INTEGRATED HUMAN SETTLEMENTS - FIVE-YEAR PLAN JULY 2012 - JUNE 2017 2016/17 Review
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Contents ABOUT THIS SETTING THE UNDERSTANDING PLAN SCENE THE CURRENT REALITY 10 18 CATALYTIC IMPROVING Creating PROJECTS EXISTING LIVING new living ENVIRONMENTS environments 26 30 40 PARTNERING ADDITIONAL FOR STRATEGIC IMPROVEMENT INITIATIVES 52 56 DIRECTORATE STRUCTURE AND LEGISLATION FUNCTIONS AND PLAN INTEGRATION 64 70 FUNDING ANNEXURES 76 80 Denotes: National Development Plan Objectives delivered More online
Vision & Mission OF THE CITY OF CAPE TOWN Spearheading this resolve is a focus on infrastructure The vision of the City of Cape Town investment and maintenance to is threefold: provide a sustainable drive for economic growth and • o be an opportunity city that T development, greater economic creates an enabling environment freedom, and increased for economic growth and job opportunities for investment creation, and to provide help to and job creation. THE OPPORTUNITY those who need it most. CITY • o deliver quality services to all T To achieve its vision, the City of Cape Town is building on the Pillar 1: Ensure that Cape residents. strategic focus areas it has Town continues to grow as • o serve the citizens of Cape T identified as the cornerstones an opportunity city. Town as a well-governed and of a successful and thriving city corruption-free administration. and which form the foundation of its five-year Integrated Development Plan. These are as follows: the safe the CARING city city Pillar 2: Make Cape Town Pillar 3: Make Cape an increasingly safe city. Town even more of a caring city. In striving to achieve this vision, the City’s mission is to: • c ontribute actively to the development of its environmental, human and social capital; the INCLUSIVE the WELL-RUN • ffer high-quality services to o city city all who live in, do business in or visit Cape Town as Pillar 4: Ensure that Cape Pillar 5: Make sure tourists; and Town is an inclusive city. Cape Town continues • e known for its efficient, b to be a well-run city. effective and caring government. These five focus areas inform all the City of Cape Town’s plans and policies.
ABOUT THIS PLAN The aim of the Integrated Human Settlements Five- Year Plan is to offer the reader an understanding of the challenges and opportunities facing the City of Cape Town in terms of providing for the housing needs of its steadily growing and increasingly urbanised population, as well as the vision and strategies of the City’s Human Settlements Directorate. This plan is closely aligned with, and contributes to, the City of Cape Town’s overarching five-year Integrated Development Plan and has been developed to enable the realisation of the City’s five key strategic pillars or focus areas. This 2016/17 review is the last in the series of reviews for the five-year period July 2012 to June 2017. Just as the Human Settlements Directorate does not operate in isolation from the rest of the City of Cape Town, this plan should be read in the context of the greater vision and objectives of the current administration. In this way, it forms but one component of a suite of plans, publications and reports that the City produces annually. These include the following: The five-year Integrated Development Plan (2016/17 review) The integrated annual report 2015/16 The 2015/16 – 2017/18 budget Each of these publications offers its readers or other City stakeholders comprehensive information and data on the components of the City’s five strategic pillars that may be relevant to them. While this means that each publication can be read independently of the others, the suite of books should preferably be considered in its entirety to gain a comprehensive understanding of the City’s planning, performance and budgeting structures.
Vision & Mission OF THE HUMAN SETTLEMENTS DIRECTORATE The vision of the Human Settlements Directorate is to contribute to and lead the City of Cape Town’s development of sustainable integrated human settlements by improving the overall living and built environment of communities in Cape Town, balancing quantity and quality DEFINING THE VISION housing opportunities, and placing a specific focus on improving the livelihood of the poor. Contribute: Lead: The responsibility to achieve The Human Settlements integrated sustainable human Directorate is the institutional settlements rests with the entire entry point for co-ordinating City, and not just with a single integrated human settlements. The mission of the human directorate. settlements directorate is: • o facilitate and develop T sustainable integrated human settlements. • o integrate the delivery of T housing opportunities with the objectives and deliverables of Living and built Balancing the rest of the City, thereby environment: quantity and ensuring that these contribute to the creation of a compact city The strategic focus is the quality: improvement of both the While the drive to accelerate and optimal use of facilities. living and built environment the delivery of more housing to achieve National Human opportunities (quantity) will • o improve informal settlements T Settlements Outcome 8 and continue, there is an equally and backyard precincts related objectives, as required important drive to pursue incrementally and create a by both the Human Settlements quality-of-life objectives better-quality living Development Grant and relating to improved human environment, rather than merely the Urban Settlements settlements. These include providing shelter. Development Grant. reducing travelling time and costs from residential • o manage and maintain the T areas to places of economic City’s rental assets strategically. Improving the and recreational amenities; • o lead in the social and T livelihood of providing community facilities in new and existing economic development of the poor: settlements; the in situ disadvantaged areas to ensure This requires a people-centred, upgrade and improvement of that quality of life and the partnership-based service informal settlements at scale, environment are improved. delivery process that addresses and ensuring and promoting the essential issues of safety • o promote and ensure T medium-density housing in and security, tenure restoration well-located and appropriate meaningful partnerships with and protection, meaningful areas within the urban core, business and community-based stakeholder relations, and along transport corridors and in stakeholders. the effective provision and economic nodes. maintenance of basic services.
