MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc

 
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MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
MRx0518 Conference Call & Webcast Event
23 March 2022

NASDAQ: LBPS
AIM:    DDDD
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
2
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                                                                                                                                                                                                                                                            © 4D pharma plc
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
3   AGENDA

     • Scott Tagawa (landscape in kidney and bladder cancer therapy)

     • Introduction to MRx0518

     • Design of MRx0518-I-002 study

     • Part B results to date

     • Petros Grivas (ICI study biomarkers)

     • Biomarker data

     • Next steps

                                                                       © 4D pharma plc
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
Dr. Scott Tagawa
Professor of Medicine and Urology at Weill
             Cornell Medicine
  Kidney and Bladder Cancer Treatment
              Landscape
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
Renal Cell Carcinoma
Evidence / Approved Recommendations: MCC GU DMT
                      Pembro + Axi
                       Nivo + Cabo
                   Pembro + lenvatinib
   Initial           Avelumab + Axi
                                                  Nivolumab
                                                Cabozantinib
presentation            Pazopanib
                      High-dose IL2
                                                    Axitninb
                                            Lenvatinib + everolimus
                Cytoreductive nephrectomy
                                                 Everolimus
                                                   sorafenib
                    Advanced
                    Good Risk                    2nd line
                     ccRCC                     (Gen post-
                                                 VEGF)
 Localized                                                                                   Heavily
  Renal                                                                                    pre-treated
   Mass

 Surveillance
                     Advanced                                                        Drugs not previously administered
                                                                                              chemotherapy
 Nephrectomy       Int/Poor Risk              2nd   line
   Ablation
                       ccRCC

                        Nivo/Ipi            Cabozantinib
                      Pembro + Axi            sorafenib
                      Nivo + Cabo            everolimus
                   Pembro + lenvatinib      temsirolimus              Untreated
                                               sunitnib
   Initial           Avelumab + Axi                                   Non-clear
                      Cabozantinib
presentation          Temsirolimus                                    Cell RCC
                                                                      Cabozantinib
                                                                        Pembro
                                                                      Temsirolimus
                                                                        Sunitinib                                        Standard
                                                                                                                         Alternative
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
@Brian_Rini “Updated table of IO doublets in mRCC after #ASCOGU22” 21Feb2022
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
Typical approach

• IO-based combinations in 1st line setting
• TKI 2nd line
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
RCC Unmet needs / Questions
• IO-based combinations in 1st line setting
   • IO-IO vs IO-TKI?
   • Which doublet is best? (is “dirtier” IO partner better?)
   • What about either triplet or transition to maintenance?
      • Initiate triplet therapy
      • Add TKI after CTLA4/PD(L)-1 PR/SD
      • can we drop TKI from PD(L)-1 after response? (maintenance IO after combo induction)
   • Can we stop systemic Rx after CR or good PR?
   • What about “1st-line” RX after adjuvant IO
• TKI 2nd line
   • Following 1st line IO, is there utility for PD(L)-1 continuation during next
     line of Rx or CTLA4 re-challenge?
   • Ways to subvert resistance?
   • Newer IO agents?
MRx0518 Conference Call & Webcast Event - 23 March 2022 - NASDAQ: LBPS - 4D Pharma plc
Urothelial Carcinoma
Evidence / Approved Recommendations: MCC GU DMT

                                  MVAC  Avelumab
                                 Gem/Cis  Avelumab

                  Cisplatin                                         Pembrolizumab (if no maintenance)
                     fit                                              Enfortumab vedotin (preferred)
    mUC                                                                     Sacituzumab govitecan
without prior                                              PRUC    Erdafitinib (if activating FGFR alteration)
systemic Rx                                                       Atezo/Nivo/Ave/Durva (if no maintenance)
                Cisplatin                                                         Taxane (ram?)
                  unfit
                                                                                    Pemetrexed
                                                                                 Supportive care
                                Gem/Carbo  Avelumab
                              Atezolizumab/Pembrolizumab
                                       Gemcitabine
                                     Carbo/paclitaxel

                                                                                                    Standard
                                                                                                    Alternative
2021 Updated EAU Guidelines on Metastatic Urothelial Carcinoma

                               Cathomas R … Milowsky M. Eur Urol 2022 Jan; 81(1): 95-103
Typical approach
• Cisplatin/Carboplatin + Gemcitabine
• Avelumab maintenance (or 2nd line pembrolizumab)
• Enfortumab vedotin
• Sacituzumab govitecan or erdafitinib
mUC Unmet needs / Questions (1)
• Cisplatin/Carboplatin + Gemcitabine
   • Beat platinum-based chemo
        • Beat cisplatin combo +/- maintenance
        • Only carbo combo +/- maintenance
• Avelumab maintenance (or 2nd line pembrolizumab)
   •   Improve maintenance (add or beat)
   •   Improve 2nd line IO (add or beat)
   •   Can we stop?
   •   What if prior adjuvant IO?
• Enfortumab vedotin
   •   Biomarkers of response, mechanisms of resistance
   •   Combinations
   •   Earlier lines of therapy
   •   Overcome toxicity
   •   Additional Nectin4-targeted drugs
mUC Unmet needs / Questions (2)
• Sacituzumab govitecan
   •   Biomarkers of response, mechanisms of resistance
   •   Combinations
   •   Earlier lines of therapy
   •   Overcome toxicity
   •   Additional Trop2-targeted drugs
• Erdafitinib
   •   Biomarkers of response, mechanisms of resistance
   •   Combinations
   •   Earlier lines of therapy
   •   Overcome toxicity
   •   Additional FGFR-targeted drugs
MRx0518
Combination with Keytruda® in patients
   with solid tumors with acquired
      resistance to ICI therapy
16
     MRx0518 – AN ORAL IMMUNOTHERAPY THAT STIMULATES THE ANTI-TUMOR RESPONSE

                  Innate immune activation via the gut                                           Systemic immune stimulation                                Immune trafficking and tumor
                                                                                                                                                                     invasion
                                                                          APC

