Digital Government Review of Slovenia - Leading the digitalisation of the public sector Key findings - OECD
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Contents 1. BACKGROUND 1 2. CONTEXTUAL FACTORS AND INSTITUTIONAL MODELS 3 3. POLICY LEVERS TO LEAD THE DIGITAL TRANSFORMATION 8 4. DIGITAL TALENT FOR A TRANSFORMATIVE PUBLIC SECTOR CULTURE 12 5. SERVICE DESIGN AND DELIVERY 15 6. DATA-DRIVEN PUBLIC SECTOR 20 REFERENCES 27 Barbara-Chiara Ubaldi – barbara.ubaldi@oecd.org João Ricardo Vasconcelos – joao.vasconcelos@oecd.org Benjamin Welby– benjamin.welby@oecd.org Lucia Chauvet – lucia.chauvet@oecd.org This document, as well as any data and map included herein, are without prejudice to the status of or sovereignty over any territory, to the delimitation of international frontiers and boundaries and to the name of any territory, city or area. OECD Digital Government and Data Unit
KEY FINDINGS BACKGROUND 1. Background Building on recent progress to digitalise its public sector The analysis is framed by the six dimensions identified by and conscious of the need to emphasise how digital OECD for countries to achieve digital government maturity transformation can strengthen national economic (see Figure 1.2). The review evaluates the efforts made competitiveness and social wellbeing, the Government so far by the Slovenian government to progress in the of Slovenia requested the OECD Directorate for Public development of e-government (e.g. to foster administrative Governance to develop a Digital Government Review. simplification, debureaucratisation, simpler access to services) to enact a full shift towards a digital government The Digital Government Review of Slovenia builds on approach, which is considered by the OECD members as a the experience and knowledge acquired by the Open cornerstone of the path towards a digital transformation and Innovative Government Division of the Directorate of the public sector that is capable of responding to the for Public Governance through similar projects needs of digital economy and society (Figure 1.3). conducted over the past 20 years in a number of OECD member and non-member countries. The Review is Leading and framing the digital transformation of the being conducted using the OECD Recommendation of the public sector will enable Slovenia to fully benefit from Council on Digital Government Strategies (OECD, 2014[1]) as digital technologies to foster a citizen and data-driven a framework of reference, which contains twelve key administration that can support the country’s journey recommendations grouped in three main pillars (see towards a developed digital economy and a healthy Figure 1.1). digital society. Figure 1.1. OECD Recommendation on Digital Government Strategies OPENNESS GOVERNANCE CAPACITIES TO SUPPORT AND ENGAGEMENT AND COORDINATION IMPLEMENTATION 1. Openness, transparency and 5. Leadership and political 9. Development of clear inclusiveness commitment business cases 2. Engagement and 6. Coherent use of digital 10. Reinforced institutional participation in a multi-actor technology across policy areas capacities context in policy making and 7. Effective organisational and 11. Procurement of digital service delivery governance frameworks to technologies 3. Creation of a data-driven coordinate 12. Legal and regulatory culture 8. Strengthen international framework 4. Protecting privacy and cooperation with other ensuring security governments 9 non-OECD countries adopted CREATING VALUE THROUGH THE USE OF ICT Non-OECD members: Argentina, Brazil, Costa Rica, Egypt, Kazakhstan, Morocco, Panama, Peru, Russia Source: Inspired by OECD, (2014[1]), OECD Recommendation of the Council on Digital Government Strategies 1
DIGITAL GOVERNMENT REVIEW OF SLOVENIA Figure 1.2. Digital Government – 6 Dimensions Government as a platform Digital by design Figure 2. Digital transformation of the public sector Open by default User driven Data-driven public sector Proactive Source: Elaboration from OECD, (2014[1]), OECD Recommendation of the Council on Digital Government Strategies This document presents the key findings formulated by the OECD peer review team, following a fact-finding mission to Ljubljana during October 2019, and covering these 4 areas of focus: l Governance to lead the digital transformation l Digital talent for a transformative public sector culture l Service design and delivery l Data-driven public sector The views and findings expressed in this document will be further discussed and detailed in the final report of the Digital Government Review of Slovenia, to be presented in Spring 2021. n Figure 1.3. From Analogue to Digital Government ANALOGUE E-GOVERNMENT DIGITAL GOVERNMENT GOVERNMENT Closed operations Greater transparency Open and user-driven and internal focus, and user-centered approaches, process and analogue procedures approaches, ICT-enabled operational procedures transformations. Source: Elaboration from OECD, (2014[1]), OECD Recommendation of the Council on Digital Government Strategies 2
KEY FINDINGS CONTEXTUAL FACTORS AND INSTITUTIONAL MODELS 2. Contextual factors and institutional models INTRODUCTION ecosystem of stakeholders, enabling administrations to assure coherent and sustainable implementation of In face of rapid and disruptive digital progress digital government policies. Building on the knowledge transforming economies and societies, countries around and experience of OECD member and non-member the world face the challenge of leveraging digital countries, the E-Leaders Handbook on Governance technologies and data across the public sector to spur provides a framework to support policy makers and productivity, design and deliver user and data-driven senior officials navigating the different models public policies and services, and facilitate the day-to-day life sectors are adopting worldwide to lead, coordinate of citizens. The COVID-19 pandemic reinforced this and implement their digital government policies (see trend, highlighting the importance of investment in Figure 2.1) (OECD, 2019[2]). digital transformation to demonstrate the resilience, responsiveness and agility required of public sector The first facet of the E-Leaders Governance Framework – organisations. Public sectors are expected to adjust contextual factors – underlines that contextual analysis quickly and continuously generate public value, by and knowledge of the overall environment are essential taking inclusive approaches. In order to enhance the for finding institutional solutions that are adapted digital transformation underway, government-wide and relevant to the specific social, economic, political cohesion is essential, driven by sound leadership, and cultural scenarios. There is not a one-size-fits-all strategic coordination and the involvement of the approach for governance of digital government. Figure 2.1. E-Leaders Governance Framework 1. Contextual factors 2. Institutional models 1 2 4 1 GOVERNANCE Macro- Leading public Environmental Overall political FACETS structure sector & geographical & administrative organisation considerations culture & structure Digital Government 3 2 Technological Socio-economic 3. Policy levers 3 4 context factors Leadership: Coordination position/role and compliance 1 3 Strategy Financial measures and mechanisms 2 4 Management Regulations tools Source: OECD (2019[2]) E-Leaders Governance Handbook 3
