Gentrification led by stadium development
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Gentrification led by stadium development A study into the effects of football stadia on the urban area By Otto C. W. van den Boom Thesis prepared for the degree of MASTER’S PROGRAMME IN SPATIAL PLANNING Specialisation Planning, Land and Real Estate Development Nijmegen School of Management RADBOUD UNIVERSITY NIJMEGEN February 2022
Colophon Document: Master’s thesis Date: 28-02-2022 Student: Otto C. W. van den Boom Student number: s1045249 University: Address: Radboud University Nijmegen Programme: Houtlaan 4, 6525 XZ Nijmegen Specialisation: Master's programme in Spatial Planning Specialisation Planning, Land and Real Estate Development Supervisor: Dr. F. Landau-Donnelly ii
Preface As part of my Master’s programme in Spatial Planning at the Radboud University Nijmegen, I studied the effects of stadium (re)development on the surrounding urban area. This study examines whether stadium (re)development has an effect on the gentrification of the area it is located in, through the change of the built environment and the perception of local residents. The development of the Brentford Community Stadium in Brentford (London) and the redevelopment of Anfield Stadium in Liverpool were used as cases for this research. I have always had a passion for football stadia and British stadia in particular. Over the last couple of years, I have travelled across the length and breadth of the United Kingdom to experience the British (football) culture and its stadia. Many grounds are steeped in history and located in the heart of their communities. During my studies at the Radboud University, I developed an interest for gentrification. For the purpose of my graduation project, I wanted to combine both of these interests of mine. This eventually led to this thesis, in which I identify gentrification through the (re)development of the Brentford Community Stadium and Anfield Stadium. Although the subject of this research was close to my heart, the process was not always easy. The Covid-19 pandemic impeded the progress my research in different manners. Nevertheless, conducting an extensive on-site research in Brentford and Liverpool and interviewing local residents enabled my to answer the research question. My time in England was an unforgettable experience and something I look back on with great joy. Firstly, I would like to thank my supervisor, Dr. F. Landau-Donnelly, for her guidance and support during my research. I also want to thank Dennis McGee and James Coates, who guided me during my time in Liverpool and put me in contact with many Anfield residents. Lastly, I would like to thank all respondents without whose cooperation I would not have been able to conduct this analysis into the perception of local residents. Otto C. W. van den Boom ‘s-Hertogenbosch, February 28, 2022 iii
Abstract The development of football stadia in the modern age has a large effect on the surrounding urban area. Although new stadia keep being constructed, little academic literature is available on how the development of a stadium affects the surrounding built environment and how local residents perceive this. This research is carried out through the scope of gentrification, in order to determine if stadium developments have an effect on the gentrification of its locality and the perception of residents. The research question of this thesis is: ‘How does stadium (re)development affect the built environment of the surrounding urban area and how do local residents perceive this change in the case of Brentford and Liverpool?’ This research used a case study approach. The first case focuses on the development of a football stadium in Brentford. The case of Liverpool concerns the redevelopment of Anfield Stadium and the derelict surrounding area. To answer the research question, the change of the area was observed through desk research, interviewing residents and on-site research. To understand how local residents perceive the change of the area, interviews were mainly used. A theoretical framework was established to assess whether the change of the area can be categorised as gentrification. The main theoretical concepts applied to identify gentrification were new-built gentrification and gentrification trough greyfield redevelopment. The research showed that gentrification did occur in both cases due to stadium (re)development. Interestingly, the phenomenon of gentrification occurs in different shapes. In the case of Brentford, the development of the Brentford Community Stadium followed the local trend of gentrification through densification and fancy amenities that attract urban gentrifies. Local residents did not mind the construction of new housing in the area, but were highly critical of the negative effects it had on the area. Liverpool on the other hand witnessed gentrification in a different shape and was much more grounded in certain parts of the area. Derelict terraced housing was all cleared to create a new suburban middle-class community. The perception of local residents, whether they looked positive or negative towards the change of the area was much influenced by their geographical position. The conclusion of this study is that stadium (re)development has a large impact on its surrounding built environment. The exterior of the area is highly affected. No overarching pattern was detected in the perception of local residents. This rather differentiated in each case and even within the cases. Nevertheless, in both cases the (re)development stirred gentrification of the surrounding urban area. iv
Table of content 1. Introduction......................................................................................................................... 1 1.1 Keywords ............................................................................................................................. 1 1.2 Introduction ........................................................................................................................ 1 2. Problem .................................................................................................................................. 3 2.1 Problem statement ............................................................................................................... 3 2.2 Research aim .......................................................................................................................... 3 2.3 Research question ................................................................................................................ 4 2.4 Societal relevance ................................................................................................................ 4 2.5 Scientific relevance .............................................................................................................. 5 3. Theoretical framework .................................................................................................. 6 3.1 Literature review ................................................................................................................... 