DYAN EBERT Steady as she goes - Minnesota State Bar Association
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OFFICIAL PUBLICATION OF THE MINNESOTA STATE BAR ASSOCIATION VOLUME LXXVII NUMBER VI JULY 2020 www.mnbar.org MSBA President 2020-21 DYAN EBERT Steady as she goes The big question: Back to the office? The business interruption pandemic Ethics wake-up calls for supervisory responsibilities Child safety first: Reporting child abuse and neglect Minnesota legislative session recap
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OFFICIAL PUBLICATION OF THE MINNESOTA STATE BAR ASSOCIATION VOLUME LXXVII NUMBER VI JULY 2020 www.mnbar.org 5 President’s Page A time of new perspectives By Dyan Ebert ON THE COVER 12 MSBA President 2020-21 6 MSBA in Action Statement on George Floyd DYAN EBERT Steady as She Goes Professional 8 Responsibility By Amy Lindgren Prospective clients and Photos by Stan Waldhauser the ethics rules By Susan Humiston 10 Law & Technology Cyber riots and hacktivism By Mark Lanterman 18 THE BIG QUESTION: BACK TO THE OFFICE? How to weigh your firm’s—and your clients’— 38 lus: 2020 Minnesota P options and mitigate legal risk legislative session recap By Brett Larson and Jeremy Warring By Bryan Lake 41 Notes & Trends Landmarks in the law 24 54 People & Practice THE BUSINESS INTERRUPTION PANDEMIC Member announcements Claims for business interruption loss coverage in the wake of covid-19 56 Opportunity Market By Patrick Larkin, Brandon Meshbesher, Classified ads Eric Steinhoff, and Rick Lind B&B DIGITAL-ONLY www.mnbar.org/bench-bar 30 T he urgency of sleep ETHICS WAKE-UP CALLS FOR and well-being SUPERVISORY RESPONSIBILITIES By Robin Wolpert By William J. Wernz uccession planning and S covid-19: It’s now or (possibly) never By Roy S. Ginsburg 34 CHILD SAFETY FIRST ot so fast: Termination N Understanding Minnesota’s mandatory and voluntary of sales rep agreements reporting requirements involving child abuse and neglect under Minnesota law By James C. Backstrom By V. John Ella 2 Bench&Bar of Minnesota s July 2020 www.mnbar.org
Official publication of the Minnesota State Bar Association www.mnbar.org | (800) 882-6722 Editor Steve Perry sperry@mnbars.org Art Director Jennifer Wallace Advertising Sales Pierre Production & Promotions, Inc. (763) 497-1778 MSBA Executive Council President Analytics for Understanding Dyan J. Ebert President-elect Life Insurance Illustrations Jennifer A. Thompson Treasurer Our proprietary analytics make it simple to understand & Paul D. Peterson compare the true economic value of a life insurance Secretary Paul Floyd illustration incorporating mortality probability. New Lawyers Chair Kyle Willems Persuasively demonstrate the superiority of Chief Executive Officer a strategy Cheryl Dalby Publications Committee Chairperson Guard against costly errors & liability exposure Carol K. Lee Steven P. Aggergaard Emily K. Cooper Demonstrate credible due diligence Holly A. Fistler Wood Foster June Hoidal Deliver the expert advice clients expect from Bethany Hurd their advisors Henry D. Long Malcolm P.W. Whynott For more information email bob@cynametrix.com © 2020 Minnesota State Bar Association Bench & Bar of Minnesota (ISSN 02761505) is published Monthly, Consistently ranked in the TOP dispute resolution except Bi-Monthly May/June by the Minnesota State Bar programs by U.S. News & World Report Association, 600 Nicollet Mall STE 380, Minneapolis, MN 55402- 1641. Periodicals postage paid at St Paul, MN and additional mailing offices. Postmaster: Send address changes to Bench & Bar of Minnesota, 600 Nicollet Mall STE 380, Minneapolis, MN 55402-1641. Subscription price: $25.00 for members which is included in dues. Nonmembers $35.00 per year. Some back issues available at $5.00 each. Editorial Policy: The opinions expressed in Bench & Bar are those of the authors and do not necessarily reflect association policy or editorial concurrence. Publication of advertisements does not constitute an endorsement. The editors Certificate in Conflict Resolution reserve the right to accept or reject prospective advertisements in accordance with their editorial judgment. WE’D LIKE TO HEAR FROM YOU: To query potential articles for Fully online graduate certificate program Bench & Bar, or to pass along your comments on matters related to the profession, the MSBA, or this magazine, write to editor Steve Perry at sperry@mnbar.org or at the postal address above. www.mnbar.org July 2020 s Bench&Bar of Minnesota 3
Minnesota State Bar FOUNDATION Our Community. Our Commitment. Apply now for special grant funding Our History The Minnesota State Bar Foundation has been providing financial support to nonprofit organizations that deliver legal services to the disadvantaged and Our Leadership advocate for improvements to the justice system for over 70 years. MSBF Board of Directors: Our Mission Sally Silk, President Landon Ascheman, Vice President The Minnesota State Bar Foundation's mission is to support access to justice to Paul Quast, Treasurer all Minnesotans. Our primary strategy is to provide financial support for: Brandon Schwartz, Secretary Angela Lutz Amann 1. Legal assistance to the disadvantaged; 2. Quality law-related education; Greger Calhan 3. Enhancements to the administration of justice and Patrick Costello to the vitality of the legal profession. Samuel Edmunds Kellen Fish The work of the Foundation has never been more important than it is today, as Susan King Minnesota confronts institutionalized inequities, from discrimination in housing and employment, to domestic violence and immigration. The Foundation has Melissa Krasnow a vital role to play in our community’s confrontation with the pervasive racism Jeri Lyn Reinhardt manifested in the killing of George Floyd by Minneapolis police. Randi Ilyse Roth James Rubenstein Our Work The MSBF provides roughly $100,000 in monetary grants per year. In recognition of the vital service we provide, the Minnesota Disaster Recovery Fund awarded the Foundation a $100,000 grant to support the recovery and resilience of Minnesota’s nonprofit sector during the COVID pandemic. We Your Support thank the MDRF for their generous support during this critical time. We invite you to contribute to the MSBF, whether it be through Applications for a Minnesota State Bar Foundation grant can be dues check-off or an individual found at www.mnbar.org/foundation donation, to support legal aid efforts throughout the state. The deadline for submissions is July 16, 2020. We encourage MSBA members who serve on nonprofit boards to pass along this opportunity. Donors to the Visit www.mnbar.org/foundation Minnesota Disaster Recovery Fund can be viewed at www.mcf.org. Contact to learn more and donate today. Amanda Idinge at aidinge@mnbars.org with any questions.
