreign company research in the UK outside the UK 37% 6% Seek employment with a UK company but based overseas 7% Seek employment with a company based in the UK Undertake further 18% research outside the UK 15% Alumni: (total responses: 24) Other Employed by a 13% foreign company Undertaking further outside the UK research in the UK 8% 29% Employed by a UK company but based overseas 0% Employed by a company based in the UK 17% Undertaking further research outside the UK 33% 15
RCDG 10 14 Annex 2 Respondents were also asked about their experience of day to day interactions with PhD supervisors and corporate sponsors. Chart 6 shows that overall, both current students and alumni have had a highly positive experience of support from their research institutions, with 96 per cent of alumni and 92 per cent of current students rating this as either ‘excellent‘ or ‘good’. A far higher proportion of alumni rated this support as ‘excellent’, but there is not enough information to say with any certainty why this is. One explanation may be that the experience of (mostly ephemeral) day-to-day frustrations and annoyances of research may have influenced the responses of current students, whilst alumni have largely forgotten these issues. However, relations with corporate sponsors far less positive (Chart 7), although this reflects the changing role of the corporate sponsor rather than widespread problems with communication at the individual level. The first cohort of students in 2004 were supported by a small number of leading UK companies who each provided funding for large numbers of students, but no connection between sponsor and student was required. When the scheme was launched, the then Government Chief Scientific Adviser, Sir David King, had been a prominent high-profile supporter of the DHPA and was able to secure large amounts of funding. Between 2005 and 2008, DHPA awards were increasingly supported by overseas corporate sponsors or through an ‘unpaired core’ route in which research councils provided their contributions and research organisations had themselves to find the matching corporate sponsors and the funding. Whilst some sponsors were in contact with their students, others were not. This is reflected by the large number of comments from respondents noting that they either did not know who had sponsored them, or had had very limited contact with their sponsor. In 2008, the eligibility rules for corporate sponsors were changed, with only UK- based companies eligible to support DHPA PhDs. In addition, there was a greater focus on the benefits to business of taking part - businesses can choose a project that fits their strategic research objectives, and half the cost of funding that PhD is met by one of the Research Councils. Whilst this has led to a fall in the numbers of DHPAs supported in recent years (although numbers have grown slightly in 2010), those corporate sponsors currently taking part are much more engaged with the process. This is reflected by the improved figures for current students. 16
RCDG 10 14 Annex 2 Chart 6: How would you rate the support you received from your research institution? Current students (total responses: 212) Good Average 48% 5% Below average 2% Poor 1% Excellent 44% Alumni (total responses: 24) Good 17% Average 4% Below average 0% Poor 0% Excellent 79% 17
RCDG 10 14 Annex 2 Chart 7: Would you say that your contact with the corporate sponsor was… Current students (total responses: 212) Poor Excellent 20% 24% Below average 7% Average 19% Good 30% Alumni (total responses: 24) Excellent 21% Poor 50% Good 17% Average 8% Below average 4% 18
RCDG 10 14 Annex 2 3.2 PhD supervisors In addition for their views on the quality of students, PhD supervisors were also asked for their views on the bureaucracy associated with the scheme, contact with corporate sponsor and whether they thought the scheme was successful overall. Management of the DHPA at the centre is straightforward, with corporate sponsors required to contact BIS with an outline of their project or projects, including title of the project and contact details of the supervisor at the research institution. Projects are then sent to RCUK and are reviewed by individual research councils who make the decision as to which to support. Successful projects are then processed through the RCUK JES system, which notifies research organisations of successful projects and also ensures that the Research Council funding is transferred. BIS notifies the corporate sponsors who then make their own arrangements with the research organisations on engagement in the project and transferral of corporate sponsor funds. Chart 8: How would you rate the administration and paperwork related to the DHPA scheme? Total responses: 99 Average 26% Below average 5% Time consuming and bureaucratic 6% Good Excellent 36% 27% Chart 8 shows the results for the bureaucracy associated with the scheme, with 63 per cent rating it as either good or excellent. This suggests a reasonably positive result, although the chart should be treated with some caution. Firstly, some individual supervisors had no contact with any of the paperwork as this was handled by a central department; and secondly it is clear from the additional comments 19
RCDG 10 14 Annex 2 section that some respondents were rating their research organisation’s own bureaucratic processes rather than the central DHPA procedure. Chart 9 illustrates supervisors’ responses to the question of contact with the project corporate sponsor, with 46 per cent ranking this as ‘good’ or ‘excellent’, a pattern that is very similar to the responses of current students to this question. Chart 9: How would you rate the contact you have had with the corporate sponsor? Total responses: 100 Excellent Poor 20% 24% Below average 11% Good 26% Average 19% Again, lack of contact was the most widespread issue highlighted by respondents. However, several respondents indicated that this is not necessarily a bad thing, as this allowed them to get on with the project without outside interference. Others felt there was no need for there to be any contact with the corporate sponsor. Our final question for PhD supervisors asked them whether they thought the DHPA was a successful scheme (Chart 10) indicates that this is indeed the case, with 91 per cent rating the scheme as either ‘good’ or ‘excellent’. 20