6 3.2 Theoretical framework ........................................................................................................ 9 3.3 Operationalisation............................................................................................................... 10 4. Methodology ...................................................................................................................... 12 4.1 Research strategy ............................................................................................................... 12 4.2 Selection of cases ............................................................................................................... 12 4.3 Research methods .............................................................................................................. 14 4.4 Reliability and validity ....................................................................................................... 17 5. Brentford ............................................................................................................................. 19 5.1 Situation before stadium development ...................................................................... 19 5.2 Situation after stadium development ......................................................................... 22 5.3 Resident perception ........................................................................................................... 25 5.4 Gentrification ........................................................................................................................ 27 6. Liverpool .............................................................................................................................. 30 6.1 Situation before stadium redevelopment .................................................................. 30 6.2 Situation after stadium redevelopment ..................................................................... 38 6.3 Resident perception ........................................................................................................... 49 6.4 Gentrification ........................................................................................................................ 51 7. Comparison ........................................................................................................................ 52 8. Conclusion........................................................................................................................... 52 v
9. Discussion ........................................................................................................................... 52 10. Afterword ............................................................................................................................ 52 11. Bibliography....................................................................................................................... 52 12. Appendix 1 .......................................................................................................................... 52 13. Appendix 2 .......................................................................................................................... 52 14. Appendix 3 .......................................................................................................................... 52 vi
1. Introduction 1.1 Keywords Gentrification, stadium (re)development, urban area, built environment, residents 1.2 Introduction The (re)development of football stadia is becoming increasingly more complex and has a large impact on the surrounding urban area. In order to obtain approval and financial support for their building proposals, football clubs need to offer a wider encompassing plan to pursue the construction or redevelopment of their stadium. Around the turn of the century, many clubs decided to build their new arenas outside of the city limits on agricultural land or industrial zones. However, this model is nearing its end in Western Europe as it is disliked by many. Nowadays more clubs decide to develop their new ground within urban areas. Recent examples of this are Tottenham Hotspur and Wimbledon FC in London and Union Saint-Gilloise in Brussels. Understanding how stadium (re)developments in urban areas affect the surrounding built environment and the how local residents perceive this, offer new insights for future stadium developments on how to execute them. The phenomenon of gentrification has been studied since mid-1960. Glass (1964) was the first author to establish a theory on the influx of affluent middle-class tenants into working class communities in London. Glass described how the character of the area changed due to the displacement of the old community by new middle- and upper-class dwellers. This work formed the guideline of what was understood under the term gentrification. Later researchers argued that the phenomenon of gentrification does not only concern the influx of more affluent people into a less prosperous area, but comes in many different forms and shapes. Applicable theories for this research were those on new-built gentrification and greyfield site gentrification. These theories explain that gentrification can also occur by changing the exterior and character of the area through new real estate developments that contradict their surroundings. However, limited literature is available on how stadium (re)developments affect the built environment of the surrounding urban area and if they serve as a catalyst for gentrification. Panton (2018) has been to only one to study this subject by investigating the fear for gentrification during the redevelopment of Tottenham Hotspur’s new stadium. Nevertheless, no scientific research has been conducted into the effects of stadium (re)development after completion. In this research, gentrification is examined through the change of the built environment of the area and thus the so-called character of the neighbourhood. Furthermore, there has not been much research done into the perception of local residents on the change of the built environment in their neighbourhood. This research aims to offer insight on this matter. Large and wide encompassing developments such as stadium (re)developments have a significant impact on its surrounding area. Because they are executed within the limits of urban areas where people live, it is relevant to understand the consequences of these projects on the built environment and how this affects local residents. It is therefore also important to understand how local residents 1
