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Africa Data Revolution Report 2016 Contents Foreword v Acknowledgements vii Acronyms viii Executive Summary ix 1. Introduction: The African data revolution and sustainable development 1 1.1 Defining the data revolution in Africa 2 1.2 What is revolutionary about the African data revolution? 4 1.3 Purpose of this report 7 1.4 Methodology 8 1.5 Outline 8 2. Data ecosystems in Africa 9 2.1 Transformations in African national data ecosystems in recent decades 10 2.2 Key data communities within national data ecosystems in Africa 15 3. Data innovation in Africa: Selected case studies 42 3.1 Rwanda: Innovations within the official statistics system 42 3.2 United Republic of Tanzania: Innovations in technology, systems and tools in the national statistics system 44 3.3 Kenya: Citizen-generated data: Ma3Route 45 3.4 South Africa: The Victims of Crime Survey: An example of a national statistical office going beyond its traditional domain 48 4. Conclusions and recommendations 52 4.1 Conclusions 52 4.2 Recommendations 55 References 57 iii
Africa Data Revolution Report 2016 Foreword African countries pledged to achieve sustain- ficient. Infrastructure would be useless if it is able development and inclusive growth for all not adapted to local context, and if communi- following the adoption of the 2030 Agenda for ties cannot access or afford it. Data communities Sustainable Development and the Agenda 2063. would not fully grow and prosper if they are not The need for timely and quality data to inform empowered to voice their particular needs and the two agendas exerts pressure on the national capacitated to engage in partnerships and design statistical systems more than ever before. While their own innovative solutions. much progress has been made in past decades to strengthen national statistical systems for evi- To fully harness the data revolution, a holistic dence-based decision making, countries still face strategic approach is therefore required. Each and challenges in many areas. The data required for every component of the data ecosystem should monitoring progress toward the ambitious and be steered toward the shared goal of establishing aspirational global and continental development a conducive environment for leveraging data and agendas is unprecedented both in scope and gran- partnerships to respond to development priori- ularity with which the data should be collected. ties while leaving no one behind. Technological advancement, growing recogni- This first edition of the biennial Africa Data tion of individual rights for information and Revolution Report aims to address issues on the knowledge, the spread of open data initiatives, process of transforming data ecosystems, from and increasing involvement of various non-tra- the status quo to an aspirational state where data ditional data stakeholders offer opportunities from both conventional and new sources are be- to meet data challenges for the implementation ing harnessed to better inform decision-making and monitoring of the development priorities at and enable sustainable development with contri- global, regional and national levels. butions from diverse data communities. The re- port is envisioned to assist countries on the con- Indeed, the potential of data goes beyond report- tinent in charting their way towards strengthened ing of development progress. Empirical evidence national data ecosystems by identifying common is mounting that data enables citizens to make problems, sharing home-grown examples and more effective decisions in their daily lives, en- lessons learned and coming up with actionable trepreneurs to create new business opportunities, recommendations applicable in the regional, and institutions to make the governing process national and local contexts. Further, it reviews more efficient, responsive, inclusive and trans- the current state of data ecosystems in Africa in parent. Nevertheless, data alone cannot unlock terms of the diversity of data actors and their ca- the above-mentioned opportunities if laws and pacity needs, legislative and policy frameworks, policies allowing people free access, use and re- technological infrastructure, tools and platforms, use of data are not in place. And such laws and and the dynamic interactions between them. policies mean little if technical capacity and in- frastructure to make use of the data are not suf- v
Africa Data Revolution Report 2016 We hope that this inaugural report will serve as nize African-led regional efforts and feed into the a baseline from which countries will assess their discourse on data for sustainable development in progress toward harnessing the data revolution at global fora. the service of their development priorities, galva- Oliver J.M. Chinganya Mansour Ndiaye Fernando Perini Anne Jellema Director, Team Leader, Coordinator, Chief Executive Officer, African Centre for Inclusive Growth Open Data for World Wide Web Statistics and Sustainable Development Network Foundation United Nations Development International Economic Commission Regional Service Development Research for Africa Center for Africa Centre United Nations Development Programme vi
Africa Data Revolution Report 2016 Acknowledgements This report is the joint product of four collaborating nana Eric (Independent Consultant, Madagascar); institutions: the United Nations Economic Com- Suwadu Sakho-Jimbira (Initiative Prospective Ag- mission for Africa (ECA), the United Nations De- ricole et Rurale, Senegal); and Charles Doukouré velopment Programme (UNDP), the International Fe (Independent Consultant, Côte d’Ivoire). The Development Research Centre of Canada and the country researchers produced 10 background papers World Wide Web Foundation. These institutions for this report. They received support from national were represented by a Steering Committee com- statistical offices and UNDP country offices includ- posed of Chukwudozie Ezigbalike and Inkyung ing those in Côte d’Ivoire, Ethiopia, Madagascar, Choi (ECA), Serge Kapto and Alessandra Casazza Nigeria, Rwanda, South Africa and the United Re- (UNDP), Fernando Perini (International Devel- public of Tanzania. The country research in Nigeria opment Research Centre of Canada) and Nnen- was supplemented by a report on “Unpacking the na Nwakanma (World Wide Web Foundation), data revolution in Nigeria” prepared by the Feder- together with the lead author of the report, Cos- al Public Administration Reform Programme, with mas Ochieng of the African Centre for Technolo- permission from the United Kingdom Department gy Studies. The contribution made by UNDP was for International Development. Country research in made possible thanks to the generous support of the Senegal and Swaziland was reused from the UNDP Government of the Republic of Korea. The Open Ecosystems Mapping Project. Solicited contribu- Data for Development is funded by the Internation- tions were also received from Davis Adieno (Civi- al Development Research Centre, the Government cus, the World Alliance for Citizen Participation), of Canada and the World Bank, all of which were Danielle Doughman and Donatien Beguy (African indispensable for the production of this report. Population and Health Research Center), Paula Hidalgo–Sanchis (United Nations Global Pulse, Under the supervision of the Steering Committee, Uganda) and Nnenna Nwakanma (World Wide the report was put together by a team of country re- Web Foundation). searchers headed by the lead author and comprising Jean-Paul van Belle (University of Cape Town, South This report benefited from an earlier consultative Africa); Canisius Nzayisenga (Independent Con- workshop in Nairobi, Kenya in August, 2016. Pe- sultant, Rwanda); Olusegun Akanbi (Independent ter da Costa (Kenya), Inkyung Choi (ECA), Serge Consultant, Nigeria); Solomon Selassie (Independ- Kapto and Bouazza Bouchkhar (UNDP), Yosr Ab- ent Consultant, Ethiopia); Kenneth Mdadila (Unit- del Faatah Ahmed Ibrahim (CAPMAS, Egypt) and ed Republic of Tanzania); Paul Mungai (University Steve Kenei (Development Initiatives) provided of Cape Town, South Africa); Godwin Hlatshwayo, comments on an early draft of the report. (Independent Consultant, Swaziland); Rakotoma- vii
