"From Application to Graduation" - Guidelines for Faculty of Humanities Postgraduate Processes 2018 - Wits University
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“From Application to Graduation” Guidelines for Faculty of Humanities Postgraduate Processes 2018 https://www.wits.ac.za/humanities/faculty-services/postgraduate-services/registration/faculty- guidelines/ 1
Service Charter Faculty of Humanities’ Faculty Registrar’s Office In the Faculty of Humanities we as a team are committed to: Providing you with a friendly, efficient and reliable service from Monday to Friday (08h00 to 16h30); Being professional and committed in our dealings with you at all times; Correcting our errors timeously; Following up on service complaints within 48 hours; Respecting the privacy and confidentiality of your personal information (PoPI Act); Creating an accessible environment; Responding to your inquiries within 48 hours; Providing you with accurate information in accordance with the University and Faculty Rules. You as student can help us to deliver a better service by: Being friendly, courteous and respectful to us in our working environment; Being honest and providing us with all relevant and accurate information; Trusting our knowledge; Reading all electronic and paper based information provided to you by Faculty; Asking Faculty Officers if you are unsure of any Faculty information, regulations or policies; Familiarizing yourself with the Faculty and University Rules; and following the University escalation policy when applicable; Providing us with feedback on our service; Switching off your cell phone as courteousy when consulting with us; Informing us if your registration information is incorrect and needs updating; Accessing the Student Portal on the Wits Website regularly. Using online student platforms when applying for deferred examinations, WRC applications and updating personal information. Feedback: We value your constructive feedback, suggestions and comments for us to better our service to you. Please contact the Faculty Office: HUMANITIES FACULTY OFFICE – ROOM 7, SW ENGINEERING BUILDING, EAST CAMPUS Lebo Mokone (Lebo.Mokone@wits.ac.za) – 011 717 4008 Madile Moeketsi (Madile.Moeketsi@wits.ac.za) – 011 7174002 Maropeng Maake (Maropeng.Maake@wits.ac.za) – 011 7174005 EDUCATION FACULTY OFFICE – ROOM 209, ADMIN BLOCK, EDUCATION CAMPUS Asanda Magudumana (Asanda.Magudumana@wits.ac.za) – 011 717 3332 Please visit us on , and the Faculty of Humanities Website; Feedback will be treated with respect and confidentiality. 2
Table of Contents Page Cover page 1 Service Charter 2 Contact Details of Faculty staff 3 Academic performance 8 Application for Postgraduate Study in the Faculty of Humanities 9 International Application Procedure 11 Postgraduate Merit Award (PMA) 12 Registration 13 Clearance to Register for International Students 15 Amendments to Registration 16 Allocation of supervisors 17 Proposals 20 Progress Reports 23 The Nomination of Examiners 24 The Submission of Research reports, Dissertations and Theses for Examination 27 Ethics clearance 29 Credits 30 The Examination Process 32 Procedures following the return of Examiners’ reports 33 Procedures following the Examination of Coursework material by Internal and External examiners – the Board of Examiners 35 Graduation processes 37 Other important information 38 Research Guidelines 39 Honours 41 Masters research report 43 Masters dissertation 48 Doctor of Philosophy (PhD) 51 3
Contact Details of Faculty staff Staff Telephone E-mail address Responsibilities member extension Ms Julie Julie.Poyser@wits.ac.za 74007 Faculty Registrar Poyser Extraordinary queries, by referral only Academic developments process Rules and syllabus process Faculty Registry oversight Please contact Miss Asiya Mahomed with any queries Asiya Asiya.Mahomed@wits.ac.za 74001 Office Coordinator to Mahomed Faculty Registrar Admin Assistance to Asst Deans upon request. Prizegiving assistant Administers finance processes (IR, payments, budget) Manages Faculty website Coordinates applications UG and PG and proposals for School of Social Sciences and Wits School of Arts Mrs Nombulelo.Maphanga@wits.ac.za 78201 Deputy Faculty Registrar Nombulelo (main campus) Maphanga Extraordinary queries Graduations Timetable scheduling Prizegiving Reports to Faculty Registrar Heads main campus Faculty Office Ms Ayanda.Zwane@wits.ac.za 78202 Faculty officer (Main Campus) Ayanda Faculty submissions for Zwane examination Circulation of nominated examiners’ details to Core Group of GSC Sending out of reports to internal and external examiners Sending correspondence to student and supervisor regarding outcome of research examination Servicing and coordinate ad- hoc committee meetings Servicing Graduate Studies Committee meetings Faculty enrollments, amendments and 2way checks Tracking of publishable 4
manuscript prior to PhD graduation Mrs Bonisiwe.Mokhabuki@wits.ac.za 78203 UG and PG Senior Faculty Bonisiwe Officer (main campus) Mokhabuki Processing of ETD/final submissions Faculty enrollments and 2way checks Undergraduate Studies Committee coordinator Servicing and coordination of undergraduate Board of Examiners meeting Faculty amendments (UG and PG) first semester processing and administering Team leader Assist with graduation checks Mrs Genevieve.Kamfer@wits.ac.za 74004 Faculty Officer Genevieve Coordinates PG proposal Kamfer process: School of Literature, Language and Media School of Geography, Archeology and Environmental Sciences School of Human and Community development Assist with processing of Faculty research examinations process Processing of Faculty research proposals Process and manage PG midyear fee reversal for research submissions Faculty enrollments, amendments and 2way checks Processing and servicing of Faculty WRC Services and coordinate Faculty Committee Ms Madile Madile.Moeketsi@wits.ac.za 74002 Faculty Officer Moeketsi Coordinates UG and PG applications: School of Literature, Language and Media School of Geography, Archeology and Environmental Sciences School of Human and Community development 5
Processing occasional applications Tracking of RPL applicants PG application/readmission appeals Processing of deferred exam applications (UG and PG first semester) for Faculty Processes and manages verification checks for Faculty (UG and PG) Faculty enrollments, amendments and 2way checks Mr Maropeng.Maake@wits.ac.za 74005 Faculty Officer Maropeng Capturing of supervisor Maake details for Faculty Coordinate and processes progress reports (UG and PG) for Faculty Drafts and manages fees memos for Faculty Processing of 20% penalty for PG students Faculty enrollments, amendments and 2way checks Faculty deferred exam applications (UG and PG) processing of second semester Faculty extra time applications (UG and PG) processing Services and coordinate Faculty Committee Mr Veli Veli.Mongwe@wits.ac.za 74013 Faculty Officer Mongwe Processing of occasional studies applications PG application/readmission appeals Servicing and coordination of Faculty Committee Tracking of RPL applicants Proposal submissions Faculty enrollments, amendments and 2way checks Processing and administering nd of Faculty amendments 2 semester 6