DIGITAL GOVERNMENT REVIEW OF SLOVENIA OVERALL POLITICAL AND ADMINISTRATIVE CULTURE AND STRUCTURE The administrative and institutional features of countries vary substantially and this can represent different opportunities or challenges for policy implementation. The geopolitical situation, the various possible structures of the executive branch, the division of power between the central and the sub- Even though there are common features to the national levels of the government as well as the political governance models that support and accelerate the digital stability and continuity are examples of variables transformation of public sectors, experiences across that determine how effective policy approaches need different OECD member and non-member countries show to be designed and implemented. This institutional that what works in a specific country context cannot variety among countries explains why successful necessarily be replicated elsewhere. The mapping of policy approaches in one country cannot necessarily contextual factors helps to gain a better understanding be replicated in different contexts. When considering of specific aspects to be considered as potential obstacles OECD member countries, this institutional diversity is or drivers of change and allows governments to establish naturally very high, determining different grounds, paths the governance that better enforces and ensures better and models for digital government policy development. alignment with their digital government strategy. Slovenia is a parliamentary republic benefiting from The second facet of the E-Leaders Governance a stable geopolitical situation and good cross-border Framework – institutional models – focuses on the relations with its neighbouring countries. The country distinct types of institutional set up in place and how experienced more recently some political turbulence their different parameters impact and guide digital with governments not being able to finish their 4 government policies, shedding lights on the different years mandates. In this sense, policy continuity across existing bodies, responsibilities and coordination political cycles is a critical concern in the public mechanisms for digital government. Questions of sector. In the OECD fact finding mission to Ljubljana leadership, portfolio and mandate are addressed, as on October 2019, several interviewed public sector well as the capacity to link different policy agendas and organisations highlighted that new governments compliance across the administration. tend to discontinue projects and initiatives underway in the administrative, with negative sustainability The current chapter presents a first assessment consequences in mid and long term of policy action. and key findings applying the first two facets of the The territory is administratively divided into more E-Leaders Governance Framework – contextual factors than 200 municipalities. Although the sub-national and institutional models – to the Slovenian digital administration benefits from considerable autonomy, government landscape. the central government based in the capital Ljubljana 4 DOCUMENTO PARA DISCUSIÓN
KEY FINDINGS CONTEXTUAL FACTORS AND INSTITUTIONAL MODELS is responsible for a wide policy portfolio, qualifying the the levels of digitalisation within the population and country as administratively centralised when compared adoption of digital public services, the coverage and with the overall OECD countries experience. development of IT infrastructures, but also the regional variances and the heterogeneity of local economies. The fact that Slovenia is a member of the European Union (EU) since 2004 represents a central contextual When observed from a perspective of social-economic factor deeply influencing its digital government policy. indicators, such as the level of household income and During at least the last two decades, with the strong wealth for instance, Slovenia performs below the OECD objective of developing a European digital single market, average (OECD, 2017[3]; OECD, 2020[4]). Nevertheless, the EU has applied large efforts for the development of as the vast majority of OECD member countries and e-Government/Digital Government policies across its EU member states, Slovenia has an unquestionable member states. The European cooperation in this area is developed country status ranking 24th on the UN intense involving exchange of knowledge but also joint Human Development Index (UNDP, 2020[5]). This social- development of standards, funding of digital government economic wealth of the country is reflected on the building blocks (e.g. digital identity, interoperability) level of digitalisation. Although Slovenia is below the that can allow public sectors to provide citizens and OECD average in several digitalisation indicators (e.g businesses with mature digital services. fixed and mobile broadband penetration, senior and low income internet users, ICT investment intensity, Slovenia is deeply involved in the EU cooperation in the ICT patents), the country presents a typical developed areas of digital government and information society, economy digitalisation profile (OECD, 2020[6]). benefiting from this strong external stimulus created across these policy work streams. The country’s active The same assessment can be applied when considering participation in the European strategies, initiatives more specifically the level of digital interactions of and projects positively shapes the national digital the Slovenian population with public services. In 2019, government policy and is consensually considered 53% of individuals aged 16-74 years in Slovenia used an asset by the stakeholders interviewed during the the internet to interact with public authorities, ranging OECD fact-finding mission to Ljubljana on October from simply obtaining information from government 2019. Additionally, the fact that Slovenia is a relatively websites to interactive procedures where completed administratively centralised country, considered by its forms are sent via the Internet. But when considering ecosystem as being small in population when compared the percentage of individuals using the Internet to with European and OECD peers, can provide a policy send filled forms via public authorities websites, the asset. Since Slovenia has the capacity to “move fast Slovenian percentage drops to 21% within a context of and be agile” on digital government policy design and 38 % EU average (OECD, 2020[6]). implementation, the country’s government and its public sector should progressively consider embracing The socio-economic and digitalisation context of and implementing a more proactive and positive policy Slovenia provides substantial room for improvement approach that understands the country’s dimension as a on the country’s performance when compared with comparative advantage. OECD and EU peers. Building on the consensus for change that exists among the ecosystem of SOCIO-ECONOMIC FACTORS AND DIGITALISATION stakeholders, a political moment can be created for CONTEXT a wide and ambitious digital development agenda for the country. In order to enhance the benefits of As highlighted above, understanding, considering the digital transformation of the public sector, the and leveraging the socio-economic, technological and Slovenian government should build on this social geographic context of a country is fundamental for and economic digital eagerness and create a sense of a sound digital government policy. The governance urgency leveraging the current digital disruptiveness to in place needs to take into account fundamental strengthen the country’s economic development and contextual factors such as the overall economic climate, social wellbeing. 5