Message from THE MAYORAL COMMITTEE MEMBER FOR HUMAN SETTLEMENTS The provision of integrated and The high numbers of people who continue integrated approach would be required. In sustainable housing to settle in Cape Town every year in search of response, it developed its Integrated Human opportunities is a better life for themselves and their families Settlements Framework, which has been acknowledged as makes the delivery of housing opportunities designed and implemented to underpin the vital foundation for all an ongoing challenge. However, this an innovative, long-term integrated human on which all citizens administration has always embraced this settlements plan for Cape Town and ensure the of Cape Town can challenge and remains absolutely committed City provides holistic, accessible and working build the lives and futures they to delivering suitable housing for all in solutions to its many housing challenges, most deserve. Cape Town. notably rapid urbanisation. Over the past five years, such housing delivery Importantly, this integrated human settlements has emerged as one of the key measures of framework is underpinned by a transversal the City’s effectiveness in realising its stated management approach that has been enabled by strategic objectives of making Cape Town a the comprehensive restructuring of the Human caring, opportunity, safe, inclusive and well- Settlements Directorate and a commitment to run city. So, while every aspect of the City’s partnering with all other areas and directorates Integrated Development Plan is considered of the City to deliver holistic housing, transport, a priority, the provision of integrated and services that work together to drive the and sustainable housing opportunities is creation of real opportunities for all. acknowledged as the vital foundation on which This transversally managed, highly integrated all citizens of Cape Town can, and will, be able human settlements framework, and its associated to build the lives and futures they deserve. plans, is already delivering significant results for Given this prioritisation of housing delivery for all the City and for the people of Cape Town, as Capetonians, the City has deliberately evolved evidenced by the numerous industry awards and its approach to housing in recent years, from accolades garnered by the City and the Human one that focuses purely on building houses, Settlements Directorate since its implementation to one that serves to fundamentally improve in late 2013. These have included numerous the living circumstances and environments Provincial and National Govan Mbeki Awards, of the people of Cape Town. To achieve that, in both 2014 and 2015, for many of the City’s and deliver the estimated 652 000 additional housing projects as well as recognition by such housing opportunities that will be required by esteemed associations as the South African 2031, the City’s Human Settlements Directorate Institute of Civil Engineering and The South recognised that a more sustainable and highly African Housing Foundation. 6 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
While the City of Cape Town has never area densification, unlocking new areas for approached any of its commitments with the housing development, and ensuring that low primary purpose of garnering recognition, income households have more opportunities these independent awards certainly serve to to participate in the housing market. validate the effectiveness of our integrated The groundwork for the sustainable delivery framework approach to human settlements of these programme outcomes has been laid and bolster already high levels of confidence we and this administration is determined to deliver have in its ability to deliver continued success steady progress in transforming the spatial form in the coming years. of our city from one divided and segregated This final review of the five-year plan represents as a result of the legacy of apartheid to one both the culmination of this evolution from unified and integrated through appropriate, housing to integrated human settlements, opportunity-oriented development. as well as the beginning of an exciting new Over the past five years, the City of Cape Town chapter in the history of Cape Town. One of Human Settlements Directorate has shown that, the key outcomes of the Human Settlements together, we really can make progress happen Directorate’s comprehensive review and for the benefit of all Capetonians. And with the restructuring of its operations over the past support and partnership of the people of Cape two years was the identification of a number of Town, we are determined to continue to do so key programmes that must be prioritised if the in the years to come. City is to deliver on its commitment to create sustainable human settlement opportunities for all its people. These programmes are outlined in more detail in this review document, but they focus primarily on continued upgrading of existing informal settlements, supporting and COUNCILLOR Benedicta VAN MINNEN enabling backyard dwellings to meet growing Mayoral Committee Member for Human housing demand, promoting household and Settlements INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 7
Message from THE EXECUTIVE DIRECTOR OF HUMAN SETTLEMENTS Previously our five-year strategic As we enter the last phase of our current opportunities for residents of Cape Town plans were informed five-year plan, our focus is even more without much emphasis on the integration by a need to concentrated on the implementation of the aspect. deliver housing Integrated Human Settlements Framework opportunities for As the City of Cape Town we take a leaf from (IHSF), as outlined in our previous five-year residents of Cape UN Habitat, who defines human settlements plan review. This implementation process Town without much as; has largely been marked by the current emphasis on the ‘The totality of human community… with all restructuring of the Directorate into four integration aspect. strategic business units (SBUs), i.e. social, material, organisational, spiritual and cultural elements that sustains it’ • Shared Services, Monitoring and Support; • New Market Development; This means our integrated human settlements • Informal Markets; and must be well managed entities in which • Property and Rental Transfers. economic growth and social development are in balance with the carrying capacity of Underpinning this restructuring is a move the natural systems on which they depend towards a transversal style of management for their existence and result in sustainable that will enable the increased delivery of development, wealth creation, poverty integrated human settlements, as informed alleviation and equity. As outlined in the IHSF, by our mandate. the City needs to shift its delivery emphasis Previously our five-year strategic plans away from providing formal give-away houses were informed by a need to deliver housing to providing access to well-located land, 8 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