perceive the change of their living environment. Furthermore, this research is also scientifically relevant, because there is very little literature available on gentrification through stadium (re)development. For academic purposes it is important as well to get a grasp of how gentrification manifests itself in the case of stadium (re)development. The aim of this research is to identify the effects of stadium (re)development on the surrounding built environment and the perception of local residents through a lens of gentrification. The research question is formulated as follows: ‘How does stadium (re)development affect the built environment of the surrounding urban area and how do local residents perceive this change in the case of Brentford and Liverpool?’ To offer an answer to this question, an exploratory multiple case study approach was applied. The cases that were selected are Brentford and Liverpool in England. Brentford FC are a club located in West London. The club built a new stadium on a small industrial plot. The project was complemented by nine large towers that offer room to around 900 apartments and commercial exploitation. Liverpool on the other hand redeveloped their old stadium. The stadium is situated in the middle of a highly deprived area. The stadium redevelopment formed the heart of the project to regenerate the entire surrounding area. Data was collected through different means, like extensive desk research, fieldwork, interviews and observations. The next chapter of the thesis offers a thorough description of the problem statement, research aim, research questions and the relevance of this research. Chapter 3 gives an elaborate overview of the relevant academic literature available on the topic of gentrification. Furthermore, it explains the theoretical framework that was drawn up in order to understand gentrification in the case of stadium (re)development. Subsequently, chapter 4 describes the methodology and applied methods in order to conduct this research. In the following chapter the results of the study are described. Chapter 7 compares the results of both cases, which is then followed by the conclusion, discussion and an afterword. 2
2. Problem 2.1 Problem statement In an era of ongoing commercialisation of the football industry, more and more clubs aim to replace their outdated stadia for new state of the art arenas. A futuristic multi-purpose stadium gives them an opportunity to generate more income through ticket sales, sponsor lounges and secondary activities. The old stadia form a liability in their development. Therefore, many clubs, both big and small in size, are making plans to build a new stadium or have already moved to a new venue. Hardly no club has the financial power to finance a new arena on their own. They heavily rely on the support of investors, banks and municipalities to achieve their plans. These parties see the erection or redevelopment of a stadium as an opportunity to develop the surrounding area of the stadium as well. Therefore, clubs have to offer a broader plan for the development of the surrounding urban area in order to accomplish their goal. This means that nowadays an erection or redevelopment of a football stadium has large consequences for the area around the plot. Projects are getting more complex, which affects the living environment of people. Although some research has been done into the quantitative effects of gentrification in relation to stadium (re)development, very little knowledge is available on the qualitative impact on the urban area. There is a scientific void when it comes to literature on the effects of stadium projects on the built environment and how local residents perceive this change. Two cases where the (re)development of a football stadium has had significant effect on the urban area are Brentford FC and Liverpool FC. Both clubs are situated in England and have some interesting and distinctive features that make them suitable for a case study into the effects of stadium (re)development. Brentford FC are a club from West London who have recently moved to a new ground one kilometre away from their former home. The site of the stadium used to be a rundown industrial area and has now been turned into a diverse and modern working- and living environment with a football stadium situated in the heart of it. Liverpool FC on the other hand have chosen not to build a new stadium, but rather redevelop their infamous Anfield Stadium. The redevelopment of the main stand formed the basis of a plan to regenerate the dilapidated neighbourhood around Anfield Stadium. Because both a newbuilt and a redevelopment project are selected as cases, a better understanding can be gained of the effects of stadium (re)development. 2.2 Research aim The aim of the research is to identify the qualitative effects of stadium (re)development on the urban area. Furthermore, it aims to examine how local residents perceive the change of their living environment. The research therefore has an explorative nature, since it aims to investigate something about which little knowledge is available. Van Thiel describes explorative research in her book Research Methods in Public Administration and Public Management (2014, p.15) as follows: ‘Research that investigates a subject about which little or no knowledge is available. Exploratory research results in detailed empirical descriptions. Exploration is also used in studies of how actors 3
assign meaning, such as the way in which certain concepts are applied in practice.’ This research tries to obtain knowledge about the effects of stadium (re)development on the surrounding urban area by doing a case study. A case study in itself is a qualitative approach for methodological exploration according to Mills et al. (2017). 2.3 Research question Because of the exploratory nature, the research question needs to have an exploratory approach. Exploratory questions are open-ended, and presuppose there is as yet no knowledge on the subject of study (Van Thiel, 2014). In the case of this research, the unknown is the impact of stadium (re)development on the urban area and the perception of local residents. Therefore, the research question for this research is as follows: - How does stadium (re)development affect the built environment of the surrounding urban area and how do local residents perceive this change in the case of Brentford and Liverpool? To support the research question, two sub questions were drawn up. Because the research question is too broad to answer at once, the sub questions divide the research and focus on one particular part. The first question focuses on the change of the built environment. The scope of the second question is on the perception of local residents. The sub questions are as follows: - How does stadium (re)development affect the built environment of the surrounding urban area in the case of Brentford and Liverpool? - How do local residents perceive the change of the built environment of the surrounding urban area in the case of Brentford and Liverpool? 2.4 Societal relevance As Van Holm (2016) describes in his paper, stadium development has more far-reaching consequences for the urban area nowadays. For many city councils, the ability to (re)develop a certain location is a major reason to vote in favour of the project proposals. With the advent of a football stadium in their area or the redevelopment of a stadium, local residents and business owners see the area in which they live or operate change drastically. As Panton (2018) concluded in his study, the new stadium of Tottenham Hotspur has caused a lot of anger among local residents. However, this research was conducted two years before the opening of the stadium. There has not been any research done into the perception of local residents on a finished stadium (re)development. Like many other big projects, stadium (re)development proposals face a lot of backlash from local residents. The phenomenon of NIMBY (Not in my backyard) plays a big role here. This phenomenon occurs when local residents are afraid that new developments in their area will 4