President’sPage | BY DYAN EBERT A time of new perspectives O ver the last several months Eventually, after my college-age The MSBA also continues to be a voice we have all had to make daughter finished her distance learning for the legal profession. I have always significant changes in our for the year, I moved my work space yet known that the MSBA is important, but lives and our practices. again, to the dining room table that she this experience has further cemented my These changes, while difficult and often had previously occupied. I think perhaps belief that the association is absolutely inconvenient, have also afforded us moving my work area so many times critical to the vitality of our profession, an opportunity to look at things from may have been my unconscious way of now more than ever. different perspectives. satisfying my need to travel! Regardless, I candidly acknowledge that I am Of course, our perspective on where each time I moved I found I had a new also concerned for what the year will we practice has likely been one of the perspective on my home and family and bring and how effectively the associa- biggest changes we have encountered. I began to more fully appreciate how tion can lead “from a distance.” I am At least it has been for me. In early fortunate I was to have both. It also struggling with the idea that the way March, I returned from Seattle after highlighted for me just how lucky I have we have always done things will not be spending a few days with my brother been to travel all across the state while able to guide me on this journey. Even and his family. My return coincided with enjoying the safety net of a home base in so, you have my commitment that I will the increased attention to covid-19 in St. Cloud. continue to look for opportunities to the U.S.; Washington State had been My perspective on how I practiced improve and embrace change that will identified as an epicenter of the virus. law also changed as I moved around enhance the MSBA and keep things While I had no reason to believe I had my home. In-person interactions with under control. been exposed, I nevertheless decided my clients have always been an integral On a personal note, I want to thank to self-quarantine in my home. I fully part of my practice style and one of the the many people who have provided me anticipated returning to the office in a most rewarding aspects of my job. Quite the opportunity to take on this leader- couple of weeks. simply, over the past 25 years I have ship role. First and foremost, I want to As a litigator with a practice that found that getting to know people makes thank my husband, Paul, and our daugh- routinely has me traveling all across it much easier to represent them. Being ter, Laurin, for allowing me to devote so Minnesota, the idea of working exclu- forced to communicate with my clients much of my time and attention to the sively from home felt particularly foreign. exclusively by email and cell phone MSBA. Over the years, they have kept a Frankly, it was hard to stay in one place. seemed a poor substitute for face-to- lot of dinners warm for me! My partners And because I was often on the road face meetings. As the weeks came and and colleagues at Quinlivan & Hughes several days a week, I had also really went, I became more comfortable with have likewise been extremely supportive come to appreciate the respite my law technology, and virtual meetings soon of my bar involvement and gave me firm office provided me on those rare became the norm. Yet although they’re a not only their occasions when I was able to be there. I huge upgrade over emails and the phone, “permission” but liked arriving early and staying late, and even virtual meetings are no substitute their encourage- I really enjoyed seeing my co-workers. for being in the same room with one ment to pursue The thought of giving up both the travel another. Like changing my work area, this leadership and my office time in one fell swoop was adapting to the use of technology in my position. And, fi- a bit unnerving. practice gave me a new perspective on nally, to the many Before covid-19, I occasionally just how important relationships are in MSBA friends I worked from home, primarily using the our profession. have made along kitchen table as my desk. Assuming my So I am beginning my MSBA presi- the way, thank time working from home would be short- dency with what I hope is a healthy mix you for the trust DYAN EBERT lived, I naturally started out there. Of of optimism and concern. I am optimistic you have invested is a partner at the course, the “couple of weeks” I needed because the MSBA and our profession in me and for all central Minnesota to work from home quickly morphed have been able to quickly adapt to the of the hard work firm of Quinlivan & into a month and, ultimately, several challenges covid-19 has thrown at us. and dedication Hughes, P.A., where months. At some point I decided having The MSBA has worked tirelessly to find you devote to she served as CEO to clear my work from the kitchen table innovative and effective ways to ensure the association. from 2003-2010 and every evening so we could have dinner our members continue to have access Together our col- 2014-2019. She also as a family did not make much sense, so to the tools and resources they need in lective perspec- served on the board of I moved my “office” to a folding table their practices. This, in turn, is enabling tives will keep the directors of Minnesota in our seldom-used formal living room, our members to provide quality legal MSBA moving CLE from 2012-2019. again assuming it was only temporary. services to clients all across the state. forward. s www.mnbar.org July 2020 s Bench&Bar of Minnesota 5
MSBAinAction Saluting MSBA Award winners This month we congratulate the winners of several annual MSBA Photo by Lorie Shaull. The mural, located on the corner of 38th Street and Chicago Avenue South in Minneapolis, is the work awards, recognized at the of artists Xena Goldman, Cadex Herrera, and Greta McLain, with the help of artists Niko Alexander and Pablo Hernandez. recent MSBA Virtual Convention. Statement on George Floyd n 2020 MSBA Lifetime Achievement Award (given to an experienced From the Minnesota State Bar Association, Hennepin County Bar Association, Ramsey County Bar Association, and the Minnesota Chapter of the Federal Bar Association member of the state bar who has continually displayed commitment and O n Monday, May 25, 2020, video footage circulated of the violent killing of George contributions to the bar, Floyd in an incident involving Minneapolis police officers. In the video, a Minneapolis the legal profession, and/ police officer is seen kneeling on Mr. Floyd’s neck for over five minutes, while Mr. Floyd or the public throughout repeatedly states, “I can’t breathe.” We write today to join in the grief and anger over the fact their career): William (Bill) and manner of Mr. Floyd’s death, to pledge that his death will be honored and not forgotten, Pentelovitch, Maslon