GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
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Global Prison Trends 2021 This document is co-published and produced with financial assistance from the Thailand Institute of Justice. It is the seventh edition of Penal Reform International’s Global Prison Trends series. Penal Reform International would like to thank the following for their contribution to the report: Adrià Cots Fernández (International Drug Policy Consortium), Antonia Mayaningtyas (UNODC Indonesia), Ayako Sasaki (UN Asia and Far East Institute for the Prevention of Crime and the Treatment of Offenders), Dr Catherine Appleton (University of Nottingham and PRI Board member), Cedric Foussard (Terre des Hommes), Professor Dirk Van Zyl Smit (University of Nottingham and Chair of PRI), Dr Katerina Hadjimatheou (University of Essex), Jennifer Roberts (OSCE Office for Democratic Institutions and Human Rights), Jerome Mangelinckx (Research Centre on Drugs and Human Rights, CIDDH), Johannes Heiler (OSCE Office for Democratic Institutions and Human Rights), Kirsten Hawlitschek (EuroPris), Louise Ehlers (Human Rights Initiative, Open Society Foundation), Luciana Pol (Centro de Estudios Legales y Sociales – CELS), Luisa Ravagnani (University of Brescia), Marie Auter (University of Nottingham), Marie Nougier (International Drug Policy Consortium), Nick Hammond (EuroPris), Rabby Pramudatama (UNODC Indonesia), Rachel Aicher (The International Legal Foundation), Sharon Shalev (Independent Expert at SolitaryConfinement.org), and PRI’s Advisory Council members Avril Calder, Judge David Rennie, Kathryn Waldegrave and Stephen Pitts. Its contents are the sole responsibility of Penal Reform International. This publication may be freely reviewed, abstracted, reproduced and translated, in part or in whole, but not for sale or for use in conjunction with commercial purposes. Any changes to the text of this publication must be approved by Penal Reform International. Due credit must be given to Penal Reform International, the Thailand Institute of Justice and to this publication. Enquiries should be addressed to publications@penalreform.org Penal Reform International www.penalreform.org Thailand Institute of Justice www.tijthailand.org Published in May 2021. ISBN: 978-1-909521-78-0 Any facts or figures not referenced in this report are based on primary sources or research conducted by Penal Reform International, or through open sources including Prison Insider (prison-insider.com/en) and World Prison Brief (prisonstudies.org). © Penal Reform International 2021 Cover photo: San Vittore prison, Italy. Graphic design by Alex Valy.
Contents Content Introduction 3 Key facts and figures 4 Key messages 6 1. Crime and imprisonment 8 1.1 Imprisonment and prison overcrowding 9 1.2 Laws that discriminate against marginalised groups 10 2. Trends in the use of imprisonment 12 2.1 Releases in response to COVID-19 12 2.2 Alternatives to imprisonment 15 2.3 Pre-trial detention 16 2.4 Death penalty 17 2.5 Life imprisonment 18 Special Focus 2021: Prisons in crises 3. Prison populations 20 3.1 Women 20 3.2 Children 23 3.3 Older persons 24 3.4 Ethnic minorities and indigenous peoples 25 3.5 Foreign nationals 25 3.6 LGBTQ+ people in prison 26 4. Prison management 28 4.1 Health in prison 28 4.2 Solitary confinement 32 4.3 Contact with the outside world 33 4.4 Security and violence 34 4.5 Rehabilitation and reintegration 35 4.6 Prison staff 36 4.7 Data collection and transparency 40 4.8 Violent extremism and prevention of radicalisation 41 5. Role and use of technologies 43 Endnotes 46 In boxes The impact of COVID-19 on crime rates 10 Period poverty in prison 22 COVID-19 vaccinations in prisons 31 Revision of the European Prison Rules 32 Detention monitoring in a global pandemic 34 Leaving prison without identification during the COVID-19 pandemic 36 Risk of discrimination and racial bias in algorithmic profiling 43 Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 |1
Introduction As countries continue to navigate new waves of the pandemic, prisons remain hotbeds for virus transmission. Personal protective equipment is delivered to a prison in Uganda by PRI, supported by the European Union. 2| Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Introduction Introduction Over a year on from the declaration from the experience of the past year, In March of this year, the Kyoto of the COVID-19 pandemic, this as detailed in Global Prison Trends Declaration was adopted at the 14th seventh edition of Global Prison 2021, to ensure prison systems UN Congress on Crime Prevention Trends is published jointly by Penal protect the human rights of those and Criminal Justice in Japan by Reform International (PRI) and the they hold. all UN member states, setting out Thailand Institute of Justice (TIJ). the crime prevention and criminal Health crises and other emergencies This report documents key trends justice agenda for the next five are not unprecedented in prisons. over the past year, especially the years. Building rehabilitative criminal This year’s Special Focus examines impact of the pandemic on prison justice systems remains a core prisons in crises, and how authorities populations and staff, and how issue for many governments and respond to health crises, natural prisons worldwide have responded actors in this field as reflected in hazards and extreme weather, or to these challenges. the Declaration – and this is much in fragile and conflict-affected needed and an area in which civil The dangers posed by COVID-19 to settings. We look at how prisons and society and institutions play a people detained and staff working the people within them are affected, key role. in cramped, overcrowded conditions as well as the involvement of prison in prison were acknowledged in the populations in times of such crises The global pandemic has been a earliest stages of the pandemic. and consider what measures solemn reminder there is much High-level United Nations (UN) authorities can put in place for better more work to be done to protect and government figures made preparedness and response. the most vulnerable people in our statements highlighting the risk societies. With less than nine years For human rights to be most to life and health in prisons and, as remaining to achieve the Sustainable effectively protected – especially Global Prison Trends 2021 describes, Development Agenda 2030, Global in emergencies – we need fewer most countries implemented Prison Trends 2021 addresses people in prison. Therefore, some form of emergency releases the specific challenges faced by addressing prison overcrowding and to reduce the prison population. women, children, older people, promoting the use of alternatives As countries continue to navigate and other marginalised groups in to imprisonment are key priorities new waves of the pandemic, the justice system. With limited for both PRI and the TIJ. In this prisons remain hotbeds for virus or no disaggregated data publicly vein, 30 years after the adoption transmission. Also, new offences available in many prison systems, of the UN Standard Minimum Rules for breaching COVID-19 regulations our combined research, operations on Non-custodial Measures (the and the resumption of court and expertise allows us to continue Tokyo Rules), and 10 years since the processes have led to increases to identify and highlight key trends adoption of the UN Rules for the in prison numbers. affecting these populations to ensure Treatment of Women Prisoners and ‘No one will be left behind’ as we build The challenges faced by prisons over Non-custodial Measures for Women back better from this global crisis. the past year have been compounded Offenders (the Bangkok Rules), we by decades of inadequate funding must all work to increase the use and criminal justice reform. The of alternatives to imprisonment. Olivia Rope Phiset Sa-ardyen pandemic has exposed the impact Global Prison Trends 2021 documents Executive Director Executive Director of overcrowding and under- some good progress towards Penal Reform Thailand Institute resourcing of prisons in the gravest implementation of these standards, International of Justice of terms – through the loss of life. as well as the new challenges We mourn every death in prison, faced by probation services during both people detained and staff, the pandemic. and encourage all actors to learn Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 |3