                                                                                                            Adaptive immune activation                       Increased anti-tumor immune cell
     MRx0518                                                                                                                                                 subsets in tumor microenvironment
     Enterococcus gallinarum                                                                                                                                 • T cells
     Gram-positive                            TLR9
                                                                                                          CD8+ T                                             • CD8+ T cells
     Motile anaerobe                                                                                                                                         • Natural Killer (NK) cells
                                                                                                                   Migration via lymphatic system            • Cytotoxic cells
                                                                                                                                                             • Dendritic cells
                                                                                                                                                             • Macrophages
                                                                                                                                                             • CD8+ T / Treg ratio

                Flagellin protein

                                                              Monocyte

                                                                                                                                                                                                    Tumor
                                                     TLR5

          Flagellin-TLR5 signalling via:
          • Intestinal epithelial cells (IECs)                                        NK

          • Antigen presenting cells (APCs)
                                                                         Macrophage
          • Innate immune cells in lamina propria                                                     Increased circulating anti-tumor
                                                                                                      cytokines & chemokines
          Investigating potential TLR9 activation                                                     •    IL-12, CXCL10

     Lauté-Caly et al., Scientific Reports 2019; Pant et al., JITC 2020 (#283, #376); Lythgoe et al., JITC 2020 (#805); Parra et al., Ann Oncol 2021 (#1024P); Lythgoe et al., Ann Oncol 2021 (#543P)
                                                                                                                                                                                                        © 4D pharma plc
17
     MRx0518: PART B - PHASE I/II COMBINATION STUDY WITH KEYTRUDA®

      A phase I/II open-label, safety and preliminary efficacy study of MRx0518 in combination with pembrolizumab
                 in patients with advanced malignancies who have progressed on PD-1/PD-L1 inhibitors

                               Acquired
                              Resistance                                 Part A, N = 12
                  Prior ICI                Screening      1 capsule MRx0518 (10x1010 – 10x1011 CFU) BID
                                                                   Pembrolizumab 200mg IV Q3W
                                                                                                                     Follow Up
                                                                                                                      (2 years)
                                                Safety Review

                                                                              Part B, N = up to 120
                                                                 1 capsule MRx0518 (10x1010 – 10x1011 CFU) BID
                                                                          Pembrolizumab 200mg IV Q3W
                                                                                                                                       NCT03637803

      Part B Objectives                                                                   Patient population
      • Safety and tolerability                                                           •   Solid tumors with acquired resistance to prior
      • Clinical benefit (response or stable disease ≥6 months)                               anti-PD-1 immune checkpoint inhibitors (ICIs)
           • ≥10% pre-defined threshold for expansion                                     •   Heavily pre-treated patients, no approved
      • Exploratory biomarker analyses – mechanism of action                                  options remaining
      • Signal to inform late-stage clinical strategy
                                                                                                                                           © 4D Pharma plc
18   PRIMARY EFFICACY ENDPOINT FOR THE RCC GROUP MET IN ADVANCE OF FULL ENROLMENT

     •   Recruited patients had ≥1 prior line of anti-PD-1/PD-L1 ICI therapy and experienced clinical benefit (CR, PR or SD ≥ 6m)
         before losing response – developing acquired resistance

     •   Patients with acquired resistance to ICIs are not expected to respond to rechallenge with monotherapy ICI

     Primary Efficacy Endpoint for Part B of the study (per tumor group)

     •   Clinical Benefit in >3 in 30 patients of a given tumor type group, defined as:
           • Objective response (complete or partial), or stable disease ≥ 6 months
           • Each tumor type recruited in 3 cohorts of 10 patients
           • Expansion from one cohort to the next dependent on observing at least 10% clinical benefit

                                Primary Efficacy Endpoint met for RCC early in Part B of the study
                               4 of the first 16 evaluable RCC patients in Part B achieved clinical benefit
                         Primary efficacy endpoint met of >3 in 30 to deem the treatment worthy of further study

                                                                                                                             © 4D pharma plc
19   PHASE I/II PARTS A & B, RCC BASELINE CHARACTERISTICS

     •      Recruited patients had ≥1 prior line of anti-PD-1/PD-L1 ICI therapy and experienced clinical benefit (CR, PR or SD ≥ 6m)
            before losing response – developing acquired resistance

           RCC Patient Backgrounds (Part A & Part B)

                                                                                                   Renal cell carcinoma (N=29)
                                                          Age (years)                                      67 (37-82)
                                                                                           Male             28 (97%)
                                             Sex
                                                                                        Female               1 (3%)
                                                                                              0             8 (29%)
                                          ECOG
                                                                                              1             20 (71%)
                              Median prior lines of therapy (range)                                          3 (1-5)
                                                                               ICI monotherapy              15 (52%)
                                                                                       ICI + ICI            8 (28%)
                                 Prior ICI regimen
                                                                                       ICI + TKI            4 (14%)
                                                                              ICI + experimental            10 (35%)
         ICI – immune checkpoint inhibitor; TKI – tyrosine kinase inhibitor
                                                                                                                                 © 4D pharma plc
20   KEYTRUDA® AND MRx0518 – PART B MET PRIMARY ENDPOINT EARLY FOR RCC COHORT

         • 4 of the first 16 evaluable RCC patients in Part B to date achieved clinical benefit
         • Met primary endpoint: >3 of up to 30 to be recruited

                    2
                                                                                                                             24 total evaluable RCC
                                                                                                                             patients in Part A and B (had
                                                                                                                             scan at any timepoint post-
                                                                                                                             baseline)

                                                                                                                             Per protocol Clinical Benefit
                                                                                                                             (CR, PR, SD ≥ 6 months)
                                                                                                                             •   2 x PR
                                                              1                                                              •   6 x SD ≥ 6 months

                                                                                                                             Disease Control Rate
                                                                                                                             (CR, PR, SD ≥ 9 weeks)
                                                                                                                             •   12 / 24 (50%)

