Millennium development goals and oral health in cities in southern Brazil
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Community Dent Oral Epidemiol 2010; 38: 197–205 2010 John Wiley & Sons A/S All rights reserved Roberto Eduardo Bueno*, Samuel Jorge Millennium development goals Moysés and Simone Tetu Moysés Pontifı́cia Universidade Católica do Paraná, and oral health in cities in Curitiba, Paraná, Brasil southern Brazil Bueno RE, Moysés SJ, Moysés ST. Millennium development goals and oral health in cities in southern Brazil. Community Dent Oral Epidemiol 2010; 38: 197–205. 2010 John Wiley & Sons A ⁄ S. Abstract – Objectives: To investigate social determinants of oral health, analysing the occurrence of associations between millennium development goals (MDG) indicators and oral health (OH) indicators. Methods: An ecological study was performed in two distinct phases. In Phase 1, MDG indicators and related covariates were obtained from the demographic census of the Brazilian Institute of Geography and Statistics, the Ministry of Health database and the 2000 Human Development Atlas, making up the whole set of independent variables. Principal component analysis was carried out for the independent variables showing the correlations among the variables comprising the main components, and generating a synthetic index allowing the performance of the cities to be known with regard to the MDG (MDG index). In Phase 2, the DMFT index (mean number of decay, missing or filled permanent teeth) and the CF index (prevalence of caries-free individuals), in 12 years old were obtained from the epidemiological survey undertaken in 2002–2003, in 49 cities in southern Brazil, and were analysed in relation to the Key words: dental caries; epidemiology; MDG index using Spearman’s correlation. Results: A statistically significant health promotion; oral health; social correlation was found for the DMFT and CF indices, respectively, with: the determinants of health MDG index (R2 = 0.49 and 0.48; P = 0.00); the socioeconomic status of the Roberto Eduardo Bueno, Alameda Butantã, population (R2 = 0.12 and 0.12; P = 0.02); the socioenvironmental characteristics 300, Zaniolo, São José dos Pinhais, PR 83025- 745, Brazil (R2 = 0.41 and 0.46; P = 0.00). Conclusions: The MDG synthetic index of the Tel.: 55 41 33835552 cities analysed and the respective components relating to their socioeconomic e-mail: roberto.edu.bueno@gmail.com and socioenvironmental status demonstrated a positive correlation with OH *Grant Holder: CAPES–Coordenação de indicators. As such, intersectoral public policies based on population strategies Aperfeiçoamento de Pessoal de Nı́vel Superior. that act on social determinants of general and oral health need to be integrated Submitted 6 November 2009; so as to impact on the MDG and OH outcomes. accepted 21 December 2009 Development (1994), the World Summit for Social Introduction Development in Copenhagen (1995) and the World At the Millennium Summit, held in September Conference on Women in Peking (1995). 2000, 191 countries committed to making efforts to The MDG are addressed to improving living meet the millennium development goals (MDG) by conditions and promoting social equity. The eight the year 2015 (1). The MDG were the result of goals are monitored by means of 18 targets with 48 complex negotiations that converged in the indicators. The goals include: (i) eradicating pov- principal commitments of a series of international erty and hunger; (ii) achieving universal quality meetings held during the 1990s, such as the primary education; (iii) promoting gender equality Environmental Conferences in Rio de Janeiro and empowering women; (iv) reducing child (1992), the Vienna Human Rights Conference mortality; (v) improving maternal health; (vi) (1993), the Cairo Conference on Population and combating HIV ⁄ AIDS, malaria and other diseases; doi: 10.1111/j.1600-0528.2010.00531.x 197