Key facts & figures Key facts & figures The global prison population continues to rise 3+ + WOMEN IN PRISON PEOPLE IN 11 740,000+ PRE-TRIAL million DETENTION million 17% 30% SINCE 2010 SINCE 2000 70% of prison populations are PEOPLE IN PRISON 8% 53% OCEANIA 24% AFRICA 17% SOUTH AMERICA AWAITING TRIAL, PRESUMED INNOCENT SINCE 2010 TH IS LEADS TO ASIA 50% 29% EUROPE 8% NORTH AMERICA in XX 14 countries Chronic overcrowding Staff shortages Prisons in many countries operate above their capacity Staff to prisoner ratios vary widely across countries >100% >250% 1:28 CAPACITY CAPACITY in in to 1:1 118+ 11 from countries countries IS LEADS TO TH Suffering in prisons during the pandemic People in prison Prison staff IMPACT ON MENTAL HEALTH 3,931+ 532,100+ STAFF EXHAUSTION COVID-19 DEATHS COVID-19 CASES COVID-19 CASES reported in reported in reported in 47+ 122+ 48+ countries countries PROTESTS & VIOLENCE countries 4| Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Key facts & figures Key facts & figures COVID-19 impacted on the number of people in prison RED UC TI ON Factors that helped reduce prison population EMERGENCY RELEASES SUSPENSION OF COURT BUT
Key messages Key messages These key messages do not cover all of the trends identified in Global Prison Trends 2021, but they represent some of the most pertinent and pressing issues facing criminal justice systems that require urgent attention. There are 11 million people in prison globally – a rise of about 8 per 01 COVID-19 release schemes have done cent over the last 10 years. Prisons are operating above capacity in 119 countries, and measures to reduce prison populations have little to halt the rise been inadequate. At least 109 countries adopted measures to release in prison populations people from prison in response to the pandemic, but many were abandoned or ineffective. Arrests for COVID-19-related offences and clearing court backlogs increased overcrowding in some places. A reported 3,931 people in prison have died due to COVID-19 in 02 People continue to face increased risk 47 countries, and over 532,100 people in prison have tested positive in 122 countries, but the true numbers are much higher. People in of COVID-19 in prison prison are especially vulnerable due to cramped living conditions, lack of hygiene supplies and poorer health status. Three million people are in pre-trial detention, a rise of 30 per cent 03 The overuse of pre-trial detention continues since 2000. While some people on remand benefitted from release schemes, COVID-19-related arrests led to an increase in the use despite the pandemic of pre-trial detention. Many prison systems have failed to implement critical COVID-19 04 The pandemic has exacerbated failures preventive measures. Low levels of medical staff and resources for healthcare have been further stretched, which, coupled with in prison healthcare restrictive regimes, has affected healthcare provision in prisons – both for COVID-19 and other health conditions. Many rights have been violated under severe restrictions. Regimes 05 The prevention of COVID-19 outbreaks in of solitary confinement, or at least measures where people were isolated, quarantined or confined in groups, have been in place many prisons came at for months. Levels of violence and unrest have risen, and people a cost to human rights have been cut off from the outside world, including access to essential supplies. The pre-pandemic mental health crisis in many prisons globally 06 COVID-19 measures in prisons have had has reached grave new levels due to COVID-19 restrictions, and the suspension or downgrading of mental healthcare provisions. a devastating effect Data shows that self-harm and suicide rates have risen among some on mental health prison populations. Reports of protests and violent incidents in prisons are linked to the 07 People in prison have widely protested handling of COVID-19, including restrictive measures imposed, fear of infection and the lack of action and provisions. Excessive use of against shortcomings force by authorities in responding to such protests has led to death in COVID-19 responses and injury of people detained. Criminalisation of non-compliance with COVID-19 regulations has 08 New offences under COVID-19 regulations effectively criminalised poverty and affected the most marginalised. Enforcement of restrictions has been racially biased and have affected the most discriminatory. In some countries, such offences attracted pre-trial marginalised detention or prison sentences. 6| Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Key messages Long-standing shortcomings in data collection and transparency 09 There are major issues in data collection and in prisons have been highlighted during the pandemic. Rates of COVID-19 among staff and people detained remain unknown transparency in prisons in many countries, as do the implementation and the impact of release mechanisms. New analysis shows that 740,000 women are in prison globally, 10 More women are in prison than ever before an increase of over 100,000 in a decade. Women have suffered increased hardship in prison during the pandemic. COVID-19 response strategies have left women behind, including in release schemes. At least 410,000 children are in prison every year. Despite the 11 Children were left behind in COVID-19 risks and impacts of COVID-19 restrictions on children, including solitary confinement, children were not explicitly included in many responses release schemes; where they were, data is scarce as to whether they benefitted. Prison staff have endured changes in their workloads and conditions, 12 Prison staff have suffered during even living or being locked down on site for weeks or months. They have faced an increased risk of contracting the virus, accounting the pandemic for up to 88 per cent of COVID-19 cases in some prison systems. Staff shortages and low prisoner-to-staff ratios have worsened during the pandemic. There was an expansion and growth of alternatives to imprisonment 13 There has been an increase in alternatives in response to COVID-19, although the impact varied significantly. The implementation of non-custodial sentences has faced to imprisonment, but practical issues due to government restrictions and overburdened with some challenges probation agencies. Communication technologies have been installed or expanded 14 New technologies have offered a lifeline to to facilitate contact with families and provision of telemedicine, rehabilitation and other