     1Patient achieved best radiographic response of -39%, but was confirmed as SD at subsequent restaging per RECIST v1.1
     2Radiographic scan at week 6 indicated progression of +243% of target lesion
     Arrow indicates patient remains on study treatment                                                                                              © 4D pharma plc
21   KEYTRUDA® AND MRx0518 – PART B MET PRIMARY ENDPOINT EARLY FOR RCC COHORT

          • 4 of the first 16 evaluable RCC patients in Part B to date achieved clinical benefit
          • Met primary endpoint: >3 of up to 30 to be recruited

                                                                                                                                             24 total evaluable RCC patients
                                                                  243
                                                                                                                                             in Part A and B (had scan at any

                                                                //
                                                                                                                                             timepoint post-baseline)

                                                                                                                                             Per protocol Clinical Benefit *
                                                                                                                                             (CR, PR, SD ≥ 6 months)
                                                                                                                                             •   2 x PR
                                                                                                                                             •   6 x SD ≥ 6 months
                                                                                   #    #         #    #                         2

                                                                                                                                         1
                                                                                                                                             Disease Control Rate (# + * )
                                                                                                                                             (CR, PR, SD ≥ 9 weeks)
                                                                                                                                             •   12 / 24 (50%)

                                                      2                                                                 * Clinical Benefit
                                                                                                                        # Disease control

      1   Patient achieved best radiographic response of -39%, but was confirmed as SD at subsequent restaging per RECIST v1.1
      2   Patient is ongoing on study                                                                                                                                 © 4D pharma plc
22   RCC CASE STUDY 1

         •   82 year old male, diagnosed with Stage I ccRCC in 2010
                                                                                                                                                  MRx0518 + pembrolizumab
         •   Best response to prior anti-PD-L1 ICI therapy (avelumab and axitinib)                                                             % change combined target tumour
             was partial response (PR)                                                                                              25              volume from baseline

               •   Discontinued after 88 weeks due to confirmed progressive                                                          0
                   disease, continued on Axitinib monotherapy
                                                                                                                                    -25
         •   ECOG score of 1 and Stage IV disease at enrolment in early 2020

                                                                                                                               %
                                                                                                                                    -50
         •   Began MRx0518 and KEYTRUDA® as 3rd line of systemic treatment in
             March 2020 – continues on study with 24.5 months of treatment to date                                                  -75
                                                                                                                                                                   -100%
         •   Complete reduction of target lesions maintained, new lesions under                                                    -100

             control with radiotherapy
                                                                                                                                                        Weeks on Study
         •   No treatment-related serious adverse events reported to date

                                                      2017              2018                      2019                  2020                    2021      2022

                                                 AM J J A S ON D J FMAM J J A S O N D J F   M   A M J J A S ON D J FM A M J J A S ON D J FMAM J J A S ON D J FM

                        Avelumab + Axitinib                      PR

                       Axitinib + radiotherapy                                        PR

                           MRx0518 +
                                                                                                                                          PR
                         pembrolizumab

                                                                                                                                                                                 © 4D pharma plc
23   RCC CASE STUDY 2

         •   49 year old male, diagnosed with Stage IV mccRCC in 2017
                                                                                                                                                      MRx0518 + pembrolizumab
         •   Best response to prior anti-PD-1 ICI therapy (nivolumab and                                                                           % change combined target tumour
             bempegaldesleukin) was partial response                                                                                     25             volume from baseline
               •   Discontinued after 24 weeks due to confirmed progressive disease
                                                                                                                                          0
         •   MRx0518 and KEYTRUDA® tumor reduction below -30% but PR not
                                                                                                                                         -25
             confirmed on next scan

                                                                                                                                   %
                                                                                                                                         -50
         •   Had long term stable disease (SD) on study for 8.5m (36 weeks) until                                                                                                -39%
             investigator’s decision to withdraw from study due to increase in target                                                    -75

             tumors (non-PD)
                                                                                                                                        -100
         •   No serious adverse events reported to date                                                                                        0      3   6    9   12 15 18 21 24 27 30 33 36 39
                                                                                                                                                                    Weeks on Study

                                                                   2018                                  2019                                  2020                      2021

                                                       F M A M J   J   A   S   O   N   D   J F   M   A   M   J   J   A   S O N D   J F M A M J     J A    S   O N D J F M A M

                               Nivolumab +
                                                             PR
                             bempegaldesleukin

                                  Axitinib                                                 SD

                        Cabozantinib + CB839/placebo                                                                     SD

                           Lenvatinib + everolimus                                                                                         Mixed

                         MRx0518 + pembrolizumab                                                                                                                    SD

                                                                                                                                                                                                   © 4D pharma plc
24   RCC CASE STUDY 3

         •   58 year old male, diagnosed with Stage III mRCC in 2014                                                                     MRx0518 + pembrolizumab
                                                                                                                                      % change combined target tumour
         •   Best response to prior anti-PD-1 ICI therapy (nivolumab + sitravatinib)                                                       volume from baseline
             was partial response                                                                                            50
                                                                                                                                                    Long-term stable
                •       Discontinued after 124 weeks due to confirmed progressive                                            25                    disease >11 months
                        disease in September 2020                                                                             0

         •   ECOG score of 1 and Stage IV disease at enrolment in Dec 2020                                                   -25

                                                                                                                       %
         •   Began MRx0518 and KEYTRUDA® as 4th line of systemic treatment in                                                -50

             December 2020 with no intervening regimen                                                                       -75

         •   Patient remained on regimen for 13.1 months before disease progression                                         -100
                                                                                                                                   0 3 6 9 12 15 18 21 24 27 30 33 36 39 42 45 48 51 54 57
         •   No serious adverse events reported to date                                                                                               Weeks on Study

                                 2014               2015              2016                2017                2018                  2019                     2020                    2021

                           J FMAM J J A SOND J FMAM J J A SOND J F M A M J J A SOND J F M AM J J A SOND J F M A M J J A SOND J F M A M J J A SOND J FMAM J J A SOND J FMAM J J A SOND

