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Environmental Monitoring Report Project Number: 51423-002 Loan number: L3895, L3896 Grant number: G9205 Period covered: July - December 2020 February 2021 MONGOLIA: Vegetable Production and Irrigated Agriculture Project Prepared by Project Management Unit for the Ministry of Food, Agriculture and Light Industry This environmental monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.
Mongolia: Vegetable Production and Irrigated Agriculture Project Semi-Annual Environment Progress Report (No. 1) July – December 2020 Project Number: 51423-002 Prepared by the Project Implementation Unit February 2021
TABLE OF CONTENTS 1 INTRODUCTION 3 1.1 Project Background 3 1.2 Purpose of the Report 3 1.3 The Overall Project Progress 4 2 IMPLEMENTATION OF THE EMP 5 2.1 Roles and Responsibilities for EMP and Monitoring Implementation 5 2.2 Environmental Monitoring Data and Safeguard Related Activities 5 2.3 Environmental Capacity Building and Training 6 3 CONCLUSION, RECOMMENDATIONS AND NEXT STEPS 7 3.1 Overall Environment 7 3.2 Okhindiin tal subproject 7 4 APPENDICES 9 4.1 APPENDIX I. EMP and Monitoring Implementation Progress 9 APPENDIX II. Roles and Responsibilities for EMP and Monitoring Implementation 28 APPENDIX III. List of Subprojects and Activities 30 APPENDIX IV. Project Implementation Progress 37 APPENDIX V. Stakeholders Attended in the Capacity Building and Training Activities 37
1 INTRODUCTION 1.1 Project Background 1. The Mongolian agriculture sector has high potential for growth and livelihood opportunities. However, only about 51% of the country’s annual vegetable demand is met by domestic production (2008‒2016).1 Irrigation services are supported by the Ministry of Food, Agriculture, and Light Industry (MOFALI), which owns most of the irrigation infrastructure and provides support for maintenance. There are currently more than 380 irrigation schemes in Mongolia. Almost all irrigation systems are recognized as being inefficient in use of water resources, have outdated and unsustainable infrastructure, and with insufficient investment in maintenance. Currently, about 54,000 ha are under irrigation against a potential area of around 400,000 ha, with the government aiming to increase irrigated land to 120,000 ha by 2030. However, this remains a challenge with many of the irrigation systems being old and requiring substantial maintenance and rehabilitation. 2. The Vegetable Production and Irrigated Agriculture is an ADB loan project (the project) with the grant financed by the Japan Fund for Poverty Reduction. The total budget of the project is $46.25 million of which regular loan $14.7 million and concessional loan $25.3 million from ADB’s ordinary capital resources and $2.0 million grant from JFPR, the central and local government contribute $4.25 million. The project commenced in May 2020 for the project period of seven years. The project impact is income generation and enterprise support for smallholder vegetable farmers increased. The expected outcome is increased efficiency of climate-resilient agricultural production and marketing. 3. The outputs of the project will be (i) efficient and climate-resilient irrigation infrastructure and management systems installed; (ii) environmentally sustainable agriculture production systems improved; and (iii) technical Institutional, and management capacity and coordination strengthened. The project design follows the principles of (i) upgrading irrigation systems; (ii) improving the efficiency of resource use in agricultural production through improved seeds and investment in farming equipment; (iii) improving the quality and safety of end-products for consumers; and (iv) ensuring that there is an opportunity to participate in equitable benefit sharing from the project. The list of subprojects and detailed activities to be executed under each subproject is provided in Appendix No.3. 1.2 Purpose of the Report 4. The purposes of this report is to describe current progress related with project’s EMP implementation and other environment related activities of the project and present the outcome, provide recommendations, conclusions for the second half of 2020 and propose relevant next steps. The report is aimed to provide the project environmental progress to government, ADB and other project stakeholders but also it serves as a systematic and instrumental guiding document for the environmental monitoring of the PIU. 1 Main vegetables that are produced in Mongolia are beet, cabbage, carrot, cucumber, garlic, onion, tomato, and turnip. National Statistics Office of Mongolia. 2019. Mongolian Statistical Yearbook 2018. Ulaanbaatar. 3
5. This report was developed by the Environmental Safeguards Specialist of the PIU in cooperation with other PIU members given the frequent consultations with consulting firms and based on the review of corresponding project administration and environmental documentations. The report covers period of monitoring from July to December. 1.3 The Overall Project Progress 6. PIU conducted the baseline survey in project’s target soums such as Batsumber soum of Tuv aimag, Sant and Zuunburen soums of Selenge aimag, Kherlen soum of Khentii aimag, Telmen, Uliastai, Jargalan of Govi-Altai aimag, Sagsai and Bayannuur of Bayan-Ulgii aimag from 8 October to 1 December. However, due to the travel restriction caused by the COVID-19 internal cases in the country, the survey process has been stopped and the team could not visit the Khaliun soum of Govi-Altai aimag, Erdeneburen and Altai soums of Khovd aimag. Due to the quarantine set from the Government of Mongolia, the team has been locked down in Bayan-Ulgii aimag from 11 November to 1 December. Based on the obtained information, the PIU has prepared the baseline survey report and presented the findings to the PSC on 28 December. 7. A chart for monitoring a progress status of the project implementation plan was developed as given Appendix No.4 of this report. The weighted total cumulative progress of the projects is 8.8 percent for this reporting period. The project commencement was slowed down and recruitment was delayed of the PIU staff as well as relevant consultants bidding took longer time than expected. 4