Mrs Lebo Lebo.Mokone@wits.ac.za 74008 Administrative Assistant Mokone Faculty general enquiries (UG and PG) Maintaining student filing system Faculty academic Transcripts (UG and PG) Faculty verifications (UG and PG) Faculty enrollments, amendments and 2way checks Payment of external examiner claims Extracting student files for CRO Education Campus Mrs Hale Hale.Modau@wits.ac.za 73021 Senior Faculty officer Modau (Education Campus) Heads Education Office. Circulation of nominated examiners’ details to Core Group of GSC Sending out of reports to internal and external examiners Sending correspondence to student and supervisor regarding outcome of research examination. Payment of external examiners Receipt and circulation of examiners’ reports Servicing ad hoc committee meetings Servicing Graduate Studies Committee meetings. Servicing postgraduate Board of Examiners meeting Postgraduate and undergraduate mark amendments and upload Enrollments, amendments and 2way checks Assists with graduation checks 7
Faculty Admin Asst Front Desk Asanda.Magudumana@wits.ac.za 73332 UG/PG Administrative Assistant Ms Asanda All Education queries Magudumana Transcript orders Verification checks Processing of extra-time and deferred exam requests Mr Thabo Thabo.Makuru@wits.ac.za 73018 UG/PG Faculty officer Makuru All Education queries Coordinates UG application process Captures and manages PG application process Processing of proposal process Processing of PG progress reports Capturing of supervisor details Enrollments, amendments and 2way checks Processing of fees memo Processing of extra-time and deferred exam requests Assistant Deans: Graduate Studies Professor Chair Faculty Graduate Innocentia Innocentia.Mhlambi@wits.ac.za 74257 Studies Committee Mhlambi Amendments & extension requests Proposal approvals RPL requests and extraordinary cases Professor Lorena Lorena.Nunez 74427 Examination reports & ad- Nunez Carrasco@wits.ac.za hocs Carrasco Progress reports Application appeals and extraordinary cases Academic Performance As per the Faculty rule: 5.7.2. The Senate may cancel the registration of a postgraduate student registered for a programme by research if a higher degrees committee (or equivalent), on the 8
recommendation of the relevant supervisor(s) and head of school, has considered the research proposal and/or other milestones of the research of that student and has judged the research proposal or the progress towards the milestones to be academically unsatisfactory or, in material aspects, incomplete. The higher degrees committee may appoint a panel comprising of one member of the higher degrees committee, the relevant supervisor and the relevant head of school for the purpose of advising the higher degrees committee. Reasons must be given when such registration is cancelled and an appeal against such cancellation may be made to the Dean of the Faculty, who will then propose membership of an ad-hoc committee to review the case. The three-person ad-hoc committee will be chaired by the Dean. The Chairperson of the higher degrees committee, the Head of School and/or the Supervisor (or equivalent); may be in attendance. If the ad-hoc committee does not permit renewal of registration the student has the right to submit a further appeal to the Deputy Vice Chancellor (DVC): Academic, who may consult with the Dean. The decision of the DVC: Academic, acting on behalf of the Council, shall be final. Fee implications associated with the cancellation of registrations are outlined in the Schedule of Fees books. 5.7.3. The process set out in 5.7.2. will also apply to a postgraduate student registered for a programme which includes coursework. Period of study As per the Senate Standing Order: A. 15.2 Minimum (n) and maximum period of study (n + 2) The minimum period of study (n) for each higher degree is set out in the rules for degrees. The maximum period of study for higher degrees shall not normally extend beyond two years after (n). A student who has completed (n) + 2 years of study and wishes to continue his/her studies must submit an application for extension of candidature to the Faculty Graduate Studies Committee. The Faculty Graduate Studies Committee will consider the matter and may only grant an extension of one year if there are compelling reasons to do so and will impose escalated fees of 20% for the additional year of study. Students who are registered for masters and PhD degrees will not be allowed to extend their registration beyond (n) + 3. Application for postgraduate study in the Faculty of Humanities During the application process, prospective students for all degrees offered by the Faculty apply for admission to their chosen programme of study by completing an application form via Student Enrolment Centre. Each programme within the Faculty can then accept or reject an applicant based on that programme’s assessment of his or her application. Where do students collect application forms? 9
Prospective students apply online, the applications submission process is managed by the Student Enrolment Centre, Ground floor, Senate House. Alternatively, applicants download the application form from: http://www.wits.ac.za/prospective/postgraduate Where do students submit completed application forms? Completed application forms must be submitted to the Student Enrolment Centre only, and should not be received by individual schools, departments or course co-ordinators. This is to ensure that the progress of all applications can be tracked from the Student Enrolment Centre. Application forms can be submitted in person to the Student Enrolment Centre or submitted online. Applicants are advised to request an acknowledgement of receipt for their own records. What is the deadline for the receipt of applications from prospective students? Generally, students wishing to begin their studies in January each year must submit completed application forms to Student Enrolment Centre by: 30 August – International Students; 30 November South African Students. However, some programmes within the Faculty have set earlier closing dates such as School of Human and Community Development, Journalism and Drama for Life; students who wish to apply for these programmes should confirm the closing dates with the Disciplines. How do applications reach departments or programmes for selection? Following receipt of a prospective student’s complete application, a notification is sent directly to the department and faculty concerned electronically. The department uploads a decision on SIMS of which a notification is sent to the Faculty for final processing. Departments are encouraged to access BI reports via Discoverer regularly to manage application decisions. How do programmes or departments select students? Students are selected either on an individual or on a group basis; each of these processes is discussed below. Selecting students on an individual basis Departments / programmes that choose to evaluate each prospective student’s application on its own merits are said to select students individually. Course co-ordinators of 10
