Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status
Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status Photograph Credits: On the cover: ©UNICEF/UNI12403/Holmes ©UNICEF/UNI161903/Holt ©UNICEF India/Pirozzi
©UNICEF/UNI190087/Quarmyne Contents ©UNICEF/UNI42383/Tkhostova Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 ©UNICEF/UNI189127/Quarmyne Summary of key recommendations . . . . . . . . . . . . . . . . . . . . . 5 Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Design of iodine nutrition surveys . . . . . . . . . . . . . . . . . . . . 9 Assessment of household coverage of iodized salt and measurement of salt iodine content . . . . . . . . . . . . . . . . . . 11 Assessment of iodine status in population-based surveys . . . . . . 15 Technical Annex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Analysis and presentation of household iodized salt coverage data from surveys . . . . . . . . . . . . . . . . . . . . . . . 21 Analysis and presentation of data on iodine status . . . . . . . . . . 23 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 ©UNICEF India/Pirozzi ©UNICEF/Marco Dormino
©UNICEF/UNI189119/Quarmyne Acknowledgements This document builds on the results obtained during a Technical Working Group Meeting on Research Priorities for the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status, which took place in New York on 17–18 December, 2015. UNICEF thanks the following experts for providing comments on the document: Maria Andersson (Swiss Federal Institute of Technology), Atmarita (Indonesia Nutrition Foundation for Food Fortification), Jessica Blankenship (Independent Consultant), Omar Dary (United States Agency for International Development), Aashima Garg (United Nations Children’s Fund), Greg Garrett (GAIN), Robin Houston (Iodine Global Network), Noor Khan (Nutrition International), Jacky Knowles (Independent Consultant), Roland Kupka (United Nations Children’s Fund), Zivai Murira (United Nations Children’s Fund), Banda Ndiaye (Nutrition International), Chandrakant Pandav (All India Institute of Medical Sciences), Elizabeth Pearce (Boston University), Lisa Rogers (World Health Organization), Fabian Rohner (GroundWork), Ruth Situma (United Nations Children’s Fund), Arnold Timmer (Global Alliance for Improved Nutrition), Frits van der Haar (Emory University), Bradley Woodruff (GroundWork), Kapil Yadav (All India Institute of Medical Sciences), and Michael Zimmermann (Swiss Federal Institute of Technology). UNICEF also thanks the United States Agency for International Development for providing financial support for this work. iv 1
©UNICEF/UNI12390/Holmes Introduction Changing context of salt iodization and iodine nutrition programmes There has been remarkable progress towards The concept of universal salt iodization eliminating iodine deficiency disorders (IDD) over entails the iodization of all food-grade the past two decades. Since 1990, the number of salt (i.e. salt used in both households and countries classified with iodine deficiency has declined during food processing) (4). However, from 113 to 20 (1). This progress is due, primarily, programme efforts in many countries to the scale up of salt iodization programmes. have been limited to ensuring that only Current methods and practices have supported this household salt is adequately iodized. remarkable progress. However, important lessons Given that the consumption of salt have emerged in recent years on how to better track through processed foods1 is increasing in and refine salt iodization programmes. many settings, the salt contained in such foods is an important potential source This document presents such lessons, as identified of dietary iodine and should therefore during a Technical Consultation on the Monitoring be monitored by programme managers of Salt Iodization Programmes held at UNICEF (5–7). At the same time, programme Headquarters in December 2015 (2). The purpose of managers should consider the growing this document is to guide programme managers in importance of reducing salt intake to avoiding common mistakes made in the interpretation prevent non-communicable diseases. This of data and implementation of national IDD control changing context highlights the need for programmes. Some of the lessons discussed in this alignment between the implementation document reinforce key recommendations made in and monitoring of salt iodization strategies the 2007 WHO/UNICEF/ICCIDD Guide for Programme and salt reduction strategies (4). Salt Managers: Assessment of iodine deficiency disorders iodization remains the main strategy for and monitoring their elimination (3rd Edition), which achieving sustained IDD control, and global remains a valuable resource for programme managers experience has demonstrated that the (3). In addition, the current document presents new iodization of food grade salt is the most information and updates not contained in the 2007 equitable, effective and sustainable strategy WHO/UNICEF/ICCIDD Guide; this information may be to ensure optimal iodine nutrition for all considered in future versions of the Guide. population groups. The intended users of this document are managers 1 In this document, the term ‘processed foods’ refers to of national IDD control programmes. It is hoped large-scale, commercially produced and manufactured that the information presented in this document will foods, including bread, instant noodles, bouillon and other salty condiments. enable those managers to improve the effectiveness of the programmes they support. 2 3
