Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Ne us Approaches
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Mapping Good Practice in the Implementation of Humanitarian-Development- Peace Ne us Approaches Synthesis Report Inter-Agency Standing Committee (IASC) Results Group 4 September 2021 SYNTHESIS REPORT This report provides a summary of the initiative Mapping good practice in the implementation of humanitarian-development-peace (HDP) nexus approaches carried out by IASC Results Group 4. It reflects findings across 16 countries, with individual country reports available on the IASC website.
INTRODUCTION WHAT’S INSIDE ► Operationalizing the Nexus 3 To reduce need, risk and vulnerability, increasing ► Spotlight on Peace, Gender numbers of countries are implementing the nexus and Local Actors 6 approach. This has led to a growing and diverse ► Areas for Further IASC Support 10 experience in its operationalization, lessons learned and good practice. In response to demand by IASC members, Member States and donors for operational examples, good practice and lessons learned, Results Group 4 embarked on a mapping exercise in 2021. The aim was to provide a global overview of where and how HDP nexus The mapping also covers the thematic areas of approaches are implemented, and gather good peace, gender and local actors. These themes practice and lessons learned. were selected as they are intrinsically linked to the HDP nexus and require attention in its imple- The mapping is based on the nexus definition mentation. adopted in the IASC Light Guidance on Collec- tive Outcomes. The guidance describes the HDP The mapping was conducted by a subgroup of nexus as a collective effort by humanitarian, Results Group 4, convened by OCHA in collabo- development and, where relevant and appropriate, ration with DCO, FAO, ICVA, IOM, Oxfam, PBSO, peace actors to reduce people’s humanitarian UNDP, UNFPA, WFP, WVI and the Global Protection needs, risks and vulnerabilities by working towards Cluster. The subgroup developed the concept and ‘collective outcomes’ or HDP priority areas agreed on a set of survey questions and countries. as follows: The mapping covers Afghanistan, Burkina Faso, ► Joint analysis or sharing of analyses Burundi, Cameroon, Central African Republic to obtain a shared understanding (CAR), Colombia, Democratic Republic of the of need, risk and vulnerability. Congo (DRC), Haiti, Iraq, Jordan, Lebanon, Libya, ► Articulation of ‘collective outcomes’ or occupied Palestinian territory (oPt), Somalia, HDP priority areas based on the areas of Sudan and Ukraine. greatest need, risk and vulnerability. Resident Coordinators/Humanitarian Coordina- ► Joined-up planning and program- tors (RC/HCs) in these countries were asked to ming in support of these collective consult with key stakeholders and describe the outcomes or priorities. overall HDP nexus approach; collective outcomes ► Financing that is aligned or harmonized around or other HDP priority areas; and how they engaged these collective outcomes or priorities. in joined-up planning, programming and financing The mapping follows these operational steps around these priorities. They were also asked how as the key components that have been defined peace, gender and local actors featured in the to constitute the HDP nexus. While the mapping HDP nexus approach. captures the progress made in implementing The below sections summarize the key findings collective outcomes, it is not exclusive of other based on analysis across the 16 individual country approaches that have been developed and imple- reports, outlining areas where progress has been mented at the country level. made, as well as challenges and gaps that require further support. Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 2
OPERATIONALIZING THE NEXUS Despite global guidance on the HDP nexus, more on HDP priorities in all countries. Many countries needs to be done to create a common under- used the new Common Country Analysis (CCA) standing of the nexus at the country level. The and United Nations Sustainable Development global community has invested in developing Cooperation Framework (UNSDCF) processes as nexus guidance based on lessons learned as an opportunity to define common HDP priorities, well as providing training and support to RC/ while drawing on the analysis of the Humanitarian HCs, UNCTs and HCTs, including through joint Needs Overviews and ensuring complementarity support missions (the IASC, the JSC and the with Humanitarian Response Plans (HRPs). OECD-DAC). Progress in implementing nexus approaches at the country level is evident, but Timeline for UNSDCF processes by country several countries reported challenges in creating Already Process a unified understanding of the nexus approach done in starts in among stakeholders, with diverging views and Country 2021 2022 interpretations. More work is required to famil- Afghanistan iarize stakeholders with guidance documents, in Burkina Faso combination with continued, unified support and incentives from headquarters and donors for Burundi collective approaches. Cameroon Strong multi-stakeholder engagement is Central African Republic needed to support progress across the HDP Chad nexus. Country-level efforts to implement nexus Colombia approaches are becoming increasingly collective. DR of the Congo In many countries, nexus working groups and task forces include national and local authorities; Haiti UN entities; national and international NGOs; the Iraq World Bank; and bilateral donors. Good practice Jordan in working with national