DIGITAL GOVERNMENT REVIEW OF SLOVENIA MACRO-STRUCTURE AND LEADING PUBLIC SECTOR led by a Director General is responsible for the wide ORGANISATION (INCLUDES LEADERSHIP – POSITION executive coordination and implementation of the ROLE) digital transformation of the public sector policy. The Information Society and Informatics Directorate The clarity, stability and simplicity of the institutional leads important digital government initiatives across model that supports priorities of digital government the administration in areas such as digital identity, is a foundational element for good policy leadership, interoperability and digital service delivery (see coordination and implementation. Established roles and Chapters 3 and 4). There is a wide recognition of MPA’s duties agreed and recognised across the administration mandate across the digital government ecosystem of are critical for consistent, coherent and sustainable stakeholders observed during the OECD fact-finding digital change. The existence of a public sector mission in October 2019 and also demonstrated in organisation responsible for guiding and coordinating the OECD Digital Government Survey of Slovenia digital government policies is a central element (OECD, 2020[7]). Nevertheless, as mentioned in the of governance analysis. Considering the different section Overall Political and Administrative Culture contextual factors, namely the country’s institutional and Structure, some lack of policy continuity across culture and legacy, this public sector organisation needs political cycles was identified as a critical concern by to be properly located in the government structure, the interviewed public sector institutions during the benefit from a clear political mandate and be equipped OECD fact finding mission to Ljubljana in October 2019. with the human and financial resources that can enable Several stakeholders highlighted that new governments it to be a real driver of change across the different levels tend to discontinue projects and initiatives underway, and sectors of government. with clear negative consequences on the sustainability of policy action and results. OECD member and non-member countries experiences are very diverse regarding the institutional shape A broad consensus was found about the need of further this leading public sector institution can have. Some empowering the Ministry of Public Administration countries locate this institution in the centre of to effectively lead the digital government policy government (e.g. Chile, France or the United Kingdom), of Slovenia across different sectors and levels of others drive the digital government policy through government. Additional policy levers seem to be a co-ordinating ministry such as finance or public required to secure effective policy implementation (see administration (e.g. Denmark, Italy, Portugal, Sweden) Chapter 3), as well as political support that is more or through a line ministry (e.g. Estonia, Greece, resilient to government cycles in terms of continuity, Luxembourg). The leading public sector institution can consistency and sustainability. The Government also have different institutional shapes such as a public of Slovenia could consider reinforcing the country sector agency approach (e.g. Denmark, Portugal, United vision and analytical thinking around the digital Kingdom), an unit, office or directorate (e.g. Colombia, transformation of the public sector to support such a Korea) or a political level ranking authority such as a policy. Further clarification and communication of the Minister or Secretary of State (e.g. Brazil, Estonia or role of digitalisation of the public sector for improved Greece). citizen trust, social wellbeing and inclusive economic wealth, and better connecting with different ongoing In Slovenia, the Ministry of Public Administration (MPA) agendas elsewhere in the public sector, can support is responsible for the digital government national the civil service to embrace and enhance the digital policy and holds a cross-cutting leadership function disruptiveness underway. in the different levels and sectors of government. The Ministry develops his coordination in line with the State Governmental Council of Informatics Development in Public Administration (see Section Coordination and Compliance). Within the Ministry, the Information Society and Informatics Directorate 6
KEYASPECTOS FINDINGSCLAVES CONTEXTUAL FACTORS AND INSTITUTIONAL MODELS COORDINATION AND COMPLIANCE the coordination workgroup is responsible for the preparation of proposals and action plans, A cooperative and collaborative culture across the public coordination as well as compliance of digital sector is fundamental to securing appropriate policy government measures in line ministries and other coordination mechanisms for coherent policy design, public sector organisations. development, delivery and monitoring. Institutional coordination helps to avoid siloed policy action, prevent l Operational working group – led by the director of policy gaps and mismatches, encourage the interchange the Information Society and Informatics Directorate, of opinions, mobility of skills and sharing practices, and the operational working group is responsible for enable synergies between public sector stakeholders. the implementation of activities, preparation and Sound institutional coordination also supports a shift implementation of operational documents and work from agency-thinking and government-centred methods reports based on action plans. Provides its consent to system-thinking approaches in policymaking and to line ministries and government services to all implementation capable of being synchronised with projects or activities that result in the acquisition, the expectations and needs of citizens and businesses maintenance, or development of IT equipment and (OECD, 2019[2]). solutions. In line with the OECD Recommendation of the Council The formal coordination and compliance structure for on Digital Government Strategies (OECD, 2014[1]) and the the digital government policy of Slovenia has a design diverse experiences and practices of OECD member that positively allows different levels of coordination and several non-member countries, successful and the distribution of responsibilities seems to be coordination approaches typically rely on two stages of clear and generally well defined. Nevertheless, despite cooperation: a high-level cooperation and management, offering effective horizontal cooperation, recent years putting together ministers or secretaries of State, and have identified critical weaknesses. The lack or even ensuring extensive collaboration and supervision of inexistence of Strategic Council meetings of the since the digital government strategy. Alongside this high- April 2018 until the writing of this paper compromises level cooperation, an organisational and technical the necessary coordination that can secure the cooperation system is also needed to address execution coherence and sustainability of the digital