ORIGINAL ARTICLE DEEP BRAIN STIMULATION IN THE BED NUCLEUS OF STRIA TERMINALIS IN OBSESSIVE-COMPULSIVE DISORDER-1-YEAR FOLLOW-UP - DIVA

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ORIGINAL ARTICLE DEEP BRAIN STIMULATION IN THE BED NUCLEUS OF STRIA TERMINALIS IN OBSESSIVE-COMPULSIVE DISORDER-1-YEAR FOLLOW-UP - DIVA
Original Article

Deep Brain Stimulation in the Bed Nucleus of Stria Terminalis in Obsessive-Compulsive
Disorder—1-Year Follow-up
Matilda Naesström1, Marwan Hariz2,3, Lotta Strömsten1, Owe Bodlund1, Patric Blomstedt2

- BACKGROUND: Deep brain stimulation (DBS) is under           Surgical adverse events included 1 case of skin infection
investigation as a treatment for therapy-refractory obses-    leading to reimplantation. The most common transient
sive-compulsive disorder (OCD). As a crucial part of the      stimulation-related side effects were anxiety and
anxiety circuit, the bed nucleus of stria terminalis (BNST)   insomnia.
has been proposed as a target for DBS in OCD. Here, we        - CONCLUSIONS: BNST DBS is a promising therapy in
investigate clinical outcomes and safety of DBS in the
                                                              severe therapy-refractory OCD. Our results are in line with
BNST in a series of 11 participants with severe therapy-
                                                              previous publications regarding effect and safety profile.
refractory OCD.
                                                              Nevertheless, DBS for OCD remains an investigational
- METHODS: Eleven consecutive participants diagnosed          therapy and should therefore be performed in multidisci-
with refractory OCD were treated with BNST DBS and            plinary clinical studies.
completed follow-up. The primary outcome was a change
in scores of the Yale Brown Obsessive Compulsive Scale
(YBOCS) at 1 year after surgery. Secondary outcomes
included changes in scores of the Montgomery-Åsberg
                                                              INTRODUCTION
Depression Rating Scale (MADRS) and the Global
Assessment of Functioning.
- RESULTS: At baseline, the mean  SD YBOCS score
was 33  3.0, MADRS score was 29  4.5, and GAF score
                                                              O         bsessive-compulsive disorder (OCD), characterized by
                                                                        anxiety-driven intrusive thoughts (obsessions) that lead
                                                                        to repetitive behaviors or rituals (compulsions), is an
                                                              often chronic condition with a prevalence of around 2%.1 It has
was 49  5.4. One year after DBS, mean  SD YBOCS             been suggested that up to 25% of OCD patients will present
score was 20  4.8 (38% improvement (range 10%L60%)           with severe symptoms that do not respond to established
P < 0.01), MADRS score was 21  5.8 (27% improvement,         pharmacologic or psychotherapeutic therapies.2 Hence other
                                                              treatment methods such as deep brain stimulation (DBS) are
range 4%L74%, P < 0.01), and Global Assessment of
                                                              being investigated for therapy-refractory OCD.3
Functioning score was 55  6.5 (12% improvement, range           DBS is an established treatment for Parkinson disease and other
4%L29%, P < 0.05). Of the 11 participants, 6 were             movement disorders and was first introduced for OCD in 1999 by
considered responders (decrease in YBOCS ‡35%) and 4          Nuttin et al.4 In the literature, so far there are data from around
partial responders (decrease in YBOCS 25%L34%).               300 OCD DBS cases implanted in 10 different brain targets.4-12

Key words
- Bed nucleus of stria terminalis                             SD: Standard deviation
- Deep brain stimulation                                      YBOCS: Yale Brown Obsessive-Compulsive Scale
- Obsessive-compulsive disorder