LLP and to commit ourselves to the continuing effort to bring justice to the fore, for Mr. Floyd and his family and friends, of course; but also for our shared community. The Minnesota bar n 2020 MSBA Professional associations, and the legal profession itself, are dedicated to the Rule of Law, equal justice for all, Excellence Award and the dignity and sanctity of human life. (given to one or more More than just an isolated incident, Mr. Floyd’s killing highlights an ongoing problem. In a attorneys who are actively state and country devastated by the deaths of Black and Brown people at the hands of police involved in the legal officers, drastic changes are needed in our approach to public safety. The Minnesota State profession and who combine Bar Association, Hennepin County Bar Association, Ramsey County Bar Association and the excellence in professional Minnesota Chapter of the Federal Bar Association support the equal administration of justice service with outstanding for all, and to that end, envision a Minnesota where law enforcement personnel are held to a service to and on behalf of standard of treating all individuals with dignity. the Minnesota State Bar, Just as the legal profession is charged with promoting and delivering the principles of equal the legal profession, or the justice in our communities, the police must promote and deliver the principles of equal justice public): Jack Rice, Rice and administration of justice for all people. Acts of misconduct against people of color reduce Law Office, P.A. the public’s trust in police, the police force and the administration of justice. If a Black man in south Minneapolis can be brutally choked by law enforcement, whose motto is to protect with n 2020 Presidents Award courage and to serve with compassion, no individual should feel safe. (given to recognize a The Bar Associations call on Governor Walz and all other public officials and law enforce- member’s outstanding ment agencies across the state to actively confront the systems and cultures within their police support and assistance to departments that have repeatedly allowed people of color to be brutalized and killed. the Association and its The Bar Associations also recognize that the rule of law needs to protect us all and must mission): The Honorable exist at all levels of our justice system. We support the lawyers, judges and other court personnel Walter Mondale who will work on all sides of this issue to ensure that the constitutional rights of all involved are respected and justice is achieved. n 2020 Elmer H. The Bar Associations envision a state where no person must fear the police and where arrest Wiblishauser Award (given and use of force by law enforcement are last resorts, not first options. The peace and well-being to the author of the best of our community relies on trust in our system of justice. We pledge to participate in the healing article to appear in Bench that must come after the events of the past week, and to lift and support the voices and actions & Bar during the prior bar of others working toward the goals of equal access to justice and equal administration of public year, as chosen by members safety for all people. The Bar Associations further renew their commitment to their vision of of the MSBA Publications being leaders in achieving equal justice for all. Committee): Michael This statement reflects the position of the Minnesota State Bar Association, Hennepin County Boulette & Jennifer Colich, Bar Association, Ramsey County Bar Association and the Minnesota Chapter of the Federal Bar “The Myth of the Invincible Association. It does not necessarily reflect the position of the national Federal Bar Association. Board Prenup” (September 2018) members affiliated with the judicial and executive branches of the federal, state and local governments did not participate in the issuance of this statement. 6 Bench&Bar of Minnesota s July 2020 www.mnbar.org
Saluting our the annual roster insert published in the May/June 2021 Bench & Bar offices of volunteer pro bono lawyers who provided exceptional service to North Star Lawyers edition, as well as in other recognition opportunities. Certification for calendar year 2020 will open in December. For low-income clients and programs during the 2019 calendar year. A subcommittee reviewed nominations, and selected T he Minnesota State Bar Associa- more information, please see the North attorneys were recognized last month tion is tremendously proud of our Star Lawyers website (www.mnbar.org/ by the Minnesota Supreme Court with members who render free legal northstar) or contact MSBA Public personal letters signed by Chief Justice services to low-income persons. For hours Service Director Steve Marchese Lorie S. Gildea. volunteered in calendar year 2019, the (smarchese@mnbars.org, 612-278-6308). Please join us in congratulating MSBA gave special recognition to mem- the following 29 individuals for their bers who provide 50 hours or more of le- gal services as defined in Rule 6.1(a), (b) Court recognizes outstanding pro bono service to our state in 2019: Evan Berquist; David Bland; (1) and (b)(2) of the Rules of Professional Conduct. In 2019, over 884 MSBA mem- bers were certified as North Star Lawyers. top pro bono efforts Patricia Bloodgood; Meredith Boudrie; Gail Brandt; Erin Bryan; Andrew Davis; Mary Fenske; R. Leigh Frost; T North Star Lawyers provided over 97,500 he Pro Bono Council of the Diane Galatowitsch; Susan Gallagher; total hours of pro bono service with an MSBA Access to Justice Stuart Kitzman; Wendy Legge; Lew estimated value of $24.3 million (using a Committee annually coordinates Linde; JoLynn Markison; Daniel $250/hr. billing rate). with the Minnesota Supreme Court Murray; Miluska Novota; Thomas Pack; We know many more of you could to recognize outstanding pro bono Daniel Prokott; Susan Robiner; Mark be recognized for your efforts this year. volunteer service in the prior calendar Rosenfeld; Cheryl Rosheim; Nick Ryan; Members who report their voluntary year. In March, the council received Gordon Shumaker; Sandy Smalley- service will be recognized as 2020 nominations from legal service programs, Fleming; Mallory Stoll; Tom Tinkham; North Star Lawyers and included in law firms, corporations, and public law Joshua Turner; and Mark Vavreck. s The New Referral Service You Oughta Know The Hennepin and Ramsey county bar associations are merging their existing referral services into a new and enhanced program, the Minnesota Lawyer Referral and Information Service (MNLRIS). The creation of this program allows us to consider new, innovative ways to meet the needs of modern legal consumers. Now is the time to get involved! Trained members of the MNLRIS staff communicate with over What you can expect: 1000 legal consumers a month connecting them with vetted Expanded Marketing to member attorneys or other appropriate resources. In previous Attract Clients years, our referral services have delivered over 1.5 million dollars in Pre-screened Referrals business. Our enhanced new program will only continue to expand. Delivered by Trained Staff Your business cannot afford to miss out. An Expanded Reduced Fee Program with an Updated Fee Schedule New Opportunities for Unbundled Services More Narrowly Tailored Client Referrals Client Line: 612-752-6699 Attorney Line: 612-752-6660 Online Opportunities for Self-Referrals mnlawyerreferral.org www.mnbar.org July 2020 s Bench&Bar of Minnesota 7