government difficulties and bottlenecks (OECD, 2016[8]). policy. In fact, the majority of Slovenian public sector organisations that answered the OECD Digital In Slovenia, the Governmental Council of Informatics Government Survey confirmed that there is no regular Development in Public Administration, led by the coordination with MPA on digital government policies Ministry of Public Administration (MPA), is responsible and initiatives. for the strategic leadership of the digital government policy (OECD, 2019[9]). The Council has a threefold In this sense, improving the coordination of this structure: policy area could be considered a priority in Slovenia in order to contribute to centralised assurance of l Strategic Council – led by the Minister of Public digital solutions, processes and services. Given the Administration, the council is responsible for consensus found across the ecosystem of stakeholders coordination and control of deployment of digital on the importance of further developing the digital technologies in the public sector, review and approval transformation of the public sector, there is an of the strategic orientations, confirmation of action opportunity for the Slovenian government to explore plans and other operational documents and validation greater permanence and continuity for fundamental of projects of line ministries above a certain threshold mechanisms of coordination such as the meetings of (see Section Financial Measures and Mechanisms) the Council. This can be supported by increasingly mobilising champions across the public, business and l Coordination working group – led by the State civic sectors where there was great willingness to be Secretary of the Ministry of Public Administration, involved further. n 7
DIGITAL GOVERNMENT REVIEW OF SLOVENIA 3. Policy levers to lead the digital transformation INTRODUCTION place for the digitalisation of the public sector, mobilising the different sectors and levels of government around Having the proper political support, an empowered a common policy purpose. The document should make leading public sector organisation and the right the necessary bridges with other public governance institutional coordination mechanisms for policy agendas (e.g. innovation, open government, administrative development are critical dimensions for strong modernisation, integrity), or broader policy priorities and resilient governance of digital government, as in place (e.g. sustainable development, science and highlighted in Chapter 3. But effective and efficient technology, education, wellbeing, environment) in order policy implementation requires also having different to foster policy coherence and a systems thinking vision, policy tools in place that can guide, align and enforce culture and practice across the public sector. The design coherent and sustainable efforts across the public and delivery of the strategy are fundamental opportunities sector. to concretely implement principles of openness and public engagement. These processes can enable collaboration with Based on the experience of the OECD Working Party the broader ecosystem of digital government stakeholders of Senior Digital Government Officials (E-Leaders) such as the private sector, academia or civil society, contained in the E-Leaders Governance Handbook securing the alignment with its needs and expectations, but (OECD, 2019[2]), policy levers – soft or hard – are tools also act as an inclusive mechanism of shared ownership that can be used by governments as means of action and joint responsibility for the policy agenda. to achieve system-wide change. Effective and concrete instruments that governments can develop for cohesive Practically all OECD members countries have a and durable policy implementation, rationalising efforts digital government strategy in place setting the policy and enabling synergies within the administration and objectives for the digital transformation of the public with the broader ecosystem of digital government sector (OECD, 2019[10]). Although the denomination can stakeholders. Policy levers are also fundamental vary (e.g. strategy, agenda or action plan), and it can be for promoting the use of key enablers across the presented as a stand-alone document or part of broader administration and securing the proper monitoring and public sector strategies (e.g. public administration, impact assessment of policy efforts underway, boosting digital economy, information society), the critical point public sector digital maturity (OECD, 2019[2]). for governance analysis is the existence of such policy documents. More than ambitious statements, these The current chapter presents a first assessment after documents set the vision and frame the national/federal the fact finding mission to Slovenia in October 2019, policy around digital government over a given period. applying the third facet of the E-Leaders Governance Framework – policy levers – that foresees four In Slovenia, the digital government policy is covered dimensions: 1) strategy, 2) management tools, 3) in the Public Administration 2020 – Public Administration financial measures and mechanisms and 4) Legal and Development Strategy 2020 and by the Digital Slovenia 2020 regulatory frameworks. – Development Strategy for the Information Society until 2020. With a 2015-2020 timeframe, the Public Administration STRATEGY 2020 strategy prioritises critical elements of digital government development such as integrated digital The complex and diverse machine of government requires services for citizens and businesses, IT management, a digital government strategy that sets the vision, aligns development of common building blocks, digital skills objectives, defines priorities and structures the right lines and fostering the use of technologies such as cloud of action to be adopted across the administration. The computing and data analytics across the public sector strategy should be able to reflect the political agenda in (Ministry of Public Administration, 2015[11]). Besides 8
KEYASPECTOS FINDINGSCLAVES POLICY LEVERS TO LEAD THE DIGITAL TRANSFORMATION digital society and digital economy oriented policy sense, there seems to exist space to better connect the streams, the Digital Slovenia 2020 strategy establishes strategies in place with the concrete priorities, needs relevant objectives for the public sector in areas such as and worries of Slovenian public sector institutions. interoperability standards, open government data, digital Considering that both strategies are now reaching their rights, digital identity management and ePayments for temporal term, an opportunity is emerging to involve the digital public services (Republic of Slovenia, 2016[12]). ecosystem of stakeholders on potential new strategies to be developed in this area, with the goal to secure their The two strategies present a reasonable full relevance in relation to specific institutional needs or complementarity, defining action-oriented priorities priorities of policy areas. This is essential if Slovenia aims and also the financial resources foreseen for their to ensure that digital government enhances the digital implementation. The ecosystem of stakeholders transformation of the public sector. interviewed during the OECD fact-finding mission to Slovenia in October 2019 and that responded to the MANAGEMENT TOOLS OECD digital government survey showed great awareness of the strategies in place. The ecosystem also confirmed Coherent investment in digital technologies and use that the strategies were elaborated in collaboration with of management models across the public sector are other public sector institutions. Nevertheless, when critical to optimise efficiency and avoid duplication of questioned about the relevance of the strategies for their efforts and expenditures. These policy levers promote public sector organisation (e.g. mandates, alignment streamlined policy implementation aligned with with institution’s goals, etc.), the vast majority of the the digital government strategy in place and enable respondents to the OECD Digital Government survey improved sustainability for the initiatives and projects consider it “moderate” or “weak” (OECD, 2020[7]). In this underway. Standardised business cases, for instance, 9