                                                              From the 1Department of Clinical Sciences/Psychiatry and 2Unit of Deep Brain Stimulation,
Abbreviations and Acronyms
                                                              Department Clinical Sciences/Neuroscience, Umeå University, Sweden; and 3Unit of
BNST: Bed nucleus of stria terminalis                         Functional Neurosurgery, UCL Institute of Neurology, Queen Square, London, United Kingdom
CBT: Cognitive behavioral therapy
DBS: Deep brain stimulation                                   To whom correspondence should be addressed: Matilda Naesström, M.D.
                                                              [E-mail: matilda.naesstrom@umu.se]
GAF: Global assessment of functioning
IC: Internal capsule                                          Citation: World Neurosurg. (2021).
MADRS: Montgomery-Åsberg Depression Rating Scale              https://doi.org/10.1016/j.wneu.2021.01.097
MRI: Magnetic resonance imaging                               Journal homepage: www.journals.elsevier.com/world-neurosurgery
NA: Nucleus accumbens                                         Available online: www.sciencedirect.com
OCD: Obsessive-compulsive disorder
                                                              1878-8750/ª 2021 The Authors. Published by Elsevier Inc. This is an open access article under
                                                              the CC BY license (http://creativecommons.org/licenses/by/4.0/).

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MATILDA NAESSTRÖM ET AL.                                                                                                                     DBS IN THE BNST FOR OCD

Hence the number of patients implanted in each of these brain                                     signs of depression with a mean  SD Montgomery-Asberg-
areas is by necessity limited. From an anatomic point of view,                                    Depression Rating Scale (MADRS) score of 29  4.5 (range 22e
there are no clear borders between some of the targets and overlap                                37), indicating moderate depression. Other comorbidities included
is common, especially when taking into consideration the field of                                  Asperger      syndrome,    atypical   autism,    attention-deficit-
stimulation. Indeed, several brain targets, such as the nucleus                                   hyperactivity-disorder, and bipolar disorder type II (see Table 1).
accumbens, the most ventral anterior internal capsule, and the                                    All participants had, at the time of inclusion, at least 1
inferior thalamic peduncle, cluster around the bed nucleus of stria                               serotonergic acting antidepressant, 73% had augmentation with a
terminalis (BNST), suggested by Nuttin et al13 as a target for OCD                                neuroleptic, and 55% had the addition of an anxiolytic agent (see
in 2013. To date, the number of patients with BNST DBS reported                                   Table 1). All patients had undergone regimens of cognitive
in the literature is limited to 32 patients.7,14,15                                               behavioral therapy (CBT) except 1 patient who could not fulfill a
   The purpose of this pilot study was to further investigate the                                 full CBT trial due to intolerable anxiety that led to suicide
effect and safety of DBS in the BNST in patients with refractory                                  attempts after exposure trials.
OCD.
                                                                                                  Inclusion and Exclusion Criteria
MATERIALS AND METHODS                                                                             Inclusion criteria were severe OCD according to the Diagnostic
                                                                                                  and Statistical Manual of Mental Disorders: DSM-IV, with a
Participants                                                                                      YBOCS score of at least 25/40,16,17 and disease duration of 5 years
In total, 29 referrals to the study were screened between 2010 and                                with persistent disabling symptoms despite adequate trials with at
2017 by a multidisciplinary team including psychiatrists and neu-                                 least 3 different serotonergic acting antidepressants,
rosurgeons. Of these 29 referrals, 12 participants met the inclusion                              augmentation with antipsychotics, and CBT. Only patients
criteria and agreed to participate in the study. One participant was                              between 18 and 65 years of age who could understand and
excluded for not being able to attend the 12-month evaluation due to                              comply with instructions and provide their own written consent
a gastrointestinal disorder preventing any travels. The remaining                                 were considered for inclusion.
11 participants consisted of 7 females and 4 males, with a                                           Participants were excluded in case of current psychotic or
mean  standard deviation (SD) age of 17  14 years at onset of OCD                               substance abuse disorder, clinically significant medical disorder,
and 38  14 years at surgery (Table 1). The mean Yale-Brown                                       or previous brain surgery. Before inclusion, participants under-
Obsessive-Compulsive Scale (YBOCS) score was 33  3.0 (range                                      went magnetic resonance imaging (MRI) to rule out any structural
29e38), indicating extreme OCD, and the most common type                                          brain pathology. The study was approved by the Ethical
of OCD was contamination/cleaning. All participants had clinical                                  Committee of Umea University and written informed consent was