Bueno et al. (vii) improving quality of life and ensuring envi- The interconnection between health and devel- ronmental sustainability; and (viii) encouraging a opment, as thoroughly reflected by the MDG global partnership for development. The goals can statements, was reaffirmed in the document also serve as a link between the agendas of prepared by the Commission on Social Determi- governments, companies and civil society. They nants of Health which criticised the utilitarian view are extensive references for the formulation of that health is just a resource for economic devel- intersectoral public policies, aimed at social inclu- opment, arguing instead that socioeconomic con- sion, reduction of inequities, promotion of health ditions can, also, determine the health of a and quality of life of more vulnerable populations, population (2). More specifically, and having rele- with protection of the environment and sustainable vant implications for this study, it is acknowledged development. at large that socioeconomic influences play a In Chile in March 2005, the World Health relevant role in the changes observed in health Organization (WHO) launched the Commission indicators, including oral health. A study based on on Social Determinants of Health, providing sup- data from 18 industrialized countries showed that port to governments with theoretical and strategic dental services, measured in terms of the dentist– inputs for improving the health conditions and population ratio, accounted for 3% of the reduction well-being of their populations, having equity as a observed in the 12 years old mean caries preva- fundamental principle (2). lence, through the 1970s and mid 1980s, whereas The participants of the Commission defined the social factors accounted for 65% of the observed theory of Dahlgren and Whitehead as one of the reduction (9). These findings undoubtedly may references used to explain equity in health (3). challenge the still dominant biomedical paradigm According to this far-reaching theoretical model, in dentistry, because they made it explicit that equity in health is determined at different levels, socioeconomic factors, such as education levels, the ranging from the individual to the collective, percentage of economically active highly educated involving public health policies aimed at equality women and the level of social inequality were able and the strengthening of individuals and com- to explain 65% of the observed reduction of dental munities, improved access to essential services caries. These results also confirm that socioeco- and macro-economic and cultural change. nomic status is strongly related to dental caries The Division of Equity at the World Health (9–11). Organization defines health equity as the absence Emphasis has been clearly made in recent liter- of unfair, avoidable or unnecessary differences in ature on social determinants and their impact on relation to the health of a given population or health as a whole and on oral health in particular several groups, within or between countries, (8, 12–17). Political and sectorial agendas working defined by social, economic, demographic or on social determinants of health can encourage the geographic criteria (2, 4).Social disadvantages, effective fulfilment of the MDG in nations, states mainly when accumulated during childhood and and cities. It is therefore important to further analysed throughout the life course of a person, analyse social determinants of health through the can exacerbate health inequities (5–7). Inequity associations between MDG indicators and oral implies failure to avoid or overcome health health indicators. differences that breach human rights, and are deeply rooted as unfair social stratification. Health inequity can therefore be defined as a moral category engrained in political reality and Method in the negotiation of social relations of power This is an ecological study, involving the use of (2, 4). aggregated data suitable for measuring the health Widespread poor oral health is one of the most situation of human groups taken globally, and how evident expressions of inequity with regard to their health is influenced by social, environmental poverty and social and health exclusion (8). In this and behavioural conditions (18). sense, the MDG indicators are also considered to be The study was divided into two distinct phases. important measures of inequities, therefore any In Phase 1, MDG indicators were obtained from the existing progresses of MDG among populations 2000 demographic census undertaken by the can be used to guide the analysis of their health Brazilian Institute of Geography and Statistics dynamics, including oral health. (IBGE) (19), the Ministry of Health database 198