directly affect them in a negative way. This is what Panton found in his research, where local residents here worried the new Tottenham Hotspur Stadium would have a negative impact on the area. However, there is no data available on how local residents perceive the change of their area after the completion of a stadium (re)development. It is relevant to understand what the effects of a stadium (re)development are on the surrounding urban area. In the end, it is the living environment of real people that is directly affected by these kinds of developments. There is little knowledge available on how stadium (re)development stir change in an area and if it can lead to gentrification of a certain locale. If this research would not have been carried, there would still be a void in scientific literature on how stadium (re)developments directly affect the surrounding urban area where real people live and how these residents perceive this change of their neighbourhood. Because the size of stadium (re)developments is increasing and expands way further that just the stadium itself, it is relevant to understand how these projects change an area after completion and how they benefit or disadvantage local residents. In order to make well-balanced decision for new stadium (re)developments in urban areas, it is important to understand the impact of these projects on gentrification in the area, the built environment and the residents. Furthermore, research into the perception of local residents may gain new insights and offer suggestion on what could be done differently in the future for other cases. 2.5 Scientific relevance As said in the research statement in 2.1, there has been very little research done into the effects of football stadia on the urban area. However, over the last decade much research has been carried out into the phenomenon of gentrification. There is a plethora of studies to be found on what causes an area to gentrify and how it affects the local residents living in these areas. These studies mainly focus on the change of working-class neighbourhoods in major global cities, like London, Berlin and New York City and the displacement of local residents who can no long afford to live in these areas. So much research has been conducted on this topic that gentrification has gained much social- and political awareness over the last years. However, very little scientific literature is available on the specific topic of stadium (re)development-led gentrification and how this affects local residents in their direct living environment. Mark Panton (2018) has been the only one to specifically investigate this topic of stadium-led gentrification. His study focussed on the affects of the stadium development of Tottenham Hotspur based on the proposals that were on the table at the time. When it comes to the effects after completion of the stadium (re)development, there is a large void in scientific literature. There is no data available how these projects directly affect the surrounding built environment and how local residents perceive the change of their area. It is, to put it mildly, remarkable that such little knowledge is available on this subject, even more in this day and age where stadium developments are becoming increasingly complex. To illustrate, the Tottenham Hotspur stadium that opened in 2019 was the most expensive stadium in European history with a cost of over one billion pounds (Kelly, 2019). There is a large void in scientific research on the topic of stadium (re)development-led gentrification, which makes this study scientifically relevant. This study helps to fill this void in literature on gentrification. It can serve as a tool to understand the impact of big flag ship projects, like the stadia that were used in this study, and how local residents perceive the impact in has on the area and their living conditions. It has both a relevance for people who try to get a better understanding of the phenomenon of gentrification and its many forms and for those who try to capture the effects a football stadium can have on the surrounding urban area. 5
3. Theoretical framework 3.1 Literature review The process of gentrification and neighbourhood change was first studied in the mid-1960. Ruth Glass introduced the term gentrification in 1964 to describe the processes by which the poor were squeezed out of parts of London as upper-class ghettos were created (Loukaitou-Sideris et al., 2017). Although the conceptualisation of gentrification has never been completely consensual, the work of Glass (1964, page xviii) formed the guideline of what was understood under the term gentrification: `One by one, many of the working-class quarters of London have been invaded by the middle classes - upper and lower. (…) Once this process of `gentrification' starts in a district it goes on rapidly until all or most of the original working-class occupiers are displaced and the social character of the district is changed.' Since then, a rich literature has emerged on the phenomenon of gentrification. In the early stages, many researchers closely aligned themselves with the description of Glass. Smith (1982, page 139) described gentrification as: `By gentrification I mean the process by which working class residential neighbourhoods are rehabilitated by middle class homebuyers, landlords and professional developers. I make the theoretical distinction between gentrification and redevelopment. Redevelopment involves not rehabilitation of old structures but the construction of new buildings on previously developed land.' In the decades following, this definition would become outdated. Several authors claimed that this definition did not encompass the broader effects of gentrification. Gentrification had departed from Glass’s description and it started to refer to a much broader phenomenon. In his work, Smith (1996, page 39) describes gentrification as: `How, in the large context of changing social geographies, are we to distinguish adequately between the rehabilitation of nineteenth-century housing, the construction of new condominium towers, the opening of festival markets to attract local and not so local tourists, the proliferation of wine bars - and boutiques for everything - and the construction of modern and postmodern office buildings employing thousands of professionals, all looking for a place to live? ... Gentrification is no longer about a narrow and quixotic oddity in the housing market but has become the leading residential edge of a much larger endeavour: the class remake of the central urban landscape.' While the specific definition varied, gentrification was now often understood as ‘the process by which higher-income households displace lower income households of a neighbourhood, changing the essential character and flavour of that neighbourhood’ (Kennedy and Leonard, 2001, p. 5). Zuk et al. (2015) identified the three main dynamic processes that encourage the change of a neighbourhood. These are movement of people, public policies and investments, and flows of private capital. These catalysts result in a range of transformations, physical, demographic, political, economic, along upward, downward, or flat trajectories. 6