Africa Data Revolution Report 2016 Acronyms AfDB African Development Bank ECA United Nations Economic Commission for Africa ICT Information and communication technologies STEM Science, technology, engineering and mathematics UNDP United Nations Development Programme UNESCO United Nations Educational, Scientific and Cultural Organization viii
Africa Data Revolution Report 2016 Executive Summary The data revolution can be harnessed to catalyse the Strategy for the Harmonization of Statistics in positive social, economic and environmental trans- Africa. A data ecosystem which is capable of har- formation in Africa. Considerable innovation and nessing the full transformative potential of the data experimentation is currently under way within mul- revolution also requires appropriate technological tiple data communities and ecosystems in many Af- infrastructure and architecture and human and fi- rican countries. However, for the most part, these nancial resources. The rise of information, commu- are small-scale, pilot, isolated or ad hoc initiatives. nication and geospatial technologies, among others, If Africa is to benefit from the full transformative together with demographic changes, Africa’s recent potential of the data revolution, more systematic, economic growth rates and increasing democratiza- large-scale, integrated and sustainable efforts are go- tion provide foundational structures for data ecosys- ing to be needed. tems capable of harnessing the data revolution. African governments and other stakeholders recog- In spite of this, significant deficits, gaps and weak- nize the importance of the data revolution for the nesses remain within the current data ecosystems continent’s development. At the continental level, in many African countries. If Africa is to harness this recognition is embodied in the Africa Data the full transformative power of the data revolution, Consensus1 and other statistical and development significant investment will need to made in hu- initiatives, including the African Charter on Statis- man resources, technological capabilities, platforms tics and the African Union’s Agenda 2063. At the and tools, and in establishing effective governance national level, this can be seen in long-term national frameworks related to the production, processing, development plans and numerous legal, legislative protection, ownership, quality, openness, timeli- and policy reforms aimed at improving the quality, ness, relevance, accessibility, harmonization, inter- timeliness, relevance, availability and accessibility of operability and use of different types of data, regard- data. In many countries, these national and conti- less of who produces or owns them. nental development goals are in the process of be- ing aligned with the global development priorities This report examines the current state of the data to which most African countries have subscribed, ecosystem in Africa, its desired end state, and the including most notably the United Nations Sustain- gaps in between. It also provides recommendations able Development Goals. This alignment entails ef- on how to bridge these gaps. It maps the current forts to harmonize, coordinate or integrate data re- data ecosystem in Africa in terms of purpose, actors, quirements for the Sustainable Development Goals principles and protocols; legal, legislative and policy and national development priorities. frameworks; technological infrastructure, tools and platforms; and the dynamic interactions between The building blocks for a data ecosystem which is purposes, actors, frameworks, technologies and sys- capable of harnessing the data revolution for acceler- tems. ated sustainable development already exist in Africa. These include multiple dynamic and growing data This report conceptualizes the “African data revolu- communities which range from official statistics tion” and identifies what is revolutionary about it – and private-sector, civil society and citizen-based notably (a) the exponential increase in the volume, data groups to scientific, open and big data com- types and speed of data available in African coun- munities. They also include legal, legislative and tries; (b) the increased availability and use of new policy frameworks aimed at creating enabling envi- types of data as well as new uses of old or conven- ronments and governance frameworks for harness- tional types of data; (c) new principles of data gov- ing the data revolution at the national and regional ernance, including the principles of inclusion and levels, such as the African Charter on Statistics and openness; and (d) new data-related rights and free- 1 United Nations, Economic Commission for Africa, 2015. ix
Africa Data Revolution Report 2016 doms. The report argues that underlying the con- data ecosystems which are capable of harnessing the cept of the African data revolution is a fundamental data revolution, it would be helpful if policymak- conceptual and paradigmatic shift on the question ers and other decision makers had a clear sense of of who and what officially counts, is counted, how, the full range of impacts of different types of data, by whom, for whom and for what purposes. data platforms, technologies and tools. The scientif- ic community and the international and continen- The question of what and who officially counts and tal development bodies such as ECA, the African is counted, by whom, how and for whom is more Development Bank (AfDB) and UNDP can help than simply a question of available or feasible sta- in commissioning, financing or undertaking these tistical techniques and methodologies. At its core, scenario studies and impact studies. If data, includ- this question embodies political economy and ideo- ing new and novel types of data, are to be used in logical considerations of what and who constitutes a decision-making, the case for many of the claims national priority, and is worthy of counting, and by made on behalf of such data must be backed up by extension, planning public, social, development and solid evidence. This is likely to enhance public in- other services for. Official statistics can be