RCDG 10 14 Annex 2 Chart 10: In your opinion, is the DHPA a successful scheme? Total responses: 100 Good 20% Average 7% Below average 2% Poor 0% Excellent 71% 3.3 Corporate Sponsors Whilst we included corporate sponsors in our survey, we received only a very limited response. Three factors impacted on this: firstly, the corporate contact in the companies that supported the first two cohorts of students has since left the company or moved on, secondly, no records were kept of the overseas companies that sponsored the 2006-2008 cohorts of students, and thirdly many companies that had supported only one or two students felt that they could not take part in the survey as they felt they had not had a sufficiently wide experience of the scheme. This section is therefore largely based on anecdotal evidence, supplemented by feedback provided by companies who have been long-term supporters of the scheme. The data presented in this section is therefore not as robust as the data provided elsewhere, due to the small number of respondents. The evidence suggests that the DHPA scheme is attractive to corporate sponsors, but the scheme remains largely unknown amongst UK-based companies. Raising awareness of the scheme amongst eligible companies is likely to result in increased corporate sponsor participation. In October 2009, we tested the water with a presentation to the CBI’s Inter-Company Academic Relations Group (ICARG), which generated a great deal of interest and resulted in at least two additional companies becoming corporate sponsors for the 2010 intake. 21
RCDG 10 14 Annex 2 Microsoft Research and Rolls-Royce have both sponsored a large number of students through the DHPA scheme for several years. Both have found the scheme enormously helpful in building links with students in the developing world and with academic partners, and both have been impressed with the quality of the students they have sponsored: Microsoft Research Since 2004, Microsoft Research has been recognising and supporting exceptional research students in Europe through its PhD Scholarship Programme. The Dorothy Hodgkin Postgraduate Award scheme, which is extremely easy to use and apply for, has enabled us to increase the number of students we support in the United Kingdom, whilst also helping us reach some of the brightest students in the developing world. Fabien Petitcolas, Microsoft Research Rolls-Royce Rolls-Royce has been a consistent supporter of the scheme since 2006, and is very pleased with the quality of the students it has attracted. The scheme provides an efficient mechanism for promoting collaboration between Rolls-Royce and a number of leading universities in the UK Mark J Jefferies, Rolls-Royce The DHPA does not place huge restrictions on the types of projects that can be supported, provided that participating companies are based in the UK and that the project enables the student to obtain a good quality PhD. This allows corporate sponsors a fair degree of freedom to develop projects to fit their strategic objectives (or alternatively, sponsor ‘blue skies’ research where the corporate benefit, if any, is not immediately apparent). The below example illustrates how AkzoNobel have used the DHPA scheme to push forward their China strategy. AkzoNobel Our company has a strategy for growth of our R&D capability in China which included the establishment of a new R&D Centre, and the DHPA was catalytic in enabling us to implement the strategy. We devised an approach by which we sought to attract first class Chinese graduates to do their PhDs in the UK where we have strategic partnerships with leading researchers. The candidates would work on projects that we devised and which were of real relevance to us and they would have the opportunity of working in our labs. Having students working on a project that was relevant to our strategy enabled the students to see how their research could be 22
RCDG 10 14 Annex 2 applied in a business context, and would also give both the students and ourselves the opportunity to look at each other with the possibility of recruitment upon completion of their PhDs. As a secondary goal, the DHPA studentships helped us to extend our relationships with our academic partners. Dale Laidler, AkzoNobel In addition, the DHPA has in recent years attracted a number of smaller companies who sponsor single students. Whilst this had not been the original intention of the scheme, it is clear that the DHPA is enabling some companies who otherwise would not be considering their own research to do so, as this quote from Tracsis Plc makes clear: Tracsis Plc DHPA plays an important role in enabling small technology companies like Tracsis Plc to engage in research for the longer term. Raymond Kwan, Tracsis PLC It is therefore clear that the DHPA can offer corporate sponsors a number of benefits, including access to some of the best students from the developing world, improved links with academic partners and the opportunity to carry out research which is half- funded by the Research Councils. However, the lack of awareness of the scheme amongst potential corporate sponsors has meant that only a very small proportion of eligible companies have been able to benefit from the scheme. 