2 IMPLEMENTATION OF THE EMP 2.1 Roles and Responsibilities for EMP and Monitoring Implementation 8. Key institutions responsible for the overall supervision of the EMP implementation are Project Steering Committee (PSC), Ministry of Food, Agriculture and Light Industry (MOFALI), Ministry of Finance (MOF) and General Agency for Specialized Inspection. The PIU, specifically Environment Specialist, state environmental inspectors at soum level are responsible for enforcement of the EMP also actual EMP implementation and reporting lie on the construction companies for irrigation systems etc. Detailed institutional responsibilities for EMP implementation2 are included in the Appendix No. 2. 2.2 Environmental Monitoring Data and Safeguard Related Activities 9. The PIU's Environment Specialist recruitment (CS-07) was organized in August 2020 and has been appointed by Order B-120 of the Ministry of Food, Agriculture and Light Industry. An environmental action plan for 2020-2026 was developed and approved by the Project Director. 10. Relevant documents on project's environmental assessment from Ministry of Environment and Tourism and related stakeholders were reviewed. Based on the environmental documents including the project IEE, three EBAs developed in 2019, PAM and other relevant documents, Environment Specialist is compiling environmental monitoring data. 11. The Environment Specialist is developing the project specific Grievance Redress Mechanism (GRM) in collaboration with the Social and Gender specialist. GRM will serve as a key document for the project because local stakeholders or project affected people and businesses can freely compile and submit their grievances if the project activities expose negative impact on the living environment, health and safety or overall livelihoods. PIU is working to finalize GRM two months prior to the project construction phase at soums. 12. The technical proposal and financial proposal were evaluated by the Evaluation Committee meeting on September. As a result, JV of “Green Nature Land” LLC, “Ecos” LLC and “New Green World” LLC has been chosen for the CS-15 Consultant for the Environmental Impact Assessment (EIA) and the Detailed Environmental Impact Assessment (DEIA) of the 12 irrigation systems under the project. 13. As mentioned above, a qualified National Partnership for EIA (CS-15) has been selected and they have been introduced with CS-16 Consultant of “10 IS Design” and CS- 14 consultant for ecological research and impact assessment for the “Okhindiin tal” sub- project. Environment Specialist also supported and facilitated consultation and information sharing process among these consultants. 14. In addition, National Biodiversity Consultant conducted an autumn study to assess the impact on biodiversity and birds in “Okhindiin tal” subproject of Zuunburen soum, Selenge aimag, from September 25 to October 15. The PIU supported the consultant in 2 Extracted from PAM 5
liaising with ADB and the Executing Agency, reviewing the progress of local ecological research, and providing guidance and advice. The first phase survey report was approved in December by MOFALI, ADB, and PIU. Parties agreed to conduct a bird survey in winter for a week in February 2021. 15. Due to the subprojects are numerous and dispersed, to timely clarify irrigation systems subprojects’ environment behaviors and performances, PIU organized a series of field visits, periodical document review, surveys, and data collection. Project Environment Specialist has conducted field work in Okhindiin Tal and Iven river irrigation systems. In this fieldwork, environment related surveys were conducted by focus group and individual interview methods. The intention of this work was to identify the major environmental concerns. The outcome was duly informed back to PIU, MOFALI and ADB. Also, this information was shared with DEIA consulting company. 16. Due to the Covid-19 travel restriction3 the field studies for development of 12 sub- projects EBA, DEIA and DEDs of 9 sub-projects was delayed for a month period, thus making related works such as detailed designs expertise, EBA, DEIA approvals, and bid arrangements might be postponed, which is reflected on 2021 annual work plan as directed by the PSC. 17. Environment Specialist developed relevant maps for the irrigation system construction sites throughout the country. The maps were developed to show locations for the twelve construction sites of the irrigation systems as well as rehabilitation of the regional seed centers infrastructure including their irrigation systems, both in Mongolian and English. 18. Environment Specialist completed the below additional activities: i) To support bidding and contract documents, all the issues to be included in the EIA agreement and the provisions for relevant agreements were prepared and presented; ii) Within the framework of the project’s renovation of the irrigation systems of the Plant and Agricultural Institutes, the terms of reference and budget for EBA and EIA consultancies were developed. This activity was not planned and identified as one of the potential risks in the future if these institutes do not have effective DEIA/ EMP or do not have sufficient to conduct. 19. The project IEE was developed in November 2019 and this document includes EMP and monitoring plan covering whole project lifetime. This EMP is inserted in the Appendix No.1 which contains the comprehensive table for project activities, potential environmental impacts and issues thereof together with mitigation measures, and the implementation status indicated in the last column was added accordingly. 2.3 Environmental Capacity Building and Training 20. Environmental Safeguard concerns indicated in the project IEE of and as well as environmental requirements of GoM for the project were shared with following project stakeholders and related consultants. The key issues included following: i) Protecting river basin and limiting impact on flow rates in the rivers that will provide 3 PPR dated January 15, 2021 6
main water sources for the irrigation systems indicated in the EMP in the IEE; ii) Globally critical habitat for endangered bird species in “Okhindiin tal” subproject (the EMP in the IEE); and iii) Need for collaboration with the local government, projected areas and river basin administrations etc., Overall, seven companies, local government officials from seven aimags and twelve soums, MOFALI and PIU staff was involved in this capacity building activities. All environmental safeguard related concerns were duly to informed to these stakeholders and used for their operations and related reports. List of stakeholders attended in the environmental capacity building and training activities is included as Appendix No.5. 3 Conclusion, Recommendations and Next steps 21. Overall Environment The consultants could not effectively plan and conduct local trips were due to the COVID 19 pandemic thus it has paralyzed the consultancy as well as project activities, especially in the local level. However, the project and consultant team efficiently use web-based video conferencing tools (Teams, zoom, viber etc.,) for communications with the stakeholders. 