and have vestment in national data ecosystems, but also the been used as tools for social, economic and political use of data produced by such systems. Africa must exclusion and segregation in Africa, especially under create a virtuous cycle of good-quality data, good colonial and apartheid rule. However, statistics and decision-making, good policy outcomes and suffi- data in general can also be used as tools for pro- cient investment in national data ecosystems if it is moting social, economic and political inclusion and to harness the data revolution on a large scale and integration, for example by including marginalized sustainably. communities, regions and peoples in national cen- suses, household surveys and administrative, civil The importance of capacity needs and other vital data registration exercises. The report assessments early in the cycles covered by concludes that the African data revolution embraces the Sustainable Development Goals and a broader concept of who and what officially counts, is counted, by whom and for whom. This derives in Agenda 2063 part from the broader development goals for which African countries seek to harness the data revolu- It is almost taken for granted that every African tion: the Sustainable Development Goals adopted country is ready for different types of data, technol- by the United Nations and the African Union’s ogies, tools and platforms. Yet there is widespread Agenda 2063. recognition that despite recent improvements, the national statistical system in many African countries The report makes the following recommendations: is capacity-constrained. Different data communi- ties might have arisen in different African coun- Proof of premise: What is the full range of social, tries, but the assumption that every African country economic, environmental and other impacts – pos- is ready to harness different types of data ignores itive and negative – of the data revolution? What fundamental differences in political economies and might African countries do to maximize the positive institutional, technological, financial and human and mitigate the potentially negative impacts of the resource capabilities. Whether a country is in a po- data revolution? sition to effectively harness geospatial and big data, for example, depends on a whole range of factors The full range of socioeconomic and other impacts that cannot be taken for granted. If African coun- of the data revolution and the various types of data tries are going to establish data ecosystems which are such as big data and open data remains largely un- capable of harnessing the data revolution, national known. Without this knowledge, what interven- assessments of readiness to handle different types tions governments and other stakeholders might and sources of data, technologies and platforms are undertake to maximize the benefits of the data rev- going to be critical in helping them to identify gaps olution and minimize its negative potential remains or areas where key interventions might be directed. limited. In order to accelerate the establishment of x
Africa Data Revolution Report 2016 Legal, legislative and policy reforms to in Africa. These include private-sector, civil society anticipate and allow for the harnessing and citizen-based data communities and scientific, of the data revolution for accelerated open and big data communities. Greater collabora- sustainable development in Africa tion, coordination, harmonization and integration of data initiatives among these communities have A number of reforms have been initiated in many the potential to significantly reduce the costs of data African countries, but in many cases they are either collection and to fill key gaps in national official sta- incomplete or insufficient. The right legal, legisla- tistics. They also have the potential to enhance data tive and policy environments will create conditions accessibility, dissemination and use. Public-private that are conducive to harnessing the data revolution and other partnerships, and other business models for sustainable development in Africa. for facilitating collaboration in data collection, pro- cessing, analysis, dissemination and storage, need to Significant investment in data be explored. technologies, platforms and tools and human and financial resources is going The importance of strengthening to be needed if Africa is to benefit from investment in administrative data the full transformative potential of the collection and use data revolution Administrative data, including civil registration This includes general investment in information and data, are critical in national development and plan- communication technologies (ICT) and infrastruc- ning. Civil registration is the means by which coun- ture, including most notably Internet, mobile and tries keep continuous and complete records of births digital technologies. It also includes investment in and deaths. The issue and possession of birth and data science, computing, STEM (science, technol- death certificates dictate several civic, professional, ogy, engineering and mathematics), statistics, social business and personal activities and transactions. In sciences and economics skills at a broader tertiary many countries, it is through civil registration docu- level and with specific reference to the national data ments that individuals are admitted into schools and ecosystem. hospitals, gain nationality and formal employment, vote or present themselves for electoral offices, buy Greater collaboration and coordination and transfer properties and access financial and le- gal services. To be excluded from civil registration, between data communities can then, is almost tantamount to being excluded from significantly reduce the costs of data public services. In spite of this, 46 African countries collection for use in pursuing the do not have complete civil registration systems to Sustainable Development Goals, register births. If the continent is going to harness Agenda 2063 and long-term national the data revolution to accelerate sustainable devel- opment, a majority of African countries are going development plans by helping fill to need to strengthen their capacities to collect and gaps in official statistics and enhance use high-quality administrative data. data quality, timeliness, relevance, accessibility, dissemination and use. National statistical offices are and will remain the cornerstone of national data Data collection is costly. National statistical offic- ecosystems es are unlikely to have the necessary and sufficient technological, financial and human resource capac- In spite of - in fact because of - the rise of multiple ities to collect, process and disseminate the data data communities, the national statistical system required for the pursuit of the Sustainable Devel- will continue to play a central role in national data opment Goals, Agenda 2063 and national develop- ecosystems in many African countries. It can be a ment plans. However, significant capabilities and re- key facilitator and leader in fostering collaboration, sources are available within other data communities harmonization and coordination within national xi
