MANAGEMENT PRESENTATION - Monica Wallter, CEO - Lidds
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Table of content 1. Introduction to LIDDS 2. NanoZolid® with 2-HOF – Prostate cancer 3. NanoZolid® with cytostatics (DTX) 4. NanoZolid® for immunotherapy (IO) 5. NanoZolid® with STING-agonist 6. NanoZolid® with TLR9 agonist A. Appendix 2
Unique and patented technology platform in brief ONE PLATFORM PROJECTS LIDDS is a Swedish-based pharmaceutical company developing injectable drugs for cancer and other diseases based on our unique proprietary NanoZolid® technology. NanoZolid® helps solve some of Combined with anti-androgen Liproca® Depot for treatment of localized the main problems with the way drugs work in the body and which prostate cancer affect patient quality of life. Status: Phase IIb NanoZolid® enables the controlled, long-term release of drugs for up Combined with cytostatic to six months. NanoZolid® can be combined with traditional small as NanoZolid® combined with Docetaxel (DTX) well as with larger molecules. Status: Phase I study started Q1 2019 LIDDS has licensing agreements where NanoZolid® is combined with antiandrogens and in-house development in pre-clinical projects in Combined with TLR9-agonist clinical phase for cytostatics and immunoactive agents. NanoZolid® combined with TLR9-agonists Status: Pre-clinical full program ongoing Founded 2003 Combined with STING-agonist NanoZolid® combined with STING-agonists (STING) Status: Pre-clinical full program ongoing HQ Uppsala, Sweden Employees ~10 Combined with immunotherapy NanoZolid® combined with a range of IO agents in development Listing venue Nasdaq First North Status: Ongoing preclinical package 3
NanoZolid® is an innovative drug delivery platform IDEAL DRUG DELIVERY PROPERTIES ▪ NanoZolid® is a safe, flexible and functional method of delivering drugs. ▪ NanoZolid® provides effective, controlled and tailor made release of drugs with small or larger size. ▪ NanoZolid® has a broad drug formulation capability and can be formulated with substances of very different molecular characteristics. ▪ The NanoZolid® matrix with drug is reabsorbed completely in the tissue due to its water solubility. THE CONTROLLED RELEASE OF DRUG COMPOUNDS CAN BE TAILORED TO THE NEEDS OF THE PATIENT, DISEASE AND DRUGS BEING USED:
The platform can be used for a wide range of applications NanoZolid® has many applications and can be tailored to the needs of the patient, the disease being treated and the drug formulations being used. Intratumorally NanoZolid® provides a high level of efficiency by allowing cancer drugs to be injected directly into the tumor. Controlled release results in higher local impact and reduced severe systematic side effects for patients. Subcutaneously NanoZolid® can be injected subcutaneously allowing for sustained release of active drugs over an extended period of time for systematic impact and improved compliance. ✓ THE TECHNOLOGY IS CLINICALLY PROVEN WITH VALIDATED EFFECTS DURING 6 MONTHS IN PHASE II CLINICALS 5