3.4 Impact of the DHPA on Research Councils Since the high point of 2005, the number of DHPA scholarships has greatly declined. Between 2005 and 2008, DHPA awards were increasingly supported by overseas corporate sponsors found directly by the research organisations themselves with the result that in 2008, 61 of a total of 87 awards were in this category. When these types of award were abolished, the number of awards available was greatly reduced resulting in 26 awards in 2009 and 30 in 2010. This has led to a perception amongst Research Councils that the DHPA has had its day and as a consequence the number of awards offered has declined year-on-year, and some Research Councils have dropped out completely. In addition, the DHPA as it currently stands, with a large number of companies sponsoring one or two students, places an administrative burden on the Research Councils. It does not take that much more time to set up a company sponsoring 10 students than it does for a company sponsoring 1 on the Research Council’s grants system; therefore it is to the Research Councils’ advantage to have a higher proportion of companies sponsoring multiple students. 23
RCDG 10 14 Annex 2 4.1 Improving the DHPA scheme – respondents’ views All respondents were also asked for their comments on how the DHPA could be improved. A summary of these comments is provided below. Improving communications between students By far the most common request was for some kind of network to facilitate communication between DHPA students. In the majority of cases the type of network to achieve this was not specified, although some respondents indicated a yearly or twice-yearly conference to bring students together. In addition, a number of respondents (probably earlier participants but this cannot be confirmed) would like to see improved communication with corporate sponsors. One or two respondents made specific suggestions such as introducing a mentoring scheme for DHPA students or careers advice. There was also a feeling that the prestige that should be attached to the scheme was not being fully utilised. In response to a survey of DHPA students carried out in 2007 3 , plans are already underway to create a DHPA Community Network website designed to facilitate improved communication between current students, alumni, supervisors and corporate sponsors. Respondents were asked for their views on what kind of website would be of greatest benefit at the same time as participating in this review. Conferences and dinners were also explored although funding constraints mean that is unlikely that these will go ahead as centrally organised activities. Funding issues Not surprisingly, several respondents suggested that funding should be increased. In addition, two specific issues also emerged: the need for students to be supported beyond three years and for funding for relevant travel and participation in scientific conferences to be included in the grant. Some respondents from research organisations also indicated a preference to return to the unpaired and additional awards system. In addition, both student and research organisation respondents suggested an increase in the percentage paid by the research council and a corresponding reduction in the corporate sponsor amount (no corporate sponsors suggested this, but this can be seen as a consequence of the small number of corporate sponsor respondents, rather than a reluctance to contribute less than the current 50 per cent to the scheme). The remarks relating to supporting students for more than a three year period suggest variations in the way individual research organisations use the DHPA grant money. The DHPA grant currently stands at £90,000 to be paid over a maximum of four years to allow for PhD periods of over 3 years. This money should be regarded as a significant contribution to the total cost of the period of study, not the whole amount. Both the research organisation and the corporate sponsor can provide 3 Prabhat Sakya, Dorothy Hodgkin Postgraduate Awards, Report 2007 – downloadable from http://www.rcuk.ac.uk/cmsweb/downloads/rcuk/researchcareers/dhpa/dhpareport07.pdf 24
RCDG 10 14 Annex 2 additional funding at any point during the period of study. The research organisation is required to fund the student for the duration of the PhD, excluding the writing up period. Therefore, students should be already supported for PhDs for more than three years. Whilst there is no doubt that additional funding for the scheme would be beneficial, it is not likely to materialise in the current spending period. Increased publicity A number of respondents also noted that the scheme could benefit from increased publicity. In comparison with Chevening Scholars or Commonwealth Scholarships, the DHPA ‘brand’ is not well known. Some current student and alumni respondents also noted that increased marketing of the DHPA to prospective students would open up the scheme to a broader range of students. The DHPA had not had a dedicated marketing/publicity budget since its inception in 2003, and with the exception of a period where it was supported by Sir David King, then Chief Scientific Adviser, has also suffered from the lack of a high-profile advocate. Both these factors have meant that awareness of the DHPA is low amongst potential corporate sponsors and students. However, the development of a marketing programme for the DHPA is contingent on the degree of research council funding that can be expected in future years. A marketing programme that successfully raises awareness amongst corporate sponsors and students is likely to be counterproductive if that demand is not met by Research Council support. Increasing the numbers of DHPA scholarships available The number of DHPA scholarships has dwindled in recent years, from a high of 130 in 2005 to a low of 26 in 2008 and 9 (although the number has since increased slightly). Some respondents have suggested that the number of DHPA scholarships available should be increased. However, in order to do this, firstly the Research Councils will need to be both willing and able to provide the funding, and secondly sufficient numbers of corporate sponsors would also need to be recruited. 25