22. MOFALI in cooperation with the VPIA project recruited the consultant for EBA and EIA on November 4th and the consultants only managed to visit few project target areas for irrigation systems but not all of them, because for the lockdown caused by the COVID 19. However, the project has coordinated with the DED consultant to share their soil samples with EIA consultant as the DED consultant was contracted early, thus managed to complete all the project areas. i) The overall challenge for the environmental safeguards work is following:Timely completion of the EBAs and DEIAs along with EMPs for the twelve irrigation systems could be problematic due to COVID 19 condition, field trip limitations, hardship with local communication with local officials through internet; ii) Due to environmental sensitivity issues related to Okhindiin tal, which described in detail below to change to consider change the subproject implementation site 3.1 Okhindiin tal subproject 23. Regarding irrigation schemes sub project in Okhindiin tal, the relevant studies and EBA results have indicated that that area has high biodiversity values especially in terms of the globally critical habitat for endangered bird species including steppe eagle, sacred falcon and of great bustard (Asian sub species). Therefore, the project might consider the option to relocate the sub project site to another area to avoid potential negative impact on the local ecosystem. 24. The autumn phase one survey cannot describe all significance of biodiversity and ecosystem services of the IBA and the subproject site. Next year, a study on the population, location and breeding of Great Bustard and other threatened species will be conducted again at the subproject site in phase two survey during spring of 2021. If Great Bustards are nested or summering at the subproject site, a biodiversity offset study must be conducted. Because no project activity will be implemented in this critical site according to the SPS of 7
ADB without comprehensive mitigation and offset plans that mitigating the impact on threatened birds such as Great Bustard, Saker Falcon and Steppe Eagle. 25. Mongolia is a member of the International Conventions on Biological Diversity, Migratory Species and Ramsar; and the issues related to the regulation of these international conventions have in the subproject site. Also, the current results suggest that the subproject has fewer impact issues with mammal species, but it has potential impacts on the habitat loss of Great Bustard, Saker Falcon and Steppe Eagle and other threatened water birds. 26. Winter survey (February – March 2021): During the autumn study, we observed that the subproject area has suitable habitat with good storm shelters and foraging sites for wintering animals. We recommended organizing a winter survey for a week in the subproject site and the IBA. During the winter survey, we could collect a comprehensive list of all resident species and also winter visitors with their population numbers. This winter data will help to complete the project impact assessment and assessing the significance of biodiversity. 27. Okhindiin Tal subproject survey results shall be integrated with the EBA and DEIA as well as the DED of the subproject. Moreover, the PIU is planning to conduct joint consultation meetings including the National Biodiversity Consultant in “Okhindiin tal” subproject EIA (CS-15) and DED (CS-15) consultants to better share information and properly develop the relevant EMP for this subproject area. 28. Another highly worrisome issue is related to anthrax disease. The outbreak of this disease occurred in Zuunburen soum, Selenge aimag in 2010. Infected and diseased livestock was buried in the site Okhindiin tal whereas the burial site covered 1,200 ha. Therefore local soum governor issued resolution A/1430 on the 1st July 2010 on prohibiting use this area for crops and vegetables farming. Thus, it is extremely questionable to use this area for the vegetable production. The photo of the sign board in the area and GIS location is pinned on the map of the subproject as shown in above. 8
4 APPENDICES 4.1 APPENDIX I. EMP and Monitoring Implementation Progress Potential Item impacts / Mitigation measures Implement Supervise Status issues A. DESIGN AND PRE-CONSTRUCTION PHASES Detailed Institutional Before recruitment of firms to prepare the detailed engineering designs and detailed PIU MOFALI Completed design stage strengthening environmental impact assessments, recruit PIU environment safeguard officer; for EMP At least 2 months before any works, establish the project GRM, including contact Ongoing implementation details and training for project agencies; Organize and conduct training on EMP for relevant agencies. Ongoing Preparation of Prepare EBAs for the irrigation subprojects for which EBAs were not prepared during PIU (for admin PIU, MET Ongoing Environmental the project processing; procedures) Three EBAs Baseline , certified submitted to Assessments domestic firm MET Ensure General EIA Letters are issued for the EBAs; (for Ongoing EBAs, Assess the requirements in the General EIA Letters, including the need to prepare Detailed EIAs) Not due Detailed EIAs for the irrigation subprojects PROJECT SAFEGUARD PERFORMANCE INDICATOR: Not due • No civil works for any subproject will proceed until all domestic environmental approvals are completed; the findings are provided to ADB; the project EMP is updated as needed; and the updated EMP is included in all relevant project tenders and bidding documents (see also below). Detailed Recruit domestic certified firm to prepare DEIAs; Certified PIU, MET, Ongoing. Engineering • PIU environment safeguard specialist will: (i) facilitate recruitment and coordination of domestic firm MOFALI Ongoing Designs and firm; (ii) review final decisions of MET and any safeguard conditions or mitigation Preparation of measures; (iii) assess whether EMP needs updating; For cold Domestic • Conduct the Detailed EIAs as needed storage - Not due Detailed EIA Goods • Prepare detailed engineering designs; provider Not due • For the output 2 subproject - support to IPAS research facility in Darkhan - which will (and PIU for Ongoing include the provision of cold storage facilities, the cooling systems will be designed for tender the use of “R32”, “R290” or other coolants with low-impacts to greenhouse gases. The 9
Potential Item impacts / Mitigation measures Implement Supervise Status issues designs will not use the coolant “R134a” specification s) For all subprojects: ‐ The weir central section length for each subproject will be adjusted based on sub project specific assessment of peak flow, to ensure that river flows are maintained as close to their natural flow as possible. ‐ This will avoid a very narrow weir length which would increase average velocity above flows against which fish will unlikely be able to swim upstream (3m/s). For all subprojects: ‐ The weir central section length for each subproject will be adjusted based on sub project specific assessment of peak flow, to ensure that river flows are maintained as close to their natural flow as possible. ‐ This will avoid a very narrow weir length which would increase average velocity above flows against which fish will unlikely be able to swim upstream (3m/s). PROJECT SAFEGUARD PERFORMANCE INDICATOR: Ongoing • The engineering designs and DEIAs are prepared in close coordination. • Safeguard issues, especially projected low flows and e-flow requirements, are Ongiong incorporated into the detailed engineering designs for the sluice gates and intake gates and weir height and depth, tailored to the individual flow regimes for each subproject river. Updating EMP • Assess whether the General EIA Letters, Detailed EIAs, and/or MET instructions, PIU, MET MET, ADB if required present new findings and/or require new mitigation or monitoring measures which are not already included in this project EMP. Submit these findings, including the translated General EIA Letter and other MET approvals, including for the Detailed EIA, to ADB for review. • Update the project EMP as needed with these additional domestic requirements based on final detailed designs and DEIAs; • Submit the updated EMP to ADB for review; • In case of major changes of project location and/or additional physical components, determine whether the change is minor or major and consult with ADB. 10