ProfessionalResponsibility | BY SUSAN HUMISTON Prospective clients and the ethics rules Y ou have a conversation with someone who is written fee agreement for a client relationship that imposes considering hiring you for a legal matter. You decide ethical obligations to arise. Such obligations go beyond those not to undertake the representation. Because no fee listed in Rule 1.18 toward prospective clients, so it is important agreement was signed, the conversation does not to watch for those inadvertent relationships. have any future implications for you, right? Well, not exactly. Understanding your ethical obligations to prospective clients is Prospective client obligations an important part of ensuring an ethical practice. What ethical duty is owed to a prospective client? There Rule 1.18, Minnesota Rules of Professional Conduct, are two. The first relates to confidentiality: You must keep addresses duties to “prospective clients:” individuals who the confidences of the prospective client just as you would consult with a lawyer about the possibility of forming an those of a former client, irrespective of whether a relationship attorney-client relationship. In 2005, Minnesota adopted the is formed.6 Remember too that as with keeping former client ABA model rule on prospective clients, and on June 9, 2020, confidences, the proscription is that you must not “use or the ABA Standing Committee on Ethics and Professional reveal” the information; including the term “use” means the Responsibility issued Formal Opinion 492 addressing this rule. obligation is broader than just nondisclosure. The opinion provides a good look at this little-discussed rule The second obligation is one of conflict: You may not repre- (you might not even know it exists if you went to law school sent someone else with interests materially adverse to those of more than 15 years ago), and it’s worth your time to review the prospective client in the same or a substantially related mat- this rule and the opinion to make sure you are handling such ter if you received significantly harmful information from the encounters in accordance with the rules. prospective client.7 A lot is happening in this sentence, which is largely the focus of ABA Opinion 492, so let’s pull it apart. Client, prospective client, or neither Before we start, however, the comments provide an additional Let’s start with definitions. “Prospective client” is “[a] option for consideration: You might consider conditioning any person who consults with a lawyer about the possibility of consultation with a prospective client on the person’s informed forming a client-lawyer relationship with respect to a matter.”1 consent that no information disclosed during the representa- The consultation must be more than a unilateral outreach to tion will prohibit the lawyer from representing a different client the lawyer for someone to become a prospective client. Where in a matter. This is expressly discussed in comment 5 to Rule “a person communicates information unilaterally to a lawyer, 1.18, but a strong caution is noted to this approach. Informed without any reasonable expectation that the lawyer is willing to consent is a defined term in the rules (Rule 1.0(f), MRPC), and discuss the possibility of forming a client-lawyer relationship,” depending on the facts and circumstances—including the so- the person is not a prospective client.2 What if you invite the phistication of the consulting party—it might not be obtainable. contact, though? The comments to the rule indicate that if Assuming a lack of informed consent, let’s further discuss you invite the submission of information conflict and disqualification. Remember that representation without a clear warning about terms, against a former client is always prohibited if the representation that may be sufficient to constitute involves the same or a substantially related matter.8 This is true a consultation.3 The comments also regardless of the confidential information available to the law- provided this helpful caveat: “a person yer. Rule 1.18 does not provide the same degree of protection who communicates with a lawyer for the to a prospective client but rather focuses on the nature of the purpose of disqualifying the lawyer is not information obtained. A disqualifying conflict exists where the a ‘prospective client.’”4 This is the case lawyer receives information that “could be significantly harm- because that individual does not fit the ful” to the prospective client. “Significantly harmful” is not a SUSAN HUMISTON definition of a prospective client, which defined term and must be determined on a case-by-case basis is the director of the specifically incorporates the purpose in light of the specific facts of the matter. Much of ABA Opin- Office of Lawyers of the consultation—to form a client- ion 492 describes what “significantly harmful” might look like, Professional lawyer relationship. but a non-exhaustive list includes information such as views Responsibility and On the other hand, we all know on settlement, personal accounts of relevant events, strategic Client Security who is a client, right? Certainly when thinking on how to manage a situation, discussion of potential Board. Prior to her you have entered into an agreement for claims and the value of such claims, or premature receipt of appointment, Susan representation, someone is a client. But information that might affect strategy or settlement.9 worked in-house don’t forget that in Minnesota, you can If you receive information from a prospective client that at a publicly traded also form a client-lawyer relationship “could be significantly harmful” to that prospective client, you company, and in under circumstances in which a are prohibited from accepting representation of another whose private practice as a lawyer gives advice and the individual interests are adverse to the prospective client in the same or a litigation attorney. reasonably relies upon the same.5 substantially related matter. In my experience answering calls on SUSAN.HUMISTON Known as the “tort” theory of attorney- the ethics hotline, lawyers often take an over-cautious approach @COURTS.STATE.MN.US client formation, it means you don’t to such situations, meaning they decline representation because need to have been paid or executed a they had a preliminary consult with the opposing party, irrespec- 8 Bench&Bar of Minnesota s July 2020 www.mnbar.org