Strong benefits for both patients and pharma industry PATIENTS PHARMA INDUSTRY Improved efficacy Improved products ‒ Higher drug effects in diseased area ‒ NanoZolid® enables higher efficiency, compliance and reduced side effects Less side effects Prolonged patent protection ‒ Minimal and controlled concentration of drug systemically – ‒ NanoZolid technology maintains competiveness with patents improving Quality Of Life until 2037 ‒ Opportunity for Life Cycle Management Less injections Re-open closed projects ‒ The sustained and controlled drug release gives higher ‒ Previously closed projects due to severe side effect or too fast compliance and Quality Of Life release of the drug can be re-opened 6
NanoZolid® – a clinically validated technology A safe, flexible and functional method of delivering drugs as a long-acting depot ▪ Intratumoral drug delivery enables a high drug load and efficacy in cancer tumors combined with small risks for systemic adverse effects - quality of life for patients ▪ Effectively reduces the number of treatments and adverse effects which in turn reduces patient discomfort, improves compliance and reduces costs NanoZolid® is formulated with APIs with different size & characteristics: ▪ Anti-androgens: 2-hydroxy-flutamide & other anti-androgen drugs ▪ Cytotoxic drugs: Docetaxel, Doxorubicin, Cisplatin, Temozolamide & other cytostatics ▪ Immuno-active agents: STING-agonists, TLR- agonists, IDO1-inhibitors ▪ Hormones: i.e Testosterone ▪ Glucocorticoids ▪ Antihistamines ▪ Polypeptides 7
Patent protection until year 2037 1 ANTI ANDROGENS – PROSTATECANCER NZ-2-HOF Liproca® Depot, 2-hydroxy-flutamide 2 CYTOTOXICS – SOLID TUMORS NANOZOLID® NZ-DTX , NZ-DOX etc PATENT PORTFOLIO Docetaxel, doxorubicin and other cytotoxic drugs 8 patent families 3 & 90 patents IMMUNO-ONCOLOGY NZ-IO-STING, NZ-IO-TLR9, NZ-IO-003, NZ-IO-004 Immuno-active molecules 4 EXTERNAL PARTNERSHIP – NZ A wide range of indications are possible 8
LIDDS’ business model 1 2 3 4 PROVEN DRUG NANOZOLID® INNOVATIVE LICENSE SUBSTANCE TECHNOLOGY PRODUCT AGREEMENTS Off patent or new API Validated in Phase II Local injection Strategic partnerships enables optimal Typically in pre-clinical phase or product design Phase I/II LIDDS’ business strategy is to use the NanoZolid® technology for three purposes: in-house drug development, for outlicensing to other pharma companies for use in their development of new drugs, and as a tool for life cycle management of established medicines. 9
Overview of current development pipeline OUT-LICENSING & PROJECT TARGET FEASIBILITY PRECLINICAL PHASE I / II PHASE IIb AGREEMENTS In-house drug development Out-licensed to China - Licensing NZ-2-HOF Prostate cancer ✓ ✓ ✓ 2017-2019 to ROW during / after Phase IIb NZ- DTX Malignant tumors ✓ ✓ ✓ Out-licensing after Phase I Out-licensing after preclinical NZ-IO- STING Malignant tumors ✓ ✓ phase NZ-IO-TLR9 Malignant tumors ✓ ✓ Out-licensing after Phase I NZ-IO-003-004 Malignant tumors ✓ NZ-DOX Malignant tumors ✓ NanoZolid® constitutes the bedrock for building a broad portfolio of pharmaceutical projects, which diversifies risk and provides good prospects for future revenue 10
Table of content 1. Introduction to LIDDS 2. 2. NanoZolid® with 2-HOF – Prostate cancer 3. NanoZolid® with cytostatics (DTX) 4. NanoZolid® for immunotherapy (IO) 5. NanoZolid® with STING-agonist 6. NanoZolid® with TLR9 agonist A. Appendix 11