Potential Item impacts / Mitigation measures Implement Supervise Status issues Construction Environmental • Prior to construction, hire an Environmental Management Agency (EMA), to conduct PIU hires MOFALI Preparation monitoring environment monitoring in accordance with the EMP monitoring plan; EMA plan • This will include water quality monitoring for 7 subprojects: for surface water quality – 4 subprojects (Dulaanii Tal, Iven Gol, Sugnugur, Erdeneburen); and groundwater quality – 3 subprojects (Tsul-Ulaan, Khuren Tal, Nogoon Khashaa) (Table EMP-3) Bidding and • Incorporate EMP mitigation measures into all bidding documents; PIU MOFALI contract • Define spoil disposal sites and borrow pit locations in the construction tender documents documents; • Bidding documents are sent to ADB for review; • Ensure that the contractors recruited conform with, and implement, the domestic Environmental Safeguard Clauses for Civil Works Contracts; including that each contractor shall have a qualified environment specialist on the team, especially for contractors implementing any road works. • Ensure that the contractors fulfill any additional domestic safeguard requirements that are not otherwise covered in this EMP. EMP training • Provide training on construction environmental management, implementation, PIU MOFALI Ongoing supervision, to contractors and the Capacity Development consulting firm, in accordance with the training plan in this EMP. Establish GRM • Responsibility for GRM implementation is assigned to PIU environment and social PIU MOFALI Ongoing specialists and soum government focal points; • All agencies aware of, and trained in, the GRM, and will help support the environmental and social specialists when necessary; • Key contact details for the GRM (phone number, fax, address, email) provided on the MOFALI, PIU and/or soum government public websites, and information boards at construction sites. Location of • Prior to any works, identify specific site locations for camps and assess these for Contractor PIU Not due work camps adequacy of construction requirements and to minimize ecological and social impacts, especially to avoid sites along rivers or other environmentally sensitive areas 11
Potential Item impacts / Mitigation measures Implement Supervise Status issues Reconfirmation • Based on the finalized quantities of spoil needed calculated in the DEDs, identify the Contractor PIU Not due of borrow and sites to be used and ensure they have sufficient capacity to provide the volumes spoil sites needed; • Obtain MET and soum governments approval for the required material volumes (rock, gravel) and site use. B. CONSTRUCTION PHASE Topography Earthwork, soil • Construct intercepting channels to prevent construction runoff entering waterways; Contractor PIU, Capacity and Soils erosion, soil • Divert runoff from sites to sedimentation ponds or existing drainage; Development contamination • Limit construction and material handling during periods of rains and high winds; consulting firm • Stabilize embankments, and other erosion-prone areas during works; • Minimize open excavation areas and use compaction techniques for pipe trenches; • Properly store petroleum products, hazardous materials and wastes on impermeable surfaces in secured and covered areas; • Rehabilitate all spoil disposal sites and construction sites; • Site rehabilitation will only use native plant species of local source; and/or sterilized seedlings (to avoid weed invasion); • Situate construction camps and storage areas to minimize land area required; • Remove construction wastes from the site to the approved disposal sites; • For soil protection: preserve existing soil layer where practicable; if soil removal is required, strip and stockpile topsoil and cover (with geotechnical cloth) in accordance with Mongolian legislation; reuse topsoil for site rehabilitation; seed grass as soon as possible to minimize duration of ground exposure; use only sterilized seedlings (to avoid weed invasion); • Limit construction and material handling during periods of rains and high winds; • Properly slope or re-vegetate disturbed surfaces e.g. pipeline trenches and cut banks; • Establish site-specific emergency preparedness and response procedures for each subproject. This will include: provision of cleanup equipment at each construction site; selection and training of workers to operate this equipment; disposal of the spilt materials; and, special emphasis on works within and adjacent to the river channel, for construction of the rock barriers and weirs; • Stabilize earthwork areas within 15 days after earthworks have ceased at the sites 12
Potential Item impacts / Mitigation measures Implement Supervise Status issues Ambient Air Dust • Water will be sprayed on active construction sites including where fugitive dust is Contractor PIU, Capacity generated by being generated daily, and more frequently during windy days, if settlements will be Development construction affected. consulting firm activities, • Transport vehicles will be limited to low speeds in construction sites especially close to gaseous air settlements pollution (SO2, • Loads will be covered during truck transportation to avoid spillage or fugitive dust CO, NOx) from generation. Fine materials will be transported in fully contained trucks. construction • Construction site roads will be well maintained and watered and swept on an as- machinery needed basis. Construction site road entry points will be equipped with the truck drive through wash ponds. • Transport routes and delivery schedules will be planned to avoid densely populated and sensitive areas and high traffic times in aimags and soums, if required. • Store petroleum or other harmful materials in appropriate places and cover to minimize fugitive dust and emission. • Provide regular maintenance to vehicles to limit gaseous emissions (to be done off- site). • Construction spoil and other construction materials will be temporarily stored using containers, but they may the potential to generate dust. Thus, containers will be covered and/or watered if necessary. • Muddy or dusty materials on public roads outside the exits of works areas will be cleaned immediately. • The disturbed sites will be revegetated as soon as possible. • Dust suppression near sensitive receptors e.g. schools, hospitals, residential areas. • Ensure vehicle and machinery emissions comply with Mongolian standards. • Timely monitoring of TSP, and machinery inspections, during construction. • Regular consultations will be held with residents prior to, and during, works, to discuss the dates and timing of works and to receive feedback on air-related issues 13