Africa Data Revolution Report 2016 data ecosystems. The other data communities will data actors and communities. To be sure, many con- continue to complement rather than supplant the straints to participation by non-State actors in na- national statistical system. How the official statistics tional data ecosystems remain. However, the policy, community relates to the other data communities legislative and legal openings are there. Non-State- will to a large extent determine the degree to which based data communities can seize these opportu- African countries harness the data revolution. nities not only to hold governments accountable through the open data movement, but also to share Functional autonomy for the national data, improve data quality and use, and proactively statistical system seek collaboration with the official statistics com- munity. Owing to its continuing centrality within the na- tional data ecosystem, the national statistical system Learning from experimentation and requires functional autonomy, or a lack of politi- innovation cization of its work, coupled with sufficient finan- cial and human resources. It cannot be expected to Realizing an effective, responsible, coordinated, har- collaborate with the other data communities or to monized and integrated national data ecosystem will facilitate collaboration, harmonization and coordi- require significant experimentation and innovation, nation if its technical and technological capabilities and efforts to learn from them. There is nothing au- are substantially weaker than those of the other data tomatic about the data revolution. It is the result communities, or if it does not have sufficient finan- of deliberate legal, policy and technological choices cial resources to undertake its core mandate, which and actions. Successes or failures of experimentation would form the basis of any collaboration, harmo- and innovation will be constrained by these choices nization and coordination. and structural and external factors, among others. The ability to identify the reasons behind success- Non-State-based data communities have es and failures within different data communities, a responsibility to act proactively and and to apply these lessons in future interventions, responsibly to contribute to the creation will determine the type of data communities and ecosystems that emerge in Africa in the future, and of functional, vibrant, harmonized and the degree to which the continent harnesses the full integrated national data ecosystems transformative power of the data revolution. The re- ality of experimentation and innovation will need to Legal, legislative and policy reforms coupled with be appreciated especially by the public sector, where advances in ICT have opened up and or are opening failure is not always tolerated. Innovative models for up the data ecosystem in many African countries to conducting experimentation and innovation such non-State-based data communities. The opportuni- as incubator labs or pilot projects may need to be ty to seize this growing policy, legal and legislative explored before large-scale projects are rolled out. space is increasingly available to non-State-based xii
1. Introduction: The African data revolution and sustainable development The data revolution can be harnessed to acceler- number of recent scholarly, policy and commercial ate sustainable development in Africa. Data are reports reinforce this characterization. Goldman available ever faster, in greater volume and scope. Sachs observes that while economic productivity Globally, the quantity and quality of data on social, doubled in 150-200 years during the industrial rev- economic, political and ecological activities are ex- olution, it “skyrocketed in the computer revolution, panding exponentially. This is driven by growth in with a three-fold gain in the half-century starting in the numbers and analytical power of computers, the 1960s”. The firm believes that with the “fourth machines and mobile devices; the spread of the In- revolution” (i.e. the data revolution), the world may ternet; the falling cost of data storage; and the surge have entered a period of even more rapid productiv- in remote sensing, satellite and other technologies ity gains.3 Reports by the World Economic Forum, that are creating new data and tools on an unprece- the McKinsey Global Institute, the EMC Corpo- dented scale. It is also driven by a surge in demand ration4 and a number of academics describe huge for data from the public and private sectors and civil potential benefits of the data revolution for entire society, and by greater experimentation, innovation economies and sectors such as health, agriculture, and adaptation in data production, dissemination industry, transport, retail and public services. There and governance across multiple data communities. is growing consensus that while the data revolution does not constitute the first time that technology In its Data Manifesto,2 the Royal Statistical Society has promised to transform the world, this process in the United Kingdom argues that what steam was might be the fastest. to the nineteenth century, and oil to the twentieth, data are to the twenty-first. According to the So- Big data has been variously described as the oil of ciety, data are the “driver of prosperity, the revolu- the digital economy, the next big thing in medical tionary resource that is transforming the nature of care and an integral tool for smart city planning and social and economic activity, the capability that dif- development.5 The global open data community ferentiates successful from unsuccessful societies”. A makes similarly strong arguments for the potential 2 Royal Statistical Society, 2014. 3 Goldman Sachs Asset Management, 2015. 4 EMC Corporation, 2014. See also Connelly and others, 2016; Einav and Levin, 2013; Einav and Levin, 2014. 5 de Montjoye, Y.-A., 2014. 1
Africa Data Revolution Report 2016 applications of open data in enabling innovations to develop new insights and innovations that can that are catalysing social, economic and political improve the lives of others and help to improve the transformations by changing sectors as diverse as flow of information, spur development, promote health, education, urban development and fiscal transparency and build capacities”. Similar argu- governance. Openness is seen as foundational in ments for the potential benefits of the data revo- harnessing the opportunities for data innovation lution for sustainable development in Africa have that are unlocked when data cross geographical, been made by various African governments in their territorial, sectoral, disciplinary, social and other national development strategies and by African boundaries.6 Data generated by citizen groups have scholars and development agencies in various books also been shown to hold great promise, while the and papers, including Ben Kiregyera’s The Emerging power of high-quality official statistics and scientific Data Revolution in Africa; the Mo Ibrahim Founda- data in helping inform policymaking has long been tion’s Strength in Numbers: Africa’s Data Revolution; recognized. and Johan Fourie’s