 Table 1. Participants’ Demographic and Clinical Characteristics
 Participant           Age at             Years of Illness          Age at                                                        Supportive Medication at Time for
 Number          Sex Onset OCD            Before Surgery            Surgery                Type of OCD          Comorbidity                   Inclusion

 1                 M          35                    5                  40               Religious, repetition      ADHD       Lithium, aripiprazole, risperidone, clomipramine,
                                                                                                                                 methylfenidate, alimemazine, prometazine
 2                 F          28                   31                  59            Contamination, cleaning                      Quetiapine, aripiprazole, clomipramine,
                                                                                                                              mianserine, hydroxizine, alimemazine, zopiclone
 3                 F           7                   46                  53               Checking, repetition                         Sertraline, alprazolam, zopiclone
 4                 M          50                    9                  59            Contamination, cleaning                                     Citalopram
 5                 F          15                   11                  27            Contamination, cleaning,     Atypical     Quetiapine, paroxetine, Oxazepam, zopiclone
                                                                                           symmetry               autism
 6                 M          15                    9                  27            Contamination, cleaning      Asperger       Quetiapine, pregabaline, tranylcypromine,
                                                                                                                  syndrome               methylfenidate, zopiclone
 7                 F           5                   16                  21            Contamination, cleaning       ADHD                Escitalopram, methylfenidate
 8                 F          15                    7                  22                    Repetitions          Anorexia         Aripipraziole, amitryptiline, fluoxetin,
                                                                                                                  nervosa                       alimemazine
 9                 F          10                   17                  27            Contamination, cleaning,     Atypical          Olanzapine, sertraline, mirtazapine,
                                                                                           aggression             autism           alimemazine, prometazine, zopiclone
 10                M           7                   31                  38               Sexual, aggression                           Citalopram, olanzapine, zopiclone
 11                F           9                   36                  45               Sexual, aggression         Bipolar    Chlorprothixene, quetiapine, lithium, zopiclone,
                                                                                                                   type II              propriomazine, phenelzine

 OCD, obsessive-compulsive disorder; M, male; ADHD, attention deficit hyperactivity disorder; F, female.

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ORIGINAL ARTICLE
MATILDA NAESSTRÖM ET AL.                                                                                           DBS IN THE BNST FOR OCD

obtained from participants according to the Declaration of
Helsinki.