NZ- 2-HOF LIDDS treats prostate cancer locally ▪ Clinical studies shows Liproca® Depot has enhanced effects at higher doses, without the hormonal side effects that are common with oral treatment. ▪ Phase I/II clinical trials with Liproca ®Depot is reported in 57 patients with good results on PSA biomarker, tumor tissue and prostate volume ▪ Industrial scale production - NZ-2-HOF at Recipharm ▪ LPC-004 status- Safety and tolerability confirmed after Part I - entered into Part II in Q3/18 ▪ Phase IIb study ongoing – results in mid 2019 ▪ Out-licensed to China ▪ Out-licensing to ROW during / after Phase IIb 12
NZ- 2-HOF Local treatment strategy Traditional systematic treatment Treatment with LIDDS ALL BODY EXPOSED LIDDS TARGETS ONLY THE ORGAN Chemical castration & anti androgen therapy side LIDDS’ drug candidate is injected directly into the effects: tumour ▪ Loss of libido & Erectile dysfunction ▪ Provides a pre-determined, controlled and long-term effect on ▪ Hot flushes the tumour ▪ Gynaecomastia and breast pain ▪ Increase in body fat & Muscle wasting ▪ Anemia ▪ Decrease in bone mineral density Side effects are fully avoided or significantly reduced ▪ Cognitive decline 13
NZ- 2-HOF PSA reduction %: LIDDS dose/effect prediction in Phase Ilb study based on previous studies n = 60 patients with local prostate cancer LPC-002 (700mg) 6 months LPC-0031 (900mg) 2 months LPC-0032 (1,700mg) 2 months LPC-004 (2,000mg) simulated LPC-004 (4,000mg) simulated 14
NZ- 2-HOF The global prostate cancer drug market is estimated to ≥ 8 billion USD in 2022 1,300,000 Global prostate cancer market Patients diagnosed per year1 $8.3bn in 20234 Every fifth man Will be diagnosed 20302 5% 250,000 patient share Liproca® Depot yearly sales: Dies every year3 ≥ $1,000m 15 Source: (1) World Cancer Research Fund, 2018, (2) Cancer Research UK, (3) Prostate Smart, (4) PharmaPoint: Prostate Cancer - Global Drug Forecast and Market Analysis to 2023.
Table of content 1. Introduction to LIDDS 2. NanoZolid® with 2-HOF – Prostate cancer 3. 3. NanoZolid® with cytostatics (DTX) 4. NanoZolid® for immunotherapy (IO) 5. NanoZolid® with STING-agonist 6. NanoZolid® with TLR9 agonist A. Appendix 16
NZ- DTX Lung cancer and solid tumors Preclinical study shows that NZ-DTX is as efficient as systemic docetaxel in reducing tumor growth but with far less side effects ▪ Docetaxel is a commonly used chemotherapy: Breast, head and neck, gastric, prostate and non small cell lung cancer (NSCLC). ▪ Monotherapy or in combination with different drugs to optimize effects: - Neoadjuvant NZ-DTX before surgery/radiation - Treatment at diagnosis of tumor - Palliative therapy - Combination with systemic drugs, e.g. cytostatics / I-O - Phase I Study started 2019, Scandinavian sites 17
NZ- DTX Promising potential of a focal treatment with docetaxel in non-small cell lung cancer & solid tumors Lung cancer 310,000 230,000 Diagnosed in $37bn Diagnosed in US2 EU283 global market1 CAGR of >13% until 20231 >540,000 individuals are diagnosed with lung cancer in the EU28 and the US 18 Source: (1) Lung Cancer Market Research Report – Global Forecast to 2023; (2) American Cancer Society, 2018; (3) Lung Cancer Europe, GLOBOCAN 2012.