The data revolution in African economic history. African governments, civil societies, academics and private-sector organizations have recognized 1.1 Defining the data the potential applications of the data revolution to revolution in Africa the continent’s sustainable development efforts. Ja- kaya Kikwete, the former President of the United The United Nations Independent Expert Advisory Republic of Tanzania, spoke for many African gov- Group on the Data Revolution for Sustainable De- ernments when he opened the first ever Open Data velopment defines the data revolution as an “explo- Conference in Africa in Dar es Salaam on 4 Septem- sion in the volume of data, the speed with which ber 2015: “I totally subscribe to the idea that data data are produced, the number of producers of data, is an important tool for development. No successful the dissemination of data, and the range of things on and meaningful development will take place with- which there is data, coming from new technologies out the use of data … We cannot honestly speak such as mobile phones and the ‘Internet of things’, of developing Africa today without improving on and from other sources, such as qualitative data, ways we source, process and make use of data. More citizen-generated data and perceptions data”.8 The importantly, we must transform ways we manage Group considers that the data revolution includes a data by increasingly making public data open and “growing demand for data from all parts of society”. shared. In that way we will enable decision makers The data revolution for sustainable development, in to make informed decisions. We will also empower the Group’s view, involves “the integration of … new the public to use data to hold the public officials data with traditional data to produce high-quality accountable. In that way we will enhance good gov- information that is more detailed, timely and rel- ernance and take Africa to the next level.”7 evant for many purposes and users, especially to foster and monitor sustainable development; the In its Data Revolution Policy and SMART Rwanda increase in the usefulness of data through a much Master Plan 2015~2020, the Government of Rwan- greater degree of openness and transparency, avoid- da makes the case that the explosion in the world ing invasion of privacy and abuse of human rights of data has “enormous potential to spur innovation from misuse of data on individuals and groups, and and creativity, increase the proliferation of highly minimising inequality in production, access to and skilled jobs, contribute to economic growth, enable use of data; … more empowered people, better pol- better decision-making and create a more accounta- icies, better decisions and greater participation and ble, efficient, responsive and effective government”. accountability, leading to better outcomes for peo- The master plan commits the Government to devel- ple and the planet”. op a policy on Open Data, on the basis that “easy access to data allows individuals and organizations 6 Third International Open Data Conference, 2015. 7 United Republic of Tanzania, 2015. 8 United Nations, 2014. 2
Africa Data Revolution Report 2016 The Africa Data Consensus, developed at the High providing timely, user-driven and disaggregated Level Conference on Data Revolution, held in Ad- data for public good and inclusive development”.9 dis Ababa, Ethiopia, from 27 to 29 March 2015, builds on the Group’s definition. It defines the Afri- The Consensus is a strategy for nurturing the data can data revolution as: “A profound shift in the way revolution in Africa. It aims to create a new data that data is harnessed to impact on development de- landscape or ecosystem by opening up the field of cision-making, with a particular emphasis on build- data production and dissemination to State and ing a culture of usage. The process of embracing a non-State actors. It was developed in response to wide range of data communities and diverse range calls for a framework on the data revolution in Af- of data sources, tools, and innovative technologies, rica and its implications for the African Union’s to provide disaggregated data for decision-making, Agenda 2063 and the Sustainable Development service delivery and citizen engagement; and infor- Goals. The plan of action for the application of the mation for Africa to own its narrative”. The Con- Consensus is being spearheaded by ECA, the Afri- sensus views the data revolution as a “partnership of can Union Commission and AfDB, with support all data communities that upholds the principles of from UNDP and the United Nations Population official statistics as well as openness across the data Fund, and in collaboration with partner institutions value chain, which creates a vibrant data ecosystem from the public and private sectors as well as civil society organizations. The core principles of the Consensus include: Box 1. Principles of the Africa data revolution Data must be disaggregated to the lowest levels of administration by gender, age, income, disability and other categories. People must be counted to make them count. Civil registration should be accessible and provided at no cost. Official data belong to the people and should be open to all. They should be open by default. The data community should embrace the United Nations Fundamental Principles of Official Statistics as a starting point. There is a need for governance and coordination of the data ecosystem. African governments should acknowledge open data provided by credentialled data communities as acceptable sources of country statistical information. Technology, new forms of data and other innovations should be actively embraced. Data communities should promote a demand-driven data user culture spanning the entire ecosystem. Privacy and intellectual property rights should be respected. Data should be translated into information that is simple, understandable and relevant. Information must be timely, accurate, relevant and accessible. Data must be driven by needs rather than for their own sake. The data revolution in all its facets should be gender-sensitive. Source: United Nations, Economic Commission for Africa, 2015. Analysis of continental and national policy, legal • The considerable changes already under way and legislative frameworks, principles and protocols within data ecosystems in Africa: the explosion shows that the African data revolution can be un- in the volume, velocity and variety of data pro- derstood in a two-dimensional sense: 9 United Nations, Economic Commission for Africa, 2015. 3