programmes accepting students on an individual basis can forward approved applications to the Chair of the Graduate Studies Committee on an individual basis throughout the academic year, on the understanding that deadlines apply to these applications. Rejected applications must also be forward to the Chair of the Graduate Studies Committee, and marked accordingly. The Chair of the Graduate Studies Committee will sign the application to indicate his / her approval of the programme’s decision. Selecting students on a group basis Departments / programmes whose evaluation of prospective students occurs on a group basis are those which consider all received applications in relation to one another and / or have candidates undergo selection tests or auditions following receipt of applications. Programme co-ordinators for these programmes must submit a shortlist of students who have successfully met all minimum criteria for their chosen courses of study to the Chairperson of the Graduate Studies Committee by 30 November, on the understanding that students so listed are understood to be provisionally accepted only. Programmes which select students on a group basis must contact the Faculty office to confirm dates of selection tests or auditions, anticipated decision dates for accepted students and anticipated decision dates for waitlisted students. While programmes may indicate provisional acceptance only, the official letter of acceptance or rejection must come from the Faculty Office. Waitlisted students will not be informed officially until a final decision has been made, normally upon receipt of final results. How are students informed about the results of their applications? Following the approval of programme decisions by the Chair of the Graduate Studies Committee, the system generates an outcome letter with respect to each programme for which application was made, the letter is emailed to you via the student system. Departmental outcome letters are considered provisional and are not recognized as being final, only Faculty outcome letters bearing the University branding are considered final. International Application Procedure Enquiries should be directed to the Student Enrolment Centre or the Faculty Office (see www.wits.ac.za/prospective/postgraduate or www.wits.ac.za/academic/humanities/postgraduate for more information). The following documents must be returned to the Student Enrolment Centre: 11
1. A completed application form and the non-refundable application fee (as a bank draft made payable to the University of the Witwatersrand, in the South African currency of “Rand”). 2. A completed application form for accommodation to be submitted with the application form for study. 3. Certified copies of all your programme (degree) certificates. Request universities or institutions to send a full academic transcript covering all periods of registration to each Faculty to which you are applying. Include all details of courses undertaken and the marks obtained. Any documentation not in English must be translated by an authorized translator and certified as authentic. 4. Curriculum vitae. 5. A short outline of your intended research area (no more than one typed page) – for Masters (by research) or PhD applicants and for a Master of Arts programme (degree), a sample of research work or a long essay written or translated into English. 6. Two reference letters from people of authority (two people who have taught you or supervised your work at a tertiary institution - not family). 7. Proof of English proficiency. 8. SAQA evaluation certificate, www.saqa.org.za 9. Enquiries in respect of evaluation of your application may be addressed to: The South African Qualifications Authority (SAQA) Helpdesk: 086 010 3188 Switchboard: +27 12 431 5000 Fax: +27 12 431 5039 Website: www.saqa.org.za Postgraduate Merit Award (PMA) The aim of the PMA is to assist graduates to complete Honours, Masters and PhD degrees by research of by a combination of course work and research on a full-time basis. PMA does not assist students who are registered on part-time basis. Criteria in the selection of PMA: For Honours, students must obtain a minimum mark of 65% in the major course in which they are (student is) proceeding to Honours and a minimum rating of 1.75 for Humanities and Commerce, Law & Management Faculties or 2.00 for Science, Health Science and the Built Environment Faculties. For Masters, students must have an aggregate of at least 70% in Honours or in the final year of study for the Bachelor of Science in Engineering degree. International students must obtain an average of 2.1 70% or a upper second class pass for their Honours degree. 12
For the PhD, students must have completed their Masters degree in one or two years on a full-time basis or in the case of part time studies, three years. Students who have not met the criteria for PMA are eligible for Postgraduate Financial Assistance which is available for financially needy students based on the NSFAS National Means Test. The normal tenure of PMA is: Honours 1 year Masters 2 years PhD 3 years School Duties: Students in receipt of PMA are required to perform six-hour duties per week, which shall be allocated to them by the Head of School. Duties must be of an academic nature so that a student derives some benefit from the work. Payment of Stipends: Payment of stipends is made in four instalments. Students must complete signed claim forms and give them to the Head of School/Supervisor. PMA Awards: Honours students receive a stipend of R6 000.00 plus 100% tuition fee Masters students receive a stipend of R6 800.00 plus 100% tuition fee PhD students receive a stipend of R9 000.00 plus 100% tuition fee Closing date: A student must submit a completed application form by the 30 August before the enrolment in January/February or March for the enrolment for July/September. Registration During the registration process, students who have been accepted for their chosen courses of study enroll formally in the Faculty of Humanities, as well as in specific disciplines and programmes. Students must enroll each academic year until the completion of their degree is successful. Registration for the degrees of Bachelor of Arts with Honours / Master of Arts by Coursework and Research Report 13
In advance of the registration period, details of registration are e-mailed to all students via their I-Wits e-mail. Students enrolling for BA Honours and MA (Coursework and Research Report) degrees typically register in January or February, prior to the commencement of the academic year. To accommodate the large number of students needing to register, this registration takes place in Hall 29 (west campus). Students with queries about registration dates may contact the Postgraduate Faculty officers. How do these students register? On arrival, each student receives a curriculum planning sheet and then proceeds to the table staffed by representatives of the Division in which he or she seeks to register. An academic member of staff will advise the student regarding her/his curriculum and will need to sign the student’s completed curriculum form to indicate their consent. Forms must also be signed by the programme coordinator or Academic Head-Postgraduate for students to register. Once the forms have been signed, the student proceeds to the table staffed by Faculty administrators for final endorsement before proceeding to the computer terminals for online registration. The student may then proceed to the ICAM and Parking Office representatives. What