tive of the information provided. That is a record of prospective clients and the Notes certainly the lawyer’s prerogative, but it’s information obtained, but keep access 1 Rule 1.18(a), MRPC. not dictated by the ethics rules. Rather, to that information limited so you can 2 Rule 1.18, cmt. [2]. the inquiry turns on the type of informa- quickly implement a screen if needed. 3 Id. tion obtained and the potential for signifi- Rule 1.18, MRPC, strikes a nice 4 Id. cant harm to the prospective client. balance in affording prospective clients 5 See In re Severson, 860 N.W.2d 658 (Minn. For those in a firm, Rule 1.18 also some protections under the rules but not 2015). provides protection against imputation of all of the protections afforded to clients, 6 Rule 1.18(b), MRPC (“Even when no client- a conflict to the firm even if the consult- and is clear that contact made simply to lawyer relationship ensues, a lawyer who has ing lawyer has a conflict due to receipt of disqualify counsel does not afford that consulted with a prospective client shall not potentially significantly harmful informa- individual even the subset of protections use or reveal information obtained in the tion. While the lawyer who received the afforded prospective clients. The rule consultation, except as Rule 1.9 would permit information may have a disqualifying also affords to those who take care the with respect to information of a former cli- conflict, if the lawyer receiving the infor- ability to avoid imputation to the rest of ent.”). mation (1) took “reasonable measures to the firm. As always, if you have a specific 7 Rule 1.18(c), MRPC. avoid exposure to disqualifying informa- question regarding the application of the 8 Rule 1.9(a), MRPC. tion than was reasonably necessary to ethics rules to your practice, please call 9 ABA Formal Opinion 492 at 4-8. determine whether to represent the pro- our ethics line at 651-296-3952, or send 10 Rule 1.18(d)(2), MRPC. spective client,” (2) is timely screened, an email through our website at lprb. 11 Rule 1.18(d)(1), MRPC. (2) is apportioned no part of the fee, and mncourts.gov. s (4) notice is provided to the prospec- tive client, the firm can nevertheless undertake representation adverse to the prospective client.10 As is often the case, if both the affected client and prospec- tive client provide informed consent confirmed in writing, the intake lawyer False Claims Act Experience And Focus can proceed notwithstanding the receipt of potentially harmful information.11 Lessons There are several lessons here. First, have a disciplined approach to limit intake calls to only information neces- sary to determine if you can or want to accept the engagement, such as limiting information collection to identifying all parties (including entities if relevant) involved in the representation, the general nature of the representation, and fees for the work you would undertake. Gerald Robinson Susan Coler Train all lawyers in the firm on this ap- Lon Leavitt Nathaniel Smith proach. Advise potential clients that it is important to refrain from sharing sensi- tive or potentially adverse information until both parties decide to go forward A Formidable Team at the Table with a representation. Don’t be afraid to Former Assistant United States Attorney Lon Leavitt recently joined Halunen Law’s False Claims Act practice group, adding a valued government stop someone when they start telling you perspective to our collective expertise. Dedicated to representing individuals the whole backstory; wait until you have confronting fraud against the government, we’re passionate about navigating determined there is no conflict and they the complexities of qui tam/whistleblower cases. can afford your fees. Understand that the more information you gather before mak- ing a determination on the engagement, LOCAL ROOTS. NATIONAL REPUTATION. the more likely you may be disqualified from undertaking representation of oth- 612.605.4098 | HALUNENLAW.COM ers in a substantially related matter. Keep www.mnbar.org July 2020 s Bench&Bar of Minnesota 9
Law&Technology | BY MARK LANTERMAN Cyber riots and hacktivism A s the calendar turned to June and the nation continued to cope with the aftermath of the killing of George Floyd, the Minnesota Senate allegedly fell victim to the international hacktivist group Anonymous. On June 2, the Senate’s servers were breached and passwords used by senators and staff were accessed, resulting in web pages going down. As noted in the Pioneer Press, “In a tweet, the hacking movement Anonymous highlighted the hack, which appears to have included a defacement of a Senate web page showing an Anonymous calling card and saying ‘Justice for George Floyd.’”1 While it cannot be definitively determined whether this was really an Anonymous attack, it comes in the midst of a number of distributed denial of service (DDoS) attacks against Minnesota government web pages. Even as rioting recedes in the streets of Minneapolis and throughout the nation, cyber rioting and hacktivism will continue to be of concern. ‘Hacktivism’ can be defined as acts of cybercrime motivated by political or social causes. Anonymous is an international, decentralized hacktivist group that is being reenergized by the recent protests.2 Since there is no clear leader to this group, new factions can be created very quickly and work together to enact largescale attacks. The social upheaval and widespread anger washing over our world fuels this group and makes it attractive to those who want to protest and riot from a distance, “anonymously.” Threat actors tend to have financial gain as their primary mo- tivator. Ransomware and phishing attacks are typically examples of money-driven cybercrime. Hacktivism is more personal, and the mindset of a hacker with a social or political agenda may have an impact on how an attack is As we continue to struggle with the ongoing limitations conducted. Apart from the team effort spawned by the coronavirus pandemic and compounded by that groups like Anonymous are able to the recent events calling for social reform and justice, it is marshal, hacktivist attacks may be more important to consider how our clients and colleagues may be tenacious than your average cybercrime affected digitally as well as in “real time.” Staying apprised venture, and government entities may be of best cybersecurity practices and keeping up with the MARK LANTERMAN particularly targeted. current cyber landscape is important to ensuring the safety is CTO of Computer The risks of a hacktivist attack are and efficiency of our digital spaces, especially as many of us Forensic Services. largely operational, as is evident by the continue to work remotely. A former member recent attacks perpetrated in Minnesota. In closing, a lesson from the Minnesota Senate hacking: It of the U.S. Secret DDoS attacks seek to make a system or is always wise to avoid having a “Passwords File.” Passwords Service Electronic network unusable for a period of time by stored in text files on network-connected devices contributed to Crimes Taskforce, disrupting services to users. Government the scope and severity of this breach. Regular backup policies, Mark has 28 years websites and data will most likely VPNS, avoiding public WiFi, and the general advice to “slow of security/forensic continue to be threatened by hacktivist down” online in an effort to reduce the risk of falling prey to experience and groups, in addition to law enforcement phishing attacks are all simple ways to mitigate cyberthreats. s has testified in over agencies. Companies and organizations 2,000 matters. He is with government clients or contracts 1 https://www.twincities.com/2020/06/02/minnesota-senate-computers-hacked- a member of the MN and individuals related to those involved passwords-file-accessed-web-pages-down/ Lawyers Professional in the tragic death of George Floyd 2 https://www.reuters.com/article/us-minneapolis-protests-anonymous/hackers- Responsibility Board. may also encounter a greater number of and-hucksters-reinvigorate-anonymous-brand-amid-protests-idUSKBN23A06I cyber events. 10 Bench&Bar of Minnesota s July 2020 www.mnbar.org