and local authorities Lebanon and civil society range from a High-Level Triple Nexus Steering Committee endorsed by the Prime Libya Minister in Somalia, to the participation of national occupied Palestinian territory NGOs in the HCT in Haiti and the establishment of Somalia local-level coordination mechanisms in Colombia. Sudan Bilateral donors are increasingly engaged through nexus working groups and task forces. In some Ukraine countries, such as Burkina Faso, DRC and Haiti, individual donors have played a lead role or Collective outcomes are increasingly used to “championed” the nexus approach. support progress on reducing needs, risks and vulnerability. In 10 of the 16 countries, collective Strong advances were made in leadership, outcomes were either already used or planned sharing of analysis, common priority setting for the upcoming planning cycle to strategically (collective outcomes) and joined-up planning. RC/ guide interventions through collaboration between HCs have taken up a leadership role in initiating, humanitarian, development and peace actors. In coordinating and facilitating nexus approaches. Somalia, the strategic objectives set out in the Country teams have strengthened the sharing of HRP are aligned with those of the UNSDCF and analysis and engaged in more joined-up planning both plans reflect the agreed collective outcomes. Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 3
In Haiti and Ukraine, where collective outcomes contribute to HDP priorities (rather than based have not yet been identified, the HRP contains a on the interests and priorities of individual specific strategic objective on humanitarian-de- donors). In Burkina Faso, donors have been velopment collaboration. Collective outcomes involved in identifying HDP priorities, and they are not a prerequisite for an HDP nexus approach, are increasingly financing initiatives in line with and the mapping highlights other effective nexus these priorities in areas such as WASH, food approaches, such as in CAR, where dedicated assistance, social protection and peacebuilding. working groups are ensuring progress on HDP While several countries reported a lack of compat- priorities at the subnational level. ibility of existing financing instruments, others have developed dedicated funds (Cameroon) Collective Outcomes as of 2021 or financing agreements (Jordan) to support programming across the HDP nexus. The Ukraine Completed In progress No collective Humanitarian Fund 2020 standard allocation to or planned outcomes 0 20 40 60 80 100 Government-controlled areas required all project 0 20 40 60 80 100 proposals to contain a nexus component. Finally, 25% 38% 37% some countries, such as Afghanistan and CAR, Burkina Faso Burundi Afghanistan have made social protection a major focus of the Cameroon Central African Rep. Colombia DR of the Haiti Iraq nexus approach. Congo Libya Jordan Somalia oPt Lebanon Ukraine Sudan Many countries have highlighted an urgent need for dedicated nexus adviser capacity to coordi- nate the HDP nexus approach around analysis, There is still a need for strengthened alignment planning and programming across the HDP of programmes and projects towards HDP prior- nexus. Most countries have highlighted that the ities or collective outcomes. The mapping shows Resident Coordinator’s Office (RCO) could benefit that challenges remain in moving from nation- from dedicated nexus adviser capacity. Countries al-level coordination and planning around the highlighted the need for a person who supports nexus to designing programme-level activities at the RC in (i) convening, facilitating and coordi- the subnational level. Ensuring complementarity nating the nexus approach around analysis; (ii) of humanitarian, development and peacebuilding setting HDP priorities; (iii) supporting joined-up programmes towards common priorities does planning and programming with partners; and not require joint programming or financing. In (iv) ensuring inclusion of Government, donors, Cameroon, the early identification of “convergence NGOs and local actors in HDP priority setting and zones” or geographic focus areas has helped planning. Currently, there are very few dedicated ensure strengthened programming towards nexus adviser positions, and often they are made collective outcomes, thus increasing the impact possible only through support from donors, such on communities. In DRC, mainstreaming collec- as Sweden and the UK in DRC and Switzerland tive outcomes into provincial development plans, in Haiti, or through the UN-World Bank Humani- combined with multi-stakeholder workshops in tarian-Development-Peace Partnership Facility the most vulnerable provinces, aims to bridge in Cameroon. the gap between national-level planning and programme implementation. In Ukraine, the HDP nexus approach is driven at the local level by the UN, NGOs and local authorities through project activities supported by national-level strategic consultations. There is also a need for more targeted funding and financing of programmes and projects that Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 4
Progress in operationalizing the HDP nexus Number of countries by area of work Completed/ In progress/ Gap/ progressing requiring challenge well support Joint analysis Collective outcomes Planning and programming Financing The table above indicates progress in implementing the HDP nexus approach in the areas of joint analysis, collective outcomes, joined-up planning and programming, and financing in each country. This is meant to guide the selection of country briefs, rather than provide a ranking or comparison between countries. The information was extracted from individual country reports. Photo: OCHA/Charlotte Cans Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 5