Millennium development goals and oral health (DATASUS) (20) and the UNDP Human Develop- to evaluate assumptions and limitations and to ment Atlas (21) for the year 2000. Nine MDG estimate the number of principal components from variables were selected, based on the theoretical eigenvalues. An eigenvalue can be thought of as input obtained from the review of the literature an index of variance. In principal components and also based on the availability of information analysis, each principal component yields an about 49 cities in Southern Brazil, namely: (i) the eigenvalue, which is the amount of the total percentage of people below the poverty line, variance explained by the component. The corresponding to the family per capita income of adopted criterion was what is used usually in less than ½ a minimum wage (Source: UNDP) (21); the specialized literature of the area, the test of (ii) percentage of functionally illiterate people (less larger eigenvalue than 1 (23). than 4 years of education); (iii) the ratio of illiterate The final stage in the development of an index men and women (Source: IBGE) (19); (iv) the was to integrate the set of indicators into a single mortality rate in children aged under 5 years old measure, after weighting them consistently as to (per 1000 live births); (v) the percentage of children their relative importance in explaining the features born to adolescent mothers aged in the range of of the synthetic MDG index. The index so obtained 10–19 years old (Source: DATASUS) (20); (vi) the facilitated further analysis, when the research percentage of people living in homes with access to objectives aimed at ranking the study cities. Based mains water supply and a bathroom; (vii) the on this analysis, synthetic MDG index (final scores) percentage of people having their litter collected; were calculated, per city, using the weighted (viii) the percentage of people with access to a average of the scores obtained from the factor telephone; (ix) the percentage of people with a analysis of principal components of the 15 vari- computer (Source: IBGE) (19). ables ⁄ covariates and the total variance explained In addition, six covariates associated with oral by the 3 components, using the following equation: health outcomes according to the literature on this SYNTHETIC MDG INDEX = [(score of the 1st area were also obtained and analysed, namely: (i) Component · variance of the 1st Compo- length of time, in years, the water supply has been nent) + (score of the 2nd Component · variance fluoridated (Source: Oral Health Brazil) (22); (ii) the of the 2nd Component) + (score of the 3rd Com- 1991 Municipal Human Development Index (HDI- ponent · variance of the 3rd Component)] ⁄ total M 1991); (iii) the 2000 Municipal Human Develop- variance. The synthetic MDG indices described ment Index (HDI-M 2000); (iv) Per-Capita Income performance towards achieving the MDG, in terms (Source: UNDP) (21); (v) Population; and (vi) Rate of the observational units (cities), using the regres- of Urbanization (Source: IBGE 2000 census) (19). As sion method, combining information on those they showed significant associations by bivariate dimensions of city structure which were likely to analysis, they were subsequently included in the be most important for the study hypothesis and whole analysis. developed a typology of cities based on these Factor analysis of principal components was dimensions which could be used as a basis for performed to find evidence of possible correlations assessing social determinants of health (23). between the MDG variables and to simplify the In Phase 2 of the study, the oral health indicators data by reducing the number of variables aiming at (outcome variables), the DMFT index (mean num- statistical parsimony. This analysis assumes that a ber of decay, missing or filled permanent teeth) and smaller number of variables exist subjacent to the the prevalence of 12 years old caries-free children data (components), which express what the origi- were obtained from the national epidemiological nal variables have in common. This analysis also survey undertaken in 2002–2003 (22). These enabled the validity of the variables that made up secondary data were aggregated by city. The the components to be evaluated, by informing population of the study was originally intended whether or not they load the concepts they aim to to be comprised of 50 cities located in the southern express (23). This analysis was the chosen tech- region of Brazil, which had been part of the nique for weighting and reducing various indica- probabilistic sample of the national survey, but tors to a single index of cities in this study. Also one city was excluded because of the data lacking was used to confirm the theory with regard to for the 12 years old, which is the target age of this social determinants of health. study. The final sample was therefore comprised of Principal components extraction with Varimax 49 cities, providing total for 7119 individuals aged (orthogonal) rotation through SPSS 14.0 was used 12 years old. 199