good quality municipal services, improving we have implemented in the early years of the public environment and supporting our five-year plan, including the delivery of households to build their own houses. basic services to backyarders and informal settlements, the People’s Housing process The key strategic shifts in this IHSF are and re-blocking, among others. motivated by four themes, namely: • helping to address poverty; While we anticipate challenges of varying • innovation and sustainability; nature in this strategic shift, we believe with • partnerships; and buy-in from the community and our staff, • transforming the Directorate’s turnaround progress will be possible. strategy into a new approach to housing needs. This shift in strategy, however, does not mean our commitment to previously planned projects has waned. We will continue our DR IVAN Bromfield commitment to other strategic initiatives that Executive Director: Human Settlements INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 9
Setting the scene Achieving success through an integrated human settlements approach 12 Key themes for an integrated plan 14 Theme 1: Helping to address poverty 14 Theme 2: Innovation and sustainability 14 Theme 3: Partnerships 15 Theme 4: Transforming the Directorate’s turnaround strategy into a new approach to housing needs 17 10 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
2016/17 REVIEW INTEGRATED HUMAN SETTLEMENT Five-year PLAN 11 ANNEXURES FUNDING LEGISLATION AND DIRECTORATE STRUCTURE ADDITIONAL STRATEGIC PARTNERING FOR CREATING NEW IMPROVING EXISTING MEGA OR CATALYTIC UNDERSTANDING SETTING THE PLAN INTEGRATION AND FUNCTIONS INITIATIVES IMPROVEMENT LIVING ENVIRONMENTS LIVING ENVIRONMENTS PROJECTS THE CURRENT REALITY SCENE
Housing provision is essential for the success of the City’s efforts to address poverty, create employment, improve socio- economic conditions and create sustainable futures. The review of the Integrated Human Settlements In developing this plan, the Directorate ensured (IHS) Five-Year Plan aims to evaluate current alignment with many of the other existing plans urbanisation realities facing the City of Cape of the City and National Government. Sources Town (‘the City’), specifically its diverse housing consulted include, but are not limited to, the challenges. National Development Plan (NDP), the City of Cape Town IDP, the 2010 State of Cape Town Housing provision is essential for the success report, the Cape Town Spatial Development of the City’s efforts to address poverty, create Framework and the Integrated Human employment, improve socio-economic conditions Settlements Framework. and create sustainable futures. In this way, the plan also outlines the intentions of the Human The five-year plan is reviewed annually to ensure Settlements Directorate (‘the Directorate’) to that it considers and responds to any significant go beyond merely building houses and take a changes in the micro and macro-environments more holistic approach to improving existing that may affect its delivery. This 2016/17 review living environments and creating new ones for marks the end of the five-year horizon of the the people of Cape Town. current plan. This integrated approach to human settlements Achieving success through an development and improvement contributes integrated human settlements to the City’s overarching five-year Integrated Development Plan (IDP) and is closely aligned approach with its five core strategic focus areas of being: While the City has made great strides in housing provision, it needs a new approach • an opportunity city; that will be sustainable well into the future • a safe city; and that will maximise the delivery of housing • a caring city; opportunities amidst constrained resources and high demand. In addition, the City’s • an inclusive city; and delivery of human settlements must include • a well-run city. measures to transform the current spatial form 12 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
SETTING THE SCENE of Cape Town, which still forms part of the • Support of higher-density, affordable apart legacy of apartheid planning, into a densified ment-unit investment around transport city that maximises the efficiencies of transit- corridors and priority nodes – This encourages oriented development. both public and private development in the vicinity of key transport corridors and nodes by THE CURRENT REALITY UNDERSTANDING The Human Settlements Directorate invested means of investment incentives, planning and significant time and intellectual capital in building plan approvals, and special rethinking and restructuring its delivery concessions in respect of development methodology and strategic plan. The result contributions. has been a fundamental shift from the historic approach of targeting individual areas of • Social Development and Growth Economic Strategies – This plan supports the building of MEGA OR CATALYTIC housing need to one in which full and meaningful safe households and communities, the most PROJECTS integration is central. This paradigm shift began in 2013, when the City and the Western Cape vulnerable through access to services and provincial government (‘Province’) embarked on infrastructure, promotes and fosters social a joint human settlements coordination project. inclusion as well as providing for social and A number of working groups were formed and economic opportunities. LIVING ENVIRONMENTS IMPROVING EXISTING mandated to explore various aspects of the • Undertaking a focused programme to improve current housing delivery model in Cape Town. homeownership-related creditworthiness Following extensive research, scenario modelling levels among Capetonians of costs, projections of funding mechanisms and • Focused communication to adjust and manage the experience of both the City and its housing of stakeholders’ expectations beneficiaries, this collaborative effort resulted in LIVING ENVIRONMENTS the Integrated Human Settlements Framework This integrated framework and strategy not only CREATING NEW (IHSF), which Council adopted in February 2014. aims to create a more holistic approach within the The IHSF now informs a new and innovative Human Settlements Directorate itself, but also to longer-term strategy to guide the City’s integrate the Directorate’s efforts with those of transversal management of integrated human other City areas. For example, given the focus on settlements planning and delivery. human settlements development surrounding key transport nodes, the IHSF is closely aligned PARTNERING FOR Apart from having shifted the City and Direc IMPROVEMENT torate’s focus from mere housing provision to with the City’s transit-oriented development comprehensive human settlements develop (TOD) strategy. Therefore, the IHSF proposes that ment and management, this integrated approach future developments be concentrated around has also resulted in the following key strategic the City’s transit network in order to maximise developments: access to transport, which should enable easier ADDITIONAL STRATEGIC • Regularisation and the progressive upgrade access to employment opportunities. INITIATIVES of all informal settlements – The aim is to move from a pipeline of comprehensive upgrade projects to broad-based and ongoing improvement of services, public DIRECTORATE STRUCTURE space as well as tenure to all settlements while AND FUNCTIONS households formalise their top structures. • Increased supply of new housing opportunities through rental units and subdivisions – The objective is to encourage and support the development of second dwellings by regularising existing backyard dwellings and PLAN INTEGRATION LEGISLATION AND making new, designated areas available for formal backyard rental units. An additional focus is to upgrade and formalise existing backyard dwellings. • Opening up new areas for housing develop ment within and adjacent to existing FUNDING developed areas of Cape Town – The emphasis here is on high densities and starter units that support incremental completion over an indefinite period. The City will prioritise the development of ‘super-blocks’ for third-party development or ‘site and ANNEXURES service’ offerings for household occupation while owners build their houses themselves. INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 13