RCDG 10 14 Annex 2 5. Conclusions and Recommendations In conclusion, the DHPA is a successful scheme when measured against its original objectives. It has provided the UK’s universities with a pool of first rate students (Objective 1) and has improved the profile of the UK as an outward looking technologically advanced country (Objective 2). However, it is too soon to say whether the DHPA has made a significant difference to the pace of development of developing countries (Objective 3) and in any case the focus of the scheme has increasingly drifted towards benefit to the UK and links to business in recent years. The DHPA has provided a number of benefits to the UK. It has successfully attracted top students to the UK that would have otherwise gone to competitor countries such as Australia or the US, and furthermore around half of all students have indicated that they will actively maintain their links to the UK. This is in addition to improving the UK’s profile amongst top PhD-level students from the developing world. In addition, the feedback from current students, alumni, PhD supervisors and corporate sponsors has been overwhelmingly positive. Students and alumni were generally very positive about the support they received from their research organisations, whilst PhD supervisors were also very positive about the students and the (lack of) administration and paperwork associated with the scheme. Students, alumni and PhD supervisors were less positive about relations with corporate sponsors, with lack of contact being the major point of concern here. However, this reflects the changing role of the corporate sponsor rather than widespread problems with communication at the individual level – in the first years of the scheme, no connection between student and sponsor was required. Corporate sponsors welcomed the opportunity that the DHPA provides to build links with students and academia and also welcomed the freedom to develop projects that fit their strategic objectives. However, there is evidence that the DHPA in its current format has become tired and Research Councils are either dropping out altogether or reducing the number of awards offered. Anecdotally, colleagues working in government science and education as well as academics are often surprised to hear that the DHPA is still running. It is therefore clear that whilst the scheme continues to be of benefit to all participants, the current format means that it is not performing as well as it could be and a slow decline is taking place. Recommendations Whilst a comprehensive survey of all the schemes available to postgraduate PhD supervisors in science is beyond the scope of this study, it is clear that one of the problems that the DHPA faces is that it is one of a number of such schemes, each of which cater for a relatively small group of students. This results in a relatively high administrative burden for the Research Council and that any marketing activity had to work hard to make any appreciable impact. 1. We therefore recommend that the option of combining the DHPA with one or more suitable similar schemes is explored in greater depth, in order to take advantage of a reduced administrative burden and a joint marketing effort. It is 26
RCDG 10 14 Annex 2 also possible that additional benefits, such as an opportunity to make more of the ‘prestige’ elements of the scheme or joint networking events for participants, could accrue from combination with another scheme. 2. However, we also recommend that any combination with another scheme does not result in any change in the core DHPA remit in that it remains a scheme designed to enable the top students from developing countries to undertake their PhDs in the UK’s best research institutions, and that the fees and stipend of those students continue to be paid. 3. If it does not prove possible to combine the DHPA with one or more similar schemes, then we recommend that a re-launch of the DHPA in its current form is attempted. This option entails a certain amount of risk – in the current economic climate, it may not be possible for the Research Councils to put up more funding or for an increase in numbers of corporate sponsors to be found. Such a re-launch would also need to be backed up by a reasonably comprehensive marketing programme although some awareness-raising activities, such as presentations to business groups, do not need to be hugely costly. 4. We also recommend that a genuinely supportive and enthusiastic high- profile advocate of the DHPA (or postgraduate science schemes more generally, if a combination takes place) is identified and engaged in marketing and awareness-raising activity. The previous survey conducted in 2007 identified the need for increased networking opportunities for DHPA students and alumni, and respondents’ views on a DHPA Community Network were sought as a result of the 2007 findings. The results of the DHPA Community Network survey will be published in a separate document. In addition, the need for networking opportunities has also been reinforced by the findings of this survey. 5. We therefore recommend that plans to develop a DHPA Community Network should continue, although any changes brought about by a possible combination would need to be taken into account. However, it is probably that any decision to combine would be taken before any substantive work on the Community Network (such as building of a DHPA website) is underway. 27
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