          Autologous DC
         immunotherapy +        PD
             Sunitinib
             Axitinib                                                   PR

          Sitravatinib +
                                                                                                                                       PR
           Nivolumab
           MRx0518 +
                                                                                                                                                                                     SD
         pembrolizumab

                                                                                                                                                                                             © 4D pharma plc
25
     BASELINE TUMOR BIOMARKER DATA SHOWS HIGHER TILs IN RESPONDERS

     • Association between higher baseline densities of total T cells (CD3+) and subsets (CD8+, and Ki67+
       marker of proliferation) and positive outcomes with MRx0518 + KEYTRUDA® treatment
                                            Tumor - Total CD3+ (n/mm2)                                                                                   Tumor - CD3+CD8+ (n/mm2)
                                                                                                                                                                                                                                                                           Tumor - CD3+Ki67+ (n/mm2)
                               1000                     ✱                                                                                    300                  0.0821                                                                                        40
                                                                                                                                                                                                                                                                                    0.0995
                               800
                                                                                                                                                                                                                                                                30

                                                                                                                          CD3+CD8+ (n/mm2)
          Total CD3+ (n/mm2)

                                                                                                                                                                                                                                            CD3+Ki67+ (n/mm2)
                                                                                                                                             200
                               600
                                                                                                                                                                                                                                                                20
                               400
                                                                                                                                             100
                                                                                                                                                                                                                                                                10
                               200

                                 0                                                                                                            0                                                                                                                 0
                                               s

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                                                                                               Stroma - Total CD3+ (n/mm2)                                                                                      Stroma - CD3+CD8+ (n/mm2)

                                                                                  2500                     ✱                                                                                        800

                                                                                                                                                                                                                           ✱
                                                                                  2000
                                                                                                                                                                                                    600
                                                              Total CD3 (n/mm )

                                                                                                                                                                                  CD3 CD8 (n/mm )
                                                              2

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                                                                                  1500
                                                                                                                                                                                                    400
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                                                                                                                                                                                                                                                                                                       © 4D Pharma plc
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                                                                                                                                                                                                          N
26
     FLOW CYTOMETRY SHOWS GREATER T CELLS AND CD8+ T CELLS IN RESPONDERS

     • In paired on-treatment samples of PBMCs for RCC patients, significant differences between responders
       and non-responders, observed in the on-treatment samples at Cycle 4 Day 1 (C4D1) for total (CD3+) and
       CD8+ T cells
     • Trend shows a reduction in circulating Tregs at C4D1 vs baseline, particularly in responders
     • Trend shows lower CTLA-4 expression in CD4+ T cells of responders vs non-responders at baseline

                                                  CD3+                                                 CD8+                                                   Treg                                         CD4+ CTLA-4+
                                100                                                   50                    *                              0.05                                                  0.8
                                                       *
          Freq. of CD45 cells

                                                                Freq. of CD45 cells

                                                                                                                     Freq. of CD45 cells

                                                                                                                                                                           Freq. of CD45 cells
                                80                                                    40                                                   0.04
                                                                                                                                                                                                 0.6
                                60                                                    30                                                   0.03
                                                                                                                                                                                                 0.4
                                40                                                    20                                                   0.02
                                                                                                                                                                                                 0.2
                                20                                                    10                                                   0.01

                                 0                                                    0                                                    0.00                                                  0.0
                                      R

                                                                                           R

                                                                                                                                                  R

                                                                                                                                                                                                       R
                                                            R

                                                                                                                 R

                                                                                                                                                                       R

                                                                                                                                                                                                                            R
                                               R

                                                                                                    R

                                                                                                                                                           R

                                                                                                                                                                                                                R
                                                    R

                                                                                                         R

                                                                                                                                                                R

                                                                                                                                                                                                                    R
                                      N

                                                                                           N

                                                                                                                                                  N

                                                                                                                                                                                                       N
                                              N

                                                                                                   N

                                                                                                                                                          N

                                                                                                                                                                                                               N
                                                           1

                                                                                                                1

                                                                                                                                                                     1

                                                                                                                                                                                                                        1
                                                   L

                                                                                                        L

                                                                                                                                                               L

                                                                                                                                                                                                                    L
                                                           4D

                                                                                                                4D

                                                                                                                                                                     4D

                                                                                                                                                                                                                        4D
                                                   B

                                                                                                        B

                                                                                                                                                               B

                                                                                                                                                                                                                    B
                                      L

                                                                                           L

                                                                                                                                                  L

                                                                                                                                                                                                       L
                                          1

                                                                                               1

                                                                                                                                                      1

                                                                                                                                                                                                           1
                                          4D

                                                                                               4D

                                                                                                                                                      4D

                                                                                                                                                                                                           4D
                                  B

                                                                                       B

                                                                                                                                              B

                                                                                                                                                                                                   B
                                                       C

                                                                                                            C

                                                                                                                                                                   C

                                                                                                                                                                                                                        C
                                          C

                                                                                               C

                                                                                                                                                      C

                                                                                                                                                                                                           C
     C4D1 – treatment cycle 4, Day 1; BL - baseline                                                                                                                                                                             © 4D Pharma plc
     NR – non-responder; R – responder (complete response, partial response or stable disease)
27   MRx0518 + KEYTRUDA® PHASE I/II STUDY RCC RESULTS SUMMARY

      Signal finding Phase I/II study has met primary endpoint for RCC group in Part B

      • 4 patients to date of the first 16 evaluable RCC patients in Part B of the study achieved clinical benefit
        (CR, PR, or SD > 6 months), meeting primary efficacy endpoint early ahead of total recruitment of up to
        30 RCC patients

      • Identified biomarkers, both in tumor and in the blood, that could potentially be used to identify patients
        most likely to benefit from treatment with MRx0518 + anti-PD-1 ICI KEYTRUDA®

      • Trends in changes in on-treatment biomarkers with MRx0518 + KEYTRUDA® combination, appears to
        differ in responders vs. non-responders