Surgical Procedure
Bilateral BNST implantations were performed in general anes-
thesia using the Leksell frame model G (Elekta Instruments,
Linköping, Sweden). The navigation software FrameLink (Med-
tronic, Minneapolis, Minnesota, USA) was used for calculations of
target coordinates and trajectories.
   The BNST was visually identified on thin-slice axial stereotactic
T2-weighted 1.5 Tesla MRI scans posterior to the anterior
commissure and lateral to the fornix at the anterior
commissureposterior commissure plane. An entry point was
chosen, typically 35e50 mm lateral to the midline and about 0e15
mm anterior to the coronal suture, to provide a trajectory intu-
bating the ventral part of the anterior internal capsule (IC). The
final target point for the deepest contact of the lead was chosen 3
mm below the anterior commissureposterior commissure plane
along this trajectory.18 The electrodes (model 3387 with 1.5-mm
interspace, Medtronic, Minneapolis, USA) were connected to an
                                                                       Figure 1. Magnetic resonance imaging proton density sequence of the
implantable pulse generator in the subclavicular area during the       target area at the level of the anterior commissureposterior commissure.
same session. No macrostimulation or microelectrode recordings         Note: The relevant structures, as seen in this axial image, are delineated:
were used during the procedure.                                        internal capsule (anterior aspect) between the yellow lines; anterior
                                                                       commissure between green lines; fornix within the blue line; bed nucleus
   A postoperative computed tomography scan was performed and          of stria terminalis shown by red dot. The second deepest contact will be
fused with the preoperative stereotactic MRI to verify the lead        placed at this level at the red cross. The deepest contact will be placed 3
location (Figure 1).                                                   mm below this level, here represented by the red dot. The electrode is
                                                                       implanted at such an angle that the higher contacts are intubating the
                                                                       internal capsule (red arrow). A detailed description of the local anatomy
Programming and Follow-up                                              and targeting process is available at the Stereotactic Academy, with
Stimulation was typically started 12 (range 3e30) days after sur-      downloadable operation plans for 5 patients.18 AC, anterior commissure;
                                                                       PC, posterior commissure.
gery. The initial programming session started with a screening of
each individual electrode, mainly for side effects. During the
following 3e6 months, the typically monopolar stimulation was
further titrated in voltage to obtain clinical reduction in obses-    Lopez Pina et al,19 they reported a mean reliability of 0.886 for
sions, compulsions, and anxiety. During the programming               Cronbach alpha, which corresponds to a satisfactory reliability.
sessions, patients were instructed to notify any adverse effects or      Secondary outcome measures included the MADRS and global
any positive changes in anxiety or mood at each session. In case of   assessment of functioning (GAF) scores.20,21 The MADRS is a 10-
side effects the programming was reverted to lower voltage set-       item clinically rated scale of common symptoms in major
tings and the titration was done more gradually. Follow-up by a       depressive disorder. The scale measures severity of depressive
psychiatrist using rating scales was performed at 6 and 12 months     symptoms with a maximum score of 60 in which 0e6 indicates
after surgery. Patients were instructed not to make any changes in    normal levels, 7e19 mild, 20e34 moderate, and >34 severe
medication nor participate in CBT during the first year after          depression.20 A Cronbach alpha of 0.87 has been reported in
surgery.                                                              an adult outpatient clinical sample, indicating satisfactory
                                                                      reliability.
Evaluation Tools                                                         In addition, participants were regularly seen by the involved
Established rating scales with adequate psychometric properties       psychiatrists, neurosurgeon, and psychiatry nurse, who docu-
were used to assess obsessive-, compulsive-, depressive symptoms      mented patients’ subjective reporting of perceived effects and
and daily functioning. The primary outcome measure was the            adverse effects of the treatment.
psychiatrist-rated YBOCS at 1 year, with response defined as 35%
decrease in YBOCS score and partial response as a 25%34%             Statistical Analyses
decrease.7,9,14,16,17 In YBOCS is a 10-item clinically rated scale    For the statistical analyses, SPSS version 26 was used. Due to the
where the items are divided by obsessions and compulsions. The        small sample size, normal distribution could not be established.
scale measures the severity of OCD by time spent on obsessions/       Therefore all parametric tests were cross-checked using equivalent
compulsions, level of anxiety, and decrease of functioning caused     nonparametric tests yielding similar results. Statistical signifi-
by OCD symptoms and ability to control obsessions and com-            cance was defined as P < 0.05.
pulsions. Maximum points on the scale are 40, where 0e7 points           Descriptive statistics were given as means and standard devia-
indicate subclinical, 8e15 mild, 16e23 moderate, 24e32 severe,        tion. Differences among YBOCS, MADRS, and GAF scores at
and 33e40 extreme OCD symptoms.16,17 In a meta-analysis by            baseline and 12 months were investigated with the paired samples