vital services in many places. However, many people detained, the digital divide has meant people in prisons without online access but not to all have been left behind. The Black Lives Matter movement led to some immediate action 15 Racism in criminal justice systems to address systemic racism, although the attention of protests and policymakers largely focused on police and law enforcement reform has been put in rather than sentencing or prisons. Ethnic minorities continue to the spotlight be over-represented in many prison populations. Almost half a million people are serving a formal life imprisonment 16 Life imprisonment sentences are on the sentence, and an unknown number are under informal life sentences. A rise in life sentences is replacing death sentences, as punitive rise, causing human approaches to crime persist. rights violations An estimated 2.5 million people in prison are convicted of 17 Punitive prohibition- based drug policies drug-related offences, 22 per cent of them for drug possession for personal use. There have been some moves towards are driving up prison decriminalisation of certain drug-related offences. populations The movement towards the universal abolition of the death penalty 18 Universal abolition of the death penalty continues to grow, and 2020 saw a record low number of executions worldwide. However, at least 483 people were executed in remains on track, 18 countries. with some setbacks Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 |7
Crime and imprisonment 118 countries and territories have prison occupancy levels higher than 100%, including 11 with levels higher than 250%. Photo caption to go here, Syria. Quezon City Jail, Philippines. 8| Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Crime and imprisonment Part one Crime and imprisonment 1.1. Imprisonment and prison overcrowding > Many countries have THE PRISON POPULATION IS INCREASING:1 OVERCROWDING IS WIDESPREAD:2 criminalised the breaching + 8% 11 of COVID-19-related rules, and some have imposed SINCE 2010 pre-trial detention or prison sentences in such cases. 118+ 100% capacity countries above There are significant variances million across regions and countries in the countries above use of imprisonment. Imprisonment remains the default response to 11 250% capacity criminal offending in some regions. Asia and the Americas currently Drivers for high imprisonment and rise,6 showing that harsh policies house 75 per cent of the 11 million overcrowding rates have been are not effective in meeting their people making up the global prison stable over the years. They include purported goal. population. The number of people the overuse of pre‑trial detention, Responses to COVID‑19 have in prison compared to the general including its automatic application contributed to prison overcrowding population remains the highest in for certain offences. In Mexico, due to a backlog in court hearings the US (639 per 100,000), El Salvador the Senate expanded the use of from a scaling back of judicial (572 per 100,000) and Turkmenistan mandatory pre‑trial detention in July activity and increased caseloads due (552 per 100,000).3 2020 for certain offences, including to the criminalisation of violations the illegal possession of weapons, Overcrowding levels remain high of restrictions and other emergency among others.4 and are growing to chronic levels measures. The latter resulted in a with occupancy levels as high Mandatory sentencing is also a variety of sanctions ranging from as 450 to 600 per cent in Haiti, driver, as well as longer sentences, fines to up to several months or even the Philippines and Congo. In the including an increase in the use of years in prison, as in France and context of the global pandemic, life imprisonment. Drug policies Taiwan. In Uzbekistan, the Criminal overcrowding has exacerbated the continue to result in rising prison Code was amended in March 2020 overall poor detention conditions in populations especially in Asia and to sanction the distribution of many countries, especially access the Americas. In at least six Latin ‘misinformation’ about the spread to healthcare, proper hygiene and American countries, mandatory of the virus in the country by up to appropriate nutrition, placing the prison sentences are given for three years’ imprisonment.7 lives of people in prison at particular non‑violent drug offences even as UN human rights experts expressed risk. Emergency measures to reduce prisons are already overwhelmed.5 serious concern over new laws prison populations have been taken Despite the high rates of adopted in Cambodia in March 2021 in many countries, but initial analysis imprisonment, the World Drug which grant the Government power shows that they have not sufficed Report 2020 of the UN Office on to ban or restrict any gathering or in addressing overcrowding (see Drugs and Crime (UNODC) concluded demonstration, and allow 20-year Releases in response to COVID‑19). that the illicit drug trade continues prison terms and fines of up to to expand and drug use is on the 20 million riels (USD 5,000) for those convicted of violations. Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 |9
Crime and imprisonment In several countries, people are being Elsewhere, there were concerns that peoples. The use of fines can have sentenced to short prison terms for existing legislation on the voluntary a particular impact on economically the violation of quarantines, such as transmission of contagious diseases vulnerable persons: in Barbados in Bahrain, Ireland, Singapore and the could result in being charged with for instance, a man was sentenced Cayman Islands. In the Philippines, serious offences.9 In many places in December 2020 to six months as of June 2020, nearly 190,000 arrest and detention were reported in prison for breaching COVID‑19 persons had been apprehended to have been used as a first rather protocols, after he could not pay for violating quarantine orders, than last resort in cases involving the BDD 6,000 (USD $3,000) fine adding a heavy burden to congested noncompliance with public health upon his arrest.11 In Europe, a courts. In October there were still measures, often increasing the risk network of NGOs expressed their 1,700 persons detained in already of contagion with little physical concerns at the overall movement overcrowded pre‑trial facilities for distancing employed.10 towards the use of criminalisation noncompliance with quarantine in the COVID‑19 response, especially Extending criminal law as part of regulations. In Morocco, the regarding reports of unlawful arrests governments’ responses to the global emergency law resulted in the arrest and charges and their impact on pandemic has affected people in a of a significant number of people, people in a situation of economic situation of vulnerability, including mostly young adults, leading to an vulnerability.12 LGBTQ+ people and indigenous increase in the prison population.8 1.2. Laws that discriminate against marginalised groups > At least 42 countries In 2020, new offences were NUMBER OF PEOPLE IN PRISON in Africa have laws on petty created for non‑compliance FOR DRUG-RELATED OFFENCES:14 with COVID‑19 related laws and offences such as loitering emergency measures in many and vagrancy which effectively countries, in some places resulting criminalise poverty.13 2.5 in detention (see Imprisonment and prison overcrowding). Criminalising > Reports suggest new offences for breaching non‑compliance with