DIGITAL GOVERNMENT REVIEW OF SLOVENIA encourage value creation as they help to frame the and coherent procurement of digital technologies in advantages of policy action and improve monitoring the Slovenian public sector is a challenge promptly capacities across the administration. Standardised recognised by the Ministry of Public Administration and agile project management helps to build common and the broader ecosystem of digital government organisational and administration grounds for stakeholders. the different digital government initiatives being implemented and consistent adjustment capacity to In order to improve standards and assurance for face rapidly changing contexts. Specific procurement coherent digital government there is an opportunity policies and frameworks for digital technologies allow for Slovenia to consider reinforcing and, if necessary, important savings and efficiency gains, help make creating the necessary conditions for applying these purchasing consistent with overarching strategic three policy levers – business cases, agile project objectives, generate transparency, and promote the management and strategic procurement of digital involvement of providers through commissioning technologies – to strengthen the coordination capacities approaches (GDS & OECD, 2019[13]; OECD, 2019[2]). of the Ministry of Public Administration and enable a more cohesive digital transformation of its public sector. The OECD Recommendation of the Council on Digital Government Strategies (OECD, 2014[1]) has specific key FINANCIAL MEASURES AND MECHANISMS recommendations that underline the value of business cases and agile project management methodologies, as Institutional frameworks for the allocation of financial well as the strategic procurement of digital technologies. resources that can promote and secure policy Although with different approaches in terms of implementation are also important policy levers that standardisation and enforcement, the use of these governments can use to support digital government three policy levers is relatively common in the digital development. For instance, the capacity of the public government policy context of OECD countries (OECD, sector institution that leads the digital government 2019[10]). policy of the country to influence the national budget is an extremely valuable asset to guarantee the In Slovenia, the further development of these policy prioritisation and coherent implementation of public levers and their positive impact for a coherent and sector digitalisation. Moreover, the existence of a budget sustainable digital government in the country is threshold determining that, above a certain financial commonly recognised and supported by the ecosystem value, digital government expenses need to be centrally of digital government stakeholders. The Methodology pre-evaluated is also a clear instrument for securing of project management in the state administration – IT efficient and stratregic use of existing resources and projects and the IT investments approval process by coherently bringing public sector policy actions into the Council of Informatics Development in Public line with overarching priorities. Funding or co-funding Administration demonstrate the efforts underway for mechanisms to support digital government initiatives and coherent management of digital technologies initiatives projects in different sectors and levels of government can and projects. Nevertheless, the existence and current also support coherent and efficient policy implementation applicability of these tools is not clear to the majority simultaneously assuring the dissemination of standards of public sector organisations that answered the and key enablers that act as building blocks for a cohesive Digital Government Survey of Slovenia, namely when digitalisation of the public sector. referring to standardised business cases and project management models (OECD, 2020[7]). Regarding the The experience of OECD countries varies considerably procurement of digital technologies, the centralised regarding the existence of the mentioned financial formal process for the approval of investments by the measures and mechanisms. Nevertheless, there is a mentioned Council supports efficiency and coherence common acknowledgement across the members of the across the administration. But considering the identified Working Party of Senior Digital Government Officials lack of Council meetings since April 2018 (see Section (E-Leaders) that these kind of hard policy levers can Coordination and Compliance), guaranteeing strategic play a decisive role in the strategic promotion, effective 10
KEYASPECTOS FINDINGSCLAVES POLICY LEVERS TO LEAD THE DIGITAL TRANSFORMATION enforcement and cross-cutting monitoring of policy recognition of digital artefacts such as documents implementation. or signatures, the reinforcement of personal data protection and cybersecurity legal frameworks or the Although there is a general recognition of the relevance increasing regulation on data governance (OECD, 2016[8]). for this kind of approach to support the implementation Depending on the institutional culture of their public of the digital government strategy, the effective use sector, some countries have more legalistic cultures and of budgetary or funding policy levers in Slovenia is others follow more consensus-based approaches. currently limited. The most relevant example refers to the existing threshold of 20 000 EUR (without tax) Slovenia developed broad efforts during the last for digital government investments. The Strategic decades to progressively adapt its legal and regulatory Board of the Council of Informatics Development in framework to the digital transformation underway. Public Administration is responsible for evaluating Benefiting from the European Union regulation ICT expenses above the mentioned value, promoting stimulus, important steps were taken for instance in in this sense integrated and cohesive policy efforts for the areas of digital signatures, access to public sector the digital transformation of the public sector. But as information, privacy and data protection, digital mentioned above (section Coordination and Compliance), security or sharing of government data within and the absence of Strategic Council meetings since April across the public sector. Nevertheless, weaknesses in 2018 until the writing of this paper compromises the legal and regulatory approaches are commonly pointed current