SPOTLIGHT ON PEACE, GENDER AND LOCAL ACTORS A few countries have articulated peace-related SPOTLIGHT ON collective outcomes. While collective outcomes are not a prerequisite for an HDP nexus approach, PEACE those countries offered good practice in making peace an equal part of the HDP nexus while Efforts to operationalize a full triple nexus that preserving humanitarian space. In Burkina Faso, includes peace are at an early stage. Some a collective outcome aims to reduce conflict risk, progress has been made in involving peace actors while Cameroon’s collective outcome includes in coordination and strengthening the inclu- an objective on protection, social cohesion and sion of conflict prevention and peacebuilding in local governance. Albeit not collective outcomes, analysis, planning and programming. However, Colombia has prioritized victims of armed these efforts are limited to a few countries. The violence under the HRP and the “peace” objec- mapping features several contexts with UN multi- tive of the UNSDCF, while Iraq has made social dimensional peacekeeping or political missions cohesion a priority objective under its durable (Afghanistan, CAR, DRC, Haiti, Iraq, Lebanon, Libya, solutions framework. oPt, Somalia and Sudan) and some other conflict In mission settings, efforts were made to ensure or post-conflict contexts where peace is a key complementarity of integrated mission planning component of the nexus approach (Colombia and with humanitarian and development planning. In Ukraine). Some countries noted that the sudden Sudan, collaboration between the United Nations outbreak of conflict (Libya) or a continuously Integrated Transition Assistance Mission in fragile security situation (CAR) posed challenges Sudan (UNITAMS) and the UNCT ensured that to the implementation of an HDP nexus approach, peace issues featured prominently in the nexus highlighting the importance of interventions approach, which will be further refined throughout aimed at strengthening State authority and the country’s CCA process. In non-mission public-service delivery alongside social cohesion settings, where there may not be a dedicated and peacebuilding. Other countries reported peace-related planning document, efforts were that multi-stakeholder analysis and coordination made to ensure that activities under the HRP and contributed to building trust and facilitated access UNSDCF were conflict sensitive and designed to and assistance or programme delivery, therefore have a positive impact on social cohesion, conflict enhancing the HDP nexus approach. prevention and peacebuilding. In Lebanon, UN and All countries participating in the mapping non-UN peace and security actors were involved included peace in their joint analysis or sharing in the UNSDCF planning process. In DRC, the of data, either as part of the CCA process or United Nations Organization Stabilization Mission through a dedicated conflict analysis, as a basis in the DR Congo developed a Stabilization and for an HDP nexus approach. This is important Peacebuilding Marker, a self-rating tool to guide for ensuring that planning and programming are agencies and donors in implementing activities in informed by a nuanced understanding of the and on conflict. context. In Iraq, regular conflict analysis and Many countries mentioned the Peacebuilding guidance by a social cohesion and peacebuilding Fund (PBF) as making a critical contribution to subgroup guide the implementation of area-based the implementation of the HDP nexus. In CAR, the action plans for durable solutions. PBF supports the implementation and sustaining of the peace agreement between the Govern- Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 6
ment and 14 armed groups, making an important contribution to restoring State authority and basic SPOTLIGHT ON services, which is vital for the implementation of the HDP nexus approach. In DRC, projects GENDER under the PBF were designed on the basis of joint analysis and collective prioritization, and In most countries, a gender lens has been applied they contribute to transitional justice, dialogue to data collection and analysis, planning and and peaceful coexistence in the three HDP programming to ensure gender sensitivity and nexus focus provinces (Kasai, Kasai Central and responsiveness. For example, the assessment of Tanganyika). In Sudan, the PBF supports the re-es- the socioeconomic impact of COVID-19 in CAR tablishment of basic services, strengthening rule provides clear gender-disaggregated data relevant of law and reducing local conflicts to encourage for the nexus approach, whereas the 2021 Ukraine durable solutions for displaced persons. HRP had a Gender and Age Marker score of at least 4. Libya’s Joint Country Assessment also Several countries cite continued risk aversion includes a dedicated gender analysis, and Afghan- by bilateral donors and the World Bank as a istan issued a Gender in Conflict Analysis; both challenge towards more sustainable program- addressed gender not merely as a cross-cutting ming in volatile contexts. Donors seem to issue but as an issue considered vital for imple- acknowledge the need to support longer-term menting the overall nexus approach. DRC has a programming to test innovative approaches, but dedicated collective outcome to reduce gender- 15.7M at the same time they require detailed