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MSBA PRESIDENT 2020-21 DYAN EBERT Steady as She Goes By Amy Lindgren Photos by Stan Waldhauser An experienced leader takes the helm in uncertain times I f you’ve had occasion to ask Dyan Ebert what she’s Even so, she finds herself on a learning curve with every- planning for her year as president of the Minnesota one else relative to remote technology. Now, by necessity, State Bar Association, you may have heard some- she’s using virtual platforms such as Zoom and Webex thing like this: “I don’t have one specific thing that I to conduct interviews for her employment investigation want to get done. I am trying to go into this with the work, and to take depositions and participate in media- old adage, ‘Do no harm.’” tions as part of her litigation practice. When incoming leaders say things like that, it’s easy to Ebert plans to expand on this budding expertise over imagine they’re punting until they can put together an ac- the next year, as fellow bar association members rely more tual agenda. When Dyan Ebert says it, having already led on remote technology for CLE training and for delivering six other organizations, it sounds like the voice of experi- legal services. “The great thing is that the bar association ence talking. As another old saying goes: This isn’t her first as an organization has always been pretty technologically time at the rodeo. (For a look at Ebert’s other leadership savvy,” she says. “Now we’re going to have to be much roles, check the bio box sidebar.) more nimble about providing what members need. We’re Indeed, given the very uncertain pandemic road we’re really paying attention to things like getting more virtual on, the refusal to set detailed goals looks almost prescient. CLEs available—things that are valuable and timely, and Instead, Ebert says, she’s going to do her best to follow the that people can access from home.” strategic plan that’s already in place, while helping the bar Ebert counts herself as one of those MSBA member at- association dodge any monkey wrenches the coronavirus torneys who is under the gun to master new skills and strat- may throw at its members. Some of the areas she’s keeping egies in the face of covid-19. “It does affect me,” she says an eye on include wellbeing for attorneys—“We have to of our present situation. “It is my livelihood. The people in put that at the forefront, to put out resources to help the leadership roles at a volunteer organization have a vested members”—as well as access to justice, which is facing new interest because this is our life too. And at the heart of it challenges in an age when lack of broadband access could is the need to serve the clients and get them legal access.” literally disconnect clients from the justice system. When Ebert says the current uncertainties affect her As luck would have it, Ebert is no stranger to work- too, she’s speaking not only as a practicing attorney, but ing remotely in the legal system. Although her litigation as a business operator. Having started with Quinlivan & practice representing organizations in issues of employ- Hughes (under a slightly different firm name) in 1994, she ment and liability for the St. Cloud firm of Quinlivan & quickly became a shareholder, then joined the board less Hughes has traditionally been conducted in person, she’s than a decade later, before serving as the 83-year-old firm’s also been arguing before the Minnesota Court of Appeals first female CEO from 2003 to 2010, and again from 2014 for decades—a process that frequently happens with the to 2019. By some perspectives, she has not only led the attorneys in different locations than the appeals panel. organization, but helped shape it for the future. 12 Bench&Bar of Minnesota s July 2020 www.mnbar.org
L aura Moehrle, a former share- holder at Quinlivan who recent- ly left after she was appointed a district court judge in Stearns County, practiced at the firm for 15 years. In that time she observed Ebert as some- one who “leads from a sense of service. She’s been the figurehead of our office for a long time, standing front and center to congratulate everyone on a job well done. We were growing and evolving the whole time I was there and Dyan was a big part of building that culture.” Moehrle also describes Ebert as a men- tor, a dimension she experienced even be- fore she went to work at the firm in 2004. “Of all the people I’ve had the pleasure of being mentored by,” Moehrle says, “Dyan got a 10-year head start because I met her when I was in high school.” The school was Apollo High in St. Cloud, where Eb- ert has managed an annual mock trial tournament since 1994, also serving as a coach during the years Moehrle was en- rolled there. When Moehrle made the transition from student to lawyer, she became a col- league of Ebert’s in more ways than one. Before she knew it, her former coach had “encouraged” her into volunteering for the mock trial program as well. “I call it being ‘voluntold,’” Moehrle says with a laugh. Eventually she was able to transi- tion some of the coaching to another at- torney, leaving her to partner with Ebert on coordinating the invitational every January. It doesn’t surprise her that Ebert has stayed with the program for 25 years, despite her growing obligations. “Dyan’s a mentor, she’s a litigator, she’s a teacher. It’s a really good fit for her. I think over the years it just etched itself on her heart.” Ebert probably wouldn’t disagree. Having grown the program from six or seven St. Cloud teams to 32 teams that come from around the state, she enjoys seeing more students involved every year. “I’m a big fan of the civic education component,” she says. “It’s a great way of sharing with kids what our lives are like and what’s important about having legal representation. What’s neat about mock trial is that the kids see the whole jus- tice system—the judges, the attorneys, the witnesses—and they get to see how things mesh together. It’s just a rewarding program all around.” www.mnbar.org July 2020 s Bench&Bar of Minnesota 13