The IHSF will be realised through the opera Directorate is involved in job creation and skills Poverty is a root tionalising of a detailed implementation plan development initiatives such as the Expanded cause of migration driven by the IHSF Steering Committee. This Public Works Programme (EPWP), which to urban areas such committee is chaired by the City Manager employs local labour for human settlements as Cape Town, and includes the executive leadership of projects. The People’s Housing Process (PHP), where households directorates involved in the delivery of in turn, encourages communities to build or flock to in the hope integrated human settlements. organise the building of their own homes with of meeting their help from the City or Province’s Department of economic and Key themes for an Human Settlements. social needs. integrated plan This 2016/17 review of the IHS Five-Year Plan Informal living environments are a reality that continues the four key themes adopted in has to be considered when developing and the Directorate’s previous plan reviews. Key rolling out improvement plans and initiatives stakeholders have jointly identified these themes aimed at enhancing the lives of the city’s as essential to addressing the challenges facing inhabitants. This includes having regard for the Directorate, the City and, according to the the large number of Capetonians who lives NDP, the country as a whole. in the backyards of public rental housing and also requires and deserves basic services These themes, which are cornerstones of the provision. The IHSF seeks to address these City’s integrated approach to human settlements, challenges by supporting the acceptance of are briefly outlined below, but will be evident informality as a means of meeting the City’s throughout this document. human settlements needs. Theme 1: Helping to address poverty Theme 2: Innovation and Poverty is a root cause of migration to urban sustainability areas such as Cape Town, where households The Directorate developed the IHSF in the flock to in the hope of meeting their economic latter half of 2013 to guide the future transversal and social needs. This influx of people, on top management and development of sustainable of natural population growth, fuels the City’s integrated human settlements. Therefore, the urbanisation challenge. Against this backdrop, IHSF aims to enable the delivery of significantly poverty has to be addressed from a holistic more housing opportunities than at present, perspective in terms of providing for everyone’s with the ultimate goal of settling 652 000 more livelihood and quality-of-life needs instead of households by 2031. merely supplying houses. The IHSF proposals inform a new, innovative, Closely linked to this is individuals’ need to long-term integrated human settlements plan provide for themselves. In this regard, the with 2032 as its planning horizon. This plan is Informal living environments are a reality that has to be considered when developing and rolling out improvement plans and initiatives aimed at enhancing the lives of the city’s inhabitants. 14 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
SETTING THE SCENE THE CURRENT REALITY UNDERSTANDING MEGA OR CATALYTIC PROJECTS LIVING ENVIRONMENTS IMPROVING EXISTING LIVING ENVIRONMENTS CREATING NEW Investing in green technologies when developing housing projects include the installation of solar water heaters. based on the City’s broader human settlements • Mixed-used developments such as delivery mandate in order to provide holistic Scottsdene, Pelican Park, Happy Valley and solutions to the key challenges associated Fisantekraal, which offer various categories of PARTNERING FOR with rapid urbanisation. The plan will also be housing opportunities. This enables people IMPROVEMENT influenced by – and will in turn influence – the from different income categories to be City’s growth management process, including accommodated in the same project, which its Built Environment Performance Plan (BEPP). in turn results in truly integrated communities. • Investing in green technologies when Below are some examples of the Directorate’s developing housing projects, including the ADDITIONAL STRATEGIC innovative and sustainable thinking: installation of solar water heaters and the INITIATIVES • Investigating modular housing using steel design and orientation of top structures so containers as an alternative solution. The City as to maximise energy efficiency. has previously used containers as temporary • The establishment of a Human Settlements housing for tenants whose rental units were call centre as part of a more customer- being upgraded. Applying this solution for DIRECTORATE STRUCTURE centred approach. permanent housing offers enhanced cost and AND FUNCTIONS density benefits. • The acquisition of a satellite-based electronic device from Trimble that utilises the global • A tender for innovative design for the positioning system to measure the position emergency housing programme, which (areas and erven) of all structures and record includes the use of alternative material and the details of all the occupants of each construction methods for temporary top structure. This information is loaded onto the PLAN INTEGRATION LEGISLATION AND structures in emergencies or for preventative geographic information system, which enables actions. The first such structures were erected access to real-time information and contributes in 2015/16. to the move towards a paperless environment. • The re-blocking of informal settlements to create more living space and enable the City Theme 3: Partnerships to provide better basic services, recognise Recognising that it cannot achieve its vision on its tenure, guard against the spread of fires, and own, the Directorate has established several social FUNDING provide access for emergency vehicles. and gap housing partnerships, and continues • The planned construction of additional to seek opportunities to foster additional community residential units (CRUs) that relationships and collaborations to enhance and offer accommodation for more residents, in improve its services to the community. support of the City’s densification initiatives. These rental units are multi-storey, which Fostering partnerships is also one of the key ANNEXURES utilises less land and maximises the utilisation requirements for the IHSF to achieve the of available services and infrastructure. Directorate’s medium-term to long-term goals. INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 15