coronavirus regulations has in many instances 22% COVID‑19 regulations have FOR DRUG USE criminalised poverty, affecting million disproportionately affected the most marginalised. In the the poorest members Philippines for example, quarantine of society. protocols and prolonged restrictions The impact of COVID-19 criminal groups as in the rest of Latin America – the data on crime rates showed a short‑lived decrease of around 25‑30 per cent in intentional homicide victims a month after the lockdown began. New research, including from the US, Peru, India and Australia, However, by June 2020, the levels returned to pre‑pandemic have found a correlation between ‘stay at home’ orders from levels.16 In South Africa, the number of homicides reported by governments as part of COVID‑19 responses and short‑term police had significantly dropped during the initial phase of the decreasing crime rates.15 While these preliminary results vary pandemic to 94 victims, compared to 326 in the same period across countries and between different crimes, analysis by the previous year.17 the UNODC supports these findings. Their study assessed The Council of Europe’s SPACE Initiative noted that, in its trends before and after lockdown measures were introduced member states, restrictions in many places could plausibly with regard to intentional homicide and property crimes and have limited criminal opportunities and led to a decline in found that reported robbery, theft and burglary declined by crime—and by extension imprisonment. This phenomenon, more than 50 per cent in most countries, with more significant coupled with emergency release measures implemented in a decreases where there were stricter restrictions. These number of countries to alleviate prison overcrowding, may have numbers were caveated with indications that the decline is contributed to the overall decrease in prison populations across not only due to a decrease in crime but also in their reporting. Europe in 2020.18 In regard to intentional homicide rates, the data collected from 21 countries showed that in some countries there was a However, it is suggested that the longer‑term impact of the short‑term decrease of 25 per cent, but in others no change pandemic could see crime rates rise for offences closely was recorded. In Colombia and Guatemala – where intentional connected to poverty and economic downturn.19 homicide is generally perpetrated by gangs or organised 10 | Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Crime and imprisonment on movement disproportionately drug‑related offences, including Leone and Uganda to challenge petty affected poorer communities with education, rehabilitation, treatment offences. Most recently, a case was higher numbers of arrests as people and aftercare.26 filed in South Africa in March 2021 had to leave their homes for food, challenging the criminalisation of Positively, a number of countries water and work out of economic homelessness using the African have made progress towards necessity.20 In Malaysia, two men Court Advisory Opinion. decriminalisation of drug use were imprisoned for three months and possession for personal use. In January 2021, the European Court when they violated a stay‑at‑home Ghana became the first African of Human Rights found that a blanket order as they went fishing for food.21 country to decriminalise drug use ban on begging in Switzerland, The Malawi High Court in late April and possession of small amounts punishable by a fine or a five‑day upheld a stay on the lockdown, after for personal use. Oregon became custodial sentence in the event of a human rights coalition highlighted the first US state to decriminalise non‑payment, breached the right the impracticalities of a lockdown personal possession of all drugs to private and family life.30 In their where the majority of the population in November 2020; Vancouver in decision the Court took account live below the global poverty line, Canada has voted to do the same, of the fact that begging constituted and 90 per cent of households rely and Norway is considering a a means of survival for the woman on water from outside their homes.22 decriminalisation proposal.27 A bill in the case. The imprisonment of people was also tabled in Guyana in February The criminalisation of certain involved in illegal drug markets, 2021 which would remove prison actions, beliefs, behaviours or other and particularly people who use sentences for possession of up to socio‑economic factors continue to drugs, continues to be a major 15 grams of cannabis, although this have a particular impact on women. contributing factor to prison would be replaced by mandatory A 2020 study in Sierra Leone found overcrowding globally (see Crime counselling ‘for a period to be that 34 per cent of women had either and imprisonment). Punitive drug determined by the counsellor’.28 been convicted of or charged with laws have imposed disproportionate Efforts to address vague, arbitrary, crimes related to poverty and drug criminal sanctions over the past colonial‑era petty offences were use.31 Larceny was the most common decades and have led to an estimated stepped up over the past year. In non‑violent offence and, according 2.5 million people worldwide in prison Africa, at least 42 countries have to testimony from these women, sentenced for drug offences. Of laws against vagrancy, being idle or they had usually stolen small sums of these, 22 per cent (470,000 people) disorderly, or a “rogue and vagabond”, money, mostly from family members, are sentenced for drug possession which are actively enforced, to provide for their children. Laws for personal use. Among the further criminalising minor infractions and prohibiting witchcraft or sorcery also 1.6 million people estimated to be behaviour that is otherwise not tend to be applied predominantly to convicted of drug offences, 54 per criminal. In November 2020, the women. This is the case in Central cent (860,000) are convicted for African Commission on Human and African Republic, where most of the possession for personal use.23 People’s Rights adopted a simplified approximately 24 women in prison International bodies have version of the 2017 Principles on the have been accused of witchcraft, criticised the use of detention for Decriminalisation of Petty Offences which attracts a prison sentence drug‑related offences, in line with in Africa. This soft law instrument of five to ten years and a fine. the UN System Common Position provides a continental legal standard Women continue to be imprisoned on drug‑related matters, which on the type of petty offences that under laws restricting their calls for alternatives to conviction African states should review and reproductive rights, such as in and punishment for drug offences, provides a roadmap for civil society Malawi, where some women in including the decriminalisation advocacy, and for all African States prison have been charged with of drug use and possession for to repeal these laws. infanticide for having miscarriages personal use.24 In 2020, the UN Furthermore, in a landmark ruling, and stillbirths.32 In El Salvador, as Committee on Economic, Social the African Court on Human and of September 2020, 19 women who and Cultural Rights reiterated that Peoples’ Rights issued an Advisory said they had suffered obstetric the criminalisation of drug use Opinion in December 2020 that emergencies remained imprisoned could act as an impediment to the holds that vagrancy laws, which on charges of abortion, homicide, realisation of the right to health.25 criminalise poverty and status or or aggravated homicide. At least On International Human Rights Day identity, violate human rights and 16 of them had been convicted of in December 2020, the International discriminate against marginalised aggravated homicide.33 Narcotics Control Board also populations, and that states have highlighted that the UN drug control a positive obligation to repeal or conventions require governments to amend these laws.29 Litigation is give special attention to alternatives now underway in approximately 15 to conviction and imprisonment for new cases in Malawi, Nigeria, Sierra Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 | 11