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MATILDA NAESSTRÖM ET AL.                                                                                                      DBS IN THE BNST FOR OCD

t-test. This method was used in order to test the hypothesis if                         Secondary Outcomes
there was a difference in OCD and depressive symptoms and                               The mean  SD MADRS score was reduced from 29  4.5 (range
function after the treatment. Effect size was calculated using                          22e37) at baseline to 21  5.8 (range 9e32) 12 months after
Cohen’s d where 0.2 was interpreted as negligible, >0.2 up to                          surgery (t[8] ¼ 4.08, P ¼ 0.002, d ¼ 6.65) with a large effect size.
0.5 as small, >0.5 up to 0.8 as medium, and >0.8 a large effect                         The average reduction of depressive symptoms was 27% (range
size.22                                                                                 4%74%). At the 12-month follow-up, 1 of 11 participants was in
   To investigate correlations between percent of changes in                            remission from depressive symptoms (defined as MADRS 12).
YBOCS score with age at onset of OCD, years of illness, and age at                      These results are illustrated in Table 2 and as a box plot in
surgery, the Spearman rho test was used. Differences between                            Figure 2.
responders (defined as YBOCS change 35%) and partial/non-                                  The mean  SD GAF score increased from 49  5.4 (range 41e
responders were assessed by independent samples t-tests.                                58) at baseline to 55  6.5 (range 42e65) 12 months after surgery
   GAF data were missing preoperatively for participant no. 8 and                       (t[8] ¼ 2.75, P ¼ 0.03, d ¼ 6.18) with a large effect size.
postoperatively for participant no. 6. There were 2 outliers in the
data: postoperative MADRS scores in participants no. 1 and 6.
                                                                                        Stimulation Parameters
Therefore the data was cross-tested with nonparametric tests.
                                                                                        At 1 year follow-up, mean stimulation parameters were 4.2  0.5
                                                                                        Volt, 87  28 usec, and 130  0 Hertz (Table 3). The patients had
                                                                                        had an average of 8 programming sessions (range 3e12) during
RESULTS                                                                                 the previous 12 months. None of the participant required an
                                                                                        implantable pulse generator replacement during the first year.
Primary Outcome
The mean  SD YBOCS score was reduced from 33  3.0 (range 29e
38) at baseline to 20  4.8 (range 14e27) 12 months after surgery (t                    Adverse Events
[8] ¼ 8, P < 0.001, d ¼ 5.24) with a large effect size. These results are               Surgery-related adverse events included 1 infection after a bicycle
presented in Table 2 and illustrated in a box plot in Figure 2. At the                  accident necessitating explantation and later reimplantation of the
12-month follow-up, 6 of the 11 participants were defined as re-                         DBS system (participant no. 10).
sponders, 4 of the 11 as partial responders, and 1 of the 11 as non-                       The most common stimulation-induced side effect was anxiety
responders. Two of the participants were in remission (defined as                        and insomnia during the initial programming sessions. Minor
YBOCS score 7). The mean reduction of YBOCS was 38% (range                             transient hypomania, which resolved with decrease in stimulation
10%60%) for the whole group and among responders 49% (range                            parameters, was noted in 2 patients. There were 14 events of
36%60%). There were no correlations between percentage of                              impulsive medication intoxications in 1 patient that started 7
YBOCS improvement and age at onset of OCD (r[8] ¼ 0.176, P ¼                           months after surgery. Table 4 shows all adverse events classified
0.60, ns.), years of illness (r[8] ¼ 0.357, P ¼ 0.28, ns.) or age at                    into surgically, stimulation related, probably stimulation related,
surgery (r[8] ¼ 0.169 P ¼ 0.62, ns.).                                                   and probably not stimulation related.