effectiveness of this policy lever in Slovenia. out as obstacles for government digital maturity. Public stakeholders that answered the OECD Digital Further developing financial measures and mechanisms Government Survey of Slovenia identified the need to in Slovenia should be increasingly considered as an simplify the legislation, update areas such as digital adequate response to the need of further empowerment identity or trust services and improve communication and coordinating capacities of the Ministry of Public to reinforce its cohesive application (OECD, 2019[9]). Administration for strengthening its leadership of the digital government policy. Beyond continuing efforts to keep the relevant legal and regulatory framework properly updated, Slovenia LEGAL AND REGULATORY FRAMEWORKS (INCLUDES should further explore the development of an agile and DIGITAL RIGHTS) experimentation-driven culture properly linked and driven by the digital government strategy to address The fast pace of digital change nowadays requires change in the public sector that can counterbalance permanent efforts by governments to keep their legal the established legalistic approaches. This requires and regulatory frameworks updated. Since policy persistent efforts to gradually change the mindset of actions need to be strongly backed by clear laws public officials towards innovation-oriented and life- and regulations that can guarantee principles such long learning approaches that can test and rapidly as openness, accountability, proportionality and adjust to the current face pace of change. On the other impartiality, together with an unquestionable respect hand, updating the legal and regulatory framework of citizens and businesses rights, governments’ agility using a digital rights angle can also guarantee better and responsiveness to institutionally navigate the rapid alignment with citizens and businesses needs and changes underway are some of the critical challenges of expectations. Considering the progressive penetration the digital age. Legal and regulatory frameworks should of emerging technologies such as artificial intelligence enable digital opportunities to be seized and risks in public sector processes and services, and the tackled, avoiding creating bureaucratic friction to the adoption of data-driven approaches, issues of digital transformation of economies and societies, minimising consent, ethical use of data or algorithm transparency risks and maximising benefits. increasingly require governments to consider this third generation of digital rights as a requisite for a digitally- OECD countries have progressed a lot in the last decades enabled state (OECD, 2019[14]; Ubaldi et al., 2019[15]; through the establishment of digital rights, the formal OECD, 2019[16]). n 11
DIGITAL GOVERNMENT REVIEW OF SLOVENIA 4. Digital talent for a transformative public sector culture INTRODUCTION need for building on existing capabilities and targeting shortages becomes a priority in order to maintain high In the era of digital transformation, where social quality public services and trust from citizens. changes lead to modifications of workplace, work content and the technology used, governments are The digitalisation of our economy and society, such facing a pressing need to prepare civil servants with the as tax collection, public sector communication and proper digital skills to support, navigate and implement management of citizen services and planning, have such transformation as well as to achieve high digital created demand for a host of different digital skills maturity to attract and retain talents in the public and competencies necessary to run a successful digital sector. Across OECD member countries and non-member government. This means that it is necessary to equip countries, there are many reasons that explain the the public workforce with skills and competencies that absence of a much-needed strategy for digital skills that empower them to quickly adjust and be efficient in responds to new demands such as limited awareness their environment. Identifying, and ensuring, the right of its importance about the leadership, on budget digital skills and competencies are critical for developing restrictions. However, there is a growing emerging services that can adapt and respond to citizens’ needs. 12
KEYASPECTOS FINDINGSCLAVES DIGITAL TALENT FOR A TRANSFORMATIVE PUBLIC SECTOR CULTURE Technical skills not only are skills needed to build government constrains institutions to hire a limited digital services and use platforms, but are also number of talents every year, which is a structural associated with ‘new’ digital professions that support challenge for the country. In addition to this, neither job the fundamental changes needed in the public mobility seem to be considerably encouraged, nor job sector to sustain the digital transformation (e.g.data profiles are well defined, thus civil servants’ incentive scientist, user researcher, service designer, product to reskill or upskill their digital skills is critical and this manager) and reimagined ones (business analyst, does not make public service roles attractive to top delivery manager). Due to the crosscutting nature talents. of skills, digital skills apply at every level within the public sector, from experts to leadership roles, There is therefore not only a lack of skills but also a gap especially softer aspects of digital capacity, such as in strategic human resource management. To address flexible managerial skills, adaptability skills and meta- these issues, many OECD countries have prioritised, learning skills. among others, a focus on strengthening collaboration across sectors and levels of government in a digital The OECD peer review team observed during the environment, equipping civil servants with digital skills OECD fact-finding mission, a lack of collaboration and competencies to work in multi-disciplinary teams, between different sectors of the government to create in an agile environment, and attracting and maintaining synergy. Some lack of political continuity between digital talents. The Slovenian government may consider recent governments may have affected the stability of developing a similar action plan for a success digital leadership, and may also have weakened collaboration transformation. ties within the government (See Section Coordination and Compliance). The project of centralisation PUBLIC SERVICE DIGITAL ENVIRONMENT through GOV.SI (see Chapter 5) shows a willingness to unify, collaborate and communicate across sectors As addressed in Chapters 1 and 2, a clear digital with its success benefiting from having clarity of government vision and strategy of a country is vision and commitment of leadership. A strong crucial for the development of workforce’s synergy, leadership would then facilitate the development of skillsets and career paths, and most importantly for a digital culture, leading to a solid digital workforce an efficient digital transformation of its public sector. equipped with reliable digital skills. This is why establishing an environment that welcomes collaboration and enables the development and Many stakeholders revealed that they were often practice of digital skills is necessary to strengthen the under resourced due to a lack of IT skills and government’s ability to respond to citizens’ increasing operating in