is required of academic staff during the registration process? The Faculty office asks that one or more members representing each programme offered in the Faculty be present at the registration venue throughout the registration process. Academic staff is requested to “sign off” on the chosen curricula of Honours and MA by Coursework and Research Report students in their disciplines, answer questions pertaining to particular programmes and courses, and guide students in their selection of courses where necessary. Bearing this in mind, the Faculty office recommends that staff actively involved in the Honours and MA by Coursework and Research Report programmes be present during registration, as they will be best qualified to offer guidance to students. Registration for the degrees of Master of Arts by Dissertation (all fields), Doctor of Philosophy (all fields) A student registering for either degree listed above may register online from home or may register in the Faculty Office in the designated period in January, April, July and September in their first year of enrollment. All returning students must register in January of each year until completion of their degree; enrollment may be conducted online from home or in person at the Faculty Office. The Faculty office will clearly communicate the registration dates by e- mail to students and schools at least one month in advance of the commencement of the registration period, and will ensure that a suitably qualified member of the Faculty staff is available to assist students with their registration. 14
Students with queries about registration dates may contact the Postgraduate Faculty Officers. Registration as a student awaiting examination A student previously registered for the degree of Master of Arts by Coursework and Research Report, Master of Arts by Dissertation or PhD, who has completed all the coursework requirements for his / her degree (if any), and who has submitted his / her research report, dissertation or thesis to the Faculty office for examination, must re-register as a student at the start of each academic year (no later than the 15th of February) while his / her work is under examination. The examiners are given a period between 6 – 8 weeks to submit an examiner’s report to the Faculty office. A nominal fee attaches as a matter of course to the “Awaiting Examiners” registration code. This “Copyright Fee”, as it is reflected on the Fees Statement of a student so registered, is payable by both local and international students. It recognizes the student’s right to use library facilities during his or her continuing registration. A returning student awaiting examination should register in the Faculty Office during the designated period (15 February). The Faculty office will clearly communicate the registration dates by –e-mail to students and schools at least one month ahead of the commencement of the registration period, and will ensure that a suitably qualified member of the Faculty staff is available to assist students with their registration. Students with queries about registration dates may contact the Postgraduate Faculty Officers. Clearance to Register for International Students This is applicable each time that you register: STEP 1 Medical Aid Cover For Degree Seeking Students To study in South Africa you need to be medically covered for the full duration of your studies. According to legislation, the medical aid has to be a South African administered end/or recognized product paid up to 31 December of the year of registration. The University advises, amongst other coverage, that the product include provisions for doctor’s visits, hospitalization, medicines and emergencies. For Short-term / Occasional / Semester Students To study in South Africa, you need to purchase a minimum of 6 months medical aid cover; as outline above. Most Medical Aid companies will refund the unused portion of the medical aid 15
cover. Enquire about this option with the company at the time of purchase as each company has different requirements for refunds. Step 1 is not required for Refugees, Asylum Seekers and individuals studying for 3 months or less; however it is recommended that you purchase medical aid cover for the duration of the study period. STEP 2 Study Permit It is important to note that from time to time, the Department of Home Affairs updates their requirements. Study Permits are normally only issued to one institution. The following are the current requirements to be submitted to the South African Embassy/Consulate in your country to obtain your Study Permit: 1. A passport valid for not less than 30 days after intended studies; 2. The Department of Home Affairs requires an administrative fee payable upfront. Amendments to registration A student who needs to change his or her details after registration may do so, using a Graduate Studies Amendment Form. Changes to a student’s name or address, substantive changes relating to course registration and changes of research report / dissertation / thesis title, as well as requests for extensions of time for submission of proposals or research, are all made using the yellow Amendment Form, which is available from the Faculty office. Person details may be updated online via the student portal. What is the deadline for amendments to course registration? Semester one A student registered for an Honours or Master of Arts by Coursework and Research Report degree may register for additional or alternative courses during the two weeks following registration, and cancel first semester courses until one month before the examination period begins. Semester two A student registered for an Honours or Master of Arts by Coursework and Research Report degree may register for additional or alternative courses during the week following the commencement of the second semester, and cancel second semester courses until the 30th of September annually. How do I complete the Amendment Form correctly? Coursework modules 16
Amendments to coursework modules must be accompanied by the approval of the relevant course co-ordinator, as well as supporting signatures from the School Graduate Studies co- ordinator and Head of School. The student must also include a short supporting statement. Research reports / dissertations / theses Amendments to research must be accompanied by the approval of the relevant School Graduate Studies co-coordinator, Head of School and supervisor, as well as short supporting statements from the student and supervisor. Masters of Arts by Coursework and Research report Students that is not ready to complete and submit their research reports by 15 February of the year following their initial registration, and require additional time to complete their research, must apply an extension and register for another full year. To apply for an extension, the student must complete the Faculty amendment form including a motivation from the student and the supervisor; they must both agree that the research report will be submitted to Faculty for examination by the approved deadline. Masters of Arts by Dissertation and Doctor of Philosophy Students that is not ready to complete and submit their dissertation/thesis by 15 February and require additional time to complete their research must apply