Potential Item impacts / Mitigation measures Implement Supervise Status issues Noise and Noise • Construction activities will be planned in consultation with local authorities and Contractor PIU, Capacity vibration generated from communities so that activities with the greatest potential to generate noise and Development construction vibration are planned during periods of the day that will result in the least disturbance. consulting firm activities • When undertaking construction planning, simultaneous high-noise activities will be avoided. High-noise activities will be scheduled during the day rather than evening hours. Similarly, the construction sites will be planned to avoid multiple high-noise activities or equipment from operating at the same location. • Low-noise equipment will be selected as much as possible. Equipment and machinery will be equipped with mufflers and will be properly maintained to minimize noise. • Noise protective equipment will be provided to workers to meet the requirements in • occupational exposure limits for hazardous agents in the workplace according to EHS Guidelines. • Transportation routes and delivery schedules will be planned during detailed design to avoid densely populated and sensitive areas and high traffic times. • Vehicles transporting construction materials or waste will slow down and not use their horn when passing through or nearby sensitive locations, such as residential communities, schools and hospitals. • Special attention will be paid to protect sensitive sites near the subproject sites: high noise construction activities will be positioned as far away from sensitive sites as possible. • Installation of sound barriers around the construction site will be decided during the detailed design phase for residential areas, if required. During peak construction, daily consultations with residents, led by the PIU safeguard officer, and attended by the construction supervision companies and contractors, shall be conducted. high vibration activities, such as compaction operations will be prohibited at night from 18.00 to 08.00; (ii) communities will be consulted prior to large earthworks to ensure they are informed, and, to avoid sensitive timing e.g. exams at nearby schools or festivals. Vibration impacts are not considered a key risk due to the relatively limited scope of works Hydrology Impact of • Ventilated improved toilets (VIPs) will be established at all works sites. These will be Contractor, PIU, Capacity and/or works on water located at least 200 m from the nearest river, stream channel, or wetland. The VIP EMA Development surface water quality and/or toilets will meet Mongolia’s Law on Hygiene and relevant Mongolian National Standard consulting firm pollution hydrology of (MNS) requirements. VIP toilets are safer and provide better management of sewage project rivers compared to simple, unimproved pit latrines, which will not be permitted. For all project works less than 200 m from waterways, portable toilets will be provided. These will be 14
Potential Item impacts / Mitigation measures Implement Supervise Status issues regularly emptied into the VIP toilets. • Construction wastewater will be disposed at least 300 m from waterways. • Drainage channels and geotextile barriers will be established around all machine washdown sites, chemical (e.g. vehicle oils, fuels) and worker camps to capture any pollutant runoff (especially during rainfall) and prevent entry to waterways. • Construction waste (e.g. cement, discarded materials) will be stockpiled and protected from wind and removed regularly. Domestic waste (e.g. food waste from workers) will be confined to bins and regularly transported to landfill. • Maintenance of construction equipment and vehicles will only be conducted off-site, at established service shops, to reduce the risk of accidental release of pollutants to soil and water. • Oil traps will be installed at parking areas. Oil-water separators will be installed for oil containing wastewater, if required. • Storage facilities for fuels, oil, and other hazardous materials will be within secured areas on impermeable surfaces. Storage sites will be contained within bunds and cleanup kits will be installed at each site in the event of leakage. • Contractors’ fuel suppliers will be properly licensed, follow proper protocol for transferring fuel. • For all channel works: strict on-site supervision to ensure compliance with these mitigation measures. • Water quality monitoring for in-channel works: in February and March, the time of the in channel works, virtually all waterbodies will be frozen and no monitoring will be possible. In the event that any river flow is occurring during the channel works, water turbidity will be measured 50 m downstream of the works, at least once a day during the works, by construction supervision personnel, using a simple hand-held Secchi disk or turbidity meter. Additional measures for construction of the rockwall barriers (10 subprojects): • Timing of works. All works will only be conducted in February and March, the time of no or lowest flow. At this time, rivers will dry or frozen, helping to significantly reduce the risk of downstream impacts to water quality, ecology, or settlements; • Strictly demarcated lines of entry and exit from the river channel for all machinery and personnel will be established. This will minimize impacts to adjacent sections of channel and habitats; • Temporary diversion channels will be used where appropriate to maintain continued water flow while works are conducted; 15