©UNICEF/UNI189137/Quarmyne Summary of key recommendations This document highlights the following key recommendations: 1. As resources allow, the adequacy of iodine intakes should be examined among different subsets of the population, especially among groups vulnerable to deficiency. National- level median urinary iodine concentrations (mUIC) may hide discrepancies in iodine intake among different sub-groups, such as those defined by geographic region or residence, socio- economic status, or programmatically relevant criteria (e.g., by sources of salt, packaged/unpackaged salt). Such stratified analyses may help identify remaining challenges and inform adjustments to salt iodization programmes. 2. Rapid test kits (RTKs) should only be used to differentiate between non-iodized and iodized salt. RTKs can accurately distinguish between iodized and non-iodized salt. However, the ability of RTKs to measure the iodine content in quantitative terms and to distinguish between iodine content in salt below and above certain cutoff levels is questionable (even when the RTK packaging suggests otherwise) (8–10). Given this limitation, RTKs should only be used to measure the percentage of salt that contains any iodine at all. More precise methods, such as titration or other validated quantitative assessment tools are required to measure the percentage of salt that is inadequately iodized or adequately iodized (11). 3. The acceptable range of ‘adequate’ iodine intake among school-age children can be widened from 100–199 µg/L to 100–299 µg/L. According to the 2007 WHO/UNICEF/ICCIDD Guide for Programme Managers (3), a mUIC in the range 100– 199 µg/L indicates ‘adequate’ iodine intake and the range of 200–299 µg/L indicates ‘more than adequate’ iodine intake 4 5
among school-age children. The presence of a 4. With currently available methods, the mUIC mUIC in the ‘more than adequate’ range has can only be used to define population iodine raised concerns about the potentially adverse status and not to quantify the proportion Use of data to evaluate programme effectiveness effects of high iodine intake on normal thyroid of the population with iodine deficiency or function. However, a 2013 study assessing iodine excess. As an example, a mUIC of 122 National surveys provide important types of salt produced and processed thyroid function and iodine status found that μg/L obtained from a survey among school- data on key indicators of salt iodization for different markets. This data serves to the mUIC range of 100–299 µg/L was not age children identifies a population that has and iodine status. However, data from complement the information on brands, associated with any thyroid dysfunction (12). no iodine deficiency. While a proportion of national surveys should be interpreted packaging and types of salt collected As a result, the acceptable range of ‘adequate’ children in that survey would have UIC values in conjunction with complementary data through the survey and can help explain iodine intake among school-age children can of < 100 μg/L, it would be incorrect to label that: (i) provides qualitative information survey results. For example, household be widened to 100–299 µg/L. There is no data that percentage of children as ‘deficient’. on the programme; (ii) facilitates the coverage of iodized salt is often lower in to indicate, however, that this widened range Likewise, those children in the population with interpretation of survey data; and (iii) areas of domestic salt farming, especially can be applied to other groups such as women UIC scores of ≥300 µg/L cannot be labeled allows for triangulation or verification among poorer households, because these of reproductive age. The interpretation of a as the proportion of children with ‘excessive’ of survey data. In addition, such families are more likely to access salt mUIC of ≥ 300 µg/L as ‘excessive iodine intake’ iodine intakes. However, as recommended complementary data should be used in the directly from the point of production, prior remains unchanged. in the 2007 WHO/UNICEF/ICCIDD Guide for design of the survey. Together, survey and to any iodization or packaging processes. Programme Managers, not more than 20% of complementary data can identify the need