Africa Data Revolution Report 2016 duced within the continent, their dissemina- statistical offices and other public agencies, but also tion, accessibility and use from non-public-sector actors such as academic in- • The data ecosystems to which the continent as- stitutions, private-sector companies, development pires: inclusive data ecosystems involving gov- agencies, civil society organizations and citizen ernment, private sector, academia, civil society, groups. For example, almost 9 out of 10 people in local communities and development partners Africa now live in a country which has conducted a that tackle the informational aspects of devel- population census in the last 10 years. A third of all opment decision-making in coordinated ways; Africans live in a country where a census has been ones in which data are produced and used by a conducted since 2010, and almost all Africans (99 wide range of data communities and harnessed per cent) live in a country which has conducted a to impact development policymaking; and ones household survey in the last 10 years. Since 2005, which embrace the core principles highlighted 80 per cent of African countries have published a above. For example, the Government of Rwan- household survey which includes a health compo- da, which is one of the few African countries nent.10 At least 12 African countries have signed up with an explicit Data Revolution Policy, follows to the Open Government Partnership, and at least the United Nations Expert Advisory Group and 10 have established open data portals. In a number defines the data revolution as the “transforma- of countries, citizen groups and civil society actors tive actions needed to respond to the demands are not only producing data that sometimes com- of a complex development agenda and pri- plement those produced by national statistical of- vate-sector needs, improvements in how data is fices or fill in the gaps left by such data, but many produced and used; closing data gaps to prevent of them are also promoting data-sharing and use discrimination; building capacity and data liter- among different stakeholder groups. acy in “small data” and big data analytics; mod- ernizing systems of data collection; liberating A number of data communities in Africa have ei- data to promote transparency and accountabili- ther piloted or are experimenting with new sources ty; and developing new targets and indicators”. of data collection or platforms for data accessibili- ty and sharing. By tracking population movements From the foregoing, it is apparent that the “African through mobile phone data and by running ana- data revolution” implies something revolutionary lytics on social media, opt-in services such as the both in what is already taking place within African Kenya-based Ushahidi have made it possible for hu- data ecosystems and in what is aspired for or desired manitarian organizations to better understand and in ideal African data ecosystems. respond more quickly and effectively to human- itarian crises and natural disasters. By looking at 1.2 What is revolutionary about population flows and conducting real-time CCTV the African data revolution? analytics to better understand traffic issues, some African cities, including Abidjan, Cape Town and From the general definitions of the data revolution Nairobi, seek to better plan for and accommodate to definitions that are specific to the African data their growing urban populations by building “smart revolution, the revolutionary aspect centres on at cities” that have adequate health, water, electricity, least five key factors: education and public transport infrastructure. For example, Harvard University’s Engineering Social (a) The exponential increase in the volume, Systems programme is overlapping mobile phone types and speed of data available in data with census data in Kenya to model the growth African countries of slums, enabling city planners to better plan for and build public services such as water pumps and While there are significant variations among them, public toilets.11 Through the Outthink Urban Plan- many African countries are producing more, reg- ning Initiative, the city of Nairobi has partnered ular, and better-quality data, both from national 10 Mo Ibrahim Foundation, 2016. 11 https://www.hsph.harvard.edu/ess/. Accessed 13 November 2016. 4
Africa Data Revolution Report 2016 with IBM’s Smarter Cities project to transform and sources of data as well as new applications of waste management.12 old or conventional types of data. Data are increas- ingly available on novel types of variables and on Work to harness the substantial increase in the vol- new activities, peoples or regions that were previ- ume, types and speed of data available is beginning ously excluded from many conventional types and to yield significant social, economic and scientific sources of data. Some of the new types or sources results. Over the last few years, a number of African of data have already been highlighted (such as cit- countries have revised the methods and base year izen-generated data and satellite or remote sensing data used to calculate gross domestic product in or- data). Others include “big data” or large quanti- der to reflect the structure and size of their econo- ties of complex data (sets) which can be curated and mies more accurately. This has entailed accounting analysed to derive insights and meaning. In popu- for economic activities previously omitted from na- lar balance, big data is often associated with either tional income accounting either because they were social media or business data, or both. However, performed in the informal sector or because they oc- this is misleading, since not only are there a range curred in sectors that were previously non-existent or of different types of big data, but different types of underdeveloped such as information and communi- big data sometimes require different analytical ap- cations technologies. The results of these exercises proaches. For example, administrative data or data have been dramatic, and reflect the importance of collected by government agencies for the purpos- high-quality data to national development. Nigeria’s es of registration, transactions and record-keeping gross domestic product nearly doubled from $270 (such as data for the administration of tax systems, billion to $510 billion between 2013 and 2014, social programmes and regulations) can be a type making it the largest economy in Africa. Kenya was of big data. Especially in developed countries, some catapulted from a low-income to lower-middle-in- of these administrative data now come in large data come country, while Zambia’s economy turned out sets with tens of millions of distinct observations to be 25 per cent larger than previously thought.13 and huge numbers of covariates. The increased scale, The rebased or updated figures not only provided dimensionality and lack of structure in some of the better assessments of the size of the economy and administrative data in developed countries have led the composition of and sectoral contributions to some scholars to conclude that administrative data gross domestic product in a number of countries; not only constitute a distinctive form of big data the more accurate measures of these countries’ econ- but are significantly underutilized because, among omies provide an opportunity for policymakers and other things, they are not easily shared (among State citizens to assess their fiscal circumstances better and federal authorities, for example, or ministries and prioritize their national development initiatives and national statistical offices).14 While the issues better. Besides the improved quality of official sta- of scale, multidimensionality, lack of integration tistics, non-traditional sources of data collection, and coordination, and inadequate sharing and un- processing, dissemination and sharing such as opt- derutilization are all relevant to administrative data in and mobile surveys and open data platforms are in many African countries, a general lack of admin- generating constructive debates about data quality, istrative data is a bigger and more urgent problem timeliness and governance frameworks across the on the continent. continent. The growing availability of large data sets that cap- (b) Increased availability and use of new ture the behaviour of millions of individuals, or types of data as well as new uses of old even the complexities of the galaxy, has yielded ex- or conventional types of data traordinary scientific results, including in Africa. As Johan Fourie has argued, the applicability of the The “revolution” in the African data revolution also data revolution to the past is especially valuable in centres on the increased availability of new types areas with limited written records such as sub-Sa- 12 IBM, 2016. 