environments with low digital maturity, and evolving expectations towards public services. which constrained the agility of their teams. Although courses and workshops are offered at the In Slovenia, considerable political changes happened in Administration Academy, the identification of skills the past decade, which has possibly affected the setup needed for each role seems vague and the motivation of a digital culture to steer and coordinate across the from civil servants to learn new skills varies between structure. In line with the OECD Recommendation of the institutions. As a result, teams are overloaded with Council on Digital Government Strategies (OECD, 2014[1]), the administrative and management tasks, such as those experience of several OECD member and non-member associated with procurement. countries also shows that a clear vision articulated by strong leadership is highly important in promoting a Many institutions are concerned with their limited change of environment and establishing a work culture financial resources, which may result in losing their focused on digital practices. talented staff to the private sector and being unable to compete in replacing them. Not only is the salary of a During the OECD mission to Slovenia, the team noticed civil servant not as attractive as in the private sector, some important efforts are being made to centralise but also the recruitment system of the Slovenian information under GOV.SI and services under eUprava, 13
DIGITAL GOVERNMENT REVIEW OF SLOVENIA (discussed further in Chapter 5). Although this initiative on Digital Government Strategies (OECD, 2014[1]), many is a great opportunity for collaborating and deepening OECD member and non-member countries demonstrate synergy between institutions, a lack of engagement as a willingness to achieve further digital maturity also often observed resulting in the perspective of such an by prioritising institutional capacities into building a initiative as a top-down decision instead of an invitation digitally skilled workforce. In 2019, the Government at to a joint one. A strong leadership with a clear and a Glance publication found that around 61% of OECD forward-looking vision could then help to establish goals countries (22 out of 36) have civil-service-wide training and behaviours that strengthen collaboration across strategies or action plans, which is an increase from sectors within the workplace. slightly less than half in 2016 (OECD, 2019[17]). In Slovenia, the Ministry of Public Administration Given the progressive use of digital technology across through the Administration Academy took the initiative government institutions, there is also a need to consider of addressing the digital skills and competencies gap by embracing a more receptive workplace to digital settings providing training to public servants. The Administration and lifelong learning. This comes with an environment Academy outsources trainers and offers rudimentary fostering digital experimentation, application of new training skills such as word processing, internet digital skills, change of mindset by putting the human navigation, email communication and spreadsheet in the centre of the strategy, focusing on the evolving programmes in order to provide the workforce with basic needs and reiteration of job profiles and descriptions. skills. The Academy also collaborates with universities This more strategic role of leaders could enable the experts to develop new training programs with different development and growth of a more digital workforce to modules targeted at different groups of public servants adapt to an increasingly digital society. for the development of digital skills including Data Science for beginner, Business Intelligence, machine PUBLIC SERVICE DIGITAL TALENTS learning as well as Open Data management. However, the Academy does not seem to have in-house trainers to In light of the change in the nature of work of the public promote courses within their workforce, as they reported sector, it became essential to identify, train and equip enrolment being very low. civil servants with digital skills that would enable them to complete their job best and deliver high quality public During the fact-finding mission, the OECD peer review services. Following OECD Recommendation of the Council team noted that although many stakeholders recognised 14
KEYASPECTOS FINDINGSCLAVES DIGITAL TALENT FOR A TRANSFORMATIVE PUBLIC SECTOR CULTURE the lack of IT skills and more generally the lack of digital are not used well, public services being developed can be skills within the public sector, little showed interest in put at risk (OECD, 2019[17]). joining and applying for training and courses. The team later circulated a survey and results revealed that only Most OECD countries revealed a preference for 25% of respondents expressed concerns about their employing public servants in the central government digital skills and were highly motivated to participate in administrations in 2019 (OECD, 2019[17]). The trainings (OECD, 2020[7]). Some other participants consider policymakers acknowledged that main challenges digital skills as “good to have” but do not see them as are to continuously assess skills and competencies “required”, as they believe they can “learn by doing”, and needed in the public sector (OECD, 2017[18]) in order to that only “big projects” require these skills. Consequently, prioritise hiring and maintaining talents in house over the low motivation led to more demand for external outsourcing, particularly in areas with skills shortage. provision of services, which not only creates a lack of internal skills but also results in teams to be overloaded During the OECD fact finding mission to Slovenia in by more administrative and managerial tasks than October 2019, many public sector institutions shared technical ones. This practice puts at risk the capacity to their concern about having a limited fund and limited control and understand what is being developed, and to the number of staff they can hire every year. As a result, cooperate with other teams as the lack of internal skills teams are not able to replace talents and are under- restricts the flexibility to operate in an agile way. resourced, therefore can only rely on external talents. Although outsourcing is financially more costly than After setting up a favourable work environment with hiring a new talent, due to the structuring policy, this a clear vision for digital transformation, the Slovenian seems to be the only alternative to innovate. On top government could now prioritise investing in training, of that, the organisational structure does not seem to people and infrastructures across all level of the allow mobility of the workforce between sectors, which institutions to enable services to be developed in-house, may also explain the fear in public sector organisations increase ownership of products and services as well of losing talents to more flexible and attractive career as multidisciplinary collaborations across sectors and paths, more generous salary packages and benefits in institutions. This includes building trainings internally the private sector. The public sector talent management to focus on the area of user centricity and emphasise on system of the Government of Slovenia does not seem to soft skills, digital delivery skills, design thinking