In addition, small scale producers often samples should be < 50 μg/L (3). for strategic changes and help address produce cheaper, lower-quality iodized (or programmatic weaknesses. non-iodized) salt. 5. National salt iodization programmes should As applicable for their contexts, • Processed foods: Data is needed monitor the use of iodized salt in processed programme managers may consider to identify which processed food foods. Household- and school-based surveys collecting complementary data from the manufacturers use iodized salt, and the measuring iodine content in household salt following areas: extent to which these manufacturers have been an important monitoring tool for verify the iodine content of the salt used assessing the performance of salt iodization • Salt industry: This analysis requires in the production of their foods. programmes. While iodine in the diet was data from the following areas: (i) the previously assumed to come predominantly percentage of salt (iodized and non- • Regulatory monitoring: Regulatory from household iodized salt, recent evidence iodized) that is imported versus monitoring data from import, production suggests that an increasing amount of domestically produced; (ii) the percentage and market levels are an important iodized salt is consumed through processed of salt processed by large, medium and source of information for programme foods (5–7, 13) in different settings. If the small enterprises; (iii) the percentage of managers. If there is a requirement to salt contained in such foods is well iodized, food grade salt used for food processing; use iodized salt in the manufacturing it can be an important source of iodine and (iv) the locations and brand names of processed foods, a system should may help explain iodine sufficiency in settings of domestic salt farming/production be in place to assess the extent of that where household iodized salt coverage is low and processing enterprises (including compliance. (14). Programme managers should therefore iodization and packaging/re-packing): evaluate whether major processed foods are (v) salt distribution chains; and (vi) the manufactured with iodized salt. In selected cases, the iodine contained in water may also ©UNICEF/UNI189136/Quarmyne need to be assessed. 6 7
©UNICEF/UNI189140/Quarmyne Recommendations Design of iodine nutrition surveys The iodization of salt used in households and food processing is the most effective and sustainable strategy for IDD control (4). The impact of salt iodization programmes is best assessed through the measurement of urinary iodine concentrations (UIC) in populations. According to global recommendations, household-level data on salt iodine content and population-based UIC data should be collected every five years (3). If changes in iodine status are expected, such as due to changes in the national salt iodization programme, a survey may be warranted even before the five-year mark has passed. Household-level surveys may also attempt to estimate the frequency of consumption of the most common processed foods and condiments containing salt. If resources allow and as dictated by local conditions, it may be programmatically useful to design surveys such that geographic areas with suspected low iodized salt coverage (such as those that are home to small-scale salt producers) can be examined in separate strata. If feasible, surveys may separately examine the iodine status of pregnant women, as there is evidence that their iodine intakes may be insufficient, even in settings where iodine intake is adequate among the general population (4). Table 1 presents recommendations for addressing general issues encountered in the design of iodine nutrition surveys. 8 9
Table 1. Recommendations for addressing common issues encountered in the design of Assessment of household coverage of iodized salt and iodine nutrition surveys measurement of salt iodine content Problem Recommendation The 2007 WHO/UNICEF/ICCIDD Guide for Programme Managers remains a valuable resource (3) for Surveys designed to provide nationally • Examine household iodized salt coverage guiding the design of household-based surveys on iodized salt coverage and interpreting survey results. representative estimates are not used to and/or population iodine status in subnational Table 2 emphasizes relevant points from that Guide and presents additional considerations to improve detect areas of low household iodized salt strata or in other relevant groups, such as the assessment of household coverage of iodized salt and measurement of salt iodine content. coverage and/or population groups with those defined by residence, socio-economic non-optimal iodine status. The exclusive use status, or programmatically relevant criteria Table 2. Recommendations on the assessment of household coverage of iodized salt of national-level data may hide discrepancies (e.g., by use of