Bueno et al. A descriptive analysis was conducted to explore interquartile range of 1.9. The percentage preva- association between the oral health outcome vari- lence rate of caries-free children presented mean of ables and exposure variables. 30.7 (95% CI: 25.79–35.54); median of 31.8; standard Finally, Spearman’s correlation was applied to deviation of 17.0; and variation interquartile range the three principal components of the factor of 26.3. analysis and their synthetic MDG indices in The six included covariates demonstrated signif- relation to the 49 cities and the respective oral icant association (P = 0.00) with oral health out- health outcomes, namely the DMFT index and comes variables when bivariate analysis was the prevalence of caries-free children at 12 years performed. The principal components analysis old. explained 82.16% of the total variance of the distribution of the 15 variables ⁄ covariates in the three principal components identified (Table 1). The rotated loadings matrix (Table 2) determined Results how many and which of the 15 variables ⁄ covari- The asymmetrical distribution for the 49 cities in ables covariates were loaded in each principal Southern Brazil in 2003 of the index CPO-D to the component. 12 years presented mean of 2.8 (95% CI: 2.37–3.20); Based on the principal components analysis, the median of 2.3; standard deviation of 1.4; and components obtained were combined into a Table 1. Total variance explained by the final rotated solution, for the 15 variables ⁄ covariates of 49 cities in the southern region of Brazil, 2000 Rotation sums of squared loadings Component Total % Variation Cumulative % Socioeconomic condition 4.328 28.85 28.85 Human development and mother and child health 4.175 27.84 56.69 Socioenvironmental condition 3.822 25.47 82.16 Extraction method: principal component analysis. Table 2. Matrix of rotated components, loadings and component labels, for 49 cities of the southern region of Brazil, 2000 Principal components Human development Socioeconomic and mother Socioenvironmental condition and child health condition Population (city size) 0.862 Proportion of people having a computer 0.818 Per capita income 0.817 Ratio of literate women and men 0.696 Proportion of people having a telephone 0.671 Mortality rate among children aged under 5 years )0.864 Proportion of teenage mothers (10–19 years) )0.800 HDI-M 2000 0.769 Proportion of people below the poverty line )0.736 HDI-M 1991 0.685 Functional illiteracy rate )0.628 Urbanization rate 0.833 Proportion of households having rubbish 0.814 collection Length of time water supply has been 0.774 fluoridated (years) Proportion of households with mains 0.703 water and a bathroom Extraction Method: Principal Component Analysis. Rotation Method: Varimax with Kaiser Normalization. Rotation converged in 4 iterations. Component Scoring. 200
Millennium development goals and oral health synthetic MDG index (final score), and this made it separately, of the ‘Socioeconomic condition’ and possible to classify the cities according to an ‘Socioenvironmental condition’ components, with ordinal scale (Table 3), ranging from 1.14 (best the DMFT index and prevalence of caries-free performance) to )1.50 (worst performance) (23). children. On the other hand, no association was Spearman’s correlation (Table 4) showed a observed between these outcomes and the compo- statistically significant association of the synthetic nent relating to ‘Human development and mother MDG index of the performance of the cities and, and child health’. A statistically significant Table 3. Case summaries of oral health outcomes, principal components and synthetic MDG index (decreasing order of performance profile) in 49 cities in Southern Brazil, 2000 ⁄ 2003 Socioeconomic Human development ⁄ Socioenvironmental Synthetic Cities DMFT % Caries-free condition mother and child health condition MDG Index 1 1.06 53.48 3.76 )0.28 )0.26 1.14 2 1.39 47.15 3.72 )0.94 0.36 1.10 3 1.30 