and end offer much mobility and thus decreases the incentive to user experience, which are specific to the public sector professional growth. needs. A digitally matured work place will thus condition the creation of a digitally skilled workforce. However, some measures could be taken in order to identify, attract and retain the top talents. Given the PUBLIC SERVICE RECRUITMENT OF TALENTS job market options, it is necessary for governments to position themselves as attractive employers, giving In order to align with the vision of a country, candidates the chance to develop their career while governments can decide to hire people through different serving society. They may consider developing accurate types of employment contracts (OECD, 2019[17]). The job profiles and descriptions, as this gives employers most common distinction is the permanent public the chance to paint a clearer picture of the roles servant status and the contractor status, where pay, job available. The Government of Slovenia may also consider security, performance evaluation and access to training adjusting its recruitment efforts and use creative differ. These employment modalities very often affect ways to reflect the organisational culture and values, the efficiency in attracting and sustaining talents as such a gamification of skills assessments. In today’s well as motivating them to give their best to create high environment, digital maturity and agility of a work place quality public services. With a clear and well-balanced are important selection criteria for strong candidates, structure, this can give governments the flexibility to thus re-thinking their reward system, salary package, develop and manage their workforce with the proper career paths and mentorship plan could equally range of skills. However, if the employment modalities contribute to making the work place more attractive. n 15
DIGITAL GOVERNMENT REVIEW OF SLOVENIA 5. Service design and delivery The transformation of our daily lives is increasing and organisational politics, the history of channel expectations about the quality of the experiences we strategies, technology and infrastructure and finally, have with private suppliers, and in turn, with government. societal and geographic factors. Second, the service OECD countries are increasingly acknowledging the design and delivery philosophy in terms of leadership, importance of design in the quality of the services whether political, organisational and external, as well government delivers and Slovenia is no different in as the behaviours associated with understanding whole wanting to achieve a public sector that maximises the problems, designing an end to end service experience, opportunities of the digital age to reduce the burden involving the public, working across organisational and cost of interactions between citizen and state while boundaries and working in an agile way. Finally, the increasing satisfaction, effectiveness and trust. availability of a wide range of different enabling resources and technology play a significant role in The OECD’s conceptual framework for analysing the determining the quality of experience and outcomes design and delivery of public services (Figure 5.1) for citizens, businesses and visitors as well as the speed identifies three areas that inform and shape their with which government is able to transform its service quality. First, the context in terms of representative landscape. Figure 5.1. A conceptual framework for analysing the design and delivery of services 2.1 Political, organisational and external 2.4 Involving the public leadership and vision 2.5 Combining policy, delivery and operations 2.2 Understanding whole problems to work across organisational boundaries 2.3 Design of the end to end service 2.6 Taking an agile approach experience 1 3 Context for Enablers to design and support design delivery and delivery 2 Philosophy of design and Services delivery 1.1 Representative and organisational politics 1.2 Historic channel strategies 1.3 Legacy of technology and infrastructure 3.1 Best practice and guidelines 3.4 Channel strategy 1.4 Society and geography 3.2 Governance, spending 3.5 Common components and tools and assurance 3.6 Data-driven public sector 3.3 Digital inclusion 3.7 Public sector talent and capabilities Source: OECD, (2020[19]), Digital Government in Chile – Improving public service design and delivery 16
KEY FINDINGS SERVICE DESIGN AND DELIVERY CONTEXT FOR SERVICE DESIGN AND DELIVERY From the citizen side, questions of digital inclusion and Chapter 2 has discussed the contextual factors shaping particularly access and literacy should also be recognised digital government in a country. In the context of in terms of how services are designed and delivered. designing and delivering public services, these remain Web, telephone and face to face locations need to be relevant. Although a governmental focus on the quality understood together in order to ensure that services are of service design and delivery is arguably politically developed in such a way that users can access a given neutral, its success is as reliant on political stability service at any point in the process of meeting their need, and commitment as any other agenda. Financial according to their most convenient channel. priorities in a country may create a sudden impetus to move interactions online with the explicit aim of As a result, OECD countries are increasingly exploring reducing face-to-face provision without considering unifying strategies for the design and delivery of services the opportunity to transform the design and delivery and rationalising their public sector web estates. culture. Indeed, this in itself will reflect the extent to Slovenia is no different in having begun to consolidate which a country might mandate a particular approach all corporate government information on GOV.SI from the centre versus local or regional autonomy. (https://www.gov.si), which has cut down the number of administrative websites from 350 to 30 (European Further influences will come from the legacy of Commission, 2019[20]). This site is then complemented by how services were established with their associated eUprava (https://e-uprava.gov.si/) as an intended single processes, data flows and channels not always being the entry point for accessing services and transactions. product of strategic planning while different priorities However, although eUprava is the most significant may have resulted in the development of different channel for providing access to services, its relationship channels without coordination, or in competition, with GOV.SI is not always clear while the situation between organisations meaning users have to visit regarding service delivery is complicated by a legacy of multiple locations to address a particular need. Legacies institutional or sectoral websites and the provision made of politics, physical infrastructure, data, technology, available face to face through physical locations. The channels, brands or supplier contracts all influence the eUprava website and GOV.SI websites are just two parts speed and capability of a public sector in pursuing its of landscape for accessing services and information ambitions for transforming public services. ranging from companies (http://evem.gov.si), taxes 17
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