salt types). and measurement of salt iodine content among different sub-groups, such as those • Design the survey to provide representative defined by geographic region or other Problem Recommendation and precise estimates for desired strata and criteria, and therefore fail to inform important to allow for informative sub-group analyses. programme adjustments. Rapid test kits (RTKs) are erroneously used • Do not use RTK as semi-quantitative tools to assess whether salt is adequately iodized. given the limited ability of RTKs to measure Data on household iodized salt coverage and • Seek opportunities to collect data on house- Several evaluations have shown that RTKs can the iodine content in quantitative terms and iodine status are often not available due to a hold iodized salt coverage and iodine status in accurately distinguish between iodized and to distinguish between iodine content in salt lack of funds to undertake dedicated iodine the context of other household surveys. non-iodized salt. However, the ability of RTKs below and above certain cutoff levels, surveys. National stand-alone surveys may to measure the iodine content in quantitative • Continue to consider stand-alone iodine • Use RTKs only to present the percentage of be expensive and available resources may be terms and to distinguish between iodine content surveys if opportunities to link to other surveys non-iodized versus iodized salt. To estimate insufficient to support such surveys. in salt below and above certain cutoff levels is are limited and if sufficient resources are the percentage of inadequately iodized, available. questionable (even when the RTK packaging adequately iodized, or excessively iodized suggests otherwise) (8–10). salt, titration or other validated quantitative School-based surveys have specific design • Continue to use school-based surveys to track assessment tools are required (11). limitations. School-based surveys offer population iodine status in settings where a valuable source of data on iodine status school-based surveys are the only feasible Surveys do not use an appropriate • Determine stratification requirements to given the vulnerability of school-age children to data source. If resources allow, consider sample size to assess household iodized assess the sub-national effectiveness of the deficiency and the easy access to schools for conducting household-based surveys as a salt coverage among sub-populations in programme and prioritize strategic approaches. population-based surveys. However, such surveys means of addressing the design limitations stratified analyses. Sample sizes may be too • Calculate necessary sample size for also have limitations, including: i) the inability of school-based surveys. Household-based small or larger than necessary for accurate household iodized salt coverage per stratum, to reflect potential differences in iodine status surveys may enable better data collection on representation of the situation. which will be based on the expected between school-age children and other vulnerable the coverage of household iodized salt and on coverage, desired precision and expected groups, such as pregnant women; ii) the fact the iodine status of population groups such as design effect. Refer to established reference that school-based surveys may not allow for the pregnant or non-pregnant women. They may documents for more information (3, 15). collection of data on socio-economic status and also allow for the collection of data required to other relevant population characteristics; and conduct sub-group analyses and to examine iii) the fact that school-based surveys may not other programmatically relevant factors. provide a reliable reflection of the iodine status of the general population, particularly in countries or areas where school enrolment rates are low, or where school-feeding programmes (using iodized salt) operate on a large scale. 10 11
Problem Recommendation Problem Recommendation Household surveys do not collect sufficient • Collect relevant information from each Households without salt at the time of • Consider excluding households without data on the characteristics of household salt, household (if feasible) about the salt used data collection are treated differently in salt at the time of the survey from the such as salt type, packaging, and grain type. and where the salt was purchased. Such the calculation of household iodized salt denominator in calculations to determine Information on these parameters may help in information may include: type of salt coverage in different population-based household iodized salt coverage, as the most the interpretation of salt iodine content. packaging; brand name; and source of surveys. As a result, the denominators useful programmatic coverage indicator is the purchase (e.g., salt processor/farmer, wet and therefore the coverage estimates vary percentage of