Table of content 1. Introduction to LIDDS 2. NanoZolid® with 2-HOF – Prostate cancer 3. NanoZolid® with cytostatics (DTX) 4. 4. NanoZolid® for immunotherapy (IO) 5. NanoZolid® with STING-agonist 6. NanoZolid® with TLR9 agonist A. Appendix 19
NZ-IO Immuno Oncology (IO) – a major opportunity for LIDDS Providing an intratumoral sustained release immuno-modulating treatment that increases response rates while minimizing side-effects Several preclinical projects ongoing, including NZ-STING and NZ-TLR9 20
NZ-IO Intratumoral Immunotherapy: Acting locally for systemic efficacy INTRATUMORAL INJECTION Local treatment Distal effects Intratumoral injection with Systemic anti-tumor Nanozolid formulated drug immunity in non-injected to stimulate immunity tumors 21
NZ-IO Providing a local immuno-modulating treatment that increases response rates while minimizing side-effects COMBINATION THERAPY IS THE FUTURE “Emphasis on combination strategies continues to resonate throughout the scientific community and has been highlighted at several recent PERCENTAGE SURVIVAL conferences. During Immunotherapy Immunotherapy World (January 2017), it was even combination stated that the field would ultimately Increased response rates and long-term move “entirely” to combination survival therapies.” - Erin Newburn MS, PhD Immunotherapy monotherapy The future of these drugs is in combination strategies […] And, most Increased long- Traditional of the data that are leaking out of term survival therapies ASCO and other meetings are looking at combinations. - Benjamin P. Levy, Clinical Director of Control Medical Oncology at Kimmel Cancer Centre TIME FROM TREATMENT 22
NZ-IO Intratumoral Immunotherapy: Leveraging the potential with NanoZolid® 23
NZ-IO Intratumoral Immunotherapy ▪ Local, intratumoral immunotherapy enables the use of potent immune stimulating agents (e.g. STING agonists, TLR-agonists) that can be combined with check point inhibitors or other IO drugs ▪ Local immune stimulation can induce systemic anti-tumor immunity ▪ Possibility to turn “cold tumors” into “hot tumors” that can respond to checkpoint inhibition treatment ▪ NanoZolid ® formulated local acting immunotherapies offers greater treatment options, higher efficacy, increased patient friendliness and greater healthcare penetration ▪ Enables treatment of deep-lying tumors which can be more immunologically representative of primary and metastasizing tumors (e.g. lung, brain, colon, prostate, gastric cancers etc.) ▪ NanoZolid ® technology enables the potential of intratumoral immuno-therapy by providing a practical, efficacious and patient- friendly drug delivery technology 24
Table of content 1. Introduction to LIDDS 2. NanoZolid® with 2-HOF – Prostate cancer 3. NanoZolid® with cytostatics (DTX) 4. NanoZolid® for immunotherapy (IO) 5. 5. NanoZolid® with STING-agonist 6. NanoZolid® with TLR9 agonist A. Appendix 25
NZ-STING NanoZolid® - STING (NZ-STING) STING - Stimulator of interferon genes ▪ Highly promising agent for immune stimulation ▪ Local activation of STING in tumors leads to potent tumor regression and systemic immunity ▪ Activators of STING have the potential to make more cancers respond to immunotherapy ▪ Actively pursued by BMS, Merck, GSK, Novartis and others ▪ STING must be administered intratumorally due to severe systemic side effects 26
NZ-STING Working hypothesis ▪ STING agonist treatment is effective when administered in the right way ▪ For better safety: • A slow (and controlled) intratumoral release resulting in low risk for systemic side effects • Fewer injections avoid risks for complications ▪ NanoZolid formulations makes STING agonists practical for treatment: • Single injection active up to several months • Especially important for tumors not suitable for multiple injections • NanoZolid depot is visible with x-ray and ultra sound equipment to confirm correct injection • Reduced cost for treating hospitals • Better patient compliance and convenience ▪ Major commercial opportunity 27