 Table 2. Results of Evaluation Scales at Baseline and 12 Months After Surgery
                                             YBOCS                                                                                           Reduction
 Participant             YBOCS                 12                Reduction YBOCS                   MADRS              MADRS                   MADRS
 Number                  Before              Months                 12 Months                      Before            12 Months               12 Months

 1*                        30                   14                       53%                         34                   9                     74%
 2*                        32                   14                       56%                         28                  19                     32%
 3*                        35                   14                       60%                         31                  18                     42%
 4                         29                   26                       10%                         32                  21                     34%
 5*                        38                   20                       47%                         30                  27                     10%
 6y                        35                   23                       34%                         37                  32                     14%
 7y                        32                   24                       25%                         26                  23                     12%
 8*                        29                   17                       41%                         22                  17                     23%
 9y                        36                   27                       25%                         29                  22                     24%
 10*                       33                   21                       36%                         23                  22                    4,3%
 11y                       31                   21                       32%                         31                  23                     26%

 YBOCS, Yale Brown Obsessive Compulsive Scale; MADRS, Montgomery-Åsberg Depression Rating Scale.
 *Responder with a 35% decrease in YBOCS at 12 months.
 yPartial responder with a 25%34% decrease in YBOCS at 12 months.

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MATILDA NAESSTRÖM ET AL.                                                                                           DBS IN THE BNST FOR OCD

 Figure 2. Yale Brown Obsessive Compulsive Scale (YBOCS) and               deep brain stimulation. Note: Changes in YBOCS (P < 0.001) and MADRS
 Montgomery-Åsberg Depression Rating Scale (MADRS) before and after       (P < 0.02) scores between baseline and 12 months after surgery.

DISCUSSION                                                                 placed in the classical target for capsulotomies, in an anterior
                                                                           location in the anterior arm of the IC. Due to modest results
Role of Bed Nucleus of Stria Terminalis Deep Brain Stimulation in          and high energy consumption, Nuttin et al4,9 and other groups
Surgical Treatment of Obsessive-Compulsive Disorder                        started to implant DBS leads in more posterior and deeper parts
Multiple brain targets for DBS in OCD are currently being inves-           of the anterior IC toward the BNST. Others targeted the ventral
tigated by various groups, and it is at this point not possible to         caudate and the nucleus accumbens (NA), hence the common
decide which one, if any, might be the most optimal target with            denomination of these target in several studies as ventral
respect to the safety and efficiency of the procedure (Table 5).3,26        capsule/ventral striatum (VC/VS).27,28 Some have stated that the
Several of these brain targets are anatomically closely located.           best effect of DBS was achieved by stimulating more dorsal
When Nuttin et al4 introduced DBS for OCD, the leads were                  contacts in the ventral IC.29,30 The dorsal-most electrode

 Table 3. Details of Deep Brain Stimulation Parameters at 12 Months’ Follow-up
                                                                                     Left                                   Right

                                                                              Contacts                                Contacts
 Participant                           Frequency      Pulse Width
 Number                   IPG             (Hz)          (msec)         0       1      2       3     Volt      0      1       2       3      Volt

 1                     Activa PC          130              90          —      —                      3.2                    —       —       3.2
 2                     Activa PC          130              60                         —              3.5            —                       3.5
 3                     Activa PC          130             120                 —       —               5             —       —                5
 4                     Activa PC          130             150                 —       —              4.2            —       —               4.2
 5                     Activa PC          130              90                 —       —              4.1            —       —               4.1
 6                     Activa PC          130              60          —      —       —               4             —       —       —        4
 7                     Activa PC          130              90                 —       —              4.9            —       —               4.9
 8                     Activa PC          130              60                 —       —              3.8            —       —               3.8
 9                     Activa PC          130              60                 —       —              4.4            —       —               4.4
 10                    Activa PC          130              90                 —       —              4.3            —       —               4.3
 11                    Activa PC          130              90                 —       —              3.5            —       —               3.5

 IPG, XXX; PC, posterior commissure.