households using iodized salt market, village retail shop or supermarket). across such surveys, thus complicating the among households with salt at the time of the interpretation of household iodized salt coverage survey. However, the number of households • Categorize the salt as processed (fine) versus trends over time. without salt at the time of data collection raw (coarse) or powder versus crystal vs rock. should be noted in the survey results along Categorization is best done by laboratory staff; with a record of missing data (households if this is not possible, trained field-level data where salt was collected but not analyzed; collectors may undertake this classification. e.g., because there was an insufficient Iodine in coarse salt may not be distributed • Mix the salt in the container or packet before amount, or it was lost during transfer to the homogenously and small samples (≤10g) taking a sample, using a clean spoon. Use laboratory). Such households should be asked may not yield accurate results on salt iodine sample weights of 50 grams if salt is coarse whether they have purchased salt in the content. Variation in salt iodization practices, and if survey settings allow for the collection of last seven days. Results should be used to suboptimal salt mixing, large crystal size, and such quantities (9). calculate the percentage of households not high moisture content of the salt may lower the using iodized salt, as those households remain homogeneity of iodine in salt samples. susceptible to iodine deficiency. In surveys using titration or other validated • Interpret salt with < 5 ppm iodine as ‘salt Surveys do not consider that more than one • Include questions in the household quantitative assessment tools, salt with without iodine’, and salt with ≥ 5 ppm iodine type of salt may be used in a household. questionnaire on whether more than one iodine content of > 0mg/kg iodine is as ‘iodized salt’ (9). type of salt is used, what different types of labeled as ‘iodized’. Such a definition likely salt are used, and what the different types overestimates the percentage of iodized salt of salt are used for. The salt tested for iodine given the variation in iodine measurements at content should be the salt used to prepare the low iodine contents. previous evening’s meal. If no salt was used to prepare last night’s meal, the surveyor may The current classifications of salt into the • Provide the average salt iodine content (mg/ ask for a sample of the most commonly used categories of non-iodized, inadequately kg) and an indication of variation (e.g., 95% cooking salt in the household. Responses to iodized, adequately iodized, and excessively confidence interval (CI)) to better estimate the the additional questions about other types of iodized do not allow for an estimation of the additional iodine supplied through salt. Salt salt should be taken into consideration when contribution of iodized salt to dietary iodine samples without iodine should be excluded interpreting data on household coverage of intakes. This is an issue, given that the goal of from this calculation. See Technical Annex for iodized salt and when looking at associations salt iodization programmes is to address gaps in more information. between household coverage of iodized salt dietary intake of iodine. and iodine status. In cases where considerable proportions of other types of salt are used, it may be necessary to collect samples and information on more than one type of salt used in the household. 12 13
Assessment of iodine status in population-based surveys Historically, the mUIC has frequently been assessed through school-based surveys to estimate the iodine status of the general population. However, the mUIC among school- age children may not reflect the iodine status among pregnant women, whose iodine Interpretation of household iodized salt coverage requirements are greater (3). Household-based against UIC surveys have been used to assess the iodine status of other demographic groups, such as The dramatic reduction in the number of iodized salt and adequate iodine status non-pregnant women of reproductive age. iodine deficient countries over the last 25 among the general population remain This is important because the iodine status years was brought about by the scale up strong, there are instances where of women of reproductive age is also the of salt iodization programmes worldwide population iodine status is adequate status of women entering pregnancy, when (1,4). To this day, the iodization of all food- despite suboptimal household iodized salt adequate maternal iodine status is vital for grade salt used in households and food coverage. In those settings, programme fetal development. However, the iodine status processing continues to be recognized as managers need to determine the feasibility, of non-pregnant women may not be a good the most effective