for an extension and register for another full year. To apply for an extension, the student must complete the Faculty amendment form including a motivation from the student and the supervisor/s; they must both agree that the dissertation/thesis will be submitted to Faculty for examination by the approved deadline. Allocation of supervisors As extracted from the Senate Standing Orders: The appointment of a Supervisor is the responsibility of the Faculty Committee or panel, and not of its Chairperson, nor of a Head of School. The Head of a School recommends a Supervisor for appointment. Where a Supervisor is appointed by a panel, the appointment must be reported to the next meeting of the Faculty Graduate Studies Committee for information. Where necessary, in a study of an inter-disciplinary nature, more than one Supervisor may be appointed. Reasons for nominating a Supervisor must be motivated by the Head of School. The Head of School is responsible for monitoring the number of higher degrees students being supervised by an individual staff member to ensure adequate supervision of candidates and should take this into consideration when recommending a person for appointment as a Supervisor. A panel or a Chairperson of a Faculty Graduate Studies Committee can appoint a Supervisor for an applicant for a research proposal on a temporary basis, subject to approval by the Graduate Studies Committee at its next meeting. (See also A.3 above). Except in exceptional circumstances, as approved by the Faculty Graduate Studies Committee, The Supervisor should have successfully completed a degree at an equivalent level. The Head of School and Postgraduate Co-ordinator must be satisfied that the Supervisor has the appropriate expertise and training to supervise postgraduate students. 17
Supervision by a member of staff of another university or other structure should be exceptional. If the Supervisor-designate is not a member of the University staff, a member of the full-time staff must be appointed as a Co-Supervisor. The University’s policy is that once it has admitted a candidate, it has an obligation to do its utmost to continue to provide supervision for the minimum period of registration for the degree. Should circumstances change, and the University finds itself unable to continue to provide supervision, in exceptional cases, it shall attempt to provide supervision from outside the University, with a formal Co-Supervisor from within the University. The responsibility for ensuring the adequate supervision of a candidate by the supervisor rests with the Head of School/Department. A.12 Duties of Supervisor It is the responsibility of the Head of School or Postgraduate Co-ordinator ensure that a Supervisor is familiar with the University’s and Faculty’s Standing Orders on higher degrees. These duties are available from the Faculty Registrar. A copy of these duties (and/or relevant code of responsibility/conduct) along with the appropriate Style Guide, the Policy on Plagiarism and the University Grievance Procedure for Postgraduate Students and the Statement of Principles must be made available to students at registration, and should form the basis of a negotiation between the Supervisor/s and the candidate as to how they will work together. The Statement of Principles must be discussed with the student and it may be changed by mutual agreement. It must be signed by the Supervisor(s) and the student at the time of submission of the research proposal. The duties of the Supervisor shall be: A.12.1 To report, after consultation with the Head of the School or Postgraduate Co-ordinator concerned, any change in the proposed title for the approval of the Faculty Board, Faculty Graduate Studies Committee, panel, or Chairperson of the Faculty Graduate Studies Committee. A.12.2 To assist the candidate’s research in all possible ways The Supervisor should take care to encourage the candidate to use his or her own initiative, and should not watch over every detail of the work. He or she should rather make suggestions wherever necessary, and encourage the candidate to apply them. A.12.3 Supervision entails both oral advice on the candidate’s research, and constructive written comments on drafts of the proposal and on draft chapters. A record of the supervision process must be kept by the Supervisor. A.12.4 To ensure that the candidate knows the conventional techniques of presentation for a thesis. A.12.5 To ascertain the cause should the candidate, for any reason, fail to make adequate progress. If the candidate is at fault and does not, after a written warning, make better progress, the Supervisor shall bring the matter to the attention of the Head of School or Postgraduate Co-ordinator. Any further instruction which emanates from this should also be in writing and, if it in turn is not acted on by the candidate, the matter should be brought to the attention of the Faculty Graduate Studies Committee which may at that stage instruct cancellation of registration. It is essential that a candidate be given the opportunity to put forward his or her case at all stages of this process before cancellation is decided upon by the Committee. In cases where there is more than one Supervisor, the Supervisors shall consult one another on the progress of the candidate at regular intervals. A.12.6 To report once a year to the Faculty Graduate Studies Committee, or its Chairperson, on the progress of the candidate’s work. The dates will be decided by each Committee and the basis of the Supervisor’s report will be a yearly report from the candidate. A very brief report will suffice if the candidate’s progress is satisfactory. The report must be an open one 18
and signed by the Supervisor, the candidate and the Head of School or Postgraduate Co- ordinator. The form should contain provision for comments by the candidate. The Chairperson may draw the Committee’s attention to particular cases and the Committee may call for more frequent reports in a particular case. The Faculty Registrar is required to monitor the submission of reports and to ensure that copies of these reports are filed on the student’s file. A.12.7 To draw the attention of the candidate to the minimum and maximum periods of study for the degree. (See also A.15 below.) A.12.8 To nominate examiners, in consultation with the Head of School, a minimum of three months prior to the submission of the thesis. At this point, the title of the thesis must be confirmed. A.12.9 To inform the candidate of any planned absences. A.13 Supervision of one candidate by another A.13.1 Normally, a candidate for a higher degree who is appointed to supervise another candidate for a higher degree will be a member of the staff of the University. A.13.2 A member of staff, who is registered for a higher degree, is permitted to supervise another candidate at a lower level, or co-supervise a candidate at an equivalent level, provided that the Supervisor holds a degree at the equivalent level. A.13.3 Two candidates at the same level may not supervise or co-supervise each other. A. 14 Responsibilities of the candidate A.14.1 The Statement of Principles must be discussed with the Supervisor(s), and must be signed by the student and the Supervisor(s), and submitted together with the research