                       Combined with previously reported monotherapy data* – indicative of MRx0518
                       being capable of decreasing tumor microenvironment immune suppression, and
                                   ability to activate the tumor via CD8+ T cell infiltration

      * SITC 2020, ESMO 2021
                                                                                                                     © 4D pharma plc
28   NEXT STEPS FOR MRx0518 IN ICI-REFRACTORY SETTING

       • Results enable 4D to discuss with collaborators potential pivotal study in ICI-refractory RCC

       • Existing study will continue to recruit RCC patients, with potential expansion to include patients with
         primary resistance – a larger refractory patient population who have no prior benefit to ICI

       Of all RCC patients treated with an ICI combination first-line…

                         …around 50% show primary resistance                                                            …around 50% will respond

                                                                                                                                          …of which >35% will develop
                                                                                                                                             acquired resistance

     Rini et al., NEJM 2019; 380:1116-1127; Hammers et al., ICKS 2021 (#E39); Chouieri et al., Annals of Oncology 2020; 31(8):1030-1039                            © 4D pharma plc
29   EMERGING IMPORTANCE OF BIOMARKERS IN THE DEVELOPMENT OF MRx0518

      • Biomarkers from the combination study of
        MRx0518 + KEYTRUDA® can inform future
        development

      • Builds on previous data from neoadjuvant
        monotherapy study of MRx0518 in
        treatment-naïve patients

      • Can indicate patient populations that may
        benefit from treatment, and additional
        mechanistic information regarding settings
        where MRx0518 can be effective

      • Data regarding tumor, immune and genetic
        signatures and biomarkers that are
        associated with better outcomes in landmark
        studies of ICIs in early line settings have
        been established in literature

                                                                       © 4D pharma plc
Dr. Petros Grivas
 Associate Professor Clinical Research
 Division at the Fred Hutchinson Cancer
             Research Center
Emerging Importance of Biomarkers in ICI
                therapy
Advanced Urothelial Ca Treatment Algorithm
Disease State                        Setting                Preferred Option                              Other Options

Metastatic, no prior                 Cisplatin-eligible     Cisplatin/gemcitabine f/b avelumab            aMVAC f/b avelumab maintenance
chemotherapy                                                maintenance
Metastatic, no prior                 Cisplatin-ineligible   Gemcitabine/Carboplatin                       Pembrolizumab
chemotherapy                                                (in fit patients) f/b avelumab maintenance    Atezolizumab
                                                                                                          Single agent chemotherapy
Metastatic, prior platinum                                  Pembrolizumab OR                              Avelumab
chemotherapy or relapse within                              Erdafitinib (tumors with FGFR2/3 activating   Nivolumab
1 year of perioperative cisplatin-                          alteration) OR
based therapy                                               Enfortumab vedotin (cisplatin-unfit pts)

Metastatic, prior chemotherapy                              Enfortumab vedotin OR                         Taxane (US)
& immunotherapy                                             Sacituzumab govitecan OR                      Vinflunine (EU)
                                                            Erdafitinib (tumors with FGFR2/3 activating
                                                            alteration)

        Clinical trials are critical throughout disease spectrum &                                                              Petros Grivas
                             treatment settings!
ICI as 1L in Cisplatin-Ineligible Pts (phase II single arm trials)
                                                      Atezolizumab1                             Pembrolizumab2

              Phase                          Phase II (IMvigor Cohort 1)                  Phase II (Keynote-052)

        Number of Patients                                119                                        370

              Dosing                           1200mg every 3 weeks                        200mg every 3 weeks

               ORR                                    23% (9% CR)                                29% (7% CR)
                                         70% of responses ongoing at 17.2            82% of responses ongoing at ≥ 6
       Duration of Response
                                                     months                                      months

            Median OS                                 15.9 months                                Not reached

           Median PFS                                  2.7 months                                  2 months

Rate of Grade 3/4 Treatment-related
                                                          16%                                        19%
                AEs
                        1. Balar et al. 2017 Lancet      2. Balar et al. 2017 Lancet Oncology
Survival Analysis from Phase III, Open-Label Trial of
    Pembrolizumab vs Chemotherapy in Advanced UC
     • Longer follow-up confirms initial data
     • Objective responses occurred rapidly and                                                   100
       were generally durable, with duration of
       response not yet reached                                                                    80

     • Safety and tolerability support pembrolizumab

                                                                            Overall Survival, %
                                                                                                   60                   44.4%     36.1%
       over 2nd/3rd-line chemotherapy                                                                                   30.2%     20.5%

                                                                                                   40

                         Events, n     HR (95% CI)a         Pb
                                                                                                   20
           Pembro           170              0.70
                                                          0.0004
           Chemo            196          (0.57-0.86)                                                0
                                                                                                        0   4   8     12     16    20     24
                                                                                                                    Months
                       Median (95% CI):
                        10.3 mo (8.0-12.3)
                         7.4 mo (6.1-8.1)

Bajorin D, et al. Presented at: ASCO Annual Meeting; 2017. Abstract 4501.
JAVELIN Bladder 100 study design (NCT02603432)

Presented By Thomas Powles at TBD
$Title$

Content of this presentation is the property of the author, licensed by ASCO. Permission required for reuse.
$Title$

Content of this presentation is the property of the author, licensed by ASCO. Permission required for reuse.
$Title$

Content of this presentation is the property of the author, licensed by ASCO. Permission required for reuse.
JAVELIN Bladder 100 clinical and TCGA subgroups
Abstract 4520, Powles T et al.

                        OS in patients with PD-L1+ tumors who                                                                            PFS in patients with PD-L1+ tumors who
                        received 1L gemcitabine + carboplatin                                                                             received 1L gemcitabine + carboplatin

 1L, first line; BSC, best supportive care; HR, hazard ratio; NE, not estimable; OS, overall survival; PFS, progression-free survival.