and sustainable strategy cost-effectiveness, risks and added value indication of the iodine status among pregnant to prevent and control iodine deficiency of further increasing the use of adequately women. A review of data sets with survey disorders in populations (4). Ensuring iodized salt within households. To illustrate, data on both non-pregnant and pregnant universal access to adequately iodized salt in settings with a fragmented salt industry, women indicates that when the mUIC among should therefore remain an important goal characterized by the presence of many non-pregnant women was adequate or above of nutrition programmes, and the 2007 small-scale producers, it may not be requirements, approximately half of the studies WHO/UNICEF/ICCIDD Guide for Programme programmatically feasible or cost-effective indicated inadequate iodine intake in pregnant Managers recommends that > 90% of to expect sustainable increases in the women (16). As an additional limitation, there households should be using adequately production of adequately iodized salt. In is a lack of consensus on the optimal mUIC iodized salt (3).2 such settings, a more appropriate strategy range for non-pregnant women of reproductive may be to consolidate gains made while age. The 2007 WHO/UNICEF/ICCIDD Guide for However, the iodization of all food-grade ensuring adequate iodine status for all Programme Managers (3) proposes a range of salt is not the ultimate goal of IDD control population groups. Specific subgroup 100–199 μg/L; however, the scientific basis for programmes. Rather, the goal of IDD analyses comparing mUIC against this recommendation is weak (17). Research is programmes is to sustainably achieve salt iodine content may also provide currently ongoing to better define the optimal optimal iodine status among all population valuable additional insights on whether mUIC range for non-pregnant women of groups. While in many settings, the links programmatic adjustments are needed. See reproductive age. between high household coverage of Technical Annex for more information. Programme managers should also note that it 2 The Guide defines adequately iodized salt as salt containing between 15 and 40 ppm iodine at household levels. remains unclear how to best conduct sample 14 15 ©UNICEF/UNI189140/Quarmyne
size calculations for such surveys estimating methods using spot UIC measurements do not Drawing on the latest available information, Table 3 presents recommendations on the assessment of population iodine status by measuring spot allow for the identification of the proportion of iodine status in population-based surveys. UIC. The 2007 WHO/UNICEF/ICCIDD Guide for the population with iodine deficiency (or with Table 3. Recommendations on the assessment of iodine status in population-based surveys Programme Managers (3) presents considerations iodine excess) (Table 3; see Technical Annex for on sample size calculations for surveys attempting more information). Given the uncertainty on how Problem Recommendations to estimate the proportion of households using to best construct statistical power calculations iodized salt, while stating that ‘further sample size for surveys determining population iodine status According to the 2007 WHO/UNICEF/ICCIDD • Based on the latest scientific evidence (12), calculations are needed if additional information using spot UIC measurements, programme Guide for Programme Managers, a mUIC in widen the acceptable range of ‘adequate’ is collected, such as urinary iodine […]’. However, managers may choose to take a conservative the range 100–199 µg/L indicates ‘adequate’ iodine intake among school-age children the Guide does not provide any such additional approach and define the required survey sample intake and 200–299 µg/L indicates ‘more than from 100–199 µg/L to 100–299 µg/L. Note, information. A UNICEF/Programme Against sizes with methods that may lead to sample sizes adequate’ intake among school-age children. however, that the interpretation of mUIC ≥ Micronutrient Malnutrition (PAMM) guide that may be higher than required. This would mUICs in the ‘more than adequate’ range have 300 µg/L as ‘excessive iodine intake’ among published in 2000 on ‘Urinary Iodine Assessment: involve starting their deliberations on required raised concerns about potentially adverse effects school-age children remains unchanged. Also A Manual on Survey and Laboratory Methods’ sample sizes by following the longstanding of high iodine intakes on normal thyroid function. note that this widened range must not be provides detailed and valuable information for recommendation of conducting a 30-cluster However, a 2013 study assessing thyroid function applied to women of reproductive age. See and iodine status found that the mUIC range of Technical Annex for more information. programme managers involved in the planning survey with 30 urine specimens per cluster