Potential Item impacts / Mitigation measures Implement Supervise Status issues • Emergency response procedures will be established to address the risk of accidental spills or leaks from machinery during in-channel works. This will ensure quick cleanup of oils or other materials from the frozen river and soil surfaces; • Temporary silt traps and fences will be placed at the downstream end of all works sections, and along the nearby channel banks, to reduce silt dispersion; • The channel works will be conducted in short, discrete, and strictly controlled sections. Construction supervision personnel will be on-site at all times to oversee operations; • All machinery to enter the channel will be cleaned, and checked for leaks, prior to entry, to minimize the risk of pollutants entering the channels. Additional measures for dredging for Tsul-Ulaan subproject: • Technical requirements and mitigation measures for dredging will be included in the bidding documents and construction contracts. • Timing. Dredging will only occur in February and March when minimum flows are as low as 3.3 m3/s in the source channel. • Dredging will be conducted in discrete sections to minimize disturbance. • After removal from the channel, the top layer of sediment will be transferred to existing cleared land on the channel banks adjacent to the dredge sites, where it will be placed on top of a simple textile layer (to protect the ground) for dewatering and drying. The dredging period coincides with the minimum rainfall period and low earth berms only will be needed to prevent washing away from rainfall. • On-site storage limited. Earth berms or drainage channels will be constructed around the perimeter of the dredge sediment storage and disposal sites to prevent washing away from rainfall. On-site storage will be limited to de-watering; the sediment will then be transported to the re-use sites. • Re-use. The excavated spoil will be re-used in the reformation of the main canal. Transport from the dewatering stockpile to sites on embankment formation will be less than 1 km and within the construction area. • All other measures described above for the rock wall barriers will also be implemented at this site. 16
Potential Item impacts / Mitigation measures Implement Supervise Status issues Solid Waste Solid waste • Temporary spoil storage sites will be identified, designed, and operated to minimize Contractor PIU, Capacity generated by impacts. Spoil sites will be restored after storage activities. Development construction • Spoil will be reused on-site to the maximum extent feasible as fill. Excess spoil that consulting firm activities and cannot be used on-site will be transported to the landfills listed in Section IV.C, which from workers’ are confirmed to have the capacity to receive the spoil; or, will be provided to other camps construction projects within the soum. • Waste construction material (e.g. residual concrete, asphalt) will be reused or recycled to the extent possible. • Excavated soil will be backfilled onsite. • Littering by workers will be prohibited. • Covered litter bins will be situated at works sites for the collection of food waste and other domestic solid waste. • Construction waste dumpsters will be provided at all construction sites. • Domestic solid waste, and construction waste comprising wood, concrete, plastic, or other non-hazardous materials, will be transported by the contractor the nearest soum landfill. Transport will be in sealed containers to avoid spillage. • Hazardous waste, including waste fuels, oils, vehicle batteries, and other materials, will be managed separately (see below). • There will be no final waste disposal on site. • Contractors will be held responsible for the proper removal and disposal of any significant residual materials, wastes, spoil, that remain on the site after construction. Hazardous Inappropriate • A hazardous material handling and disposal protocol that includes spill emergency Contractor, PIU, Capacity materials transportation, response will be prepared and implemented; IPP Development storage, use • Storage facilities for fuels, oil, chemicals and other hazardous materials will be within consulting firm and spills secured areas on impermeable surfaces provided with dikes with a 110% volume, and at least 200 m from drainage structures and important water bodies. A standalone site within the storage facility will be designated for hazardous wastes; • Signs will be placed at chemicals and hazardous materials storage sites to provide information on the type and name of chemicals and hazardous materials (paint, solvent, lubricants); 17
Potential Item impacts / Mitigation measures Implement Supervise Status issues • Suppliers of chemicals and hazardous materials must hold proper licenses and follow all relevant protocols and Mongolian regulations and requirements; • For hazardous waste disposal, implement the following actions before works begin: prepare list of hazardous materials and waste to be used or generated from the subproject works; install on-site equipment and worker safety clothing to collect the waste; provide sealed containers on-site to transport the waste; identify the waste disposal site; alert the disposal site in advance before delivering waste materials; and, confirm these procedures with the aimag and soum environment inspectors. • Laboratory chemicals of the Institute for Plant Protection: (i) will be stored in a specified and locked room, with limited access; (ii) handling of the chemicals will be by qualified staff only; (iii) waste chemicals will not be discharged into drains but will be collected in closed containers and stored in the locked chemicals room; and (iv) the full containers will be periodically collected by a certified agency for hazardous waste collection, which will also treat and dispose the liquid waste in accordance with national procedures. Ecological Protection of • Construction machinery and construction workers shall be strictly assigned to work Contractor, PIU, Capacity values flora and areas and access corridors as part of site planning and without occupying land Capacity Development fauna randomly; Development consulting firm • Construction machinery and construction materials will not be placed in naturally consulting vegetated areas; firm, PIU • Construction materials (e.g. brick, stone, sand, cement) shall be transported to the work site in batches to meet demand so that stockpiles do not overflow onto naturally vegetated areas; • After completion of works, cleaning and greening work shall be carried out; • Prior to any works, on-site inspections will be made to check for any terrestrial fauna, especially burrows of Siberian Marmot (which may indicate a breeding population is present). If this species is detected within a work site: (a) clearly demarcate the site; (b) delay, or halt, any works in the vicinity; (c) report the observation to the PIU Environment Safeguard Specialist, who will follow up with the MET and local authorities to ensure protection and relocation of any individuals present. In the event of relocation, any individuals will be captured, relocated, and released nearby, within the same day. No individuals will be kept in captivity or killed; • Immediately inform PIU in case any injured animal is found; • For three subprojects requiring tree removal (Nogoon Khashaa, Sugnuger, Iven Gol), removal will be conducted on an individual basis. There will be no clear-felling, 18