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MATILDA NAESSTRÖM ET AL.                                                                                                  DBS IN THE BNST FOR OCD

                                                                                   activated, these will be located outside the nucleus, inside the
 Table 4. Adverse Events During Study Period                                       most ventral and posterior part of the anterior limb of the internal
 Surgery-Related Adverse Events                           Number of Participants   capsule.
                                                                                      It would be of value to know which areas are actually being
 Surgical           Lack of hair regrowth at scalp                  1              stimulated in these studies, in order to have a better under-
                             incision site                          1              standing of where to place the electrodes. Further, since the ef-
                       Transient postoperative                                     fects with all probability do not stem from a single point, but from
                               headache                                            circuits, similar effects can probably be achieved by stimulation at
 Infection            Skin infection after bicycle                  1              different points within these networks.10,38
                     accident with reimplantation                                     Since it is well known from DBS in movement disorders that
 Transient stimulation-induced adverse                                             different targets can be used for the same condition, and since this
 events                                                                            seems to be the case also in OCD, perhaps a more pressing issue
                                                                                   is why DBS for OCD—regardless of target—seems to have so
     Psychiatric                 Anxiety                            6
                                Insomnia                            4              variable results among patients. The selection criteria of patients
                                 Fatigue                            2              cannot be refined until clinical factors or biological markers for
                               Hypomania                            2              responders versus nonresponders can be discriminated. Therefore
                               Nightmares                           1              further studies with larger patient samples are essential to gain
 Adverse events, probably stimulation
                                                                                   much needed knowledge on possible predictive factors for
 induced                                                                           successful response to DBS in OCD.
                              Weight gain                           2
                                                                                   Effect on Obsessive-Compulsive Disorder Symptoms
 Adverse events, probably not stimulation                                          The results from this study demonstrated positive results of BNST
 induced                                                                           stimulation in severe and treatment-resistant OCD in the majority
     Medical intoxication (all in the same patient)                14              of our patients. After 1 year of DBS, the patients’ OCD improved
                                                                                   on average from extreme to moderate severity. In 4 out of 6
 In total, there were 33 adverse events in 11 patients.                            responders, the severity of their illness receded from extreme to
                                                                                   mild. There was also a reduction in associated depressive symp-
                                                                                   toms and an improved functioning.
contacts would, however, end up in a more posterior location                          The mean YBOCS reduction of 38% and response rate of 55% is
within the IC, and it seems as if these contacts, rather than those                consistent with prior reports on BNST DBS with 27.3%63%
in the NA itself were used for the stimulation.25,31 Posterior to the              YBOCS reduction and 40%67% response rate7,9,14,15,36 and
BNST, Jimenez-Ponce et al32 had previously reported good results                   similar to studies of DBS in other closely related brain targets
of DBS in the inferior thalamic peduncle, and the Toronto group                    (see Table 5).3,26
has recently modified the inferior thalamic peduncle target,                           Similar to other studies, we observed a large variability of
moving it 2 mm more anterior, hence close to the BNST.33                           improvement of OCD symptoms, with some patients having a
   The BNST target, which was first introduced for DBS in OCD by                    great benefit (60% YBOCS reduction) and some less (10%). The
Nuttin et al13 in 2013, is part of an anxiety and threat monitoring                reasons for this variability of response to DBS remain largely un-
network, which is believed to play an important role in anxiety-                   known. Finding predictive factors for DBS response to aid
related disorders, such as OCD.34,35 The nucleus is located                        appropriate screening of potential candidates is a crucial issue. In
posterior to the anterior commissure and lateral to the fornix                     a meta-analysis of treatment outcome for DBS in OCD in 116
and receives major input from the amygdala, where it serves as                     patients, Alonso et al39 found a positive correlation between older
an important processing center for limbic information, threat                      age of onset and response to the treatment. This was not verified
monitoring, and anxiety regulation.34                                              by the to-date largest OCD study on BNST DBS by Raymaekers
   To date, the outcome of BNST DBS has been reported in 32 pa-                    et al.36 Similarly, in our study, correlation between improvement
tients. Islam et al14 reported a better outcome for DBS in the BNST                and age of onset, age at surgery, or duration of illness could not
when comparing this with DBS in the NA in 8 patients. However,                     be confirmed. However, our patient population is too limited to
Farrand et al15 stated that the overall effect between these 2                     allow meaningful correlation tests.
targets was similar. More recently, a larger study of 24 patients
reported a better result of DBS in the BNST compared with                          Adverse Effects
patients implanted in the anterior limb of IC.7 The same group                     Overall DBS was well tolerated in our study. The majority of
has also demonstrated that the symptom reduction was stable                        adverse effects related to the stimulation were transient or
over time.36 Acute positive effects on obsessions have also been                   resolved with adjustment of stimulation parameters. Many of the
reported with BNST stimulation in a study of 3 patients who were                   targets used for OCD DBS are in close proximity of each other and
stimulated with low-voltage stimulation the day after surgery.37                   have similar side effects (see Table 5). One commonly described is
   When discussing the results of BNST DBS, it is important to                     hypomania, which is by now a recognized adverse effect of
keep in mind that the effect is not necessarily achieved from                      stimulation        of     BNST     and     other   psychiatric   DBS
stimulating the nucleus itself. Typically, large fields of stimulation              targets.6,8,9,15,24,36,40-43 This was also observed in our study in 2
are used and when the higher contacts of the electrode are                         patients. However, the episodes were mild and transient with