Khayelitsha Smart Park, one of three smart parks aiming to provide for inclusivity, social interaction and the integration of communities. This suggests that the Directorate must form Intergovernmental relations are vital, as the partnerships with existing households as well various spheres of government are required to as the private sector to deliver a significant work together to realise the vision of a Cape Town portion of the housing needed. in which all are cared for and able to prosper. Although relationships have been fostered with In addition, the Directorate works closely with various spheres of governments and government the Informal Settlements Network (ISN) and departments, there is room for improvement. the Community Organisation Resource Centre (CORC). These organisations provide expertise Internal relationships are equally important, and assistance in funding or sponsoring the re- and the Directorate relies on the City’s various blocking of informal settlements. service departments to contribute both directly and indirectly to the success of its endeavours. Partnerships have also been formed with the Violence Prevention through Urban Upgrading Moreover, community-based partnerships are (VPUU) programme and the National Planning continuously being formed and nurtured, and Commission in order to better address informal are particularly important in the establishment settlements’ needs by providing both soft and of the envisaged multi-storey rental units. The hard services. Soft services revolve around community-based committees that emerge people and entail engaging with residents from these partnerships help the City manage to understand their needs and produce a local living environments and ensure that all community action plan based on themes such as tenants meet lease conditions. These are called gender equity and early childhood development. community residential unit (CRU) committees, Hard services relate to infrastructure upgrades, which are established and run in accordance including serviced sites (owned by beneficiaries) with a newly approved, specially developed and the appropriate social development facilities. policy. A number of CRU committees have Therefore, the Directorate creates an enabling already been established in various areas and environment for other line departments to render opportunities to establish more in other areas their social services. are being pursued. 16 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
SETTING THE SCENE The Directorate will continue to pursue These projects are: partnerships with social housing institutions to • The Southern Corridor Sustainable Neigh help manage the City’s rental housing stock. bourhoods Theme 4: Transforming the • The North Eastern Corridor Public Private THE CURRENT REALITY UNDERSTANDING Directorate’s turnaround strategy into Partnership a new approach to housing needs • The Voortrekker Integration Zone Social To successfully move from mere housing delivery Housing to creating integrated, sustainable human settle ments, a comprehensive turnaround strategy was The catalytic Projects will be implemented implemented in 2013. This strategy has now been through the transversal approach specified in MEGA OR CATALYTIC revisited and has culminated in the IHSF. This, the IHSF Implementation Plan PROJECTS together with anticipated level-3 accreditation, Various funding instruments are being applied will enable the City to accelerate the provision in order to ensure that the turnaround strategy of housing opportunities to meet the growing and diverse needs of the City’s poorest is executed. These include the full range of LIVING ENVIRONMENTS existing national housing programmes, along IMPROVING EXISTING communities. Following 18 months of in-depth research and stakeholder engagement, a with national grant funding such as the Urban comprehensive implementation roadmap has Settlements Development Grant (USDG), been finalised. Human Settlements Development Grant (HSDG) and the City’s own funds. Also as part of the turnaround strategy, the LIVING ENVIRONMENTS Directorate has identified three Catalytic In addition, the roll-out of the project portfolio CREATING NEW Projects as part of a National Department of management (PPM) system will support transversal Human Settlements initiative to transform pre- planning of the project pipeline and enhance 1994 spatial planning areas across the country. project management and monitoring systems. PARTNERING FOR IMPROVEMENT ADDITIONAL STRATEGIC INITIATIVES DIRECTORATE STRUCTURE AND FUNCTIONS PLAN INTEGRATION LEGISLATION AND FUNDING ANNEXURES INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 17
Understanding the current reality Urbanisation and the need to manage a growing Cape Town 20 The challenge of providing services to a growing population 21 Mitigating delivery challenges 23 18 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
2016/17 REVIEW INTEGRATED HUMAN SETTLEMENT Five-year PLAN 19 ANNEXURES FUNDING LEGISLATION AND DIRECTORATE STRUCTURE ADDITIONAL STRATEGIC PARTNERING FOR CREATING NEW IMPROVING EXISTING MEGA OR CATALYTIC UNDERSTANDING SETTING THE PLAN INTEGRATION AND FUNCTIONS INITIATIVES IMPROVEMENT LIVING ENVIRONMENTS LIVING ENVIRONMENTS PROJECTS THE CURRENT REALITY SCENE
If properly The NDP recognises that despite South Africa’s Urbanisation and the need reasonably balanced spatial structure, it has to manage a growing managed, dysfunctional and inequitable settlement urbanisation can Cape Town patterns. High fragmentation of towns and offer opportunities Urbanisation continues unabated across most cities increases costs to both households and for growth, social regions in Africa, South America and Asia, the economy. inclusion and posing numerous challenges to the cities the building With 85% of South Africa’s economic activity in which it occurs. Cape Town is not only the of sustainable generated in urban areas, the majority of largest city in the Western Cape, but also the communities second fastest-growing city in South Africa. South Africa’s population reside in towns and and human This growth has a massive impact on the current cities. This means that the emphasis must be settlements. infrastructure as well as the socio-economic, on location-specific approaches, as each area cultural and environmental structures of the presents distinct challenges and opportunities, city and region, and will continue to shape the rendering a one-size-fits-all approach inappro future sustainability of the province and city priate. Many of the challenges are not a result well into the future. of a lack of policy, but are rather due to a shortage of institutional capacity and strong As urbanisation is inevitable, it requires a pro implementation mechanisms. active and sustainable response, along with the capacity and capability to address the Although South Africa has a slower urbanisation challenges and opportunities that urbanisa rate than the rest of Africa, the country is tion presents. Creative and innovative ways of expected to have an additional 7,8 million city addressing challenges need to be explored, dwellers by 2030, and another six million by which will include learning through doing. 2050. This will place significant added strain One of these innovations is the improved re- on municipal service delivery and will likely blocking model for informal settlements, which be exacerbated by the fact that the majority of includes flooding mitigation platforms and these new urban residents will be poor. applying fire-retardant paint to structures. Cape Town is the second fastest-growing city in South Africa and urbanisation is inevitable. 20 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