if 100–299 µg/L was not associated with any thyroid and conduct of surveys determining population only a nationally representative survey estimate dysfunction (12). iodine status (18). Similar to other previous (without subnational stratification) is required.3 For expert guidance (15), the Manual presents subnational estimates, managers should consider Goiter is not a sensitive indicator of the • Stop assessing goiter as part of routine power calculations using the proportion of the using 30 clusters with 20 urine specimens per impact of salt iodization on the population, surveys on iodine status. If goiter is population with iodine deficiency as a key input. cluster for each subnational estimate as a starting yet continues to be widely used. Goiter was assessed, provide clear justification, This is a severe limitation, as currently available point,4 as recommended in the aforementioned measured in the past when the condition was still including how the data will be interpreted UNICEF/PAMM guide. Managers may furthermore widespread before iodized salt programs were in compared to UIC data, which is the best choose to slightly increase the sample size per place. However, thyroid size and goiter prevalence marker of dietary iodine intake. cluster to account for potential non-response. The are not responsive to recent changes in iodine intake. There is also significant subjectivity in sample size needs for each subnational estimate the measurement of small goiters, even when should then be totalled to obtain the final survey ultrasound is used (21). sample size. Where resources are limited, and/ or if stratification will be programmatically useful, National-level mUIC in the adequate range • Examine the mUIC in relevant sub- it should be noted that smaller sample sizes can is incorrectly interpreted as an indication of populations if survey design and sample size still provide programmatically useful information, effective control of iodine status in all parts allow.5 Consider the following stratification however. Research indicates that around 400 of a given country. However, national-level variables: residence (urban/rural), urine samples per population group are required estimates may mask subnational disparities in geographical region, socio-economic status, to measure the mUIC with 5% precision and 100 iodine status. or level of salt iodization. Local conditions urine samples to measure the mUIC with 10% may require stratification by other variables. precision (19, 20). 3 In large countries, more than 30 clusters may be required. 4 Based on the assumption of 50 per cent prevalence of iodine ©UNICEF/UNI189141/Quarmyne deficiency, 95% confidence level, a design effect of 1.5 and a 5 Relevant sub-populations should be identified at the time of planning for and designing the survey and adequate sample sizes for each precision value of ±5 per cent relevant sub-population calculated. 16 17
Problem Recommendations Problem Recommendations Surveys measuring UIC are inappropriately • Do not interpret the proportion of the The mUIC is often presented by itself without • Calculate the 95% CI using ‘bootstrapping’ or used to determine the proportion of the population with UIC
©UNICEF/UNI189147/Quarmyne Technical Annex Analysis and presentation of household iodized salt coverage data from surveys The coverage of iodized salt at the household level is one of the most important indicators of the performance of salt iodization programmes. A suggested table shell is provided below for the presentation of survey data using quantitative tests (Table A1). These table shells should be further adapted to allow for the best representation of local survey data. If only RTK data is available, then the columns should be modified to indicate the percentage of households with ‘no iodine (RTK negative)’ and ‘any iodine (RTK positive)’. 20 21
Table A1. Household iodized salt coverage by relevant strata: results of quantitative salt iodine testing1 Total no of Among all households, Among households with tested salt, the percentage with 2 Analysis and presentation of the population and the proportion of UIC values < households the percentage with 50 μg/L. It should be noted that currently there are in survey Salt No salt No iodine Inadequate Adequate Excess Median data on iodine status no suitable measures to define the proportion of tested in the (< 5 iodine Iodine iodine iodine iodine deficiency in the population, but efforts are household mg/kg) (5–14.9 (15–40 (> 40 content The mUIC is a good indicator of population iodine mg/kg) mg/kg) mg/kg) (mg/kg) 3 underway to develop such methodologies (23). status. In school-age children, a mUIC of between National 100 μg/L and 299 μg/L defines a population with Figure A1 provides an example of a common, but no iodine deficiency. A common mistake is to incorrect, interpretation of UIC data. In this setting, Residence