proposal to the Faculty Office. A.14.2 The candidate should meet as frequently as agreed with the Supervisor, and shall, at these meetings, present a detailed account, in writing, of his or her progress, in a manner as is acceptable to the field of study being pursued. A.14.3 The candidate shall take into account all written and oral advice given by the Supervisor, and provision should be allowed for adequate, mutually respectful discussion around these recommendations. A.14.4 The candidate must ensure that the appropriate literature directly pertinent to his or her chosen topic has been identified and consulted. The candidate has a reasonable expectation that the Supervisor keep abreast with developments in his or her own area of expertise. A.14.5 Once the focus/area of research is approved, the candidate is responsible for ensuring that the research remains focused on the agreed areas or, where substantive changes are necessary, that these are agreed by the candidate and Supervisor, and reported appropriately to the Faculty Graduate Studies Committee. It should be noted that there should be appropriate consultation with the Supervisor with respect to changes, especially where these may lead the work outside of the field of expertise of the Supervisor. A.14.6 The candidate must obtain the agreement of the Supervisor for any absences A.14.7 The candidate must produce a written document for examination that meets the requirements of the degree being pursued. A.14.8 The candidate must make adequate progress to enable the successful completion of the degree within the stipulated time frame. A.14.9 The candidate must bring problems in the supervision relationship to the attention of the Supervisor in the first instance and, if such problems are not resolved, to bring the matter to the attention of the Head of School or Postgraduate Co-ordinator. 19
A.14.10 The candidate must comply with all administrative processes, including making the necessary declarations with respect to the work complying with the policies on ethics, plagiarism and intellectual property. A.14.11 The candidate shall submit a progress report to the Faculty annually. The Faculty Registrar is required to monitor the submission of reports and to ensure that copies of these reports are filed on the student’s file. Proposals A student’s proposal details the research that he or she plans to undertake, offering a synopsis of the project and detailing the context and scope of the work. At the Master’s level, the student’s proposal is considered by one suitably qualified reader, while two readers are required for independent consideration of work at doctoral level. Which students are required to submit proposals? All students registering for a Master of Arts degree (whether by Coursework and Research Report or Dissertation), as well as all PhD students, must submit research proposals to the Faculty Office. At present, the Faculty does not require a proposal at Honours level, although this process is required internally by Schools. When are proposals due? For full-time students, proposals are due approximately six months after registration. Part- time students are required to submit proposals within one academic year of their registration. - Full-time students registering in January must submit proposals by 31 July of that year. - Part-time students registering in January must submit proposals by 31 March the following year. Note: Students who do not submit their proposals within the specified period will be discontinued from their programme due to unsatisfactory performance or progress, as per the Faculty rule 5.7. Also refer to page 6 of this guide. What is an acceptable length for a proposal? 20
Masters by Coursework and Research report proposal must be 3 000 – 4000 words, and Masters by Dissertation proposal must be 6 000 – 7 000 words, and the Doctorate of Philosophy proposal must be 8 000 – 10 000 words. How are proposals evaluated, and by whom? The proposal reading processes accepted by the Graduate Studies Committee can be classified as either internal or external. The internal system is distinguished by the extent of the role which the School or discipline plays in the proposal approval system. The following sub-sections, detailing the internal and external proposal reading systems, have been provided by the Assistant Dean, who held the “Proposals” portfolio on the Faculty’s Graduate Studies Committee. The external (or standard) proposal reading system 1. Schools and disciplines hold departmental proposal presentations to which the proposed Faculty reader(s) may or may not be invited. 2. Once the student has revised his/her proposal on the basis of feedback provided at the presentation, the supervisor decides who s/he believes (or supervisors … believe) would be an appropriate reader (or readers) for the particular student’s proposal and approaches this reader to establish his or her availability. 3. Having established the availability of the reader(s), the supervisor enters his or her name(s) on the proposal submission form and gives the student permission to submit the proposal to the Faculty along with the completed proposal submission form (available from the Faculty office). 4. Once the proposal reader has been approved by the GSC Proposal Portfolio holder, the proposal is sent to the nominated and approved reader by the Faculty office. The reader then has two weeks in which to read the proposal and write his \her report. The internal proposal reading system Co-ordinators of disciplines who wish to continue using, or move to use, the internal system need to contact the member of the Graduate Studies Committee who holds the proposals portfolio in advance in order to confirm that the following steps will be followed. The internal system may NOT be used in the case of doctoral candidates. 1. As soon as students and supervisors start working together, and dates for proposal presentations in Schools / disciplines have been set, supervisors send the course co- ordinator the names of two possible readers for their students’ proposals, based on the students’ fields of research. 2. The course co-ordinator should send the list of suggested readers with the title or broad area of research for every student to the Faculty Graduate Studies Committee member who holds the Proposals portfolio. 21