Trends in the use of imprisonment Part two Trends in the use of imprisonment 2.1. Releases in response to COVID-19 > At least 109 states PROPORTION OF THE GLOBAL PRISON PRISON RELEASES IN RESPONSE adopted measures to release POPULATION WHO BENEFITTED FROM TO COVID-19: people from prison in COVID-19 RELEASE MEASURES:37 response to the pandemic.34 Country Proportion of Number prison population of people > At least 475,000 people released (%) released were released from prison across 53 jurisdictions from Turkey 40% 114,460 March to July 2020.35 At least 27 European countries reduced their prison Cyprus 23% 172 population in the first months of the pandemic in 2020; some Portugal 17% 2,155 are now increasing.36 Norway 15% 447 In recognition of the risks to prison As much as 40 per cent of the India 14% 68,000 populations from COVID‑19, many prison population was released in governments made commitments Turkey (114,460 people), 30 per cent when the pandemic was first in Jordan (around 6,000 people) announced in March 2020 to and over 15 per cent in Catalonia Despite obvious benefits of release reduce their prison populations to (Spain), Cyprus, Norway, Portugal, measures, many targets for ease overcrowding and disperse France and Slovenia.39 Over 40,000 decreasing prison populations were people held in custody. Measures people were released in Ethiopia40 missed, and far fewer people than mainly involved exceptional release and over 68,000 temporarily in needed to prevent transmission in mechanisms, including amnesties, India, about 14 per cent of the total prisons were released. A regional pardons, commutations, and early prison population.41 Some of the survey in Latin America found that and temporary release schemes, largest reported releases were between March and June 2020, five including compassionate release. in jurisdictions with no official, out of 26 prison systems released Many release schemes targeted supporting data, including 104,000 less than 1 per cent of their prison high‑risk groups including older people serving sentences in Iran, population, and nine released people, those with specific health and 62,000 people in Iraq, including between 1 and 5 per cent.44 In South conditions or disabilities, pregnant both sentenced and pre‑trial Africa by July 2020, less than 6,800 women and mothers with young detainees.42 In Indonesia, the prison of the estimated 19,000 people that children, in line with guidance from population decreased by 12 per cent would be eligible had been released the World Health Organization.38 between January and April 2020, on parole. Others were said to have Many also included people in pre‑trial notably because of COVID‑19‑related been hindered by bureaucratic detention and those serving short emergency releases. By the end of or practical issues, such as sentences or nearing the end of October 2020, 82,000 people had difficulties achieving sign‑off from their sentence. been released in the Philippines,43 relevant bodies during lockdown mostly from remand. 12 | Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Trends in the use of imprisonment or insufficient supply of electronic decisions to release people on bail drugs’.58 Women were also directly or monitoring devices to facilitate due to the pandemic. This meant indirectly excluded in many countries house arrest.45 that in Sindh province, for example, (see Women). 90 per cent of the 500 people Barriers to the success of these Although decongestion measures released in March were returned schemes varied across countries initially decreased occupancy in to jail,52 and the prison population and regions. Where there is chronic many prisons, the sense of urgency increased by 21 per cent from overcrowding, the measures did to reduce prison populations April to December 2020.53 In the not reach far enough. In Malawi, it is seemed to fade away by mid‑2020. US, however, successful litigation estimated that the number of people Reductions in some countries, like efforts, including by the American imprisoned was reduced by just the UK, have also been attributed Civil Liberties Union, resulted over 12 per cent through emergency at least in part to reduced inflow in a number of court orders and releases, but with prisons operating to prisons while court processes settlements including in the state at 260 per cent capacity, this was not were disrupted. As court processes of North Carolina where 3,500 people enough to effectively reduce the risk resumed and prison systems got to will be released early as a result of a of outbreaks. The second wave of grips with new intake procedures, lawsuit challenging prison conditions COVID‑19 has resulted in more than people have been sent to prison at during the pandemic.54 300 people in prison contracting pre‑pandemic levels, or in some the virus, but the true numbers are The outcomes of reducing prison cases at higher levels. When prisons expected to be much higher.46 populations during the pandemic reopened in Nigeria in August 2020, for disease control and healthcare 9,900 people were newly admitted.59 Any benefit of release schemes was provision have been the subject By September 2020, the downward cancelled out in some countries of various studies, although trend in the prison population was where COVID‑19 offences led further analysis would be required reversed in 12 countries in Europe to detention pre‑trial or at the to understand the longer‑term which had higher rates than in sentencing stage. In Morocco, arrests impacts. One study in the US state of June; the rate had stabilised in for breaching COVID‑19 regulations, Texas found a correlation between 22 countries, and only two – Bulgaria mostly of young males, led to a new crowdedness and viral spread; and Montenegro – had fewer increase in the number of people prisons operating at 94 – 102 per people in prison in September than in prison, despite releases by high cent capacity had higher COVID‑19 June.60 In France between July pardon including children, women, infection rates and more deaths than 2020 and January 2021, the prison and the elderly.47 In Uganda, 833 those at 85 per cent.55 Another US population increased by 6.7 per people were released by Presidential study found efforts to depopulate a cent (approximately 4,000 people), pardon, but the continued detention large urban jail reduced transmission as did overcrowding in short‑term of suspects and the suspension by 56 per cent, with a subsequent and pre‑trial facilities from 110 to of most court hearings meant the 51 per cent decrease in transmission 120 per cent.61 prison population more or less when single‑cell occupancy was remained the same. There has Issues around access to justice, increased.56 also been no discernible