predictions, based violence (GBV). which sometimes cannot be made in a volatile environment. Facilitating inclusive local ownership by women’s groups is showcased in several countries. In Burundi, networks of female human rights Peacebuilding Fund by country defenders and local women NGOs are being DRC $13.94M consulted and involved in the implementation of the nexus approach at national and provincial Burkina $11.14M levels. In Jordan, the nexus approach is charac- Faso terized by Government-led initiatives, where an Haiti $10.04M Inter-Ministerial Committee was established to provide leadership, coordination and account- CAR $9.98M ability for Government action on achieving Sudan $6.8M women’s rights commitments. The committee liaises with the different levels of Government and Colombia $4.6M civil-society organizations (CSOs) on actions to be taken towards gender equality. In Colombia, Cameroon $3.64M dedicated gender working groups at national Ukraine $2M and field levels provide guidance on gender mainstreaming. Somalia $0.66M Joint efforts between UN and non-UN partners Source: PBF, April 2021. Please note that this is not a complete pave the way for gender in the implementation overview of PBF allocations in 2020 but only shows the allocations of nexus approaches. In CAR, a joint UN-EU-AU for the countries covered by the mapping. analysis of the peace process from a gender perspective was conducted as part of the CCA. In Lebanon, a joint programme supports the country on its Women, Peace and Security agenda. In oPt, efforts were made to ensure that joint Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 7
analysis and programming around the nexus approach is including a strategic objective in the are fully gender sensitive. In Sudan, dedicated HRP to strengthen national and regional Govern- gender resources in the Special Representative’s ment ownership and local responders’ capacity Office (SRO) and the RCO supported the inclu- as part of a humanitarian exit strategy in Govern- sion of gender issues into analysis, planning and ment-controlled areas from 2021-2023. programming. Government buy-in and leadership are critical GenCap support has featured in several countries to an effective and sustainable HDP nexus through the deployment of GenCap advisers and approach. In many countries, there was strong consultants as dedicated gender resources to engagement of national and local authorities. In implement nexus approaches. In Burkina Faso most countries, ministries are co-chairing or at and CAR, they supported the development of a least participating in HDP working groups or gender road map and a comprehensive gender task forces, including the ministries of human- analysis and strategy for coordinated action itarian aid; ministries of the economy, planning across the nexus. In Somalia, GenCap collabo- and cooperation; offices of the prime minister; or rated on a multi-sectoral rapid gender assessment ministries of water. Local government and munic- for identifying current gender-equality issues, ipalities were involved, particularly in countries perceptions and participation barriers among where the HDP nexus approach is focused on women’s camp committees in IDP sites and UN “convergence zones” or area-based programming, Women community structures. Sudan reported often in the context of protracted displacement the importance of dedicated gender resources in and durable solutions. In Cameroon, the HDP country, illustrating their advisers in the SRO and Nexus Task Force convenes all relevant stake- the RCO, who supported the inclusion of gender holders at the national level, mirrored by regional issues into analysis, planning and programming. groups in the Far North and Eastern Front. While the role of local actors is recognized globally, there is a need to make their key role and contributions more visible. Some countries SPOTLIGHT ON reported challenges in bringing local NGOs or LOCAL ACTORS CSOs into these forums, often due to the sheer number of such organizations. A good practice in DRC was the inclusion of national counter- In the countries that participated in the mapping, parts at local/provincial and central/ministerial the level of local actors’ involvement varies. In levels from the beginning of the design process some countries, the HDP nexus is still limited of the collective outcomes in 2019. This inclusive to international actors, such as the UN, NGOs approach has also been followed for the imple- and bilateral donors. In other countries, however, mentation of PBF projects in DRC. In Burkina Faso, coordination with national and local actors and development and peacebuilding interventions are their involvement at all stages of the process was specifically designed to strengthen the capacities a strong priority. Countries with solid strategic of regional and local authorities as well as NGOs plans and effective coordination structures, and community-based organizations, supporting combined with a bottom-up and people-centred social cohesion. Overall, local NGOs’ participation approach, such as Colombia, Iraq and Lebanon, in humanitarian coordination mechanisms has were the most successful in terms of engaging a improved significantly in recent years. In Haiti, the wide range of local actors and engaging them as HCT’s inclusion of local actors, who often do not strategic rather than implementing partners. In distinguish between humanitarian and develop- Colombia and Iraq, local area-based coordination ment activities, has ensured greater inclusion of teams are the main drivers of HDP nexus imple- local actors in HDP nexus discussions. mentation. In Ukraine, a key feature of the nexus Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 8