According to Barton (2014), the definition of gentrification can be broken down into two interrelated components. First, gentrification raises the economic level of a neighbourhood population. Second, gentrification changes the ‘(social) character’ and culture of neighbourhoods. These components were important because they shaped the definitions of gentrification. This distinction of gentrification can also be made in the approaches that have been used to investigate gentrification. The first component can be measured through a quantitative approach, whereas a qualitative approach can define the change of the character of a neighbourhood. The change of an area does not always have to be accompanied by rising rents or displacement of local residents as stated by Bourne (1993). The revitalisation of ‘greyfield’ sites such as industrial, warehousing and port land changes the character of the area and has an effect on its surroundings. Bourne explains that not only an influx of affluent people, but urban (re)development can encourage gentrification too. Once a particular brownfield is being redeveloped, these developments can have an impact on the surrounding area. The character of the area might change because of the new developments on the greyfield, or the influx of new residents it attracts. This is in contrast to the more prevalent assumption that gentrification mainly concerns the influx of more affluent residents into a working-class neighbourhood, which eventually leads to rising housing prices and displacement of long-term residents. Helbrecht (2017) describes gentrification as a process by which more affluent groups of people move into a neighbourhood and replace the poorer population. Similar views are held by Krase and DeSena (2020) who characterise gentrification as a process where local residents are displaced, which leads to several socio-economic changes in an area. Lambert and Boddy (2002, page 12) question whether the development of greyfield sites can be categorized as gentrification. In their work they state: `We would question whether the sort of new housing development and conversion described in Bristol and other second tier cities, or indeed the development of London's Docklands can, in fact, still be characterised as `gentrification' – post-recession or otherwise. There are parallels: new geographies of neighbourhood change, new middle-class fractions colonising new areas of central urban space, and attachment to a distinctive lifestyle and urban aesthetic. But `gentrification', as originally coined, referred primarily to a rather different type of `new middle class', buying up older, often `historic' individual housing units and renovating and restoring them for their own use - and in the process driving up property values and driving out former, typically lower income working class residents. Discourses of gentrification and the gentrification literature itself do represent a useful starting point for the analysis of the sort of phenomenon discussed above. We would conclude, however, that to describe these processes as gentrification is stretching the term and what it set out to describe too far' This has led to scholars such as Davidson and Lees (2005, page 1166) to question whether this phenomenon can or cannot be categorised as gentrification. In their view, greyfield development can be defined as a third-wave of gentrification. It follows the first wave defined by Glass and the second wave with the broader understanding of gentrification led by authors like Kennedy and Leonard and Smith. Davidson and Lees call this third-wave new-build gentrification. They describe this phenomenon as: ‘New-build gentrification contrasts with previous rounds of gentrification because different groups of people are involved, different types of landscapes are being produced, and different sociospatial dynamics are operating. New-build developments do not involve the restoration of old housing stock by a new middle-class resident rich in social and cultural but lacking in economic capital (Bridge, 2001; Caulfield, 1994; Ley, 1996). Rather, new-build 7
gentrification is made up of large, newly constructed apartment complexes and luxury residential estates where the gentrification has been conducted by a developer. The contrast between traditional and new-build landscapes demonstrates how the capital deployment processes of gentrification have changed, because the new-build landscape has significantly different associations with cultural and economic capital. New-build gentrification involves the large-scale deployment of economic capital by developers who have the capacity and capability to do so, and then the deployment of economic capital by consumers buying into this highly commodified form of urban lifestyle (Bridge, 2002) in which heritage and historic referents are a significant part of the appeal. The consumers are buying into a different version of urban living (Lambert and Boddy, 2002). New-build developments are often built on brownfield sites or on vacant and/or abandoned land; as such they do not displace a pre- existing residential population in the same way as classical gentrification has done. As Lambert and Boddy (2002, page 18) state: `there is no direct displacement of other social groups and lower income households as occurred with pre-recession gentrification.' The processes of social change are different and a process of replacement occurs instead (compare Hamnett, 2003). With respect to new-build developments, `Gentrification in the sense of a process of social change based on `invasion and succession' is, therefore, a misnomer'' (Lambert and Boddy, 2002, page 18).’ The topics of gentrification and the (re)development of football stadia have hardly ever been linked together in scientific research. The sparse literature that is available on this topic, mainly focussed on the quantitative effects on the urban area. Most quantitative studies of gentrification have taken a macro, census-based approach (Hammel and Wyly 1996). Clark (Atkinson & Bridge, 2005, p. 258) defined gentrification as: ‘a process that resulted in an increased proportion of higher socio- economic status residents in combination reinvestment of the built environment.' Their focus has been the measurement of demographic shifts over a number of years that indicate gentrification, such as changes in the racial/ethnic composition, income, and educational attainment of residents (Barton 2016). In the case of stadium-led gentrification, a few quantitative studies have been carried out. These studies almost exclusively focussed on stadia in North-America. Baade & Dye (1990) were one of the first to do a large case study on the impact of stadium development. They employed a regression analysis to evaluate the impact that American football stadia have on economic activity of the area. Since then, several studies have followed. Van Holm (2016) investigated the direct qualitative effects minor baseball stadium developments had on the urban area. Regression results showed that census tracts near a new minor league baseball stadium saw significant increases in the median income and a change in the demographic composition of the area. In the case of Cardiff and Manchester, the development had a positive effect on the property values and the areas where the stadia are located. Qualitative work on the other hand has usually taken a case study approach to provide an in-depth exploration of neighbourhood change. Such studies typically use a combination of built environment analyses and observations and stakeholder interviews (Loukaitou-Sideris et al., 2017, p. 229). Qualitative research on the effect of stadium (re)development is sparse. The only piece of literature that specifically focuses on this topic is Mark Panton’s (2018) case study research on Tottenham Hotspur’s new stadium. The research had the aim to understand to the local authority’s approach to regenerate the area through the erection of a new stadium. Secondly, the inquiry tried to understand how this approach was perceived by the local communities. Panton concluded that the local authorities used a pragmatic approach to regenerate the deprived neighbourhood. Residents on the other hand saw it as a way to gentrify the area. However, this study was conducted two years before the opening of the new stadium in 2020. Furthermore, it does not focus on the change of the build environment. Other research that has focussed on stadium (re)development led urban change is Kool’s (2016) research on the impact of stadium development in a Dutch context. He concluded that 8
stadium development in the case of Groningen had an effect on the number of amenities and business in the area. However, his research had a too broad scope and mostly quantitative approach to derive detailed conclusions. There is still a large void when it comes to qualitative data on the effects of stadium (re)development on the urban area. The topics of the change of the built environment and the perception of long-term local residents due to stadium (re)development has not been conducted yet. In this study, gentrification is seen as a phenomenon that has emerged in different waves like Davidson and Lees (2005) explain. Instead of labelling the theories of Glass (1964) and Smith (1982) outdated, gentrification can be understood as a phenomenon that occurs in different shapes and forms. Barton’s (2014) explanation of gentrification serves best to understand the roost of the phenomenon. Gentrification raises the economic level of the population in a specific area or changes the (social) character and culture of the neighbourhood. These interrelated parts are the result of the phenomenon that’s called gentrification. Nevertheless, gentrification can be caused in different ways and by several factors. The change of the (social) character and culture of an area does not automatically imply rising housing values and displacement of working-class residents. This change can occur in different forms, like the change in architecture style of the area, the number and kind of amenities that are available to local residents or the spatial layout. As Bourne (1993) explained, the development of a greyfield site can have wide ranging effects on the surrounding urban area. In the case of this research the development of a football stadium could be the cause which starts gentrification in a particular area. This contradicts the stance of Grass (1964) that gentrification can only be caused by an influx of more affluent people in a formerly poor working-class area. However, this study does not deny that this cannot be a cause for an area to gentrify. Gentrification can be understood as a phenomenon in which the economic level of local residents raises or the (social) culture and character of the area switches. The cause of gentrification can occur in different forms. 3.2 Theoretical framework In this study, gentrification has been studied through the lens of how stadium (re)development affects the built environment of the surrounding urban area and how local residents perceive this change. To do so, two cases were selected. These are Brentford and Liverpool. Three theories that define gentrification are most relevant to the aims of this research. These are Barton’s explanations on the two parts of gentrification, Bourne’s (1993) greyfield theory and Davidson and Lees’ (2005) theory on new-build gentrification. As Barton (2014) concluded in his research, gentrification can be broken down into two interrelated parts. The first part concerns raising the economic level of a neighbourhood, which has an effect on rising housing prices, displacement, change in demographics et cetera. The second more qualitative part focuses on the character of the neighbourhood. This character can exist of several things, like the architecture, amenities, businesses, local culture or social cohesion. Gentrification does not only have an influence on the economic level of a neighbourhood, but also changes the character of the area with all it features. It is therefore not only an economic and demographic, but also a social and spatial issue. Nevertheless, Barton’s theory on gentrification does not offer tools to understand the roots of gentrification. It mainly focuses on strategies to identify the phenomenon of gentrification and how to define this. Bourne’s theory on greyfield gentrification and Davidson and Lees’ theory on new-build gentrification help to understand how stadium (re)developments can stir gentrification of the surrounding urban area. As Bourne (1993) stated, gentrification is not just a process of a sudden influx of affluent groups 9