Potential Item impacts / Mitigation measures Implement Supervise Status issues bulldozing, or burning of vegetation. To minimize damage to the bankside or channel: (a) prior to removal, each tree will be numbered and marked. An inventory will be established and every tree removed will be documented, including non-target trees damaged or removed by accident; (b) a clear route for workers to access the tree and remove, will be delineated; (c) upon removal, the tree will be cut into branches and made available locally for fuel; (d) for each tree cut, at least 10 trees will be planted, using only native species of local provenance; and (e) the new trees will be planted as close as possible to the sites of the original trees; • All planting activities under the project, including rehabilitation of construction sites, will: (a) only use plant species which are native (i.e. naturally occurring) to the project sites and sourced from local stock (i.e. local provenance); (b) will be monitored by the contractors and/or government to ensure a survival rate of at least 70% until at least the end of the first year of operation; (c) to avoid soil and water pollution, no pesticides and no top-dressing fertilizers will be used for any of the re-vegetation, planting, or landscaping activities under the project; • For the subprojects requiring the construction of rockwalls and weirs: (a) construction will be scheduled for the 2 month period when the river or anabranch is lowest or not flowing; (b) unstabilized sediments will be stopped from transport downstream by the erection of geotextile barriers on the downstream side of construction; and (c) disturbance of bank vegetation minimized by the clear identification and control of construction access ways; • Strictly prohibit the hunting, killing, consumption, and/or trade of native flora and fauna (including native rodents) by all staff; • For all works adjacent to vegetation, prior to construction, demarcate vegetation e.g. vegetated roadsides, trees, riverbanks; • As far as possible avoid clearance of any vegetation; • Pre-inspection of trees to be removed, to ensure no nesting fauna are present; • Soil stabilization after tree removal, to avoid local erosion; • If local communities or residents are not interested in obtaining the cut trees, transport cut vegetation to approved waste landfill within 2 days; • Conduct offset planting to replace the trees removed, at a ratio of 1:10, as close as possible to the affected site • Use only native plant species of local provenance (i.e. sourced locally) for all revegetation; • Maintain the planted seedlings until the start of project operation and then hand over 19
Potential Item impacts / Mitigation measures Implement Supervise Status issues responsibility for maintenance to the soum government; • Maintain strict speed limits (maximum 50 km/h) for work vehicles; • Restrict construction activity and project vehicle activity between 18.00 and 06.00 to minimize the risk of collisions with fauna at night; • To reduce the risk of spreading weeds, pest animals, and/or soil-based organisms, the project will allow only use of native plant species; • All re-vegetation activities under the project, including for the rehabilitation of construction sites, and for landscaping, will be subject to operation and maintenance procedures after planting, to ensure the planted vegetation is adequately protected and maintained; • To avoid soil and water pollution, no pesticides and no top-dressing fertilizers will be used for any of the re-vegetation, planting, or landscaping activities under the project; • For the 10 subprojects with rockfill barriers and weirs, ensure that the weirs are constructed strictly in accordance with the detailed designs, in order to maintain as natural river flow as possible; • Ensure that in years when the water level flows below the lowest level of the weir, and/or during fish migration, the sluice gate adjacent to the weir (this gate extends almost to the river bed) is fully open, enabling fish passage; • Inform all construction workers that hunting and collection of any natural resources is strictly prohibited. • Okhindin Tal subproject: works will not proceed until an ecological assessment of biodiversity values and potential impacts of the subproject has been completed. • Subproject scope and/or components may need to be revised Socio- Protection of • Implement the following chance-find procedure at all sites, if an artefact is found: Contractor PIU, Capacity economic physical • Stop works immediately; notify soum government, park administration, PIU, Ministry of Development resources cultural Education, Culture and Science; isolate site; document and photograph it; await specific consulting resources and instructions from Ministry of Education, Culture and Science on how to manage the site firm, Ministry sacred areas and for approval to proceed with works of Education, Culture and Science 20
Potential Item impacts / Mitigation measures Implement Supervise Status issues Community • Information disclosure. Villagers, residents and businesses will be informed in advance Contractor PIU, Capacity health and through community consultations, media, and information boards of the construction Development safety; and activities, dates, duration, an locations of expected disruption; consulting potential • Prior to works, re-confirm the planned construction schedule and site EMP actions; firm interruptions to • Install signs at construction sites informing people of the project GRM, potential dangers power supply (e.g. moving vehicles, hazardous materials, excavations) and safety issues; or other public • Implement the following traffic management procedures, to minimize disturbance to services local communities: (i) Select routes to reduce disturbance; (ii) Post billboards about road/lane closure, traffic rerouting plan at strategic places, at least 1 week prior to works; (iii) Install speed limit signs and ensure all project vehicles drive at maximum speed of 40 km/hour through resident areas (ii) Post traffic (flag) persons during entire working hours, especially at crossings; (iii) Spread out the schedule for materials delivery in non-peak hours; (iv) Efficient management of truck arrival/ departure; (v) For any sections of public road that needed to be temporarily closed, reopen to the public as soon as possible. • In case of accidental interruption, immediately inform affected communities and assist with water supply until the issue is resolved; • Heavy machinery will not be used at night; • All sites will be secured from unauthorized public access. • Public consultations on work phasing and schedules, anticipated access blocking, provisions for safe access for blocked properties and temporary parking for blocked garages/driveways; • Provision of safe access, if needed, to blocked properties, e.g., steel planks of adequate grade, width and length, and if necessary, with guide rail; • For power utilities, coordinate with soum governments and power substations as needed and establish contact arrangements and procedures in case of accidental damage to power lines. In case of accidental interruption, immediately inform affected communities and assist with water supply until the issue is resolved. 21