                                                                                                                                                                                  40
                                                                             Confidential. For Internal Use Only. Do Not Copy or Distribute.
JAVELIN Bladder 100 clinical and TCGA subgroups
 Abstract 4520, Powles T et al.
   Forest plot of OS based on BICR in subgroups of interest

*HRs and CIs were calculated using a Cox proportional hazards model.
†Stratified by best response to 1L chemotherapy (complete or partial response vs stable disease) and metastatic disease site (visceral vs nonvisceral).
‡Post chemotherapy.

1L, first line; BICR, blinded independent central review; BSC, best supportive care; HR, hazard ratio; OS, overall survival; PFS, progression-free survival; TCGA, The Cancer Genome Atlas.

                                                                                                                                                                                              41
                                                                             Confidential. For Internal Use Only. Do Not Copy or Distribute.
OS benefit in subgroups defined by Tumor Mutation
                                                  Burden (TMB) and PD-L1 status
                                                  Neither TMB nor PD-L1 status alone fully predict OS benefit

                                                  Arm                           TMB                HR (95% CI)
                                            Avelumab + BSC                                                                                            HR (95% CI)
                                                                            >Median             0.48 (0.332, 0.707)
                                              BSC alone                                                                    Subgroup                 Avelumab + BSC vs
                                                                                                                                                        BSC alone
                                            Avelumab + BSC
        100                                                                 ≤Median             0.88 (0.643, 1.197)        PD-L1+                    0.56 (0.400, 0.790)
                                              BSC alone
        90
                                                                                                                           PD-L1−                    0.85 (0.616, 1.181)
        80                                                    Median: 7.66 nonsynonymous SNVs/Mb
                                                                                                                           TMB-high                  0.48 (0.332, 0.707)
        70
        60                                                                                                                 TMB-low                   0.88 (0.643, 1.197)
OS, %

         50                                                                                                                PDL1+ TMB-high (n=190)    0.51 (0.305, 0.868)
         40                                                                                                                PDL1+ TMB-low (n=148)     0.60 (0.382, 0.955)
         30                                                                                                                PDL1− TMB-high (n=105)    0.44 (0.251, 0.768)
         20
                                                                                                                           PDL1− TMB-low (n=140)     1.27 (0.799, 2.006)
        10

         0
              0   2   4   6   8   10   12    14   16    18     20     22   24    26   28   30     32   34   36   38   40
                                                             Months

                                                                                                                                                                           42
Impact of mutation profiles on OS benefit with avelumab
                                                                             Type and location of mutations may influence utility of TMB assessment
                                                  Signatures of mutational processes
                                 C>A             C>G             C>T             T>A            T>C             T>G                                                >Median vs ≤Median                      HR (95% CI)
                        0.2
                                                                                                                                                                                                     0.48 (0.335, 0.699)
                        0.1                                                                                                       Signature 23**
                                                                                                                                                                                                     0.89 (0.645, 1.226)
                        0.0

                        0.2
                                                                                                                                                                                                     0.58 (0.409, 0.819)
Relative contribution

                        0.1                                                                                                       Signature 7
                                                                                                                                                                                                     0.79 (0.569, 1.102)
                        0.0
                        0.2
                                                                                                                                                                                                     0.66 (0.464, 0.934)
                        0.1                                                                                                       Signature 2
                                                                                                                                                                                                     0.69 (0.500, 0.960)
                        0.0

                        0.2
                                                                                                                                                                                                     0.98 (0.633, 1.515)
                        0.1                                                                                                       Signature 28
                                                                                                                                                                                                     0.58 (0.432, 0.772)
                        0.0
                              G.C

                              G.C

                              G.C

                              G.C

                              G.C

                              G.C
                              A.C

                              A.C

                              A.C

                              A.C
                              C.G

                              C.G

                              A.C

                              C.G

                              C.G

                              C.G

                              A.C

                              C.G
                              C.C

                              C.C

                              C.C

                              C.C

                              C.C

                              C.C
                              G.G

                              T.G

                              G.G

                              T.G

                              G.G

                              T.G

                              G.G

                              T.G

                              G.G

                              T.G

                              G.G

                              T.G
                              A.G

                              A.G

                              A.G

                              A.G

                              A.G

                              A.G
                              A.T

                              C.T

                              G.T

                               T.T

                              A.T

                              C.T

                              G.T

                               T.T

                              A.T

                              C.T

                              G.T

                               T.T

                              A.T

                              C.T

                              G.T

                               T.T

                              A.T

                              C.T

                              G.T

                               T.T

                              A.T

                              C.T

                              G.T

                               T.T
                              T.C

                              T.C

                              T.C

                              T.C

                              T.C

                              T.C
                              A.A

                              C.A

                              G.A

                               T.A

                              A.A

                              C.A

                              G.A

                               T.A

                              A.A

                              C.A

                              G.A

                               T.A

                              A.A

                              C.A

                              G.A

                               T.A

                              A.A

                              C.A

                              G.A

                               T.A

                              A.A

                              C.A

                              G.A

                               T.A

                                                                       Context                                                    DDR mutated*                                                       0.65 (0.504, 0.847)
                        **Mutation signatures defined according to v2 of the Catalog of Somatic Mutations in Cancer (COSMIC),     DDR wild-type*                                                     0.89 (0.489, 1.612)
                        https://cancer.sanger.ac.uk/cosmic/signatures_v2.tt.