change in legal representation and due process Cambodia’s prison population, with A key concern that emerged have affected detainees’ abilities the release of people keeping pace regarding mass releases was related to be released at the end of their with the numbers of new arrivals to support for those released (see sentence or under regular early in detention.48 Rehabilitation and reintegration). release schemes. In Hungary, for Many of the schemes also imposed example, new legislation adopted Changes in political sentiment multiple overly burdensome at the beginning of the pandemic saw U‑turns on emergency release conditions to be eligible for release, restricted in‑person attendance schemes in several countries, even where release was temporary at court hearings, including those including England after six people or limited to those nearing the end where decisions would be made on were mistakenly released.49 Media of their sentence. This excluded non‑custodial sentences, release reports of negative public opinion many people who faced high risk of from prison and probation measures. also led to changes like in Argentina infection and harm in prison, despite where protests against prison the fact they may pose little or no risk releases were held in the capital in to society, or who would be released April 202050 and within weeks court in a matter of months in any case. decisions to release high‑risk groups People in prison for drug‑related were reverted and no more releases offences were automatically were offered to at‑risk individuals.51 excluded from release schemes in 28 Courts in some countries ruled on countries,57 regardless of the nature the emergency release of detainees. or circumstances of the offence or In Pakistan, the Supreme Court in the risk of reoffending – Sri Lanka April 2020 overturned lower courts’ even excluded people ‘addicted to Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 | 13
Trends in the use of imprisonment Embraced by family members following release from La Esperanza Prison, Honduras. Despite obvious benefits of COVID-19 release measures, many targets for decreasing prison populations were missed, and far fewer people than needed to prevent transmission in prisons were released. 14 | Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Trends in the use of imprisonment 2.2 Alternatives to imprisonment > Global data on the use Bangladesh and the Philippines; have expressed concern at ‘probation of non‑custodial measures in the latter the Supreme Court overcrowding’.71 In Kenya, the reduced the conditions for bail and caseload for the Probation and and sanctions remains recognisance to avoid imprisonment After‑care Service varied during scarce in this area although of people in poverty.67 Prison leaders 2020 with correlation to the there are efforts underway in some cases applied pressure, for lockdowns and court activity. At peak to address the issue.62 The example in Russia, the director of times, the service had high caseloads gap hinders critical analysis the prison administration asked the due to an increase in non‑custodial and the ability to expand Supreme Court to encourage the use sentences handed down by courts, of alternatives for minor offences.68 the referral of some of the 11,000 and improve non‑custodial people released as a response measures and sanctions. One concern in the current context to COVID‑19 and a backlog from continues to be the widening of courts going virtual. For instance, in > At the end of 2018, there offences that can attract a sanction, August 2020 when there was a strict were about 2 million people albeit a non‑custodial one – often lockdown and limited court activity, in Europe and about 4.4 described as ‘net widening’. This only 1,705 people were referred to million people in the US is of concern as evidence shows the probation agency, whereas in that an increase in non‑custodial on probation or parole. 63 November there were 6,412 cases sanctions does not correlate to referred.72 In Singapore, a record fewer prison sentences.69 On the one Non‑custodial sanctions have been number of 3,246 people were placed hand, non‑custodial sanctions like commonly used as part of bringing on community corrections in 2020, simple warnings, fines or suspended prison numbers down during the a 42 percent increase from 2019.73 prison sentences are necessary pandemic, taking different forms. In the Philippines, in 2020 the to keep people out of prison and New legislation or regulations were probation service handled 55 percent facilitate their rehabilitation in adopted in many states to expand more probation supervision cases the community. In Thailand, for the legal basis of non‑custodial than the previous year.74 instance, as of May 2020, 2,276 sanctions or to give guidance on their persons sentenced to prison terms On the other hand, in England and use. For example, a new law in Turkey for breaches of COVID‑19 regulations Wales and in Northern Ireland, allows for early release when half a were reallocated to a non‑custodial probation agencies’ caseloads sentence is completed, albeit with sanction under Department of decreased somewhat in 2020 an extension of probation periods Probation.70 On the other hand, the compared to the previous year by from two to three years. In Peru, 64 results in Thailand demonstrate that 12 and 9 per cent, respectively.75 the government enacted legislation new criminal offences relating to One explanation for this could be to promote the use of electronic COVID‑19 risk drawing a large number the scaling back of court activities monitoring. 65 of people at low risk of reoffending and decisions and the resulting In some countries, governments into the criminal justice system. increasing backlog, the impact of encouraged judicial and law which needs to be further examined Where countries saw an increase in enforcement arms to avoid as it eases. In England and Wales, the the use of alternatives, there was imprisonment, as seen in Indonesia66 prison population did not decrease a sudden growth of caseload for and Thailand, in the case of at the same rate as probation agencies tasked with supervising COVID‑19‑related offences. Courts caseloads, showing just over a the implementation of non‑custodial took the lead in increasing the 5 per cent drop. measures. Many probation agencies use of non‑custodial options in In some states electronic monitoring was looked to as the solution to keeping prison populations lower IN EUROPE AND THE US, THE PROBATION RATE IS ABOUT DOUBLE during the past year. In Spain, the THE RATE OF PEOPLE IN PRISON:63 number of people under electronic monitoring jumped by more than Proportion of people Proportion of people Ratio of 130 per cent between March and on probation compared in prison compared probation rate to May 2020.76 Electronic monitoring Averages to overall pulation to overall population imprisonment rate was also more extensively used in across states (per 100,00) (per 100,00) (times higher) Italy and the Netherlands. In Senegal and Tunisia legislation was adopted Europe 211 126 > x1.7 authorising the implementation of electronic surveillance. US 1,730 830 > x2.1 Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 | 15