Potential Item impacts / Mitigation measures Implement Supervise Status issues Occupational • Ensure clean and sufficient supply of fresh water for construction sites, camps, offices; Contractor PIU, Capacity health and • Install sufficient latrines and garbage collection facilities at construction sites and work Development safety camps; and ensure regular emptying of latrines and garbage facilities; consulting • Nominate at least two on-site staff as safety coordinators; firm • Provide safety clothing to workers as needed (e.g. boots, helmets, gloves, goggles, ear protection) in accordance with health and safety regulations; • Designate a first aid station (e.g. one of the office rooms) at all work sites and install a first-aid kit. Ensure these are maintained and stocked; • Identify the nearest clinics and hospitals and the fastest transport route to these; • Install a map at each work site providing the transport route to the nearest clinic and hospital, and, their contact details; • Inform the clinic and/or hospital of the pending works and types of activities involved, and exchange details of key contact personnel; • Establish a records management system for occupational accidents, diseases, incidents. The records will be reviewed during compliance monitoring and audits; • Safety communication. Ensure that occupational health and safety matters are given a high degree of publicity to all persons on-site. Display posters prominently; • Training, awareness and competence. Train all workers in basic sanitation, health and safety matters, and work hazards. Implement awareness and prevention program for HIV/AIDS and other diseases – target the local community and construction workers; • Core labor standards will be implemented. Civil works contracts will stipulate priorities to: (i) employ local people for works; (ii) ensure equal opportunities for women and men; (iii) pay equal wages for work of equal value and pay women’s wages directly to them; and (iv) not employ child or forced labor; CONTRACTOR PERFORMANCE TARGET: Camps clean, emergency response plans in place, and 100% of workers aware of emergency response procedures. Community • Hold meetings with residents at construction sites prior to the start of any works; Contractor, MET consultation • Document community feedback and solutions to any concerns raised; Capacity • Update contractor site plans as needed to incorporate the solutions, including revisions Development in work schedules, daily working hours, construction methods, and/or mitigation consulting methods; firm, PIU • Revise monitoring schedules and criteria as needed to reflect the updated contractor site management plans. C. OPERATION PHASE 22
Potential Item impacts / Mitigation measures Implement Supervise Status issues Operation Routine • Conduct capacity building of project agencies responsible for O&M of project facilities; Soum MOFALI, and maintenance • Prepare O&M procedures for each project-funded facility; government soum and maintenance and repair • Integrate O&M maintenance activities into existing work program of the agencies; aimag • Ensure all preparations for timely handover of facilities from the contractors to the government, agencies are ready at least 2 months before expiry of the Defect Liability period LASI Water Unsustainable • There will be no use of groundwater extraction for any subproject. Hydrology MET, availability abstraction • For all subprojects, the water allocation extraction volumes calculated for each irrigation Center of MOFALI, PSC and from rivers scheme, and the environmental flow volumes, will be distributed to all relevant soum Soum sustainability agencies and will be strictly followed. The allocation volumes are given in Appendix 5 of government, the EIA. RBA – gate operations • The soum government will undertake monthly readings of water extraction at the water intake of each subproject to ensure that the allocation volumes are not exceeded, and therefore that environmental flow requirements are maintained. This information will be included in the semi-annual environment progress reports to ADB. • The water extraction volumes for each subproject will be reviewed once per year by the River Basin Administration. In the event that environmental flow requirements are not being met, the soum government and PIU will immediately discuss this with the aimag government, River Basin Administration, and MOFALI and will inform ADB. Corrective time-based actions will be developed. If needed, active operation of the subproject intake gates (and sluice gates) will be undertaken during low water availability to ensure environmental flow allocations are complied with. • If needed, active operation of the subproject intake gates will be undertaken during low water availability to ensure environmental flow allocations are complied with. 23
Potential Item impacts / Mitigation measures Implement Supervise Status issues Ecology Protection of • Water supply during years of lowest flows. Gates will be installed on each of the 10 Operators of ecological subproject weirs to ensure that in years of low flow when the weir blocks flow, the gate facilities, soum values can be opened to ensure compliance with environmental flow requirements and government, downstream uses RBA, • Maintaining fish passage above and below weirs. The weirs are designed to be passable in all but the low flowest years; and in these, gates will be opened manually • Fundamental and permanent change in the character of the landscape: for at least 3 subprojects the weirs represent the first in-channel structures and first modification (albeit limited) of flows. Community consultations confirmed local support for the project. Consultations will be continued throughout operations and including prior to any works • Okhindiin Tal subproject. Pending the results of the ecology survey (see Pre- Construction Phase mitigation measures), the design and mitigation measures endorsed by the Government and ADB for this subproject will be implemented. These may include the preparation and implementation of a biodiversity action plan, allocation of resources or community conservation activities, exclusion of sites from any works to protect ecological values, and site-specific operational measures Non-point Pollution of soil • Project designs are intended to minimize the use of chemicals – farmer training, drip Farmers, MOFALI, source and/or water irrigation, and conversion from chemical to organic fertilizers; Soum MET, LASI pollution from • No pesticides or other chemicals classified as “hazardous” or restricted-use by WHO or government, agricultural the government will be used for the project. This includes omethoate and PIU, MET chemicals methamidophos (pesticides) and bromadolion (a rodenticide) • Use of chemical fertilizers and pesticides by the project farmers will be routinely checked by PIU Environment Safeguard Specialist (during the project) and soum government agriculture technical officers (during and after the project); • As part of the project training, farmers will be requested to immediately inform the PIU and soum governments in the event of a disease outbreak and/or that farmers wish to, or are using, agricultural chemicals; 24
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