into a poorer area. Gentrification can concern the change of an area because of the development of a greyfield area. The theory describes that the development of a greyfield site can have a wide-raging effect on the surrounding urban area. Therefore, this theory is relevant to the Brentford case, where they built a new stadium and accompanying residential area on a former greyfield site. Bourne’s theory strongly aligns with that of Davidson and Lees. They argue that gentrification is made up of large new-build developments in an area. These real-estate developments drastically change the social composition, character and outlook of the area. In their view, this does not specifically apply to greyfield sites, as argued by Bourne. However, this theory primarily highlights the development of large, newly constructed apartment complexes and luxury residential estates where the gentrification has been encouraged by developers. Although this theory helps to understand the effects a new-build development can have on an area, it’s scope mainly concerns the development of luxury estates. The theory helps to support this theoretical framework of this research, but is therefore not automatically applicable. These three existing theories were applied in order to study a new area of research, in this case the effects of stadium (re)development on the surrounding urban area and the perception of local residents. Barton’s theory helps to define and identify gentrification. The theories of Bourne and Davidson and Lees explain how a new development can result in the gentrification of the area the development is situated in. It therefore forms the theoretical foundation how the (re)development of a football arena can affect the surrounding urban area. Nevertheless, neither of these theories describe the effect of the development of a football stadium on its surrounding. In this study, gentrification is an overarching phenomenon encouraged by stadium (re)development. With the theoretical framework used as a foundation that defines and describes gentrification, new insights were gathered on how gentrification occurs in the context of stadium (re)development. It supports the research on how the (re)development of a football stadium leads to a change in the built environment and a change in the perception of local residents. Although other effects of gentrification are not denied, this study solely focuses on these two effects. 3.3 Operationalisation Operationalisation is the transition from theory to empirical research. The theoretical framework is translated into entities that can be observed or measured in the real world. This research focuses on two specific topics to examine the effects of stadium (re)development. These are the change of the surrounding built environment and how local residents perceive the change of their neighbourhood. The change of the built environment was observed and measured through several indicators. These indicators helped to establish a clear view of what the area used to look like and how it has changed due to the (re)development of a football stadium. The first indicator is the change in architectural style that the area has undergone. One of the characteristics of gentrification is that it can significantly change the look of the built environment. Observing the shift in architectural style helps to examine this theoretical concept. This concerns several things like the type of housing of newly built properties, architectural style, transition or renovation of existing buildings, redesign of facades or use of space. However, architectural style is not the only indicator of change in the built environment. Another indicator is the change in different types of local amenities and businesses. The first thing that pops into many people’s heads when they hear gentrification is the replacement of small kebab shops for trendy coffee shops. Although this seems like a cliché, Hertz (2016) concluded that replacement of amenities and businesses is a direct effect of gentrification. A further 10
indicator of the change in built environment is infrastructure. This is a somewhat broad indicator that encompasses parking spaces, walkways, bike lanes or rental bikes, spaciousness of the area and the overall spatial layout of the area. Lastly, the use of greenery is an indicator of change in the build environment. Working-class neighbourhoods in England are characterised by the limited use of greenery. The gentrification of an area could change this. Table 1 shows a quick overview of the most important indicators applied in the coding of the data to identify the change of the area. Indicators of change Architectural style Housing type Amenities Infrastructure Spatial layout Use of green Table 1 The second topic of this research is the perception of local residents. The research tries to examine how local residents who lived in the area before the (re)development perceive the change of their neighbourhood. The most suitable method to research the perception of local resident on the stadium (re)development in their neighbourhood is through interviews. During the course of the data collection, local residents were asked a series of question on what the area looked like before the stadium (re)development, how it has changed, what has improved and deteriorated, if they were involved and directly affected by the stadium (re)development and finally how they perceive the change of their neighbourhood due to the new stadium. The questionnaire can be found in Appendix 1. The transcripts of these interviews were used to determine the perception of local residents. In order to do so, inductive coding was applied. Inductive coding is a ground-up data analysis approach. Instead of using a predeveloped set of codes, like with deductive coding, codes derive from the content of the data. This type of coding allows a theory to emerge from the data. There are no preconceived notions of what codes should look like. It is a useful method to discover and explore the perception of local residents. During the coding of the data, several patterns start to reoccur. These patterns can be grouped into themes, in order to get a grasp of the perception of local residents. The observation of these patterns can provide an answer to the sub question and show how local residents perceive the gentrification. 11
4. Methodology 4.1 Research strategy In order to answer the research question, a multiple case study was applied. Case study is a research strategy in which one or several cases of the subject of study are examined in an everyday, real-life setting (Van Thiel, 2014). According to Yin (2003), case studies are a preferred strategy when the researcher tries to answer a ‘how’ or ‘why’ question and the research focuses on a phenomenon which is contemporary and has some real-life context. The aim of this research is to examine how stadium (re)development changes the surrounding urban area and how residents perceive this change. This made a case study a suitable approach to answer the research question. Because the research tries to examine the effects both for a stadium development and a redevelopment, the strategy consisted of a multiple case study approach. 