NZ-STING NZ-STING- extensive preclinical programme Syngeneic preclinical animal models were used at a qualified European CRO: A single NZ-STING injection was equal or better to reduce tumor growth versus three repeated standard STING injections ▪ Verified efficacy in different syngeneic models ▪ Safe and well tolerated ▪ Potential to leverage NanoZolid® technology in highly competitive and promising field ▪ Patent application submitted for NZ-STING 28
Table of content 1. Introduction to LIDDS 2. NanoZolid® with 2-HOF – Prostate cancer 3. NanoZolid® with cytostatics (DTX) 4. NanoZolid® for immunotherapy (IO) 5. NanoZolid® with STING-agonist 6. 6. NanoZolid® with TLR9 agonist A. Appendix 29
NZ-IO-TLR9 TLR9 agonist project ongoing and plan for Phase I ▪ LIDDS has performed pre-clinical studies with promising results using a TLR9 agonist formulated with NanoZolid® ▪ A preclinical programme is ongoing to broaden the results obtained to date ▪ Currently preparing for a Phase I clinical trial using NanoZolid® combined with a TLR9 agonist ▪ Planned start for clinical Phase I trial in 2020 ▪ Major commercial opportunity ▪ The most relevant target cancers for the TLR9 project are head and neck cancer, prostate cancer and lymphomas. These cancers are diagnosed in around 2 million patients each year. 30
NZ-IO- STING/TLR9 Local immunotherapy with NanoZolid® provides several advantages vs standard injections Standard STING/TLR9-injection NanoZolid STING/TLR9 depot ˣ Frequent injections ✓Up to once every 3 to 6 months ˣ Superficial tumors Vs. ✓Superficial and deep-lying tumors ˣ Limited patient population eligible ✓Greater options regarding treatment and including poor ˣ Limited tumor residence time status patients ˣ Includes high costs and resources ✓Long-term immune stimulation in specialized hospitals ✓Less costs and resources needed 31
Significant value inflection points ahead EXPECTED Q1 2019 – Q2 2019 EXPECTED Q3 2019 – Q4 2019 ▪ Start of Phase I study NZ- DTX-001 ▪ Concluding the Phase IIb study ✓ and first patient in ▪ Update on NZ-DTX-001 ▪ Preclinical research program NZ-IO- STING ▪ Update of NZ-IO projects ▪ Preclinical studies NZ-IO- 002-004 ▪ New NZ-projects ▪ Status update of NZ-2HOF, LPC-004 EXPECTED 2020 ▪ Organization Expansion ▪ Listing of the company’s shares on Nasdaq Stockholm’s Main Market 32
Table of content 1. Introduction to LIDDS 2. NanoZolid® with 2-HOF – Prostate cancer 3. NanoZolid® with cytostatics (DTX) 4. NanoZolid® for immunotherapy (IO) 5. NanoZolid® with STING-agonist 6. NanoZolid® with TLR9 agonist A. A. Appendix 33
A. APPENDIX Shareholder list Shareholders as per 31 December 2018 Number of shares Capital Votes Wikow Ventures AB (Lars Wikander) 1,955,048 8.48 % 8.46 % Daniel Lifveredson through companies 1,914,393 8.30 % 7.63 % Nyenburgh Holding B.V. 1,521,355 6.60 % 7.01 % Bengt Sporre 923,567 4.01 % 4.01 % Recipharm Venture Fund AB 714,285 3.10 % 3.10 % Gunvald Berger 571,258 2.48 % 2.48 % BWG Invest Sàrl (William Gunnarsson) 531,000 2.30 % 2.32 % Henry Dunkers Donationsfond & Stiftelser 412,314 1.79 % 2.30 % Hans Lennernäs with company 373,268 1.62 % 1.64 % Arena Invest AB (Roberth Emanuelsson) 318,471 1.38 % 1.38 % Sub total 9,234,959 40.06 % 40.06 % Others 13,816,229 59.94 % 59.94 % Total 23,051,188 100.0 % 100.0 % SEK >200 million Since LIDDS was founded in 2003, more than SEK 200 million has been invested into the company and the development of the NanoZolid® technology platform. 34
A. APPENDIX Income statement (TSEK) Oct-Dec 2018 Oct-Dec 2017 Jan-Dec 2018 Jan-Dec 2017 Other sales 0 434 7,763 1,029 Gross income 0 434 7,763 1,029 Other external expenses -2,383 -1,561 -6,916 -4,588 Personnel expenses -994 -1,085 -3,150 -3,124 Impairment of intangible assets -1,577 0 -1,577 0 Total costs -4,954 -2,646 -11,643 -7,712 Operating profit -4,954 -2,212 -3,880 -6,683 Financial items 14 1 133 14 Profit for the period -4,940 -2,211 -3,747 -6,669 35