3. After having received Faculty approval for the readers nominated the supervisor should approach the proposed readers and confirm their availability to attend the proposal presentation and their willingness to write a comprehensive report on the student’s proposed research proposal. 4. The list of students, topics, readers and the dates of the presentation proposal/s should be sent to the Proposals portfolio holder on the Graduate Studies Committee. 5. At the presentation, the approved reader leads the discussion of the student’s proposal and gives focused oral or written feedback on it. 6. The student, having considered the reader’s feedback and improved his or her proposal, then sends the corrected proposal to the reader. 7. The reader writes a report indicating that he/she attended the proposal presentation session and is satisfied that the completed proposal represents a worthwhile and viable project. This report should relate directly to the particular proposal being read and not take the form of a check-list that could apply to any proposal. It should refer to any suggestions for improvement the reader made at the presentation and indicate that these improvements have now been made. (See below) 8. The supervisor attaches the reader’s report to the student’s proposal. Both documents, together with the green proposal submission form, are sent to the Faculty office. 9. Following consideration by the GSC Proposal Portfolio holder, the student receives feedback about his / her proposal in writing from Faculty. 10. Any student who does not present his/her proposal during the scheduled presentation session(s), or whose proposal still needs substantial revision, reverts to the external system i.e. the proposal is sent to Faculty without a reader’s report attached and with the recommended readers’ names entered on the green proposal submission form. The Faculty will then send the proposal to the chosen reader(s) and await their feedback. The following are requirements for the successful implementation of the external proposal reading system: 1. Having approached potential readers to check their availability, supervisors should list nominated readers on page 4 of the proposal submission form – page 3 of the form is for completion by proposal readers themselves, and should not be completed by supervisors or students. 2. For proposals at the Master’s level, at least one reader must be nominated, though the nomination of a second suitable reader is recommended. For proposals at the doctoral level, at least two readers must be nominated, 3. All readers must include a short, written report rather than simply writing on the student’s proposal itself. This report should not take the form of a tick-list that could apply to any proposal. 4. Where the reader’s report does not accompany page three of the ‘Proposal Submission’ form – for example, if the report is sent by e-mail – the report must clearly communicate the reader’s decision about the proposal in terms of the four categories detailed on page three of the form (that is, whether the proposal is 22
accepted, accepted on the understanding that the candidate will take note of the reader’s recommendations, accepted in principle with some clarification needed, or unacceptable as it stands). Disagreements between proposal readers about the quality of a student’s submission are addressed by the GSC Proposal Portfolio holder. The following steps are requirements for the successful implementation of the internal proposal reading system in particular: 1. On the basis of a motivation from the relevant supervisor and course co-ordinator, the GSC Proposal Portfolio holder must have approved the particular reader(s) for each student in advance of the school / departmental presentation. 2. Where a proposal is submitted to the Faculty together with a reader’s report (as per (7), above), this report must indicate: - that the reader attended the student’s presentation, - what oral or written feedback was given to the student at, or after, the presentation (i.e. what the strengths and weaknesses of the proposal were at this stage; what revisions were suggested or required; etc.) - whether the version of the proposal sent to the Faculty office is `approved’ or `approved in principle’ (no proposal can be sent to the Faculty with a reader’s report attached unless it falls into either of these categories). See 7 above. How are students informed of the outcome of the proposal evaluation process? Immediately following the return of a completed reader’s report to the Faculty office, and the evaluation of the report by the designated GSC member, the Faculty office will contact the student and supervisor in writing by email to convey the outcome of the proposal process. The Faculty Officer will update the student’s milestones as per the proposal outcome. Students and supervisors must ensure that their proposals are approved and that this has been recorded by the Faculty even in cases where the reader asks for minor alterations to be made to the satisfaction of the supervisor. Progress reports The purpose of the progress reports is to track the development of the student’s work and to facilitate the timely completion of theses and dissertations. Each complete set of progress reports consists of contributions from both student and supervisor. Students and supervisors should complete reports individually allowing each to reflect on the student’s progress and facilitating discussion about any challenges faced by either party with respect to the student’s work, conduct or progress. Who must submit a progress report? 23
All students registered for the Masters degree and Doctor of Philosophy is required to submit progress reports. Supervisors working with students registered for these degrees are required to submit progress reports about each of their students. Students registered for the Master of Arts by Coursework and Research Report and their supervisors, are not required to submit progress reports; their progress however is monitored by the respective Schools. When are progress reports sent to supervisors and students, and when are they due back? Progress report forms are sent to both supervisors and students in June or in July of each year, and are due back approximately four weeks thereafter. The deadline for the return of progress reports is detailed in the e-mail to which the progress report itself is attached. How are progress reports sent to supervisors and students? Progress reports are emailed to supervisors, as well as students. I-Wits e-mail addresses are used exclusively, so students need to check their I-Wits e-mail addresses regularly. How are progress reports returned? Completed progress reports should be returned to the Faculty office by the deadline stipulated via e-mail or by hand to the appropriate Postgraduate Faculty Officer. How is progress reports evaluated? Following submission, progress reports are considered by a group of senior Graduate Studies Committee members: Supervisors of students whose progress is delayed or seemingly problematic are consulted to offer further information about the student’s academic development. Where appropriate, the student in question is invited to elaborate on his or her submission. The nomination of examiners In advance of a student’s submission of his / her research report, dissertation or thesis for examination, the supervisor must complete a Faculty Nomination of Examiners form (available from the Faculty office or in electronic format), and return the form to the Faculty office. When are nomination forms due? Completed nomination forms must be returned to the Faculty office at least four weeks before the student’s work is due to be submitted. 24