Ebert kept that job for two years be- fore switching to the grocery store that employed her friends. But not before fac- ing one of the first ethical dilemmas of her working life: If a customer orders a hot dog on the exact night of Luverne’s Annual Hot Dog Night, do you make the sale or do you tell them about all the free hot dogs being given away three blocks down Main Street? Ebert won’t say how she solved the problem, but one can guess it honed her capacity for legal reasoning. Growing up in a small town requires kids to do a lot of walking and biking, until they manage to get their license or meet someone with a car. By a stroke of luck, one of Ebert’s best friends, Laura Beem, happened to be the daughter of a car dealer, and was allowed to borrow any used car on the lot. Sometimes it was a Ford Fiesta, which she drove with seven or eight friends crammed into the hatch- back. Other times it was the Lincoln, handy for Sadie Hawkins’ Day dances and cruising on Friday nights. Beem, now an accounting direc- tor with United HealthGroup, remem- bers their friendship deepening through countless late night talks sitting in Ebert’s driveway after going to the movies or out I for pizza. They would go on to share life f civic education comes easily as a “They facilitate and make others on the milestones and regular get-togethers, in- priority for Ebert, it may be an in- team successful. That’s always been pret- cluding annual camping trips and New herited trait. Both of her parents ty important to her, to help others. She’s Year’s Eve dinners. That longevity is were educators in the small town of the one taking the serve or setting up the characteristic of Ebert, Beem says. “Her Luverne, Minnesota, where they raised pass so someone else can get the glory, so thing is lifelong friends, lifelong settings, Ebert and her three siblings. Rose Carroll to speak. I always think about that with a lifelong job that she’s grown up in. She worked with special education children, Dyan.” makes connections to people.” while Laurin Carroll taught high school Ebert herself downplays the achieve- One of those people is her husband, math and coached the boys’ basketball ments of her Luverne Cardinals volley- Paul Ebert, who grew up in the same small team. Theirs was an athletic family, with ball team, pointing out how quickly their town, just eight blocks from Dyan. A year uncles and cousins also serving as coach- championship run ended. She does recall older, he remembers noticing her congre- es and Dyan’s siblings becoming athletes the fun of eating at a Chuck E. Cheese gating with the other teenagers on the as well. restaurant for the first time and learning steps of the elementary school across from As the third child, she made the deci- to play Skee-Ball during the team’s brief his house. That’s where he decided to ask sion to break away from the family sport sojourn in the Twin Cities. She also car- her out to the middle school dance. “I by playing volleyball instead of basketball. ries souvenirs from her playing years, in thought she was a cute girl,” he says now. It was something her younger brother, the form of broken fingers that needed That’s how Dyan ended up going steady Anthony Carroll, remembers well, mostly surgery and a bone graft from her wrist – with her future husband while still in the for the success Dyan achieved. “I remem- on her non-dominant hand, fortunately. seventh grade—a relationship that has en- ber when Dyan’s team went to the state When Ebert wasn’t studying or play- dured nearly unbroken to the present day. tournament,” he says. “Not long before ing sports, she was likely to be working, It helped, Paul says, that Dyan’s fam- that, my dad and my brother ended up according to Anthony. “We were always a ily accepted him instantly. “My brothers leading the boys’ basketball team to State. family that valued work,” he explains. For were 15 and 16 when I was born,” he Just to have my sister have that success the two boys, that meant helping their notes. “So I was raised essentially alone too added another level of excitement. It father with his summer lawn-mowing after they left home. At my house it was was pretty cool.” or painting businesses. But Dyan wasn’t quiet, but you go to her house and you Anthony now lives in Seattle, where drawn to outdoor labor, which her par- had to yell to be heard.” You might expect he recently left a 23-year corporate career ents must have noticed: “I vividly remem- parents to object to kids going steady at with Starbucks to open a franchise (Mr. ber when we heard the Dairy Queen was such a young age but Paul says he never Appliance of Central Seattle). It’s the going to be opening, my mom and dad felt any reluctance from Dyan’s mother kind of leap he’s been able to run past his basically told me to reach out to the man- and father. “They were around 20 and older sister over the years, gleaning her ager. As the third child in the family, my 21 when they got married,” he says, “so I advice and support—skills he believes parents were very keen on making sure I think they probably understood that peo- she honed on the volleyball court. “Dyan had a job for the summer. I think I was ple start early sometimes. I always knew I was the setter on the team,” he notes. probably in the 8th grade.” wanted Dyan in my life.” 14 Bench&Bar of Minnesota s July 2020 www.mnbar.org
Something’s cooking in Dyan’s kitchen W For comfort food this winter: hile friends and family know that Dyan Ebert loves to cook, her husband Paul understands best the dividing line between enjoying an activity and fitting it into a demanding schedule. As he notes, “I’m the maintenance cook who makes sure we eat every day. She’s Gooey caramel bars the events cook who kills it on special dishes.” Following are When you need to retreat, it helps to take something comforting recipes for two of her signature offerings. with you. Gooey caramel bars might do the trick. While Ebert usually brings these (by popular demand) to family holidays and weekend trips with friends, they are the perfect accompaniment For the beach or cabin: to a winter’s evening of binge-TV while waiting out social gathering restrictions. Dyan Ebert’s Memorial Day Ingredients shrimp boil 34 caramels (individually wrapped is best) ¾ cup butter + 3 tbsp butter 1 cup flour Picture yourself cooking 1 cup oatmeal outside over a wood fire or ¾ cup brown sugar propane burner, or relaxing ½ tsp salt on the cabin porch with 1 tsp baking soda a book while your dinner 3 tbsp milk bubbles merrily away on 1 ½ cups chocolate chips (semi-sweet best) the stove. If you bring your ingredients already 1. M ake the crust: Combine ¾ cup melted / softened butter, prepped, this meal nearly flour, oatmeal, brown sugar, salt and baking soda. Press cooks itself. Ebert first mixture into 9 x 13 pan. Bake at 350 degrees for 10 minutes; encountered this classic let cool for 10 minutes. southern dish on an 2. M ake the caramel topping: Melt caramels and 3 tablespoons MSBA trip to the East of butter in microwave or double boiler. Once