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MATILDA NAESSTRÖM ET AL.                                                                                                                             DBS IN THE BNST FOR OCD

 Table 5. Overview of Deep Brain Stimulation Obsessive-Compulsive Disorder Studies With 10 Participants in Chronologic Order
                                                    Outcome and Length of              Response            Mean YBOCS                 Stimulation-Related, Mostly Transient
 Author                  Patients Target                 Follow-up                       Rate               Reduction                            Adverse Events

 Greenberg et al.,           10       VC/VS        4 responders and 2 partial              40%                   36%              Transient hypomanic symptoms, anxiety, recurring
 200623                                          responders at 3-year follow-up                                                         brief memory experiences (flashbacks)
 Mallet et al., 20088        16        STN          6/8 responders* in active              75%                   32%               Transient hypomania, anxiety, dyskinesia with
                                                stimulation group and 3/8 in the                                                 impulsivity, facial asymmetry, dysarthria, dysphagia
                                                  sham-stimulation group at 3                                                                   and walking difficulties
                                                        months’ follow-up
 Greenberg et al.,           26       VC/VS        16 responders and 3 partial             62%                   39%              Transient increased depression/suicidal ideation,
 20109                                           responders at 3-year follow-up                                                    hypomania, recurring brief memory experiences
                                                                                                                                                    (flashbacks)
 Huff et al., 201024         10         NA         1 responder and 5 partial               10%                   21%                   Transient hypomania, anxiety, agitation,
                                                responders at 12 months’ follow-                                                      concentration/memory difficulties, suicidal
                                                               up                                                                   ideation, headaches, reduced sleep duration,
                                                                                                                                                 weight gain
ORIGINAL ARTICLE
MATILDA NAESSTRÖM ET AL.                                                                                                                  DBS IN THE BNST FOR OCD

as appropriate screening of potential candidates and clinical pre-                         Marwan Hariz: Data curation, Writing - review & editing. Lotta
dictors of outcome.                                                                        Strömsten: Formal analysis, Data curation, Writing - review &
                                                                                           editing. Owe Bodlund: Methodology, Funding acquisition, Data
CRediT AUTHORSHIP CONTRIBUTION STATEMENT                                                   curation, Writing - review & editing. Patric Blomstedt: Concep-
Matilda Naesström: Funding acquisition, Formal analysis, Data                              tualization, Methodology, Data curation, Writing - review &
curation, Writing - original draft, Writing - review & editing.                            editing.

                                                               print]. Mol Psychiatry. https://doi.org/10.1038/         24. Huff W, Lenartz D, Schormann M, et al.
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ORIGINAL ARTICLE
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