Engaging local actors in the nexus approach has ensured a more people-centred approach and greater accountability to affected people in some countries. For example, the UN in Lebanon is establishing an oversight body to serve as an independent mechanism for representatives from civil society and other institutions to provide broad oversight on the recovery work, and to help channel people’s perspectives and increase accountability. Photo: OCHA/Mouangue Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 9
AREAS FOR FURTHER IASC SUPPORT The HDP nexus approach aims to change the way building nexus capacity, including through the humanitarian, development and peace actors work Nexus Academy and the deployment of nexus to deliver real, lasting change for crisis-affected advisers who can support implementation people by reducing and ultimately ending humani- of the HDP nexus approach in line with the tarian need. IASC Light Guidance on Collective Outcomes. All the contexts covered by the mapping have Related to the above, the mapping shows the good practices and learning to share, and the progress made in joining up analysis and planning IASC has a key role in promoting this learning and documents in many countries, but it also shows continuing the push with all stakeholders to make the difficulty in translating global- and nation- this systems-change happen. al-level commitment into programming and financing towards commonly agreed priorities at The mapping shows that over the past few years, the subnational level. This requires implementing much progress has been made in strengthening organizations and donors to more fully commit a common understanding of the HDP nexus at to supporting commonly agreed HDP priorities the global level, which has been translated in over several years, and to adjust their monitoring a number of connected forums and guidance processes to measure progress against these documents by the IASC, the UN Sustainable Devel- priorities. opment Group (UNSDG) and OECD/DAC. This has resulted in a more diverse and collective group of ► The IASC, in collaboration with the UNSDG actors at the field level committing to and imple- and OECD/DAC, could initiate further work menting HDP nexus approaches in support of around monitoring and accountability in the national and local governments. However, more implementation of HDP nexus approaches. work is needed to disseminate existing guidance The mapping generally shows progress in at the country level. engaging national and local authorities in HDP The mapping reveals impressive efforts and nexus approaches. However, there is still some significant progress in terms of changing the way way to go in further promoting the participation humanitarian, development and peace actors work and engagement of local NGOs around commonly together, setting these systems on track to deliver agreed priorities at the subnational level. better for affected people. The progress made is ► The IASC could support inclusive workshops a collective effort, but it usually required consider- with the participation and engagement of able time and effort by individuals. The consistent local actors to enhance a common under- message across all countries covered by the standing of the HDP nexus, and support mapping is that while “mainstreaming” capacities the difficult process of translating nation- to implement the HDP nexus across organizations al-level priority-setting and planning is also required, it is not enough. Dedicated nexus into activities at the subnational level. advisers are needed, at least over the next two to three years, in order to translate the systemic The mapping highlights positive examples of and institutional shifts into a concerted effort to where peace actors, conflict sensitivity, social ensure that each activity makes a measurable cohesion and peacebuilding have been important difference in people’s lives by contributing to parts of the nexus approach without compro- commonly agreed priorities. mising humanitarian actors’ ability to deliver on their mandate. In particular, the mapping also ► The IASC should continue collaborating underlines that to achieve HDP priorities, peace- with the UNSDG and OECD-DAC to support building must be a core part of development Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 10
programming and, as such, be coordinated with in making HDP approaches gender sensitive just other activities under the UNSDCF and those by involving women’s groups as well as gender under the HRP. expertise in the form of GenCap and others in coordinating and articulating HDP priorities and ► The ongoing IASC initiative to develop related activities. In some cases, this might lead a “peace toolkit” will further contribute to to making gender-related issues, such as GBV, a strengthening the peace component in the dedicated priority for the HDP nexus. HDP nexus by providing guidance on conflict analysis, conflict sensitivity and peacebuilding. ► The recently conducted IASC review on gender in the nexus may shed The mapping also shows that many countries are further light on the good practices taking gender seriously in their implementation and lessons learned in this regard. of HDP nexus approaches. Much can be achieved Photo: UNHCR Mapping Good Practice in the Implementation of Humanitarian-Development-Peace Nexus Approaches 11
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