13 Mo Ibrahim Foundation, 2016. 14 Connelly and others, 2016.; Einay and Levin, 2013; Einay and Levin, 2014. 5
Africa Data Revolution Report 2016 haran Africa. Fourie documents how a new gener- (c) Principles of data governance, ation of economists, geographers and historians are especially the principle of inclusion or rewriting African history using not only thousands “Leaving no one behind” of individual archival records but also geographical, climatic and demographic projections into the dis- What is “revolutionary” in the African data revo- tant past. A new African economic history has come lution also centres on the fundamental principles of age, in large part thanks to the data revolution. for governance of the production, dissemination, use and ownership of data. Many of these have Scholars such as Fourie have used analysis of the been highlighted in box 1 above, and they include height of African military recruits during colonial the principles of inclusion and openness. One of rule (as a proxy for living conditions) to document the most “revolutionary” principles of the African the evolution of living standards of African peoples data revolution is the principle of inclusion or of during an era of unreliable data. These data have leaving no one behind. At the heart of the princi- turned out to be useful not only as a tool to meas- ple is the idea that everyone matters or counts and ure the level of living standards over time, but also that people must be counted or captured in formal to test the effects of different colonial policies on data processes such as civil registration to allow the African populations. “The data revolution has not government to plan for their basic social, economic only offered new variables to measure past events, and other needs. In the context of the Sustainable but it has been especially useful as a contemporary Development Goals, this principle amounts to the outcome variable. In the absence of data on region- idea that no goal, target or indicator should be con- al African economies, for example, Michalopoulos sidered met unless it has been met for every person and Papaioannou use light density at night ob- around the globe. tained from satellite imaging to test the impact of precolonial ethnic institutions and the impact of the Civil registration is particularly important as far borders drawn during the Scramble for Africa on this principle is concerned. Civil registration is the current economic performance”.15 In this case, the means by which countries keep continuous and data revolution is not only helping to solve a fun- complete records of births and deaths and the issue damental problem in the study of African history of birth and death certificates, which then dictate and economics (i.e. a lack of data); it is also leading several formal civic, personal, professional, business to innovative uses for old or conventional types of and political activities and transactions. In many data. The decision by a growing number of African countries, it is through civil registration that indi- governments to make their traditional data (i.e. data viduals are admitted into schools and hospitals, gain produced by national statistical offices) open by de- nationality and formal employment, vote or pres- fault or accessible through open data portals is also ent themselves for electoral office, buy and transfer leading to increasing accessibility of this type of data properties and access financial and legal services. To and in some cases, new uses of it by various stake- be excluded from civil registration is in many cases holder groups. synonymous with exclusion from public services. In spite of this, 46 African countries do not have com- plete civil registration systems to register births. By one estimate, 83 per cent of Africans live in a coun- 15 Fourie, 2015. 6
Africa Data Revolution Report 2016 try without a complete and well-functioning birth ness, timeliness, relevance and ownership all stand registration system. Less than one in five births oc- in contrast to the principles and paradigms that cur in a country with a complete birth registration have governed the production, dissemination and system, while 87 per cent of deaths occur in coun- usage of official statistics at some points in the Afri- tries without complete death registration systems.16 can past, notably during the colonial period. What and who counts and is counted, by whom, how and (d) Data-related rights and freedoms for whom is more than just a matter of technical considerations or the applicability and utility of var- What is “revolutionary” in the African data revolu- ious statistical methods and techniques. At its heart, tion also centres on data rights and freedoms. The this question embodies political economy and ide- Consensus is not explicit on this point, but underly- ological considerations of what are considered na- ing its many fundamental principles are data-related tional priorities by governments in power or dom- rights and freedoms. A number of African govern- inant interest groups in society. Accordingly, in the ments have policy, legal and legislative frameworks past official statistics in Africa have been used either that either explicitly or implicitly provide for da- as tools for social, economic and political exclusion ta-related rights and freedoms. These include: and exploitation or in order to further inclusion, conflict resolution and integration, depending on • The right to be counted, as an integral part of prevailing dominant ideologies, political economies the principle of leaving no one behind and development paradigms. The broader defini- • The right of access to information (for example, tions of development and the principles of inclu- information held by the State – a right embod- sion, participation and empowerment embedded in ied in article 35 of the Constitution of Kenya both the Sustainable Development Goals and the and article 34 of the Constitution of Rwanda, African Union’s Agenda 2063 mark a fundamental as well as Rwanda’s Access to Information Act) shift in the conception of what and who counts and • The right to participation (for example in data is counted, by whom and for whom. This report production, dissemination and use) emphasizes that the question of who and what offi- • The right to non-discrimination and equality cially counts and or is counted, how, by whom and • The right to privacy and to ownership of per- for whom is determined not just by technical con- sonal data siderations but by political, ideological, cultural and • The right to freedom of expression (e.g. citi- historical priorities or factors. That the African data zen-generated data) revolution answers this question in fundamentally different ways from past behaviour and practices is The African data revolution, viewed in its aspira- part of what is revolutionary in the African data rev- tional dimension, is inclusive of all these rights and olution. freedoms. 