50.37 2.31 0.53 0.24 1.07 4 1.30 52.02 1.40 0.70 0.49 0.88 5 1.12 58.85 1.05 1.05 0.35 0.83 6 2.20 33.99 0.34 1.46 0.61 0.80 7 1.19 60.45 0.65 1.13 0.18 0.67 8 1.82 41.52 0.33 0.16 0.91 0.45 9 1.63 53.85 0.48 )0.09 0.97 0.44 10 2.35 34.01 )0.41 0.91 0.83 0.42 11 1.54 43.75 )0.20 0.28 1.03 0.35 12 1.41 45.45 )0.33 0.31 1.11 0.33 13 1.61 41.50 )0.35 0.17 1.22 0.31 14 1.82 40.10 0.41 0.46 0.01 0.30 15 3.33 24.08 )0.08 0.30 0.50 0.23 16 1.83 35.35 )0.84 0.35 1.22 0.20 17 1.63 42.70 )0.17 )0.22 1.05 0.19 18 0.80 62.02 )1.11 0.42 1.38 0.18 19 3.47 25.14 )0.25 0.50 0.31 0.18 20 1.34 48.10 )0.69 )0.17 1.40 0.14 21 5.81 8.51 )0.43 0.67 )0.02 0.07 22 2.55 20.78 )0.12 1.49 )1.28 0.07 23 3.00 20.00 )0.51 1.68 )1.14 0.04 24 2.85 23.60 )0.04 1.18 )1.15 0.03 25 2.11 39.81 0.14 )0.94 0.92 0.02 26 2.29 31.85 )0.35 )0.30 0.75 0.01 27 3.48 17.72 )0.48 1.46 )1.05 0.00 28 1.63 41.40 )0.27 )0.74 1.09 )0.01 29 2.98 24.66 )0.20 )0.62 0.74 )0.05 30 4.54 5.00 )0.35 0.19 0.01 )0.05 31 3.27 29.09 )1.37 0.14 1.21 )0.06 32 3.12 18.60 )0.59 0.53 )0.25 )0.10 33 4.70 13.04 )0.34 0.55 )0.59 )0.12 34 3.80 20.53 )0.04 )0.06 )0.56 )0.21 35 3.49 18.45 0.32 )0.66 )0.33 )0.22 36 2.22 34.87 )0.42 0.09 )0.52 )0.28 37 4.01 7.69 )0.51 0.43 )0.88 )0.30 38 1.36 52.66 )0.71 )1.29 1.02 )0.37 39 3.39 19.16 0.00 )1.53 0.34 )0.41 40 7.21 4.65 )0.45 0.42 )1.50 )0.48 41 4.38 4.76 )0.93 1.01 )1.71 )0.51 42 2.30 45.39 )0.74 )0.57 )0.20 )0.52 43 2.14 32.50 )0.41 )1.14 )0.03 )0.54 44 6.28 6.98 0.30 )0.80 )1.68 )0.69 45 2.43 27.50 0.37 )0.33 )2.61 )0.79 46 5.00 0.00 )0.46 )0.34 )1.86 )0.85 47 4.08 10.59 )0.29 )1.82 )1.13 )1.07 48 4.42 10.75 )0.87 )2.60 )0.43 )1.32 49 3.44 18.18 )0.30 )3.13 )1.08 )1.50 201
Bueno et al. Table 4. Spearman’s correlation between cities MDG performance and oral health outcomes Human development Socioeconomic and mother and Socioenvironmental Synthetic MDG condition child health condition Index Coefficient P Coefficient P Coefficient P Coefficient P DMFT )0.340* 0.017 )0.057 0.698 )0.644** 0.000 )0.699** 0.000 % Caries-free 0.342* 0.016 0.022 0.882 0.680** 0.000 0.692** 0.000 *Correlation is significant at the 0.05 level (2-tailed). **Correlation is significant at the 0.01 level (2-tailed). correlation was found of the DMFT and CF the DMFT index at 12 years old, as shown in indices, respectively, with: the MDG index Fig. 2. (R2 = 0.49 and 0.48; P = 0.00); the socioeconomic status of the population (R2 = 0.12 and 0.12; P = 0.02) and the socioenvironmental characteris- tics (R2 = 0.41 and 0.46; P = 0.00). Even consider- Discussion ing the exclusion of the years of water supply The limitations inherent to an ecological study, fluoridation covariate, the factor related to socio- whereby observations made at the aggregate level environmental characteristic maintained the of analysis cannot be inferred in relation to significant correlation with the oral health out- individuals, as well as the risk of cross-classifica- comes (R2 = 0.37 and 0.43; P = 0.00). tion and migration between population strata A strong correlation was observed between the must be considered when interpreting the results outcomes mentioned and the Component relating (18). Nevertheless, one of the likely limitations to ‘socioenvironmental condition’ which ex- of studies with such approach, which is the plained 41% of the variance of the DMFT index collinearity of the independent (contextual) vari- and 46% of the variance in the prevalence of ables ⁄ covariates, has been addressed and mini- 12 years old children free from caries (Fig. 1). The mized through the use of principal component synthetic MDG index explained 48% of the analysis (23). variance in the prevalence of 12 years old free The principal component analysis used in this from caries and explained 49% of the variance in study demonstrated a correlation between the Fig. 1. Correlation between socioenvironmental condi- Fig. 2. Correlation between the Final Score (municipal tion and the prevalence of 12-year-old caries-free chil- performance profile: synthetic MDG index) and DMFT dren, in 49 cities in southern Brazil, 2003. index in 12-year olds in 49 cities in southern Brazil, 2003. 202