Submitted nomination forms must be emailed to the Postgraduate Faculty Officer with the required accompanying documents. Supervisor/s should seek advice from colleagues in their discipline or School (in the event of academic queries) or the Faculty office (in the event of administrative queries) prior to submitting nomination forms to the Faculty office. Signed paper copies or e-mailed copies are acceptable. Incomplete nomination forms will not be accepted by the Faculty. What qualifies a person to act as an examiner? Generally, nominated examiners are expected to have published work related to the field of the work under examination and to hold qualifications at least equivalent to the qualification sought by the student under examination. However, these requirements may be relaxed in the examination of work undertaken in emerging disciplines, in disciplines where suitable examiners are more likely to be individuals with extensive practical experience in the field, and in other extraordinary cases. Suitable examiners for a research report submitted in partial fulfillment for the requirements for the degree of Master of Arts by Coursework and Research Report An academic who has acted in a supervisory or co-supervisory capacity in respect of a particular student’s work is, in the normal course of events, not eligible to act as an appointed internal examiner of that work, even though it has been undertaken in partial fulfillment of the requirement for the degree of Master of Arts by Coursework and Research Report. In exceptional circumstances, if the nominated internal examiner has to be the candidate’s research supervisor, this must be strongly motivated and approved by the Humanities Graduate Studies Committee. In addition to the internal examiner, one examiner external to the University, who is suitably qualified and who has not been in the employ of the University for at least two years preceding the date of nomination, must be nominated to examine the research report. Suitable examiners for a dissertation submitted in fulfillment of the requirements for the degree of Master of Arts by Dissertation An academic who has acted in a supervisory or co-supervisory capacity in respect of a particular student’s work is not eligible to act as an appointed examiner of that work if the work is undertaken in fulfillment of a Master of Arts by Dissertation. Two suitably qualified examiners, one of whom may be in the employ of the University, and may be in the same division, department or school as the supervisor and candidate, must be nominated to examine the student’s work. Suitable examiners for a thesis submitted in fulfillment of the requirements for the degree of Doctor of Philosophy 25
An academic who has acted in a supervisory or co-supervisory capacity in respect of a particular student’s work is not eligible to act as an appointed examiner of that work if the work is undertaken in fulfillment of a PhD. Rather, three suitably qualified examiners, one of whom may be in the employ of the University, must be nominated to examine the student’s work. At least one of the appointed examiners will usually work outside of South Africa. How do supervisors nominate internal examiners for work submitted in fulfillment of a Master of Arts by Dissertation / PhD? A non supervisory internal examiner must be approved by the agreed minimum number of members of the appropriate sub-committee of the GSC. However, the nomination form for the proposed non-supervisory internal examiner does not need to include curriculum vitae (as it would in respect of an external examiner who has not previously been approved or whose approval has lapsed). A non supervisory internal examiner, who has been approved as an examiner within the five years preceding the current nomination, may be appointed without the approval of the appropriate sub-committee of the GSC. How do supervisors nominate external examiners for work submitted in partial fulfillment of a Master of Arts by Coursework and Research Report, or work submitted in fulfillment of a Master of Arts by Dissertation / PhD? External examiners are defined as examiners not currently employed by the University and who have not been employed by the University for at least two years preceding their nomination. External examiners who have not examined for the Faculty in the five years preceding their current nomination, or who have never been appointed as examiners for the Faculty, require approval by the appropriate sub-committee of the GSC prior to their appointment. A supervisor who wants to nominate as an external examiner an academic who has not previously acted as a Faculty examiner, or whose appointment occurred five years or longer before the present nomination, must include a current curriculum vitae for that external examiner, which is to be submitted with the nomination form. A proposed external examiner, who has been approved as an examiner within the five years preceding the present nomination, may be appointed without further approval. How do I know whether an examiner has been approved by the GSC, and whether this approval is still valid? The Faculty office keeps a record of approved examiners, together with the date of each examiner’s approval, and is currently expanding these records to include details of 26
examiners’ fields of expertise which included the number of students examined by each examiner as well as special conditions relating to the appointment of any examiner. The Faculty office also endeavours to keep a record of examiners who have in the past proved unreliable, tardy or unreasonable in their expectations as examiners. A supervisor who wishes to nominate such an examiner will be advised of the examiner’s status. Supervisors may contact the Faculty Office (as per the contact details above) with any concerns about the status of examiners. Can proposal readers act as examiners? An academic who has evaluated the proposal prepared by a particular student in developing his / her work towards its final version is eligible to act as an appointed examiner. However, a proposal reader who is overwhelmingly negative about a particular student’s work should not, in the normal course of events, be appointed as an examiner. The submission of research reports, dissertations and theses for examination An MA / PhD student must submit a complete final draft of his / her work to the Faculty office by the due date, together with a completed Supervisor’s Consent Form (available from the Faculty office). What is the due date for research reports, dissertations and theses? Unless a student has applied for and been granted an extension of time to complete his / her work, the following deadlines apply: MA (Coursework and Research Report), One year after initial registration MA (Dissertation) – full time MA (Coursework and Research Report), Two years after initial registration MA (Dissertation) – part time PhD – full time Two – five years after initial registration PhD – part time Two – six years after initial registration The 15 February submission date is currently the most popular. Students, who are unable to submit by this date, may apply for a one month concessionary extension until 15 March, at least six weeks prior to the February submission date. As extracted from the Senate Standing Orders: A.15.1 Research extensions of less than one year At least SIX WEEKS prior to the expiry of the year of registration, a research student, regardless of whether s/he is completing a research report, a dissertation or a thesis is allowed to apply to the Faculty Graduate Studies Committee for a ONE month extension. Such application is permitted only once during a qualification and must be supported by a 27
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