A. APPENDIX Balance sheet (TSEK) 2018-12-31 2017-12-31 ASSETS Fixed assets Capitalized development costs 123,002 101,091 Patent 12,746 13,189 Total intangible assets 135,748 114,280 Total tangible assets 50 0 Total fixed assets 135,798 114,280 Current assets Short-term receivables 1,439 1,245 Cash and cash equivalents 26,139 15,286 Total current assets 27,578 16,531 Total assets 163,376 130,811 EQUITY AND LIABILITIES Equity 158,517 127,250 Short-term liabilities 4,859 3,561 Total equity and liabilities 163,376 130,811 36
A. APPENDIX Cash flow statement (TSEK) Oct-Dec 2018 Oct-Dec 2017 Jan-Dec 2018 Jan-Dec 2017 Cash flow from the operating business -4,297 -1,345 -1,066 -10,715 Cash flow form investment activities -7,097 -4,066 -23,096 -14,079 Cash flow from financing activities 0 1,000 35,015 21,399 Cash flow for the period -11,394 -4,411 10,853 -3,395 Cash position at the beginning of the period 37,533 19,697 15,286 18,681 Cash position at the end of the period 26,139 15,286 26,139 15,286 37
A. APPENDIX Board of directors JAN TÖRNELL MARIA FORSS Chairman of the Board since 2015 Board member since 2015 Holdings: 33,142 shares, 250,000 warrants Holdings: 18,100 shares, 150,000 warrants 15 years of experience in executive roles in the pharmaceutical industry in Master’s degree in Economics from the School of Business, Economics and various countries. Professor with medical background. CEO of Oncorena AB Law and Concordia University, Montreal. Active as VP Business Development and AB Innoext. Former Vice President of Global Strategy for AstraZeneca & Global Marketing at the Swedish listed company Vitrolife since 2012. Maria Oncology & Infection. Professor of Physiology at the Sahlgrenska Academy. Forss has for 20 years worked with product development, business Chairman of Glactone Pharma AB and board member of Diaprost AB. Partners development and marketing of pharmaceutical products in global roles at in P.U.L.S. and member of the investment committee. Born 1960. AstraZeneca, as well as in the virtual company DuoCort, where she as CEO and project managers had been instructed to take a new drug from clinical trials to regulatory approval and sales of the company. She has experience in product development of medicines from early phase to commercialization, and from several board positions in the pharmaceutical and medical DANIEL LIFVEREDSON technology companies. Born 1972. Board member since 2017 Holdings: 1,759,492 shares, 200,000 warrants M.Sc. in Engineering, Industrial Economy, Chalmers tekniska högskola in Gothenburg. CEO and owner of Excore AB, specialized in counseling in connection with corporate transactions in the segment of medium-sized companies. Long experience in international business. Daniel Lifveredson is ANDERS BJARTELL engaged as a partner in several companies. Born 1976. Board member since 2015 Holdings: 18,100 shares, 150,000 warrants Professor and chief of urology at Skåne University Hospital since 2006. PhD in Medical cell research. European specialist degree in Urology. Visiting investigator at Memorial Sloan-Kettering Cancer Center in New York, 2005- INGALILL FORSLUND LARSSON 2007. Associate Editor of European Urology, 2005-2012. Responsible for Board member since 2015 clinical trials in prostate cancer at the urology clinic SUS Malmö since 2007. Holdings: 10,000 shares, 125,000 warrants National Principal Investigator for several new drugs for prostate cancer in recent years. Research group leader for urological cancer research at the Economist with specialization in Marketing from the University of Uppsala. Leg. Institute for Translational Medicine at Lund University. Published over 200 Midwife. Many years of sales and marketing responsibility in the original scientific articles. H-index 39. Have experience in board work in pharmaceutical industry, incl. business responsibility for Urology, Global European Urology, foundations and life science. Born 1959. Marketing at Ferring Pharmaceuticals. several commercial roles at AstraZeneca incl. responsible for a number of product launches. Senior Consultant at Lisberg Executive Search and Boyden International. CEO of a private real estate and consulting company. Board experience from several life science companies. Born 1954. 38