SETTING THE SCENE THE CURRENT REALITY UNDERSTANDING MEGA OR CATALYTIC PROJECTS LIVING ENVIRONMENTS IMPROVING EXISTING The City has to be creative and innovative in addressing the challenges residents in informal settlements face. Painting structures with fire-retardant paint slows down the spread of fire and will give residents more time to escape harm. Experience has shown that engineering solutions take place at a city and regional level as well as alone do not effectively address urbanisation. in other spheres of government, business and LIVING ENVIRONMENTS Instead, there is an urgent need to approach urban communities. CREATING NEW planning and development differently in order to deliver sustainable human settlements that include To meet the challenges of urbanisation, the access to essential services, healthcare, education, City will need to redistribute its finances in recreation and employment. With this in mind, order to provide universal access to essential the City has prepared new directives for human services, even to its poorest citizens who do PARTNERING FOR IMPROVEMENT settlements design and is contributing to the not have a regular income. This will facilitate review of national guidelines and standards. access to other opportunities as well, such as Such an integrated approach will also attract well-located serviced land, amenities and jobs. local and foreign investment, creating a virtuous cycle of development and investment The challenge of providing services to a growing ADDITIONAL STRATEGIC that will sustain efforts to afford all Capetonians the opportunity to live the lives they desire. population INITIATIVES All spheres of government also need to Determining accurate population statistics and recognise from the outset that this is not predicting the future growth trajectories of a challenge that can be addressed by an Cape Town’s population remain a challenge. DIRECTORATE STRUCTURE individual department or directorate. What AND FUNCTIONS is needed is strong collaboration among As table 1.1 shows, Cape Town’s population local, provincial and national government grew from 2,6 million in 1996 to approximately departments as well as between the public and 3,7 million in 2011. private sector. Table 1.1: Census 1996 – 2011 In its quest to provide sustainable integrated Year Population of Number of PLAN INTEGRATION LEGISLATION AND human settlements, the City must first have Cape Town households a clear view of the current state of affairs, 1996 2 563 000 653 000 particularly the current population growth rate. 2001 2 893 000 777 393 Then, it must have the will and means to attract investment, grow entrepreneurs and respond 2011 3 740 000 1 069 000 to the challenges of a growing citizenry through Source: Stats SA Census data practical and achievable models for city FUNDING Note: Numbers rounded off to the nearest 1 000. regeneration, development and sustainability. If properly managed, urbanisation can offer At present, the population projection opportunities for growth, social inclusion and conducted in 2014 provides the best estimate the building of sustainable communities and of Cape Town’s population growth up to 2040. human settlements. Therefore, the City needs This indicates that in the 25 years from 2015 to ANNEXURES to comprehensively and cooperatively plan for 2040, Cape Town’s population will grow from the impact of urbanisation. This planning must 3,9 million to 4,6 million. INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 21
backlog is around 345 000 households, of Table 1.2: Future Cape Town population growth as projected in 2014 whom 143 823 are in informal settlements, 74 957 in backyard shacks, and 44 581 in Year Projected Population overcrowded formal housing. While it is vital 2015 3 928 148 to verify and reconcile this discrepancy, it is important to recognise that part of it can be 2016 3 972 237 ascribed to different methodologies used. 2017 4 014 765 Considering that existing backlogs and 2018 4 055 579 dysfunctions have not yet been adequately 2019 4 094 583 resolved and that future projections are based 2020 4 131 720 on estimated population growth trajectories, it 2021 4 166 999 is difficult to make informed decisions regarding urbanisation management. The challenge of 2022 4 200 486 divergent datasets is exacerbated by poor 2023 4 232 273 understanding of the nature of demographic 2024 4 262 491 growth and change in Cape Town and in the 2025 4 291 308 surrounding municipal areas. In short, the 2026 4 318 900 socio-economic profile of the future Cape 2027 4 345 432 Town population is unknown, as is the impact of future demographic growth. 2028 4 371 061 2029 4 395 927 What is certain, however, is that the new 2030 4 420 145 households formed as a result of both natural 2031 4 443 806 growth and in-migration will be across a broad spectrum of socio-economic groups. According 2032 4 466 974 to Census data, 94,5% of the population are 2033 4 489 685 below 65 years of age, 69,7% are between 15 2034 4 511 947 and 64, and 5,5% are older than 64. To add 2035 4 533 752 to the challenges associated with continued 2036 4 555 074 population growth, some 24,9% of the City’s 2037 4 575 854 working-age population are unemployed, while 74,5% of households have a monthly income of 2038 4 596 023 less than R12 800. Moreover, only 46% of Cape 2039 4 615 503 Town residents aged 20 years and older hold 2040 4 634 202 Grade 12 or a higher qualification. Source: 2014 population projections by From 2001 to 2011, Cape Town’s population Province and the City increased by 29%. The composition of the population also changed: The black African As on 22 December 2015, there were a total population increased by 58%, the coloured of 303 953 housing applications registered on population grew by 14%, the Asian population the City’s housing database. However, statistics expanded by 25% (from a low base) and the from Census 2011 indicate that the housing white population group increased by 8%. Table 1.3: Cape Town monthly household income in 2011 Black African Coloured Asian White Other Total 30% 25% 20% 15% 10% 5% 0% No R1 R1 601 R3 201 R6 401 R12 801 R25 601 R51 201 R102 401 income to to to to to to to or R1 600 R3 200 R6 400 R12 800 R25 600 R51 200 R102 400 more Source: Stats SA-Census 2011 22 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