1.3 Purpose of this report (e) A conceptual, ideological and This is the inaugural Africa Data Revolution Re- developmental paradigmatic shift on port, the first in a series of biennial reports that will the question of who and what officially focus on developments in national data ecosystems counts, is counted, how, by whom and in Africa. It highlights the current state of the Af- for whom rican data ecosystem, its desired end state, and the gaps in between. It also provides recommendations Underlying both the generic concept of the data for creating data ecosystems capable of harnessing revolution and the more specific notion of the Af- the full transformative potential of the data revolu- rican data revolution is a fundamental conceptual, tion in Africa. The specific objectives of this report ideological and developmental paradigmatic shift are threefold: on the question of who and what officially counts, is counted, how, by whom, for whom and for what • To review and map components of national purposes. The principles of inclusion, data open- data ecosystems in Africa, with a view to assess- 16 Mo Ibrahim Foundation, 2016. 7
Africa Data Revolution Report 2016 ing their ability to help advance the attainment • Review of scholarly, policy and grey literature of national and regional development plans, as on the data revolution globally and the African well as the Sustainable Development Goals data revolution in particular. The literature re- • To identify common systematic challenges that views were conducted by the lead author and hamper the full realization of the African data country researchers, with the latter taking the revolution lead on each of their case study countries: Côte • To put forward recommendations for accelerat- d’Ivoire, Ethiopia, Kenya, Madagascar, Nigeria, ing progress towards the desired end state of the Rwanda, Senegal, South Africa, Swaziland and data ecosystem in Africa, in keeping with the the United Republic of Tanzania. aspirations expressed in the African Data Con- • Interviews with key informants from represent- sensus. ative data communities in each case study coun- try (such as national statistical offices and other 1.4 Methodology members of official statistics communities, rep- Data for this report were compiled using a combi- resentatives of the private sector, civil society, nation of methods, including the following: scientific and citizen-based data communities, as well as key players and stakeholders in open • In-depth country case studies in 10 African and big data communities). countries, aimed at understanding their nation- al data ecosystems: key actors; legal, policy and 1.5 Outline legislative frameworks; infrastructure, technol- The rest of this report is organized as follows. Sec- ogies and tools; and the dynamic interactions tion 2 maps the current data ecosystem in Africa, among actors, subject to the limits imposed highlighting its strengths and limitations with spe- by legal, legislative and policy frameworks and cific reference to the requirements of the Sustaina- infrastructural and technological limitations. ble Development Goals, Agenda 2063 and various In a majority of countries, country researchers national long-term development plans. Section 3 worked closely with national statistical offices presents case studies of some innovations within and with UNDP country offices. various data communities in Africa, while section 4 concludes the report. 8
2. Data ecosystems in Africa A data community is a group of people who share data communities and citizen-based data communi- social, economic, political and/or professional inter- ties. If classified by types of data, in addition to the ests in data across the entire data value chain – pro- sectorally based classification, one might have open duction, analysis, management, dissemination, use and big data communities. Each African country and storage. A data ecosystem is the complex system has a unique national data ecosystem depending on of relationships between individuals, organizations, the distinctiveness of its data communities; types of data sets, standards, resources, platforms and other data; institutional frameworks; data infrastructure, elements that define the environment in which each technologies, platforms and tools; and the dynamic particular data resource exists.17 A data ecosystem interactions among the actors, which are subject to encompasses multiple data communities (e.g. pub- different technological, infrastructural, legal, soci- lic, private and civil society actors); different types opolitical and other constraints. Figure 2 below is of data (old and new); institutions, laws and policy a representation of the national data ecosystem in frameworks; technologies, platforms and tools; and Swaziland. the dynamic interactions among the actors within prevailing technological, infrastructural, legal, pol- This report focuses on data communities as classi- icy and other constraints. In this report, the term fied by sectors and types of data, as follows: “data ecosystem” in Africa refers to the state of na- tional data ecosystems in individual African States. • Official statistics data communities The rest of this chapter examines the various data • Private-sector data communities communities, institutions and frameworks, and • Civil society sector data communities technologies, platforms and tools, that constitute • Scientific data communities national data ecosystems in African countries. • Open data communities • Big data communities Data communities can be categorized variously - for • Citizen-based data communities. example, by sector, types of data, technological plat- forms, tools and methods. If classified by sector, for This classification is also adopted partly for ease of example, one might have public-sector-based data presentation. There can be significant overlaps be- communities such as official statistical systems or tween data communities. For example, open data national statistical systems, private-sector data com- communities can be inclusive of or interact with munities, civil society data communities, scientific official statistics communities, citizen-based data 17 This definition draws from both the Open Data Charter (opendatacharter.net) and the Africa Data Consensus. 9
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