Millennium development goals and oral health components relating to the cities’ MDG perfor- environmental, curricular and social attributes, mance, as well as covariates of interest, and the oral among others, had an oral health profile superior health outcomes. Both the overall performance of to those attending ‘unsupportive’ schools, thus the cities analysed, as measured by the synthetic resulting in a higher percentage of caries-free MDG index, and the components relating to schoolchildren. socioeconomic and socioenvironmental conditions Peres et al. (40) performed an evaluation in the demonstrated themselves to be correlated with the cities of the state of Santa Catarina on the factors oral health indicators analysed, namely the DMFT that influence the addition of fluoride to the water index and the prevalence of 12 years old caries-free supply system, this being a measure indicated by children. the literature as being predominant in caries In cities in the state of Paraná and also in prevention and the reduction of the negative Brazil, better Municipal Human Development impact of social inequalities on caries prevalence. Indices (HDI-M) have been associated with a The results indicate that municipalities with larger longer period of fluoridation of the public water populations, higher indices of child development supply and lower average dental caries experi- and lower rates of illiteracy are associated with a ence (24, 25). longer period of implementation of water A tendency of lower DMFT indices was observed fluoridation. in larger cities. The effectiveness of water fluorida- General socioeconomic and socioenvironmental tion on caries reduction is a widely accepted fact, factors have played an expressive role in explain- both by public health specialists and by the dental ing oral health outcomes (24–43). These studies community, in Brazil and internationally (26). The corroborate the findings of the present study, in reduction in DMFT rates has been attributed, that the synthetic MDG index of 49 cities in besides other important factors, to the scaling up southern Brazil explained 49% of the DMFT index of the fluoridation of the public water supply, variance in 12 years old. This is a significant especially in southern and south-eastern Brazil epidemiological result, because oral health out- (27). comes are predominantly explained by biological Baldani et al. (28) found that access of house- factors and are rarely associated with social factors. holds to treated and fluoridated water is an In the case of dental caries, a disease of multifac- important benefit, not only as a means of reducing torial aetiology and usually explained by individ- caries levels but also for alleviating the impact of ual determinants, the evidences found through this socioeconomic inequalities on caries prevalence. study can contribute towards more in-depth These authors also used education indicators such analyses of the social determinants indicated by as the illiteracy coefficient, the average number of the MDG with regard to caries experience in years of schooling and repeated school years and populations. the percentages of children aged 7–14 years not attending school, among others to show the higher prevalence of caries in cities in the state of Paraná Conclusion with the worst education indicators. Social class and degrees of hardship have been MDG indicators have significant associations with associated with dental caries, periodontal diseases, oral health indicators. Both the overall perfor- tooth loss and toothlessness in adults and children mance of the cities analysed, measured by the in the United Kingdom, Australia, New Zealand use of the synthetic MDG index, and their and Chile (16, 17, 29–34). principal factorial components in relation to In Brazil, there has been an increase in the socioeconomic and socioenvironmental conditions evidence that average caries experience follows the demonstrate themselves to be correlated to oral same international tendency in relation to social health indicators. As such, intersectoral public and health inequities faced by the population policies based on population strategies that act on (35–40). the social determinants of general and oral health Moysés et al. (38) in an evaluation of state need to be integrated. However, longitudinal schools in poor outlying districts of Curitiba studies are needed to evaluate in greater depth benefited by health promotion policies, observed the performance and the impact of the public that students attending better schools, referred to healthy policies monitored in this study using the as ‘supportive’ schools based on their physical, MDG. 203
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