                          DDR, DNA damage repair.                                                                                            0.0            0.5              1.0              1.5                   2.0
                          *Classified according to DNA damage response and repair genes in pathways associated with mismatch repair,               Favors avelumab + BSC                Favors BSC alone
                          nucleotide excision repair, homologous recombination, Fanconi anemia, and checkpoint control, as reported by Teo                                                                                43
                          MY, et al. J Clin Oncol 2018;36:1685-1694.
Tumor gene expression data can identify genes that
                                                           may be associated with OS benefit from avelumab
                                                           Immune-related genes are associated with OS benefit from avelumab
                                                         Avelumab + BSC                                                                     BSC alone

                    6                                                                                   6
                                       GBP4

                                   GBP1          CXCL9

                                              LAG3
                                                     CXCL10
                              IFNG        CD8B
                                 TIGIT             CD8A
                    4             FOXP3                                                                 4
-log10(nominal p‒val)

                                       TBX21 PDCD1 NKG7
                             ITGAE                   CXCR3
                                                  CTLA4
                              BATF2
                         HLA–DMA            IL2RB CXCL11                                p=0.001                                                                    SNCAIP
                                                                                                                                                                             p=0.001
                                                 GZMA                LY6D                                                                                  CCL28
                                         ICOS         IL12RB1
                                               CD274

                    2                                                                                   2

                    0                                                                                   0

                        0.50            0.75             1.00             1.25           1.50                0.50              0.75             1.00            1.25          1.50
                            HR of high vs low gene expression in the avelumab + BSC arm,                                 HR of high vs low gene expression in the BSC arm,
                                               adjusted for age and sex                                                               adjusted for age and sex
                                                                                                                                                                                       44
                                                                                Genes of interest with p
Relationship between immune cell gene expression
                                                        signatures and OS with avelumab
                                                        Multiple immune cell signatures may predict OS benefit with avelumab
                                                        Signatures with interaction term pMedian vs ≤Median
                                                                                                                                                                 HR (95% CI)

                                                                Follicular helper T cell                                                                       0.53 (0.367, 0.757)
                                                                                                                                                               0.92 (0.650, 1.297)
                                                                  Activated NK cell                                                                            0.53 (0.365, 0.760)
                                                                                                                                                               0.90 (0.641, 1.268)
                    T cell                                            γδ T cell                                                                                0.52 (0.362, 0.759)
                                                                                                                                                               0.90 (0.642, 1.263)
                                                                                                                                                               0.54 (0.374, 0.774)
                                                                   Resting NK cell
                                                                                                                                                               0.90 (0.638, 1.272)
                   NK cell                                            CD4 T cell
                                                                                                                                                               0.55 (0.384, 0.800)
                                                                                                                                                               0.86 (0.614, 1.211)
                                                                                                                                                               0.54 (0.375, 0.785)
                                                                  Regulatory T cell
              Macrophage                                                                                                                                       0.88 (0.629, 1.234)
                                                                                                                                                               0.55 (0.379, 0.794)
                                                                      CD8 T cell
                                                                                                                                                               0.88 (0.628, 1.230)
                                                                                                                                                               0.56 (0.382, 0.810)
             Dendritic cell                                   Memory activated CD4 T cell
                                                                                                                                                               0.84 (0.602, 1.173)
                                                                                                                                                               0.57 (0.400, 0.803)
                                                                      Naïve B cell
                                                                                                                                                               0.89 (0.619, 1.269)
                                                                                                                                                               0.56 (0.388, 0.817)
                    B cell                                          Macrophage M1                                                                              0.84 (0.603, 1.181)
                                                                                                                                                               0.59 (0.405, 0.846)
                                                                Activated dendritic cell                                                                       0.82 (0.581, 1.143)
                                                                                                                                                               0.64 (0.443, 0.921)
                                                                      Plasma cell                                                                              0.78 (0.558, 1.099)

Gene signatures are from the Leukocyte gene signature                                             0.0            0.5            1.0         1.5          2.0
matrix (LM22), Newman et al (2015) Nature Methods,                                                      Favors avelumab + BSC         Favors BSC alone
https://doi.org/10.1038/nmeth.3337                                                                                                                                                   45
Immune cell gene signatures suggest that cell types
                 expressing Fc receptors may contribute to outcomes
                                                                                                              Different alleles with distinct IgG1 affinity
                 Signatures with interaction term pMedian vs ≤Median
                                                                                                                       and cellular expression

                         Follicular helper T cell                                                                               FcγRIIA            FcγRIIIA
                           Activated NK cell
                                                                                                           CD                    CD32A               CD16A
    T cell                     γδ T cell                                                                   Structure

                            Resting NK cell
   NK cell                     CD4 T cell

                           Regulatory T cell                                                               Alleles           H131        R131    V158        F158
Macrophage
                               CD8 T cell                                                                  IgG1 affinity     5x106       3x106   2x105       1x105
                                                                                                           Expression
Dendritic cell         Memory activated CD4 T cell
                                                                                                            NK cells                 -                   +
                               Naïve B cell                                                                 Mono/MՓ                  +                   +
                                                                                                            DC                       +                   -
    B cell                   Macrophage M1                                                                  Basophil                 +                   -
                                                                                                            Mast cell                +                   -
                         Activated dendritic cell                                                           Eosinophil               +                   -
                                                                                                            Platelet                 +                   -
                               Plasma cell

                                                           0.0            0.5            1.0         1.5               2.0
                                                                 Favors avelumab + BSC         Favors BSC alone
                                                                                                                                                                    46
Correlation between number of high-affinity FcγR
                                       variants and outcomes with avelumab
                                       May indicate contribution of FcR-mediated antitumor mechanisms

                                                                                                              Number of loci encoding
                                                                                            Arm              high-affinity FcγR variants      HR (95% CI)
                100                                                                                           (FCGR2A and FCGR3A)
                90
                                                                                   Avelumab + BSC
                                                                                                                         ≥2                0.53 (0.384, 0.732)
                                                                                       BSC alone
                80
                                                                                   Avelumab + BSC
                70
Exploring relationships between established immune
                                                             active gene signatures and outcomes
                                                                                        ≤Median                                                                  >Median
                                                  100                                                                        100
                                                  90                                                                         90
                                                  80                                                                         80
                                                  70                                                                         70
JAVELIN-Immuno                                    60                                                                         60
26-gene signature tested in a trial
                                          OS, %
                                                  50                                                                         50
of avelumab + axitinib in renal cell
carcinoma1                                        40                                                                         40
                                                  30                                                                         30
                                                  20
                                                            HR 0.87 (95% CI 0.618, 1.222)                                    20
                                                                                                                                       HR 0.55 (95% CI 0.383, 0.796)
                                                                 Avelumab + BSC                                                             Avelumab + BSC
                                                  10             BSC alone                                                   10             BSC alone
                                                   0                                                                          0
                                                        0    2   4   6   8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40         0   2    4   6   8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40
                                              100                                                                            100
                                                  90                                                                         90
                                                  80                                                                         80
                                                  70
T cell-inflamed                                   60
                                                                                                                             70
                                                                                                                             60
18-gene signature defined in
                                          OS, %