SETTING THE SCENE Table 1.4: Breakdown of household income in Cape Town in 2011 Cape Town annual Cape Town monthly Black household income household income African Coloured Asian White Other Total THE CURRENT REALITY No income No income 85 427 37 399 1 542 19 522 2 627 146 517 UNDERSTANDING R1 – R4 800 R1 – R400 23 039 5 051 91 877 315 29 373 R4 801 – R9 600 R401 – R800 30 652 9 643 161 1 267 695 42 418 R9 601 – R19 200 R801 – R1 600 67 109 38 410 713 5 301 1 744 113 277 R19 201 – R38 400 R1 601 – R3 200 102 325 55 849 966 8 633 3 051 170 824 MEGA OR CATALYTIC R38 401 – R76 800 R3 201 – R6 400 64 708 66 488 1 459 18 853 2 919 154 427 PROJECTS R76 801 – R153 600 R6 401 – R12 800 35 420 62 286 2 149 37 117 2 376 139 348 R153 601 – R307 200 R12 801 – R25 600 20 520 47 952 2 852 53 255 2 046 126 625 R307 201 – R614 400 R25 601 – R51 200 10 835 26 390 2 564 51 619 1 452 92 860 R614 401 – R1 228 800 R51 201 – R102 400 3 122 6 889 1 240 26 190 577 38 018 LIVING ENVIRONMENTS IMPROVING EXISTING R1 228 801 – R2 457 600 R102 401 – R204 800 970 1 425 336 6 851 166 9 748 R2 457 601 or more R204 801 or more 645 832 187 3 300 102 5 066 Unspecified Unspecified 9 15 6 41 2 73 Total Total 444 781 358 629 14 266 232 826 18 072 1 068 574 LIVING ENVIRONMENTS CREATING NEW Table 1.5: Growth in population and households based on population group 2001 2011 2001 – 2011 Cape Town population group Number % Number % (10 years % change) Black African 916 584 31,7 1 444 939 38,6 57,6 Coloured 1 392 594 48,1 1 585 286 42,4 13,8 PARTNERING FOR IMPROVEMENT Asian 41 516 1,4 51 786 1,4 24,7 White 542 555 18,8 585 831 15,7 8 Other 0 0 72 184 1,9 Total 2 893 249 100 3 740 026 100 29,3 ADDITIONAL STRATEGIC INITIATIVES Mitigating delivery challenges priority for the Human Settlements Directorate in partnership with other City directorates and The future growth of the Cape Town population business units. Some of the service delivery will place continued and increasing strain on challenges and attempts to address them are City resources and infrastructure, and needs to outlined below: DIRECTORATE STRUCTURE be understood in the context of existing urban AND FUNCTIONS conditions. Based on Census 2011, an estimated Informal settlements 20,5% of households live in informal dwellings, Some 20,5% of Cape Town’s population of which 7% live in informal backyard structures currently live in informal housing. The City and 13,5% in informal settlements. Worryingly, some 8,4% of households lack access to is committed to providing and maintaining adequate sanitation. The Census results show services to informal settlement areas in line with PLAN INTEGRATION LEGISLATION AND that 87% of Cape Town households have access the national guideline levels, which include one to piped water, either inside their dwelling or in tap per 25 families within 200 m, a minimum their yard, while 88% of households have access of one toilet per five families, and weekly to a flush toilet connected to the public sewer refuse removal. Where possible, the City also system. A total of 94% of the city’s households exceeds these national levels. In addition, the use electricity for their lighting needs, and 94% City ensures effective greywater disposal and of households have their refuse removed at stormwater runoff as part of raising informal FUNDING least once a week. settlement communities’ standards of living. Where the City cannot achieve the minimum Other surveys undertaken by the City of Cape Town have revealed that the growing service levels due to encumbrances beyond population also requires the municipality to its control (such as waterlogged or privately give priority attention to how it deals with owned land, or settlements that are too densely populated to allow service access), the informal ANNEXURES crime, poverty and joblessness – all of which demands a highly integrated approach. The settlements must be reconfigured through re- provision of services to all Capetonians is a top blocking or other de-densification initiatives. INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 23
To achieve the service delivery objectives and development must be encouraged through above, each informal settlement needs to be ready access to information on City growth allocated an underlying upgrade layout as paths, zoning and infrastructure upgrades or part of the Upgrading of Informal Settlements developments. Programme (UISP), which will inform and ultimately drive tenure and sustainable Greening formal development, while ensuring access All new construction undertakings, upgrades to education, health, business development, or redevelopments must take place within sport and recreation, and policing. An internal an overarching environmental sustainability costing study revealed that the upgrade of all framework. The framework is designed to existing informal settlements, which comprise preserve fauna and flora, protect waterways, 191 590 households, would cost R19 billion save energy and water, and promote air quality. based on 1:1 service delivery and would require 1 828 ha of land as well as bulk and Retrofitting internal services. This cost excludes structures, Prior to 2005, houses built under the Recon- amenities and operating costs. struction and Development Programme (RDP) were not fitted with ceilings, as there was no Backyarders legal requirement to do so. However, a house Cape Town citizens residing in informal without an insulated ceiling is not fully protected structures on City rental properties must from harsh weather. In an attempt to raise indoor receive access to the same services as those temperature, many of these households turn to afforded to residents of informal settlements. unsafe heating methods – either involving fossil The City is also looking at measures to extend fuels (wood, paraffin) or electricity – which often the same services to backyarders in private result in fire accidents and respiratory infections. residences. For this reason, the government-funded housing New housing opportunities subsidy was increased in 2005 to allow for the ‘Site and service’ (UISP) or Integrated Residential installation of ceilings and related weather- Development Programme (IRDP) opportunities proofing technologies. This not only applied must be made available and accessible so that to future housing projects, but could also be those citizens who have the necessary means used retrospectively to retrofit the pre-2005 RDP can construct their own informal, modular or houses with ceilings. The insulated ceilings gave brick-and-mortar structures. occupants cooler homes in summer and warmer homes in the cold and wet Cape Town winter, The Financed Linked Individual Subsidy which increased their quality of life, improved Programme (FLISP), which is administered by indoor air quality and energy efficiency, lowered Province’s Department of Human Settlements, energy costs, and provided skills development must also be promoted and made available and local employment opportunities to boot. to