Trends in the use of imprisonment Agencies charged with supervising of a non‑custodial sanction have service placements have involved non‑custodial alternatives have become complex. At a minimum, contributing to COVID‑19 response adapted working methods and community sentences have been efforts. Other countries sought to approaches due to the COVID‑19 impacted by the suspension or avoid an extended sentence, like pandemic in the majority of postponement of programmes, in Finland, which required people jurisdictions. Many ended in‑person community service requirements on probation to submit written or supervision and home visits to or reporting requirements. At online assignments provided by people on probation and moved them least 31 probation agencies across substance abuse and mental health to phone or video calls. This was Europe had to suspend or adapt the services, etc. often combined with restrictions implementation of sanctions they COVID‑19 restrictions are affecting when entering prisons, limiting were supervising, many adapting the ability to provide rehabilitation the opportunities for pre‑release to remote contact with clients. In and post‑release support, including support. In Kyrgyzstan, during the Georgia, a hotline was set up and drug, alcohol and behaviour change lockdown in early 2020, visits by high‑risk clients were visited at home support groups, as well as the closure probation officers to both adult and by probation officers after a protocol of subsidiary social support such as child clients were suspended and was drawn up for the visit.78 shelters. These types of programmes instead conducted over the phone. By its nature, community service – and support mechanisms are often In Kenya, probation officers’ capacity a common non‑custodial sanction an essential part of a non‑custodial was limited by the lockdown. – involves social contact, in‑person sanction. An analysis in the US Probation officers in several supervision and often contact with showed that during the pandemic, countries, such as in Croatia and private‑sector entities. It therefore services for mental health and Austria, have reported increased remains hugely impacted by substance use (part of a community stress brought by the implementation COVID‑19. Many systems suspended sentence) are provided through of these emergency measures and or postponed community service remote ‘telehealth’ means, often as a the blurred lines between home and measures, replacing them with an new initiative and probation officials work life.77 alternative sanction (like a fine) or reported significant concern about Due to lockdowns and other extending the period of the sentence, clients’ relapse because of lack of movement restrictions, supervision as seen in Portugal and in Scotland. supervision and support, among and the fulfilment of conditions In Kyrgyzstan, some community other factors.79 2.3 Pre‑trial detention 70% of prison Pre‑trial detention places a heavy 3+ NUMBER OF PEOPLE IN PRE-TRIAL burden on penitentiary systems, DETENTION: million populations are and increasingly contributes to AWAITING TRIAL, overcrowding. Of the 47 countries PRESUMED INNOCENT where more than half of the 30% inXX 14 countries prison population are untried, 32 are operating above their official SINCE 2000 capacity. In the Philippines and Haiti, where 75 per cent of the prison population has not been sentenced, Rates of pre‑trial detention have has more than quadrupled over the prison capacities are overcrowded been rising steadily in recent last 20 years. In the same timeframe, by over 450 per cent. In Venezuela, decades. Analysis published in there has been a 56 per cent increase police stations have been April 2020 by the World Prison Brief in the number of people in pre‑trial transformed into de facto pre‑trial (Institute for Crime and Justice detention across Asia: the number detention centres, as prisons do not Policy Research) shows significant has doubled in Malaysia and the have enough capacity.81 In Ukraine, variance in pre‑trial detention rates Philippines, although it fell by 68 per the European Court of Human Rights across and within regions.80 Since cent in Kazakhstan. Countries with (ECHR) recently ruled in a pilot 2000, the number of people in the highest proportion of pre‑trial judgement that pre‑trial detention pre‑trial detention has decreased in detainees include Libya with 90 per conditions were overall inadequate, Europe by 28 per cent but increased cent of the prison population on which – with high overcrowding dramatically in the Americas (71 per remand, and in Bangladesh, Gabon, levels – demonstrated a structural cent rise) and Oceania (225 per cent Paraguay and Benin the proportion is problem that needed to be addressed rise). In New Zealand, for example, around 80 per cent. urgently, giving the country 18 the number of people held pre‑trial months to remedy it and suggesting 16 | Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Trends in the use of imprisonment increased use of non‑custodial The proportion of unsentenced Court activities being scaled back measures and renovations to allow people imprisoned in Indonesia or suspended in many countries due for raising minimum space allocated, went from 24 to under 20 per cent to coronavirus‑related restrictions, among other things. between March and December resulted in people awaiting trial 2020.84 spending more time in prison, as was During the pandemic, some countries the case in Sri Lanka85 and Mexico.86 have targeted pre‑trial populations However, COVID‑19 related arrests In Scotland, the pre‑trial prison in COVID‑19 release mechanisms, also contributed to pre‑trial population reached a record number with varying success. In Colombia, detention rates remaining stable or due to court delays.87 In Germany, the pre‑trial prison population increasing. This was seen in Uganda decisions by judicial and political dropped by 43 per cent between where, by June 2020, the number authorities were made to extend January and December 2020.82 In of people held in remand increased pre‑trial detention in case of delayed Peru it decreased by 17 percent to 55 per cent from 47 per cent in or postponed procedures.88 between January and November.83 December 2019. 2.4 Death penalty > At least 483 people were state – to do so. Two‑thirds of US and systematically arbitrary.97 executed in 2020 (including states have now either abolished Journalists and protestors have capital punishment or have not been executed in several retentionist 16 women), 26% less than carried out any executions in the countries, including Yemen and Iran. in 2019.89 last decade.91 In Malaysia, as of 1 December 2019, 70 per cent of people on death row > 144 countries have In 2020 there was a record low had been sentenced to death for abolished the death penalty number of executions worldwide. drug‑related crimes, a category that in law or practice.90 At least 483 executions were carried does not meet the threshold of the out in 18 countries in 2020,92 while ‘most serious crimes’ for which the > In December 2020, a record in 2019 at least 649 executions death penalty can only be imposed 123 governments supported were recorded in 20 countries.93 per international law.98 the biennial UN resolution The statistics continue to exclude which calls for a universal China, where capital punishment In the US, the federal government is classified as a state secret, but in the Trump administration’s last moratorium on executions. thousands of people are believed six months resumed executions after to be executed every year. a 17‑year‑long moratorium. Between The movement towards the universal July and December 2020, 10 people abolition of the death penalty Some progress, albeit limited, has were executed, more than all continues to grow, with a vast also been observed in retentionist executions in the states combined. majority of states having abolished it countries. Sudan repealed its The Death Penalty Information Center in law and in practice. However, there laws that provide for the death reported that the vast majority of has still been regression in a few penalty and flogging for consensual them suffered from mental illnesses hard‑line countries. same‑sex relationships and for and disabilities at varying degrees. apostasy. Attitudes are changing in Chad, Kazakhstan and Armenia In January 2021, Lisa Montgomery Iran, where a recent study showed recently joined the two‑thirds of became the first woman executed that 44 per cent of people surveyed the countries in the world that have by the federal government in 70 stated that they were against the abolished capital punishment for years, despite evidence of mental death penalty for all crimes, and all crimes. Chad removed the last impairments from a lifetime of abuse. 