                                                  50                                                                         50
220 patients with 9 tumor
types2                                            40                                                                         40
                                                  30                                                                         30
                                                  20
                                                            HR 0.94 (95% CI 0.673, 1.299)                                              HR 0.49 (95% CI 0.332, 0.719)
                                                                                                                             20
                                                                 Avelumab + BSC                                                             Avelumab + BSC
                                                  10             BSC alone                                                   10             BSC alone
                                                   0                                                                           0
                                                        0    2   4   6   8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40         0    2   4   6   8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40
                                                                                        Months                                                                     Months
                                                                                                                                                                                                        48
  1. Choueiri T.K, et al. J Clin Oncol 2019;37:(suppl; abstr 101); 2. Ayers M, et al. J Clin Invest 2017;127:2930–2940.
Signaling pathways that may reduce OS benefit in
                                                   patients with elevated antitumor immunity
                                                   Possible targets of combination therapy
                                                                                                  >Median and ≤Median
                                                                                                                                                HR (95% CI)

                                 JAVELIN-Immuno low                                                                                          0.87 (0.618, 1.222)
        All patients
                                 JAVELIN-Immuno high                                                                                         0.55 (0.383, 0.796)

                                                                      >Median                                                                0.59 (0.378, 0.932)
                                                       Notch
                                                                      ≤Median                                                                0.42 (0.214, 0.814)

                                                                      >Median                                                                0.59 (0.384, 0.903)
                                                       Hedgehog
                                                                      ≤Median                                                                0.43 (0.206, 0.904)

                                                                      >Median                                                                0.63 (0.388, 1.007)
                                                       TGFβ
                                                                      ≤Median                                                                0.44 (0.240, 0.801)

                                                                      >Median                                                                0.70 (0.451, 1.079)
                                                       Angiogenesis
                                                                      ≤Median                                                                0.30 (0.148, 0.628)

Pathway signatures from MSigDB Hallmark Gene Set Collection                     0             0.5           1.0            1.5         2.0
Liberzon et al (2015) Cell Systems                                                  Favors avelumab + BSC           Favors BSC alone

                                                                                                                                                                   49
Prevail (biomarker) study in advanced UC

Co-PIs:
Petros Grivas
Joshua Meeks

                Proprietary and Confidential ©AstraZeneca 2017 • FOR INTERNAL USE ONLY
Immunomodulation and TIS

Proprietary and Confidential ©AstraZeneca 2017 • FOR INTERNAL USE ONLY
52
     NEW BIOMARKER DATA COMPLEMENTARY TO MRx0518 MONOTHERAPY DATA

     As previously reported from monotherapy data in treatment-naïve patients, MRx0518:
     • increases CD8+ T cells, NK cells and antigen-presenting cells in the tumor
     • increases circulating anti-tumor cytokines and chemokines (IL-12, CXCL10)
     • changes expression of genes associated with key-anti tumor pathways (antigen presentation, interferon response)
     • increases Tumour Inflammation Signature (TIS) – an gene expression profile associated with better ICI outcomes 1,2

              All Pts                                                                                             Breast
              (n=14)                                                                                              (n=7)

                                                                                                                                                         © 4D Pharma plc
     Lythgoe et al., JITC 2020 (#805), Lythgoe et al., Ann Oncol 2021 (#543P). 1 Ayers et al., J Clin Invest 2017; 2 Damotte et al., J Transl Med 2019
53
     CLINICAL IMMUNO-STIMULATORY ACTIVITY CONSISTENT WITH PRE-CLINICAL SIGNALS

     •              On study changes in biomarkers across studies to date (KEYTRUDA® combination, neoadjuvant monotherapy study,
                    and pre-clinical) confirms MRx0518 immuno-stimulatory activity (T cell and TIS signatures)

                                            T cells signature                                                     TIS/approximated TIS signature

                    Pre-clinical samples                                    Clinical samples           Pre-clinical samples                          Clinical samples
                         5                                              8                                  8                                     9

                                                                                                                                                 8
                         4                                              6                                  7
                                                        T cells score
         T cells score

                                                                                                                                     TIS score
                                                                                               TIS score
                                                                                                                                                 7
                         3                                                                                 6
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                                                                                                                                                                        © 4D Pharma plc
54   NEXT STEPS FOR MRx0518 DEVELOPMENT

     Key Takeaways
     •   Baseline biomarkers (including TIL infiltration, TIS) have been shown to correlate with better outcomes to ICI therapy
     •   The immune changes that MRx0518 induces in tumors are similar to the profiles observed in patients with better response
         to ICIs in landmark studies in first-line settings
     •   This, paired with clinical efficacy signal observed in MRx0518 + KEYTRUDA® combination study, gives 4D pharma
         confidence taking MRx0518 into earlier lines of treatment with larger patient populations
          •   Phase II AVENU study – combination of MRx0518 and BAVENCIO® (avelumab), first-line maintenance therapy for
              urothelial carcinoma, commencing 1H 2022
          •   Additional potential earlier line settings in renal cell carcinoma and other tumor types

     Next Steps
     •   Following primary endpoint being met in Part B of study in RCC group, discuss with collaborators and 4D pharma’s
         Genitourinary Cancers Advisory Board options for progressing MRx0518 into a potentially pivotal study in ICI-refractory
         RCC patients
     •   Continue to explore studies of MRx0518 in earlier line settings

                                                                                                                                  © 4D pharma plc
55   CONTACT US

                  General enquiries: info@4dpharmaplc.com

                  Investor Relations: ir@4dpharmaplc.com

                  Clinical: clinicaltrials@4dpharmaplc.com

                                                             © 4D pharma plc
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