A. APPENDIX Senior executives and management MONICA WALLTER CEO Holdings: 20,019 shares, 125,000 warrants MARTIN JOHANSSON International Diploma in Marketing & Economics from University of Lund, Head of preclinical R&D in immunotherapy Sweden. Former CEO of Ellen AB (publ) from 2008 to 2014 and CEO of Probi Holdings: 500 shares, 25,000 warrants AB (publ) 2000-2003. Senior international management positions in Pharmacia between 1986-1995. Heading several business areas as Global M.Sc. chemical engineering Lund University, Ph.D. and associate professor in Category Director at Pharmacia & Upjohn during 1996-2000. organic chemistry at Lund University. 17 years of experience in medicinal chemistry and preclinical research and development. Formed Chief Scientific Officer with Respiratorius and senior research scientist at AstraZeneca Discovery R&D.. Project manager for Glactone Pharma. BENGT NORVIK CFO Holdings: 33,274 shares, 25,000 warrants Accountant from the University of Uppsala. Former CFO of Know IT AB (publ), MARKUS THOR Pargon AB and AB Upnod. Bengt runs his own business Markett Head of Business Development Affärsutveckling AB, which provides consulting services in economics and Holdings: 0 shares, 0 warrants finance. Bengt has experience from both listed as start-ups in Life Science, IT industry and commerce. MBA from Stockholm School of Economics and M.Sc. in Chemistry from Umeå University. 25 Years of experience in the pharmaceutical industry with positions within business development and R&D including Vice President & STEFAN GRUDÉN Head of Business Development at Biovitrum AB, Chief Business Officer at Kancera AB and Senior Scientist at Pharmacia. Director of pharmaceutical R&D Holdings: 500 shares, 25,000 warrants Pharmacists, M.Sc. Pharm., From Uppsala University. 17 years experience in pharmaceutical research and development, including 15 years in senior services and Pharmacy Manager both Galenica and Orexo. Participated in the CHARLOTTA GAUFFIN development of over 50 projects, of which more than a third have been upscaled. Head of Clinical Trial Management Holdings: 0 shares, 0 warrants NIKLAS AXÉN Master of Science M.Sc. and Ph.D. in organic chemistry from Uppsala University. Director of Biomaterials & Devices About 20 years of experience in the pharmaceutical industry, within research Holdings: 70,000 shares, 25,000 warrants and clinical development. Has held senior clinical project management positions at Quintiles and Q-Med/Galderma, with experience from a range of M.Sc. Engineering Physics at Uppsala University, PhD and Associate Professor indications within drug and medical device development. of Materials Science at Uppsala University. Niklas Axen has previously worked in product development at De Beers and Hemapure, and has been in charge of R & D including Cerbio AB, Doxa AB and AB OrtoWay. 39
A. APPENDIX Overview of LIDDS’ patent portfolio PATENT PATENT US EU REST OF THE WORLD 1 / 2004 Bioceramic compositions Approved Approved Not filed Aus, Can, Chi, Jap, Mex, Russ, S Kor, 2 / 2006 Method to treat prostate cancer Approved Approved Nor, Afr, Isr, Ind, Aus, Can, Chi, HK, Jap, Mex, Russ, S Kor, 3 / 2007 Slow local drug release Approved Approved Isr, S. Afr, Ind, Aus, Can, Chi, Russ, Isr, Jap, Mex, S 4 / 2009 Mixing tool suspensions Approved Approved Korea, Ind, S. Afr Aus, Can, Russ, Jap, HK, Mex, S.Kor, Ind, 5 / 2009 Steering of curing Approved Approved Isr, S. Afr 6 / 2016 Manufacturing process Approved Approved - 7 / 2017 NanoZolid + STING - Filed - 40
Thank you! Monica Wallter, CEO LIDDS AB monica.wallter@liddspharma.com 41
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