households earning between R3 501 and R15 000 per month in order to purchase a An estimated 40 000 Cape Town RDP homes that serviced site or bonded house. predate 2005 still lack ceilings. In 2015, the City managed to secure funding and appoint a service Densification provider for the retrofitting of 8 000 of these. Any brick-and-mortar structures that the City provides must be at least double-storey or Rental housing semi-detached constructions for maximum As a primary provider of rental housing for the densification. Vacant land inside the urban people of Cape Town, the City’s social housing edge also needs to be utilised more efficiently function faces additional challenges specific to through infill initiatives, the release of unused this role, including: land owned by other state departments, and • a shortage of trained and skilled staff; mixed-use retail and residential development along key development nodes and transport • limited budget to recruit rental unit corridors. Where such urban-edge develop maintenance staff; ment is not immediately possible, the land • insufficient budget to carry out required needs to be banked for future use. repairs and maintenance; • unlawful occupation of rental units; These densification initiatives will play an increasingly vital role in realising the City’s • s ubletting by tenants, often accompanied human settlements objective, but will require by exorbitant rentals; partnerships. Therefore, private investment • overcrowding; 24 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
SETTING THE SCENE THE CURRENT REALITY UNDERSTANDING MEGA OR CATALYTIC PROJECTS LIVING ENVIRONMENTS IMPROVING EXISTING LIVING ENVIRONMENTS CREATING NEW PARTNERING FOR IMPROVEMENT ADDITIONAL STRATEGIC INITIATIVES Cape Town citizens residing in informal structures on City rental properties must receive access to the same services as those afforded to residents of informal settlements. DIRECTORATE STRUCTURE AND FUNCTIONS • significant increase in backyard structures, a • insufficient human and financial resources; the occupants of which require essential • a shortage of professional skills; and basic municipal services; • c ollaborative planning to align housing • nacceptably high levels of payment default u provision with city growth options, bulk by tenants of City-owned properties; and services and transport. PLAN INTEGRATION • igh levels of antisocial behaviour, gangsterism h LEGISLATION AND and abuse of facilities. This Integrated Human Settlements Five-Year Plan takes account of these challenges, along Other challenges with the continued shortage of trained and skilled The human settlements environment faces staff, to realistically inform the Directorate’s numerous other challenges, some of which can efforts to enhance existing living environments, be addressed in the short term. However, many explore new housing possibilities and effectively require a longer-term approach, including: FUNDING address the challenges of urbanisation – all in • the availability of, and access to, suitable pursuit of sustainable housing opportunities for and well-located land for integrated human every resident of Cape Town. settlements; • hostile and volatile environments that pose a risk to development implementation and ANNEXURES staff safety; INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW 25
Catalytic projects A targeted and sustainable approach to optimising settlement patterns 28 Catalytic project 1: Southern corridor sustainable neighbourhoods 28 Catalytic project 2: North-eastern corridor public-private partnership 29 Catalytic project 3: Voortrekker Road corridor integration zone 29 26 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
2016/17 REVIEW INTEGRATED HUMAN SETTLEMENT Five-year PLAN 27 ANNEXURES FUNDING LEGISLATION AND DIRECTORATE STRUCTURE ADDITIONAL STRATEGIC PARTNERING FOR CREATING NEW IMPROVING EXISTING MEGA OR CATALYTIC UNDERSTANDING SETTING THE PLAN INTEGRATION AND FUNCTIONS INITIATIVES IMPROVEMENT LIVING ENVIRONMENTS LIVING ENVIRONMENTS PROJECTS THE CURRENT REALITY SCENE
A targeted and sustainable • rioritise, target and focus resources (financial p and other) in the human settlements sector approach to optimising towards scale delivery; settlement patterns • mobilise intergovernmental support, coordi- In 2014, the national Minister of Human nation and alignment; Settlements announced government’s aim to • affect and integrate the spatial environment implement 50 so-called megaprojects/catalytic as envisaged by the City of Cape Town spatial projects across the country from 2014/15 to plan; 2018/19. The main objective of these projects is • support and encourage government and to deliberately restructure and optimise human private-sector collaboration and integration; settlement patterns in the country, while having and a positive effect on the environment. • promote job creation, especially among the youth located in the project areas. The City supports this initiative and therefore considered the following key criteria as set out by The following megaproject/catalytic project the National Department of Human Settlements profiles, together with a supporting letter from and the Housing Development Agency to identify Province’s Department of Human Settlements, four megaprojects/catalytic projects that are best were subsequently submitted to the National suited to achieve national government’s objective, Department of Human Settlements, and the City namely to: is still awaiting the outcome of their assessment. Catalytic project 1: Southern corridor sustainable neighbourhoods This project focuses on upgrading the living conditions in 27 informal settlements located close to the N2. Every one of these informal settlements currently has access to basic services within the constraints it presents (including densities and land ownership). The City has prepared a development matrix that considers all informal settlements for either in-situ or greenfield development (or a combination of the two) based on the various risks of the individual settlements. The project, with its three sub-programmes of N2 Gateway, in-situ upgrades and mixed-use greenfield developments, primarily aims to: • b uild inclusive, vibrant neighbourhoods where residents have a strong sense of belonging and community and enjoy good access to the city’s resources; • create healthy, safe living environments; • e nhance households’ participation in the economy through improved health and access to infrastructure and services; and • reduce the negative environmental impacts associated with informal settlements. Together, the following projects will contribute about 51 400 housing opportunities and also create more than 17 100 jobs: 7de Laan, Valhalla Park France Monwood 8ste Laan, Valhalla Park Greenfields Phola Park, Gugulethu Lotus Park Green Point Pholile Park Lusaka Gxagxa SANRAL reserve Barcelona Joe Slovo Solly’s Town BM Section Kat se Kamp Sweet Home Farm Boy's Town Kosovo Vukuzenzela Chris Hani Park (Macassar) Kanana Wag ’n Bietjie Europe Macassar Village 28 INTEGRATED HUMAN SETTLEMENT Five-year PLAN 2016/17 REVIEW
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