4.2 Selection of cases For the selection of the cases a few requirements were drawn up. On the basis of these criteria two cases were selected. The two cases had to be contrasting in the sense that one concerns the erection of a new stadium and the other case a redevelopment of an already existing stadium. Because this study attempted to investigate the perception of local residents, it is also important that the (re)development of the stadium takes place in the heart of the community. A trend often seen around the turn of the century, is new stadia being built far outside the city on an industrial estate or agricultural land. A good example of this is the Opel Arena of the German side 1. FSV Mainz 05. They built their new stadium on an agricultural field on the western outskirts of the city. The development of this stadium had little to no effect on the area, except for two small connecting roads. However, this model seems to lose popularity and many clubs try to develop within urban limits nowadays. Another requirement was that the (re)development had to be either finished or almost finished. This criterion made the new Feyenoord City project not apt for this research. Although the new stadium in Rotterdam that tries to regenerate the poor area of Rotterdam-Zuid would seem suitable for this inquiry, the municipality still has to approve the plans before construction can start (NOS, 2020). A more practical requirement was that the stadium had to be situated in an English, German or Dutch speaking country, to avoid an eventual language barrier. Two cases that met all the requirements were Brentford and Liverpool. The case of Brentford regards a new stadium development and Liverpool a redevelopment of their current Anfield Stadium. Brentford FC are football club from West London. In the summer of 2020, Brentford FC left their old stadium Griffin Park where they had played since 1904 (Westbrook, 2020). Their new stadium, one kilometre east of their former home, offers them new commercial opportunities. The new Brentford Community Stadium is part of a bigger plan to turn an industrial site into a diverse and vibrant living- and working environment. According to project developer Willmott Dixon (n.d.): ‘The mixed-used project will incorporate nearly 1,000 new homes, the new Brentford Community Stadium, as well as 12
a mix of shops, restaurants, cafes and public spaces.’ Figure 1 shows the new Brentford Community Stadium. Figure 1: Brentford Community Stadium (The Guardian, 2020) The second case is Liverpool Football Club. The Scousers are one of the most illustrious and successful clubs in Europe. Anfield has been the home of Liverpool FC since 1892. The eponymous neighbourhood in which Anfield Stadium is situated is one of the poorest and most deprived parts of the port city. According to the Liverpool City Council (2017) unemployment is 25% (compared to Liverpool’s 15%) and four out of 10 children live in poverty. Furthermore, the long- term void of properties in the neighbourhood is twice as high as the city average. According to Liverpool FC (n.d.): ‘The Anfield Project sets out a vision for the regeneration of the Anfield area. The project is led by a partnership of Liverpool City Council, Liverpool Football Club and Your Housing Group. The partnership has been formed with the aim of creating an attractive environment in Anfield. The proposals include the expansion of Anfield Stadium, new and refurbished housing and the development of a new public square including commercial and retail premises and a revitalised high street.’ Through the redevelopment of the stadium, the parties aim to regenerate the dilapidated area. Figure 2 shows an image of the Anfield area. Figure 2: Anfield Stadium (Liverpool FC, 2020) 13
4.3 Research methods To investigate the change of the built environment, two methods were mainly applied. Firstly, to identify what the area looked like before the (re)development, desk research was carried out. This strategy is suitable for research of an historical nature (describing developments over time), or when exploring the background or context of a certain research problem (Van Thiel, 2014). Desk research occurs in many forms. To establish what the surrounding urban area looked like before the (re)development of the stadium, a content analysis is most suitable. According to Van Thiel (2014, p. 108): ‘Content analysis means to say that the researcher studies the content of the existing data source, which will usually consist of written material or documents. The main interest lies in the message that the author of the text tries to convey to the audience. The researcher first selects material that is relevant to the subject of study. The data may have been produced in the research situation itself (for example, texts published by an organization), or stem from an external source (for example, reports on the organization produced by a review committee).’ In this case, the content analysis mostly existed out of a media analysis, literature research and a most important photo and video analysis. Interviews helped as well to establish what the area used to look like and what has changed. After collecting the data, the analysis phase constructed a clear view of the pre-development area. Qualitative data are non-numerical units of information, for example statements, text or interview fragments, and images (photos, posters). According to Van Thiel (2014, p. 110): ‘The basic principle of data analysis here is for the researcher to read a text or look at an image, and assign a value to parts of the text or image. The value is assigned by coding. The researcher interprets the qualitative data, and subsequently assigns codes or labels to the different pieces of information. In this way, the data are categorized and subdivided, so that they can be compared at a later stage.’ The same analysis method was used for the observation of the current state of the post- development area. The main difference between these two is that the data collection here does not exist of a content analysis, but through observations. ‘In this method, the researcher uses his or her own observations and interpretations to arrive at certain conclusions and results’ as stated by Van Thiel (2014, p. 70). The best way to conduct observation research is by walking through the neighbourhood and get an understanding of the local context. Other ways to gather data are described by as Loukaitou-Sideris et al. (2017, p. 229): ‘More recently, the volume of neighbourhood- level data has increased dramatically. Parcel-level data and business data are now easily accessible annually. Researchers can also draw information about neighbourhood urban form and its changes from the Street Views archives of Google Maps and various crowdsourcing data.’ Google Maps and Street view were often used both to observe the current and past exterior of the area. The second sub question focuses on how the local residents perceive the change in their area. The best way to collect data is by doing interviews. An interview can be relatively structured, or have a looser, more unstructured format. In the case of this research, a semi-structured interview was most suitable. ‘In the semi-structured interview, a so-called interview manual or topic list is used as a guideline. The interview manual lists a number of topics that the researcher wishes to discuss, or gives a set of questions prepared earlier. In semi-structured interviews, the order in which the questions are asked can vary, depending on the way in which the conversation develops’ (Van Thiel, 2014, p. 94). Unfortunately, other means of capturing the perception of local residents, such as media analysis turned out to not offer much relevant data for this research. News articles, forums or social media post did not offer relevant insight in the perception of local residents on the change of their area. In the rare cases they did, it was all very broad or it was not possible to track down 14
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