melted, stir Coast more than a decade in 3 tablespoons milk (will take awhile to fully incorporate). ago. Pour caramel sauce over baked crust. Sprinkle chocolate chips on top. Bake an additional 10 minutes. Cool Ingredients completely before cutting into squares. ½ cup Old Bay (or similar seafood seasoning) + 3 tbsp 3. E njoy. Best eaten with a slightly raised arm, to block the 1 or 2 limes, cut in half view of the exercise bike in the corner of the room. 1 or 2 lemons, cut in half 2 onions, cut in quarters 3-5 lbs. new potatoes or fingerlings, cut in half To add spice when gatherings 5 ears sweet corn, cut in thirds (frozen ears also work) 1 lb. carrots and 1-2 stalks celery, sliced into chunks are possible again: 2-3 lbs. Polska kielbasa (or similar sausage), cut into chunks 3-4 lbs. shrimp, uncooked (shell on, deveined are best) Home-canned pickles 1. I n a very large stock pot, filled 3 inches from the top Dyan also enjoys canning a variety of with water, boil Old Bay seasoning, lemons, limes, vegetables, including pickles. The onions, carrots and celery together for about an hour. “sweet garlic dill” recipe she uses is 2. Add more water to the pot, if necessary. top secret and will not be shared, 3. A dd potatoes and cook until fork tender so don’t even bother to ask. She (about 30 minutes). adds, however, “When we’re 4. A dd corn and sausage; return to a boil and cook able to gather again, I’ll bring for about 10 minutes. the pickles and you can try them 5. Add shrimp and cook for 3-5 minutes, or until pink. for yourself.” Something to look 6. D rain water; pour boil mixture on butcher paper forward to; who’s bringing the ham- on table, sprinkle with more Old Bay and dig in! burger buns? s www.mnbar.org July 2020 s Bench&Bar of Minnesota 15
T indispensable part of their rust and likability, common family life. While Paul and sense and talent: Ebert Laurin enjoy snorkling and is likely to need all these spend most of their time in assets and more in what the water, Dyan prefers to will undoubtedly be one of the most read a book on the beach in challenging years yet for an MSBA complete silence. president. She’s already putting in 12- Dyan and Paul attend a hour days, as her husband can attest number of sporting events since she’s been working from home. every year, and have been So this year’s success can’t hinge on season ticket holders for longer hours. Gaviglio predicts she’ll both professional and college call on another asset to meet the teams. Going to basketball challenge: “Dyan is very adaptive. I games, in particular, is a pas- have seen that as one of her strengths. time they enjoy with another I don’t know exactly how you prepare couple, Susan Holden and for the unexpected, but that’s what Brian Gaviglio, who both ap- she’ll have to do.” preciate Dyan’s ability to an- Indeed, Ebert is already adapting, alyze the players and explain despite the shock of leading a the strategy. “If you have a statewide organization from home. “I question, she can tell you don’t think you can even imagine how what happened and why,” surprised I am about the situation Holden notes. “She’s does I am thrust into,” she says. Even the clapping and the cheers; so, she’s already begun to change she’s part of the fun game ex- her perception of what the bar can perience.” do for its members and to consider These are friends with which new services might become whom Dyan shares more permanent. “I can’t imagine that we’ll than a love of hoops. Holden, go back to where we think in-person After graduating from high school, too, has served as MSBA president is what we need to be effective,” she Paul headed to South Dakota State for (2005-2006) and has faced Ebert across says. “At least I hope we don’t go a five-year bachelor’s degree in phar- the table and the courtroom as opposing completely back, because I think macy science; a year later, Dyan left for counsel (she is a partner at the personal there is some value here. There are Augustana College in Sioux Falls. They injury firm SiebenCarey). Gaviglio, already a lot of good legal services got formally engaged after her junior year, meanwhile, is a client, relying on Ebert being provided remotely.” marrying in 1990. What followed was an as a key attorney representing members Ebert also sees advantages to unusually tumultuous period, given their of the League of Minnesota Cities, where attorneys in greater Minnesota as later stability. While Dyan was pursu- he serves as litigation manager for the more bar programs move online— ing her law degree at William Mitchell, insurance trust. Both have high regard even to the point of facilitating Paul worked at a number of pharmacy for Ebert’s prowess as an attorney, while participation at the highest levels. locations, inspiring them to move several also noting the positive influence of her “The strides we’re already making times to shorten the commutes. Eventu- small-town upbringing. on using electronic processes might ally things settled down when Dyan was “Dyan brings a unique combination encourage more people in greater offered the job with Quinlivan and Paul to legal problems,” Holden says. “She’s a Minnesota to throw their hat in the took his current position as pharmacist at really good trial lawyer. That small-town ring for leadership roles,” she predicts. Kemper Drug in Elk River—an “old-time common sense helps immensely when “We want to hold onto what’s good mom and pop store” just ten miles from you’re presenting to a jury. She’s also a from what’s happening to us. But I the home they built in Big Lake. really sharp appellate attorney. You don’t do hope we go back to being able Somewhere along the way, they had always find that package in one lawyer. to be together from time to time, daughter Laurin (she’s 20 now, and That just demonstrates the depth of because what the MSBA is about is applying for medical schools), and began her talent.” Gaviglio attributes Ebert’s relationship-building. That will be our a surprising tradition of family vacations: straightforward communication style to challenge going forward.” visiting St. John, one of the U.S. Virgin her background. “She’s very, very genu- In retrospect, it’s probably a good Islands. Although Canadian fishing trips ine,” he says. “That’s the impression you thing Ebert didn’t have an elaborate or a rustic cabin might have seemed get when you meet her. What I’ve found agenda in mind for her year as more in keeping with their greater is that the most effective trial lawyers are president, and just as good that she Minnesota upbringing, both Eberts say themselves. Dyan is the epitome of that. has decades of leadership experience the nearly annual visits to this small She doesn’t talk down to a jury, doesn’t to help the MSBA navigate these tropical island (which is nearly 75 percent try to be an orator. That’s why she’s so tricky waters. s protected national park) have become an easy to like and trust.” 16 Bench&Bar of Minnesota s July 2020 www.mnbar.org
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