85 per cent agreed that it should not remaining dispositions providing for be used on people who were children Elsewhere, there were talks of the death penalty in its anti‑terrorism at the time of the crime.94 In Saudi broadening the use of the death legislation, and Kazakhstan and Arabia, a royal decree was issued in penalty. Amid public protests, the Armenia ratified the Second Optional April 2020 ending capital punishment President of Bangladesh signed Protocol to the International for offences committed as a child.95 an ordinance making rape a Covenant on Civil and Political Pakistan’s Supreme Court ruled in capital offence. In the Philippines, Rights in early 2021, which is the only February 2021 that people who have there have been renewed calls binding international instrument serious mental health issues should for reinstating the death penalty prohibiting the use of the death not be executed.96 as a tool in the country’s violent penalty. In the US, Colorado ‘war on drugs’. abolished the death penalty in March Where the death penalty remains 2020, as did Virginia in March 2021, in place there is evidence that the 23rd state – and first southern shows its use is often inherent Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021 | 17
Trends in the use of imprisonment The impact of the coronavirus countries, observers reported that executions likely resulted in ‘super pandemic on the use of the death the significant drop in executions spreader’ events not least due to the penalty is difficult to measure. in 2020 could be partly explained by high number of people present.101 It may be contributing to the the lockdown restrictions between Conversely, there have been at least lower number of executions and February and April.99 In the US, two occurrences of death sentencing executing countries during 2020, several executions and capital trials in virtual judgements, in May 2020 with delayed court processes and were halted by the closure of courts in Nigeria and Singapore, during the other restrictions resulting in fewer and the spread of COVID‑19 among nationwide lockdowns in force at death sentences being handed people in prison on death row.100 the time. down and carried out. In Saudi An analysis by the Associated Press Arabia, one of the top executing showed that recent federal prison 2.5 Life imprisonment > An estimated 479,000 offences for which a death sentence are reviewing cases or granting people in prison globally are would not have been considered. new sentences, and 24 states Legislative proposals in Colombia have now outlawed life sentences serving a formal life sentence seek to introduce life imprisonment without parole where the crime was as of 2014. in cases of sex offences against committed by a child.106 minors, and proposals in England > Around 65 countries and Wales also foresee whole Reforms to reduce the use of life impose sentences of life imprisonment have been seen in life sentences as the ‘default’ for without parole. several states over the past year. premeditated murder involving In Mozambique, an accumulation child victims. Life sentences are > 183 out of 216 countries increasingly imposed for non‑violent of sentences was reduced from and territories have formal 50 years to 30 in 2020. Furthermore, offences. In New Zealand, supplying life imprisonment. a number of reforms are bolstering or dealing a Class A drug (such as opportunities and improving methamphetamine) is punishable The number of people serving life procedures for release, such as by up to life imprisonment, and in sentences continues to rise as a in Ireland where the decision on several Asian countries, including result of a shift away from the death release of a life‑sentenced person Hong Kong and the Philippines, penalty, with many sentencing codes will shift from a political body to a trafficking and/or manufacturing replacing capital punishment with statutory parole board. In Lithuania, drugs can attract a life sentence.104 life imprisonment. Courts are also a 2019 law requires routine release commuting sentences as seen in All states of the US, with the consideration for those serving Kazakhstan, Benin and Burkina Faso exception of Alaska, can impose a life life sentences, paving the way for in recent years.102 sentence for non‑violent offences, release after 20 years are served – and in 22 states these sentences can a move approved by the European Formal life sentences are increasing be without the possibility of parole. Court of Human Rights. In Belize, also due to punitive responses Prisons in the US hold the largest where life without parole was to crime. In Poland and Serbia, proportion of people serving life declared unconstitutional in 2016, legislation has recently established sentences internationally. According amendments to the Criminal Code life sentences without parole. Poland to new analysis by the Sentencing have introduced the requirement also lengthened the minimum period Project from February 2021, one for a parole board to consider the before those serving a life sentence in seven people in US prisons are release of life‑sentenced persons. can be considered for release serving life, totalling 203,865 people. from 25 to 35 years, and extended Despite the vulnerability to Women serving life without parole supervision of those released to COVID‑19 for many people serving increased by 43 per cent between cover the rest of their lives. In life sentences (due to age or 2008 and 2020, compared to a Nicaragua, congress approved life health status), life sentences were 29 per cent increase among men.105 imprisonment in January 2021, one category of people explicitly The US also remains an outlier by moving the country’s maximum excluded from release schemes allowing life without parole for crimes sentence from 30 years to life in a number of countries, such as committed by children (under 18 in prison.103 England and Wales, Indonesia and years of age). However, that trend is South Africa. There were, however, This trend is also reflected in the fact reversing following a Supreme Court some instances where reductions that life imprisonment is consistently ruling on the matter in 2017. The in sentences favourably impacted being imposed for a wider range of federal government and 29 states people with a life sentence. 18 | Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
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