assume that all individuals with a spot UIC < 100 the mUIC value is 122 µg/L, which suggests Urban μg/L are iodine deficient. Since dietary iodine optimal iodine status. However, the presentation Rural intake and therefore UIC are highly variable implies that 40% of individuals in the population from day to day, even among individuals whose have inadequate iodine intakes, which is not Region average iodine intake is sufficient to maintain correct. Likewise, it is incorrect to state that 10% Region 1 normal thyroid function, there will be individual of the population has excessive iodine intakes. Region 2 days when UIC is < 100 μg/L. As a result, in Region 3 populations whose average dietary iodine intake In addition to the overall mUIC of the population, is sufficient, there will always be values < 100 stakeholders may choose to conduct stratified Socioeconomic status μg/L; however, these values do not describe the analyses to identify potential variations in iodine Quintile 1 prevalence of iodine deficiency in the population. status across subgroups. This cross-tabulation by Quintile 2 The only available guidance with regard to low different sub-groups helps to identify where there Quintile 3 UIC values is that not more than 20% of samples are disparities and where programme efforts may Quintile 4 should be < 50 μg/L. In summary, the two key need to be focused and resources targeted (see Quintile 5 survey statistics to report are the mUIC value of Table A2 and Figure A2). Salt type4 Figure A1. Inappropriate interpretation of UIC data as a measure of population Processed (fine) iodine status Raw (coarse) 60 Packaging Sealed branded Proportion of population (%) 50 package Sealed 40 unbranded package 30 No package/ loose 20 10 1 Strata (e.g. urban/rural; quintiles; salt type) are illustrative and should be modified and adapted as required and as programmatically relevant. 2 While it is recommended that the definition of ‘no iodine’ be maintained in different settings, the definitions of inadequate, adequate, and excess 0 iodine should be modified based on national standards. 5mg/kg of iodine. Urinary Iodine Concentration (μg/L) 4 Categories of salt type and packaging should be set based on an understanding of how the salt industry operates in a given country. 22 23
Table A2. Suggested sub-group analysis for household-based surveys on population Figure A2. Sample figure to display the association between household salt iodine iodine status5 content and iodine status (measured as median UIC) among school-age children7 Variable Purpose 350 By household iodine To clarify whether there is an association between iodine status and content6: the level of iodine in household salt. 300 • Non-iodized (40mg/kg). information about the consumption of salt in processed foods and the use of iodized salt in those foods in future monitoring. 100 By residence or To examine the association between iodine status and residence/ geographic locations: location in order to identify geographic locations with poor iodine 50 • Urban vs. rural status. • Regions or provinces 0 Non-iodized Inadequately Adequately Over-iodized By socio economic To examine a potential link between iodine status and socio- (40mg/kg) status: (5-14.9mg/kg) (15-40mg/kg) economic status. • Richest quintile Poorer populations may have lower iodine status because they are • Fourth quintile likely to have access to salt with lower or no iodine content and/or may be more dependent on household salt as the major dietary salt • Middle quintile source (as opposed to processed foods). Such a finding should lead • Second quintile to further investigation of dietary salt sources and factors inhibiting • Lowest quintile their adequate iodization. By other programmatically To consider additional variables that may explain differences in iodine relevant criteria such as in status and may help in targeting programme efforts and resources. salt producing versus non- salt producing areas 5 To test whether mUIC vary across subgroup, non-parametric tests should be employed. See Figure 2 for a suggested presentation of mUIC with 95% CIs from subgroup analyses. 7 A mUIC between 100 and 200 µg/L indicates adequate iodine status. mUICs are presented with 95% CIs. While it is recommended that the 6 While it is recommended that the definition of ‘no iodine’ be maintained in different settings, the definitions of inadequate, adequate, and definition of ‘no iodine’ be maintained in different settings, the definitions of inadequate, adequate, and excess iodine should be modified excess iodine should be modified based on national standards. based on national standards. 24 25
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Photograph Credits: On the back cover: ©UNICEF/UNI189136/Quarmyne ©UNICEF/UN021384/Tesfaye ©UNICEF/UNI119116/Noorani ©UNICEF/UNI12425/Holmes
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